Amicus Curiae Brief — Troy Mansfield, Petitioner v. Williamson County, Texas
Supreme Court briefSep 29, 2022
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No. 22-186
IN THE
Supreme Court of the United States
__________
TROY MANSFIELD,
Petitioner,
v.
WILLIAMSON COUNTY, TEXAS,
Respondent.
__________
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Fifth Circuit
__________
BRIEF OF GOV. TOM CORBETT, JOSÉ GARZA,
AND H. JOSEPH PINTO III AS AMICI CURIAE
IN SUPPORT OF PETITIONER
__________
BRADLEY E. OPPENHEIMER
Counsel of Record
MATTHEW J. WILKINS
D. CHANSLOR GALLENSTEIN
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK,
P.L.L.C.
1615 M Street, N.W.
Suite 400
Washington, D.C. 20036
(202) 326-7900
(boppenheimer@kellogghansen.com)
September 29, 2022
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................... iii
INTEREST OF AMICI CURIAE ................................ 1
SUMMARY OF ARGUMENT .................................... 2
ARGUMENT ............................................................... 3
I. The Decision Below Conflicts with
Fundamental Notions of Due Process
and Would Render Brady a Dead Letter ........ 3
A. Withholding Exculpatory Evidence
Presents an Unacceptable Risk of
Punishing the Innocent and Therefore Violates Due Process ........................... 4
1. Ensuring that the innocent are
not convicted is a fundamental
tenet of our justice system .................... 4
2. The fundamental interests underlying Brady rights are fully present at the plea-bargaining stage ......... 8
B. The Brady Right Is Largely a Dead
Letter Unless It Applies at the PleaBargaining Stage ...................................... 10
C. This Case Warrants Review Because
It Conflicts with These Fundamental
Principles .................................................. 12
II. This Court’s Review Is Warranted To
Resolve Important Conflicts Between
Jurisdictions ................................................... 13
III. Requiring That Prosecutors Disclose
Exculpatory Evidence at the PleaBargaining Stage Will Promote Desirable Results ...................................................... 18
ii
A. This Requirement Acts as a Check
on the Government’s Power in Plea
Bargaining, Which Is Otherwise
Largely Unrestrained ............................... 18
B. This Requirement Can Help Preserve
and Restore Americans’ Faith in Their
Justice System .......................................... 19
CONCLUSION.......................................................... 23
iii
TABLE OF AUTHORITIES
Page
CASES
Alvarez v. City of Brownsville, 904 F.3d 382
(5th Cir. 2018)...................................................... 17
Boykin v. Alabama, 395 U.S. 238 (1969) ................. 18
Brady v. Maryland, 373 U.S. 83 (1963) ............2, 8, 12
Buffey v. Ballard, 782 S.E.2d 204 (W. Va. 2015) ...... 14
Carroll v. State, 474 S.E.2d 737 (Ga. Ct. App.
1996)..................................................................... 15
Coffin v. United States, 156 U.S. 432 (1895) ......... 6, 8
Dassey v. Dittmann, 877 F.3d 297 (7th Cir.
2017)..................................................................... 22
Kyles v. Whitley, 514 U.S. 419 (1995) ....................... 10
Lafler v. Cooper, 566 U.S. 156 (2012)................... 2, 10
Lewis, Ex parte, 587 S.W.2d 697 (Tex. Crim.
App. 1979) ............................................................ 15
Medel v. State, 184 P.3d 1226 (Utah 2008) .............. 14
Missouri v. Frye, 566 U.S. 134 (2012) ...................... 12
Moore v. City of E. Cleveland, 431 U.S. 494
(1977) ..................................................................... 4
Patterson v. New York, 432 U.S. 197 (1977) .............. 4
Stanley v. Illinois, 405 U.S. 645 (1972) .................... 12
State v. Davis, 823 S.W.2d 217 (Tenn. Crim.
App. 1991) ............................................................ 15
State v. Gardner, 885 P.2d 1144 (Idaho Ct.
App. 1994) ............................................................ 15
State v. Hill, 630 S.E.2d 274 (S.C. 2006) ................. 15
State v. Huebler, 275 P.3d 91 (Nev. 2012) ............... 14
iv
State v. Parsons, 775 A.2d 576 (N.J. Super. Ct.
App. Div. 2001) .................................................... 15
State v. Sturgeon, 605 N.W.2d 589 (Wis. Ct.
App. 1999) ............................................................ 15
United States v. Agurs, 427 U.S. 97 (1976) .............. 13
United States v. Mathur, 624 F.3d 498 (1st Cir.
2010)..................................................................... 13
RULES
Fed. R. Crim. P. 11(b) ............................................... 18
D. Mass. Crim. R. 116.2(b) ....................................... 13
Sup. Ct. R.:
Rule 37.2(a) ............................................................ 1
Rule 37.6 ................................................................ 1
W.D. Tex. Crim. R. 16(b)(1)(C)(i).............................. 13
Alaska R. Crim. P. 16(b)(3)....................................... 15
Fla. R. Crim. P. 3.220(b) ........................................... 15
Minn. R. Crim. P. 9.01, subd. 1(6) ............................ 15
N.J. Ct. R.:
Rule 3:13-3(a)....................................................... 15
Rule 3:13-3(b)....................................................... 15
Tex. Code Crim. Proc. Ann.:
Art. 39.14(a) ....................................................15, 16
Art. 39.14(h) ......................................................... 15
v
ADMINISTRATIVE MATERIALS
Bureau of Justice Statistics, U.S. Dep’t of
Justice:
Felony Defendants in Large Urban Counties, 2009 – Statistical Tables (Dec. 2013),
https://bjs.ojp.gov/content/pub/pdf/fdluc09.
pdf ........................................................................ 11
Felony Sentences in State Courts, 2006 –
Statistical Tables (Dec. 2009; rev. Nov. 22,
2010), https://bjs.ojp.gov/content/pub/pdf/fssc
06st.pdf ................................................................ 11
Sourcebook of Criminal Justice Statistics –
2003 (2005), https://www.ojp.gov/pdffiles1/
Digitization/208756NCJRS.pdf........................... 11
OTHER MATERIALS
Adams’ Argument for the Defense (Dec. 3-4,
1770), available at https://founders.archives.
gov/documents/Adams/05-03-02-0001-00040016 ........................................................................ 7
Marc Allen, Non-Brady Legal and Ethical
Obligations on Prosecutors to Disclose
Exculpatory Evidence, Nat’l Registry of
Exonerations (July 2018), https://www.law.
umich.edu/special/exoneration/Documents/
NRE_Exculpatory_Evidence_Obligations_
for_Prosecutors.pdf .............................................. 16
Steve Almasy, ‘Making a Murderer’: Brendan
Dassey conviction overturned, CNN (Aug.
12, 2016), https://www.cnn.com/2016/08/12/
us/making-a-murderer-brendan-dasseyconviction-overturned/index.html ....................... 22
vi
Am. Bar Ass’n Standing Comm. on Ethics &
Prof ’l Resp., Prosecutor’s Duty to Disclose
Evidence and Information Favorable to the
Defense, Formal Opinion 09-454 (July 8,
2009), available at https://legaltimes.typepad.
com/files/aba_opinion.pdf .................................... 16
Americans Overwhelmingly Support Prosecutorial Reform, Poll Finds, ACLU (Dec. 12,
2017), https://www.aclu.org/press-releases/
americans-overwhelmingly-supportprosecutorial-reform-poll-finds ............................ 20
2 Aristotle, Problems (W.S. Hett trans., Harvard
Univ. Press rev. ed. 1957), available at
https://archive.org/details/problems02arisuoft/
page/n3/mode/2up .................................................... 6
Stephanos Bibas:
Designing Plea Bargaining from the
Ground Up: Accuracy and Fairness Without
Trials as Backstops, 57 Wm. & Mary L.
Rev. 1055 (2016) .............................................. 9, 18
Plea Bargaining Outside the Shadow of
Trial, 117 Harv. L. Rev. 2463 (2004) .................. 10
Regulating the Plea-Bargaining Market:
From Caveat Emptor to Consumer Protection, 99 Calif. L. Rev. 1117 (2011) ...................... 11
Bible, Genesis .............................................................. 5
4 William Blackstone, Commentaries on the
Laws of England (1769), available at
https://archive.org/details/lawsofenglandc04
blacuoft/mode/2up ................................................. 7
vii
Ronald A. Cass, Power Failures: Prosecution,
Power, and Problems, Federalist Soc’y (Dec.
17, 2015), https://www.fedsoc.org/commentary/
publications/power-failures-prosecutionpower-and-problems ............................................ 20
Ctr. for Prosecutor Integrity, An Epidemic of
Prosecutor Misconduct (Dec. 2013), http://
www.prosecutorintegrity.org/wp-content/
uploads/EpidemicofProsecutorMisconduct.
pdf ........................................................................ 21
Code of Justinian:
Book 1 – Concerning
the Composition of a New Code (Fred H.
Blume et al. trans.), available at https://
uwdigital.uwyo.edu/islandora/object/wyu%
3A14972#page/436/mode/2up................................ 6
David S. D’Amato, Prosecutors are mainly to
blame for the criminal justice crisis,
The Hill (Aug. 21, 2019), https://thehill.com/
opinion/criminal-justice/458176-prosecutorsare-mainly-to-blame-for-the-criminal-justicecrisis/ .................................................................... 20
Angela J. Davis, Federal Prosecutors Have
Way Too Much Power, N.Y. Times (Jan. 14,
2015), https://www.nytimes.com/roomfordebate/
2012/08/19/do-prosecutors-have-too-muchpower/federal-proscutors-have-way-too-muchpower .................................................................... 21
Dig. L. 48, tit. 19, l. 5 .................................................. 6
Emily Ekins, Cato Inst., Policing in America:
Understanding Public Attitudes toward the
Police. Results from a National Survey
(Dec. 7, 2016), https://www.cato.org/sites/
cato.org/files/survey-reports/pdf/policing-inamerica-august-1-2017.pdf ................................... 8
viii
Daniel Epps, The Consequences of Error in
Criminal Justice, 128 Harv. L. Rev. 1065
(2015) ................................................................. 5, 6
John Fortescue, A Learned Commendation of
the Politique Lawes of Englande (Robert
Mulcaster trans., 1969) (1567) .............................. 6
Bennett L. Gershman, Threats and Bullying
by Prosecutors, 46 Loyola U. Chi. L.J. 327
(2014) ................................................................... 20
2 Matthew Hale, Pleas of the Crown .......................... 6
Laural L. Hooper, Jennifer E. Marsh &
Brian Yeh, Treatment of Brady v. Maryland
Material in United States District and State
Courts’ Rules, Orders, and Policies, Report
to the Advisory Committee on Criminal
Rules of the Judicial Conference of the
United States (Oct. 2004), https://www.
uscourts.gov/sites/default/files/bradymat_1.
pdf ........................................................................ 14
Jeffrey M. Jones, Confidence in U.S. Institutions Down; Average at New Low, Gallup
(July 5, 2022), https://news.gallup.com/
poll/394283/confidence-institutions-downaverage-new-low.aspx ......................................... 21
Letter from B. Franklin to B. Vaughan
(Mar. 14, 1785), available at https://founders.
archives.gov/documents/Franklin/01-43-020335........................................................................... 7
Gerard E. Lynch, Our Administrative System
of Criminal Justice, 66 Fordham L. Rev.
2117 (1998) .......................................................... 19
2 Moses Maimonides, The Commandments
(Charles B. Chavel ed. & trans., Soncino
Press 1967)............................................................. 5
ix
Increase Mather, Cases of Conscience Concerning Evil Spirits Personating Men, Witchcrafts, Infallible Proofs of Guilt in Such
as Are Accused with That Crime (1693),
available at https://salem.lib.virginia.edu/
speccol/mather/mather.html ................................. 7
Model Rules of Professional Conduct (2021) ........... 16
Janet Moore, Democracy and Criminal Discovery Reform After Connick and Garcetti,
77 Brook. L. Rev. 1329 (2012) ............................. 17
Nat’l Registry of Exonerations:
2021 Annual Report (Apr. 12, 2022), https://
www.law.umich.edu/special/exoneration/
Documents/NRE%20Annual%20Report%20
2021.pdf .................................................................... 9
Annual Report (Mar. 31, 2020), https://www.
law.umich.edu/special/exoneration/Documents/
Exonerations_in_2019.pdf ..................................... 9
Annual Report (Mar. 30, 2021), https://www.
law.umich.edu/special/exoneration/Documents/
2021AnnualReport.pdf .......................................... 9
Innocents Who Plead Guilty (Nov. 24, 2015),
https://www.law.umich.edu/special/
exoneration/Documents/NRE.Guilty.Plea.
Article1.pdf ............................................................ 9
Clark Neily, Cato Inst., Prisons Are Packed
because Prosecutors Are Coercing Plea Deals.
And, Yes, It’s Totally Legal (Aug. 8, 2019),
https://www.cato.org/commentary/prisonsare-packed-because-prosecutors-are-coercingplea-deals-yes-its-totally-legal ............................ 20
x
Robert E. Scott & William J. Stuntz, Plea
Bargaining as Contract, 101 Yale L.J. 1909
(1992) ................................................................... 18
Daniele Selby, Only One Prosecutor Has Ever
Been Jailed for Misconduct Leading to a
Wrongful Conviction, The Innocence Project
(Nov. 11, 2020), https://innocenceproject.org/
ken-anderson-michael-morton-prosecutorialmisconduct-jail/............................................... 15-16
4 The Digest of Justinian (Alan Watson ed.,
Univ. of Penn. Press 1985) .................................... 6
The Truth About Trials, The Marshall Project
(updated Nov. 4, 2020), https://themarshall
project.org/2020/11/04/the-truth-about-trials ....... 11
Alexander Volokh, n Guilty Men, 146 U. Pa. L.
Rev. 173 (1997) ...................................................... 5
Brian Witte, ‘Serial’ host: Evidence that freed
Syed was long available, Assoc. Press (Sept.
20, 2022), https://apnews.com/article/adnansyed-crime-maryland-baltimore-27123d46
cbb0e4a48b0e5d30b22ed647 ............................... 22
INTEREST OF AMICI CURIAE 1
Amici curiae, Gov. Tom Corbett, José Garza, and
H. Joseph Pinto III, are current and former state
and federal prosecutors. Governor Tom Corbett is
the former Governor and Attorney General of the
Commonwealth of Pennsylvania. He also previously
served as the United States Attorney for the Western
District of Pennsylvania. José Garza is the District
Attorney for Travis County, Texas (which is adjacent
to Williamson County). He was elected in 2020 after
serving as a federal public defender in the Western
District of Texas and Deputy General Counsel for the
House Committee on Education and Labor. H. Joseph
Pinto III is a former Assistant United States
Attorney for the Western District of Kentucky. He
previously served as a trial attorney in the Antitrust
Division of the Department of Justice. Amici join
this brief solely in their individual capacities and
not as representatives of their employers or former
employers.
Amici have a range of political views. Amici are
unanimous, however, in their view that factually
innocent defendants should not be imprisoned on the
grounds that they decided to accept a plea bargain
while the government had undisclosed exculpatory
evidence in its possession. Amici also believe that
a consistent rule would give prosecutorial teams
1 Pursuant to Supreme Court Rule 37.6, counsel for amici
represent that they authored this brief in its entirety and that
none of the parties or their counsel, nor any other person or
entity other than amici or their counsel, made a monetary
contribution intended to fund the preparation or submission
of this brief. Pursuant to Rule 37.2(a), counsel for amici also
represent that all parties were provided notice of amici ’s
intention to file this brief at least 10 days before its due date
and that the parties have consented to the filing of this brief.
2
necessary guidance on when their duty to disclose
exculpatory evidence begins.
Accordingly, amici submit this brief to urge the
Court to grant certiorari.
SUMMARY OF ARGUMENT
“[C]riminal justice today is for the most part a
system of pleas, not a system of trials.” Lafler v.
Cooper, 566 U.S. 156, 170 (2012). With 97% of federal
convictions and 94% of state convictions coming as a
result of guilty pleas, see id., it is more important
than ever for principles of fundamental fairness and
due process to apply at the plea-bargaining stage.
This case, in which the court of appeals held that
prosecutors may withhold exculpatory evidence at
the plea-bargaining stage, presents an issue of profound importance for our criminal justice system that
merits this Court’s review.
First, withholding exculpatory evidence at the pleabargaining stage transgresses fundamental notions
of due process and would render the right this Court
articulated in Brady v. Maryland, 373 U.S. 83 (1963),
a dead letter. For millennia, from Aristotle to Blackstone to the present, the foundations of our justice
system have recognized that it is crucial to avoid
punishing the innocent. This Court’s decision in
Brady reaffirmed that concept. See id. at 87 (“Society
wins not only when the guilty are convicted but when
criminal trials are fair; our system of . . . justice
suffers when any accused is treated unfairly.”). But
in many jurisdictions, only a few percent of criminal
defendants—those who go to trial—are afforded the
protection guaranteed by Brady. If Brady is to mean
anything, it must apply at the plea-bargaining stage.
Second, jurisdictions throughout the Nation have
long been deeply split over this question, with the
3
decision below further entrenching the divide.
Whether a criminal defendant is entitled to receive
exculpatory materials at the plea-bargaining stage
varies from State to State, from federal district court
to federal district court, and from circuit to circuit—
and, indeed, sometimes within those different jurisdictions even at a single location. That split requires
this Court’s intervention. It also demonstrates the
error of the decision below: contrary to the policy
concerns frequently cited to justify the outcome the
lower court reached, requiring disclosure of exculpatory materials at the plea-bargaining stage does not
interfere with the operation of the plea-bargaining
system, as decades of experience in jurisdictions
throughout the Nation have demonstrated.
Third, this Court’s intervention on the important
question presented by this case can help ensure the
integrity of the American justice system and help
promote public trust in prosecutors’ offices.
The petition for certiorari should be granted to
address this important issue.
ARGUMENT
I. The Decision Below Conflicts with Fundamental Notions of Due Process and Would
Render Brady a Dead Letter
This case warrants this Court’s review because
the Fifth Circuit’s erroneous decision conflicts with
some of the deepest-rooted fundamental principles
of justice in our legal system. In a just system, no
innocent person should be imprisoned for a crime
they did not commit. Nor should the innocent
be bluffed into an unwarranted plea deal simply
because the other side holds all the leverage and
withholds critical information that it would otherwise
ultimately be required to provide to the defendant.
4
A. Withholding Exculpatory Evidence Presents an Unacceptable Risk of Punishing
the Innocent and Therefore Violates Due
Process
1. Ensuring that the innocent are not
convicted is a fundamental tenet of our
justice system
Due process protects those “principle[s] of justice so
rooted in the traditions and conscience of our people
as to be ranked as fundamental.” Patterson v. New
York, 432 U.S. 197, 201-02 (1977). Among the most
fundamental principles of our criminal justice system
is the principle that innocent persons should not
be wrongfully convicted. Withholding exculpatory
evidence from a criminal defendant before accepting
a guilty plea, however, poses an unacceptably high
risk of violating that critical tenet of our justice
system. The decision below warrants this Court’s
review because—as its own author observed—it will
conflict with deep-seated principles of justice. See
App. 11a-12a (Higginbotham, J., concurring) (“[w]e
must bring exculpatory evidence within the reach of
Brady and refuse to sanction lying by prosecutors to
avoid Brady obligations”).
Here, the practice of withholding exculpatory
evidence from criminal defendants at the pleabargaining stage violates the fundamental principle
that we must not, in our zeal to convict the guilty or
our desire for efficient prosecution, likewise condemn
the innocent. The “teachings of history” and “the
basic values that underlie our society,” Moore v. City
of E. Cleveland, 431 U.S. 494, 503 (1977) (plurality),
unambiguously establish this central principle. It
dates back thousands of years and is deeply rooted in
the religious and secular foundations that underlie
5
Western civilization generally and our criminal justice
system specifically.2
In Judeo-Christian religious tradition, the principle
of not punishing the innocent pre-dates even the Ten
Commandments. In the Book of Genesis, for example, after God announced his plan to destroy the city
of Sodom, Abraham objected: “Will you sweep away
the righteous with the wicked? . . . Far be it from
you to do such a thing—to kill the righteous with
the wicked.”3 God confirmed that he would spare
the city if even just 10 righteous persons could be
found there.4 And though fewer than 10 could be
found, God still waited to destroy Sodom until Lot,
the last righteous man in the city, could escape with
his family.5 Reflecting on this story in the twelfth
century A.D., the great Jewish philosopher Maimonides would say that “ ‘[i]t is better and more satisfactory to acquit a thousand guilty persons than to put a
single innocent man to death once.’ ”6
Secular history bears out the same fundamental
principle. Writing in the fourth century B.C., Aristotle said that “ ‘[e]very one of us would rather acquit a
guilty man as innocent than condemn an innocent
2 Many of the examples below come from Alexander Volokh,
n Guilty Men, 146 U. Pa. L. Rev. 173 (1997). Professor Volokh’s
article provides a valuable and entertaining overview of this
principle from ancient times through the present.
3 Genesis 18:23, 25.
4 Genesis 18:32.
5 Genesis 19:12-22.
6 Daniel Epps, The Consequences of Error in Criminal
Justice, 128 Harv. L. Rev. 1065, 1077 (2015) (quoting 2 Moses
Maimonides, The Commandments 270 (Charles B. Chavel ed. &
trans., Soncino Press 1967)).
6
man as guilty . . . . For when there is any doubt one
should choose the lesser of two errors.’ ”7
The Romans adopted this wisdom from the Greeks.
Emperor Trajan wrote in the first century A.D. that
“ ‘it was better to let the crime of a guilty person go
unpunished than to condemn the innocent.’ ” Coffin
v. United States, 156 U.S. 432, 454 (1895) (quoting
Dig. L. 48, tit. 19, l. 5). And, nearly 500 years later,
the Byzantine Roman Emperor Justinian I echoed
that principle in multiple of the foundational works
of the civil-law tradition.8
This principle flowed from religious and civil-law
traditions into the English common law. English
Chief Justice John Fortescue wrote in 1471 that
he “would rather wish twenty evil doers to escape
death through pity than one man to be unjustly
Lord Hale wrote in 1678 that “ ‘it is
condemned.”9
better five guilty persons should escape unpunished
than one innocent person should die.’ ” Coffin, 156
U.S. at 456 (quoting 2 Matthew Hale, Pleas of the
Crown 290). And Blackstone concurred in 1769:
7 Id. (quoting 2 Aristotle, Problems bk. XXIX at 145 (W.S.
Hett trans., Harvard Univ. Press rev. ed. 1957), available at
https://archive.org/details/problems02arisuoft/page/n3/mode/2up).
8 See 4 The Digest of Justinian 360 (Alan Watson ed., Univ. of
Penn. Press 1985) (“[I]t was preferable that the crime of a guilty
man should go unpunished than an innocent man be condemned.”);
Code of Justinian: Book 1 – Concerning the Composition of a
New Code 436 (Fred H. Blume et al. trans.) (declaring that it is
no “matter of small importance to rashly condemn an innocent
party”), available at https://uwdigital.uwyo.edu/islandora/object/
wyu%3A14972#page/436/mode/2up.
9 John Fortescue, A Learned Commendation of the Politique
Lawes of Englande 63 (Robert Mulcaster trans., 1969) (1567).
7
“[T]he law holds, that it is better that ten guilty
persons escape, than that one innocent suffer.”10
The English colonists brought this aversion to
punishing the innocent with them to America.
Thus, even during the Salem witch trials in 1692, the
Rev. Increase Mather, who was then the president
of Harvard College, stated that it “were better that
ten suspected witches should escape, than that one
innocent person should be condemned.”11
The Founders likewise knew and respected this
principle. John Adams invoked it in his defense of
the British soldiers charged with committing the
Boston Massacre: “We are to look upon it as more
beneficial, that many guilty persons should escape
unpunished, than one innocent person should suffer.
The reason is, because it’s of more importance to
community, that innocence should be protected, than
it is, that guilt should be punished.”12 And Benjamin
Franklin similarly wrote in 1785: “That it is better
100 guilty Persons should escape, than that one
innocent Person should suffer, is a Maxim that has
been long & generally approv’d.”13
10
4 William Blackstone, Commentaries on the Laws of
England 352 (1769), available at https://archive.org/details/
lawsofenglandc04blacuoft/mode/2up.
11
Increase Mather, Cases of Conscience Concerning Evil
Spirits Personating Men, Witchcrafts, Infallible Proofs of Guilt
in Such as Are Accused with That Crime 66-67 (1693) (capitalization modernized), available at https://salem.lib.virginia.edu/
speccol/mather/mather.html.
12 Adams’ Argument for the Defense (Dec. 3-4, 1770), avail-
able at https://founders.archives.gov/documents/Adams/05-03-020001-0004-0016.
13 Letter from B. Franklin to B. Vaughan (Mar. 14, 1785),
available at https://founders.archives.gov/documents/Franklin/0143-02-0335.
8
After the Founding, this Court recognized that the
fundamental principle of avoiding punishing the
innocent is intimately connected to criminal due
process. For example, it forms the basis for the presumption of innocence and the beyond-a-reasonabledoubt standard. See Coffin, 156 U.S. at 453-54.
Modern polling shows that a strong majority of
Americans across the political spectrum continue to
agree that it is worse to imprison the innocent than
to let the guilty go free.14
This central principle also underlies Brady rights.
As the Court explained in Brady v. Maryland, 373
U.S. 83 (1963), withholding evidence that “would
tend to exculpate”—i.e., show the innocence of—the
accused “casts the prosecutor in the role of an architect of a proceeding that does not comport with
standards of justice.” Id. at 87-88. This is because
“our system of . . . justice suffers when any accused is
treated unfairly.” Id. at 87.
2. The fundamental interests underlying
Brady rights are fully present at the
plea-bargaining stage
Withholding exculpatory evidence during plea
bargaining prioritizes obtaining convictions over
ensuring that the innocent are not unjustly punished. This risk is not just theoretical. Deprived of
exculpatory evidence, and threatened with ruinous
alternatives, many innocent persons have in fact
accepted guilty pleas. “[T]he recent wave of DNA
exonerations has revealed many guilty-plea convic14 See Emily Ekins, Cato Inst., Policing in America: Understanding Public Attitudes toward the Police. Results from a
National Survey 6, 59-60 (Dec. 7, 2016), https://www.cato.org/sites/
cato.org/files/survey-reports/pdf/policing-in-america-august-12017.pdf.
9
tions of defendants who are factually innocent.”15
Approximately “15% of known exonerees pled guilty,”
including roughly half of those exonerated of
manslaughter, two-thirds of those exonerated of drug
crimes, and four-fifths of those exonerated of sex
offender registration violations.16 That overall ratio
has been roughly the same in the most recent years
for which data were available.17 And for certain
crimes in some jurisdictions, the ratio can be
substantially higher: for example, from 2014-2015
there were “71 drug exonerations in Harris County
(Houston), Texas, and the defendants pled guilty in
every one of them.”18
15
Stephanos Bibas, Designing Plea Bargaining from the
Ground Up: Accuracy and Fairness Without Trials as Backstops,
57 Wm. & Mary L. Rev. 1055, 1059-60 (2016).
16 Nat’l Registry of Exonerations, Innocents Who Plead Guilty
1 (Nov. 24, 2015) (“NER, Innocents Who Plead Guilty”),
https://www.law.umich.edu/special/exoneration/Documents/NRE.
Guilty.Plea.Article1.pdf. This fraction is most likely an undercount of innocent defendants who enter guilty pleas, because
“innocent defendants who plead guilty almost always get lighter
sentences than those who are convicted at trial – that’s why
they plead guilty – so there is less incentive to pursue exoneration.” Id.
17 For example, false confessions were involved in roughly
17% (24/143) of exonerations in 2019, 10% (13/129) in 2020,
and 12% (19/161) in 2021. See Nat’l Registry of Exonerations,
Annual Report 2 (Mar. 31, 2020), https://www.law.umich.edu/
special/exoneration/Documents/Exonerations_in_2019.pdf; Nat’l
Registry of Exonerations, Annual Report 2 (Mar. 30, 2021),
https://www.law.umich.edu/special/exoneration/Documents/2021
AnnualReport.pdf; Nat’l Registry of Exonerations, 2021 Annual
Report 4 (Apr. 12, 2022), https://www.law.umich.edu/special/
exoneration/Documents/NRE%20Annual%20Report%202021.pdf.
18 NER, Innocents Who Plead Guilty at 2 (emphasis added).
10
Indeed, at the plea-bargaining stage, the effect of
withholding exculpatory evidence can be particularly
acute. Overstating the strength of the prosecution’s
case in connection with plea bargaining “is likely to
work particularly well against innocent defendants,
who are on average more risk averse than guilty
defendants.”19 Without a rule expressly requiring
disclosure of Brady material at the plea-bargaining
stage, that overstatement can happen even despite
diligent efforts by the prosecutor to make those
disclosures.20
B. The Brady Right Is Largely a Dead Letter
Unless It Applies at the Plea-Bargaining
Stage
The dispensation of a criminal case by plea bargaining is not a new idea. Although “a full-dress
criminal trial” has long been considered “the exorbitant gold standard of American justice,” Lafler v.
Cooper, 566 U.S. 156, 186 (2012) (Scalia, J., dissenting), the plea bargain has for (at least) eight decades
been the most prevalent way by which criminal cases
are decided—in both federal and state courts. In
1945, more than 85% of federal convictions were
19 Stephanos Bibas, Plea Bargaining Outside the Shadow of
Trial, 117 Harv. L. Rev. 2463, 2495 (2004).
20 For example, “no one doubts that police investigators
sometimes fail to inform a prosecutor of all they know.” Kyles v.
Whitley, 514 U.S. 419, 438 (1995). A prosecutor might turn over
what she believes to be all exculpatory evidence at the pleabargaining stage, but investigators may have withheld other
exculpatory evidence from the prosecutor herself because they
are not compelled to turn it over until trial. An express rule
requiring earlier disclosure of those materials would force
investigators to provide that evidence to prosecutors earlier, or
else risk being responsible for a conviction being overturned on
appeal.
11
obtained through guilty pleas.21 That number has
grown steadily since, such that in recent decades
roughly 97% of federal felony convictions have come
through guilty pleas.22 State courts are comparable.23 And in the Nation’s 75 largest counties, 98% of
felony convictions have been obtained through plea
bargains.24 Plea bargaining is now (and has long
been) the norm.25
As a result, if Brady rights do not attach at
the plea-bargaining stage, then they will not exist for
the vast majority of criminal defendants—in some
jurisdictions, virtually all of them. That would be
inconsistent with fundamental notions of justice as
described above.26
21
See Bureau of Justice Statistics, U.S. Dep’t of Justice,
Sourcebook of Criminal Justice Statistics – 2003, at 423 (2005),
https://www.ojp.gov/pdffiles1/Digitization/208756NCJRS.pdf.
22 See The Truth About Trials, The Marshall Project (updated
Nov. 4, 2020), https://themarshallproject.org/2020/11/04/the-truthabout-trials.
23
See Bureau of Justice Statistics, U.S. Dep’t of Justice,
Felony Sentences in State Courts, 2006 – Statistical Tables 25
(Dec. 2009; rev. Nov. 22, 2010) (94% of state felony convictions
in 2006 obtained through guilty pleas), https://bjs.ojp.gov/content/
pub/pdf/fssc06st.pdf.
24
See Bureau of Justice Statistics, U.S. Dep’t of Justice,
Felony Defendants in Large Urban Counties, 2009 – Statistical
Tables 24 tbl. 21 (Dec. 2013), https://bjs.ojp.gov/content/pub/pdf/
fdluc09.pdf.
25
See Stephanos Bibas, Regulating the Plea-Bargaining
Market: From Caveat Emptor to Consumer Protection, 99 Calif.
L. Rev. 1117, 1137-38 (2011).
26 As this Court has recognized: “To note the prevalence of
plea bargaining is not to criticize it. The potential to conserve
valuable prosecutorial resources and for defendants to admit
their crimes and receive more favorable terms at sentencing
12
Due process exists “to protect the fragile values of a
vulnerable citizenry from the overbearing concern for
efficiency and efficacy.” Stanley v. Illinois, 405 U.S.
645, 656 (1972). And plea bargains should maintain
the same sense of fundamental fairness that trials
ensure. Cf. Frye, 566 U.S. at 144 (recognizing that
criminal defendant is entitled to assistance of counsel
at plea-bargaining stage).
C. This Case Warrants Review Because
It Conflicts with These Fundamental
Principles
The holding below is inconsistent with these fundamental principles of justice. Allowing prosecutors
to skirt a due process right simply to obtain a conviction flies in the face of the notions of fundamental
fairness that are central to our justice system. See
Brady, 373 U.S. at 87 (“our system of . . . justice
suffers when any accused is treated unfairly”).
This case provides a stark example of how unfair
treatment of the accused can offend fundamental
notions of due process and result in unjust punishment of the innocent. Petitioner pleaded guilty to
“one of the most heinous crimes—sexual misconduct
with a child—without knowing that the victim had
told prosecutors that ‘nothing happened.’ ” App. 13a
(Costa, J., specially concurring). The prosecutors
were under a Brady order and, despite knowing that
they would have to disclose the evidence, lied to
petitioner. App. 11a (Higginbotham, J., concurring).
As this Court has recognized, “there are situations in
which evidence is obviously of such substantial value
means that a plea agreement can benefit both parties.”
Missouri v. Frye, 566 U.S. 134, 144 (2012). But even the
most well-intentioned pursuit of efficiency cannot override
fundamental due process protections.
13
to the defense that elementary fairness requires it to
be disclosed even without a specific request.” United
States v. Agurs, 427 U.S. 97, 110 (1976). As the
author of the decision below expressly recognized, the
court of appeals’ decision in this case represents a
“signal flaw in the jurisprudence of plea bargaining”
that “[o]nly the Supreme Court can fully address.”
App. 12a (Higginbotham, J., concurring).
II. This Court’s Review Is Warranted To
Resolve Important Conflicts Between Jurisdictions
The decision below deepens a significant conflict
between jurisdictions, including the federal courts of
appeals and state courts—with conflicts sometimes
arising even in the same State. See App. 12a n.9
(Higginbotham, J., concurring) (describing circuit
split). This case in particular demonstrates the
conflict: the Fifth Circuit held that there is no Brady
right at the plea-bargaining stage, yet Texas law
provides that there is one—so a Texas criminal
defendant’s rights will differ significantly if charges
are brought in state court or federal district court,
and may even differ depending on which federal
district in Texas hears the case.27
As Judge
Higginbotham noted below, “[t]he cold reality is that
27 In the Western District of Texas, for example, local rules
provide that Brady material must be disclosed within 14 days of
arraignment, see W.D. Tex. Crim. R. 16(b)(1)(C)(i)—even though
the court below held that no such right exists throughout the
broader Fifth Circuit. This anomaly is not limited to the Fifth
Circuit. For example, the First Circuit has held that Brady
rights do not attach at the plea-bargaining stage. See United
States v. Mathur, 624 F.3d 498, 506-07 (1st Cir. 2010). But at
least one district court within that circuit has local rules that
require such disclosure within 28 days of arraignment. See
D. Mass. Crim. R. 116.2(b).
14
the want of certitude shadows the federal criminal
dockets across the country.” App. 13a (Higginbotham, J., concurring); see also App. 15a (Costa, J.,
specially concurring) (“[W]hat is not tenable is affording defendants in many jurisdictions a constitutional
right to exculpatory evidence before they are deprived
of their liberty while those in [the Fifth] [C]ircuit do
not enjoy the same protection.”).
Many jurisdictions across the Nation already
require prosecutors to disclose exculpatory evidence
at the plea-bargaining stage, including jurisdictions in
which one amicus, Mr. Garza, has served as a prosecutor. By 2004, 30 of the 94 federal district courts
had a local rule governing the disclosure of Brady
materials, and many of those districts required
Brady disclosure within 28 days of arraignment or
sooner.28 Several States also require prosecutors to
hand over exculpatory evidence at the plea-bargaining
stage. See, e.g., Buffey v. Ballard, 782 S.E.2d 204,
216 (W. Va. 2015) (“[A] defendant is constitutionally
entitled to exculpatory evidence during the plea
negotiation stage.”); State v. Huebler, 275 P.3d 91,
96-98 (Nev. 2012); Medel v. State, 184 P.3d 1226,
1234 (Utah 2008) (“Surely, if there is any evidence
suggesting factual innocence—even if it is impeach28 See Laural L. Hooper, Jennifer E. Marsh & Brian Yeh,
Treatment of Brady v. Maryland Material in United States District and State Courts’ Rules, Orders, and Policies, Report to the
Advisory Committee on Criminal Rules of the Judicial Conference of the United States, tbl. 2 (Oct. 2004), https://www.uscourts.
gov/sites/default/files/bradymat_1.pdf.
In amici ’s experience, plea bargains ordinarily occur much
closer to trial and much later than 28 days after arraignment.
As a result, such deadlines for disclosing Brady material have
the practical effect of extending Brady’s protection to the pleabargaining stage.
15
ment evidence—the prosecution will always have a
constitutional obligation to disclose that evidence to
the defendant before plea bargaining begins.”); State
v. Hill, 630 S.E.2d 274, 279 (S.C. 2006); State v. Parsons, 775 A.2d 576, 579-80 (N.J. Super. Ct. App. Div.
2001); State v. Sturgeon, 605 N.W.2d 589, 593-94
(Wis. Ct. App. 1999); Carroll v. State, 474 S.E.2d 737,
739 (Ga. Ct. App. 1996); State v. Gardner, 885 P.2d
1144, 1149-50 (Idaho Ct. App. 1994); State v. Davis,
823 S.W.2d 217, 219-20 (Tenn. Crim. App. 1991); Ex
parte Lewis, 587 S.W.2d 697, 701 (Tex. Crim. App.
1979) (“[T]he prosecutor’s duty to disclose favorable
information (whether relating to the issue of competence, guilt, or punishment) extends to defendants
who plead guilty as well as to those who plead not
guilty.”). Others have rules of criminal procedure
that explicitly require prosecutors to hand over
exculpatory evidence in early stages, albeit without
necessarily making specific reference to plea bargaining. See, e.g., Alaska R. Crim. P. 16(b)(3); Fla. R.
Crim. P. 3.220(b); Minn. R. Crim. P. 9.01, subd. 1(6);
N.J. Ct. R. 3:13-3(a), (b); Tex. Code Crim. Proc. Ann.
art. 39.14(a), (h).29
Texas’s law is illustrative. In 2014, in response to
flagrant prosecutorial misconduct by the Williamson
County District Attorney (the same one who prosecuted petitioner), the State amended its rules of
criminal procedure with the “Michael Morton Act.”30
29 Many of these States have enacted so-called “open-file”
policies under which the prosecution must provide the defense
with everything in its file without regard to the materiality
of the evidence. These examples are illustrative and do not
represent all state laws requiring the disclosure of exculpatory
evidence.
30 See Daniele Selby, Only One Prosecutor Has Ever Been
Jailed for Misconduct Leading to a Wrongful Conviction, The
16
Like other “open-file” policies, Texas’s rule requires
that, upon request of the defendant, the State must
provide “any offense reports, any designated documents, papers, written or recorded statements of the
defendant or a witness, including witness statements
of law enforcement officers.” Tex. Code Crim. Proc.
Ann. art. 39.14(a).
Other sources of authority, including ethical rules,
may require that prosecutors disclose exculpatory
evidence at these early stages. For example, Rule
3.8(d) of the Model Rules of Professional Conduct
imposes an ethical obligation on prosecutors to
“make timely disclosure to the defense of all evidence
or information known to the prosecutor that tends
to negate the guilt of the accused or mitigates the
offense.” Every State and the District of Columbia
has adopted this rule.31 Depending on how those
ethical rules are interpreted, disclosure may have to
occur before the plea-bargaining stage in order to be
“timely.”32
Innocence Project (Nov. 11, 2020), https://innocenceproject.org/
ken-anderson-michael-morton-prosecutorial-misconduct-jail/.
31 See Marc Allen, Non-Brady Legal and Ethical Obligations
on Prosecutors to Disclose Exculpatory Evidence, Nat’l Registry
of Exonerations at 5-7 tbl. 1 (July 2018), https://www.law.
umich.edu/special/exoneration/Documents/NRE_Exculpatory_
Evidence_Obligations_for_Prosecutors.pdf.
32 The American Bar Association (“ABA”) has clarified that,
in certain other respects, this ethical rule is “more demanding
than the constitutional case law.” ABA Standing Comm. on
Ethics & Prof ’l Resp., Prosecutor’s Duty to Disclose Evidence
and Information Favorable to the Defense, Formal Opinion 09454, at 4 (July 8, 2009), available at https://legaltimes.typepad.
com/files/aba_opinion.pdf. But it has not expressly addressed
whether the “timel[iness]” requirement in the ethical rule is
intended to be more demanding than or merely equal to the
constitutional minimum.
17
These jurisdictions stand in conflict with those,
including the Fifth Circuit in the decision below, that
have held that no Brady disclosures are required
at the plea-bargaining stage. This Court’s review
is warranted to address this deep and important
conflict.
Notably, the mere existence of this conflict negates
many of the arguments in favor of the Fifth Circuit’s
decision below. For example, the concurrence in a
recent en banc decision by the Fifth Circuit (which
the court below held foreclosed petitioner’s claim)
worried that extending the Brady right to the pleabargaining stage would somehow cause prosecutors
to offer less favorable deals or simply stop offering
deals altogether. See Alvarez v. City of Brownsville,
904 F.3d 382, 401 (5th Cir. 2018) (en banc) (Ho, J.,
concurring). But for decades, various jurisdictions
have recognized and implemented a pre-plea right to
exculpatory evidence. None has had any problem
doing so. Pleas have not stopped in the many jurisdictions described above that have recognized a right
to pre-plea disclosure of Brady material—including
jurisdictions in which certain amici have worked as
prosecutors. Indeed, one commentator has suggested
that open discovery rules increase the speed and
efficiency of the plea-bargaining process.33
That is consistent with amici ’s own experience as
prosecutors. Should this Court require as a uniform
nationwide rule that prosecutors disclose Brady
material at or before the plea-bargaining stage, we
see no credible reason to think that the rule would be
33 See Janet Moore, Democracy and Criminal Discovery
Reform After Connick and Garcetti, 77 Brook. L. Rev. 1329,
1383 (2012).
18
unworkable. No serious practical impediments stand
in the way of this Court’s review.
III. Requiring That Prosecutors Disclose Exculpatory Evidence at the Plea-Bargaining
Stage Will Promote Desirable Results
A. This Requirement Acts as a Check on the
Government’s Power in Plea Bargaining,
Which Is Otherwise Largely Unrestrained
Requiring prosecutors to disclose exculpatory
evidence at the plea-bargaining stage would act as
a check on the government’s power in plea bargaining, which is otherwise largely unrestrained. Plea
bargaining is largely unsupervised and generally
involves only the prosecutor and the defendant—no
jury or judge determines the truth or fairness of
plea bargaining as it is ongoing. Indeed, as some
commentators have noted, most plea bargains are
reached “between attorneys familiar with only the
basics of the case, with no witnesses present, leading
to a proposed resolution that is then ‘sold’ to both the
defendant and the judge.”34
34 Robert E. Scott & William J. Stuntz, Plea Bargaining as
Contract, 101 Yale L.J. 1909, 1911-12 (1992). To be sure, judges
do enter the process as a check at the plea-colloquy stage, but
their ability to scrutinize the parties’ bargain is generally limited to ensuring procedural (rather than substantive) fairness.
See Bibas, 57 Wm. & Mary L. Rev. at 1065 (noting that judges
in a plea colloquy “have no evidence in the record, no access
to discovery, and no sense of the victim, the defendant, and
the circumstances of the alleged crime”); see also Fed. R. Crim.
P. 11(b); Boykin v. Alabama, 395 U.S. 238, 243 & n.5 (1969)
(requiring that the record of a guilty-plea allocution reflect a defendant’s affirmative waiver of her right to a jury trial, right to
confront her accusers, and privilege against self-incrimination).
As Judge Lynch explained, “[t]he substantive evaluation of the
evidence and assessment of the defendant’s responsibility is . . .
19
Our adversarial system can create perverse incentives for unchecked prosecutors to withhold exculpatory evidence at the plea-bargaining stage. The
overriding goal for prosecutors should be to ensure
just results; but some prosecutors may prioritize
their personal “win” rate (i.e., the proportion of cases
ending in conviction rather than acquittal). A weak
case brought to trial might turn into an acquittal;
a plea bargain in that same case, even for a minimal
sentence, would count as a conviction. As a result,
some prosecutors might feel pressure to bluff the
defendant into pleading guilty, thereby securing the
conviction and avoiding the risk of an acquittal at
trial. And, as described supra note 20, prosecutors
can even be made to engage in such “bluffing” unwittingly, if investigators fail to disclose Brady material
to them in the first place. A clear rule that Brady
material must be disclosed at the plea-bargaining
stage would eliminate these pressures and thereby
promote the integrity of the criminal justice system.
B. This Requirement Can Help Preserve and
Restore Americans’ Faith in Their Justice
System
Pleas obtained under the pall of withheld exculpatory evidence diminish the public’s confidence by
increasing the likelihood of imprisoning the innocent.
In recent years, the criminal justice system
generally and prosecutors specifically have received
criticism from all corners. Clark Neily of the Cato
Institute has written that “prisons are packed because
made . . . in the office of the prosecutor.” Gerard E. Lynch, Our
Administrative System of Criminal Justice, 66 Fordham L. Rev.
2117, 2123 (1998) (exploring the inquisitorial role of the prosecutor in criminal proceedings).
20
prosecutors are coercing plea deals.”35 Ronald Cass
has written for The Federalist Society that “prosecutorial discretion” today poses “risks to government
structure, personal liberty, and ordinary market
competition.”36 Taylor Pendergrass of the ACLU
Campaign for Smart Justice has called prosecutors
“the most powerful, unaccountable, and least transparent actors in the criminal justice system.”37 David
D’Amato of The Heartland Institute has written that
“prosecutors are among the greatest dangers to the
rule of law and the most socially destructive forces in
American life today.”38
Academics have been critical as well. Professor
Bennett Gershman has written that “one of the most
prominent features of U.S. prosecutors is their ability
to threaten, intimidate, and embarrass anyone—
defendants, witnesses, lawyers—without any accountability, or apology.”39 And Professor Angela Davis
35 Clark Neily, Cato Inst., Prisons Are Packed because Prose-
cutors Are Coercing Plea Deals. And, Yes, It’s Totally Legal
(Aug. 8, 2019) (capitalization omitted), https://www.cato.org/
commentary/prisons-are-packed-because-prosecutors-are-coercingplea-deals-yes-its-totally-legal.
36 Ronald A. Cass, Power Failures:
Prosecution, Power, and
Problems, Federalist Soc’y (Dec. 17, 2015), https://www.fedsoc.
org/commentary/publications/power-failures-prosecution-powerand-problems.
37 Americans Overwhelmingly Support Prosecutorial Reform,
Poll Finds, ACLU (Dec. 12, 2017), https://www.aclu.org/pressreleases/americans-overwhelmingly-support-prosecutorial-reformpoll-finds.
38 David S. D’Amato, Prosecutors are mainly to blame for the
criminal justice crisis, The Hill (Aug. 21, 2019), https://thehill.
com/opinion/criminal-justice/458176-prosecutors-are-mainly-toblame-for-the-criminal-justice-crisis/.
39 Bennett L. Gershman, Threats and Bullying by Prosecutors, 46 Loyola U. Chi. L.J. 327, 328 (2014).
21
has written in the New York Times that “prosecutors
control the criminal justice system through their
charging and plea bargaining powers,” powers that
they exercise “behind closed doors” to make decisions
that they “are not required to justify or explain . . . to
anyone.”40
These sentiments are not unique to think tanks
and ivory towers; they have spread to the broader
public. Public polling shows that, as far back as
2013, nearly 43% of the public believed that prosecutor misconduct was widespread.41 And Gallup’s most
recent annual survey of public confidence in U.S.
institutions shows that just 14% of the population
has a “great deal” or “quite a lot” of confidence in the
criminal justice system.42
The growing popularity of media depicting prosecutorial corruption and misconduct is another symptom
of (and perhaps contributor to) the public’s growing
mistrust of prosecutors and the criminal justice
system. Popular podcasts such as Serial and In
the Dark have publicized prosecutorial misconduct
that has led to the release of individuals who spent
decades in prison for crimes they may not have
40 Angela J. Davis, Federal Prosecutors Have Way Too Much
Power, N.Y. Times (Jan. 14, 2015), https://www.nytimes.com/
roomfordebate/2012/08/19/do-prosecutors-have-too-much-power/
federal-proscutors-have-way-too-much-power.
41 See Ctr. for Prosecutor Integrity, An Epidemic of Prosecutor
Misconduct 5 (Dec. 2013), http://www.prosecutorintegrity.org/
wp-content/uploads/EpidemicofProsecutorMisconduct.pdf.
42 Jeffrey M. Jones, Confidence in U.S. Institutions Down;
Average at New Low, Gallup (July 5, 2022), https://news.gallup.
com/poll/394283/confidence-institutions-down-average-new-low.
aspx.
22
committed.43 And the popular docuseries Making a
Murderer prominently featured accusations that the
prosecution coerced Brendan Dassey to plead guilty
to murder (accusations that a federal magistrate
judge and panel of the Seventh Circuit found sufficient to overturn Dassey’s conviction and grant a
writ of habeas corpus, though the en banc Seventh
Circuit would later reverse based on the deferential
standard applicable to habeas review).44
The public’s frustration with unchecked prosecutorial power, misconduct, and the growth of the prison
population is also evident in the election of reformoriented prosecutors in both large and small jurisdictions around the country. Amici have a wide range
of political views; but whether one agrees or disagrees with reform-oriented prosecutors’ practices
and policies, their rise is indicative of public frustration with prosecutors and with the criminal justice
system as a whole.
The public’s lack of faith in prosecutors negatively
affects prosecutors’ ability to do their jobs. In amici ’s
experience, public cooperation is important to effective
prosecution. Prosecutors rely on cooperation from
the public to report crimes, provide information
during investigations, serve as witnesses, and more.
As faith in prosecutors and the criminal justice system
43 See Brian Witte, ‘Serial’ host:
Evidence that freed Syed
was long available, Assoc. Press (Sept. 20, 2022), https://apnews.
com/article/adnan-syed-crime-maryland-baltimore-27123d46cbb
0e4a48b0e5d30b22ed647.
44 See Steve Almasy, ‘Making a Murderer’: Brendan Dassey
conviction overturned, CNN (Aug. 12, 2016), https://www.cnn.com/
2016/08/12/us/making-a-murderer-brendan-dassey-convictionoverturned/index.html; see also Dassey v. Dittmann, 877 F.3d
297, 318 (7th Cir. 2017) (en banc).
23
erodes, the public’s willingness to fill these roles
decreases. Conversely, as the standing of prosecutors
in the public’s perception rises, so too do the public’s
willingness to work with prosecutors and prosecutors’
ability to administer justice.
Amici know that recognizing defendants’ right to
exculpatory evidence at the plea-bargaining stage is
not a panacea. Not all of the public’s growing
distrust of prosecutors stems from the current lack
of such a right in parts of the country. But it
contributes. As the above examples from surveys
and popular media show, public awareness of the
overwhelming power prosecutors possess in plea
bargaining is growing. And part of the message the
public gets is that prosecutors can withhold exculpatory evidence from the defendant the prosecutor is
trying to persuade to plead guilty. Requiring prosecutors to disclose exculpatory evidence at the pleabargaining stage by recognizing a Brady right at
that stage would help to remove the suspicion that
the government knowingly obtains pleas of innocent
persons by withholding exculpatory evidence.
CONCLUSION
The petition for a writ of certiorari should be
granted.
24
Respectfully submitted,
BRADLEY E. OPPENHEIMER
Counsel of Record
MATTHEW J. WILKINS
D. CHANSLOR GALLENSTEIN
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK,
P.L.L.C.
1615 M Street, N.W.
Suite 400
Washington, D.C. 20036
(202) 326-7900
(boppenheimer@kellogghansen.com)
September 29, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.