Amicus Curiae Brief — Union Pacific Railroad Company, Petitioner v. Brotherhood of Locomotive Engineers and Trainmen
Supreme Court briefOct 7, 2022
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No. 22-220
IN THE
Supreme Court of the United States
UNION PACIFIC RAILROAD COMPANY,
Petitioner,
v.
BROTHERHOOD OF LOCOMOTIVE ENGINEERS
AND TRAINMEN,
Respondent.
On Petition For Writ of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
BRIEF OF ASSOCIATION OF AMERICAN
RAILROADS AND NATIONAL RAILWAY
LABOR CONFERENCE AS AMICI CURIAE
IN SUPPORT OF PETITIONER
DONALD J. MUNRO
Counsel of Record
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
dmunro@jonesday.com
Counsel for Amici Curiae Association of American
Railroads and National Railway Labor Conference
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................... ii
INTEREST OF AMICI CURIAE ............................... 1
SUMMARY OF ARGUMENT .................................... 2
ARGUMENT .............................................................. 3
I.
II.
The Issues in This Case Are of Vital
Importance to the National Interest
in the Operation of the Railroad and
Airline Industries ............................................... 3
A.
Railroad Employee Disciplinary
Disputes Belong in Arbitration.................. 4
B.
The Fifth Circuit’s Ruling Allows
Unions To Evade Arbitration .................... 7
C.
The Fifth Circuit’s Ruling
Perpetuates the Mistaken
Assumption that Section 2
Third Provides an Implied
Cause of Action ......................................... 10
The Court Should Resolve the
Confusion in the Lower Courts
Over the Scope and Meaning of
Section 2 Third ................................................. 12
CONCLUSION ......................................................... 16
ii
TABLE OF AUTHORITIES
Page(s)
CASES
Alexander v. Sandoval,
532 U.S. 275 (2001) ........................................ 10, 11
Amtrak v. IAMAW,
915 F.2d 43 (1st Cir. 1990) .................................... 7
Andrews v. Louisville & Nashville R.R.,
406 U.S. 320 (1972) ................................................ 4
Ass’n of Flight Attendants, AFL-CIO v.
Horizon Air Indus., Inc.,
280 F.3d 901 (9th Cir. 2002) .................... 7, 8, 9, 15
Bhd. of Locomotive Eng’rs v. Kan.
City S. Ry.,
26 F.3d 787 (8th Cir. 1994) .................................. 14
BMWED v. BNSF Ry.,
134 F. Supp. 3d 1208 (C.D. Cal. 2015) .................. 7
BMWED v. CSX Transp., Inc.,
143 F. App’x 155 (11th Cir. 2005) ......................... 8
BMWED v. Norfolk S. Ry.,
745 F.3d 808 (7th Cir. 2014) .............................. 7, 8
BRC v. Atchison, Topeka & Santa Fe Ry.,
894 F.2d 1463 (5th Cir. 1990) ................................ 8
Chi. & N. W. Ry. v. United Transp. Union,
402 U.S. 570 (1971) .............................................. 12
Consol. Rail Corp. v. Ry. Labor
Execs.’ Ass’n,
491 U.S. 299 (1989) ............................ 2, 3, 4, 6, 7, 8
iii
TABLE OF AUTHORITIES
(continued)
Page(s)
Dempsey v. Atchison, Topeka & Santa
Fe Ry.,
16 F.3d 832 (7th Cir. 1994) .................................. 14
Gen. Comm. of Adjustment, UTU v.
CSX R.R.,
893 F.2d 584 (3d Cir. 1990) ................................... 6
Gunther v. San Diego & Ariz. E. Ry.,
382 U.S. 257 (1965) ................................................ 5
IAMAW v. Nw. Airlines, Inc.,
673 F.2d 700 (3rd Cir. 1982) .................................. 7
Indep. Union of Flight Attendants v.
Pan Am. World Airways, Inc.,
789 F.2d 139 (2d Cir. 1986) ............................. 7, 14
Int’l Bhd. of Teamsters, AFL-CIO
v. UPS Co.,
447 F.3d 491 (6th Cir. 2006) .................................. 7
J. I. Case Co. v. Borak,
377 U.S. 426 (1964) .............................................. 10
Nat’l R.R. Passenger Corp. v. Nat’l
Ass’n of R.R. Passengers,
414 U.S. 453 (1974) .............................................. 11
Order of Ry. Conductors of Am. v. Pitney,
326 U.S. 561 (1946) ............................................ 4, 5
Slocum v. Del., Lackawanna & W. R.R.,
339 U.S. 239 (1950) ............................................ 4, 5
Thompson v. Thompson,
484 U.S. 174 (1988) .............................................. 11
iv
TABLE OF AUTHORITIES
(continued)
Page(s)
Trans World Airlines, Inc. v. Indep.
Fed’n of Flight Attendants,
489 U.S. 426 (1989) .......................................... 8, 15
Transamerica Mortg. Advisors,
Inc. v. Lewis,
444 U.S. 11 (1979) ................................................ 11
Union Pac. R.R. Co. v. Sheehan,
439 U.S. 89 (1978) .............................................. 2, 4
United Steelworkers of Am. v. Warrior
& Gulf Navigation Co.,
363 U.S. 574 (1960) ................................................ 4
UTU v. Amtrak,
588 F.3d 805 (2d Cir. 2009) ................................... 7
Virginian Ry. v. Sys. Fed’n,
300 U.S. 515 (1937) ................................................ 3
Wightman v. Springfield Terminal Ry.,
100 F.3d 228 (1st Cir. 1996) ................................ 14
STATUTES
45 U.S.C. § 152 .......................................................... 12
45 U.S.C. § 153 ............................................................ 4
OTHER AUTHORITIES
BMWE v. CSX Transp., Inc.,
Award No. 35022, NRAB Third Div.
(Kenis, Arb.) (Oct. 25, 2000) .................................. 6
National Mediation Board Open/Closed
Case Report ............................................................ 5
v
TABLE OF AUTHORITIES
(continued)
Page(s)
TCU v. Chi., Cent. & Pac. R.R.,
Award No. 30681, NRAB Third Div.
(Malin, Arb.) (Jan. 31, 1995).................................. 6
UTU v. Soo Line R.R.,
Award No. 25200, NRAB First Div.
(Peterson, Arb.) (May 14, 2001) ............................. 6
1
INTEREST OF AMICI CURIAE 1
The Association of American Railroads (“AAR”) is
a trade association whose membership includes
freight railroads that operate approximately 77 percent of the U.S. rail industry’s line haul mileage, produce 97 percent of its freight revenues, and employ 94
percent of all railroad employees. The AAR’s members also include passenger railroads that operate intercity passenger trains and provide commuter rail
service. The AAR frequently appears before Congress,
the courts, and administrative agencies on issues of
national concern to the railroad industry.
The National Railway Labor Conference (“NRLC”)
is an unincorporated association of all of the nation’s
Class I freight railroads and a number of smaller
freight and passenger railroads. The NRLC represents its members in multi-employer collective bargaining under the RLA and with regard to other laborrelated matters of concern to the railroad industry as
a whole.
The AAR and the NRLC (and their respective
members) have a substantial interest in this case because the result below implicates the employee disciplinary dispute resolution process in the railroad industry. For the better part of 100 years, employee disIn accordance with Supreme Court Rule 37.6, amici AAR and
NRLC state that this brief was not authored in whole or in part
by any party or counsel for any party. No person or party other
than AAR, NRLC and their counsel made a monetary contribution to the preparation or submission of this brief. Counsel of record for all parties received notice of the filing of this brief in compliance with Supreme Court Rule 37.2, and each has consented
in writing to the filing of this brief.
1
2
cipline disputes have been resolved through arbitration under Section 3 First of the RLA. Because arbitration is the most efficient and effective way of resolving employee discipline claims, the industry has a
keen interest in keeping “these so-called ‘minor’ disputes within the Adjustment Board and out of the
courts.” Union Pac. R.R. Co. v. Sheehan, 439 U.S. 89,
94 (1978).
SUMMARY OF ARGUMENT
This is the most important case under the Railway
Labor Act to come before this Court in more than 30
years, since this Court’s decision in Consolidated Rail
Corporation v. Railway Labor Executives’ Association,
491 U.S. 299 (1989) (“Conrail”). For decades, labor unions and rail carriers have battled over how to handle
disputes that implicate the interpretation or application of collective bargaining agreements, including
challenges to employee discipline. Railroads (and airlines) have fought to preserve arbitration as the exclusive venue for employee claims. Unions, by contrast,
often want to bring these claims in court, on the theory that judges—who are less familiar than arbitrators with the nuances of the parties’ agreements—are
more likely to rule in the employees’ favor.
Until now, the unions have largely failed in their
attempts to circumvent arbitration. But the Fifth Circuit’s ill-advised ruling in this case enables and invites litigation over run-of-the-mill discipline cases in
federal court. It also perpetuates the invalid notion
that Section 2 Third provides a private right of action
for employees and unions, separate and apart from
the process for enforcing Section 2 Third set forth in
Section 2 Tenth of the RLA.
3
To best ensure the efficient functioning of the national transportation system, arbitration must remain the exclusive venue for the hundreds of railroad
discipline cases that are filed each year. As it has in
the past when RLA arbitration has been questioned,
this Court should grant certiorari to preserve that
statutorily-mandated dispute resolution process.
The Court should also grant certiorari to clear up
the confusion in the lower courts over the scope of Section 2 Third. Aside from the specific circuit split identified by Union Pacific in its petition—concerning the
meaning of the term “representative” in Section 2
Third—the lower courts have also announced varied
and conflicting standards for what constitutes a violation of Section 2 Third. The existing body of case law
therefore fails to provide clear guidance to litigants
(on both sides) about how to interpret and apply Section 2 Third.
ARGUMENT
I.
The Issues in This Case Are of Vital
Importance to the National Interest in the
Operation of the Railroad and Airline
Industries.
Since 1926, when the RLA was enacted, this Court
has repeatedly granted certiorari to address questions
concerning the statutory process for resolving railroad
employee disputes. In doing so, this Court has recognized that “the peaceable settlement of labor controversies, especially where they may seriously impair
the ability of an interstate rail carrier to perform its
service to the public, is a matter of public concern.”
Virginian Ry. v. Sys. Fed’n, 300 U.S. 515, 552 (1937);
see also, e.g., Conrail, 491 U.S. at 311. The time has
4
come for the Court to once again uphold these important interests.
A. Railroad Employee Disciplinary Disputes Belong in Arbitration.
One of the most foundational principles of federal
railroad labor law is that disagreements between employees and rail carriers over employee discipline (and
related grievances) must be resolved through the
mandatory and exclusive “minor dispute” procedures—including arbitration—set forth in Section 3 of
the RLA, 45 U.S.C. § 153. This Court has repeatedly
held that these disputes belong before an arbitrator
and not in court. See, e.g., Conrail, 491 U.S. at 303–
04; Sheehan, 439 U.S. at 94; Andrews v. Louisville &
Nashville R.R., 406 U.S. 320 (1972); Slocum v. Del.,
Lackawanna & W. R.R., 339 U.S. 239, 243–44 (1950);
Order of Ry. Conductors of Am. v. Pitney, 326 U.S. 561,
567 (1946).
There are several reasons why this is so. First,
reliance on the Section 3 procedures helps to “‘maintain agreements’, by assuring that collective-bargaining contracts are enforced by arbitrators who are experts in ‘the common law of’” the industry. Conrail,
491 U.S. at 310 (quoting United Steelworkers of Am.
v. Warrior & Gulf Navigation Co., 363 U.S. 574, 579
(1960)). As this Court has explained,
The Railway Adjustment Board, composed
equally of representatives of management and
labor is peculiarly familiar with the thorny
problems and the whole range of grievances
that constantly exist in the railroad world. Its
membership is in daily contact with workers
5
and employers, and knows the industry’s language, customs, and practices. . . . Congress,
in the Railway Labor Act, invested the Adjustment Board with the broad power to arbitrate
grievances and plainly intended that interpretation of these controversial provisions should
be submitted for the decision of railroad men,
both workers and management, serving on the
Adjustment Board with their long experience
and accepted expertise in this field.
Gunther v. San Diego & Ariz. E. Ry., 382 U.S. 257,
261–62 (1965). See also Slocum, 339 U.S. at 243–44
(railroad grievances must be left for “determination by
the Adjustment Board, a congressionally designated
agency peculiarly competent in this field.”); Pitney,
326 U.S. at 567 (“An agency especially competent and
specifically designated to deal with [labor disputes]
has been created by Congress. Under these circumstances the court should exercise equitable discretion
to give that agency the first opportunity to pass on the
issue.”).
Second, channeling these matters into arbitration
avoids unnecessary burdens on the courts. Railroad
employees and unions file thousands of claims every
year across the industry as a whole. See National Mediation Board Open/Closed Case Report, available at
https://nmbworkspace.secure.force.com/openclosed
(last visited Oct. 4, 2022) (noting there are currently
5,553 open claims). Inviting or encouraging transfer
of even a small percentage of those claims to the federal courts would greatly increase the workload of the
nation’s judicial system.
6
Third, the Section 3 process offers a fair and comprehensive means of addressing employee grievances,
including challenges to discipline. In particular, as
Union Pacific points out, arbitrators are fully capable
of assessing claims that discipline was motivated by
anti-union animus, and are empowered to offer a remedy if the claim is proven.2 In this case, for example,
if the employees’ position were sustained in arbitration, the arbitrator could make them whole, including
by ordering full back pay for any period during which
the employees were dismissed or otherwise held out of
service. Gen. Comm. of Adjustment, UTU v. CSX R.R.,
893 F.2d 584, 593 (3d Cir. 1990) (arbitrator “can grant
a complete and adequate remedy to the prevailing
party.”); see also Conrail, 491 U.S. at 310 n.8 (“In most
cases where the Board determines that the employer's
conduct was not justified by the contract, the Board
will be able to fashion an appropriate compensatory
remedy which takes account of the delay.”). Thus, despite union efforts to characterize railroad labor arbitration as a second-tier dispute resolution system that
deprives employees of a fair hearing or adequate remedies, it is, in fact, more-than sufficient to address any
form of challenge to discipline.
See, e.g., UTU v. Soo Line R.R., Award No. 25200, NRAB
First Div. (Peterson, Arb.) (May 14, 2001), available at
https://knowledgestore.nmb.gov (board had authority to consider
a properly filed claim that exclusion of representative from disciplinary hearing was result of anti-union animus); BMWE v. CSX
Transp., Inc., Award No. 35022, NRAB Third Div. (Kenis, Arb.)
(Oct. 25, 2000), available at https://knowledgestore.nmb.gov (rejecting claim that discipline was motivated by anti-union animus); TCU v. Chi., Cent. & Pac. R.R., Award No. 30681, NRAB
Third Div. (Malin, Arb.) (Jan. 31, 1995), available at
https://knowledgestore.nmb.gov (same).
2
7
B. The Fifth Circuit’s Ruling Allows Unions to
Evade Arbitration.
Despite the ready availability and obvious advantages of specialized railroad labor arbitration,
many unions spend a great deal of time and effort trying to convince federal courts that various employee
disciplinary disputes are, in fact, “statutory” in nature
and therefore within the jurisdiction of the courts. For
example, some unions have tried recasting disciplinary issues as a question of the parties’ duty to exert
“reasonable efforts” under Section 2 First of the RLA.
E.g., BMWED v. Norfolk S. Ry., 745 F.3d 808, 814 (7th
Cir. 2014). They have also argued that employee discipline can and should be viewed as a question of “retaliation” for filing grievances under Section 3.
BMWED v. BNSF Ry., 134 F. Supp. 3d 1208, 1214
(C.D. Cal. 2015). And, as the union did in this case,
they claim that discipline violates the representation
provisions set forth in Sections 2 Third and Fourth of
the RLA. See, e.g., UTU v. Amtrak, 588 F.3d 805, 812
(2d Cir. 2009); Ass’n of Flight Attendants, AFL-CIO v.
Horizon Air Indus., Inc., 280 F.3d 901, 906 (9th Cir.
2002); Amtrak v. IAMAW, 915 F.2d 43, 51 (1st Cir.
1990); Indep. Union of Flight Attendants v. Pan Am.
World Airways, Inc., 789 F.2d 139, 142 (2d Cir. 1986);
IAMAW v. Nw. Airlines, Inc., 673 F.2d 700, 707–08
(3rd Cir. 1982).
Relying on this Court’s decision in Conrail, 491
U.S. at 303–04, the lower federal courts have usually
rejected efforts to reframe minor disputes as some
form of “statutory” issue (such as a violation of Section
2 Third and/or Fourth). See, e.g., Int’l Bhd. of Teamsters, AFL-CIO v. UPS Co., 447 F.3d 491, 503 (6th Cir.
2006) (“The union offers no explanation why we
8
should ignore the path charted by other courts that
have addressed this issue and why instead we should
grant federal jurisdiction to post-certification ‘representation’ disputes over the meaning of a collective
bargaining agreement, notwithstanding the existence
of the system adjustment boards, which were established for this precise purpose.”). 3 In doing so, the
lower courts have generally adhered to this Court’s
admonition that they should be wary of any invitation
to intervene in a minor dispute—including disputes
over employee discipline—given the availability of arbitration under the RLA. See Trans World Airlines,
Inc. v. Indep. Fed’n of Flight Attendants, 489 U.S. 426,
441 (1989) (“TWA”) (cautioning against “judicial intervention in RLA procedures” except where “‘there
would be no remedy to enforce the statutory commands’” of the RLA).
Now, however, the unions can point to the Fifth
Circuit’s decision, saying it throws open the courthouse doors to any aggrieved employee who merely alleges that his or her discipline was motivated by “antiunion animus.” While tacitly acknowledging that the
See also, e.g., Norfolk S. Ry., 745 F.3d at 815 (in case where
“dispute grew out of the application of the parties’ collective bargaining agreement in employee disciplinary actions,” union cannot rely on § 2 First to establish federal court jurisdiction);
BMWED v. CSX Transp., Inc., 143 F. App’x 155, 160–62 (11th
Cir. 2005) (“Virtually any dispute over the meaning of a term of
an agreement could be recast as a dispute over the corresponding
§ 2 First requirements . . .”); Horizon Air, 280 F.3d at 906 (dispute over wearing of union pins can be decided in arbitration,
rejecting argument that the dispute is statutory in nature); BRC
v. Atchison, Topeka & Santa Fe Ry., 894 F.2d 1463, 1466–69 (5th
Cir. 1990) (Conrail analysis applies despite union argument regarding “direct statutory violation of the RLA’s prohibition
against direct dealing”).
3
9
disciplinary question could be handled by an arbitrator, the Fifth Circuit nevertheless concluded that a
union can still bring a claim in court so long as the
employee discipline at issue allegedly “target[s] an individual union representative or a particular union
branch.” Pet. App. 16a.
That is a radical expansion of judicial oversight of
railroad employee disciplinary matters. Unions decide
which and how many of their members should have
some official position in the organization. In the industry’s estimation, at least ten percent of the approximately 100,000 unionized employees of the Class I
freight railroads—as many as 10,000 individuals—
claim to have some form of union role or status. Many
of them are so-called “working” local officers, meaning
that they hold full-time jobs with a railroad but also
perform some union-related duties on the side. Moreover, even employees who have no official role in the
union could presumably allege that they have been
singled out for discipline because of their pro-union
sympathies or support for their organization. See,
e.g., Horizon Air, 280 F.3d at 903–04 (alleged retaliation against flight attendants who wore pro-union
pins). Under the Fifth Circuit’s reasoning, any of
those employees can now challenge virtually any discipline in court rather than in arbitration.4 And with
hundreds of discipline-related grievances filed each
year, it is easy to see how this could quickly become a
It is little comfort to say that an employee must be able to
allege discriminatory animus in order to file in court. The experience of the federal courts with the volume of cases under Title
VII and similar anti-discrimination laws shows how easy it is for
a disgruntled employee to allege that almost any adverse employment action was motivated by protected status.
4
10
strain on the resources of both the railroads and the
courts.
Such an unwarranted expansion of Section 2
Third is of concern not just to Union Pacific, but to all
railroads subject to the RLA (and presumably to airlines as well, who are subject to essentially the same
statutory scheme for resolution of employee disciplinary grievances). Given the significance of these industries to the national economy and the major impact that the ruling below would have on the efficient
resolution of employee disputes in the transportation
sector, this Court should grant certiorari and restore
Section 3 arbitration as the mandatory and exclusive
forum for disciplinary grievances.
C. The Fifth Circuit’s Ruling Perpetuates the
Mistaken Assumption that Section 2 Third Provides
an Implied Cause of Action.
In addition to its overly expansive interpretation
of Section 2 Third, the Fifth Circuit assumed that Section 2 Third provides an implied cause of action for
employees and unions. This Court should grant certiorari to correct that long-standing but clearly erroneous view.
Many years ago—in the era when this Court last
addressed the meaning of Section 2 Third—federal
courts generally believed that it was their duty to
“provide such remedies as are necessary to make effective the congressional purpose” expressed by a statute. J. I. Case Co. v. Borak, 377 U.S. 426, 433 (1964).
However, as this Court explained in Alexander v.
Sandoval, 532 U.S. 275 (2001), that is no longer the
law. Modern jurisprudence provides that “private
rights of action to enforce federal law must be created
11
by Congress.” Id. at 286. And whether Congress has
created a private right of action is a question of statutory intent, as revealed, first and foremost, by the text
of the statute in question. Id. at 286–87 (“Without
[congressional intent], a cause of action does not exist
and courts may not create one, no matter how desirable that might be as a policy matter, or how compatible with the statute.”); Thompson v. Thompson, 484
U.S. 174, 179, (1988) (“[U]nless this congressional intent can be inferred from the language of the statute,
the statutory structure, or some other source, the essential predicate for implication of a private remedy
simply does not exist.”).
In determining whether Congress intended to create an implied private right of action, this Court has
emphasized that the existence of an express cause of
action will typically foreclose judicial creation of additional rights. See, e.g., Transamerica Mortg. Advisors,
Inc. v. Lewis, 444 U.S. 11, 20, 23–24 (1979) (“In view
of these express provisions for enforcing the duties imposed . . . , it is highly improbable that ‘Congress absentmindedly forgot to mention an intended private
action.’”); Nat’l R.R. Passenger Corp. v. Nat’l Ass’n of
R.R. Passengers, 414 U.S. 453, 458 (1974) (“[W]hen
legislation expressly provides a particular remedy or
remedies, courts should not expand the coverage of
the statute to subsume other remedies.”).
When these modern rules are applied to Section 2
Third, it is quite clear that there is no implied right of
action. In Section 2 Tenth of the RLA, Congress expressly provided a process for addressing violations of
Section 2 Third. It provides that the “willful failure or
refusal of any carrier . . . to comply with the terms of
the third, fourth, fifth, seventh, or eighth paragraph
12
of this section shall be a misdemeanor . . . .” 45 U.S.C.
§ 152 Tenth.5 It further provides that the “duly designated representative of a carrier’s employees”—i.e. a
labor union—must “apply” to the United States attorney in the “proper court,” who then must prosecute the
matter “under the direction of the Attorney General of
the United States.” Id. There is no mention of an additional or alternative private right of action by unions or their members.
The lower courts’ mistaken creation of an implied
cause of action under Section 2 Third has been a significant burden for the railroads (and airlines), who
are forced to litigate those claims. That burden will
now only grow with the Fifth Circuit’s expansion of
the private cause of action. The Court should grant
certiorari and hold that, as the text of the RLA states,
unions and employees need to apply to the United
States attorney if they wish to pursue a claim under
Section 2 Third.
II. The Court Should Resolve the Confusion in
the Lower Courts Over the Scope and
Meaning of Section 2 Third.
In its Petition, Union Pacific sets forth a complete
and cogent explanation of how the circuits are split on
the meaning of the term “representative” under Section 2 Third. Pet. at 11–14. As it shows, the lower
The other provisions of Section 2 are not mentioned in Section 2 Tenth, indicating that Congress intended that those provisions would be enforceable by private right of action. See Chi.
& N. W. Ry. v. United Transp. Union, 402 U.S. 570, 577 (1971)
(finding that Section 2 First of the RLA is “enforceable by whatever appropriate means might be developed on a case-by-case basis”).
5
13
courts have adopted multiple inconsistent interpretations. At one end of the spectrum, the Second Circuit
has held that “representative” means the singular entity—the organization—that is the duly designated
bargaining representative, not officers of the union. At
the other end, we now have the Fifth Circuit’s holding
that “representative” encompasses any individual officer (even if the person has no role in collective bargaining). The Sixth Circuit is somewhere in-between.
The industry agrees with Union Pacific that these
courts’ interpretations of “representative” are irreconcilable and thus reflect a clear and mature circuit split
that this Court should resolve.
There is, however, a further problem with the
body of case law under Section 2 Third that this Court
should also address. The circuit courts have adopted
widely varying standards regarding what is necessary
to show a violation of Section 2 Third (and/or Section
2 Fourth of the RLA, which both courts and parties
often treat as interchangeable with 2 Third). Those
formulations include—but are not limited to—the following:
•
First Circuit: “[W]e will intervene upon
demonstration of carrier conduct reflecting
anti-union animus, an attempt to interfere
with employee choice of collective bargaining
representative, discrimination, or coercion. In
addition, we will intervene when a carrier commits acts of intimidation that cannot be remedied by administrative means, or commits a
fundamental attack on the collective bargaining process or makes a direct attempt to de-
14
stroy a union.” Wightman v. Springfield Terminal Ry., 100 F.3d 228, 234 (1st Cir. 1996) (citation omitted).
•
Second Circuit: “[F]ederal judicial intervention” is “warranted[] only where” “the statutorily-created adjustment board procedure
might . . . be considered ineffective . . . .” Indep.
Union of Flight Attendants, 789 F.2d at 141–
42.
•
Seventh Circuit: “The only basis for judicial
intervention pursuant to Section 2, Fourth at
this [post-certification] stage is when either
side to the dispute has employed self-help
measures that are ‘inherently destructive of
union or employer activity.’” Dempsey v.
Atchison, Topeka & Santa Fe Ry., 16 F.3d 832,
841 (7th Cir. 1994).
•
Eighth Circuit: “[N]o cause of action lies under § 2 Third when the complaining party
‘fail[s] to present adequate evidence that [the
railroad’s] actions have been motivated by
anti-union animus or that [the railroad’s] actions were an attempt to interfere with its employees’ choice of their collective bargaining
representative.’” Bhd. of Locomotive Eng’rs v.
Kan. City S. Ry., 26 F.3d 787, 795 (8th Cir.
1994).
•
Ninth Circuit: “Judicial intervention in postcertification RLA cases has traditionally been
limited to those instances where ‘but for the
general jurisdiction of the federal courts there
would be no remedy to enforce the statutory
commands which Congress had written into
15
the Railway Labor Act.’” Horizon Air, 280 F.3d
at 905 (quoting TWA, 489 U.S. at 441).
Given the inconsistent language in these decisions, the current state of the law under Section 2
Third is, at best, murky. What is required for an employee or a union to bring a claim? Just an allegation
of any form of “anti-union animus”? Or does the claimant have to plead a “fundamental attack” that
amounts to an attempt to “destroy” the union? Is it
necessary to show that Section 3 arbitration would be
“ineffective” or unavailable? Or, as the Fifth Circuit
held in this case, is a claimant entitled to proceed in
court even though the allegations could be addressed
in arbitration? As matters stand, parties are left to
guess.
*
*
*
It has been 33 years since this Court last addressed Section 2 Third. In that time, the debates between railroads and unions over arbitration of disciplinary disputes have intensified, while the lower
courts have (in many cases) drifted away from the text
of the statute. Thus, the time has come for the Court
to once again provide direction as to the proper interpretation of this important provision of the Railway
Labor Act.
16
CONCLUSION
The Court should grant the petition for writ of certiorari.
OCTOBER 7, 2022
Respectfully submitted,
DONALD J. MUNRO
Counsel of Record
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
dmunro@jonesday.com
Counsel for Amici Curiae Association of American
Railroads and National Railway Labor Conference
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