Petition for Writ of Certiorari — Anthony Novak, Petitioner v. City of Parma, Ohio, et al.
Supreme Court briefSep 26, 2022
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No. ______
In The
Supreme Court of the United States
ANTHONY NOVAK,
Petitioner,
v.
CITY OF PARMA, OHIO, ET AL.,
Respondents.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Sixth Circuit
PETITION FOR A WRIT OF CERTIORARI
PATRICK JAICOMO
Counsel of Record
CAROLINE GRACE BROTHERS
ANYA BIDWELL
INSTITUTE FOR JUSTICE
901 N. Glebe Rd., Ste. 900
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
SUBODH CHANDRA
DONALD SCREEN
THE CHANDRA LAW FIRM
1265 W. 6th St., Ste. 400
Cleveland, OH 44113
(216) 578-1700
Counsel for Petitioner
i
QUESTIONS PRESENTED
Petitioner Anthony Novak created a parody Facebook page to mock his local police department in
Parma, Ohio. Novak published six posts on the page,
deriding the department through obvious parody. For
his speech, respondents searched, seized, jailed, and
prosecuted Novak for a felony under a broadly written
Ohio law prohibiting the use of a computer to “disrupt” or “interrupt” police functions. A jury acquitted
Novak after trial.
When Novak sued for the violation of his First and
Fourth Amendment rights, the Sixth Circuit found
that there was probable cause to believe Novak’s protected speech was criminal and held, joining a growing circuit split, that the officers were entitled to qualified immunity for their violation of Novak’s rights.
The questions presented are:
1. Whether an officer is entitled to qualified immunity for arresting an individual based solely on
speech parodying the government, so long as no case
has previously held the particular speech is protected.
2. Whether the Court should reconsider the doctrine of qualified immunity.
ii
PARTIES TO THE PROCEEDING
Petitioner is plaintiff Anthony Novak. Respondents are the City of Parma, Ohio; Kevin Riley; and
Thomas Connor.
iii
RELATED PROCEEDINGS
U.S. District Court for the Northern District of Ohio:
Novak v. City of Parma,
No. 17-CV-2184 (Apr. 5, 2018; Feb. 24, 2021)
U.S. Court of Appeals for the Sixth Circuit:
Novak v. City of Parma,
No. 18-3373 (July 29, 2019)
Novak v. City of Parma,
No. 21-3290 (April 29, 2022)
iv
TABLE OF CONTENTS
Page
Petition for a Writ of Certiorari................................. 1
Opinions Below .......................................................... 3
Jurisdiction................................................................. 3
Constitutional and Statutory Provisions Involved ... 3
Statement ................................................................... 4
I. Police search, arrest, jail, and prosecute
Anthony Novak for making fun of them
on Facebook. .................................................... 4
II. Because the facts showed that Novak’s
posts were parody, the Sixth Circuit
denied the officers qualified immunity
at the motion-to-dismiss stage. ....................... 8
III.Although the facts showed that Novak’s
posts were parody, the Sixth Circuit
granted the officers qualified immunity
at the summary-judgment stage................... 11
Reasons for Granting the Petition........................... 12
I. The circuits are split over how to
address qualified immunity when
confronted
with
obvious
First
Amendment violations. ................................. 14
A. Three
circuits
have
rejected
qualified
immunity
for
First
Amendment violations, regardless of
minor factual distinctions from
earlier cases. ............................................. 15
v
B. Three
circuits
have
granted
qualified
immunity
for
First
Amendment violations based on
minor factual distinctions from
earlier cases. ............................................. 21
C. The circuits are divided because
each side of the split follows a
different line of this Court’s cases. .......... 25
II. This case presents an important
question of federal law that this Court
should settle................................................... 27
A. The First Amendment provides
broad protections for speech. ................... 27
B. Immunities are providing an end run
around
First
Amendment
protections. ............................................... 31
III.This Court should reconsider qualified
immunity because the doctrine has no
basis in law or policy. .................................... 33
IV. This case is a good vehicle because on
certiorari the Court need only apply the
law and resolve the split. .............................. 36
Conclusion ................................................................ 36
vi
TABLE OF APPENDICES
APPENDIX A:
Opinion of the United States Court of Appeals for the Sixth Circuit, Filed April 29,
2022 ..................................................................... 1a
APPENDIX B:
Opinion and Order of the United States
District Court for the Northern District of
Ohio, Filed February 24, 2021 ......................... 27a
APPENDIX C:
Opinion of the United States Court of Appeals for the Sixth Circuit, Filed July 29,
2019 ................................................................... 80a
APPENDIX D:
Opinion and Order of the United States
District Court for the Northern District of
Ohio, Filed April 5, 2018 ................................ 113a
APPENDIX E:
Screenshots of Parody Facebook Posts .......... 139a
vii
TABLE OF AUTHORITIES
CASES
Page
Anderson v. Creighton,
483 U.S. 635 (1987)............................................. 34
Ashaheed v. Currington,
7 F.4th 1236 (10th Cir. 2021) ............................. 21
Ballentine v. Tucker,
28 F.4th 54 (9th Cir. 2022) ........................... 15, 20
Baumgartner v. United States,
322 U.S. 665 (1944)............................................. 27
Baxter v. Bracey,
140 S. Ct. 1862 (2020)......................................... 35
Browder v. City of Albuquerque,
787 F.3d 1076 (10th Cir. 2015)........................... 21
Campbell v. Acuff-Rose Music, Inc.
510 U.S. 569 (1994)............................................. 12
Chaplinsky v. New Hampshire,
315 U.S. 568 (1942)............................................. 17
City of Houston v. Hill,
482 U.S. 451 (1987)...................................... passim
Cohen v. California,
403 U.S. 15 (1971)..................................... 7, 27, 28
Crawford-El v. Britton,
523 U.S. 574 (1998)............................................. 34
Crocker v. Beatty,
995 F.3d 1232 (11th Cir. 2021)............... 22, 24, 25
viii
Cunningham v. Blackwell,
41 F.4th 530 (6th Cir. 2022) ............................... 35
Dobbs v. Jackson Women’s Health Org.,
142 S. Ct. 2228 (2022)......................................... 33
Egbert v. Boule,
142 S. Ct. 1793 (2022)..................................... 2, 33
Espinoza v. Montana Dep’t of Rev.,
140 S. Ct. 2246 (2020)......................................... 30
Federal Election Comm’n v. Wisconsin Right to
Life, Inc.,
551 U.S. 449 (2007)................................... 1, 25, 26
Harlow v. Fitzgerald,
457 U.S. 800 (1982)..............................2, 26, 33, 34
Hernandez v. Mesa,
140 S. Ct. 735 (2020)........................................... 33
Hoggard v. Rhodes,
141 S. Ct. 2421 (2021)......................................... 29
Hope v. Pelzer,
536 U.S, 730 (2002)............................................. 17
Horvath v. City of Leander,
946 F.3d 787 (5th Cir. 2020)......................... 15, 16
Hurley v. Irish-Am. Gay, Lesbian & Bisexual
Grp. of Bos.,
515 U.S. 557 (1995)............................................. 23
Imbler v. Pachtman,
424 U.S. 409 (1976)............................................. 32
Jamison v. McClendon,
476 F. Supp. 3d 386 (S.D. Miss. 2020) ............... 35
ix
Janny v. Gamez,
8 F.4th 883 (10th Cir. 2021) ............................... 21
Lozman v. City of Riviera Beach,
138 S. Ct. 1945 (2018)......................................... 10
Malley v. Briggs,
475 U.S. 335 (1986)............................................. 18
McCoy v. Alamu,
141 S. Ct. 1364 (2021)......................................... 15
McCoy v. Alamu,
950 F.3d 226 (5th Cir. 2020)............................... 15
Miami Herald Publ’g Co. v. Tornillo,
418 U.S. 241 (1974)............................................. 23
Mitchell v. Forsyth,
472 U.S. 511 (1985)............................................... 8
Monell v. Department of Soc. Servs.,
436 U.S. 658 (1978)................................. 12, 31, 32
Morrow v. Meachum,
917 F.3d 870 (5th Cir. 2019)............................... 35
Myers v. Anderson,
238 U.S. 368 (1915)............................................. 33
Ness v. City of Bloomington,
11 F.4th 914 (8th Cir. 2021) ......................... 22, 24
New York Times Co. v. Sullivan,
376 U.S. 254 (1964)............................................. 25
Nieves v. Bartlett,
139 S. Ct. 1715 (2019)................................... 10, 28
Novak v. City of Parma,
2021 WL 720458 (N.D. Ohio Feb. 24, 2021) ........ 3
x
Novak v. City of Parma,
33 F.4th 296 (6th Cir. 2022) ................................. 3
Novak v. City of Parma,
932 F.3d 421 (6th Cir. 2019)................................. 8
Pierson v. Ray,
386 U.S. 547 (1967)......................................... 2, 33
Ramirez v. Guadarrama,
142 S. Ct. 2571 (2022)......................................... 35
Reichle v. Howards,
566 U.S. 658 (2012)............................................. 10
Rodriguez v. Swartz,
899 F.3d 719 (9th Cir. 2018)............................... 35
Sause v. Bauer,
138 S. Ct. 2561 (2018)......................................... 17
Smith v. City of Cumming,
212 F.3d 1332 (11th Cir. 2000)..................... 24, 25
Speiser v. Randall,
357 U.S. 513 (1958)....................................... 25, 26
Taylor v. Riojas,
141 S. Ct. 52 (2020)................................. 15, 17, 23
Taylor v. Stevens,
946 F.3d 211 (5th Cir., 2019).............................. 15
Texas v. Johnson,
491 U.S. 397 (1989)............................................. 23
Thompson v. Cope,
900 F.3d 414 (7th Cir. 2018)............................... 35
Thompson v. Ragland,
23 F.4th 1252 (10th Cir. 2022) ..................... 15, 21
xi
United States v. Playboy Ent. Grp., Inc.,
529 U.S. 803 (2000)....................................... 23, 25
United States v. Stevens,
559 U.S. 460 (2010)............................................. 23
Villarreal v. City of Laredo,
44 F.4th 363 (5th Cir. 2022) ........................ passim
Villarreal v. City of Laredo,
No. 5:19-CV-48, 2020 WL 13517246 (S.D.
Tex. May 8, 2020).......................................... 16, 17
Wearry v. Foster,
33 F.4th 260 (5th Cir. 2022) ............................... 31
West Virginia State Bd. of Ed. v. Barnette,
319 U.S. 624 (1943)............................................. 28
Williams v. Snyder,
No. 20-1512, 2022 WL 1078226 (7th Cir.
Apr. 11, 2022) ...................................................... 21
Zadeh v. Robinson,
928 F.3d 457 (5th Cir. 2019)............................... 32
Ziglar v. Abbasi,
137 S. Ct. 1843 (2017)......................................... 33
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. I ......................................... passim
U.S. Const. amend. IV ...................................... passim
STATUTES
28 U.S.C. 1254(1) ....................................................... 3
42 U.S.C. 1983 ................................................... passim
xii
Hous., Tex. Ord. § 34-11(a) (1984) ........................... 29
Ku Klux Klan Act, ch. 22, 17 Stat. 13 (1871) .......... 34
Ohio Rev. Code § 2909.04(B) (2004) ................ 4, 7, 29
Texas Penal Code § 39.06(c) (2017) ................... 16, 22
OTHER AUTHORITIES
Alexander A. Reinert, Qualified Immunity’s
Flawed Foundation, 111 Calif. L. Rev. ___
(2022) ................................................................... 34
James E. Pfander, Zones of Discretion at
Common Law, 116 Nw. L. Rev. Online 148
(2021) ................................................................... 34
Joanna C. Schwartz, Qualified Immunity’s
Boldest Lie, 88 U. Chi. L. Rev. 605 (2021) ......... 35
Marie Miller et al., Constitutional GPA,
“Notable Findings” (Sept. 26, 2022) ................... 35
Patrick
Jaicomo
&
Anya
Bidwell,
Recalibrating Qualified Immunity, 112 J.
Crim. L. & Criminology 105 (2022) .................... 34
Patrick Jaicomo & Anya Bidwell, Unqualified
Immunity and the Betrayal of Butz v.
Economou, 126 Dick. L. Rev. 719 (2022)............ 34
Scott A. Keller, Qualified and Absolute
Immunity at Common Law, 73 Stan. L.
Rev. 1337 (2021) ................................................. 34
William Baude, Is Qualified Immunity
Unlawful?, 106 Calif. L. Rev. 45 (2018) ............. 35
xiii
William Baude, Is Quasi-Judicial Immunity
Qualified Immunity?, 74 Stan. L. Rev.
Online 115 (2022)................................................ 34
1
PETITION FOR A WRIT OF CERTIORARI
Anthony Novak was arrested by Ohio police for
parodying them on Facebook. Although the Sixth Circuit had previously acknowledged that Novak’s mockery was the sort of government ridicule that “holds an
important place in American history and tradition,”
Pet. App. 81a, the court held below that the same
mockery supported probable cause for Novak’s arrest,
dismissing his claims under the First and Fourth
Amendments. Id. at 8a–10a. Employing an impossibly granular interpretation of “clearly established
law” in the face of obvious First Amendment violations, the court granted police qualified immunity for
violating Novak’s rights.
The First Amendment demands the courts “give
the benefit of the doubt to speech, not censorship.”
Federal Election Comm’n v. Wisconsin Right to Life,
Inc., 551 U.S. 449, 482 (2007) (opinion of Roberts,
C.J.). But qualified immunity inverts that relationship in at least three circuits. The Sixth, Eighth, and
Eleventh Circuits grant officials qualified immunity
for First Amendment violations disguised as searches
and seizures justified by probable cause under
broadly written laws. In those circuits, censorship-byarrest prevails. Three other circuits prioritize speech
over immunity. The Fifth, Ninth, and Tenth Circuits
look beyond pretext and deny qualified immunity to
officials who should have known that their actions violated the First Amendment. See Reasons, Section I,
infra.
This split is illustrated by comparing Judge
Thapar’s decision for the Sixth Circuit below and
Judge Ho’s decision for the Fifth Circuit in Villarreal
2
v. City of Laredo, 44 F.4th 363 (5th Cir. 2022). In both
cases: (1) the plaintiffs were engaged in speech protected by the First Amendment; (2) police relied on
broad interpretations of vague state statutes to arrest
the plaintiffs for the protected speech; (3) the arrests
were the result of slow and deliberate, rather than
split-second, decision making; (4) prosecutors approved the police action and prosecuted the plaintiffs;
and (5) judges warranted the arrests. Yet the Fifth
Circuit rejected the existence of probable cause and
denied the officers qualified immunity because their
actions obviously violated the First Amendment,
while the Sixth Circuit did precisely the opposite.
Compare Statement, Section III, and Reasons, Sections I(A)(i), (B)(i), infra, with Pet. App. 25a–26a.
On the interaction of qualified immunity and the
First Amendment, the circuits are split. This Court’s
guidance is needed to restore uniformity, and this
case is a good vehicle to do so.
Alternatively, the Court should grant certiorari to
reconsider the doctrine of qualified immunity. Harlow
v. Fitzgerald, 457 U.S. 800 (1982); Pierson v. Ray, 386
U.S. 547 (1967). The Court has recently proclaimed
that it must follow congressional direction in deciding
whether and how constitutional claims may proceed.
See Egbert v. Boule, 142 S. Ct. 1793 (2022). Yet
through the doctrine of qualified immunity the Court
has discarded the congressional direction given in
Section 1983: “Every person who under color of any
statute of any State subjects any other person to the
deprivation of any rights secured by the Constitution
shall be liable to the party injured.” 42 U.S.C. 1983
3
(omissions not indicated and emphases added). See
Reasons, Section III, infra.
OPINIONS BELOW
The opinion of the circuit court, Pet. App. 1a, is reported as Novak v. City of Parma, 33 F.4th 296 (6th
Cir. 2022). The opinion of the district court, Pet. App.
27a, is not reported but is available electronically as
Novak v. City of Parma, 2021 WL 720458 (N.D. Ohio
Feb. 24, 2021).
JURISDICTION
The Sixth Circuit entered its decision below on
April 29, 2022. Justice Kavanaugh granted a 60-day
extension of the period for filing this petition on June
21, 2022. Petitioner timely files this petition and invokes this Court’s jurisdiction under 28 U.S.C.
1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The First Amendment to the United States Constitution prohibits any law “abridging the freedom of
speech, or of the press.”
*
*
*
The Fourth Amendment to the United States Constitution provides “[t]he right of the people to be secure in their persons, houses, papers, and effects,
against unreasonable searches and seizures, shall not
be violated.”
*
*
*
4
Section 1983 of Title 42 of the United States Code
provides:
Every person who, under color of any statute
* * * of any State * * * subjects, or causes to
be subjected, any citizen of the United States
or other person within the jurisdiction thereof
to the deprivation of any rights, privileges, or
immunities secured by the Constitution and
laws, shall be liable to the party injured in an
action at law[.]
*
*
*
Section 2909.04(B) of the Ohio Revised Code provides: “No person shall knowingly use any computer,
computer system, computer network, telecommunications device, or other electronic device or system or
the internet so as to disrupt, interrupt, or impair the
functions of any police, fire, educational, commercial,
or governmental operations.”
STATEMENT
I.
Police search, arrest, jail, and prosecute
Anthony Novak for making fun of them on
Facebook.
On March 1, 2016, Anthony Novak anonymously
published a Facebook page parodying the Parma,
Ohio, Police Department. Pet. App. 30a. Novak’s page
had the same name, cover photo, and profile photo as
the department’s official page, but it was designated
a “Community” page—not the “Police Station-Government Organization” designation held by the department’s real page—and it lacked the official “blue
5
checkmark” verifying it as an official page. Id. at 30a–
31a. The page also displayed the satirical slogan: “We
no crime.” Id. at 115a.
During the 12 hours the page was online, Novak
published six posts—all obvious parody. See Pet. App.
139a–141a (screenshots of available posts); Novak
C.A. Br. at 4–5. The six posts were:
•
An apology for failing to inform the public
about the armed robbery of a Subway sandwich
shop by a white man, while requesting information to “br[ing] to justice” an “African American woman” who was loitering in front of the
shop during the robbery, id. at 141a;
•
An announcement that new police officers
would be recruited based on “a 15 question
multiple choice definition test followed by a
hearing test” and “strongly encouraging minorities to not apply,” id. at 139a;
•
An “UPDATE” about a “Pedophile Reform
event” to include a “‘[n]o means no’ station
filled with puzzles and quizzes” and promising
that anyone who made it through the stations
would be “removed from the sex offender registry and accepted as an honorary police officer,”
ibid.;
•
A warning about the introduction of a new law
forbidding Parma residents “from giving ANY
HOMELESS person food, money, or shelter in
our city for 90 days,” which was intended “to
have the homeless population eventually leave
our city due to starvation,” id. at 140a;
6
•
An advertisement for a food drive to “benefit
teen abortions” at which police “will be giving
out free abortions * * * [in a van in front of a
grocery store] using an experimental technique
discovered by the Parma Police Department,”
ibid; and
•
An announcement of an “official stay inside and
catch up with family day” to “reduce future
crimes” during which anyone outside would be
arrested. 1
Many who saw the posts thought they were funny, but
a handful of people called the department to ask about
or tattle on the parody page. Pet. App. 3a.
When police got wind of Novak’s page, they sprang
into action. Pet. App. 3a. The department posted a notice on its official page, confirming it was the real page
and warning that the fake page was being investigated. Ibid. To prevent others from spoiling the joke,
Novak copied that notice to the parody page and deleted comments calling his page fake. Ibid. But after
Respondent Officer Kevin Riley appeared on the
1 There is no screenshot of the sixth post, but it read:
PARMA: Tuesday will be our official stay inside and
catch up with the family day in Parma! The Parma Police Department has set this day to allow families to
come together in an effort to reduce future crime by
having children have well balanced communication
with their families. Anyone’s [sic] seen outside their
home from the hours of 12 pm – 9 pm will be arrested.
Thank you.
Novak C.A. Br. 5.
7
nightly news to announce a criminal investigation
into the parody page, Novak took it down. Id. at 4a.
Yet police kept investigating. Riley tasked Respondent Detective Thomas Connor with figuring out
who created the parody page. Pet. App. 4a. Connor obtained a search warrant for Facebook and discovered
that Novak was the page’s author. Ibid. Both Riley
and Connor then consulted Parma Law Director and
Prosecutor Timothy Dobeck. Dobeck and Connor
searched for a crime to fit the situation and ultimately
landed on Ohio Revised Code Section 2909.04(B), a
felony statute prohibiting the knowing “use [of] any
computer * * * to disrupt, interrupt, or impair the
functions of any police * * * operations.” Id. at 4a, 32a.
Citing 11 calls by Facebook users to a non-emergency department phone line, local police, prosecutors, and judges all concluded there was probable
cause to believe Novak’s parody posts had feloniously
disrupted police operations. 2 See Pet. App. 4a, 23a.
Officer Connor applied for and obtained an arrest
warrant for Novak and a search warrant for his apartment. Id. at 4a.
2 According to Ohio officials, “it was the fact that the calls
occurred at all * * * that grounded [the] disruption analysis.” Pet.
App. 12a. This staggeringly broad interpretation of the statute,
now blessed by the Sixth Circuit, criminalizes all manner of First
Amendment activity. See, e.g., Pet. App. 7a, 12a, 99a. Indeed, if
Paul Cohen had posted “Fuck the Police” on Twitter, rather than
wearing his “Fuck the Draft” jacket in a courthouse, Cohen v.
California, 403 U.S. 15 (1971), or if Raymond Hill had told police
to “pick on somebody your own size” on Facebook, rather than in
person, City of Houston v. Hill, 482 U.S. 451 (1987), Cohen and
Hill would be just as guilty as Novak if anyone had called the
police about their online speech.
8
Nearly a month after Novak had deleted the parody account, police arrested him, searched his apartment, seized his phone and laptop, and jailed him for
four days. Pet. App. 4a, 34a. Prosecutors then presented Novak’s case to a grand jury, which indicted
him thanks to testimony from Connor, which included
his misrepresentation that people calling the department “honest to God believed” that Novak’s page was
real. Connor admitted at deposition that none of the
callers thought that. Id. at 4a, 11a, 23a–24a.
Novak was acquitted at trial. Pet. App. 3a, 4a. Out
from under that process, Novak sued Riley, Connor,
and the City of Parma for violating his First and
Fourth Amendment rights. 3 Id. at 85a. Riley and Connor asserted qualified immunity and moved to dismiss the claims against them, but the district court
denied the officers’ motion. Id. at 138a. As permitted
by Mitchell v. Forsyth, 472 U.S. 511 (1985), the officers filed an interlocutory appeal. Id. at 85a.
II.
Because the facts showed that Novak’s
posts were parody, the Sixth Circuit denied the officers qualified immunity at
the motion-to-dismiss stage.
The Sixth Circuit affirmed the denial of qualified
immunity. Pet. App. 80a; Novak v. City of Parma, 932
F.3d 421 (6th Cir. 2019). The court questioned
whether protected speech could serve as the basis for
probable cause and held that a reasonable jury could
find that Novak’s page was parody. More facts were
3 Novak’s operative complaint contained additional claims
that are not relevant to the questions presented in this petition.
9
needed to decide whether the officers could justify
their actions. Id. at 92a–95a.
In the court’s opinion, Judge Thapar observed that
the right to ridicule the government through parody
is as American as “[a]pple pie[ and] baseball.” Pet.
App. 81a. Offensive or funny, “when it comes to parody, the law requires a reasonable reader standard,
not a ‘most gullible person on Facebook’ standard.” Id.
at 81a–82a. And crucial to Novak’s claims, “the genius
of parody is that it comes close enough to reality to
spark a moment of doubt in the reader’s mind before
she realizes the joke.” Id. at 88a–89a. Thus, “there is
no reason to require parody to state the obvious (or
even the reasonably perceived)” because parody’s
“safe haven under the First Amendment” does not depend on whether it “spoil[s] its own punchline by declaring itself a parody.” Id. at 89a, 90a. “Imagine,”
Judge Thapar offered, “if The Onion were required to
disclaim that parodical headlines * * * are, in reality,
false.” Id. at 89a–90a. Thus, the Sixth Circuit concluded that whether Novak’s page was parody presented a question of fact for a jury. Id. at 91a.
The court also explained that the existence of probable cause presented questions of fact for the same
reasons. Pet. App. 91a–92a. Even so, the court noted
“there is good reason to believe” that probable cause
is irrelevant in cases like Novak’s, where protected
speech is the sole basis for police action. Id. at 96a–
99a. Unlike earlier Supreme Court cases addressing
the relationship of probable cause and protected
speech, Judge Thapar explained there was no nonspeech conduct here: “Novak did not create a Facebook page criticizing police and use his computer to
10
hack into police servers to disrupt operations.” Id. at
96a–98a.
The Sixth Circuit further announced that Novak’s
case “is prime ground” for the concern—discussed in
Nieves v. Bartlett, 139 S. Ct. 1715, 1727 (2019); Lozman v. City of Riviera Beach, 138 S. Ct. 1945, 1953
(2018); and Reichle v. Howards, 566 U.S. 658, 663
(2012)—that police have the power to “use probable
cause as a pretext for retaliation.” Pet. App. 98a–99a.
And that concern is heightened here, where vague
and broad laws like the Ohio disruption statute
“give[] the police cover to retaliate against all kinds of
speech under the banner of probable cause.” Id. at
99a. Thus, Judge Thapar concluded, “this case raises
new questions” about the interaction of protected
speech and probable cause. Id. 99a–100a.
Novak’s case was remanded to the district court.
After discovery, the parties moved for summary judgment with the officers again asserting qualified immunity and the city disclaiming municipal liability.
This time, the district court granted the officers immunity and held that Parma had no liability. Pet.
App. 47a–79a. Stating that “the Supreme Court has
never recognized a First Amendment right to be free
from retaliatory arrest that is supported by probable
cause,” id. at 50a, the district court held that the officers could arrest Novak without addressing whether
Novak’s posts were constitutionally protected. Ibid. In
other words, “Novak’s First Amendment claim,
though significant in a general sense, is irrelevant to
this Court’s determination on the motions for summary judgment.” Ibid.
11
III.
Although the facts showed that Novak’s
posts were parody, the Sixth Circuit
granted the officers qualified immunity at
the summary-judgment stage.
When Novak’s case returned to the Sixth Circuit,
the court issued a very different opinion than its first.
In the second opinion, also written by Judge Thapar,
the court held that, although the facts continued to
support the finding that Novak’s posts were parody,
the Court granted the officers qualified immunity because it was not clearly established by an earlier decision that Novak’s deletion of comments and copying
of the department’s notice onto his page were protected speech. Pet. App. 8a–10a.
Judge Thapar again acknowledged that protected
speech cannot serve as “the sole basis for probable
cause” and that “[w]hether Novak’s satirical posts
were protected parody is a question of fact.” Pet App.
at 7a–8a. But though the court declared in its earlier
decision that parody’s “genius” is its resemblance to
reality and that it need not “spoil its own punchline
by declaring itself a parody,” id. at 88a–89a, this time,
the court questioned whether Novak’s “model[ing] his
page after the Department’s,” “delet[ing] comments
that let on his page wasn’t the official one,” and “copying the Department’s clarification post word for
word” were protected under the First Amendment. Id.
at 8a–9a (cleaned up). The court acknowledged that
whether those actions are protected speech is a “difficult question.” Id. at 9a. But it added that “while probable cause here may be difficult, qualified immunity
is not” because “Novak has not identified a case that
clearly establishes deleting comments or copying the
12
official warning is protected speech.” Ibid. Under the
disruption statute, “the officers could reasonably believe that some of Novak’s Facebook activity was not
parody, not protected, and fair grounds for probable
cause.” 4 Ibid. Accordingly, the Sixth Circuit granted
the officers immunity, rejected Monell liability for the
city, and dismissed all of Novak’s claims. Id. at 10a,
17a–21a.
REASONS FOR GRANTING THE PETITION
If the First Amendment means anything, it surely
means that an individual can mock the government
without fear of arrest. See Pet. App. 90a–91a (Thapar,
J.). Yet that is exactly what happened here: Anthony
Novak was arrested and jailed for mocking his local
police department on Facebook. “If that is not an obvious violation of the Constitution, it’s hard to imagine what would be. And as the Supreme Court has repeatedly held, public officials are not entitled to qualified immunity for obvious violations of the Constitution.” Villarreal, 44 F.4th at 367 (Ho, J.).
4 In a footnote, the court justified the shift between its opin-
ions by explaining it was “no longer limited to Novak’s complaint.” Pet. App. 8a n.1. But the facts on which the court based
its qualified immunity analysis in the decision below—modeling
the page after the department’s, deleting comments calling the
parody fake, and copying the department’s warning—were all in
Novak’s complaint and addressed in the court’s earlier motionto-dismiss opinion. Id. at 82a–83a. They also describe protected
speech. As the Sixth Circuit had previously acknowledged,
“[p]arody serves its goals whether labeled or not, and there is no
reason to require parody to state the obvious.” Pet. App. 89a
(quoting Campbell v. Acuff-Rose Music, Inc. 510 U.S. 569, 583
n.17 (1994)). See also Reasons, Section I(B)(i), infra.
13
Despite the obviousness of the First Amendment
violations in Novak’s case, the Sixth Circuit found
that police had probable cause for his arrest and
granted them qualified immunity. It did so because
Novak could not produce a case holding that every
specific aspect of his speech (i.e., deleting comments
and reposting the department’s notice) was protected.
Based on similar facts and arguments, the Fifth Circuit rejected immunity and probable cause. It did not
matter that the plaintiff could not cite a case addressing the specific aspects of her speech. Villarreal, 44
F.4th at 370–371.
The circuits are split over what to do with qualified
immunity when probable cause rests on speech.
Should protected speech yield to probable cause, or
should probable cause yield to protected speech? Outside the qualified-immunity context, the answer is
clear: “The Constitution does not allow such speech to
be made a crime.” City of Houston v. Hill, 482 U.S.
451, 462 (1987). But when qualified immunity is asserted, several circuits, like the Sixth, elevate the policies underlying qualified immunity above the policies
underlying the First Amendment and permit individuals to be punished for their speech. This Court
should grant certiorari to resolve the circuit split over
this issue. Alternatively, the Court should reconsider
entirely the doctrine of qualified immunity.
This case presents these issues cleanly, highlighting the sorts of First Amendment violations that can
be accomplished under the cover of qualified immunity. And the remarkable similarities between the
Sixth Circuit’s decision below and the Fifth Circuit’s
decision reaching the opposite outcome in Villarreal
14
make for an easy comparison of the competing legal
arguments.
I.
The circuits are split over how to address
qualified immunity when confronted with
obvious First Amendment violations.
Had Novak posted his Facebook parody while sitting at a computer in Texas rather than Ohio, the
Fifth Circuit would have denied qualified immunity
to the police who arrested Novak for his speech. See
Villarreal, 44 F.4th at 370–373. That’s because the
circuits are divided over how qualified immunity interacts with the First Amendment.
The Fifth, Ninth, and Tenth Circuits hold that
general First Amendment principles provide government officials fair warning that they cannot punish
individuals for exercising their speech rights. In those
circuits, protected speech cannot provide the sole basis for probable cause, and a plaintiff need not identify
an earlier decision addressing the specific speech at
issue. The Sixth, Eighth, and Eleventh Circuits hold,
on the other hand, that probable cause from broad interpretations of vague criminal statutes supports
qualified immunity and renders the First Amendment irrelevant unless an earlier case clearly establishes that the specific speech at issue is protected. As
a result, police in those circuits may arrest and jail
someone for criticizing the government, and they cannot be sued for doing so.
15
A. Three circuits have rejected qualified
immunity for First Amendment violations, regardless of minor factual distinctions from earlier cases.
The Fifth, Ninth, and Tenth Circuits have all held
that qualified immunity does not shield government
officials who violate obvious—though general—First
Amendment principles, regardless of probable cause.
In these circuits, there is no need to find an earlier
case clearly establishing that the particular speech at
issue is protected. See Villarreal, supra; Ballentine v.
Tucker, 28 F.4th 54 (9th Cir. 2022); Thompson v.
Ragland, 23 F.4th 1252 (10th Cir. 2022).
i.
The Fifth Circuit denied qualified
immunity in a case just like Novak’s.
Taking seriously this Court’s summary reversal of
its decisions in Taylor v. Stevens and McCoy v. Alamu, 5 the Fifth Circuit recently issued Villarreal v.
City of Laredo. There, the court held that, when an
arrest under a broadly written criminal law constitutes an obvious First Amendment violation, a lack of
factually similar precedent cannot support a finding
of probable cause or a grant of qualified immunity.
“For ‘[w]hen it comes to the First Amendment, . . . we
are concerned about government chilling the citizen—
not the other way around.’” 44 F.4th at 372 (citing
Horvath v. City of Leander, 946 F.3d 787, 802 (5th Cir.
5 Taylor v. Stevens, 946 F.3d 211 (5th Cir., 2019), rev’d sub
nom. Taylor v. Riojas, 141 S. Ct. 52 (2020) (per curiam); McCoy
v. Alamu, 950 F.3d 226 (5th Cir. 2020), rev’d, 141 S. Ct. 1364
(2021) (mem.).
16
2020) (Ho, J., concurring in the judgment in part and
dissenting in part)). Villarreal is strikingly similar to
this case, but the outcomes reached by the Fifth and
Sixth Circuits could not be more different.
1. In Villarreal, a citizen journalist with a large
Facebook following and a history of being a thorn in
the side of local law enforcement was arrested for asking a police officer questions. 44 F.4th at 368–369. In
the spring of 2017, Villarreal twice contacted a Laredo, Texas, police officer to confirm the names of people who had died in local incidents before publishing
stories online. Id. at 368. Six months later, police
sought arrest warrants for Villarreal, citing violations
of Texas Penal Code § 39.06(c), which provides that
“[a] person commits an offense if, with intent to obtain
a benefit * * * he solicits or receives from a public servant information that: (1) the public servant has access
to by means of his office or employment; and (2) has
not been made public.” Ibid. A prosecutor and magistrate judge approved the warrants, and Villarreal
turned herself in. She was jailed before a Texas court
ultimately granted her habeas corpus, finding the
statute unconstitutionally vague. Id. at 368–369.
2. Villarreal sued the officers for violating her
First and Fourth Amendment rights. The officers asserted qualified immunity and moved to dismiss the
claims against them. The district court granted the
officers’ immunity, holding, like the Sixth Circuit below, that, despite its broad language, the Texas statute provided probable cause for Villarreal’s arrest and
that no precedent clearly established that the law was
“so patently or obviously unconstitutional that no reasonable law enforcement officer could have believed
17
that their enforcement of the statute against the
Plaintiff was constitutional.” Villarreal v. City of Laredo, No. 5:19-CV-48, 2020 WL 13517246, at *14 (S.D.
Tex. May 8, 2020).
3. The Fifth Circuit reversed. In a 2-1 opinion written by Judge Ho, the Court invoked the obviousness
exception to qualified immunity’s clearly established
test. Villarreal, 44 F.4th at 370–371 (citing Hope v.
Pelzer, 536 U.S. 730, 740 (2002); Taylor v. Riojas, 141
S. Ct. 52, 52 (2020) (per curiam); Sause v. Bauer, 138
S. Ct. 2561 (2018) (per curiam)). The Court observed
that since “freedom of speech * * * includes the right
to curse at a public official, then it surely includes the
right to politely ask that official a few questions as
well.” Id. at 371 (citing, among others, Chaplinsky v.
New Hampshire, 315 U.S. 568, 569 (1942)). Relying
on this and other general First Amendment principles, the Court held that “it should be patently obvious to any reasonable police officer that the conduct
alleged in the complaint constitutes a blatant violation of Villarreal’s constitutional rights. And that
should be enough to defeat qualified immunity.” Ibid.
After all, “[t]he doctrine of qualified immunity does
not always require the plaintiff to cite binding case
law involving identical facts” when general constitutional rules apply with “obvious clarity.” Villarreal, 44
F.4th at 370, 371.
The Fifth Circuit was unmoved by the officers’ argument that they were simply enforcing a statute.
And while the Court found that the Texas statute was
not facially unconstitutional, its application to Villarreal was: “It should be obvious to any reasonable police officer that locking up a journalist for asking a
18
question violates the First Amendment.” Villarreal,
44 F.4th at 373.
On the related Fourth Amendment claims, the
Fifth Circuit explained, like the Sixth Circuit below,
that protected speech cannot support probable cause.
Villarreal, 44 F.4th at 375 (citation omitted). But unlike the Sixth Circuit, the Fifth Circuit concluded
that, “[j]ust as the First Amendment violation * * *
was obvious for purposes of qualified immunity, so too
was the Fourth Amendment violation alleged here.”
Ibid. It made no difference, Judge Ho explained, that
the officers’ probable cause determinations were approved by a prosecutor or a judge. Because the constitutional infirmity was obvious, it was also “obvious
that no reasonably competent officer would have concluded that a warrant should issue.” Ibid. (quoting
Malley v. Briggs, 475 U.S. 335, 341 (1986)).
4. Chief Judge Richman dissented. Accusing the
majority of confusing the bench and bar about which
First Amendment violations are obvious enough to defeat qualified immunity, Judge Richman made the
same arguments as the Sixth Circuit below. Indeed,
Judge Richman’s dissent can be summarized using
quotes from the Sixth Circuit’s decision, changing
only the relevant names and facts:
According to Judge Richman, “the officers reasonably believed they were acting within the law,” Pet.
App. 3a (Villarreal at 388), and “qualified immunity
protects officers who reasonably pick one side or the
other in a debate where judges could reasonably disagree,” Pet. App. 9a (cleaned up) (Villarreal at 383).
Because Villarreal’s actions fell within the broad language of the Texas statute, Pet. App. 7a (Villarreal at
19
386–388), “[t]hat’s just what the officers did—they
reasonably found probable cause in an unsettled case
that judges can debate,” Pet. App. 9a (Villarreal at
383, 389). “What’s more, the officers had good reason
to believe they had probable cause. Both the [district
attorney] and the judge[] who issued the warrants
agreed with them. Reassurance from * * * other officials,” Judge Richman contended, “further supports
finding that the officers ‘reasonably’ * * * concluded
that probable cause existed.” Pet. App. 10a (Villarreal
at 390–391). “That’s enough to shield [the officers]
from liability.” Pet. App. 10a (Villarreal at 391). After
all, “[Villarreal] has not identified a case that clearly
establishes [that her requests for information from
police were protected speech].” Pet. App. 9a (Villarreal at 390).
5. Judge Ho separately concurred to address Judge
Richman’s dissent. Beginning from the proposition
that “no statute may be enforced that violates the
Constitution,” Judge Ho argued that, “[l]ikewise, no
officer of the law may hide behind an obviously unconstitutional statute to justify trampling on a citizen’s
fundamental liberties.” Villarreal, 44 F.4th at 379.
And although the Fifth Circuit chose constitutional
avoidance to construe the Texas statute in a way that
was not facially unconstitutional, Judge Richman’s
less forgiving interpretation of the law to criminalize
Villarreal’s speech would mean “it is a crime to be a
journalist in Texas.” Id. at 380.
On this point, Judge Ho clarified that, under the
court’s opinion, the statute should be construed in a
way that does not prohibit protected speech, but, if it
cannot be, the statute is obviously unconstitutional.
20
And he rejected the argument that the independent
intermediary doctrine insulated the officers from accountability: “[T]he dissent argues that, just as we
can’t question the officers because a magistrate issued
a warrant, we likewise can’t question the officers because a federal district court granted them qualified
immunity.” Villarreal, 44 F.4th at 381. But, Judge Ho
explained, the district court, the judge who signed the
warrant, and the officers were all wrong: “We don’t
just ask—we require—every member of law enforcement to avoid violations of our Constitution. * * * And
when the violation is as obvious as it is here, we don’t
grant qualified immunity.” Ibid.
ii.
The Ninth and Tenth Circuits, like
the Fifth, deny qualified immunity
for obvious constitutional violations.
The Fifth Circuit’s decision rejecting qualified immunity for obvious First Amendment violations joins
similar decisions in the Ninth and Tenth Circuits. 6 In
Ballentine v. Tucker, the Ninth Circuit denied qualified immunity to a detective for his arrest of local activists for chalking anti-police messages on sidewalks.
28 F.4th at 58–59. Notwithstanding factual distinctions from earlier cases, the court held that a “right
can be clearly established despite a lack of factually
analogous preexisting case law, and officers can be on
notice that their conduct is unlawful even in novel factual circumstances.” Id. at 66 (citations omitted).
6 Although similar principles are at play, the cited Tenth Cir-
cuit opinions do not address probable cause because they do not
involve arrests.
21
And in Thompson v. Ragland, the Tenth Circuit
denied qualified immunity to a college administrator
who punished a student for emailing her classmates
to criticize a professor. It did not matter that the
Tenth Circuit could not “point to a precedent with
identical facts.” 7 23 F.4th at 1260. Thompson explained that, although “not every detail of First
Amendment law governing student speech is (or ever
will be) settled,” a great deal is and “in any given case
the unsettled contours of the law may be irrelevant.” 8
Ibid. Accord Williams v. Snyder, No. 20-1512, 2022
WL 1078226 (7th Cir. Apr. 11, 2022) (denying qualified immunity to a prison guard who confiscated inmate mail).
B. Three circuits have granted qualified
immunity for First Amendment violations based on minor factual distinctions from earlier cases.
On the other side of the split, the Sixth Circuit is
joined by the Eighth and Eleventh Circuits. In these
circuits, even when laws are broadly written, a lack of
earlier caselaw involving identical circumstances
7 See also Browder v. City of Albuquerque, 787 F.3d 1076,
1082–1083 (10th Cir. 2015) (Gorsuch, J.) (“[S]ome things are so
obviously unlawful that they don’t require detailed explanation
and sometimes the most obviously unlawful things happen so
rarely that a case on point is itself an unusual thing.”).
8 See also Janny v. Gamez, 8 F.4th 883, 915 (10th Cir. 2021)
(holding that a “minor distinction [from earlier caselaw] cannot
prevent a determination that the law was clearly established” by
general First Amendment principles); Ashaheed v. Currington, 7
F.4th 1236, 1248–1249 (10th Cir. 2021) (holding that broad “free
exercise law precepts were not too general to provide fair warning to a reasonable officer”).
22
results in qualified immunity for First Amendment
violations. See Ness v. City of Bloomington, 11 F.4th
914 (8th Cir. 2021); Crocker v. Beatty, 995 F.3d 1232
(11th Cir. 2021).
i.
The Sixth Circuit’s decision below is
indistinguishable from Judge Richman’s dissent in Villarreal.
Judge Thapar’s decision for the Sixth Circuit below is a photo negative of Judge Ho’s decision for the
Fifth Circuit in Villarreal. Indeed, as shown above,
the decision below is substantively identical to Judge
Richman’s dissent in Villarreal. And, like Judge Richman’s dissent, the Sixth Circuit’s core holding is that,
while some of Novak’s speech was unquestionably
protected, additional acts of speech he used to support
his parody—deleting comments and reposting the notice—were not clearly established as protected
speech. Compare Pet. App. 9a (“Novak has not identified a case that clearly establishes deleting comments
or copying the official warning is protected speech.”),
with Villarreal, 44 F.4th at 390 (Richman, J., dissenting) (“There was no clearly established law that there
was no probable cause for arresting Villar[r]eal, and
there was no clearly established law that in arresting
Villar[r]eal based on section 39.06, the defendants
were violating her First Amendment rights.”). In both
cases, the basis for probable cause was pure speech—
Novak parodying police and Villarreal asking them
questions.
Although the Sixth Circuit found “it’s possible” Novak’s deletion of comments and copying the department’s notice is not protected speech, it did not
23
question whether those expressive acts are speech at
all. Pet. App. 8a n.1 (emphasis added). They clearly
are. See Texas v. Johnson, 491 U.S. 397, 404–405
(1989) (broadly defining speech as any act to convey a
message). They are also clearly protected. Indeed, all
speech is presumptively protected by the First
Amendment outside of extremely limited categories
that do not apply here. See United States v. Playboy
Ent. Grp., Inc., 529 U.S. 803, 818 (2000) (“It is rare
that a regulation restricting speech because of its content will ever be permissible.”); United States v. Stevens, 559 U.S. 460, 468–469 (2010). And the Sixth Circuit’s earlier discussion of parody makes clear that
Novak’s acts were undertaken for the expressive purpose of serving his parody. See Pet. App. 3a, 8a n.1. If
deciding who can walk in your parade or what arguments are fit to print in your newspaper are speech,
deciding who can respond to your Facebook posts is
too. See Hurley v. Irish-Am. Gay, Lesbian & Bisexual
Grp. of Bos., 515 U.S. 557, 570, 573–574 (1995) (parades); Miami Herald Publ’g Co. v. Tornillo, 418 U.S.
241, 258 (1974) (editorials). The Sixth Circuit’s holding rests on its approval of punishment for pure
speech exclusively because there is no caselaw addressing the particular types of speech Novak engaged in. Contra Taylor, 141 S. Ct. at 53–54.
ii.
The Eighth and Eleventh Circuits
join the Sixth in allowing qualified
immunity to swallow the First
Amendment.
Like Judge Richman and the Sixth Circuit, the
Eighth and Eleventh Circuits allow probable cause
provided by broad interpretations of vaguely written
24
laws to supply qualified immunity for First Amendment violations. In Ness, for instance, the Eighth Circuit granted qualified immunity to police who threatened a gadfly with arrest under a harassment statute
for filming and taking photographs at a public park.
Ness granted the officers immunity because, though
constitutionally suspect, the flaws in the statute were
not so gross or flagrant that “no reasonable police officer could have believed that it was constitutional.”
11 F.4th at 921. Besides, the Eighth Circuit explained, “[t]he reliance on a state statute that has not
been declared unconstitutional is generally a paradigmatic example of reasonableness that entitles an officer to qualified immunity.” Ibid. (citations omitted).
And in Crocker, the Eleventh Circuit granted qualified immunity to a police officer for seizing a man’s
phone for photographing a traffic accident from a public median and arresting him when he refused to leave
the scene. Although the Eleventh Circuit agreed its
earlier caselaw established a First Amendment right
to photograph police conduct from public property,
995 F.3d at 1240 (citing Smith v. City of Cumming,
212 F.3d 1332, 1333 (11th Cir. 2000)), the court held
that Smith’s “broad statement of [First Amendment]
principle” could not overcome qualified immunity.
Crocker, 995 F.3d at 1240–1241. It was not “obvious”
that the general rule applied “to the specific situation”
because the opinion announcing the rule provided a
“dearth of detail about the contours of the right.” Id.
at 1241.
Judge Martin dissented from Crocker, arguing
that the majority “parse[d] this critical right too narrowly” and explaining, like Judge Ho in Villarreal,
25
that the “broad pronouncement” of First Amendment
principles in Smith “underscores the right’s general
applicability.” Crocker, 995 F.3d at 1260–1261 (Martin, J., dissenting in part). See also id. at 1260 (adding
that the general statement from Smith does not “require * * * precise definition” for it to be easily understood and followed).
C. The circuits are divided because each
side of the split follows a different line
of this Court’s cases.
The first question presented in this case arises
from a conflict between two doctrines of this Court
that are each concerned with over-deterring rightful
behavior: free speech and qualified immunity.
In the free-speech context, the Court has repeatedly cautioned that conflicts between speech and
other concerns should be resolved in favor of speech.
See, e.g., New York Times Co. v. Sullivan, 376 U.S.
254, 271–272 (1964) (explaining that “freedoms of expression [must] have breathing space * * * to survive”)
(cleaned up); Hill, 482 U.S. at 462–463. As Speiser v.
Randall noted, “the line between speech unconditionally guaranteed and speech which may legitimately
be * * * punished is finely drawn.” 357 U.S. 513, 525
(1958). And “[e]rror in marking that line exacts an extraordinary cost” because it deters protected speech.
Playboy, 529 U.S. at 817. For this reason, “[w]hen
First Amendment compliance is the point to be
proved, the risk of nonpersuasion * * * must rest with
the Government, not with the citizen.” Id. at 818.
That core insight runs through this Court’s First
Amendment jurisprudence. See, e.g., Wisconsin Right
26
to Life, Inc., 551 U.S. at 482 (opinion of Roberts, C.J.).
Otherwise, protected speech will be chilled. Speiser,
357 U.S. at 526.
Fear of overdeterrence is the same concern that
animates qualified immunity. Because civil rights litigation may “diver[t] official energy from pressing
public issues” or “dampen the ardor of all but the most
resolute * * * in the unflinching discharge of their duties,” the Court created qualified immunity to avoid
those policy concerns. Harlow, 457 U.S. at 813–819.
But see Reasons, Section III, infra.
In the Fifth, Ninth, and Tenth Circuits, First
Amendment jurisprudence trumps qualified immunity. Those courts ensure that individuals may speak
without needing to carefully parse the “clearly established” caselaw in their jurisdiction to ensure they
cannot be arrested for their speech with impunity.
But in the Sixth, Eighth, and Eleventh Circuits, qualified immunity jurisprudence trumps the First
Amendment. Those courts ensure, instead, that government officials have a wide berth to do their jobs,
even if that means individuals can be jailed for their
protected speech without consequence.
This circuit split requires this Court’s intervention
because only this Court can reconcile these two lines
of cases. Perhaps qualified immunity is so important
that it overrides the Constitution’s concern for free
speech—even, as in cases like this one and the Fifth
Circuit’s, where no split-second decisions were required. Or perhaps free speech is so important that
government officials should pause before arresting
someone for their speech and speakers should rest
easy that they cannot be arrested without recourse,
27
since the prospect of being subjected to a home search,
property seizure, arrest, and a night or two in jail
(even if none of those lead to a conviction) would
surely deter many Americans from speaking their
minds. Either way, only this Court can decide
whether speech or government action is more important.
II.
This case presents an important question
of federal law that this Court should settle.
The question over which the circuits are split effectively dictates whether, thanks to qualified immunity, protected speech can provide the basis for
punishment in the United States. In an era when
much of our political discourse takes place on social
media and crosses jurisdictional boundaries, it is untenable for different jurisdictions to have different
free-speech rules. If The Onion wants to publish a parody logo of the Uvalde, Texas, police, it can do so without risking the arrest of its writers. But if it wants to
publish a parody logo of the East Cleveland, Ohio, police, it is on shakier ground, and the wiser decision
might be not to publish at all. Only this Court can resolve this fundamental dilemma.
A. The First Amendment provides broad
protections for speech.
This case exemplifies the importance of the First
Amendment’s broad protections. “One of the prerogatives of American citizenship is the right to criticize
public men and measures.” Baumgartner v. United
States, 322 U.S. 665, 673–674 (1944). See also Cohen
28
v. California, 403 U.S. 15, 18 (1973); West Virginia
State Bd. of Ed. v. Barnette, 319 U.S. 624, 638 (1943).
In line with that concept, this Court has “repeatedly
invalidated laws that provide the police with unfettered discretion to arrest individuals for words or conduct that annoy or offend them.” Hill, 482 U.S. at 465;
id. at 465 n.15 (listing examples). Hill rejected the enforcement of a Houston law prohibiting speech that
“interrupt[s]” police. 482 U.S. at 462–463. To the contrary, “[t]he freedom of individuals * * * to oppose or
challenge police action without thereby risking arrest
is one of the principal characteristics by which we distinguish a free nation from a police state.” 9 Ibid.
And this Court has explained the unique significance of parody. Hustler Magazine, Inc. v. Falwell,
485 U.S. 46, 54–55 (1988). “[F]rom the early cartoon
portraying George Washington as an ass down to the
present day, graphic depictions and satirical cartoons
have played a prominent role in public and political
debate.” Id. at 54. “From the viewpoint of history it is
clear that our political discourse would have been considerably poorer without” parodies like Novak’s. Id. at
55.
Through its decision below, the Sixth Circuit employed qualified immunity to circumvent these
9 See also Nieves, 139 S. Ct. at 1730 (Gorsuch, J., concurring
in part) (“If the state could use these laws not for their intended
purposes but to silence those who voice unpopular ideas, little
would be left of our First Amendment liberties, and little would
separate us from the tyrannies of the past or the malignant fiefdoms of our own age.”); id. at 1736 (Sotomayor, J., dissenting)
(“[S]ome arrests are demonstrably retaliation for protected
speech, notwithstanding probable cause of some coincidental infraction.”).
29
foundational First Amendment principles in a way
that will chill parody and speech critical of the government. 10 Never mind that the Ohio disruption law
sweeps far beyond and with greater force than the
Houston interruption law at issue in Hill 11 or that Novak’s arrest and incarceration resulted from substantial planning and deliberation, rather than split-second decision-making. 12
And never mind that Harper’s Weekly cartoonist
Thomas Nast could publish cartoons in support of virulently anti-Catholic Representative James Blaine
depicting “Catholic priests as crocodiles slithering
10 The court did so despite recognizing that, unlike many of
the thornier cases this Court has addressed, Novak’s involved a
situation where “the sole basis for probable cause was speech.”
Pet. App. 96a–97a (outlining the mixture of speech and conduct
at issue in earlier cases, where probable cause outweighed
speech claims). But see Pet. App. 8a n.1.
11 Compare Hous., Tex. Ord. § 34-11(a) (1984) (making it a
misdemeanor for “any person to assault, strike or in any manner
oppose, molest, abuse or interrupt any policeman in the execution of his duty, or any person summoned to aid in making an
arrest”), with Ohio Rev. Code § 2909.04(B) (2004) (making it a
felony for any person to “knowingly use any computer * * * to
disrupt, interrupt, or impair the functions of any police * * * operations”).
12 Accord Hoggard v. Rhodes, 141 S. Ct. 2421, 2422 (2021)
(mem.) (Thomas, J., respecting denial of certiorari) (“But why
should university officers, who have time to make calculated
choices about enacting or enforcing unconstitutional policies, receive the same protection as a police officer who makes a splitsecond decision to use force in a dangerous setting?”); Villarreal,
44 F.4th at 371 (“There is a big difference between split-second
decisions by police officers and premeditated plans to arrest a
person for her [speech], especially by local officials who have a
history of targeting her because of her [speech].” (citation and
quotation marks omitted)).
30
hungrily toward American children” without fear of
arrest:
See Espinoza v. Montana Dep’t of Rev., 140 S. Ct.
2246, 2226–2270 (2020) (Alito, J., concurring). While
Novak was arrested, jailed, and prosecuted for silly
Facebook posts making fun of his local police:
Pet. App. 139a.
Neither the Sixth Circuit nor any of the many government officials involved in Novak’s arrest or prosecution stopped to consider the obvious constitutional
defects in the process they facilitated. If more than
31
half a dozen members of the legal system, see Pet.
App. 78a, including a federal appellate court, id. at
3a, can look at obvious parody and still disregard that
constitutionally sacred speech to forgive the arrest
and prosecution of a government critic—all because
there is no factually identical case holding that the
specific conduct is unconstitutional—something has
gone terribly wrong. This Court must step in.
B. Immunities are providing an end run
around First Amendment protections.
Just as apparent as the constitutional violation in
Novak’s case is the immunity shell game being played
to ensure that, despite the clear and exceptionless
language Congress enacted in what is now Section
1983, Novak will be left without a remedy for the violation of his constitutional rights. The Sixth Circuit’s
decision exemplifies the operation of “an unholy trinity of legal doctrines—qualified immunity, absolute
prosecutorial immunity, and Monell v. Department of
Social Services of the City of New York, 436 U.S. 658
(1978)”—that “frequently conspires to turn winnable
[civil rights] claims into losing ones.” Wearry v. Foster,
33 F.4th 260, 278 (5th Cir. 2022) (Ho, J., dubitante).
Under the doctrine of qualified immunity, as applied below, Novak cannot sue the police who arrested
him in violation of his First Amendment rights for the
trivial reason that he cannot point to an earlier case
that specifically “establishes deleting comments or
copying the official warning is protected speech.” Pet.
App. 9a. Under the doctrine of prosecutorial immunity, Novak cannot sue the prosecutors who helped police plan his arrest and prosecuted him in violation of
32
the First Amendment. See Imbler v. Pachtman, 424
U.S. 409 (1976). And under Monell, as applied below,
Novak cannot sue the city. Pet. App. 17a–21a.
The result is a situation where, although the Sixth
Circuit claims its decision “does not mean [the officers’] actions were justified or should be condoned,”
they face no consequences for violating Novak’s First
and Fourth Amendment rights. Pet. App. 25a. So, Novak’s claims face a predictable fate: “No precedent =
no clearly established law = no liability. An Escherian
Stairwell. Heads government wins, tails plaintiff
loses.” Zadeh v. Robinson, 928 F.3d 457, 479–480 (5th
Cir. 2019) (Willett, J., concurring in part and dissenting in part). Thus, the Sixth Circuit felt compelled to
end its decision with a coda to excuse the injustice of
its ruling: “[I]t is cases like these when government
officials have a particular obligation to act reasonably.
Was Novak’s Facebook page worth a criminal prosecution, two appeals, and countless hours of Novak’s
and the government’s time? We have our doubts.” Pet.
App. 25a. The Sixth Circuit ended by lamenting that
“any one of the officials involved could have allowed
the entire story to turn out differently, simply by saying ‘No.’ Unfortunately, no one did.” Ibid. (citation
and internal quotation marks omitted). Not least of
all the Sixth Circuit.
This Court should grant certiorari and ensure that
Novak, and others like him, do not have rights under
the First Amendment without remedies in American
courts.
33
III.
This Court should reconsider qualified
immunity because the doctrine has no basis in law or policy.
Better yet, this Court should grant certiorari and
reconsider qualified immunity altogether. The doctrine has no basis in sound law or policy, and it is long
past time for this Court to revisit one of its most
flawed precedents: Harlow v. Fitzgerald. Because
qualified immunity perpetuates an egregious damaging error; is based on exceptionally weak reasoning;
necessitates unworkable rules; disrupts other areas of
law; and cannot support a reliance interest, it should
be reconsidered. See Dobbs v. Jackson Women’s
Health Org., 142 S. Ct. 2228, 2265–2278 (2022) (stating bases for overruling precedent).
This Court has recently and repeatedly pronounced that Congress, not the courts, should be the
primary voice in deciding whether to provide a damages remedy for constitutional violations. Egbert, 142
S. Ct. at 1803; Hernandez v. Mesa, 140 S. Ct. 735, 750
(2020); Ziglar v. Abbasi, 137 S. Ct. 1843, 1855 (2017).
For such violations committed under color of state
law, Congress did just that by enacting Section 1983.
But the Court has overridden congressional prerogative through Pierson v. Ray, Harlow v. Fitzgerald, and
their progeny.
In Pierson, the Court, ostensibly relying on a common-law defense tacitly incorporated into Section
1983, created a limited doctrine of good-faith immunity to constitutional claims. 386 U.S. at 555–557. But
see Myers v. Anderson, 238 U.S. 368 (1915). While
some have attempted to justify this earlier form of
34
immunity, 13 they overlook the original language of
Section 1983. Under the plain language of the Ku
Klux Klan Act, “every person” was “liable” for constitutional violations “any such law, statute, ordinance,
regulation, custom, or usage of the State to the contrary notwithstanding.” Ku Klux Klan Act, ch. 22, 17
Stat. 13 (1871) (codified as amended at 42 U.S.C.
1983) (emphasis added). The common-law justification for any form of immunity was misplaced from the
outset. 14
Even still, Harlow’s creation of qualified immunity
went far beyond that. It “completely reformulated
qualified immunity principles not at all embodied in
the common law” or the text of Section 1983. Anderson v. Creighton, 483 U.S. 635, 645 (1987) (common
law); Crawford-El v. Britton, 523 U.S. 574, 594 (1998)
(statutory text). Rather, Harlow founded the doctrine
on judicially made policy assumptions that have all
13 See Scott A. Keller, Qualified and Absolute Immunity at
Common Law, 73 Stan. L. Rev. 1337, 1360–64, 1383–84 (2021).
But see James E. Pfander, Zones of Discretion at Common Law,
116 Nw. L. Rev. Online 148 (2021) (responding to Keller); William Baude, Is Quasi-Judicial Immunity Qualified Immunity?,
74 Stan. L. Rev. Online 115 (2022) (responding to Keller).
14 See Patrick Jaicomo & Anya Bidwell, Unqualified Immunity and the Betrayal of Butz v. Economou, 126 Dick. L. Rev. 719,
730 n.66, 735 n.87 (2022) (“The statutory text shows that Congress intended to abrogate defenses or immunities from other
sources (including the common law), even if they would have otherwise been folded into Section 1983 as background law.”); Patrick Jaicomo & Anya Bidwell, Recalibrating Qualified Immunity, 112 J. Crim. L. & Criminology 105, 122 n.118 (2022) (same);
see also, generally, Alexander A. Reinert, Qualified Immunity’s
Flawed Foundation, 111 Calif. L. Rev. ___ (2022) (forthcoming)
(same).
35
been empirically disproven. 15 Qualified immunity
thus yields arbitrary and unjust results. 16 For these
reasons, the doctrine has been consistently criticized
by scholars 17 and jurists, 18 including members of this
Court. 19
For the overwhelmingly persuasive reasons provided by the doctrine’s chorus of critics, the Court
should grant certiorari to reconsider qualified immunity altogether. But if it will not go that far, it
should at least grant certiorari to settle the circuit
split over whether an officer is entitled to qualified
immunity for arresting an individual based solely on
15 See, e.g., Joanna C. Schwartz, Qualified Immunity’s Boldest Lie, 88 U. Chi. L. Rev. 605, 673–677 (2021).
16 See, e.g., Marie Miller et al., Constitutional GPA, “Notable
Findings” (last accessed Sept. 26, 2022), https://ij.org/report/constitutional-gpa/notable-findings/ (finding that the likelihood of
overcoming qualified immunity is driven largely by circuit population “because larger circuits have more cases; more cases result in more [statements of clearly established law]; and more
[statements of clearly established law] provide more opportunities to overcome qualified immunity”).
17 See, e.g., William Baude, Is Qualified Immunity Unlawful?, 106 Calif. L. Rev. 45 (2018).
18 See, e.g., Cunningham v. Blackwell, 41 F.4th 530, 544–547
(6th Cir. 2022) (Donald, J., concurring in part and dissenting in
part); Morrow v. Meachum, 917 F.3d 870, 874 n.4 (5th Cir. 2019)
(Oldham, J.); Thompson v. Cope, 900 F.3d 414, 421 n.1 (7th Cir.
2018) (Hamilton, J.); Rodriguez v. Swartz, 899 F.3d 719, 732 n.40
(9th Cir. 2018) (Kleinfeld, J.). See also, generally, Jamison v.
McClendon, 476 F. Supp. 3d 386 (S.D. Miss. 2020) (Reeves, J.).
19 See, e.g., Ramirez v. Guadarrama, 142 S. Ct. 2571, 2571–
2573 (2022) (mem.) (Sotomayor, J., joined by Breyer and Kagan,
JJ., dissenting from denial of certiorari); Baxter v. Bracey, 140 S.
Ct. 1862, 1862–1865 (2020) (mem.) (Thomas, J., dissenting from
denial of certiorari).
36
speech parodying the government, so long as no case
has previously held the particular speech is protected.
IV.
This case is a good vehicle because on certiorari the Court need only apply the law
and resolve the split.
This case is a good vehicle for the Court to consider
the questions presented. There are no jurisdictional
problems, no messy fact disputes, and the issue animating the circuit split is the sole basis for the decision below. Despite being protected by the same Constitution, speakers in the Fifth, Ninth, and Tenth Circuits have robust protections from punishment for
their speech. Speakers in the Sixth, Eighth, and Eleventh do not. The only things to do on certiorari are
apply the law and resolve the split.
CONCLUSION
The Court should grant Novak’s petition.
Respectfully submitted,
PATRICK JAICOMO
SUBODH CHANDRA
Counsel of Record
DONALD SCREEN
CAROLINE GRACE BROTHERS THE CHANDRA LAW FIRM
ANYA BIDWELL
1265 W. 6th St., Ste. 400
INSTITUTE FOR JUSTICE
Cleveland, OH 44113
901 N. Glebe Rd., Ste. 900 (216) 578-1700
Arlington, VA 22203
(703) 682-9320
pjaicomo@ij.org
SEPTEMBER 26, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.