Petition for Writ of Certiorari — Damien Guedes, et al., Petitioners v. Bureau of Alcohol, Tobacco, Firearms and Explosives, et al.
Supreme Court briefJun 14, 2023
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APPENDIX
i
APPENDIX
TABLE OF CONTENTS
Appendix A Opinion in the United States Court of
Appeals for the District of Columbia
Circuit
(August 9, 2022) . . . . . . . . . . . . . . App. 1
Appendix B Memorandum Opinion in the United
States District Court for the District of
Columbia
(February 19, 2021) . . . . . . . . . . App. 33
Appendix C Order in the United States District
Court for the District of Columbia
(February 19, 2021) . . . . . . . . . . App. 65
Appendix D Order Denying Petition for Rehearing
En Banc in the United States Court of
Appeals for the District of Columbia
Circuit
(May 2, 2023). . . . . . . . . . . . . . . . App. 67
Appendix E Opinion in the United States Court of
Appeals for the District of Columbia
Circuit
(April 1, 2019) . . . . . . . . . . . . . . . App. 95
Appendix F Memorandum Opinion in the United
States District Court for the District of
Columbia
(February 25, 2019) . . . . . . . . . App. 192
ii
Appendix G Order in the United States District
Court for the District of Columbia
(February 25, 2019) . . . . . . . . . App. 272
Appendix H Regulatory Provisions. . . . . . . . App. 274
27 C.F.R. § 447.11 . . . . . . . . . . . App. 274
27 U.S.C. § 478.11. . . . . . . . . . . App. 275
27 C.F.R. § 479.11 . . . . . . . . . . . App. 276
App. 1
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 21-5045
[Filed August 9, 2022]
__________________________________________
DAMIEN GUEDES, ET AL.,
)
APPELLANTS
)
)
)
FIREARMS POLICY COALITION, INC.,
)
APPELLEE
)
)
)
v.
)
)
BUREAU OF ALCOHOL, TOBACCO,
)
FIREARMS AND EXPLOSIVES, ET AL.,
)
APPELLEES
)
_________________________________________ )
Appeal from the United States District Court
for the District of Columbia
(No. 1:18-cv-02988)
_____________________________
Argued March 8, 2022 —
Decided August 9, 2022
______________________________
App. 2
Erik S. Jaffe argued the cause for appellants. With
him on the briefs were Joshua G. Prince, Adam Kraut,
and Joshua J. Prince.
John Cutonilli, pro se, was on the brief for amicus
curiae John Cutonilli in support of appellants.
Mark B. Stern, Attorney, U.S. Department of
Justice, argued the cause for appellees. With him on
the brief were Brian M. Boynton, Acting Assistant
Attorney General, and Michael S. Raab, Abby C.
Wright, Brad Hinshelwood, and Kyle T. Edwards,
Attorneys.
Ian Simmons, Jonathan Lowy, and Eric Tirschwell
were on the brief for amici curiae Giffords Law Center
to Prevent Gun Violence, and Brady and Everytown for
Gun Safety in support of appellees.
Before: SRINIVASAN, Chief Judge, WILKINS, Circuit
Judge, and EDWARDS, Senior Circuit Judge.
Opinion for the court filed by Circuit Judge
WILKINS.
WILKINS, Circuit Judge: Is a bump stock device a
“machine gun” within the meaning of federal law? We
are tasked with answering that question definitively.
Following the 2017 mass shooting in Las Vegas in
which 58 people were killed and approximately 500
were wounded—the deadliest in modern American
history—the Bureau of Alcohol, Tobacco, Firearms, and
Explosives (“ATF” or the “Bureau”) promulgated a rule
App. 3
classifying “bump stocks” as machine guns.1 A bump
stock, like those used by the Las Vegas shooter,
replaces a rifle’s stationary stock with a sliding stock.
It thereby enables the weapon to slide back and forth
against the shooter’s shoulder, “bumping” the shooter’s
trigger finger repeatedly and rapidly firing the weapon.
The Bureau’s new rule instructed individuals with
bump stocks to either destroy them, abandon them at
the nearest ATF facility, or face criminal penalties.
The Bureau interpreted “machine gun,” as defined
in the National Firearms Act and Gun Control Act, to
extend to bump stocks. Plaintiffs initially moved for a
preliminary injunction to stop the rule from taking
effect, which the District Court denied, and a panel of
this Court affirmed. At the merits stage, the District
Court again rejected Plaintiffs’ challenges to the rule
under the Chevron framework. See Chevron, U.S.A.,
Inc. v. Natural Resources Defense Council, Inc., 467
U.S. 837 (1984). The central question on appeal is
whether the Bureau had the statutory authority to
interpret “machine gun” to include bump stocks.
Employing the traditional tools of statutory
interpretation, we find that the disputed rule is
consistent with the best interpretation of “machine
gun” under the governing statutes. We therefore
affirm.
1
We follow the previous panel’s example and use the two-word
spelling of “machine gun” except when directly quoting sources.
Guedes v. ATF, 920 F.3d 1, 6 n.1 (D.C. Cir. 2019).
App. 4
I.
A.
Congress enacted the National Firearms Act in 1934
to regulate the sale of particular firearms, including
machine guns. Initially, the Act defined a “machine
gun” as “any weapon which shoots, or is designed to
shoot, automatically or semiautomatically, more than
one shot, without manual reloading, by a single
function of the trigger.” Pub. L. No. 73-474, § 1(b), 48
Stat. 1236, 1236 (1934). In 1968, Congress removed “or
semiautomatically” and expanded the definition to
include:
the frame or receiver of any such weapon, any
combination of parts designed and intended for use
in converting a weapon into a machinegun, and any
combination of parts from which a machinegun can
be assembled.
Pub. L. 90-618, 82 Stat. 1213, 1231 (1968). Congress
charged the Attorney General with enforcement of the
National Firearms Act, who in turn delegated
enforcement authority to the Bureau. 26 U.S.C.
§ 7801(a); 28 C.F.R. § 0.130(a).
With the Gun Control Act of 1968, Congress
incorporated the National Firearms Act’s definition of
“machinegun” and strengthened its prohibitions on
firearm sales and licensing. 18 U.S.C. § 922(a)(4). As
amended by the Firearm Owners’ Protection Act of
1986, the Gun Control Act prohibits the transfer of or
possession of machine guns, excluding those authorized
to possess such weapons by the state or federal
government or those who possessed them before the
App. 5
law took effect. 18 U.S.C. § 922(o). The Gun Control
Act’s enforcement scheme is identical to that of the
National Firearms Act. Congress empowered the
Attorney General to “prescribe only such rules and
regulations as are necessary to carry out the provisions
of this chapter,” who delegated this authority, in turn,
to the Bureau. Id. § 926(a); 28 C.F.R. § 0.130(a)(6).
In 2006, the Bureau determined that certain bump
stock devices—ones that harnessed energy from an
internal spring’s recoil, like an Akins Accelerator—
qualified as machine guns under both Acts. See ATF
Rul. 2006-2. Between 2008 and 2017, however, the
Bureau issued ten letter rulings in which it concluded
that devices relying on both the recoil energy and the
shooter’s constant forward pressure were not machine
guns. These weapons fired multiple shots with a “single
pull of the trigger,” but in the Bureau’s view did not
operate “automatically,” though the Bureau did not
engage with the meaning of the term. Id. at 66,518.2
In the aftermath of the Las Vegas shooting, thenPresident Trump and Congress urged the Bureau to
revisit its position on bump stocks. Department of
Justice Announces Bump-Stock-Type Devices Final
Rule, DEP’T OF JUST. (Dec. 18, 2018), https://www.
justice.gov/opa/pr/department-justice-announces-bumpstock-typedevices-final-rule, J.A. 21–22. Following a
notice of proposed rulemaking, see Bump-Stock-Type
Devices, 83 Fed. Reg. 13,442 (Mar. 29, 2018), the
2
These devices included one from the manufacturer of at least one
of the bump stock devices used in the Las Vegas shooting. Id. at
66,516.
App. 6
Bureau issued a final rule reversing its earlier position
that only bump stocks with internal springs qualified
as machine guns under the National Firearms Act and
Gun Control Act. Bump-Stock-Type Devices, 83 Fed.
Reg. 66,514, 66,514–15 (Dec. 26, 2018) (“Bump Stock
Rule” or “Rule”). Under the Rule, “bump-stock-type
devices are ‘machineguns’ as defined by the National
Firearms Act and Gun Control Act because such
devices allow a shooter of a semiautomatic firearm to
initiate a continuous firing cycle with a single pull of
the trigger.” Id. at 66,515. These devices, whether
operated by an internal spring or manual pressure,
“convert an otherwise semiautomatic firearm into a
machinegun.” Id.
The Rule defined “single function of the trigger” as
a “‘single pull of the trigger’ and analogous motions”
and “automatically” as “the result of a self-acting or
self-regulating mechanism that allows the firing of
multiple rounds through a single pull of the trigger.”
Id. Individuals currently in possession of bump stocks
were directed to either destroy them or abandon them
at an ATF facility prior to the rule taking effect on
March 26, 2019. Id. at 66,514, 66,515.
B.
In December 2018, pursuant to the Bureau’s notice
of final rulemaking, Plaintiffs sought a preliminary
injunction to prevent the rule from taking effect. The
District Court denied that request, finding the
Bureau’s interpretation of the relevant statutory
terms—“single function of the trigger” and
“automatically”—reasonable under Chevron. Guedes v.
ATF, 356 F. Supp. 3d 109 (D.D.C. 2019) (“Guedes I”).
App. 7
We affirmed the District Court’s decision on the
same basis. Guedes v. ATF, 920 F.3d 1, 6 (D.C. Cir.
2019) (per curiam) (“Guedes II”). In our view, the
Chevron framework applied, notwithstanding
Plaintiffs’ objections, because the rule was legislative
in character; the government could not waive Chevron
deference; and Chevron applies in equal force to
provisions with criminal penalties. Id. at 17–28.
Because we found “single function of the trigger” and
“automatically” ambiguous under the National
Firearms Act and Gun Control Act and the agency’s
interpretations reasonable, we ruled in the Bureau’s
favor.
The Supreme Court denied Plaintiffs’ petition for
certiorari. Guedes v. ATF, 140 S. Ct. 789 (2020) (Mem.).
In a separate statement, Justice Gorsuch articulated
his view that Chevron did not apply because of the
government’s express waiver of the doctrine and the
statute’s criminal penalties. Id. at 790. He nevertheless
concurred in the petition’s denial, finding that the
government’s position could be substantiated at the
merits stage and noting that other courts of appeals
were currently considering challenges to the Rule. Id.
at 791.
Now before us is the District Court’s grant of the
government’s motion for summary judgment and denial
of Plaintiffs’ cross-motion for summary judgment.
Guedes v. ATF, 520 F. Supp. 3d 51, 58 (D.D.C. 2021)
(“Guedes III”). For the same reasons discussed in
Guedes I and II, the District Court found the Bureau
reasonably construed the statute under Chevron and
rejected Plaintiffs’ challenges on the merits. Id. at 65.
App. 8
II.
We have jurisdiction over this appeal under 28
U.S.C. § 1291, and we review a grant or dismissal of a
motion for summary judgment de novo. Baylor v.
Mitchell Rubenstein & Assocs., P.C., 857 F.3d 939, 944
(D.C. Cir. 2017).
III.
A.
The government urges us to decide this appeal
based on the law of the case doctrine, which instructs
that “the same issue presented a second time in the
same case in the same court should lead to the same
result.” LaShawn A. v. Barry, 87 F.3d 1389, 1393 (D.C.
Cir. 1996). The doctrine is a discretionary prudential
doctrine, not a jurisdictional bar, and we decline to
apply it here. Crocker v. Piedmont Aviation, Inc., 49
F.3d 735, 739–40 (D.C. Cir. 1995). This is not a
situation in which we are reaching a different result on
the same legal issue in the same case, which could
require showing “extraordinary circumstances.” Sherley
v. Sebelius, 689 F.3d 776, 781 (D.C. Cir. 2012) (quoting
LaShawn A., 87 F.3d at 1393). Rather, we ultimately
reach the “same result” as the Guedes II panel, id., in
that we likewise sustain the Bump Stock Rule.
If we were reaching a different result, we would
assess our discretionary decision to do so under “the
preliminary injunction exception to the law-of-the-case
doctrine.” Sherley, 689 F.3d at 781. We need not fit
within that exception, though, in circumstances in
which we reach the same result. To be sure, we reach
that result via a different path. But we are unaware of
App. 9
any decision saying that the pursuit of a different
path—as opposed to the reaching of a different
result—requires fitting within an exception to the lawof-the-case doctrine or a showing of extraordinary
circumstances, especially when we have no need here
to revisit the reasoning of the Guedes II panel. And we
explain next why we opt to sustain the validity of the
Bump Stock Rule in a different way than did that
panel.
B.
The threshold question is whether to treat this case
as a matter of pure statutory interpretation or to apply
the Chevron framework. Both parties advocate for the
former. Plaintiffs argue that Chevron does not apply for
a multitude of reasons: the rule is interpretive in
nature; the government waived Chevron deference; the
Court may not apply Chevron to a statute with criminal
penalties; and the rule of lenity must supersede
Chevron in the criminal context. The Bureau also
characterizes the Rule as interpretive, and it likewise
urges us to analyze the Rule under a statutory
interpretation framework.
The Guedes II panel employed the Chevron
framework—just as the District Court had done—in
denying the motion for preliminary injunction. The
panel concluded that the Bump Stock Rule was a
legislative rule; the Bureau explicitly relied on Chevron
in crafting it; the government cannot recharacterize a
rule as legislative or interpretative during litigation;
and the government cannot waive Chevron. 920 F.3d at
18, 21–23.
App. 10
Ultimately, we need not wrestle with the Chevron
framework here. Rather, the parties have asked us to
dispense with the Chevron framework, and in this
circumstance, we think it is appropriate to do so. See
Am. Hosp. Ass’n v. Becerra, 142 S. Ct. 1896 (2022)
(rejecting agency’s interpretation “after employing
traditional tools of statutory interpretation,” rather
than inquiring into the interpretation’s reasonableness
under Chevron). Using a statutory interpretation lens,
we decide that the Bureau offered the best construction
of the statute without wading into the subsidiary
questions that the Chevron analysis poses.
This approach also comports with how the Bureau
engaged in the rulemaking exercise. The Bureau
repeatedly described what it was doing as seeking to
arrive at the “best interpretation” of the statutory text,
and it relied principally on that reasoning during the
rulemaking. Bump Stock Rule, 83 Fed. Reg. at 66,514,
66,517, 66,518, 66,521. This is also the Bureau’s
principal position on appeal. Appellee Br. 28. While the
Bureau contended that it would reach the same result
using a Chevron framework, that argument served as
its fallback position. 83 Fed. Reg. at 66,527 (explaining
that “this rule’s interpretations of ‘automatically’ and
‘single function of the trigger’ in the statutory
definition of ‘machinegun’ accord with the plain
meaning of those terms,” but that “even if those terms
are ambiguous, this rule rests on a reasonable
construction of them”). This jurisprudential approach
thus allows us to address the issues as the parties have
principally framed them for resolution. If we are able
to uphold the Bureau’s definition based on its primary
line of argument, there is no reason to reach its
App. 11
secondary one. See HollyFrontier Cheyenne Ref., LLC
v. Renewable Fuels Ass’n, 141 S. Ct. 2172, 2180 (2021)
(declining to consider whether Chevron deference was
due where government did not invoke it).
Finally, there is no need to decide what deference,
if any, a regulation should receive where we can
conclude that the agency’s interpretation of the statute
is the best one. Our decision to forgo engaging with
questions of Chevron’s applicability is consistent with
how courts have approached agency interpretation
issues in the past. As the Supreme Court explained in
Edelman v. Lynchburg College, “there is no need to
resolve any question of deference,” where the agency
regulation is “not only a reasonable one, but the
position we would adopt even if there was no formal
rule and we were interpreting the statute from
scratch.” 535 U.S. 106, 114 (2002). That is not to say
that the agency’s rule must be the only “permissible”
interpretation of the statute, but only that it must be
the best construction. Id. at 114 & n.8. See also
Washington Reg’l Medicorp v. Burwell, 813 F.3d 357,
362 (D.C. Cir. 2015) (finding no need to engage in
deference analysis where agency’s interpretation is
both reasonable and the best interpretation of the
statute); Am. Hosp. Ass’n v. Becerra, 142 S. Ct. at 1896
(employing “traditional tools of statutory
interpretation” to analyze an agency rule, without
resort to Chevron or any other form of deference to the
agency); Becerra v. Empire Health Found., 142 S. Ct.
2354, 2368 (2022) (same).
So too here, in relying on the ordinary tools of
statutory interpretation—“text, structure, purpose, and
App. 12
legislative history,” see Pharm. Rsch. & Mfrs. of Am. v.
Thompson, 251 F.3d 219, 224 (D.C. Cir. 2001)—we find
that the Bureau has provided the best reading of the
statute and that the statutory definition of machine
gun as articulated in 26 U.S.C. § 5845(b) extends to
bump stocks.
(i)
Recall the National Firearms Act and Gun Control
Act’s definition of “machinegun”:
any weapon which shoots, is designed to shoot, or
can be readily restored to shoot, automatically more
than one shot, without manual reloading, by a
single function of the trigger. The term shall also
include the frame or receiver of any such weapon,
any part designed and intended solely and
exclusively, or combination of parts designed and
intended, for use in converting a weapon into a
machinegun, and any combination of parts from
which a machinegun can be assembled if such parts
are in the possession or under the control of a
person.
26 U.S.C. § 5845(b). Whether this definition
encompasses bump stocks depends on how we interpret
two of its interior phrases—“single function of the
trigger” and “automatically”—and how those phrases
relate to one another.
Starting with “single function of the trigger,” the
Bureau interprets it as a “‘single pull of the trigger’ and
analogous motions.” Bump Stock Rule, 83 Fed. Reg. at
66,515. The phrase “analogous motions” includes “other
methods of initiating an automatic firing sequence that
App. 13
do not require a pull,” like a push of a button or voice
command. 83 Fed. Reg. at 66,515, 66,534–35. The
Bureau’s interpretation of “single function of the
trigger” thus both defines a “function” of the trigger as
a “pull” of the trigger and clarifies that a “pull” of the
trigger is a shooter’s volitional action that initiates an
automatic firing sequence.
The Bureau offers the best reading of the statutory
phrase in light of the plain language and purpose of the
statute, particularly as compared to Plaintiffs’
unworkable definition. To begin, the Bureau recognized
that it was not interpreting “single function of the
trigger” on a blank slate. In Staples v. United States,
the Supreme Court referred to an “automatic” or “fully
automatic” weapon under the National Firearms Act as
one “that fires repeatedly with a single pull of the
trigger,” in contrast to one “that fires only one shot
with each pull of the trigger.” 511 U.S. 600, 602 n.1
(1994) (emphasis added). Further, in Akins v. United
States, 312 Fed. App’x 197, 200 (11th Cir. 2009) (per
curiam), the Eleventh Circuit found the Bureau’s
interpretation of “single function” as a “single pull of
the trigger” to be consistent “with the statute and its
legislative history.” The Bureau explicitly drew upon
both interpretations in crafting its own. See Bump
Stock Rule, 83 Fed. Reg. at 66,518, 66,527 (quoting
Staples, 511 U.S. at 602 n.1; Akins, 312 Fed. App’x at
200). See also United States v. Camp, 343 F.3d 743, 745
(5th Cir. 2003) (using “pull” and “function”
synonymously in classifying weapon as a machine gun).
Such an interpretation is also consonant with the
ordinary meaning of “function” at the time of the
App. 14
statute’s enactment. Asgrow Seed Co. v. Winterboer,
513 U.S. 179, 187 (1995) (“When terms used in a
statute are undefined, we give them their ordinary
meaning.”).3 In 1934, “function” was defined as “to
perform, execute” or an “activity; doing; performance.”
Function, WEBSTER’S NEW INTERNATIONAL DICTIONARY
(2d ed. 1934). With respect to the statute, the shooter’s
pull is the single “activity” or “performance” of the
trigger that causes the gun to shoot automatically more
than one shot. (Where a different activity causes the
trigger to shoot, like the flip of a switch, the regulation
accounts for it through the inclusion of “and analogous
motions.”).
Indeed, as early as Congress began discussing
restrictions on machine guns through the National
Firearms Act, a “single function of the trigger” was
understood to mean a “single pull.” Congress initially
proposed a definition of “machine gun” based on a
weapon’s capability to fire multiple shots, specifically
a firearm that could automatically or
semiautomatically shoot “twelve or more shots without
3
Plaintiffs rely on the 1968 dictionary definitions of these terms,
arguing that Congress “narrowed” the definition of machine gun
that year in enacting the Gun Control Act. Appellants’ Opening Br.
23, 27. But “unless otherwise defined, words will be interpreted as
taking their ordinary, contemporary, common meaning at the time
Congress enacted the statute.” Amoco Prod. Co. v. S. Ute Indian
Tribe, 526 U.S. 865, 874–75 (1999) (internal quotation marks and
citation omitted). See also ANTONIN SCALIA & BRYAN A. GARNER,
READING LAW: THE INTERPRETATION OF LEGAL TEXTS 78 (2012)
(“Words must be given the meaning they had when the text was
adopted.”). Given that Congress enacted the National Firearms Act
in 1934, we look to dictionary definitions at that time.
App. 15
reloading.” See National Firearms Act: Hearings Before
the Comm. on Ways and Means, H.R., on H.R. 9066,
73d Cong. 1 (1934). Testifying before Congress,
President of the National Rifle Association Karl T.
Frederick advocated for an alternative definition that
omitted the number of shots required and incorporated
the “single function of the trigger” language. Id. at 40.
Mr. Frederick further explained that “[t]he
distinguishing feature of a machine gun is that by a
single pull of the trigger the gun continues to fire as
long as there is any ammunition in the belt or in the
magazine.” Id.4 Roughly one month later, Congress
adopted Frederick’s definition word for word. Id. at 83.
See also H.R. Rep. No. 73-1780, at 2 (1934) (noting the
bill’s “usual definition of machine gun as a weapon
designed to shoot more than one shot without reloading
and by a single pull of the trigger”). Reading “single
function” to mean a “single pull” thus reflects the
term’s contemporaneous understanding.
This definition also aligns with Congress’s purpose
in enacting federal legislation on machine guns to
“[s]trictly regulate the manufacture, sale, transfer and
possession of destructive devices” and to “combat the
4
Frederick also testified that an automatic Colt pistol would not
be a machine gun under his proposed definition because it
“require[d] a separate pull of the trigger for every shot fired.” Id.
at 41. (The name of this weapon is deceptive, given that the ATF
classified an automatic Colt Pistol as a semiautomatic firearm. See
ATF, NEWS MEDIA GUIDE TO FIREARMS 5–6 (1978)). Frederick’s
testimony on this score supports the Bureau’s interpretation that
an automatic gun requires a single pull to set off a sequence of
multiple shots, whereas a semiautomatic gun requires a distinct
pull for each shot. Appellee Br. 47–48.
App. 16
spiralling increase in serious crime in the United
States.” S. Rep. No. 90-1097, at 2,290 (1968); see also
Huddleston v. United States, 415 U.S. 814, 824 (1974)
(“principal purpose” of the Gun Control Act was to
reduce crime) (quoting id. at 2,113–14). Congress’s
concern for the danger posed by machine guns centered
on their destructive potential and exacerbation of
serious crime. Bump stocks present a heightened
capacity for lethality as well; they are estimated to fire
between 400 and 800 bullets per minute, as compared
to a semiautomatic weapon’s 180 bullets per minute.
Amicus Br. for Appellee at 19–20. It is therefore
consistent with congressional purpose to define “single
function” with a focus on the weapon’s ease of use.
Turning to “automatically,” the statutory text
similarly favors the Bureau’s definition. The Bureau
defines “automatically” as “the result of a self-acting or
self-regulating mechanism that allows the firings of
multiple rounds.” Bump Stock Rule, 83 Fed. Reg. at
66,554. This definition pulls directly from dictionaries
of the 1930s, which defined “automatic” as “having a
self-acting or self-regulating mechanism that performs
a required act at a predetermined point in an
operation;—said esp. of machinery or devices which
perform work formerly or usually done by hand.” Bump
Stock Rule, 83 Fed. Reg. at 66,519; Automatic,
WEBSTER’S NEW INTERNATIONAL DICTIONARY (2d ed.
1934). The term speaks of a mechanized process that
requires less human exertion than an activity “usually
done by hand.”
The Bureau’s prior interpretation of “automatically”
focused more on the “self-acting” portion of the
App. 17
definition. 83 Fed. Reg. at 66,517–18. It previously
concluded that a device must contain a spring or
similar self-acting mechanism in order to operate
“automatically”—therefore, bump stocks did not
operate “automatically” because they required some
manual input. Id. In the current rulemaking, the
Bureau correctly recognized not only that “self-acting”
can admit of some human input, but also that the word
“automatically” encompasses devices that are “selfregulating.” Id. at 66,519.
This definition has found approval in past judicial
interpretations. In United States v. Olofson, the
Seventh Circuit concluded that under the National
Firearms Act, “the adverb ‘automatically’ . . . delineates
how the discharge of multiple rounds from a weapon
occurs: as the result of a self-acting mechanism. That
mechanism is one that is set in motion by a single
function of the trigger and is accomplished without
manual reloading.” 563 F.3d 652, 658 (7th Cir. 2009).
Statutory context also helps guide our
interpretation here, given that “automatic” cannot be
read in isolation. The statute defines a machine gun as
a weapon that shoots “automatically more than one
shot, without manual reloading, by a single function of
the trigger.” 26 U.S.C. § 5845(b) (emphasis added).
Equally important is the term “by,” defined as “through
the means of; in consequence of;—indicating that which
is instrumental; as, to take by force; to win regard by
showing kindness; to teach by example.” By, WEBSTER’S
NEW INTERNATIONAL DICTIONARY (2d ed. 1934). As used
in the statute, a machine gun is a weapon that
automatically shoots more than one shot “through the
App. 18
means of” or “in consequence of” a single function of the
trigger.
Rather than limiting the term “automatically,” the
phrase “by a single function” clarifies it. With the use
of “by,” “single function” is best understood as the
antecedent to “automatically”—the initiating human
action that sets off a self-regulating sequence of events.
See United States v. Evans, 978 F.2d 1112, 1113 n.2
(9th Cir. 1992) (“‘by a single function of the trigger’
describes the action that enables the weapon to ‘shoot
. . . automatically . . . without manual reloading,’ not
the trigger mechanism.”). The statute does not suggest
that human involvement is confined to the
“predetermined point” of the operation. Instead, “rather
than reading the phrase ‘by a single function of the
trigger’ to mean ‘by only a single function of the
trigger,’ the phrase can naturally be read to establish
only the preconditions for setting off the ‘automatic’
mechanism, without foreclosing some further degree of
manual input.” Guedes II, 920 F.3d at 31.
In sum, under the National Firearms Act and Gun
Control Act, a “single function” of the trigger is best
understood as a “single pull of the trigger” and
“analogous motions,” while automatically is best
understood to mean a “result of a self-acting or selfregulating mechanism.” 83 Fed. Reg. at 66,514. Taken
together, these interpretations provide the best
definition of a machine gun.
(ii)
The best definition of machine gun settled, we turn
to whether a bump stock fits within it. In terms of how
App. 19
a bump stock operates, the District Court found as
follows: “A bump stock replaces a semiautomatic rifle’s
standard stock—the part of the rifle that rests against
the shooter’s shoulder—and enables the shooter to
achieve a faster firing rate. To use a bump stock, the
shooter must maintain forward pressure on the barrel
and, at the same time, pull the trigger and maintain
rearward pressure on the trigger. Once the shooter
pulls the trigger, a bump stock harnesses and directs
the firearm’s recoil energy, thereby forcing the firearm
to shift back and forth, each time ‘bumping’ the
shooter’s stationary trigger finger. In this way, the
shooter is able to reengage the trigger without
additional pulls of the trigger.” Guedes III, 520 F. Supp.
3d at 58, J.A. 43–44. Plaintiffs conceded that they were
not challenging any of the District Court’s factual
findings. See Appellants’ Opening Br. 20 (“there is no
confusion or dispute whatsoever regarding how a bump
stock physically works”); Oral Arg. Tr. at 83–84
(answering “no” to the question of whether Appellants
contended that the “District Court erroneously found a
fact to be undisputed that was actually disputed”).
Based on these facts, a bump stock is a machine gun
under the best interpretation of the statute.
It bears noting that these factual findings
correspond with the Bureau’s statement of undisputed
facts submitted in support of a motion for summary
judgment, which cited evidence in the record in support
of each statement. See Dkt. 61-3 ¶¶ 70–73 (“[u]sing a
bump stock as designed and intended, a shooter does
not need to pull the trigger more than once to produce
more than one shot”). Plaintiffs did not properly
dispute these facts, because their opposition failed to
App. 20
cite any evidence, as required by the federal and local
rules. See Dkt. 63-1 ¶¶ 70–73; Fed. R. Civ.
P. 56(c)(1)(A); Local Rule 7(h)(1).5 “While the local rules
provide the mechanics, the Federal Rules of Civil
Procedure explicitly require a party opposing summary
judgment to support an assertion that a fact is
genuinely disputed with materials in the record.”
Oviedo v. Washington Metro. Area Transit Auth., 948
F.3d 386, 396 (D.C. Cir. 2020). See also Bush v. D.C.,
595 F.3d 384, 387 (D.C. Cir 2010); Jackson v. Finnegan,
Henderson, Farabow, Garrett & Dunner, 101 F.3d 145,
150–51 (D.C. Cir. 1996).
Analyzing the District Court’s factual findings
under the Bump Stock Rule, we conclude that they are
consistent with the best interpretation of the statute.
First, as the District Court explained, a shooter
operates a bump stock by a single pull, eliminating the
need for additional pulls. Guedes III, 520 F. Supp. 3d at
58, J.A. 44. The shooter pulls the trigger once and his
finger rests against the extension ledge, or the edge of
the bump stock device. See J.A. 35.6 After the first pull
5
For example, in response to the Bureau’s description of the
trigger pull initiating a firing sequence, Plaintiffs responded, “In
dispute as to the phrasing of multiple portions of the statement;
which are attempts to draw legal conclusions, not accurately
describe facts.” Dkt. 63-1 ¶ 71.
6
Plaintiffs entered a video into the record demonstrating how a
bump stock operates. J.A. 35 (citing Patton Media & Consulting,
LLC, Bump Stock Analytical Video FPC/FICG, YOUTUBE (June
14, 2018), https://youtu.be/1OyK2RdO63U). The attached appendix
includes still photographs taken from that video, depicting the
function of the trigger.
App. 21
of the trigger, the stock moves repeatedly back-andforth, causing the trigger to “bump” against the
stationary finger. Thus, only a single “function” or
“pull” of the trigger by the shooter activates the
multiple-shot sequence; no further pulls are needed.
Put differently, using a bump stock, a single pull of the
trigger propels the trigger against the stationary finger
and causes the subsequent shots through the force of
recoil from firing the first bullet. Following the initial
pull of the trigger, if nothing changes (i.e., the shooter
maintains forward pressure on the barrel), the firearm
will continue to fire additional shots continuously. As
found by the District Court, the shooter is “able to
reengage the trigger without additional pulls of the
trigger.” 520 F. Supp. 3d at 58, J.A. 44.
Second, a bump stock functions automatically
because it is self-regulating. The bump stock
“harnesses and directs the firearm’s recoil energy”
along a linear path, “thereby forcing the firearm to
shift back and forth.” Guedes III, 520 F. Supp. 3d at 58,
J.A. 43–44. That process will not conclude until the
shooter releases forward pressure on the barrel, the
weapon runs out of ammunition, or it malfunctions. In
other words, a bump stock regulates the weapon’s backand-forth movement after a predetermined point in an
operation—the shooter’s pull of the trigger—and
remains self-regulating as long as the shooter
maintains pressure on the barrel.
Looking to the specific bump stock devices at issue,
even the manufacturer’s description admits of this
interpretation of “automatic.” Plaintiff Damien Guedes
purchased his bump stock device from Bump Fire
App. 22
Systems, while Plaintiff Shane Roden purchased a
Slide Fire bump stock device. See Am. Compl. at 19–20,
Guedes I (No.18-cv-02988). In an explanation of firing
with a bump stock, the manufacturer Bump Fire
Systems described it as a legal method of “full-auto
firing.” Administrative Record 840. According to the
description, the shooter operates the bump stock “by
gripping the fore-end of the barrel and pulling it
forward,” allowing him “to recreate the feeling of
automatic firing.” Id. This description confirms what
the Bureau sets forth: a bump stock enables a shooter
to engage in automatic firing by pulling the trigger and
maintaining pressure on the stock.
This interpretation of “automatically” also comports
with how the United States Patent and Trademark
Office (“USPTO”) interprets the term with respect to
firearms. During the rulemaking process, the Bureau
observed that Slide Fire, the manufacturer of the bump
stocks used in the Las Vegas shooting, “has obtained
multiple patents for its designs, and has rigorously
enforced the patents to prevent competitors from
infringing them.” 83 Fed. Reg. at 13,443; see also 83
Fed. Reg. at 66,538, 66,545 (discussing patents);
J.A. 32, Dkt. 61-1 at 16 (discussing patent application);
Dkt. 61-3 ¶ 42 (referring to patents); Administrative
Record 382–90 (patent application); id. at 834
(referring to patents). The USPTO has classified three
different Slide Fire bump stock patents as primarily
within the subclass 89/140,7 which is used for weapons
that are “[c]onvertible to full automatic,” meaning
7
U.S. Patent No. 8,356,542, at [52]; U.S. Patent No. 8,176,835, at
[52]; U.S. Patent No. 8,127,658, at [52].
App. 23
“[g]uns wherein the firing device is selectively operable
either full-automatic or semi-automatic.” Class 89
Ordnance, Classification Resources, USPTO,
https://bit.ly/ 3c92Dyd.8 The USPTO further explains
that “[t]he terms ‘full-automatic’ or ‘automatic’ are
applied to firing devices which effect continuous fire as
long as the trigger is retracted and ammunition is
supplied to the gun.” Id. While not dispositive, it is
nonetheless significant that the USPTO classifies the
bump stock as a device that enables a semiautomatic
weapon to operate in a manner functionally equivalent
to that of a fully automatic weapon.9
Accordingly, under the best interpretation of the
statute, a bump stock is a self-regulating mechanism
that allows a shooter to shoot more than one shot
through a single pull of the trigger. As such, it is a
machine gun under the National Firearms Act and Gun
Control Act.
8
In the USPTO classification system, “[s]ubclasses delineate
processes, structural features, and functional features of the
subject matter encompassed within the scope of a class.” Amgen
Inc. v. F. Hoffman-La Roche, Ltd., 580 F.3d 1340, 1347 n.1 (Fed.
Cir. 2009).
9
What’s more, all three patents describe a key feature of the bump
stock as directing the recoil force along a “constrained linear path,”
see ‘542 Patent col. 3, l. 23; ‘835 Patent col. 7, l. 51; ‘658
Patent col. 3, l. 49–50, which is the “self-regulating” (i.e.
automatic) feature that enables the recoil of the weapon to propel
the trigger repeatedly into the stationary finger, resulting in the
continuous firing of the weapon. See supra at 19.
App. 24
(iii)
Unlike the Bureau, Plaintiffs have failed to show
that their “machine gun” definition is workable. See
United States v. California, 381 U.S. 139, 165 (1965)
(“we best fill our responsibility of giving content to the
words which Congress employed by adopting the best
and most workable definitions available”). With regard
to “single function of the trigger,” Plaintiffs argue for a
trigger-focused, rather than a shooter-focused,
interpretation. In their view, the statutory language
refers to the mechanical action of the trigger itself. See
Appellants’ Opening Br. 23–24 (“‘function’ thus most
reasonably refers to the mechanical action of the
trigger” and “the function of the trigger is complete
when the hammer is released, and a shot is fired”).
Drawing upon the Sixth Circuit’s now-overturned
opinion, they contend that this phrase “necessarily
refers to the trigger and not to the shooter or the
shooter’s act of pulling.” Appellants’ Opening Br. 23
(quoting Gun Owners of America, Inc. v. Garland, 992
F.3d 446, 471 (6th Cir. 2021), vacated, 19 F.4th 890
(6th Cir. 2021) (en banc)). Thus, “[a]ny subsequent
bump, pull, or other interaction between the shooter’s
finger and the trigger . . . causes a second or
subsequent function of the trigger, not a continuation
of the initial completed function.” Id. at 24. Because a
semiautomatic gun outfitted with a bump stock
releases the hammer for each discharge, they assert
that it does not fire more than one round via a single
function of the trigger.
Yet, when asked at oral argument whether a
hypothetical invention—a mechanical hand with a fast,
App. 25
continuously moving trigger finger that could be
attached to a semiautomatic gun and operated by a
push of a button—qualified as a machine gun,
Plaintiffs answered in the affirmative. Oral Arg. Tr. at
81–83; see also id. at 56 for earlier discussion.
According to Plaintiffs, we could redefine the trigger in
this scenario to the button being pressed, rather than
the internal trigger mechanism. But this reasoning
diverges from Plaintiffs’ definition of “single function
of the trigger” as a mechanistic act of the conventional
firearm trigger itself. There are no two ways about it:
either the trigger is the lever that releases the hammer
and discharges a bullet, or it is not. J.A. 71. Such a
concession shows that Plaintiffs’ definition is
unworkable, internally inconsistent, and
counterintuitive.
By contrast, the Bump Stock Rule’s definition would
encompass this mechanical hand device. In response to
comments about different trigger activation methods,
the Bureau added the phrase “and analogous motions”
to the final rule, thereby including devices that
function via “a push or other method of initiating the
firing cycle.” 83 Fed. Reg. at 66,534–35. In this
scenario, pushing the button neatly qualifies as an
“analogous motion.”
Even assuming, moreover, that it were appropriate
to reconceive of the trigger on the firearm with the
mechanical hand device to be the button that activates
the mechanical hand’s trigger finger, imagine another
type of firearm that contains no such button but only a
standard trigger, and that operates such that the
shooter’s pull of the trigger causes an internal motor to
App. 26
initiate a repeated movement of the trigger back and
forth—with a release of the hammer each time—
producing a continuous, automatic series of shots.
Suppose that the weapon’s trigger would automatically
move back and forth after the shooter’s initial pull of
the trigger until the ammunition is spent, even if the
shooter removes his trigger finger from the weapon
during the firing sequence. Indeed, suppose that the
shooter can stop the automatic firing sequence, should
he so choose, by placing his trigger finger back on the
weapon and contacting the automatically moving
trigger.
Under Plaintiffs’ strict understanding of the “single
function of the trigger” to mean the mechanistic
movement of the trigger itself, this weapon would
evade classification as a machine gun even though the
shooter’s initial pull of the trigger causes an automatic
series of trigger movements and a resulting automatic
series of shots, without any further input by the
shooter whatsoever. The weapon is similar to the Akins
Accelerator, see 83 Fed. Reg. at 66,517, except that the
hypothetical weapon involves an internal motor that
causes the trigger to automatically move back and forth
after the initial pull, as opposed to an internal spring
that causes the barrel to automatically move back and
forth into a stationary trigger finger after the initial
pull: in either case, the trigger continues to move, and
shots continue to fire, without any additional input
from the shooter.
Plaintiffs believe that the Akins Accelerator was
mistakenly dubbed a machine gun because it, like a
bump stock device, fires only one round with each
App. 27
mechanical movement of the trigger. See Appellants’
Opening Br. 8 n.2. The same is true of the hypothetical
weapon described here. And insofar as Plaintiffs might
nonetheless attempt to draw a distinction between the
two, it is hard to see how one would involve a “single
function of the trigger” and the other would not: with
both, the shooter’s initial pull of the trigger initiates an
automatic sequence (caused by an internal motor, on
one hand, and an internal spring, on the other)
whereby the weapon’s trigger then continuously moves
back and forth, causing additional shots to fire, without
any further input by the shooter. And with both, that
automatic sequence continues until ammunition is
exhausted; the weapon malfunctions; or the shooter
takes a new action to stop that sequence. In sum,
Plaintiffs’ proffered interpretation of “single function of
the trigger” is unsound.
Plaintiffs’ interpretation of “automatically” is no
less problematic. They interpret “automatically” as
“self-acting” or requiring only “the expressly specified
initiating action” before operating on its own.
Appellants’ Opening Br. 27–28. In their view, bump
stocks do not operate automatically because the shooter
must maintain constant forward pressure on the bump
stock with his non-trigger hand to continue firing. This
definition would remove what Plaintiffs would describe
as a prototypical machine gun from the realm of
“automatic,” as the shooter must both pull the trigger
and keep his finger depressed on the trigger to continue
firing. Once the force is removed from the trigger, firing
ceases. Per Plaintiffs’ definition, only a gun that
required no human input to fire more than a single
shot would qualify as a machine gun. By this logic, we
App. 28
would no longer characterize even the prototypical
machine gun as a “machine gun,” given the extent of
rearward pressure on the trigger required to operate it.
That cannot be right.
Plaintiffs also point to Congress’s decision to remove
“or semiautomatically” from the definition of machine
gun in the 1968 Gun Control Act as evidence that
“automatically” must be interpreted narrowly in their
favor. Appellants’ Opening Br. 30–32. According to
Plaintiffs, the significance of this erasure is linked to
the Treasury Department’s 1955 ruling that crankoperated Gatling guns were not machine guns. See
Revenue Ruling 55-528, 1955 WL 9410, at *1 (Jan. 1,
1955). Taken together, Plaintiffs argue that Congress
indicated its approval of this ruling by removing “or
semiautomatically” from the statute, thus advancing a
narrow interpretation of the statute. Yet, Plaintiffs
have not offered any evidence of the link between the
1955 ruling and Congress’s 1968 definition
amendment. Moreover, the exclusion of semiautomatic
weapons from the Gun Control Act is not implicated
here; we are concerned only with the conversion of
semiautomatic weapons to fully automatic firearms.
Finally, Plaintiffs’ fear that all semiautomatic
weapons will be subject to regulation because they can
be modified with everyday items, like belt loops, to fire
automatically is unfounded. Unlike a bump stock, a
rubber band or belt loop is not automatic because it is
not self-regulating. Rather than harnessing the
firearm’s recoil energy from a rubber band or belt loop
in a linear path to engage in a continuous firing
sequence, the shooter must harness and direct the
App. 29
recoil energy himself. Bump Stock Rule, 83 Fed. Reg. at
66,533. As the Bureau explained, “the belt loop or
similar manual method requires the shooter to control
the distance that the firearm recoils and the movement
along the plane on which the firearm recoils.” Id.
Harnessing the recoil energy without an automatic
device requires a great deal of skill and renders it
exponentially more difficult to bump fire. These
everyday devices are “objectively different” from bump
stocks and do not qualify as machine guns under the
Bureau’s interpretation. Id.
IV.
Plaintiffs also urge us to apply the rule of lenity.
The rule of lenity instructs courts to resolve ambiguity
in favor of a criminal defendant, but it “only applies if,
after considering text, structure, history, and purpose,
there remains a grievous ambiguity or uncertainty in
the statute that the Court must simply guess at what
Congress intended.” Maracich v. Spears, 570 U.S. 48,
76 (2013). See also Staples, 511 U.S. at 619 n.17
(applying rule of lenity was unnecessary where
meaning could be derived through interpretive tools).
It is only where the Court has exhausted
“everything from which aid can be derived” that lenity
plays a role. Muscarello v. United States, 524 U.S. 125,
138 (1998) (internal quotation marks and citations
omitted). For example, in United States v. Bass, the
Court applied the rule of lenity where it could not
decisively interpret the prosecution’s evidentiary
burden from Title VII of the Omnibus Crime Control
and Safe Streets Act of 1968. 404 U.S. 336, 337–38,
347. Given the lack of clear statutory language,
App. 30
legislative history, and a clear statement of
congressional purpose, the Court resorted to lenity to
approve a narrower construction in this instance. Id. at
347–50. See also United States v. Universal C.I.T.
Credit Corp., 344 U.S. 218, 221 (1952) (turning to lenity
in Fair Labor Standards Act case where “literal
reading” of text did not illuminate statutory
construction). Fortunately, we are not left to “guess at”
the meaning of the text at issue here, see Maracich, 570
U.S. at 76, given the array of tools at our disposal,
including the statute’s plain language, prior case law,
contemporaneous understandings, and congressional
purpose. As a result, we are not left with the type of
“grievous ambiguity,” see id., that would require the
rule of lenity’s application here.
To be sure, the Bureau’s interpretation is not the
only possible interpretation of the statute. But most
importantly, the task before us is to find the best
interpretation of the statute, which does not mean that
it is the only “permissible” or reasonable interpretation.
See Edelman, 535 U.S. at 114 & n.8 (internal quotation
marks omitted). Further, the predominant concern
among those skeptical of upholding the Bureau’s
interpretation is their view that it is inappropriate to
use the Chevron framework to uphold the regulation,
which is not at issue here. See Guedes v. ATF,
140 S. Ct. 789, 789–91 (2020) (Mem.) (Gorsuch, J.,
concurring in denial of certiorari) (questioning
application of Chevron deference to the rule before us);
Gun Owners of America, Inc. v. Garland, 19 F. 4th 890,
925 (6th Cir. 2021) (Murphy, J., dissenting) (critiquing
circuit courts for failing to interpret statute before
turning to Chevron); Aposhian v. Wilkinson, 989 F.3d
App. 31
890, 894–96 (2021) (Mem.) (Tymkovich, J., dissenting)
(same). And it is worth noting that every circuit to have
considered this question has so far upheld the Bump
Stock Rule. See Cargill v. Garland, 20 F.4th 1004 (5th
Cir. 2021), vacated and en banc granted, -- F.4th -(2022); Gun Owners v. Garland, 19 F.4th 890 (6th Cir.
2021) (en banc); Aposhian v. Barr, 958 F.3d 969 (10th
Cir. 2020), en banc granted but previous order
reinstated, 989 F.3d 890 (Mem.).
The manufacturer of one of the bump stock devices
owned by Plaintiffs once promoted that its product
enabled “Spraying 900 rounds in 60 seconds.” What is
Bump Fire, BUMP FIRE SYS., https://bit.ly/3PdRTNH.
We join those circuits in concluding that these devices,
which enable such prodigious rapid-fire capability upon
a pull of the trigger, fall within the definition of
“machine gun” in the National Firearms Act and Gun
Control Act. For the foregoing reasons, the District
Court’s judgment is affirmed.
So ordered.
App. 32
APPENDIX
Figure 1: The shooter pushes the firing unit so that it
slides forward inside the bump stock and he pulls the
trigger.
Figure 2: After the first shot, the shooter’s finger rests
against the extension ledge of the bump stock, which
“constrains” the recoil and the opposing forward force
so that the firing unit slides in a linear direction,
propelling the firing unit against the stationary finger,
causing the firing cycle to repeat.
App. 33
APPENDIX B
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
[Filed February 19, 2021]
No. 18-cv-2988 (DLF)
_________________________________________
DAMIEN GUEDES, et al.,
)
Plaintiffs,
)
)
v.
)
)
BUREAU OF ALCOHOL, TOBACCO,
)
FIREARMS, AND EXPLOSIVES, et al.,
)
Defendants.
)
_________________________________________ )
No. 18-cv-3086 (DLF)
_________________________________________
DAVID CODREA, et al.,
)
Plaintiffs,
)
)
v.
)
)
MONTY WILKINSON,1 Acting Attorney
)
1
Matthew G. Whitaker was the Acting Attorney General when this
suit was filed; Monty Wilkinson, the current Acting Attorney
General, was automatically substituted in the case caption. See
Fed. R. Civ. P. 25(d).
App. 34
General, et al.,
)
Defendants.
)
_________________________________________ )
MEMORANDUM OPINION
On October 1, 2017, a lone gunman opened fire on
a concert in Las Vegas, killing 58 people and injuring
hundreds more. He used weapons equipped with bump
stocks, which allow a semiautomatic gun to fire at a
faster rate. Following this tragedy, the Bureau of
Alcohol, Tobacco, Firearms and Explosives (ATF)
promulgated a rule that classifies weapons equipped
with bump stocks as machineguns under the National
Firearms Act, 26 U.S.C. §§ 5801–5872, thus rendering
them unlawful to possess. See Bump-Stock-Type
Devices, 83 Fed. Reg. 66,514 (Dec. 26, 2018). The
plaintiffs brought suit, in separate cases, to enjoin the
rule. This Court held a hearing on their motion for a
preliminary injunction and denied the injunction, see
Guedes v. ATF, 356 F. Supp. 3d 109 (D.D.C. 2019)
(“Guedes I”); the D.C. Circuit affirmed, see Guedes v.
ATF, 920 F.3d 1 (D.C. Cir. 2019) (“Guedes II”). Now
before the Court are the defendants’ Motions for
Summary Judgment, Dkt. 38 (Codrea); Dkt. 61
(Guedes), and the plaintiffs’ Cross Motions for
Summary Judgment, Dkt. 44 (Codrea), Dkt. 62
(Guedes).2 For the same reasons articulated in the
2
The parties filed identical briefs in each of the above-captioned
cases. See Defs.’ Mot. for Summ. J., Dkt. 38 at 1 n.1 (Codrea)
(noting the parties’ agreement to file identical motions and
responses in each case). Accordingly, the Court addresses the
motions together. In the interest of clarity, the Court will note the
App. 35
Court’s previous Memorandum Opinion and by the
D.C. Circuit, the Court will grant the defendants’
motions for summary judgment and deny the plaintiffs’
cross-motions.
I.
BACKGROUND
The Court previously recounted in detail the facts
and regulatory history underlying this lawsuit. See
Guedes I, 356 F. Supp. 3d at 119–26. To summarize,
the central legal question in this dispute is whether the
National Firearm Act’s definition of “machinegun” can
encompass bump stock devices. A bump stock replaces
a semiautomatic rifle’s standard stock—the part of the
rifle that rests against the shooter’s shoulder—and
enables the shooter to achieve a faster firing rate. To
use a bump stock, the shooter must maintain forward
pressure on the barrel and, at the same time, pull the
trigger and maintain rearward pressure on the trigger.
Once the shooter pulls the trigger, a bump stock
harnesses and directs the firearm’s recoil energy,
thereby forcing the firearm to shift back and forth, each
time “bumping” the shooter’s stationary trigger finger.
The shooter is thus able to reengage the trigger
without additional pulls of the trigger.
The relevant statutes at issue are the National
Firearms Act of 1934 (NFA) and the Firearm Owners
Protection Act of 1986 (FOPA). The NFA provides the
following definition for the term “machinegun”:
accompanying case name in a parenthetical following the citation
of a docket entry.
App. 36
The term “machinegun” means any weapon
which shoots, is designed to shoot, or can be
readily restored to shoot, automatically more
than one shot, without manual reloading, by a
single function of the trigger. The term shall also
include the frame or receiver of any such
weapon, any part designed and intended solely
and exclusively, or combination of parts
designed and intended, for use in converting a
weapon into a machinegun, and any combination
of parts from which a machinegun can be
assembled if such parts are in the possession or
under the control of a person.
26 U.S.C. § 5845(b). The FOPA generally makes it
“unlawful for any person to transfer or possess” a
newly manufactured “machinegun,” 18 U.S.C. § 922(o),
and incorporates the NFA’s definition of that term, 18
U.S.C. § 921(a)(23) (“The term ‘machinegun’ has the
meaning given such term in . . . the National Firearms
Act.”). The FOPA also amended a previous grant of
rulemaking authority to provide that “[t]he Attorney
General may prescribe only such rules and regulations
as are necessary to carry out the provisions of this
chapter.” 18 U.S.C. § 926(a); see also Nat’l Rifle Ass’n
v. Brady, 914 F.2d 475, 478 (4th Cir. 1990) (discussing
the statutory change).
On March 29, 2018, ATF proposed the rule banning
bump stocks and formally provided the public with
90 days, as required by 18 U.S.C. § 926(b), to submit
written comments online, by mail, or by facsimile.
Bump-Stock-Type Devices, 83 Fed. Reg. at 13442
(proposed Mar. 29, 2018). In the final rule published on
App. 37
December 26, 2018, ATF reversed its earlier position
and concluded that a standard bump stock device is a
“machinegun” as defined in the NFA. Id. at 66543,
66553. ATF interpreted the term “single function of the
trigger” to mean a “single pull of the trigger.” Id. at
66553. ATF also interpreted “automatically” to mean
“as the result of a self-acting or self-regulating
mechanism that allows the firing of multiple rounds
through a single pull of the trigger.” Id. Based on these
definitions, ATF added a sentence to the regulatory
definition of “machinegun” to make clear that the term
“machinegun” in the NFA includes “bump-stock-type
device[s],” which “allow[] a semi-automatic firearm to
shoot more than one shot with a single pull of the
trigger by harnessing the recoil energy of the semiautomatic firearm to which it is affixed so that the
trigger resets and continues firing without additional
physical manipulation of the trigger by the shooter.” Id.
at 66553–54. Under the rule, “current possessors” of
bump stocks must either destroy them or abandon
them at an ATF office. Id. at 66530.
The Guedes plaintiffs filed their complaint and
moved for a preliminary injunction on December 18,
2018. See No. 18-cv-2988, Dkt. 1, 2. The Codrea
plaintiffs filed their complaint on December 27, 2018,
see No. 18-cv-3086, Dkt. 1, and likewise moved for a
preliminary injunction on January 18, 2019. See Dkt. 5
(Codrea). Following hearings on February 6, 2019
(Guedes) and February 19, 2019 (Codrea), the Court
denied the motions for a preliminary injunction
because the plaintiffs lacked a reasonable likelihood of
success on the merits of their legal theories. See
Guedes I, 356 F. Supp. 3d 109 (D.D.C. 2019). The D.C.
App. 38
Circuit affirmed. See Guedes II, 920 F.3d 1. In relevant
part, the D.C. Circuit held that the bump stock rule
was a legislative rule, that Chevron deference was
proper, and that ATF reasonably interpreted the
ambiguous statute. See generally id. The plaintiffs then
petitioned the Supreme Court of the United States for
a writ of certiorari, which the Court denied. See Guedes
v. ATF, No. 19-296, 140 S. Ct. 789 (Mar. 2, 2020).3 The
cross-motions for summary judgment in the two cases
are now ripe for review.
II.
LEGAL STANDARDS
A court grants summary judgment if the moving
party “shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as
a matter of law.” Fed. R. Civ. P. 56(a); see also
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247–48
(1986). A “material” fact is one with potential to change
the substantive outcome of the litigation. See id. at 248;
Holcomb v. Powell, 433 F.3d 889, 895 (D.C. Cir. 2006).
A dispute is “genuine” if a reasonable jury could
determine that the evidence warrants a verdict for the
nonmoving party. See Liberty Lobby, 477 U.S. at 248;
Holcomb, 433 F.3d at 895.
In an Administrative Procedure Act case, summary
judgment “serves as the mechanism for deciding, as a
matter of law, whether the agency action is supported
by the administrative record and otherwise consistent
with the APA standard of review.” Sierra Club v.
3
Justice Gorsuch filed a Statement with the denial of certiorari
explaining his view that Chevron deference is inappropriate in this
case. 140 S. Ct. 789 (Statement of Justice Gorsuch).
App. 39
Mainella, 459 F. Supp. 2d 76, 90 (D.D.C. 2006). The
Court will “hold unlawful and set aside” agency action
that is “arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with law,” 5 U.S.C.
§ 706(2)(A), “in excess of statutory jurisdiction,
authority, or limitations, or short of statutory right,”
id. § 706(2)(C), or “unsupported by substantial
evidence,” id. § 706(2)(E).
In an arbitrary and capricious challenge, the core
question is whether the agency’s decision was “the
product of reasoned decisionmaking.” Motor Vehicle
Mfrs. Ass’n of U.S., Inc. v. State Farm Mut. Auto. Ins.
Co., 463 U.S. 29, 52 (1983); see also Nat’l Telephone
Coop. Ass’n v. FCC, 563 F.3d 536, 540 (D.C. Cir. 2009)
(“The APA’s arbitrary-and-capricious standard requires
that agency rules be reasonable and reasonably
explained.”). The court’s review is “fundamentally
deferential—especially with respect to matters relating
to an agency’s areas of technical expertise.” Fox v.
Clinton, 684 F.3d 67, 75 (D.C. Cir. 2012) (quotation
marks and alteration omitted). The court “is not to
substitute its judgment for that of the agency.” State
Farm, 463 U.S. at 43. “Nevertheless, the agency must
examine the relevant data and articulate a satisfactory
explanation for its action including a rational
connection between the facts found and the choice
made.” Id. (internal quotation marks omitted). When
reviewing that explanation, the court “must consider
whether the decision was based on a consideration of
the relevant factors and whether there has been a clear
error of judgment.” Id. (internal quotation marks
omitted). For example, an agency action is arbitrary
and capricious if the agency “entirely failed to consider
App. 40
an important aspect of the problem, offered an
explanation for its decision that runs counter to the
evidence before [it], or [the explanation] is so implausible
that it could not be ascribed to a difference in view or the
product of agency expertise.” Id. The party challenging
an agency’s action as arbitrary and capricious bears the
burden of proof. Pierce v. SEC, 786 F.3d 1027, 1035 (D.C.
Cir. 2015).
To the extent that an agency action is based on the
agency’s interpretation of a statute it administers, the
court’s review is governed by the two-step Chevron
doctrine. At Step One, a court must determine
“whether Congress has directly spoken to the precise
question at issue” or instead has delegated to an
agency the legislative authority to “elucidate a specific
provision of the statute by regulation.” Chevron,
U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S.
837, 842, 843–44. If the latter, a court must reach Step
Two, which asks whether the agency action “is based
on a permissible construction of the statute” or instead
is “manifestly contrary to the statute.” Id. at 843, 844.
III.
ANALYSIS
The plaintiffs bring several claims under the
Administrative Procedure Act (APA), 5 U.S.C. § 551 et
seq. See generally Compl. Dkt. 1 (Codrea); Compl.
Dkt. 1 (Guedes). The APA provides that a court must
“hold unlawful and set aside agency action, findings,
and conclusions found to be . . . arbitrary, capricious,
an abuse of discretion, or otherwise not in accordance
with law.” 5 U.S.C. § 706(2). The plaintiffs principally
argue that the bump stock rule cannot be squared with
the statutory definition of a machinegun, that ATF
App. 41
lacked statutory authority to promulgate the rule as it
did, that ATF arbitrarily drew lines in distinguishing
bump stocks from other devices, that ATF should have
held a public hearing, that ATF improperly changed its
previous position, and that ATF was unduly influenced
by political actors. See generally Am. Memo. in Supp. of
Pls.’ Cross Mot. for Summ. J., Dkt. 41 (Codrea). In
addition to the APA claims, the plaintiffs also bring due
process, separation of powers, and takings claims.4 Id.
A. The APA Claims
1. ATF’s Statutory Interpretation
Invoking its general rulemaking authority under
§ 926(a), ATF promulgated the bump stock rule based
on its interpretation of “single function of the trigger”
and “automatically,” two terms that Congress left
undefined. ATF defined the phrase “single function of
the trigger” to mean a “single pull of the trigger and
analogous motions.” 83 Fed. Reg. at 66553. And it
defined “automatically” to mean “functioning as the
result of a self-acting or self-regulating mechanism that
allows the firing of multiple rounds through a single
function of the trigger.” Id. Applying these definitions,
4
At the preliminary injunction stage, the plaintiffs also brought a
statutory and constitutional challenge to Matthew Whitaker’s
designation as Acting Attorney General. “This case no longer
presents a challenge to the validity of the designation of former
Acting Attorney General Matthew Whitaker,” however, as that
question “has already been litigated to dismissal in a separate case
before this Court.” Defs.’ Mot. for Summ. J. at 8 n.6 (citing
Firearms Policy Coal. v. Barr, 419 F. Supp. 3d 118 (D.D.C. 2019));
see generally Am. Memo. in Supp. of Pls.’ Cross Mot. for Summ. J.
(not raising the Whitaker issue on summary judgment).
App. 42
it added a sentence to the regulatory definition of
“machinegun” that explicitly states that the term
“includes a bump-stock-type device,” which “allows a
semi-automatic firearm to shoot more than one shot
with a single pull of the trigger by harnessing the recoil
energy of the semi-automatic firearm to which it is
affixed so that the trigger resets and continues firing
without additional physical manipulation of the trigger
by the shooter.” Id. at 66553–54.
a. Whether the Chevron Doctrine Applies
Because ATF interpreted a statute in promulgating
the bump stock rule, the threshold question is whether
the Chevron doctrine applies. Chevron, U.S.A., Inc. v.
Nat. Res. Def. Council, Inc., 467 U.S. 837 (1984). The
plaintiffs argue that Chevron deference does not apply
because 1) ATF waived Chevron, 2) the rule of lenity
should prevent the application of Chevron, and
3) Chevron is unconstitutional. The first two arguments
have already been addressed in detail by the D.C.
Circuit in Guedes II, which held that the application of
Chevron deference in this case was proper, 920 F.3d at
17–22, and the third argument is foreclosed by binding
precedent. The Court will address each in turn.
App. 43
First, as to waiver,5 the D.C. Circuit held that “an
agency’s lawyers . . . cannot waive Chevron if the
underlying agency action ‘manifests its engagement in
the kind of interpretive exercise to which review under
Chevron generally applies.’” Id. at 23 (citing
SoundExchange, Inc. v. Copyright Royalty Bd., 904
F.3d 41, 54 (D.C. Cir. 2018)). It further held that “[i]n
this case, the Bump-Stock Rule plainly indicates the
5
It is not entirely clear that the defendants waived Chevron
deference before this Court, even if such a waiver were possible. In
the rulemaking itself, ATF explicitly relied on Chevron, invoking
the doctrine by name and applying traditional two-step Chevron
analysis. Guedes II, 920 F.3d at 8, 19 (noting that ATF
“elaborate[ed] at length as to how Chevron applies to the Rule”).
When the Court raised the issue of Chevron at the preliminary
injunction hearing, see Transcript of Preliminary Injunction
Hearing at 57:12-13, Dkt. 25 (Codrea), counsel for the plaintiffs
responded that none of the parties had briefed the issue, id. at
57:18-20, and counsel for the defendants did not address the issue
during the hearing, see generally id. Now, at the summary
judgment stage the defendants argue that if the Court were to
apply Chevron, the rule should be upheld on that basis. Defs.’
Reply, Dkt. 42 at 17–18 (Codrea). At oral argument before the
Court of Appeals, however, government counsel informed the
Court that “if the Rule’s validity turns on the applicability of
Chevron, it would prefer that the Rule be set aside rather than
upheld under Chevron.” Guedes II, 920 F.3d at 21. These mixed
signals leave some question as to whether the defendants waived
Chevron deference. Wood v. Milyard, 566 U.S. 463, 470 n.4 (2012)
("A waived claim or defense is one that a party has knowingly and
intelligently relinquished; a forfeited plea is one that a party has
merely failed to preserve.”); see also Guedes II, 920 F.3d at 22
(noting that the D.C. Circuit has already held that an agency
cannot forfeit Chevron deference if the forfeiture is not consistent
with the agency’s underlying actions). Ultimately, though, the D.C.
Circuit’s clear holding on waiver in Guedes II renders the question
academic.
App. 44
agency’s view that it was engaging in a rulemaking
entitled to Chevron deference.” Id. For example, the
agency specifically referenced the Chevron doctrine in
its rulemaking. See id. (“[A]nother telltale sign of the
agency’s belief that it was promulgating a rule entitled
to Chevron deference is the Rule’s invocation of
Chevron by name.”); 83 Fed. Reg. at 66,527 (invoking
Chevron). Accordingly, any supposed waiver cannot
overcome this conclusion.6 Second, the argument that
the rule of lenity should precede Chevron deference, or
more broadly, that Chevron should not apply in cases
involving criminal penalties, is foreclosed by the weight
of precedent to the contrary. As the D.C. Circuit
discussed at length, the Supreme Court has repeatedly
applied Chevron to regulations with criminal
6
For this same reason, any argument that ATF was operating
under the mistaken assumption that it lacked discretion to
interpret the statutory text does not accord with the
administrative record. See Am. Memo. in Supp. of Pls.’ Cross Mot.
for Summ. J. at 36. In truth, “[t]he agency plainly believed it was
acting in a manner warranting Chevron treatment given that it
expressly invoked the Chevron framework in the Rule.” Guedes II,
920 F.3d at 21. For example, in response to comments, ATF
explained that it “ha[d] the authority to interpret elements of the
definition of ‘machinegun’ like ‘automatically’ and ‘single function
of the trigger,’” and that its “construction of those terms is
reasonable under Chevron.” 83 Fed. Reg. at 66,526–27 (emphasis
added); see Guedes II, 920 F.3d at 23. Though ATF also
emphasized that the rule’s interpretations were consistent with
the plain meaning of those terms, id. at 66527, it concluded that,
“even if those terms are ambiguous, this rule rests on a reasonable
construction of them.” Id. That ATF believed (and continues to
believe) that its interpretation accords with the best reading of the
text does not mean that the agency labored under an incorrect
assumption requiring remand.
App. 45
implications. Guedes II, 920 F.3d at 24 (listing
examples). Indeed, in the case of Chevron v. NRDC
itself, the regulation in controversy contained a
criminal penalty of up to one year of imprisonment. Id.
The securities laws, which frequently receive Chevron
deference despite the criminal implications of securities
regulations, provide another compelling example. Id.
(collecting cases).
To be sure, the Supreme Court has stated that
“criminal laws are for courts, not for the Government,
to construe.” Abramski v. United States, 573 U.S. 169,
191 (2014). Yet despite this principle, the Supreme
Court has never held—in the face of the many
examples to the contrary—that Chevron does not apply
in cases with criminal implications, or that the rule of
lenity subsumes Chevron. Guedes II, 920 F.3d at 27. In
fact, as to lenity, “the [Supreme] Court squarely
rejected the argument that ‘the rule of lenity should
foreclose any deference to’ the agency’s interpretation
of a statute simply ‘because the statute includes
criminal penalties.’” See id. at 27 (citing Babbitt v.
Sweet Home Chapter of Communities for a Great
Oregon, 515 U.S. 687, 704 n.18, (1995)). And the D.C.
Circuit, relying on Babbitt, has done the same.
Competitive Enter. Inst. v. United States Dep’t of
Transportation, 863 F.3d 911, 915 n.4 (D.C. Cir. 2017)
(“We apply the Chevron framework to this facial
challenge even though violating § 41706 can bring
criminal penalties.”) (citing Babbitt, 515 U.S. at 704
n.18)). Finally, as for the argument that Chevron
deference violates the Constitution, this Court is bound
by the precedent of Chevron v. NRDC, 467 U.S. 837,
and must apply the doctrine as precedent dictates.
App. 46
b. Whether ATF Is Entitled to Chevron
Deference
Under the familiar Chevron framework, “[i]f
Congress has directly spoken to [an] issue, that is the
end of the matter.” Confederated Tribes of Grand
Ronde Cmty. of Or. v. Jewell, 830 F.3d 552, 558 (D.C.
Cir. 2016) (citing Chevron, 467 U.S. 837). “[T]he court,
as well [as] the agency, must give effect to the
unambiguously expressed intent of Congress.” Lubow
v. U.S. Dep’t of State, 783 F.3d 877, 884 (D.C. Cir.
2015) (quoting Chevron, 467 U.S. at 842–43). But if the
text is silent or ambiguous, courts must “determine if
the agency’s interpretation is permissible, and if so,
defer to it.” Confederated Tribes of Grand Ronde Cmty.,
830 F.3d at 558. To determine “whether a statute is
ambiguous” and “ultimately . . . whether [an] agency’s
interpretation is permissible or instead is foreclosed by
the statute,” courts “employ all the tools of statutory
interpretation.” Loving v. IRS, 742 F.3d 1013, 1016
(D.C. Cir. 2014). Most importantly, courts “interpret
the words [of a statute] consistent with their ordinary
meaning at the time Congress enacted the statute.”
Wisconsin Cent. Ltd. v. United States, 138 S. Ct. 2067,
2070 (2018) (internal quotation marks and alteration
omitted); see also Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal Texts 78
(2012) (“Words must be given the meaning they had
when the text was adopted.”).
The first question, then, is whether the statutory
language at issue here is ambiguous. Both this Court
at the preliminary injunction stage and the D.C.
Circuit on appeal determined that the statutory
App. 47
language was ambiguous. See Guedes II, 920 F.3d at
28–30; Guedes I, 356 F. Supp. 3d at 130–32. In
particular, this Court recognized that although
“Congress defined ‘machinegun’ in the NFA to include
devices that permit a firearm to shoot ‘automatically
more than one shot, without manual reloading, by a
single function of the trigger,’” Guedes I, 356
F. Supp. 3d at 120 (quoting 26 U.S.C. § 5845(b)), “it did
not further define the terms single function of the
trigger or automatically.” Id. (internal quotation marks
omitted). This Court went on to employ the ordinary
tools of statutory interpretation, including
contemporaneous dictionary definitions, to find that
the terms “single function of the trigger” and
“automatically” in this context are ambiguous.
Guedes I, 356 F. Supp. 3d at 130–32. The D.C. Circuit
likewise held that “the statutory phrase ‘single function
of the trigger’ admits of more than one interpretation.”
Guedes II, 920 F.3d at 29. “It could mean a mechanical
act of the trigger,” id. at 29 (internal quotation marks
omitted), an interpretation that would “tend to exclude
bump-stock devices,” id., or it could mean “a single pull
of the trigger from the perspective of the shooter,” id.,
which “would tend to include bump-stock devices.” Id.
In other words, the statutory language remains
ambiguous.7
7
The plaintiffs attempt to overcome this conclusion by arguing
that Congress “ratified” their interpretation of the statutory
language to exclude bump stocks. See Am. Memo. in Supp. of Pls.’
Cross Mot. for Summ. J. at 24 (referencing Pub. L. 90-618, 48 Stat.
1213, 1231 (Oct. 22, 1968)). By way of background, in 1955, ATF
interpreted the NFA’s definition of machinegun to include some
Gatling guns while excluding others. Revenue Ruling 55-528, 1955
App. 48
Thus, the next step is to determine whether or not
ATF’s interpretation of the statutory language is
reasonable. “This inquiry, often called Chevron Step
Two, does not require the best interpretation, only a
reasonable one.” Van Hollen, Jr. v. FEC, 811 F.3d 486,
492 (D.C. Cir. 2016) (internal quotation marks
omitted); see also id. (“We are bound to uphold agency
interpretations regardless [of] whether there may be
other reasonable, or even more reasonable, views.”
(internal quotation marks and alteration omitted)).
The interpretation of the phrase “single function of
the trigger” is reasonable. See Guedes II, 920 F.3d at
31. Courts have often used the word “pull” when
WL 9410 (Jan. 1, 1955). Thirteen years later, in 1968, Congress
reenacted the NFA’s definition of machinegun with one change—
it removed the phrase “or semiautomatically” from the first
sentence. See Pub. L. 90-618, 48 Stat. 1213, 1231 (Oct. 22, 1968).
The plaintiffs contend that this congressional action implies that
bump stocks cannot be included in the current definition. See Am.
Memo. in Supp. of Pls.’ Cross Mot. for Summ. J. at 24. No doubt,
“Congress is presumed to be aware of an administrative or judicial
interpretation of a statute and to adopt that interpretation when
it re-enacts a statute without change.” Lorillard v. Pons, 434 U.S.
575, 580 (1978). But that is not the case here. In fact, Congress
reenacted the statute (over a decade later) with a major change
entirely unrelated to ATF’s interpretation on Gatling guns.
Further, the plaintiffs point to no evidence that ATF’s
interpretation on Gatling guns so settled the definition of
“machinegun” that it implicitly bound the future Congress. See
Bragdon v. Abbott, 524 U.S. 624, 645 (1998) (“When administrative
and judicial interpretations have settled the meaning of an existing
statutory provision, repetition of the same language in a new
statute indicates, as a general matter, the intent to incorporate its
administrative and judicial interpretations as well.”) (emphasis
added). In sum, this argument is unpersuasive.
App. 49
discussing the statutory definition of “machinegun.”
The Supreme Court, for example, explained that the
statutory definition encompasses a weapon that “fires
repeatedly with a single pull of the trigger,” meaning
“once its trigger is depressed, the weapon will
automatically continue to fire until its trigger is
released or the ammunition is exhausted.” Staples v.
United States, 511 U.S. 600, 602 n.1 (1994) (emphasis
added). The Court then contrasted automatic
machineguns with semiautomatic weapons that “fire[]
only one shot with each pull of the trigger” and
“require[] no manual manipulation by the operator to
place another round in the chamber after each round is
fired.” Id. And the Eleventh Circuit adopted a similar
interpretation when it upheld ATF’s decision to treat
Akins Accelerators as machineguns because “a single
application of the trigger by a gunman”—a single
pull—caused the gun with the affixed bump stock to
“fire continuously . . . until the gunman release[d] the
trigger or the ammunition [wa]s exhausted.” Akins v.
United States, 312 F. App’x 197, 200 (11th Cir. 2009).
The Tenth Circuit has held that a uniquely designed
firearm was “a machine gun within the statutory
definition” because “the shooter could, by fully pulling
the trigger, and it only, at the point of maximum
leverage, obtain automation with a single trigger
function.” United States v. Oakes, 564 F.2d 384, 388
(10th Cir. 1977) (emphasis added). In sum, ATF acted
reasonably in defining the phrase “single function of
the trigger” to mean a “single pull of the trigger and
analogous motions.” 83 Fed. Reg. at 66553.
The interpretation of the word “automatically” in
this context is also reasonable. See Guedes II, 920 F.3d
App. 50
at 31. ATF reasoned that a bump stock permits a
firearm to function automatically by “directing the
recoil energy of the discharged rounds into the space
created by the sliding stock . . . in constrained linear
rearward and forward paths” so that the shooter can
maintain a “continuous firing sequence.” Id. at 66532
(internal quotation marks omitted). It is true that a
firearm with an affixed bump stock requires some
manual inputs: the shooter must “maintain[] constant
forward pressure with the non-trigger hand on the
barrel-shroud or fore-grip of the rifle, and maintain[]
the trigger finger on the device’s extension ledge with
constant rearward pressure.” 83 Fed. Reg. at 66532
(internal quotation marks omitted). But the definition
of “automatically” does not mean that an automatic
device must operate without any manual input. See
Guedes II, 920 F.3d at 30 (“The term automatically
does not require that there be no human involvement
to give rise to more than one shot. Rather, the term can
be read to require only that there be limited human
involvement to bring about more than one shot.”
(internal quotation marks omitted)); Guedes I, 356
F. Supp. 3d at 131, 133. As ATF explained, without a
bump stock, the shooter would have to “manually
capture, harness, or otherwise utilize th[e] [recoil]
energy to fire additional rounds” and “bump fire” a gun.
83 Fed. Reg. at 66532. In other words, the bump stock
makes it easier to bump fire because it controls the
distance the firearm recoils and ensures that the
firearm moves linearly—two tasks the shooter would
ordinarily have to perform manually. In this way, a
bump stock creates a “self-acting mechanism” that
permits “the discharge of multiple rounds” with “a
single function of the trigger . . . without manual
App. 51
reloading.” United States v. Olofson, 563 F.3d 652, 658
(7th Cir. 2009) (defining the term “automatically” in
the NFA’s definition of “machinegun”). In conclusion,
ATF reasonably interpreted an ambiguous statute, and
its interpretation is entitled to deference.
2. ATF’s Authority to Promulgate the Bump
Stock Rule
For many of the same reasons, the plaintiffs’
argument that ATF lacked the authority to state that
the NFA’s definition of “machinegun” includes bump
stocks is unavailing. See Am. Memo. in Supp. of Pls.’
Cross Mot. for Summ. J. at 39. Courts “presume that
when an agency-administered statute is ambiguous
with respect to what it prescribes, Congress has
empowered the agency to resolve the ambiguity.” Util.
Air Regulatory Grp. v. EPA, 573 U.S. 302, 315 (2014).
Agencies are therefore entitled to deference when they
reasonably define ambiguous terms—including
ambiguous terms in a statutory definition—and apply
those terms to new circumstances. See Loving, 742 F.3d
at 1016. Courts defer even when agencies “make policy
choices in interpreting [a] statute,” “as long as [they]
stay[] within [Congress’] delegation [of authority].”
Arent v. Shalala, 70 F.3d 610, 615 (D.C. Cir. 1995); see
also Mayo Found. for Med. Educ. & Research v. United
States, 562 U.S. 44, 55–56 (2011) (“Chevron recognized
that the power of an administrative agency to
administer a congressionally created program
necessarily requires the formulation of policy and the
making of rules to fill any gap left, implicitly or
explicitly, by Congress.” (internal quotation marks and
alterations omitted)).
App. 52
It follows that courts have regularly recognized
ATF’s authority to interpret and apply the statutes
that it administers, including the NFA’s definition of
“machinegun.” See, e.g., Akins, 312 F. App’x at 200
(deferring to ATF’s decision to classify the Akins
Accelerator as a machinegun); see also York v. Sec’y of
Treasury, 774 F.2d 417, 419–20 (10th Cir. 1985)
(upholding ATF’s decision to classify a particular
firearm as a machinegun); cf. Brady, 914 F.2d at 480
(holding that ATF has discretion to define the term
“business premises” in another firearms statute). The
same is true here—the plaintiffs have not established
that ATF lacked authority to promulgate the bump
stock rule.
3. ATF’s Procedures and Evaluation of the
Evidence
Even when an interpretation is reasonable under
Chevron, “agency action is always subject to arbitrary
and capricious review under the APA.” Confederated
Tribes of Grand Ronde Cmty., 830 F.3d at 559. An
interpretation is arbitrary and capricious if the agency
“relied on factors that Congress has not intended it to
consider, entirely failed to consider an important aspect
of the problem, offered an explanation” that “runs
counter to the evidence before the agency, or is so
implausible that it could not be ascribed to a difference
in view or the product of agency expertise.” Agape
Church v. FCC, 738 F.3d 397, 410 (D.C. Cir. 2013)
(quoting State Farm, 463 U.S. at 43). Put simply, “[t]he
agency must ‘articulate a satisfactory explanation for
its action including a rational connection between the
facts found and the choice made.’” Nat’l Lifeline Ass’n
App. 53
v. Fed. Commc’ns Comm’n, 921 F.3d 1102, 1110 (D.C.
Cir. 2019) (quoting State Farm, 463 U.S. at 43).
Often the inquiry under Chevron Step Two overlaps
with arbitrary and capricious review because “under
Chevron step two, the court asks whether an agency
interpretation is arbitrary and capricious in
substance.” Agape Church, 738 F.3d at 410 (alteration
omitted) (quoting Judulang v. Holder, 565 U.S. 42, 52
n.7 (2011)). At bottom, a reviewing court must decide
whether an agency action is “within the scope of [the
agency’s] lawful authority” and supported by “reasoned
decisionmaking.” Tripoli Rocketry Ass’n v. ATF, 437
F.3d 75, 77 (D.C. Cir. 2006) (internal quotation marks
omitted); see also id. (“Not only must an agency’s
decreed result be within the scope of its lawful
authority, but the process by which it reaches that
result must be logical and rational.” (internal quotation
marks omitted)).
First, the plaintiffs take issue with how ATF
distinguished between bump stocks and other devices
or techniques. The plaintiffs note, for example, that
“[o]ther simple physical aids, like a belt-loop, a rubber
band, any fixed stock itself, or a padded shooting
jacket, likewise facilitate bump firing by constraining
movement of the firearm, maintaining linearity during
recoil, controlling the distance of recoil, and myriad
other things a shooter otherwise would have do
through greater manual effort.” Am. Memo. in Supp. of
Pls.’ Cross Mot. for Summ. J. at 23. But ATF properly
considered (and ultimately rejected) this argument
raised in the comment period with a response in the
rule itself. See 83 Fed. Reg. at 66,532–34; see also
App. 54
Guedes II, 920 F.3d at 32. The rule explained that
these other physical aids are distinct from bump stocks
because they involve no “self-acting or self-regulating
mechanism,” 83 Fed. Reg. at 66,532–34, and are not
“designed to be affixed” to a semiautomatic weapon. Id.
at 66516. “Bump firing without the aid of a bumpstock-type device is therefore ‘more difficult’ because it
relies solely on the shooter ‘to control the distance that
the firearm recoils and the movement along the plane
on which the firearm recoils.’” Guedes II, 920 F. 3d at
32 (citing 83 Fed. Reg. at 66,533). So too, ATF
adequately considered and responded to the argument
that binary trigger guns are arbitrarily excluded from
the rule’s purview. A binary trigger gun shoots two
rounds—one after the initial pull of the trigger and one
when the trigger is released. See 83 Fed. Reg. at
66,534. The Rule explains that these firearms are not
machineguns under ATF’s definition because the
second round is “the result of a separate function of the
trigger.” Id.; see Guedes II, 920 F.3d at 33 (“the Rule
reasonably distinguishes binary-trigger guns on the
ground that they require a second act of volition with
the trigger finger”) (emphasis omitted); Guedes I, 356
F. Supp. 3d at 136 (“ATF adequately and reasonably
responded to comments arguing that the ‘proposed
regulatory text encompasses . . . binary triggers’”).
Second, the plaintiffs argue that ATF impermissibly
relied on political pressure, namely from the President,
to promulgate the bump stock rule. Am. Memo. in
Supp. of Pls.’ Cross Mot. for Summ. J. at 37. There is
no doubt that one impetus for the rule was the political
outcry following the Las Vegas mass shooting. See
Guedes II, 920 F.3d at 34. “But that is hardly a reason
App. 55
to conclude that the Rule is arbitrary.” Id. “Presidential
administrations are elected to make policy. And as long
as the agency remains within the bounds established
by Congress, it is entitled to assess administrative
records and evaluate priorities in light of the
philosophy of the administration.” Id. (internal
quotation marks omitted). In any case, “the agency has
articulated a satisfactory explanation for the BumpStock Rule. And the administrative record reflects that
the agency kept an open mind throughout the noticeand-comment process and final formulation of the
Rule.” Id.
Finally, for the reasons discussed in the Court’s
previous Memorandum Opinion, ATF was not required
to hold a formal public hearing (in addition to its
notice-and-comment procedures). See Guedes I, 356
F. Supp. 3d at 136–137. And ATF’s decision not to
extend the comment period an extra five days after
some users reported initial difficulties in submitting
comments (but were eventually successful) was
harmless error, at most. See id. (citing United States v.
Fla. E. Coast Ry. Co., 410 U.S. 224, 239 (1973)); see also
PDK Labs. v. DEA, 362 F.3d 786, 799 (D.C. Cir. 2004)
(“If [an] agency’s mistake did not affect the outcome, if
it did not prejudice the petitioner, it would be senseless
to vacate and remand for reconsideration.”).
4. ATF’s Change in Position
The agency’s change in position on the question of
whether a bump stock is a machinegun does not render
its position arbitrary and capricious. See Guedes I, at
133–34. When an agency changes its position, it must
“display awareness” of the change, but it is not
App. 56
required to meet a “heightened standard for
reasonableness.” Mary V. Harris Found. v. FCC, 776
F.3d 21, 24 (D.C. Cir. 2015) (internal quotation marks
omitted). “A reasoned explanation is needed for
disregarding facts and circumstances that underlay or
were engendered by the prior policy.” Nat’l Lifeline
Ass’n, 921 F.3d at 1111 (internal quotation marks and
alteration omitted). But “[s]o long as any change is
reasonably explained, it is not arbitrary and capricious
for an agency to change its mind in light of experience,
or in the face of new or additional evidence, or further
analysis or other factors indicating that [an] earlier
decision should be altered or abandoned.” New
England Power Generators Ass’n v. FERC, 879 F.3d
1192, 1201 (D.C. Cir. 2018). Put differently, the agency
need only “show that the new policy is permissible
under the statute, that there are good reasons for it,
and that the agency believes it to be better” than the
previous policy. Mary V. Harris Found., 776 F.3d at
24–25 (emphasis and internal quotation marks
omitted).
It is well established that an agency may change its
prior policy if “the new policy [is] permissible under
the statute, and the agency . . . acknowledge[s] it is
changing its policy and show[s] that there are good
reasons for the new policy and that the agency believes
it to be better, which the conscious change of course
adequately indicates.” Nat’l Lifeline Ass’n, 921 F.3d at
1111 (emphasis and internal quotation marks omitted);
see also Mary V. Harris Found., 776 F.3d at 24 (“What
the [agency] did in the past is of no moment . . . if its
current approach reflects a permissible interpretation
of the statute.”).
App. 57
Here, ATF acknowledged that it was
“reconsider[ing] and rectify[ing]” its previous
classification decisions based on its legal analysis of the
statutory terms “automatically” and “single function of
the trigger.” 83 Fed. Reg. at 66516 (quoting Akins, 312
F. App’x at 200). It discussed the history of its
regulation of Akins Accelerators and the Eleventh
Circuit’s decision in Akins. Id. at 66517. It also
explained that it had previously determined that
“semiautomatic firearms modified with [standard]
bump-stock-type devices did not fire ‘automatically,’
and thus were not ‘machineguns.’” Id. at 66516. The
mass shooting in Las Vegas then prompted ATF to
reconsider its prior interpretations, id. at 66528–29,
none of which provided “extensive legal analysis of the
statutory terms ‘automatically’ or ‘single function of the
trigger,’” id. at 66516. ATF reviewed dictionary
definitions of “automatically,” relevant judicial
decisions—including Staples, Olofson, and Akins—and
the NFA’s legislative history to determine whether
standard bump stocks constitute machineguns. Id. at
66518–19. It then concluded that its previous
interpretations “did not reflect the best interpretation
of ‘machinegun,’” id. at 66514, and that the rule’s
interpretations of “automatically” and “single function
of the trigger” better “accord with the plain meaning of
those terms,” id. at 66527. Thus, ATF satisfied its
obligation to “reasonably explain[]” its change of
position. New England Power Generators Ass’n, 879
F.3d at 1201.
App. 58
B. The Takings Claim
The plaintiffs assert that the bump stock rule
violates the Takings Clause because it fails to provide
compensation to bump stock owners who must destroy
or abandon their weapons. They seek injunctive relief
or, in the alternative, compensatory damages. Am.
Memo. in Supp. of Pls.’ Cross Mot. for Summ. J. at
41–42.
The Takings Clause of the Fifth Amendment
provides that private property shall not “be taken for
public use, without just compensation.” U.S. Const.
amend. V. It “is designed not to limit the governmental
interference with property rights per se, but rather to
secure compensation in the event of otherwise proper
interference amounting to a taking.” First English
Evangelical Lutheran Church of Glendale v. Los
Angeles County, 482 U.S. 304, 315 (1987). “[I]n general,
‘equitable relief is not available to enjoin an alleged
taking of private property for a public use, duly
authorized by law, when a suit for compensation can be
brought against the sovereign subsequent to that
taking.’” Bldg. Owners & Managers Ass’n Int’l v. FCC,
254 F.3d 89, 99 (D.C. Cir. 2001) (alteration omitted)
(quoting United States v. Riverside Bayview Homes,
474 U.S. 121, 127–28 (1985)). Indeed, “the Fifth
Amendment does not require that just compensation be
paid in advance of or even contemporaneously with the
taking.” Preseault v. ICC, 494 U.S. 1, 11 (1990). It
requires only “the existence of a reasonable, certain
and adequate provision for obtaining compensation at
the time of the taking.” Id. (internal quotation marks
omitted). Because the plaintiffs have made no showing
App. 59
that a suit for compensation is inadequate to satisfy
the demands of the Fifth Amendment—or that any
other doctrinal exception applies, injunctive relief is
unavailable.
The plaintiffs also are not entitled to compensatory
damages. In particular, they have not shown that
bump stocks “were taken for a public use” rather than
“seized or retained pursuant to a valid exercise of the
government’s police power.” Modern Sportsman, LLC
v. United States, 145 Fed. Cl. 575, 581 (2019). It is well
settled that a “prohibition simply upon the use of
property for purposes that are declared, by valid
legislation, to be injurious to the health, morals, or
safety of the community, cannot, in any just sense, be
deemed a taking or an appropriation of property for the
public benefit.” Mugler v. Kansas, 123 U.S. 623, 668–69
(1887). After all, “[t]he exercise of the police power by
the destruction of property which is itself a public
nuisance . . . is very different from taking property for
public use, or from depriving a person of his property
without due process of law.” Id. at 669.
It is for this reason that “[t]he government may not
be required to compensate an owner for property which
it has already lawfully acquired under the exercise of
governmental authority other than the power of
eminent domain.” Bennis v. Michigan, 516 U.S. 442,
452 (1996) (emphasis added). And as discussed above,
the bump stock rule was promulgated according to
ATF’s valid authority under the relevant statutes and
in light of the ambiguous statutory text. See supra at
13. So too, the bump stock rule exercises the federal
government’s limited police power as it relates to public
App. 60
safety. See Acadia Tech., Inc. v. United States, 65 Fed.
Cl. 425, 429 (2005) (“[I]f [property] is taken to prevent
public harm, the government action may be an exercise
of police power.”), aff’d, 458 F.3d 1327, 1332 (Fed. Cir.
2006); Modern Sportsman, 145 Fed. Cl. at 582 (noting
that “where the purpose of a regulation which causes
interference with property rights is to prevent injury to
the public welfare as opposed to merely bestowing upon
the public a nonessential benefit, compensation under
the fifth amendment is not required”). “The ATF
regulation at issue here was promulgated pursuant to
statutory authority and consistent with our nation’s
‘historical tradition of prohibiting [] dangerous and
unusual weapons.’” McCutchen v. United States, 145
Fed. Cl. 42, 52 (2019) (quoting District of Columbia v.
Heller, 554 U.S. 570, 627 (2008) (internal quotation
marks omitted)). Thus, this case evinces the
“paradigmatic example of the exercise of the
government’s police power, which defeats any
entitlement to compensation under the Takings
Clause.” Id. at 52.
Based on these well-settled precedents, every Court
to have considered a takings challenge in response to
bump stock rules has rejected the claim. See, e.g.,
Maryland Shall Issue, Inc. v. Hogan, 963 F.3d 356 (4th
Cir. 2020); Modern Sportsman, 145 Fed. Cl. 575 (2019);
McCutchen, 145 Fed. Cl. 42 (2019); see also Akins v.
United States, 82 Fed. Cl. 619, 622 (2008) (holding that
ATF’s revision of its interpretation to include bump
stocks did not give rise to a compensable taking
because “[p]roperty seized and retained pursuant to the
police power is not taken for a public use in the context
App. 61
of the Takings Clause” (internal quotation marks
omitted)). This Court will do the same.
C. The Remaining Claims
Finally, the plaintiffs raise two additional claims:
first, that the bump stock rule violates the Ex Post
Facto Clause; and second, that the underlying statutes
are void for vagueness.8
8
The plaintiffs also reference briefly, in one short paragraph, an
argument about the separation of powers and the non-delegation
doctrine as those doctrines relate to Chevron. See Am. Memo. in
Supp. of Pls.’ Cross Mot. for Summ. J at 39 (noting that these
counts “exist . . . to ensure that an actual ruling on the
constitutional questions is made and thus to facilitate further
review”). Although the plaintiffs do not expound on the substance
of their argument, the Court interprets this reference to relate to
the plaintiffs’ earlier argument about the relationship between the
rule of lenity and Chevron deference, and the argument that
Chevron violates the Constitution. See id. at 34 (arguing that
Chevron “deference, particularly in the context of a statute
defining crimes, violates the separation of powers [and] the antidelegation doctrine”). As discussed above, this Court is bound by
the precedent of Chevron and its progeny. See supra at 10. The
plaintiffs also made the additional argument in their complaint
“that the Attorney General allow for an amnesty so as to register
these devices as machineguns under the National Firearms Act,”
Sec. Am. Compl. ¶ 43 (Codrea). The plaintiffs appear to have
abandoned this argument on summary judgment, however, as they
submit no discussion on amnesty and merely reference it once in
a sub-heading list with other topics. See Am. Memo. in Supp. of
Pls.’ Cross Mot. for Summ. J. at 39 (“Guedes Count I – Lack of
Statutory Authority to Alter Definition Established by Congress
(APA and Article I); Codrea Counts I, II, III, V & VII – Ultra Vires,
APA Violation and Amnesty.”).
App. 62
1. The Ex Post Facto Clause
The plaintiffs assert that the bump stock rule is
unlawfully retroactive. See U.S. Const., art. I § 9, cl. 3
(“No . . . ex post facto Law shall be passed.”). The D.C.
Circuit recognized that the plaintiffs forfeited this
argument by failing to raise it before this Court in the
initial proceedings. Guedes II, 920 F.3d at 35. Even if
the argument were properly raised, though, the text of
the rule itself forecloses this argument. The rule
establishes that anyone “in possession of a bumpstock
type device is not acting unlawfully unless they fail to
relinquish or destroy their device after the effective
date of this regulation.” 83 Fed. Reg. at 66,523
(emphasis added). And the effective date was March
26, 2019, a full ninety days after the rule was
promulgated. 83 Fed. Reg. at 66,514. To alleviate any
lingering doubt about the rule’s application, ATF made
clear that “criminal liability” attached “only for
possessing bump-stock-type devices after the effective
date of regulation, not for possession before that date.”
Id. at 66,525 (emphasis added); Guedes II, 920 F.3d at
8–9. In conclusion, the rule poses no retroactivity issue.
2. Void for Vagueness
“The Due Process Clause ‘requires the invalidation
of laws [or regulations] that are impermissibly vague.’”
United States Telecom Ass’n v. FCC, 825 F.3d 674, 734
(D.C. Cir. 2016) (quoting FCC v. Fox Television
Stations, Inc., 567 U.S. 239, 253 (2012)). The plaintiffs
do not brief this argument in detail, but instead
conclude that “[i]f the statute is vague enough for
Chevron, then it is vague enough to require lenity or
simply to be void.” Am. Memo. in Supp. of Pls.’ Cross
App. 63
Mot. for Summ. J. at 41. The D.C. Circuit addressed
this argument, holding that “Codrea’s challenge is
misconceived,” as the notice-and-comment procedures
provided fair notice of what conduct was prohibited.
Guedes II, 920 F.3d at 28.
And with good reason. There is much daylight
between the statutory ambiguity required to trigger
Chevron deference and the vagueness required to
invalidate a statute or regulation under the Due
Process Clause. See United States v. National Dairy
Products Corp., 372 U.S. 29, 32 (1963) (“The strong
presumptive validity that attaches to an Act of
Congress has led this Court to hold many times that
statutes are not automatically invalidated as vague
simply because difficulty is found in determining
whether certain marginal offenses fall within their
language.”). Were this not the case, every regulation
entitled to Chevron deference would be summarily
voided for vagueness. Rather, the void for vagueness
doctrine applies where a “conviction or punishment
fails to comply with due process [because] the statute
or regulation under which it is obtained fails to provide
a person of ordinary intelligence fair notice of what is
prohibited, or is so standardless that it authorizes or
encourages seriously discriminatory enforcement.” Fox
Television Stations, 567 U.S. at 253 (emphasis added)
(internal quotation marks omitted). Here, by contrast,
ATF’s formal notice-and-comment procedures, as well
the final rule itself, provide ample notice of what
conduct is prohibited. See Guedes II, 920 F.3d at 28
(holding that “the promulgation of the Bump-Stock
Rule through notice-and-comment procedures afforded
App. 64
fair notice of the prohibited conduct” (internal
quotation marks omitted)).
CONCLUSION
For the reasons stated above, and explained further
in the Court’s earlier Memorandum Opinion in this
case, the defendants’ Motion for Summary Judgment is
granted. An order consistent with this decision
accompanies this memorandum opinion
/s/ Dabney L. Friedrich
DABNEY L. FRIEDRICH
United States District Judge
February 19, 2021
App. 65
APPENDIX C
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
[Filed February 19, 2021]
No. 18-cv-2988 (DLF)
_________________________________________
DAMIEN GUEDES, et al.,
)
Plaintiffs,
)
)
v.
)
)
BUREAU OF ALCOHOL, TOBACCO,
)
FIREARMS, AND EXPLOSIVES, et al.,
)
Defendants.
)
_________________________________________ )
No. 18-cv-3086 (DLF)
_________________________________________
DAVID CODREA, et al.,
)
Plaintiffs,
)
)
v.
)
)
MONTY WILKINSON, Attorney
)
General, et al.,
)
Defendants.
)
_________________________________________ )
App. 66
ORDER
For the reasons stated in the accompanying
Memorandum Opinion, it is
ORDERED that the defendants’ Motions for
Summary Judgment, Dkt. 38 (Codrea), Dkt. 61
(Guedes), are GRANTED. It is further
ORDERED that the plaintiffs’ Cross Motions for
Summary Judgment, Dkt. 44 (Codrea), Dkt. 62
(Guedes), are DENIED.
The Clerk of Court is directed to close this case.
/s/ Dabney L. Friedrich
DABNEY L. FRIEDRICH
United States District Judge
February 19, 2021
App. 67
APPENDIX D
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 21-5045
[Filed May 2, 2023]
_________________________________________
DAMIEN GUEDES, ET AL.,
)
APPELLANTS
)
)
FIREARMS POLICY COALITION, INC.,
)
APPELLEE
)
)
v.
)
)
BUREAU OF ALCOHOL, TOBACCO,
)
FIREARMS AND EXPLOSIVES, ET AL.,
)
APPELLEES
)
________________________________________ )
Appeal from the United States District Court
for the District of Columbia
(No. 1:18-cv-02988)
__________
On Petition for Rehearing En Banc
___________
Before: SRINIVASAN, Chief Judge; HENDERSON***,
MILLETT**, PILLARD, WILKINS**, KATSAS*, RAO*,
WALKER****, CHILDS, and PAN*, Circuit Judges
App. 68
ORDER
Appellants’ petition for rehearing en banc and the
response thereto were circulated to the full court, and
a vote was requested. Thereafter, a majority of the
judges eligible to participate did not vote in favor of the
petition. Upon consideration of the foregoing, it is
ORDERED that the petition be denied.
Per Curiam
FOR THE COURT:
Mark J. Langer, Clerk
BY:
/s/
Daniel J. Reidy
Deputy Clerk
* Circuit Judges Katsas, Rao, and Pan did not
participate in this matter.
** A statement by Circuit Judge Wilkins, joined by
Circuit Judge Millett, concurring in the denial of
rehearing en banc, is attached.
*** Circuit Judge Henderson would grant the petition
for rehearing en banc. A statement by Circuit Judge
Henderson, dissenting from the denial of rehearing en
banc, is attached.
**** Circuit Judge Walker would grant the petition for
rehearing en banc. A statement by Circuit Judge
Walker, dissenting from the denial of rehearing en
banc, is attached.
App. 69
WILKINS, Circuit Judge, with whom MILLETT,
Circuit Judge, joins, concurring in the denial of the
petition for rehearing en banc: Petitioners raised two
arguments as reasons of “exceptional importance” for
granting the petition, see Fed. R. App. P. 35(a)(2),
namely (1) whether the interpretation of the statutory
terms defining a “machine gun” to include bump stocks
by the Bureau of Alcohol, Tobacco, Firearms, and
Explosives (“ATF” or the “Bureau”) is the best reading
of the statute, and (2) whether the purported ambiguity
in the statutory definition compels an interpretation in
their favor pursuant to the rule of lenity. The panel
opinion thoroughly addressed both arguments, see
Guedes v. Bureau of Alcohol, Tobacco, Firearms &
Explosives, 45 F.4th 306 (D.C. Cir. 2022), and neither
merit further review by our court.
I write only to clarify a couple of matters and to
respond to some of the points made in the rehearing
petition and by my dissenting colleagues.
I.
First, I must address some misconceptions about
the legislative and regulatory history.
“Representing the first major federal attempt to
regulate firearms, the [National Firearms Act of 1934]
concentrated on particularly dangerous weapons and
devices such as machine guns, sawedoff shotguns and
silencers.” Lomont v. O’Neill, 285 F.3d 9, 11 (D.C. Cir.
2002). See Pub. L. No. 73-474, 48 Stat. 1236 (1934). As
originally conceived, the Act and its implementing
regulations did not ban the possession of machine guns
outright; instead, they required a person seeking to
App. 70
obtain a machine gun to file an application with the
Treasury Department, pay a hefty transfer tax, and
submit a photograph, fingerprints, and a certificate
from a local law enforcement official attesting their
belief that the person intended to use the firearm for
lawful purposes. Lomont, 285 F.3d at 11–12. If the
Treasury Department granted the application, the
person’s name and address, along with the serial
number of the machine gun, were placed in a registry.
Id. The Act made the manufacture, transfer, or
possession of a machine gun without Treasury approval
and payment of applicable taxes unlawful. See 26
U.S.C. § 5861. In 1986, Congress prohibited the
transfer or possession of machine guns, except by
authorized military or governmental officials, unless
the person lawfully possessed the machine gun prior to
May 19, 1986. See Act of May 19, 1986, Pub. L. No. 99308, § 102, 100 Stat. 449 (1986); see also 18 U.S.C.
§ 922(o).
As drafted in 1934, the National Firearms Act
defined a “machine gun” as follows:
The term “machine gun” means any weapon
which shoots, or is designed to shoot,
automatically or semiautomatically, more than
one shot, without manual reloading, by a single
function of the trigger.1
1
As my dissenting colleagues point out, see Walker Op. 2 n.1;
Guedes v. Bureau of Alcohol, Tobacco, Firearms & Explosives, 920
F.3d 1, 44–45 (D.C. Cir. 2019) (Henderson, J., concurring in part
and dissenting in part), Congress amended the definition of
machine gun in 1968. The amendment deleted the words “or
semiautomatically” from the above-quoted sentence. Pub. L.
App. 71
Pub. L. No. 73-474, § 1(b), 48 Stat. 1236, 1236 (1934).
Petitioners and my dissenting colleague complain that
the panel’s conclusion that “a ‘single function of the
trigger’ is best understood as a ‘single pull of the
trigger’ and ‘analogous motions’” is somehow novel. Pet.
at 11 (quoting Guedes, 45 F.4th at 315, 317); Walker
Op. 6–7. Not so.
Both the Senate and House reports on the National
Firearms Act explained that the bill “contains the
usual definition of machine gun as a weapon designed
to shoot more than one shot without reloading and by
a single pull of the trigger.” S. Rep. No. 73-1444, at 2
(1934) (quoting H.R. Rep. No. 73-1780 (1934))
(emphasis added). Immediately following the Act’s
passage, the Treasury Department published a letter
No. 90-618, 82 Stat. 1213, 1231 (1968). The 1968 Act also added a
second sentence specifying that “the frame or receiver” of the
weapon, or “any combination of parts designed and intended” to
convert a weapon into a machine gun or to assemble a machine
gun, also qualified as a machine gun. Id. The legislative history
clearly indicates that Congress did not consider the deletion of “or
semiautomatically” to be a substantive change, because Congress
stated “[t]his subsection defines the term ‘machinegun’ and the
first sentence is existing law.” S. Rep. No. 90-1501, at 45 (1968)
(section-by-section analysis of the bill); see also Federal Firearms
Legislation, Hearings before the Senate Judiciary Committee,
Juvenile Delinquency Subcommittee, 90th Cong. 135 (1968)
(quoting from section-by-section analysis submitted to Congress by
Hon. Sheldon S. Cohen, Commissioner of Internal Revenue) (“This
subsection defines the term ‘machine gun’ and the first sentence is
existing law.”). Accordingly, attempts to rely upon the 1968
deletion of “or semiautomatically” to narrow the reach of the text,
see Pet. at 12; Walker Op. 8–9; Guedes, 920 F.3d at 44–45
(Henderson, J., concurring in part and dissenting in part), are
without merit.
App. 72
ruling defining a machine gun as “a semiautomatic
pistol or an autoloading pistol when converted into a
weapon which shoots automatically, that is, one
capable of discharging the entire capacity of its
magazine with one pull of the trigger. . . .” Rev.
Rul. XIII-38-7035, S.T. 772, 13-2 C.B. 433–34 (Jul.-Dec.
1934) (emphasis added).2 Thus, “single function of the
trigger” was construed as equivalent to “single pull” of
the trigger at the outset.
Significantly, the 1934 Treasury letter ruling
defines machine gun consistent with how a bump stock
operates, because it is a device that is “capable of
discharging the entire capacity of its magazine with
one pull of the trigger.” 13-2 C.B. at 434. As the District
Court found, “[o]nce the shooter pulls the trigger, a
bump stock harnesses and directs the firearm’s recoil
energy, thereby forcing the firearm to shift back and
forth, each time ‘bumping’ the shooters stationary
trigger finger. The shooter is thus able to reengage the
trigger without additional pulls of the trigger.” Guedes
v. Bureau of Alcohol, Tobacco, Firearms, & Explosives,
520 F. Supp. 3d 51, 58 (D.D.C. 2021) (emphasis added).
Petitioners did not properly challenge the predicate for
these factual findings when proposed by the
government at the summary judgment stage, and they
did not challenge the District Court’s factual findings
as clearly erroneous on appeal. See Guedes, 45 F.4th at
317–18. Petitioners’ attempt to wriggle out of these
2
This 1934 letter ruling was not cited in the briefing or in the
panel opinion. I found it when performing subsequent research
after the rehearing petition was filed.
App. 73
findings at the rehearing stage, see Pet. at 10 n.2,
comes way too late and is at least doubly forfeited.
I refer to this 1934 letter ruling not because its
interpretation is binding upon or must be deferred to
by this Court. Instead, it bears mention because it
refutes Petitioners’ contention that the 2018 bump
stock rule “contradicts eight decades of interpretations
by the Treasury Department and the ATF.” Pet. at 15;
see also Guedes, 920 F.3d at 46–47 (Henderson, J.,
concurring in part and dissenting in part). To the
extent the relative gravitas of the various letter rulings
is relevant to the debate, I note that the 1934 letter
ruling was public, issued by the Acting Commissioner
of Internal Revenue, and approved by the Secretary of
the Treasury, see 13-2 C.B. at 440, whereas the bump
stock letter rulings issued between 2008 and 2017 cited
by Petitioners and the dissent were all private, rather
than public, and issued by subordinate Bureau officials,
see Administrative Record (“A.R.”) 424–84. See 26
C.F.R. § 601.601(d)(2)(v)(d) (“Revenue Rulings
published in the Bulletin do not have the force and
effect of [regulations], but are published to provide
precedents to be used in the disposition of other cases,
and may be cited and relied upon for that purpose. No
unpublished ruling or decision will be relied on, used,
or cited, by any officer or employee of the Service as a
precedent in the disposition of other cases.”). Further,
the suggestion by Petitioners and the dissent that
purchasers of bump stocks were entitled to rely on the
2008-2017 private letter rulings is wholly without
merit. See id.; see also McCutchen v. United States, 14
F.4th 1355, 1368–70 (Fed. Cir. 2021), cert. denied, 143
S. Ct. 422 (2022) (holding that bump stock private
App. 74
letter rulings did not establish a property right because
the Bureau’s handbook, “which is public, states that a
[firearm] classification provided by letter is ‘subject to
change if later determined to be erroneous,’” and also
because the letter rulings were informal, unpublished,
and not issued through rulemaking); Hanover Bank v.
Comm’r, 369 U.S. 672, 686 (1962) (“[P]etitioners are
not entitled to rely upon unpublished private rulings
which were not issued specifically to them[.]”).
Relatedly, the dissent’s characterization of the 2018
Rule as Executive overreach ignores the constitutional
and statutory context and exaggerates what happened
here. Walker Op. 1, 10–16. As we have previously held,
Congress explicitly gave the Secretary of Treasury
“interpretative rulemaking power” in the National
Firearms Act. See Lomont, 285 F.3d at 16 (citing 26
U.S.C. § 7805(a)). Thus, the statute, and the
Executive’s power to “take Care that the Laws be
faithfully executed,” U.S. CONST. art. II, § 3, made it
perfectly appropriate for the Bureau to issue a rule
explaining what it believed the statute meant and how
it would enforce the law going forward. The 2018 Rule
was not an extraconstitutional “power grab[],” Walker
Op. 1, but rather a fitting response to many reasonable
questions about the Executive’s view of the scope of the
statutory machine gun prohibition and how it would be
enforced following a national tragedy. And while the
Executive can pronounce its statutory interpretation
consistent with the constitutional order, the judicial
branch has the power and responsibility to render the
authoritative interpretation of the statute. There is no
constitutional crisis.
App. 75
II.
As the panel explained, “a ‘single function’ of the
trigger is best understood as a ‘single pull of the
trigger’ and ‘analogous motions,’ while automatically is
best understood to mean a ‘result of a self-acting or
self-regulating mechanism.’” Guedes, 45 F.4th at 317.
I will let the panel opinion speak for itself. I add only
that the 1934 letter ruling, issued by the Commissioner
and adopted by the Secretary, is consistent with the
panel’s interpretation, and thus corroborates that the
panel interpretation is the best reading of the statute.
As the 1934 Cumulative Bulletin indicates, none
other than Robert H. Jackson—as Assistant General
Counsel of the Bureau of Internal Revenue—authored
over two dozen regulations, letter rulings, and opinion
letters that were published contemporaneously with
the 1934 machine gun letter ruling. 13-2 C.B., passim.
We do not know whether then-Mr. Jackson drafted or
approved the 1934 machine gun letter ruling, though it
is probable. But we do know that, a few years later,
then-Justice Jackson warned that “if the Court does
not temper its doctrinaire logic with a little practical
wisdom, it will convert the constitutional Bill of Rights
into a suicide pact.” Terminiello v. City of Chicago, 337
U.S. 1, 37 (1949) (Jackson, J., dissenting). The 58
people killed and approximately 500 wounded in Las
Vegas by a shooter using bump stock devices behoove
us to heed Justice Jackson’s prescient admonition.
Where we can employ tools of statutory interpretation
to derive a reasonable interpretation of the statute, we
should not find a “grievous ambiguity” to rule in
Petitioners’ favor pursuant to the rule of lenity.
App. 76
Maracich v. Spears, 570 U.S. 48, 76 (2013). One of the
manufacturers of bump stocks bragged on its website,
“Did you know that you can do full-auto firing and it is
absolutely legal?” A.R. 840. We do not have to “guess as
to what Congress intended,” Maracich, 570 U.S. at 76,
to determine whether text prohibiting “any weapon
which shoots . . . automatically more than one shot,
without manual reloading, by a single function of the
trigger,” 26 U.S.C. § 5845(b), covers a device that
concededly replicates “full-auto firing,” A.R. 840.
“There is no war between the Constitution and common
sense.” Mapp v. Ohio, 367 U.S. 643, 657 (1961).
The petition for rehearing en banc is properly
denied.
KAREN LECRAFT HENDERSON, Circuit Judge,
dissenting from the denial of rehearing en banc: For
the reasons explained at the preliminary injunction
stage in my separate panel opinion, which is hereby
incorporated by reference thereto, Guedes v. ATF, 920
F.3d 1, 35–49 (D.C. Cir. 2019) (Henderson, J.,
concurring in part and dissenting in part), I dissent
from the denial of rehearing en banc. And I echo Judge
Walker’s view that the case presents “question[s] of
exceptional importance.” D.C. Cir. R. 35(a)(2); see infra
at 11–16 (Walker, J., dissenting from denial of
rehearing en banc).
WALKER, Circuit Judge, dissenting from the denial
of rehearing en banc: Congress recently considered at
least five bills restricting or banning bump stocks.
None passed. Yet bump stocks are illegal anyway.
App. 77
That’s because the Bureau of Alcohol Tobacco,
Firearms, and Explosives stepped into Congress’s shoes
and criminalized owning a bump stock.
Like other power grabs by impatient agencies, the
Bureau decided Congress was taking too long. So it
relied on a misguided reading of an old statute to solve
the problem itself. According to the agency, that old
statute had banned bump stocks all along.
The Bureau’s overreach is troubling because it turns
law-abiding Americans into criminals. Before the
Bureau issued its rule, it spent a decade telling the
public that bump stocks were legal. After the rule,
bump-stock owners who relied on that advice are felons
if they do not discard their devices.
Congress makes the laws — especially the criminal
laws. The executive branch does not. To reestablish
that principle, I would grant rehearing en banc.
I
Relying on a strained reading of an old statute, the
Bureau banned bump stocks. But no statute gives it
that authority.
A
The Firearms Owners’ Protection Act of 1986
“effectively banned private ownership of machine
guns.” Guedes v. ATF, 920 F.3d 1, 35 (D.C. Cir. 2019)
(Guedes I) (Henderson, J., concurring in part and
dissenting in part) (citing Pub. L. No. 99-308, 100 Stat.
449). The Act made it a crime to “transfer or possess a
machinegun” that was not “lawfully possessed” before
App. 78
1986. 18 U.S.C. § 922(o)(1), (2)(B). To define
“machinegun,” the Act drew on a long-standing
definition in the National Firearms Act of 1934, as
amended in 1968: a “machinegun” is a “weapon which
shoots . . . automatically more than one shot . . . by a
single function of the trigger.” 26 U.S.C. § 5845(b).1
For decades, the government interpreted that
definition to exclude guns that fire only a single bullet
each time the trigger moves. In 1955, for instance, the
government said that a crank-operated gatling gun was
not a machinegun because it was “not designed to shoot
automatically . . . more than one shot with a single
function of the trigger.” Rev. Rul. 55-528, 1955 WL
9410. The crank just let the user fire the gun more
quickly.
Fast forward to 2008. The Bureau relied on similar
reasoning to find that a bump stock did not turn a
semiautomatic gun into a machinegun. A bump stock
replaces the standard stock of a semiautomatic rifle.
When a shooter fires the rifle, it naturally recoils
backwards into the shooter’s shoulder. The bump stock
captures that recoil energy, returning the rifle forward.
When that happens, the trigger bumps into the
shooter’s stationary trigger finger, firing the weapon.
The rifle will keep firing as long as the shooter keeps
forward pressure on the bump stock. In “ten letter
rulings between 2008 and 2017,” the Bureau said
1
The Act originally defined a machinegun as “any weapon which
shoots, or is designed to shoot, automatically or semiautomatically,
more than one shot.” Pub. L. No. 73-474, 48 Stat. 1236 (emphasis
added). The Gun Control Act of 1968 deleted the words “or
semiautomatically.” Pub. L. No. 90-618, 82 Stat. 1231.
App. 79
“bump-stock-type devices” did not “qualify as
machineguns” because they do not work
“automatically.” 83 Fed. Reg. 66,514, 66,517 (Dec. 26,
2018). Instead, they require “the maintenance of
pressure by the shooter” to work. Id. at 66,518.
Then in 2017, a gunman using a bump stock killed
58 people and wounded 500 others in Las Vegas. In the
wake of that tragedy, Congress considered legislation
to ban or restrict bump stocks. See, e.g., H.R. 4168,
115th Cong. (2017); S. 1916, 115th Cong. (2017);
S. 2475, 115th Cong. (2018); H.R. 4594, 116th Cong
(2019); H.R. 5427, 117th Cong. (2021). Yet for better or
worse, those bills did not become laws.
In our system of separated powers, that should have
been the end of the story. Congress alone makes the
laws. U.S. Const., Art. I. And Congress has not yet
decided to ban bump stocks. If that is bad policy,
Americans can show their disapproval at the ballot box
by voting out their representatives.
But instead of letting the democratic process play
out, the Bureau took matters into its own hands. While
legislative efforts were ongoing, the Bureau issued a
rule reinterpreting the statutory definition of
“machinegun” to include bump stocks. 83 Fed. Reg. at
66,514. In doing so the Bureau reversed the
interpretation of the statute it had stuck to for a
decade. Id. at 66,517.
The Bureau also went further than some of the
proposals Congress rejected. For instance, the proposed
Closing the Bump-Stock Loophole Act would have
required bump-stock owners to “register” their devices
App. 80
with the Bureau. H.R. 4168, 115th Cong. (2017). The
Bureau eschewed all such half measures; its
reinterpretation of the statute banned bump stocks
altogether.
After the Bureau’s interpretive about-face, Damien
Guedes and several other plaintiffs brought a challenge
under the Administrative Procedure Act. See Guedes v.
Bureau of Alcohol, Tobacco, Firearms, & Explosives,
520 F. Supp. 3d 51 (D.D.C. 2021). Guedes argued that
the Bureau lacked statutory authority to ban bump
stocks because they are not covered by the National
Firearms Act’s definition of “machinegun.” Id. at 61.
The district court rejected that argument and a panel
of this court affirmed. Guedes v. Bureau of Alcohol,
Tobacco, Firearms & Explosives, 45 F.4th 306, 317
(D.C. Cir. 2022) (Guedes II). Guedes now petitions for
rehearing en banc.
B
The Bureau’s rule misreads the National Firearms
Act. Under the Act, a “machinegun” must “shoot[ ] . . .
automatically more than one shot . . . by a single
function of the trigger.” 26 U.S.C. § 5845(b). A bump
stock neither lets a shooter “automatically [fire] more
than one shot” nor lets him do so by “a single function
of the trigger.” Id. So Congress’s ban on machineguns
unambiguously does not cover them.
1
Start with the phrase “single function of the
trigger.”
App. 81
In 1934, when the statutory definition of
“machinegun” became law, “function” meant the
“natural and proper action” of a thing. Webster’s New
International Dictionary 876 (2d ed. 1933). Something’s
“function” was “[t]he special kind of activity proper to
[it]; the mode of action by which it fulfills its purpose.”
4 Oxford English Dictionary 602 (1933); see also
Wisconsin Central Ltd. v. United States, 138 S. Ct.
2067, 2070 (2018) (courts should “interpret the words
consistent with their ordinary meaning at the time
Congress enacted the statute” (cleaned up)).
So here, we must ask whether the “natural and
proper action” of the trigger lets a rifle modified by a
bump stock fire “more than one shot.” 26 U.S.C.
§ 5845(b). It does not. When shooting with a bump
stock, only one shot fires each time the trigger moves.
See Guedes II, 45 F.4th at 320 (“a bump stock device[ ]
fires only one round with each mechanical movement
of the trigger”). “The trigger . . . must necessarily ‘pull’
backwards and release the rifle’s hammer . . . every
time that the rifle discharges . . . . The rifle cannot fire
a second round until both the trigger and hammer
reset.” Aposhian v. Barr, 958 F.3d 969, 995 (10th Cir.)
(Carson, J., dissenting). Every shot requires a new
movement of the trigger. If a gun fitted with a bump
stock fires more than one round with a single
movement of the trigger, it has malfunctioned.
The Bureau avoids that conclusion by rewriting
“single function of the trigger” as “single pull of the
trigger.” 83 Fed. Reg. at 66,514, 66,518. Because a
shooter firing with a bump stock need pull the trigger
only once to start firing, the Bureau says that a bump
App. 82
stock counts as a machinegun under the statute. Id. at
66,514. After that initial pull, the bump stock
repeatedly pushes the trigger into the shooter’s
stationary finger, firing additional shots. No additional
pulls are required.
But the Bureau provides scant evidence to support
its edit of the statute. Relying on a footnote from
Staples v. United States, 511 U.S. 600, 602 n.1 (1994),
and a snippet of testimony from a congressional
hearing, the Bureau claims that its interpretation is
“consonant with the statute and its legislative history.”
83 Fed. Reg. at 66,518 (quoting Akins v. United States,
312 F. App’x 197, 200 (11th Cir. 2009)).
That is a flimsy foundation for reading the word
“function” to mean something different. True, in
Staples, the Supreme Court described an automatic
weapon as one that “fires repeatedly with a single pull
of the trigger.” 511 U.S. at 602 n.1. But it did so in a
footnote describing background facts, not when
definitively interpreting the National Firearms Act. See
United States v. Olofson, 563 F.3d 652, 657 (7th Cir.
2009) (the Staples footnote “was providing a glossary
for terms frequently appearing in the opinion” and not
“interpreting a statute”).
That leaves the agency with a solitary sentence
from a committee hearing on the 1934 National
Firearms Act to support its interpretation. There, the
National Rifle Association’s then-president testified
that a machinegun is a weapon “capable of firing more
than one shot by a single pull of the trigger, a single
function of the trigger.” 83 Fed. Reg. at 66,518
(quotation marks omitted). But legislative history is
App. 83
notoriously unreliable. The text of the statute controls,
not a throw-away line cherry-picked from the 170-page
record of a congressional hearing. See National
Firearms Act: Hearings Before the Committee on Ways
and Means, H.R. 9066, 73rd Cong. (1934); see also Epic
Systems Corp. v. Lewis, 138 S. Ct. 1612, 1631 (2018)
(warning against “divin[ing] messages from
congressional commentary”).2
Perhaps realizing that the agency’s argument is
weak, the panel offered a different explanation for why
“function” really means “pull.” It reasoned that
“function” means an “activity; doing; [or] performance,”
and “the shooter’s pull is the single ‘activity’ or
‘performance’ of the trigger that causes the gun to
shoot automatically more than one shot.” Guedes II, 45
F.4th at 315 (quotation marks omitted). But that
focuses on the reason why the trigger moves, not, as
the statute requires, on how often the trigger moves.
That gets it backwards. The statute is indifferent about
why the trigger moves — pull, bump, or otherwise — it
2
To the agency’s evidence, Judge Wilkins’s eagle-eyed research
adds a 1934 tax ruling. Wilkins Op. 3. There, the Treasury said a
“semiautomatic” or “autoloading” pistol becomes a “machine gun”
when converted to “discharg[e] the entire capacity of its magazine
with one pull of the trigger.” Rev. Rul. XIII-38-7035, S.T. 772, 132 C.B. 433–34 (Jul.-Dec. 1934). True, that ruling is probative of the
original public meaning of the Act. But tax rulings can be
mistaken, even when they may have been written by Robert
Jackson. Cf. Horace, Ars Poetica (“sometimes even good Homer
nods off”). And here, for the reasons explained above, strong
textual clues counsel against equating, as the Treasury did, “single
function of the trigger” with “one pull of the trigger.”
App. 84
looks only to how many shots are fired each time the
trigger moves.
Plus, reading “function” as “pull” ignores the fact
that Congress knows how to write “single pull of the
trigger” when it wants to. Indeed, the National
Firearms Act’s definition of “rifle” uses that phrase. See
26 U.S.C. § 5845(c) (a rifle “fire[s] only a single
projectile through a rifled bore for each single pull of
the trigger”); see also 18 U.S.C. § 921(a)(5) (a shotgun
“fire[s] through a smooth bore either a number of ball
shot or a single projectile for each single pull of the
trigger”). Yet the panel’s interpretation of “function”
gives no meaning to Congress’s decision to use “single
function” in one place and “single pull” in another. Cf.
Antonin Scalia & Bryan Garner, Reading Law: The
Interpretation of Legal Texts 170 (2012) (courts should
pay attention to meaningful variation in statutory
language).
Even if the agency is right that “function” means
“pull,” it is still not clear that the statute covers bump
stocks. The agency claims, and the panel accepts, that
a “pull” of the trigger can include other “analogous”
ways of “activat[ing] . . . a trigger” like a “push, or some
other action.” 83 Fed. Reg. at 66,515, 66,518 n.5; see
also Guedes II, 45 F.4th at 311 (the statute covers a
“single pull of the trigger and analogous motions.”).
Here, it is undisputed that a bump stock works by
bumping the trigger into the shooter’s stationary
finger, thus firing the weapon. So why does that not
count as a motion that is analogous to a “pull of the
trigger”? The agency has no answer. And if a bump is
analogous to a pull, then rifles fitted with bump stocks
App. 85
are not machineguns under the National Firearms Act.
Each bump, like each pull, fires one bullet. A single
action never causes the rifle to fire more than one shot.
2
A bump stock is not a “machinegun” for a second
reason. A machinegun must “shoot[ ] automatically
more than one shot.” 26 U.S.C. § 5845(b) (emphasis
added). A bump stock does not.
In 1934, “automatically” meant “having a self-acting
or self-regulating mechanism,” Webster’s New
International Dictionary 187 (2d ed. 1934), or “[s]elfacting under the conditions fixed for it, going of itself.”
1 Oxford English Dictionary 574 (1933).
A mechanism cannot be self-acting or selfregulating if it requires user input to keep working.
And a bump stock needs constant input from the
shooter if a gun is to keep firing. He must keep forward
pressure on the bump stock for it to work. If he does
not, the weapon will fire only one shot. So firing with a
bump stock requires “skill[ ] and coordination,” as
explained in comments on the Bureau’s proposed rule.
83 Fed. Reg. at 66,531–32.
Rather than grappling with that inconvenient fact,
the Bureau largely ignores it. It says that a bump stock
lets a shooter fire more than one shot automatically
because “the device harnesses the firearm’s recoil
energy in a continuous back-and-forth cycle that allows
the shooter to attain continuous firing after a single
pull of the trigger.” Id. at 66,519. That is true enough.
But it does not account for the undisputed fact that a
shooter must maintain “forward pressure on the barrel”
App. 86
for a bump stock to let him fire more than one shot.
Guedes II, 45 F.4th at 318. And tellingly, the Bureau
reached a different conclusion for years, finding that
bump stocks require “multiple inputs by the user for
each successive shot.” Letter from Richard W.
Marianos, ATF Assistant Director Public and
Governmental Affairs, to Rep. Ed Perlmutter, at 1–2
(Apr. 16, 2013), https://perma.cc/46VL-J88S.
Even worse, the agency’s reading of the statute
elides an important distinction between automatic and
semiautomatic guns. In 1934, the “difference between
an ‘automatic’ and a ‘semiautomatic’ gun depended on
whether the shooter played a manual role in the
loading and firing process.” Guedes I, 920 F.3d at 45
(Henderson, J., concurring in part and dissenting in
part). A semiautomatic gun is one “in which part, but
not all, of the operations involved in loading and firing
are performed automatically.” Id. (quoting Webster’s
New International Dictionary 187 (2d ed. 1934)). By
contrast, after the first shot is fired, an automatic gun
reloads and fires automatically, so long as the shooter
keeps his finger on the trigger. Id. A gun modified by a
bump stock works semiautomatically: the shooter plays
a manual role in the firing process because he must
keep constant pressure on the bump stock.
If Congress had wanted to call a semiautomatic
weapon a machinegun, it could have. In fact, in 1934,
it did. Originally, the National Firearms Act defined
machinegun to cover both guns that fire more than one
shot “semiautomatically” and those that do so
“automatically.” Pub. L. No. 73-474, 48 Stat. 1236. But
in 1968, Congress deleted the word
App. 87
“semiautomatically” from the statutory definition. Pub.
L. No. 90-618, 82 Stat. 1213. The Bureau’s rule
essentially writes it back in.
To make matters worse, the Bureau’s rule has no
grandfather clause. That means that hundreds of
thousands of law-abiding Americans who legally
bought bump stocks before 2018 now possess illegal
property. What are they to do? According to the
Bureau, they should “destroy or abandon their devices.”
83 Fed. Reg. at 66,530.
That suggestion is startling. For one thing, many
bump-stock owners purchased their devices in reliance
on the Bureau’s assurance that they were not
prohibited. See 83 Fed. Reg. at 66,517. For another,
when Congress passed its ban on machineguns in 1986,
it grandfathered in “machinegun[s] that w[ere] lawfully
possessed before” the ban became effective. 18 U.S.C.
§ 922(o)(2)(B). It is hard to imagine that a Congress
that sought to protect lawful gun owners when it
passed the ban would have sanctioned the Bureau’s
subsequent bait and switch.
***
To sum up, a gun fitted with a bump stock is not a
machinegun because it does not automatically fire
more than one shot each time the trigger moves.
In reaching that conclusion, I join other judges who
have persuasively explained why the Act does not ban
bump stocks. See Cargill v. Garland, 57 F.4th 447 (5th
Cir. 2023) (en banc); Guedes I, 920 F.3d at 35
(Henderson, J., concurring in part and dissenting in
part); Gun Owners of America v. Garland, 19 F.4th
App. 88
890, 910 (6th Cir. 2021) (en banc) (Murphy, J.,
dissenting); Aposhian v. Wilkinson, 989 F.3d 890, 896
(10th Cir. 2021) (Tymkovich, C.J., dissenting from
vacatur of en banc order).
II
If this were an ordinary case about statutory
interpretation, I would not call for rehearing en banc,
even if I disagreed with the panel’s analysis. En banc
review is reserved for “question[s] of exceptional
importance.” D.C. Cir. R. 35(a)(2).
But the bump stock ban is not ordinary. It’s the
source of a circuit split. It’s the product of an agency’s
impatience with Congress. And it’s an affront to
800 years of Anglo-American legal history restricting
the executive’s power to create new crimes.
In short, even in an era of aggressive executive
rulemaking, the bump stock ban is a bridge too far.
A
En banc rehearing is often appropriate when a
panel opinion conflicts with other circuit-court
decisions. Sweet Home Chapter of Communities for a
Great Oregon v. Babbitt, 30 F.3d 190, 195 (D.C. Cir.
1994) (Silberman, J., dissenting from denial of
rehearing en banc) (“[T]he issue would seem of
sufficient importance, particularly in light of the circuit
split.”); cf. D.C. Cir. R. 35(b)(1)(B) (litigants should flag
circuit splits in their en banc petitions).
Here, circuits are split on the best reading of the
National Firearms Act’s definition of “machinegun.”
App. 89
The Fifth and Sixth Circuits have held, as I would,
that the Act does not let the Bureau ban bump stocks.
See Cargill, 57 F.4th at 447; Hardin v. Bureau of
Alcohol, Tobacco, Firearms and Explosives, 2023 WL
3065807 (6th Cir. 2023). The Tenth Circuit upheld the
Bureau’s rule, as did this Court. Aposhian, 958 F.3d at
989; Guedes II, 45 F.4th at 310.
B
Two further factors
reconsideration en banc.
weigh
in
favor
of
1
The bump-stock ban is a glaring example of an
increasingly common story:
1. Congress considers a highly controversial
solution to a modern problem that attracts great
public attention.
2. Despite that attention, Congress does not pass
legislation addressing it.
3. The executive then finds within an old statute
the power to address the problem that Congress
did not.
That is also what happened with student loan
forgiveness. Compare H.R. 6800, 116th Cong. (2020)
with Loan Forgiveness Fact Sheet, White House
(Aug. 24, 2022). And the COVID vaccine mandate.
NFIB v. OSHA, 142 S. Ct. 661, 662 (2022). And the
COVID eviction moratorium. Alabama Association of
Realtors v. HHS, 141 S. Ct. 2485, 2486 (2021). And an
attempted nationwide shift away from coal-fired power
App. 90
stations. West Virginia v. EPA, 142 S. Ct. 2587, 2614
(2022). And efforts to build a wall at our southern
border. See Proclamation 9844, 84 Fed. Reg. 4949
(Feb. 15, 2019) (declaring an emergency at the
southern border to get more funding than Congress had
appropriated). And net neutrality. United States
Telecom Association v. FCC, 855 F.3d 381, 476 (D.C.
Cir. 2017) (Kavanaugh, J, dissenting from denial of
rehearing en banc) (“Congress has debated net
neutrality for many years, but Congress has never
enacted net neutrality legislation or clearly authorized
the FCC to impose common-carrier obligations on
Internet service providers.”).
The point is not that any of those policies is good or
bad. The point is that the executive branch is acting
when Congress does not. That intrudes on Congress’s
constitutionally-assigned role and disincentivizes it
from legislating in the future. Why would Congress
bear the political costs of passing laws when it can let
bureaucrats shoulder them instead? See Elena Kagan,
Presidential Administration, 114 Harv. L. Rev. 2245,
2255–56 (2001) (Congress sometimes enacts “openended grants of power” in order to “pass on to another
body politically difficult decisions”).
I will not rehash here all the reasons why
lawmaking by the executive is problematic. I’ve written
about it before. American Lung Association v. EPA, 985
F.3d 914, 996–97 (D.C. Cir. 2021) (Walker, J.
concurring in part and dissenting in part), overruled by
West Virginia, 142 S. Ct. at 2614. So have many of our
nation’s finest judges and scholars. See, e.g., Baldwin
v. United States, 140 S. Ct. 690, 691 (2020) (Thomas, J.,
App. 91
dissenting from denial of certiorari); Steven G.
Calabresi et al., The Rise and Fall of the Separation of
Powers, 106 Nw. L. Rev. 527, 545–46 (2012). And
Madison before them. The Federalist No. 48 (J.
Madison). And Montesquieu before him.
1 Montesquieu, The Spirit of the Laws 151–62 (Thomas
Nugent trans. 1777).
2
The Bureau’s rule turns law-abiding bump-stock
owners into criminals. But the Anglo-American legal
system has long restricted the executive branch’s power
to create new crimes. Crimes are made by legislation,
not executive fiat.
That principle has its roots in Magna Carta. After
King John used “summary process” to “arrest and
imprison[ ]” Englishmen on “administrative order[s],”
English Barons forced him to agree to a new set of
limits on his power. J.C. Holt, Magna Carta 276 (3d ed.
2015). Chief among those limits was a commitment
that “[n]o free man shall be arrested or imprisoned . . .
except by the lawful judgment of his peers or by the law
of the land.” Magna Carta, Ch. 39 (1215). After 1215,
the King could not punish an Englishman “without the
application of general rules to the case by a tribunal of
[his] peers.” Nathan S. Chapman & Michael W.
McConnell, Due Process as Separation of Powers, 121
Yale L.J. 1672, 1682 (2012). Those “general rules” were
the “law of the land,” the “standing law that governed
all of the King’s subjects in England.” Id. No longer
could the King impose criminal punishment whenever
it suited his whims.
App. 92
Hard-won by the English Barons, that right was
cherished by the American colonists. It was their
inheritance as Englishmen. And when they
enumerated the limits of a central government in their
new nation, the founders guaranteed that “life, liberty,
or property” may not be taken “without due process of
law.” U.S. Const. Amend. V.
That means that “our Government [must] proceed
. . . according to written constitutional and statutory
provisions . . . before depriving someone of life, liberty,
or property.” Nelson v. Colorado, 581 U.S. 128, 150 n.1
(2017) (Thomas, J., dissenting) (quotation marks
omitted); see also Pacific Mutual Life Insurance Co. v.
Haslip, 499 U.S. 1, 28 (1991) (Scalia, J., concurring)
(noting that the phrase “due process of law” meant “law
of the land”). In other words, the executive branch may
prosecute only those criminal offenses that Congress
has authorized by law. The Due Process Clause “was a
separation-of-powers concept designed as a safeguard
against unlicensed executive action, forbidding only
deprivations not authorized by legislation or common
law.” United States v. Vaello Madero, 142 S. Ct. 1539,
1545 (2022) (Thomas, J., concurring) (quotation marks
omitted).
To Magna Carta’s guarantee of due process, the
Constitution added a second safeguard — an
independent legislature, beholden in no way to the
Executive. Article I’s Vesting Clause makes clear that
Congress alone has the “legislative power.” U.S. Const.
Art. I, § 1.
“Perhaps the most important consequence of th[at]
assignment concerns the power to punish. Any new
App. 93
national laws restricting liberty require the assent of
the people’s representatives and thus input from the
country’s ‘many parts, interests and classes.’” Wooden
v. United States, 142 S. Ct. 1063, 1083 (2022) (Gorsuch,
J., concurring) (quoting The Federalist No. 51 (J.
Madison)). Indeed, since 1812, the Supreme Court has
said that Congress alone defines crimes and fixes
punishments. United States v. Hudson & Goodwin, 11
U.S. (7 Cranch) 32, 34 (1812) (“The legislative
authority of the Union must . . . make an act a crime
[and] affix a punishment to it.”); see also United States
v. Wiltberger, 18 U.S. (5 Wheat.) 76, 95 (1820)
(Marshall, C.J.) (“[T]he power of punishment is vested
in the legislative . . . department. It is the legislature
. . . which is to define a crime, and ordain its
punishment.”).
Today, those safeguards are not what they used to
be. In the early 1900s, Congress began to delegate
open-ended powers to executive agencies. Kagan,
supra, at 2255. And by the late 1940s, the Supreme
Court would uphold any delegation if Congress
provided an intelligible principle to guide the agency.
American Power & Light Co. v. SEC, 329 U.S. 90, 105
(1946); see also J.W. Hampton Jr. & Co. v. United
States, 276 U.S. 394, 409 (1928) (coining the
“intelligible principle” phrase). Under the Supreme
Court’s light-touch nondelegation doctrine, it has
upheld as a valid delegation a statute “endow[ing] the
nation’s chief prosecutor with the power to write his
own criminal code governing the lives of a half-million
citizens.” Gundy v. United States, 139 S. Ct. 2116, 2131
(2019) (Gorsuch, J., dissenting); cf. Touby v. United
States, 500 U.S. 160, 165–66 (1991) (it is an open
App. 94
question whether “something more than an ‘intelligible
principle’ is required when Congress authorizes
another Branch to promulgate regulations that
contemplate criminal sanctions”).
Whatever the merits of that development, one
safeguard has not loosened. When Congress does
delegate rulemaking authority, the executive branch
must remain faithful to the statutory text. It may not
use creative interpretations to grab for itself even more
power. But the Bureau’s rule does just that, stretching
the text of the National Firearms Act to criminalize
conduct that Congress has not.
***
The day before the Bureau’s rule, owning a bump
stock was legal. The day after, it carries a ten-year
prison sentence — all without Congress lifting a finger.
I would grant rehearing en banc to reestablish that
the power to make crimes stays where the Constitution
put it — with Congress.
App. 95
APPENDIX E
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
No. 19-5042
[Filed April 1, 2019]
_________________________________________
DAMIEN GUEDES, ET AL.,
)
APPELLANTS
)
)
v.
)
)
BUREAU OF ALCOHOL, TOBACCO,
)
FIREARMS AND EXPLOSIVES, ET AL.,
)
APPELLEES
)
_________________________________________ )
Consolidated with 19-5044
Appeals from the United States District Court
for the District of Columbia
(No. 1:18-cv-02988)
(No. 1:18-cv-03086)
_____________________________
Argued March 22, 2019 —
Decided April 1, 2019
______________________________
Erik S. Jaffe argued the cause for appellants
Damien Guedes, et al. With him on the briefs were
Joshua Prince and Adam Kraut.
App. 96
Stephen D. Stamboulieh and Alan Alexander Beck
were on the brief for appellants David Codrea, et al.
Ilya Shapiro was on the brief for amicus curiae Cato
Institute in support of appellants.
Conor Shaw and Nikhel S. Sus were on the brief for
amici curiae Citizens for Responsibility and Ethics in
Washington and Former Government and Ethics
Officials in support of appellants.
Steven M. Simpson was on the brief for amici curiae
The New Civil Liberties Alliance and W. Clark
Aposhian in support of appellants.
J. Carl Cecere, Jr. was on the brief for amicus
curiae Morton Rosenberg in support of reversal.
Bradley Hinshelwood, Attorney, and Hashim M.
Mooppan, Deputy Assistant Attorney General, U.S.
Department of Justice, argued the causes for appellees.
With them on the brief were Matthew J. Glover,
Counsel to the Assistant Attorney General, and Scott
R. McIntosh, Michael S. Raab, and Abby C. Wright,
Attorneys.
Ian Simmons, Matt Schock, and Anthony G. Beasley
were on the brief for amicus curiae Giffords Law
Center to Prevent Gun Violence in support of appellees.
Before: HENDERSON, SRINIVASAN and MILLETT,
Circuit Judges.
Opinion for the Court filed PER CURIAM.
Opinion concurring in part and dissenting in part
filed by Circuit Judge HENDERSON.
App. 97
PER CURIAM: In October 2017, a lone gunman armed
with bump-stock-enhanced semiautomatic weapons
murdered 58 people and wounded hundreds more in a
mass shooting at a concert in Las Vegas, Nevada. In
the wake of that tragedy, the Bureau of Alcohol,
Tobacco, Firearms and Explosives (“Bureau”)
promulgated through formal notice-and-comment
proceedings a rule that classifies bump-stock devices as
machine guns under the National Firearms Act, 26
U.S.C. §§ 5801–5872. See Bump-Stock-Type Devices, 83
Fed. Reg. 66,514 (Dec. 26, 2018) (“Bump-Stock Rule”).
The then-Acting Attorney General Matthew Whitaker
initially signed the final Bump-Stock Rule, and
Attorney General William Barr independently ratified
it shortly after taking office. Bump-stock owners and
advocates filed separate lawsuits in the United States
District Court for the District of Columbia to prevent
the Rule from taking effect. The district court denied
the plaintiffs’ motions for a preliminary injunction to
halt the Rule’s effective date. Guedes v. Bureau of
Alcohol, Tobacco, Firearms, and Explosives, 356
F. Supp. 3d 109 (D.D.C. 2019). We affirm the denial of
preliminary injunctive relief.
I
A
The National Firearms Act (i) regulates the
production, dealing in, possession, transfer, import,
and export of covered firearms; (ii) creates a national
firearms registry; and (iii) imposes taxes on firearms
importers, manufacturers, and dealers, as well as
specified transfers of covered firearms. 26 U.S.C.
§§ 5801–5861. Failure to comply with the National
App. 98
Firearms Act’s requirements results in penalties and
forfeiture, and subjects the violator to the general
enforcement measures available under the internal
revenue laws. Id. §§ 5871–5872.
The firearms subject to regulation and registration
under the National Firearms Act include
“machinegun[s].” 26 U.S.C. § 5845(a).1 The statute
defines a “machinegun” as “any weapon which shoots,
is designed to shoot, or can be readily restored to shoot,
automatically more than one shot, without manual
reloading, by a single function of the trigger.” 26 U.S.C.
§ 5845(b). The definition also covers “the frame or
receiver of any such weapon,” as well as “any part” or
“combination of parts designed and intended, for use in
converting a weapon into a machinegun,” and “any
combination of parts from which a machinegun can be
assembled” as long as those “parts are in the possession
or under the control of a person.” Id.
Congress expressly charged the Attorney General
with the “administration and enforcement” of the
National Firearms Act, 26 U.S.C. § 7801(a)(1),
(a)(2)(A), and provided that the Attorney General “shall
prescribe all needful rules and regulations for the
enforcement of” the Act,” id. § 7805; see id.
§ 7801(a)(2)(A).
The Gun Control Act of 1968, 18 U.S.C. § 921 et seq.,
as amended by the Firearm Owners’ Protection Act,
Pub. L. No. 99-308, 100 Stat. 449 (1986), imposes both
a regulatory licensing scheme and criminal prohibitions
1
Except when quoting sources, we use the two-word spelling of
machine gun.
App. 99
on specified firearms transactions. See 18 U.S.C. § 923
(licensing scheme); id. § 922 (criminal prohibitions).
The Gun Control Act incorporates by reference the
definition of machine gun in the National Firearms
Act, 26 U.S.C. § 5845(b). See 18 U.S.C. § 921(a)(23).
The Gun Control Act also expressly delegates
administrative and rulemaking authority to the
Attorney General to “prescribe only such rules and
regulations as are necessary to carry out the provisions
of this chapter.” Id. § 926(a).
The Attorney General has delegated the
responsibility for administering and enforcing the
National Firearms Act and the Gun Control Act to the
Bureau. See 28 C.F.R. § 0.130(a).
B
1
Machine guns are generally prohibited by federal
law. See 18 U.S.C. § 922(o). On the other hand, many
firearms that require a distinct pull of the trigger to
shoot each bullet are lawful. See generally id. § 922; 26
U.S.C. § 5845.
A “bump stock” is a device that replaces the
standard stationary stock of a semiautomatic rifle—the
part of the rifle that typically rests against the
shooter’s shoulder—with a non-stationary, sliding stock
that allows the shooter to rapidly increase the rate of
fire, approximating that of an automatic weapon. 83
Fed. Reg. at 66,516. A bump stock does so by
channeling and directing the recoil energy from each
shot “into the space created by the sliding stock
(approximately 1.5 inches) in constrained linear
App. 100
rearward and forward paths.” Id. at 66,518. In so
doing, the bump stock “harnesses the firearm’s recoil
energy as part of a continuous back-and-forth cycle
that allows the shooter to attain continuous firing”
following a single pull of the trigger. Id. at 66,533. That
design allows the shooter, by maintaining constant
backward pressure on the trigger as well as forward
pressure on the front of the gun, to fire bullets
continuously and at a high rate of fire to “mimic” the
performance of a fully automatic weapon. Id. at 66,516.
Exercising his regulatory authority, the Attorney
General first included a bump-stock type device within
the statutory definition of “machinegun” in 2006. See
ATF Ruling 2006-2; see also Akins v. United States, 312
F. App’x 197, 199 (11th Cir. 2009) (summary order). In
later years, some other bump-stock devices were not
categorized as machine guns. 83 Fed. Reg. at 66,514.
2
On October 1, 2017, a shooter used multiple
semiautomatic rifles equipped with bump stocks to fire
several hundred rounds of ammunition into a crowd of
concert attendees within a roughly ten-minute span of
time. The “‘rapid fire’ operation” of the shooter’s
weapons enabled by the bump stocks left 58 dead and
approximately 500 wounded. 83 Fed. Reg. at 66,516.
The Las Vegas massacre prompted an immediate
outcry from the public and members of Congress. See
Guedes, 356 F. Supp. 3d at 120, 123. In response,
President Trump “direct[ed] the Department of Justice,
* * * as expeditiously as possible, to propose for notice
and comment a rule banning all devices that turn legal
App. 101
weapons into machineguns.” Application of the
Definition of Machinegun to “Bump Fire” Stocks and
Other Similar Devices, 83 Fed. Reg. 7,949, 7,949
(Feb. 20, 2018). The Bureau then revisited the status of
bump stocks and addressed the variation in its prior
positions. 83 Fed. Reg. at 66,516–66,517. On March 29,
2018, then-Attorney General Sessions issued a Notice
of Proposed Rulemaking that suggested “amend[ing]
the Bureau of Alcohol, Tobacco, Firearms, and
Explosives regulations to clarify that [bump-stock-type
devices] are ‘machineguns’” under 26 U.S.C. § 5845(b).
See Bump-Stock-Type Devices, 83 Fed. Reg. 13,442
(March 29, 2018).
The Bureau promulgated its final rule on
December 26, 2018. With respect to the statutory
definition of machine gun, the Bump-Stock Rule
provided that the National Firearms Act’s use of “the
term ‘automatically’ as it modifies ‘shoots, is designed
to shoot, or can be readily restored to shoot,’” 26 U.S.C.
§ 5845(b), “means functioning as the result of a selfacting or self-regulating mechanism that allows the
firing of multiple rounds through a single function of
the trigger.” 83 Fed. Reg. at 66,553–66,554 (codified at
27 C.F.R. §§ 447.11, 478.11, 479.11). The Rule further
defined “single function of the trigger,” 26 U.S.C.
§ 5845(b), to mean “a single pull of the trigger and
analogous motions.” 83 Fed. Reg. at 66,553–66,554
(codified at 27 C.F.R. §§ 447.11, 478.11, 479.11).
In light of those definitions, the Bump-Stock Rule
concluded that the statutory term “‘machinegun’
includes a bump-stock-type device”—that is, “a device
that allows a semiautomatic firearm to shoot more
App. 102
than one shot with a single pull of the trigger by
harnessing the recoil energy of the semiautomatic
firearm to which it is affixed so that the trigger resets
and continues firing without additional physical
manipulation of the trigger by the shooter.” 83 Fed.
Reg. at 66,553–66,554 (codified at 27 C.F.R. §§ 447.11,
478.11, 479.11).
In adopting the Bump-Stock Rule, the Bureau relied
on both the “plain meaning” of the statute and the
agency’s charge to implement the National Firearms
Act and the Gun Control Act. 83 Fed. Reg. at 66,527
(citing and invoking Chevron U.S.A. v. Natural Res.
Def. Council, 467 U.S. 837 (1984)). The Bureau
explained that the Bump-Stock Rule both “accord[s]
with the plain meaning” of the statute, and “rests on a
reasonable construction of” any “ambiguous” statutory
terms. Id. In the Bureau’s view, by not further defining
the terms “automatically” and “single function of the
trigger,” Congress “left it to the [Attorney General] to
define [them] in the event those terms are ambiguous.”
Id. (citing Chevron, 467 U.S. at 844); see also id. at
66,515 (citing delegations of regulatory authority under
26 U.S.C. §§ 7801(a)(2)(A), 7805(a), and 18 U.S.C.
§ 926(a)).
The Bureau was explicit that the Bump-Stock Rule
would only become “effective” on March 26, 2019,
ninety days after promulgation. 83 Fed. Reg. at 66,514.
The Bureau further assured that individuals would be
subject to “criminal liability only for possessing bumpstock-type devices after the effective date of regulation,
not for possession before that date.” Id. at 66,525; see
also id. (providing that the Rule “criminalize[s] only
App. 103
future conduct, not past possession of bump-stock-type
devices that ceases by the effective date”); id. at 66,539
(“To the extent that owners timely destroy or abandon
these bump-stock-type devices, they will not be in
violation of the law[.]”). Bump-stock owners were
directed to destroy their devices or leave them at a
Bureau office by March 26, 2019. Id. at 66,514.
Although most of the rulemaking process occurred
during the tenure of Attorney General Jefferson
Sessions, he resigned his office on November 7, 2018.
The President then invoked the Federal Vacancies
Reform Act of 1998 (“Reform Act”), 5 U.S.C.
§ 3345(a)(3), to designate Matthew Whitaker, who had
been Sessions’ chief of staff, “to perform the functions
and duties of the office of Attorney General, until the
position is filled by appointment or subsequent
designation.” Memorandum from President Donald
Trump to Matthew George Whitaker, Chief of Staff,
Department of Justice (Nov. 8, 2018), J.A. 277. The
final Bump-Stock Rule was signed by then-Acting
Attorney General Whitaker. Whitaker served as the
Acting Attorney General for 98 days, until William
Barr was sworn in as the Attorney General on
February 14, 2019. See Bump-Stock-Type Devices, 84
Fed. Reg. 9,239, 9,240 (March 14, 2019).
On March 11, 2019, Attorney General Barr
announced that he had “independently reevaluate[d]”
the Bump-Stock Rule and the “underlying rulemaking
record.” 94 Fed. Reg. at 9,240. “[H]aving reevaluated
those materials without any deference to [Whitaker’s]
earlier decision,” Attorney General Barr “personally
App. 104
c[a]me to the conclusion that it is appropriate to ratify
and affirm the final rule,” and did so. Id.
C
Three groups of bump-stock owners and advocates
filed suit in the United States District Court for the
District of Columbia to prevent the Bump-Stock Rule
from taking effect. See Damien Guedes v. Bureau of
Alcohol, Tobacco, Firearms, and Explosives, No. 18-cv2988; David Codrea v. William P. Barr, No. 18-cv-3086;
Firearms Policy Coalition, Inc. v. William P. Barr,
No. 18-cv-3083. As relevant here, the Guedes plaintiffs
(“Guedes”) and the Codrea plaintiffs (“Codrea”) argued
that the Bureau promulgated the Bump-Stock Rule in
violation of the Administrative Procedure Act, 5 U.S.C.
§ 500 et seq. Also, the Firearms Policy Coalition
(“Coalition”) and Codrea argued that Acting Attorney
General Whitaker lacked the legal authority to
promulgate the Rule because his designation as Acting
Attorney General violated the Attorney General Act, 28
U.S.C. § 508, and the Appointments Clause of the
Constitution, Article II, Section 2, Clause 2.
The district court denied all three motions for a
preliminary injunction. Guedes, 356 F. Supp. 3d at 119.
The district court concluded that Guedes, Codrea, and
the Coalition had not demonstrated a likelihood of
success on the merits. The court first held that “[m]ost
of the plaintiffs’ administrative law challenges are
foreclosed by the Chevron doctrine,” and the Rule
“adequately explained” the agency’s decision to classify
bump-stock-type devices as machine guns. Id. at 120.
As to the challenges to Whitaker’s authority, the
district
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