Amicus Curiae Brief — Ursula Newell-Davis, et al., Petitioners v. Courtney N. Phillips, in Her Official Capacity as Secretary of the Louisiana Department of Health, et al.
Supreme Court briefJul 13, 2023
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No. 22-1208
IN THE
Supreme Court of the United States
_________________________________________________
URSULA NEWELL-DAVIS, ET AL.,
Petitioners,
v.
COURTNEY N. PHILLIPS, IN HER OFFICIAL CAPACITY AS
SECRETARY OF THE LOUISIANA
DEPARTMENT OF HEALTH, ET AL.,
Respondents.
____________________________________________________________________________________________________
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit
____________________________________________________________________________________________________
BRIEF OF AMICUS CURIAE
AMERICANS FOR PROSPERITY FOUNDATION
IN SUPPORT OF PETITIONERS
————
Michael Pepson
Counsel of Record
Cynthia Fleming Crawford
AMERICANS FOR PROSPERITY FOUNDATION
1310 N. Courthouse Road, Ste. 700
Arlington, VA 22201
(571) 329-4529
mpepson@afphq.org
Counsel for Amicus Curiae
July 13, 2023
i
TABLE OF CONTENTS
Table of Authorities ...................................................... ii
Interest of Amicus Curiae ............................................ 1
Summary of Argument ................................................. 2
Argument ....................................................................... 6
I.
The Right to Pursue a Common Occupation
Is Deeply Rooted ............................................. 6
II.
The Fourteenth Amendment’s Privileges or
Immunities Clause Protects Deeply Rooted
Negative Rights .............................................. 9
III. This Court Should Squarely Overrule the
Slaughter-House Cases ................................ 16
A. The
Slaughter-House
Cases
Are
Demonstrably Erroneous ............................. 16
B. Enforcing the Privileges or Immunities
Clause’s Original Public Meaning Will Not
Open Pandora’s Box ..................................... 18
IV. This Court Also Should Abandon Carolene
Products Footnote Four ............................... 21
Conclusion ................................................................... 22
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Adamson v. California,
332 U.S. 46 (1947) ................................................. 15
Allen v. Tooley,
80 Eng. Rep. 1055 (K.B. 1614) ............................... 7
Am. Legion v. Am. Humanist Ass’n,
139 S. Ct. 2067 (2019) ..................................... 18, 19
Barsky v. Bd. of Regents,
347 U.S. 442 (1954) ................................................. 8
Borden’s Farm Prod. Co. v. Baldwin,
293 U.S. 194 (1934) ............................................... 20
Buffington v. McDonough,
143 S. Ct. 14 (2022) ............................................... 22
Corfield v. Coryell,
6 F. Cas. 546 (C.C.E.D. Pa. 1823) .............. 3, 13, 19
Davenant v. Hurdis,
72 Eng. Rep. 769 (K.B. 1599) ................................. 7
Dent v. West Virginia,
129 U.S. 114 (1889) ................................................. 8
Dobbs v. Jackson Women’s Health Org.,
142 S. Ct. 2228 (2022) ....................................... 9, 19
iii
Gibbons v. Ogden,
22 U.S. (9 Wheat.) 1 (1824) .................................... 9
Golden Glow Tanning Salon, Inc. v. City
of Columbus,
52 F.4th 974 (5th Cir. 2022) ....................... 6, 7, 8, 9
Greene v. McElroy,
360 U.S. 474 (1959) ............................................... 20
Haaland v. Brackeen,
599 U.S. ____ (2023) .............................................. 11
Hettinga v. United States,
677 F.3d 471 (D.C. Cir. 2012)............................... 20
Kennedy v. Bremerton School District,
142 S. Ct. 2407 (2022) ........................................... 11
Mallory v. Norfolk S. R.R. Co.,
600 U.S. ____ (2023) .............................................. 10
McBurney v. Young,
569 U.S. 221 (2013) ............................................... 13
McDonald v. Chicago,
561 U.S. 742 (2010) .................. 8, 10, 15, 16, 17, 18
Mills v. Rogers,
457 U.S. 291 (1982) ............................................... 18
Moore v. Harper,
600 U.S. ____ (2023) .............................................. 11
iv
Nordyke v. King,
563 F.3d 439 (9th Cir. 2009) ................................ 19
N.Y. State Rifle & Pistol Ass’n v. Bruen,
142 S. Ct. 2111 (2022) ................................. 6, 11, 19
Patel v. Tex. Dep’t of Licensing &
Regulation,
469 S.W.3d 69 (Tex. 2015) ...................... 6, 8, 16, 20
Saenz v. Roe,
526 U.S. 489 (1999) ............................. 12, 13, 16, 17
Slaughter-House Cases,
83 U.S. (16 Wall.) 36 (1872) ......3, 7, 10, 13, 14, 15,
16, 18
The Antelope,
23 U.S. (10 Wheat.) 66 (1825) ................................ 8
The Case of the Monopolies,
77 Eng. Rep. 1260 (K.B. 1602) ............................... 7
The Case of the Tailors of Ipswich,
77 Eng. Rep. 1218 (K.B. 1610) ............................... 7
The Pocket Veto Case,
279 U.S. 655 (1929) ............................................... 11
Timbs v. Indiana,
139 S. Ct. 682 (2019) ............................................. 15
Tiwari v. Friedlander,
26 F.4th 355 (6th Cir. 2022) ........................... 20, 22
v
Tyler v. Hennepin County,
143 S. Ct. 1369 (2023) ........................................... 11
United States v. Carolene Products,
304 U.S. 144 (1938) ........................................... 5, 21
United States v. Vaello-Madero,
142 S. Ct. 1539 (2022) ..................................... 15, 16
Washington v. Glucksberg,
521 U.S. 702 (1997) ......................................... 19, 20
Whole Woman’s Health v. Hellerstedt,
579 U.S. 582 (2016) ............................................... 21
Constitution
U.S. Const. Art. IV, § 2, cl. 1 ........................................ 3
U.S. Const. amend. XIV, § 1 .............................. 3, 9, 10
Statutes
La. Admin. Code tit. 48, § 12523(A) ............................ 4
Other Authorities
Akhil Reed Amar, America’s
Constitution: A Biography (2006) ........................ 12
Akhil Reed Amar, Foreword: The
Document and the Doctrine,
114 Harv. L. Rev. 26 (2000)...................... 12, 16, 17
vi
Akhil Reed Amar, The Bill of Rights
and the Fourteenth Amendment,
101 Yale L.J. 1193 (1992) ..................................... 12
Randy E. Barnett & Evan D. Bernick,
The Original Meaning of the
Fourteenth Amendment (2021) ............... 11, 12, 17
Amy Coney Barrett, Countering the
Majoritarian Difficulty,
32 Const. Comment. 61 (2017) ............................. 20
Josh Blackman & Ilya Shapiro, Keeping
Pandora’s Box Sealed: Privileges or
Immunities, The Constitution in
2020, and Properly Extending The
Right to Keep and Bear Arms To The
States,
8 Geo. J.L. & Pub. Pol’y 1 (2010) ...... 11, 12, 13, 18,
19, 20
William Blackstone, Commentaries on
the Laws of England ......................................... 7, 10
Steven G. Calabresi & Larissa C.
Leibowitz, Monopolies and the
Constitution: A History of Crony
Capitalism,
36 Harv. J.L. & Pub. Pol’y 983 (2013) ......... 6, 7, 14
Michael Curtis, Historical Linguistics,
Inkblots, and Life After Death: The
Privileges or Immunities of Citizens
of the United States,
78 N.C. L. Rev. 1071 (2000).................................. 10
vii
James W. Ely Jr., “To Pursue Any
Lawful Trade or Avocation”: The
Evolution of Unenumerated
Economic Rights in the Nineteenth
Century,
8 U. Pa. J. Const. L. 917 (2006) ............................. 6
Richard A. Epstein, Further Thoughts
on the Privileges or Immunities
Clause of the Fourteenth
Amendment,
1 N.Y.U. J.L. & Liberty 1096 (2005).................... 17
Declaration of Independence (1776)............................ 2
John Harrison, Reconstructing the
Privileges or Immunities Clause,
101 Yale L. J. 1385 (1992) .............................. 14, 16
Magna Carta, ch. 20 (1215) ......................................... 7
Magna Carta, ch. 29 (1225) ..................................... 3, 7
Michael McConnell, Ways to Think
About Unenumerated Rights,
2013 U. Ill. L. Rev. 1985 (2013) ........................... 10
Timothy Sandefur, A Rebuilding the
Fourteenth Amendment: The
Prospects and the Pitfalls,
12 NYU J.L. & Liberty 278 (2019)......................... 8
Timothy Sandefur, State Powers and the
Right to Pursue Happiness,
21 Tex. Rev. Law & Pol. 323 (2016)................... 2, 3
viii
Timothy Sandefur, The Right to Earn a
Living,
6 Chap. L. Rev. 207 (2003) ..................................... 7
Kevin Schmidt & Thomas Kimbrell,
Permission to Care: How Certificate
of Need Laws Harm Patients and
Stifle Health Care Innovation,
Americans for Prosperity
Foundation (Oct. 20, 2021),
https://americansforprosperityfound
ation.org/wpcontent/uploads/2021/10/Permissionto-Care-AFPF-CON-report.pdf ...................... 1, 2, 5
Ilya Shapiro & Josh Blackman, The
Once and Future Privileges or
Immunities Clause,
26 Geo. Mason L. Rev. 1207 (2019) ....................... 7
J. Story,
Commentaries on the Constitution of
the United States (1833)......................................... 9
Jeffrey S. Sutton, 51 Imperfect
Solutions: States and the Making of
American Constitutional Law (2018) .................. 19
1
BRIEF OF AMICUS CURIAE
IN SUPPORT OF PETITIONERS
Under Supreme Court Rule 37.2, Americans for
Prosperity Foundation (“AFPF”) respectfully submits
this amicus curiae brief in support of Petitioners.1
INTEREST OF AMICUS CURIAE
Amicus curiae AFPF is a 501(c)(3) nonprofit
organization committed to educating and training
Americans to be courageous advocates for the ideas,
principles, and policies of a free and open society. One
of those key ideas is that the Constitution protects
liberty—including economic liberty. As part of this
mission, it appears as amicus curiae before federal
and state courts.
AFPF has an interest in this case because it
believes the Fourteenth Amendment’s Privileges or
Immunities Clause protects both individual rights
enumerated in the Bill of Rights and fundamental
liberties deeply rooted in our history and tradition,
including economic liberties, against state invasion
and arbitrary government regulation.
AFPF also opposes certificate of need (CON) laws.
See, e.g., Kevin Schmidt & Thomas Kimbrell,
Permission to Care: How Certificate of Need Laws
1 All parties have received timely notice of amicus curiae’s intent
to file this brief. Amicus curiae states that no counsel for any
party authored this brief in whole or in part, and no entity or
person, aside from amicus curiae or its counsel, made any
monetary contribution intended to fund the preparation or
submission of this brief.
2
Harm Patients and Stifle Health Care Innovation,
Americans for Prosperity Foundation (Oct. 20, 2021)
[hereinafter “Permission to Care”];2 Br. of Amicus
Curiae AFPF in Support of Pet’r, Tiwari v.
Friedlander, No. 22-42 (U.S., filed Aug. 22, 2022).
More broadly, AFPF opposes cronyism, rent seeking,
and protectionist legislation that shields special
interest groups from competition by creating
senseless barriers to entry.
SUMMARY OF ARGUMENT
Our Nation is founded on the idea that the rights
to “Life, Liberty and the pursuit of Happiness” are
“unalienable.” Declaration of Independence ¶2 (1776).
And that “to secure these rights, Governments are
instituted among Men, deriving their just powers from
the consent of the governed[.]” Id. As the signers of the
Declaration understood, these unalienable liberties,
all deeply rooted in our history and tradition at the
Founding, are not contingent on or provided by
government but are natural rights we possess by
virtue of our humanity. Among these preexisting
negative liberties is the right to pursue a common,
lawful occupation without arbitrary government
regulation.
Positive law has also recognized economic liberty
for centuries. “Lord Coke wrote a series of decisions
striking down restrictions on economic liberty under
the law of the land clause of the Magna Carta.”
2 https://americansforprosperityfoundation.org/wp-
content/uploads/2021/10/Permission-to-Care-AFPF-CONreport.pdf.
3
Timothy Sandefur, State Powers and the Right to
Pursue Happiness, 21 Tex. Rev. Law & Pol. 323, 323–
24 (2016); see Magna Carta, ch. 29 (1225). Our
founding document likewise protects “Privileges and
Immunities,” U.S. Const. Art. IV, § 2, cl. 1, including
the fundamental right to earn a living, as Justice
Bushrod Washington famously explained in Corfield
v. Coryell, 6 F. Cas. 546, 551–52 (C.C.E.D. Pa. 1823).
Section 1 of the Fourteenth Amendment, U.S. Const.
amend. XIV, § 1, protects these same “Privileges or
Immunities” against state invasion, as Justice Field
explained in his dissent in the Slaughter-House Cases,
83 U.S. (16 Wall.) 36, 95–98 (1872).
But the Slaughter-House majority mistakenly
nullified the protection provided by the Fourteenth
Amendment’s Privileges or Immunities Clause for a
large swath of deeply rooted, fundamental,
unalienable negative rights, including the right to
earn an honest living free from arbitrary government
regulation, and instead left intact protection of only a
short list of rights deemed “national.”3 Broad
application of this demonstrably erroneous decision
has had pernicious practical consequences for the
lives and livelihoods of countless individuals, as this
case well illustrates.
Petitioner, Ms. Ursula Newell-Davis, is “a mother,
social worker, [and] entrepreneur,” Pet. App. 79a, who
3 See Br. of Amicus Curiae AFPF in Support of Pet’rs, Courtney
v. Danner, No. 20-361, at 13–15, 20–21 (U.S., filed Nov. 2, 2020)
(identifying access to the navigable waters of the United States
as a right of national citizenship specifically recognized in The
Slaughter-House Cases, 83 U.S. at 79–80).
4
“want[s] to be able to provide respite services for
parents of special needs children who qualify for such
care.” Pet. App. 82a. She is eminently qualified to do
so. See Pet. App. 79a–80a (¶¶2–5). Louisiana law,
however, bars Ms. Newell-Davis from even applying
for a license to provide respite services unless state
officials deign to declare these critical services
“needed” after conducting a “Facility Need Review”
(FNR). See La. Admin. Code tit. 48, § 12523(A). And
here, these unelected bureaucrats arbitrarily denied
Ms. Newell-Davis’s FNR for reasons unrelated to her
qualifications. Pet. 6–10 & n.4; Pet. App. 4a. This
scheme is patently unconstitutional. It beggars belief
to contend the state’s mere desire to “ease[] its
regulatory burden” of administering the program, see
Pet. 8 (citing ROA.2420, ROA.2440), is a legitimate
government interest sufficient to sustain the economic
regulation at issue here. That makes no sense. Nor
does the state have evidence to support this claim. See
Pet. 8 (citing ROA.2457-2458, ROA.2417-2420). Ms.
Newell-Davis’s right to pursue her calling should not
turn on bureaucratic grace.4 Yet, as the decision below
recognized, this Court’s precedent “foreclosed”
Petitioners’ “Privileges or Immunities Clause claim.”
Pet. App. 2a.
This state of affairs should not be allowed to
continue. And this case provides an ideal vehicle to
overturn the Slaughter-House Cases and return to the
“The Department does not have any internal documents,
procedures, or protocol to guide the four-person FNR Committee
in determining whether a new provider is ‘needed.’” Pet. 6 n.4
(citing ROA.2703:16-25, ROA.2771:20-2772:4, ROA.2748:142749:18, ROA.2761:1-13).
4
5
Fourteenth Amendment’s Privileges or Immunities
Clause’s original public meaning. The law at issue is
a clear violation of the Clause’s protection of the
fundamental right to earn an honest living in a lawful
occupation free from arbitrary regulation. After all,
the law here bars people like Ms. Newell-Davis from
even applying for a license to enter a long-recognized
lawful profession—indeed, to provide care for children
with special needs—without the government’s
permission. Cf. Permission to Care, supra. Nor would
overruling the Slaughter-House Cases—which a broad
and growing consensus of jurists and scholars agree
were wrongly decided—provide a permission slip for
judicial activism, inviting courts to “find” new rights
nowhere to be found in the Constitution or rooted in
our history or tradition. The “privileges or
immunities” entitled to protection are preexisting,
deeply rooted in history and tradition at the time of
ratification and inherent in the concept of ordered
liberty.
This case also provides an opportunity for this
Court to jettison United States v. Carolene Products
footnote four’s judicially created dichotomy between
favored and disfavored fundamental rights, see 304
U.S. 144, 152 n.4 (1938), as well as its problematic
theory of tiered-scrutiny review, and restore
consistency to the treatment of individual negative
rights.
For the foregoing reasons, this Court should grant
the Petition.
6
ARGUMENT
I.
The Right to Pursue a
Occupation Is Deeply Rooted.
Common
“Economic liberty is deeply rooted in this Nation’s
history and tradition[.]” Patel v. Tex. Dep’t of
Licensing & Regulation, 469 S.W.3d 69, 122 (Tex.
2015) (Willett, J., concurring) (cleaned up). “Cases
stretching back centuries treat economic liberty as
constitutionally protected—we crossed that Rubicon
long ago[.]” Id. at 95 (Willett, J., concurring); see
James W. Ely Jr., “To Pursue Any Lawful Trade or
Avocation”: The Evolution of Unenumerated Economic
Rights in the Nineteenth Century, 8 U. Pa. J. Const. L.
917, 953 (2006); see also Steven G. Calabresi &
Larissa C. Leibowitz, Monopolies and the
Constitution: A History of Crony Capitalism, 36 Harv.
J.L. & Pub. Pol’y 983, 989–1016 (2013). “[T]he right to
earn a living” has particularly “deep roots in our
Nation’s history and tradition.”5 Golden Glow
Tanning Salon, Inc. v. City of Columbus, 52 F.4th 974,
981 (5th Cir. 2022) (Ho, J., concurring); see Ely, 8 U.
Pa. J. Const. L. at 953 (“[T]he right to pursue callings
and make contracts can be traced far into the past[.]”).
“For over a century before our Founding, English
5 To be sure, “there is an ongoing scholarly debate on whether
courts should primarily rely on the prevailing understanding of
an individual right when the Fourteenth Amendment was
ratified in 1868 when defining its scope (as well as the scope of
the right against the Federal Government).” N.Y. State Rifle &
Pistol Ass’n v. Bruen, 142 S. Ct. 2111, 2138 (2022). But both at
the Founding and in 1868, when the Fourteenth Amendment
was ratified, the right to earn a living was well established.
7
courts protected the right to pursue one’s occupation
against arbitrary government restraint.” Golden
Glow, 52 F.4th at 982 (Ho, J., concurring); see, e.g.,
Allen v. Tooley, 80 Eng. Rep. 1055 (K.B. 1614); The
Case of the Tailors of Ipswich, 77 Eng. Rep. 1218 (K.B.
1610); The Case of the Monopolies, 77 Eng. Rep. 1260
(K.B. 1602); Davenant v. Hurdis, 72 Eng. Rep. 769
(K.B. 1599).6 See generally Calabresi & Leibowitz, 36
Harv. J.L. & Pub. Pol’y at 989–1003; Timothy
Sandefur, The Right to Earn a Living, 6 Chap. L. Rev.
207, 209–17 (2003).
“[W]hen the Colonies separated from the mother
country no privilege was more fully recognized or
more completely incorporated into the fundamental
law of the country than that every free subject in the
British empire was entitled to pursue his happiness
by following any of the known established trades and
occupations of the country.” Slaughter-House, 83 U.S.
(16 Wall.) at 105 (Field, J., dissenting); see 1 William
Blackstone, Commentaries on the Laws of
England 415 (“At common law every man might use
what trade he pleased.”). The right to earn a living
“has a far stronger historical pedigree than other
rights that the Court has held to be protected by the
Fourteenth Amendment[.]” Ilya Shapiro & Josh
Blackman, The Once and Future Privileges or
Immunities Clause, 26 Geo. Mason L. Rev. 1207, 1224
(2019).
Against this backdrop, “it’s not surprising that
various scholars have determined that the right to
6 Cf. Magna Carta, ch. 29 (1225); id. ch. 20 (1215) (preserving to
free men the tools of their livelihood against fines).
8
earn a living . . . should thus be protected under our
jurisprudence of unenumerated rights.” Golden Glow,
52 F.4th at 984 (Ho, J., concurring). And for good
reason. After all, “[l]iberty is not provided by
government; liberty preexists government. It is not a
gift from the sovereign; it is our natural birthright.
Fixed. Innate. Unalienable.” Patel, 469 S.W.3d at 92–
93 (Willett, J., concurring). Among other things, this
means “[s]elf-ownership, the right to put your mind
and body to productive enterprise, is not a mere
luxury to be enjoyed at the sufferance of governmental
grace, but is indispensable to human dignity and
prosperity.” Id.; see Timothy Sandefur, A Rebuilding
the Fourteenth Amendment: The Prospects and the
Pitfalls, 12 NYU J.L. & Liberty 278, 300 (2019)
(“economic liberty and private property are
fundamental human rights”). Exactly so.7
Indeed, “[t]he great values of freedom are in the
opportunities afforded man to press to new horizons,
to pit his strength against the forces of nature, to
match skills with his fellow man.” Barsky v. Bd. of
Regents, 347 U.S. 442, 472 (1954) (Douglas, J.); see
Dent v. West Virginia, 129 U.S. 114, 121 (1889) (“This
right may in many respects be considered as a
distinguishing feature of our republican institutions.
7 At the Founding and when the Fourteenth Amendment was
ratified, “both the States and the Federal Government had long
recognized the inalienable rights of their citizens.” McDonald v.
City of Chi., 561 U.S. 742, 822 (2010) (Thomas, J., concurring in
part, concurring in judgment). Among those inalienable rights is
the right to earn a living. See The Antelope, 23 U.S. (10 Wheat.)
66, 120 (1825) (Marshall, C.J.) (“That every man has a natural
right to the fruits of his own labour, is generally admitted[.]”).
9
Here all vocations are open to every one on like
conditions.”). And as Judge Ho observed, “the right to
engage in productive labors is essential to ensuring
the ability of the average American citizen to exercise
most of their other rights.” Golden Glow, 52 F.4th at
984 (concurring). That sums up well the importance of
the negative right at issue here.
II.
The Fourteenth Amendment’s Privileges
or Immunities Clause Protects Deeply
Rooted Negative Rights.
The Fourteenth Amendment’s Privileges or
Immunities Clause protects not only the individual
rights enumerated in the Bill of Rights but also
safeguards deeply rooted, yet unenumerated, negative
rights, such as the right to earn an honest living in a
lawful profession free from arbitrary regulation.
“Constitutional analysis must begin with ‘the
language of the instrument,’ which offers a ‘fixed
standard’ for ascertaining what our founding
document means.” Dobbs v. Jackson Women’s Health
Org., 142 S. Ct. 2228, 2244–45 (2022) (quoting
Gibbons v. Ogden, 22 U.S. (9 Wheat.) 1, 186–89
(1824)); 1 J. Story, Commentaries on the Constitution
of the United States § 399, p. 383 (1833)). Section 1 of
the Fourteenth Amendment provides in no uncertain
terms that “[n]o State shall make or enforce any law
which shall abridge the privileges or immunities of
10
citizens of the United States.”8 U.S. Const. amend.
XIV, § 1. “On its face, this appears to grant the
persons just made United States citizens a certain
collection of rights—i.e., privileges or immunities—
attributable to that status.” McDonald, 561 U.S. at
808 (Thomas, J., concurring in part, concurring in
judgment).
“At the time of Reconstruction, the terms
‘privileges’ and ‘immunities’ had an established
meaning as synonyms for ‘rights.’ The two words,
standing alone or paired together, were used
interchangeably with the words ‘rights,’ ‘liberties,’
and ‘freedoms,’ and had been since the time of
Blackstone.”9 Id. at 813 (Thomas, J., concurring in
part and concurring in judgment) (citing 1 W.
Blackstone, Commentaries *129); see Michael Curtis,
Historical Linguistics, Inkblots, and Life After Death:
The Privileges or Immunities of Citizens of the United
States, 78 N.C. L. Rev. 1071 (2000) (surveying
historical usage of “privileges” and “immunities”);
semble Mallory v. Norfolk S. R.R. Co., 600 U.S. ____
(2023) (slip op., 6) (Alito, J., concurring in part,
concurring in judgment) (referencing “substantive
rights” that “may have originally been intended to
reside” in and “that might otherwise be guaranteed by
“The historical record suggests that the Privileges or
Immunities Clause was the heart and soul of the Fourteenth
Amendment.” Michael McConnell, Ways to Think About
Unenumerated Rights, 2013 U. Ill. L. Rev. 1985, 1995 (2013).
9 “The terms, privileges and immunities, are not new in the
amendment; they were in the Constitution before the
[Fourteenth] amendment was adopted.” Slaughter-House, 83
U.S. (16 Wall.) at 97 (Field, J., dissenting).
8
11
the Fourteenth Amendment’s
Immunities Clause”).
Privileges
and
But constitutional analysis does not take place in
a vacuum divorced from history and deeply rooted
traditions. See Moore v. Harper, 600 U.S. ____ (2023)
(slip op., 24) (“We have long looked to ‘settled and
established practice’ to interpret the Constitution.”
(quoting The Pocket Veto Case, 279 U.S. 655, 689
(1929)). The Constitution’s common-law backdrop and
historical practice and tradition at the time of
ratification may be probative of original public
meaning.10 See Kennedy v. Bremerton School District,
142 S. Ct. 2407, 2428 (2022); Bruen, 142 S. Ct. at 2130;
Tyler v. Hennepin County, 143 S. Ct. 1369, 1375–76
(2023). So too here.
“To the framers of the Fourteenth Amendment, the
meaning of privileges or immunities was clear: they
included not only the Bill of Rights but also the rights
protected under common law, such as those set out in
the Declaration of Independence. This included the
right ‘to work in an honest calling and contribute by
your toil in some sort to yourself, to the support of your
fellow-men, and to be secure in the enjoyment of the
fruits of your toil.’”11 Josh Blackman & Ilya Shapiro,
Statutes enacted contemporaneously with constitutional
amendments may also provide evidence of a constitutional
provision’s original public meaning. See Haaland v. Brackeen,
599 U.S. ____ (2023) (slip op., 28).
11 “Any plausible list of the privileges or immunities of
citizenship must include economic-liberty rights—the exercise of
10
12
Keeping Pandora’s Box Sealed: Privileges or
Immunities, The Constitution in 2020, and Properly
Extending The Right to Keep and Bear Arms To The
States, 8 Geo. J.L. & Pub. Pol’y 1, 61 (2010) (quoting
Akhil Reed Amar, America’s Constitution: A
Biography 389–90 (2006) (quoting Rep. John
Bingham)). “[M]embers of the Thirty-ninth Congress
regularly linked the Bill of Rights with the classic
common-law rights of individuals exemplified in
Blackstone, Corfield, and the Civil Rights Act of
1866.”12 Akhil Reed Amar, The Bill of Rights and the
Fourteenth Amendment, 101 Yale L.J. 1193, 1269
(1992). And as Justice Thomas has observed:
The colonists’ repeated assertions that
they maintained the rights, privileges
and immunities of persons “born within
the realm of England” and “natural born”
persons suggests that, at the time of the
founding, the terms “privileges” and
“immunities” (and their counterparts)
were understood to refer to those
fundamental rights and liberties
specifically enjoyed by English citizens,
and more broadly, by all persons. . . .
which may, of course, be reasonably regulated.” Randy E.
Barnett & Evan D. Bernick, The Original Meaning of the
Fourteenth Amendment 354 (2021).
12 Cf. Akhil R. Amar, Foreword: The Document and the Doctrine,
114 Harv. L. Rev. 26, 124 (2000) (“[T]he Fourteenth Amendment
incorporates more than the Bill of Rights. Magna Carta, the
English Petition of Right, the Declaration of Independence, state
bills of rights—all these, too, were proper sources of guidance for
interpreters in search of fundamental rights and freedoms.”).
13
Justice Bushrod Washington’s landmark
opinion in Corfield v. Coryell reflects
this historical understanding.
Saenz v. Roe, 526 U.S. 489, 524 (1999) (Thomas, J.,
dissenting) (citation omitted).
Justice Bushrod Washington explained in Corfield
that Article IV’s Privileges and Immunities Clause
protects, among other things, “the right to acquire and
possess property of every kind . . . . The right of a
citizen of one state to pass through, or to reside in any
other state, for purposes of trade, agriculture,
professional pursuits, or otherwise . . . [and] to take,
hold and dispose of property, either real or
personal[.]”13 6 F. Cas. at 551–52. The Reconstruction
understanding of “privileges or immunities” tracks
that of the Founders, as set forth in Corfield. See
Slaughter-House, 83 U.S. (16 Wall.) at 96 (Field, J.,
dissenting) (“The amendment does not attempt to
confer any new privileges or immunities upon citizens,
or to enumerate or define those already existing.”).
“Justice Washington’s opinion [in Corfield] served as
an authoritative explication of the meaning of
privileges or immunities[.]” Blackman & Shapiro, 8
Geo. J.L. & Pub. Pol’y at 9. It “indisputably influenced
the Members of Congress who enacted the Fourteenth
Amendment.” Saenz, 526 U.S. at 526 (Thomas, J.,
13 This Court has observed “the right to pursue a common calling
. . . has long been seen as one of the privileges of citizenship”
protected under Article IV. McBurney v. Young, 569 U.S. 221,
229 (2013) (citing Corfield, 6 F. Cas. at 552). That “Clause
protects the right of citizens to ply their trade, practice their
occupation, or pursue a common calling.” Id. at 227 (cleaned up).
14
dissenting) (citing John Harrison, Reconstructing the
Privileges or Immunities Clause, 101 Yale L. J. 1385,
1418 (1992)). Justice Field’s dissent in the SlaughterHouse Cases—which were decided in 1872 only four
years after the Fourteenth Amendment was ratified—
likewise reflects the influence of Corfield on the
Reconstruction era understanding of the fundamental
liberties recognized as privileges and immunities.
As Justice Field explained: “The terms, privileges
and immunities, are not new in the amendment; they
were in the Constitution before the amendment was
adopted. They are found in” Article IV’s Privileges and
Immunities Clause. Slaughter-House, 83 U.S. (16
Wall.) at 97 (Field, J., dissenting). Accordingly,
Justice Field looked to Justice Washington’s opinion
in Corfield, describing it as “a sound construction of
the clause in question.” Id. (Field, J., dissenting).
Drawing from Justice Washington’s exposition of
privileges and immunities in Corfield, Justice Field
wrote: “The privileges and immunities designated are
those which of right belong to the citizens of all free
governments[, including] . . . the right to pursue a
lawful employment in a lawful manner, without other
restraint than such as equally affects all persons.” Id.
(Field, J., dissenting).
Justice Bradley elaborated on this point: “[T]he
right of any citizen to follow whatever lawful
employment he chooses to adopt (submitting himself
to all lawful regulations) is one of his most valuable
rights, and one which the legislature of a State cannot
invade, whether restrained by its own constitution or
not.” Id. at 113–14 (Bradley, J., dissenting). Justice
Bradley continued:
15
For the preservation, exercise, and
enjoyment of these rights the individual
citizen, as a necessity, must be left free
to adopt such calling, profession, or trade
as may seem to him most conducive to
that end. Without this right he cannot be
a freeman. This right to choose one’s
calling is an essential part of that liberty
which it is the object of government to
protect; and a calling, when chosen, is a
man’s property and right. Liberty and
property are not protected where these
rights are arbitrarily assailed.
Id. at 116 (dissenting).
In sum, as Justice Field’s and Justice Bradley’s
opinions in the Slaughter-House Cases recognize, the
Fourteenth Amendment’s Privileges or Immunities
Clause,
as
originally
understood,
protects
fundamental deeply rooted unenumerated negative
rights, including the right to pursue a common
occupation free from arbitrary regulation. That is, the
Clause confirms that the privileges and immunities
protected against federal infringement, as described
by Corfield, are also protected against state
invasion.14 See United States v. Vaello-Madero, 142 S.
14 The Fourteenth Amendment’s Privileges or Immunities Clause
also confirmed that all individual rights enumerated in the Bill
of Rights apply against the States. See McDonald, 561 U.S. at
805–58 (Thomas, J., concurring in part and concurring in
judgment); Timbs v. Indiana, 139 S. Ct. 682, 691 (2019)
(Gorsuch, J., concurring); Adamson v. California, 332 U.S. 46,
71–72 (1947) (Black, J., dissenting).
16
Ct. 1539, 1550 n.3 (2022) (Thomas, J., concurring)
(“[T]he Privileges or Immunities Clause may have
confirmed that States specifically could not abridge
the rights of national citizenship[.]”).
III.
This Court Should Squarely Overrule the
Slaughter-House Cases.
A. The
Slaughter-House
Demonstrably Erroneous.
Cases
Are
Unfortunately, Justice Field’s and Justice
Bradley’s well-reasoned opinions did not carry the
day. Instead, the Slaughter-House majority rejected
the view that the Clause “was intended as a protection
to the citizen of a State against the legislative power
of his own State[.]” 83 U.S. (16 Wall.) at 74. In so
doing, “the Court all but read the Privileges or
Immunities Clause out of the Constitution[.]”15 Saenz,
526 U.S. at 521 (Thomas, J., dissenting); see Harrison,
101 Yale L. J. at 1387, 1414. “The SlaughterHouse Cases sapped the Clause of any meaning.”
Saenz, 526 U.S. at 527 (Thomas, J., dissenting); see
Amar, 114 Harv. L. Rev. at 123 n.327 (noting
Slaughter-House Cases “(on the most straightforward
and conventional reading) basically read the clause—
“Slaughter-House involved special-interest favoritism
masquerading as a public-health measure, a law granting a
private corporation an exclusive benefit at the expense of
hundreds of local butchers.” Patel, 469 S.W.3d at 98 n.40 (Willett,
J., concurring). “There, this Court upheld a Louisiana statute
granting a monopoly on livestock butchering in and around the
city of New Orleans to a newly incorporated company.”
McDonald, 561 U.S. at 851 (Thomas, J., concurring in part,
concurring in judgment) (citing Slaughter-House, 83 U.S. 36).
15
17
the central clause of Section
[Fourteenth] Amendment.”).
1!—out
of
the
The Slaughter-House Cases were wrongly decided.
As Professor Amar has explained: “Virtually no
serious modern scholar . . . thinks this a plausible
reading of the Amendment.” Amar, 114 Harv. L. Rev.
at 123 n.327; see, e.g., Barnett & Bernick, supra, 206;
Richard A. Epstein, Further Thoughts on the
Privileges or Immunities Clause of the Fourteenth
Amendment, 1 N.Y.U. J.L. & Liberty 1096, 1098
(2005) (“In the eyes of virtually all historians, there is
little doubt that Slaughter-House is wrong”). See
generally Pet. 26 n.9 (surveying scholarship). As
Justice Thomas put it, “[l]egal scholars agree on little
beyond the conclusion that the Clause does not mean
what the Court said it meant in 1873.” Saenz, 526 U.S.
at 522 n.1 (dissenting). In short, this precedent is
demonstrably erroneous and should therefore be
overruled.
B. Enforcing the Privileges or Immunities
Clause’s Original Public Meaning Will Not
Open Pandora’s Box.
Overruling the Slaughter-House Cases would not
threaten federalism or open the floodgates to judicial
activism.16 As Justice Thomas has explained: “The
mere fact that the Clause does not expressly list the
rights it protects does not render it incapable of
As Justice Thomas has suggested, “[b]efore invoking the
Clause, . . . [this Court] should endeavor to understand what the
framers of the Fourteenth Amendment thought that it meant.”
Saenz, 526 U.S. at 528 (Thomas, J., dissenting).
16
18
principled judicial application. The Constitution
contains many provisions that require an examination
of more than just constitutional text to determine
whether a particular act is within Congress’ power or
is otherwise prohibited.” McDonald, 561 U.S. at 854
(2010) (concurring in part, concurring in judgment).
For example, it would strain credulity to assert that
the Framers of the Fourteenth Amendment intended
the Privileges or Immunities Clause to confer positive
entitlements. See Blackman & Shapiro, 8 Geo. J.L. &
Pub. Pol’y at 7 (“No, the Constitution cannot be
properly read to protect positive rights. Pandora’s box
will thus remain sealed.”).
Nor does enforcing the Privileges or Immunities
Clause threaten our system of federalism. As Justice
Thomas has suggested: “The better view, in light of
the States and Federal Government’s shared history
of recognizing certain inalienable rights in their
citizens, is that the privileges and immunities of state
and federal citizenship overlap. This is not to say that
the privileges and immunities of state and federal
citizenship are the same.” McDonald, 561 U.S. at 853
(concurring in part, concurring in judgment). Justice
Swayne’s dissent in Slaughter-House put it thus: “The
citizen of a State has the same fundamental rights as
a citizen of the United States, and also certain others,
local in their character, arising from his relation to the
State, and in addition, those which belong to the
citizen of the United States, he being in that relation
also.” 83 U.S. (16 Wall.) at 126.
In other words, not all rights protected under state
law qualify as privileges or immunities protected
under the Fourteenth Amendment. See Mills v.
Rogers, 457 U.S. 291, 300 (1982); Am. Legion v. Am.
19
Humanist Ass’n, 139 S. Ct. 2067, 2094 (2019)
(Kavanaugh, J., concurring) (“[T]he Constitution sets
a floor for the protection of individual rights. The
constitutional floor is sturdy and often high, but it is
a floor.”). See generally Jeffrey S. Sutton, 51 Imperfect
Solutions: States and the Making of American
Constitutional Law (2018). Instead, the Privileges or
Immunities Clause safeguards liberty by protecting
against state oppression. And the negative liberties it
does protect were all well-established beyond
peradventure when it was ratified. After all, the
Constitution’s “meaning is fixed according to the
understandings of those who ratified it.” Bruen, 142
S. Ct. at 2132.
Viewed through this lens, the Privileges or
Immunities Clause protects “those fundamental
rights and liberties which are, objectively, deeply
rooted in this Nation’s history and tradition, and
implicit in the concept of ordered liberty, such that
neither liberty nor justice would exist if they were
sacrificed.” 17 Washington v. Glucksberg, 521 U.S. 702,
720–21 (1997) (cleaned up); see Blackman & Shapiro,
8 Geo. J.L. & Pub. Pol’y at 30. In other words, “such a
right would need to be rooted in the Nation’s history
and tradition.” Dobbs, 142 S. Ct. at 2248 n.22 (citing
Corfield, 6 F. Cas. at 551–52). This properly cabins the
Privileges or Immunities Clause’s scope to its original
public meaning, guarding against novel expansion or
17 This formulation of the relevant inquiry “appears to arrive at
a result similar to that urged by the dissenters from the Supreme
Court’s opinion in Slaughter-House.” Nordyke v. King, 563 F.3d
439, 446 n.5 (9th Cir. 2009) (O’Scannlain, J.), vacated and
remanded, 611 F.3d 1015 (9th Cir. 2010) (en banc).
20
judicial creativity. See Blackman & Shapiro, 8 Geo.
J.L. & Pub. Pol’y at 86. Cf. Hettinga v. United States,
677 F.3d 471, 481 (D.C. Cir. 2012) (Brown, J.,
concurring); Patel, 469 S.W.3d at 95 (Willett, J.,
concurring) (“[T]here is a fateful difference between
active judges who defend rights and activist judges
who concoct rights.”).
The right to earn a living in a lawful profession
free from arbitrary regulation easily meets this test.
Indeed, this “Court has repeatedly declared that the
right to pursue a lawful calling ‘free from
unreasonable
governmental
interference’
is
guaranteed under the federal Constitution, and is
‘objectively, deeply rooted in this Nation’s history and
tradition.’” Patel, 469 S.W.3d at 93 (Willett, J.,
concurring) (quoting Greene v. McElroy, 360 U.S. 474,
492 (1959); Glucksberg, 521 U.S. at 703).
IV.
This Court Also Should Abandon Carolene
Products Footnote Four.
At a minimum, this Court should grant certiorari
on the first question presented. As Petitioners
explain, “accepting the Fifth Circuit’s argument under
due process would eviscerate rational basis scrutiny
altogether.”18 Pet. 15. And if allowed to stand, the
decision below would transform the rebuttable
presumption, under this Court’s jurisprudence, that
18 Cf. Tiwari v. Friedlander, 26 F.4th 355, 368–69 (6th Cir. 2022)
(Sutton, C.J.) (acknowledging criticisms of rational-basis test),
cert. denied, 143 S. Ct. 444 (2022); Hettinga, 677 F.3d at 480
(Brown, J., concurring) (similar); Patel, 469 S.W.3d at 98–99
(Willett, J., concurring) (similar).
21
economic legislation is constitutional into a rubberstamp, rendering rational-basis review a nullity; “a
rule of law which makes legislative action
invulnerable to constitutional assault.” 19 Borden’s
Farm Prod. Co. v. Baldwin, 293 U.S. 194, 209 (1934).
Cf. Amy Coney Barrett, Countering the Majoritarian
Difficulty, 32 Const. Comment. 61, 71 (2017) (“A
rational basis test ought not mean that courts are
obliged to accept explanations that beggar all belief.”).
More broadly, this case provides an ideal vehicle
for this Court to revisit this Court’s footnote four in
Carolene Products, 304 U.S. at 152 n.4, which
relegated our fundamental, unalienable, economic
liberties to second-class status. As Justice Thomas
has explained: “[O]ur Constitution renounces the
notion that some constitutional rights are more equal
than others. . . . A law either infringes a constitutional
right, or not; there is no room for the judiciary to
invent tolerable degrees of encroachment.” Whole
Woman’s Health v. Hellerstedt, 579 U.S. 582, 643
(2016) (dissenting). But Carolene Products footnote
four did just that, purporting to create a false
dichotomy between economic and other negative
liberty rights. This inconsistent treatment has no
basis in the Constitution’s original public meaning.
And this case provides an opportunity for this Court
to “create consistency across individual rights” by
repudiating this wayward footnote and restoring the
19 Under this Court’s precedent, any presumption that legislation
is constitutional “is a presumption of fact, of the existence of
factual conditions supporting the legislation. As such, it is a
rebuttable presumption.” Borden’s Farm Prods., 293 U.S. at 209;
see Carolene Prods., 304 U.S. at 152.
22
Constitution’s original public meaning. See Tiwari, 26
F.4th at 369. Cf. Buffington v. McDonough, 143 S. Ct.
14, 17–22 (2022) (Gorsuch, J., dissenting from the
denial of certiorari).
There is no principled reason why fundamental
economic liberties deeply rooted in our history and
tradition should receive less constitutional protection
than other fundamental rights. And this Court should
make plain that all fundamental rights—whether
economic or not—are entitled to the same high level of
protection against government infringement.
CONCLUSION
This Court should grant the Petition.
Respectfully submitted,
Michael Pepson
Counsel of Record
Cynthia Fleming Crawford
AMERICANS FOR PROSPERITY FOUNDATION
1310 N. Courthouse Road, Ste. 700
Arlington, VA 22201
(571) 329-4529
mpepson@afphq.org
Counsel for Amicus Curiae
July 13, 2023
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