Application — The Southern Baptist Theological Seminary, et al., Applicants v. Department of Labor, Occupational Safety and Health Administration, et al.
Supreme Court briefDec 17, 2021
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No. 21A______
IN THE SUPREME COURT OF THE UNITED STATES
The Southern Baptist Theological Seminary, Asbury Theological Seminary, Sioux
Falls Catholic Schools d/b/a Bishop O’Gorman Catholic Schools, The King’s
Academy, Cambridge Christian School, Home School Legal Defense Association,
Inc., and Christian Employers Alliance,
Applicants,
v.
Occupational Safety & Health Administration, et al.,
Respondents.
EMERGENCY APPLICATION FOR STAY PENDING JUDICIAL REVIEW,
OR, ALTERNATIVELY, PETITION FOR A WRIT OF CERTIORARI
BEFORE JUDGMENT AND STAY PENDING RESOLUTION
To the Honorable Brett M. Kavanaugh,
Associate Justice of the Supreme Court of the United States
and Circuit Justice for the Sixth Circuit
Ryan L. Bangert
Ryan J. Tucker
ALLIANCE DEFENDING FREEDOM
15100 N 90th Street
Scottsdale, AZ 85260
(480) 444-0020
rbangert@ADFlegal.org
rtucker@ADFlegal.org
John J. Bursch
Counsel of Record
David A. Cortman
Matthew S. Bowman
Frank H. Chang
ALLIANCE DEFENDING FREEDOM
440 First Street, NW, Suite 600
Washington, DC 20001
(202) 393-8690
jbursch@ADFlegal.org
dcortman@ADFlegal.org
mbowman@ADFlegal.org
fchang@ADFlegal.org
Counsel for Religious Institutions
QUESTIONS PRESENTED
Pfizer’s COVID-19 vaccine became publicly available in December 2020. But
not until November 2021 did the Occupational Safety and Health Administration
(“OSHA”) issue an Emergency Temporary Standard (“ETS”) requiring vaccination or
weekly testing in workplaces with 100 or more employees, 29 C.F.R. § 1910.501—
after OSHA declined to find such a need in general workplaces earlier this year. The
Occupational Safety and Health Act (“OSH Act’) requires substantial evidence that
an ETS is necessary to protect employees from grave occupational risks, and the Act
is only “applicable to businesses affecting interstate commerce.” 29 U.S.C. §§ 651,
655. Yet the 100-employee line was not based on interstate-commerce considerations,
OSHA admits the line was not based on a difference in occupational risk, and OSHA
placed the burden on employers to impose the mandate while stating employees may
need to bear the costs of testing, an agency first.
Applicants are religious non-profits and businesses that object to the ETS’s
financial burdens, its restrictions on employee hiring, and its coercion of employee
choices. The questions presented are:
1. Whether OSHA’s private-employer mandate is an unlawful exercise of
constitutional or statutory authority.
2. Whether OSHA’s private-employer mandate violates the Religious Freedom
Restoration Act or the First Amendment.
i
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................................................................... i
TABLE OF AUTHORITIES ......................................................................................... iv
INTRODUCTION .......................................................................................................... 1
CORPORATE DISCLOSURE STATEMENT ............................................................... 4
PARTIES TO THE PROCEEDING .............................................................................. 4
LIST OF PROCEEDINGS AND DECISIONS BELOW ............................................... 4
JURISDICTION............................................................................................................. 5
STATEMENT OF THE CASE ....................................................................................... 5
A.
Standard-setting provisions under the Occupational Safety and
Health Act ................................................................................................. 5
B.
OSHA’s vaccine-or-test mandate ............................................................. 6
C.
Lower court proceedings .......................................................................... 8
REASONS FOR GRANTING THE APPLICATION .................................................. 14
I.
Religious Institutions are likely to succeed on the merits. ............................. 14
A.
B.
The Mandate exceeds OSHA’s authority............................................... 14
1.
OSHA lacks jurisdiction to regulate religious non-profit
institutions. .................................................................................. 14
2.
OSHA lacks authority to issue sweeping non-workplace
public health measures. .............................................................. 19
3.
OSHA also cannot justify the Mandate under the ETS
provision. ...................................................................................... 23
The Mandate violates the First Amendment and RFRA. ..................... 26
1.
The Mandate impermissibly dictates Religious
Institutions’ employment decisions and frustrates their
religious mission. ......................................................................... 26
2.
The Mandate falters under RFRA’s strict scrutiny.................... 29
ii
C.
There is a reasonable probability that the Court will grant
review. ..................................................................................................... 33
II.
Absent a stay, Religious Institutions will suffer irreparable injuries. ........... 34
III.
The equities and the public interest favor a stay. ........................................... 35
IV.
Alternatively, the Court should treat this application as a petition for
certiorari before judgment and grant certiorari forthwith, and grant a
stay pending resolution of the petition.. .......................................................... 36
CONCLUSION............................................................................................................. 38
CERTIFICATE OF SERVICE ..................................................................................... 40
Exhibit 1 - U.S. Court of Appeals for the Sixth Circuit Order in No. 21-7000 Lifting
Stay, Issued December 17, 2021
Exhibit 2 - Declaration of Jonathan B. Austin, dated November 5, 2021
Exhibit 3 - Declaration of Bryan P. Blankenship, dated November 5, 2021
Exhibit 4 - Declaration of Kyle L. Groos, dated November 5, 2021
Exhibit 5 - Declaration of Randal L. Martin, dated November 5, 2021
Exhibit 6 - Declaration of Shawn Minks, dated November 5, 2021
Exhibit 7 - Declaration of J. Michael Smith, dated November 5, 2021
Exhibit 8 - Declaration of Shannon O. Royce, dated November 4, 2021
Exhibit 9 - COVID-19 Vaccination and Testing: Emergency Temporary Standard, 86
Fed. Reg. 61402 (Nov. 5, 2021)
iii
TABLE OF AUTHORITIES
Cases
Alabama Association of Realtors v. HHS,
141 S. Ct. 24859 (2021) ................................................................................... passim
American Dental Association v. Martin,
984 F.2d 823 (7th Cir. 1993) ................................................................................... 20
Asbestos Information Association/North America v. OSHA,
727 F.2d 415 (5th Cir. 1984) ............................................................................... 6, 26
BST Holdings, LLC v. OSHA,
17 F.4th 604 (5th Cir. 2021) ............................................................................ passim
BST Holdings, LLC v. OSHA,
No. 21-6845, 2021 WL 5166656 (5th Cir. Nov. 6, 2021) ....................................... 4, 8
Burwell v. Hobby Lobby Stores, Inc.,
573 U.S. 682 (2014) ........................................................................................... 29, 30
Colorado Christian University v. Weaver,
534 F.3d 1245 (10th Cir. 2008) ............................................................................... 18
Dahl v. West Michigan University,
15 F.4th 728 (6th Cir. 2021) .................................................................................... 32
Does 1–3 v. Mills,
142 S. Ct. 17 (2021) ........................................................................................... 33, 38
Dr. A. v. Hochul,
No. 21A145, 2021 WL 5873126 (U.S. Dec. 13, 2021) ....................................... 32, 38
Duquesne University of the Holy Spirit v. NLRB,
947 F.3d 824 (D.C. Cir. 2020).................................................................................. 18
EEOC v. Mississippi College,
626 F.2d 477 (5th Cir. 1980) ................................................................................... 28
Elrod v. Burns,
427 U.S. 347 (1976) ................................................................................................. 34
Encino Motorcars, LLC v. Navarro,
579 U.S. 211 (2016) ................................................................................................. 25
iv
Florida Peach Growers Association, Inc. v. U.S. Department of Labor,
489 F.2d 120 (5th Cir. 1974) ................................................................................... 37
Florida v. HHS,
No. 21-14098-JJ, 2021 WL 5768796 (11th Cir. Dec. 6, 2021) ................................ 37
Forging Industry Association v. Secretary of Labor,
773 F.2d 1436 (4th Cir. 1985) ................................................................................. 19
Free Enterprise Fund v. Public Company Accounting Oversight Board,
561 U.S. 477 (2010) ................................................................................................. 21
Guedes v. Bureau of Alcohol, Tobacco, Firearms and Explosives,
140 S. Ct. 789 (2020) ............................................................................................... 21
Gundy v. United States,
139 S. Ct. 2116 (2019) ............................................................................................. 22
Hall v. Baptist Memorial Health Care Corp.,
215 F.3d 618 (6th Cir. 2000) ................................................................................... 28
Hillsborough County, Florida v. Automated Medical Laboratories, Inc.,
471 U.S. 707 (1985) ................................................................................................. 22
Hollingsworth v. Perry,
558 U.S. 183 (2010) ................................................................................................. 33
Home Depot USA, Inc. v. Jackson,
139 S. Ct. 1743 (2019) ............................................................................................. 17
Hosanna-Tabor Evangelical Lutheran Church & School v. EEOC,
565 U.S. 171 (2012) ........................................................................................... 26, 34
In re: MCP No. 165, Occupational Safety & Health Administration, Interim
Rule: COVID-19 Vaccination & Testing, Emergency Temporary Standard,
No. 21-7000, 2021 WL 5914024 (6th Cir. Dec. 15, 2021) ............................... passim
Industrial Union Department, AFL-CIO v. American Petroleum Institute,
448 U.S. 607 (1980) ................................................................................................. 22
Kedroff v. St. Nicholas Cathedral,
344 U.S. 94 (1952) ....................................................................................... 18, 26, 27
Kennedy v. St. Joseph’s Ministries, Inc.,
657 F.3d 189 (4th Cir. 2011) ................................................................................... 28
v
Killinger v. Samford University,
113 F.3d 196 (11th Cir. 1997) ................................................................................. 28
Little Sisters of the Poor v. Pennsylvania,
140 S. Ct. 2367 (2020) ....................................................................................... 17, 30
Little v. Wuerl,
929 F.2d 944 (3d Cir. 1991) ..................................................................................... 28
Louisiana v. Becerra,
No. 21-30734, 2021 WL 5913302 (5th Cir. Dec. 15, 2021) ..................................... 37
Louisiana v. Becerra,
No. 3:21-cv-3970, 2021 WL 5609846 (W.D. La. Nov. 30, 2021) ............................. 36
Mexichem Specialty Resins, Inc. v. EPA,
787 F.3d 544 (D.C. Cir. 2015).................................................................................. 14
National Federation of Independent Businesses v. Sebelius,
567 U.S. 519 (2012) ................................................................................................. 23
NCAA v. Alston,
141 S. Ct. 2141 (2021) ............................................................................................. 16
Niz-Chavez v. Garland,
141 S. Ct. 1474 (2021) ............................................................................................. 15
Nken v. Holder,
556 U.S. 418 (2009) ................................................................................................. 14
NLRB v. Catholic Bishop of Chicago,
440 U.S. 490 (1979) ..................................................................................... 17, 18, 28
Our Lady of Guadalupe School v. Morrissey-Berru,
140 S. Ct. 2049 (2020) ........................................................................... 17, 26, 28, 34
Presiding Bishop v. Amos,
483 U.S. 327 (1987) ..................................................................................... 18, 27, 28
Public Citizen Health Research Group v. Auchter,
702 F.2d 1150 (D.C. Cir. 1983).................................................................................. 6
Rodriguez v. United States,
480 U.S. 522 (1987) ................................................................................................. 17
Roman Catholic Diocese of Brooklyn v. Cuomo,
141 S. Ct. 63 (2020) ................................................................................................. 38
vi
Sambrano v. United Airlines, Inc.,
No. 21-11159, 2021 WL 5881819 (5th Cir. Dec. 13, 2021) ............................... 30, 38
SEC v. Chenery Corp.,
318 U.S. 80 (1943) ............................................................................................. 12, 25
Spencer v. World Vision, Inc.,
633 F.3d 723 (9th Cir. 2011) ................................................................................... 28
Tandon v. Newsom,
141 S. Ct. 1294 (2021) ............................................................................................. 32
Taniguchi v. Kan Pacific Saipan, Ltd.,
566 U.S. 560 (2012) ................................................................................................. 20
Thomas v. Review Board of Indiana Employment Security Division,
450 U.S. 707 (1981) ..................................................................................... 29, 30, 31
Thunder Basin Coal Co. v. Reich,
510 U.S. 200 (1994) ................................................................................................. 35
U.S. Forest Services v. Cowpasture River Preservation Association,
140 S. Ct. 1837 (2020) ............................................................................................. 22
United States v. Lopez,
514 U.S. 549 (1995) ................................................................................................. 23
Utility Air Regulatory Group v. EPA,
573 U.S. 302 (2014) ................................................................................................. 21
Van Buren v. United States,
141 S. Ct. 1648 (2021) ............................................................................................. 17
West Virginia University Hospitals, Inc. v. Casey,
499 U.S. 83 (1991) ................................................................................................... 17
West Virginia v. EPA,
577 U.S. 1126 (2016) ............................................................................................... 33
Whole Woman’s Health v. Jackson,
No. 21-463, 2021 WL 5855551 (U.S. Dec. 10, 2021) ............................................... 38
Statutes
15 U.S.C. § 1 ................................................................................................................. 17
28 U.S.C. § 1254 ............................................................................................................. 5
vii
28 U.S.C. § 1651 ............................................................................................................. 5
28 U.S.C. § 2112 ......................................................................................................... 1, 5
29 U.S.C. § 651 ..................................................................................................... passim
29 U.S.C. § 652 ............................................................................................................. 16
29 U.S.C. § 653 ............................................................................................................. 12
29 U.S.C. § 654 ............................................................................................................... 6
29 U.S.C. § 655 ..................................................................................................... passim
29 U.S.C. § 657 ....................................................................................................... 12, 21
42 U.S.C. § 1988 ........................................................................................................... 18
42 U.S.C. § 2000bb-1.................................................................................................... 30
42 U.S.C. § 2000e ......................................................................................................... 17
42 U.S.C. § 2000e-1 ...................................................................................................... 17
5 U.S.C. § 705 ........................................................................................................... 5, 15
Other Authorities
Brett M. Kavanaugh, Fixing Statutory Interpretation,
129 Harv. L. Rev. 2118 (2016)................................................................................. 21
Business, American Dictionary of English Language (1970) ..................................... 19
Business, Ballentine’s Law Dictionary (3d ed. 1969) ................................................. 18
Business, Black’s Law Dictionary (11th ed. 2019) ...................................................... 19
Business, Random House Dictionary (Unabridged ed. 1967) .................................... 18
Doug Laycock, Towards a General Theory of the Religion Clauses,
81 Colum. L. Rev. 1373, 1398 (1992) ...................................................................... 23
Joe Walsh, Federal Government Will Hold Off on Firing Unvaccinated Workers
Until Next Year, Forbes (Nov. 29, 2021), https://biturl.top/Yz2E3m ..................... 44
U.S. Response to Petition for Writ of Mandamus, In re AFL-CIO, No. 20-1158
(D.C. Cir. May 29, 2020) .................................................................................. passim
viii
White House, Press Briefing by Press Secretary Jen Psaki (July 23, 2021),
https://biturl.top/AZNBJ3 ......................................................................................... 9
White House, Remarks by President Biden on Fighting the COVID-19 Pandemic
(Aug. 3, 2021), https://biturl.top/y2ymmq .............................................................. 42
White House, Remarks by President Biden on Fighting the COVID-19 Pandemic
(September 9, 2021), https://biturl.top/N7RN7v ...................................................... 9
Rules
Sup. Ct. R. 11 ......................................................................................................... 45, 46
Sup. Ct. R. 29.6 .............................................................................................................. 4
Regulations
29 C.F.R. § 1903.15 ........................................................................................................ 6
29 C.F.R. § 1910.501 ...................................................................................................... 8
29 C.F.R. § 1975.3 ........................................................................................................ 17
29 C.F.R. § 1975.4 .................................................................................................. 17, 19
86 Fed. Reg. 61402 ............................................................................................... passim
Constitutional Provisions
U.S. Const. art. I, § 1 ................................................................................................... 28
ix
To the Honorable Brett M. Kavanaugh, Circuit Justice for the United States
Court of Appeals for the Sixth Circuit:
The Southern Baptist Theological Seminary, Asbury Theological Seminary,
Sioux Falls Catholic Schools d/b/a Bishop O’Gorman Catholic Schools, The King’s
Academy, Cambridge Christian School, Home School Legal Defense Association, Inc.
(“HSLDA”), and Christian Employers Alliance (“CEA”) (“Religious Institutions”)
respectfully request that the Court stay the Occupational Safety and Health
Administration
(“OSHA”)’s
Emergency
Temporary
Standard
announced
on
November 4, 2021 (“ETS” or “Mandate”) pending judicial review. See COVID-19
Vaccination and Testing: Emergency Temporary Standard, 86 Fed. Reg. 61402 (Nov.
5, 2021) (codified at 29 C.F.R. pts. 1910 et seq.). In addition, the Court should issue
an immediate administrative stay while it considers this application.
In the alternative, the Court should treat this application as a petition for writ
of certiorari before judgment, grant certiorari forthwith, and issue a stay pending
resolution of the petition.
INTRODUCTION
Relief is warranted because the federal government has vastly overreached.
The multi-circuit petition statute, 28 U.S.C. § 2112, has uniquely allowed two Courts
of Appeals to assess the lawfulness of OSHA’s Mandate already. Eleven Circuit
Judges—including a unanimous three-judge panel of the Fifth Circuit and half of all
active Judges of the Sixth Circuit—have concluded that the Mandate is unlawful.
BST Holdings, LLC v. OSHA, 17 F.4th 604, 619 (5th Cir. 2021); In re: MCP No. 165,
Occupational Safety & Health Admin., Interim Rule: COVID-19 Vaccination &
1
Testing, Emergency Temporary Standard 86 Fed. Reg. 61402, No. 21-7000, 2021 WL
5914024, at *15 (6th Cir. Dec. 15, 2021) (“In re OSHA”) (Sutton, C.J., dissenting from
the denial of initial hearing en banc); Order, In re OSHA, No. 21-7000 (6th Cir. Dec.
17, 2021) (Dkt. 386) (Larsen, J., dissenting). Yet the OSHA Mandate became effective
by a mere two Judges constituting the majority of a sharply divided motions panel.
For the vast majority of the Judges who have examined the merits, however,
concluding that OSHA exceeded its authority was not “particularly hard.” In re
OSHA, 2021 WL 5914024, at *4 (Sutton, C.J., dissenting from the denial of initial
hearing en banc); see also BST Holdings, 17 F.4th at 619 (Duncan, J., concurring)
(not a “hard question”). Yet, the Sixth Circuit’s motions panel decided to follow an
uncharted path by lifting the Fifth Circuit’s stay and allowing OSHA to enforce the
Mandate. The stakes are too high for “the federal courts [to] mistakenly allow this
rule to go into effect.” In re OSHA, 2021 WL 5914024, at *14 (Sutton, C.J., dissenting
from the denial of initial hearing en banc).
Indeed, relief is warranted because the Mandate seeks to issue sweeping nonworkplace, public health measures. The Occupational Safety and Health Act (“OSH
Act”) only concerns “workplace-specific hazards” and “workplace-specific safety
measures.” Id. at *7. The text, long-standing agency practice, the major questions
doctrine, the federalism clear-statement rule, and the constitutional-avoidance canon
confirm this reading. Id. at *6, *7–*8; see also BST Holdings, 17 F.4th at 617.
Moreover, OSHA failed to satisfy the requirements of the ETS provision.
OSHA concedes that COVID-19 presents a risk ranging from “mild” to “critical,” id.
2
at 614, and that “the risk to vaccinated employees of continuing to work with
unvaccinated employees is ‘not’ a ‘grave danger,” In re OSHA, 2021 WL 5914024, at
*10 (Sutton, C.J., dissenting from the denial of initial hearing en banc). It is no
wonder that eleven Judges have concluded that this is not the kind of grave danger
that the OSH Act contemplates. Moreover, the failure to tailor the remedy and the
arbitrary 100-employee threshold, based on “administrative capacity,” “belies the
premise that any of this is truly an emergency.” BST Holdings, 17 F.4th at 616.
It is problematic enough that the Mandate exceeds OSHA’s authority, imposes
$3 billion in compliance costs, seeks to resolve one of the most hotly debated political
topics in recent memory, and seeks to alter the federal-state balance.
But the
Mandate also inserts federal power into the employment decisions of religious
institutions, despite the fact that the OSH Act does not allow OSHA to regulate
religious non-profit organizations.
Absent a stay, OSHA will immediately “commandeer[ ]” Religious Institutions
to enforce federal mandates on their own ministers and employees and “compel” them
to “receive a COVID-19 vaccine or bear the burden of weekly testing.” Id. at 617.
OSHA will interfere with Religious Institutions’ internal management and
employment decisions, and substantially burden their faith.
And it will force
Religious Institutions to incur significant costs and divert resources away from their
mission of preaching the Gospel and living out their faith. That is an abuse of
executive power.
3
CORPORATE DISCLOSURE STATEMENT
Pursuant to Supreme Court Rule 29.6, The Southern Baptist Theological
Seminary, Asbury Theological Seminary, Sioux Falls Catholic Schools d/b/a Bishop
O’Gorman Catholic Schools, The King’s Academy, Cambridge Christian School,
HSLDA, and CEA state that they have no parent company or stock.
PARTIES TO THE PROCEEDING
The applicants (petitioners below) are as follows:
The Southern Baptist
Theological Seminary, Asbury Theological Seminary, Sioux Falls Catholic Schools
d/b/a Bishop O’Gorman Catholic Schools, The King’s Academy, Cambridge Christian
School, HSLDA, and CEA. The respondents (respondents below) are as follows: The
United States of America; U.S. Department of Labor; OSHA; Joseph R. Biden, in his
official capacity as the President of the United States; Martin J. Walsh, in his official
capacity as the Secretary of Labor; Douglas L. Parker, in his official capacity as the
Assistant Secretary of Labor for Occupational Safety and Health Administration; and
James Frederick, in his official capacity as the Deputy Assistant Secretary of Labor
for Occupational Safety and Health Administration.
LIST OF PROCEEDINGS AND DECISIONS BELOW
The Fifth Circuit’s unreported November 6, 2021 order finding “grave
statutory and constitutional issues with the Mandate” and staying the Mandate is
available at 2021 WL 5166656, at *1 (5th Cir. Nov. 6, 2021).
The Fifth Circuit’s reported November 12, 2021 order extending the stay and
ordering OSHA to “take no steps to implement or enforce the Mandate” is available
at 17 F.4th 604, 619 (5th Cir. 2021).
4
The Sixth Circuit’s reported December 15, 2021 order denying initial hearing
en banc, Chief Judge Sutton’s dissent from the denial of initial hearing en banc
finding the Mandate unlawful, and Judge Bush’s separate dissent finding the
Mandate unlawful are available at 2021 WL 5914024 (6th Cir. Dec. 15, 2021).
The Sixth Circuit motions panel’s reported order lifting the Fifth Circuit’s stay
(“Op.”) is reprinted in Exhibit 1. Judge Larsen’s opinion dissenting from the order
lifting the Fifth Circuit’s stay is also found in Exhibit 1.
JURISDICTION
The Sixth Circuit has jurisdiction pursuant to 29 U.S.C. § 655(f) and 28 U.S.C.
§ 2112(a)(3). This Court has jurisdiction under 28 U.S.C. § 1254(1) and authority to
grant relief for Religious Institutions under the Administrative Procedure Act,
5 U.S.C. § 705, and the All Writs Act, 28 U.S.C. § 1651(a).
STATEMENT OF THE CASE
A.
Standard-setting provisions under the Occupational Safety and
Health Act
Congress enacted the OSH Act to address “personal injuries and illnesses
arising out of work situations,” 29 U.S.C. § 651(a), and to ensure “safe and healthful
working conditions,” id. § 651(b).
Congress enabled OSHA to promulgate an
“occupational safety or health standard” after public comment. Id. § 655(b). Congress
also allowed OSHA to promulgate an emergency and temporary standard without
public comment. Id. § 655(c)(1).
An ETS becomes effective when published in the Federal Register.
Id.
§ 655(c)(3). Such a standard is effective for six months after publication, at which
5
time OSHA must complete a permanent standard-setting. Id. An ETS carries “the
force of law” and can be enforced by OSHA like any other standard. Asbestos Info.
Ass’n/N. Am. v. OSHA, 727 F.2d 415, 417 (5th Cir. 1984); see also 29 U.S.C. § 654
(requiring adherence to OSHA’s standards). Employers who violate the standard can
face up to $13,653 for each violation and up to $136,532 for each willful violation. 29
C.F.R. § 1903.15(d).
The bar to issuing an ETS is high. OSHA must determine “(A) that employees
are exposed to grave danger from exposure to substances or agents determined to be
toxic or physically harmful or from new hazards, and (B) that such emergency
standard is necessary to protect employees from such danger.” 29 U.S.C. § 655(c)(1).
Furthermore, courts “take a ‘harder look’ at OSHA’s action than [it] would if [it] were
reviewing the action under the more deferential arbitrary and capricious standard.”
Asbestos Info. Ass’n, 727 F.2d at 421.
Issuing an ETS is “the most drastic measure in [OSHA’s] standard-setting
arsenal.”. Pub. Citizen Health Rsch. Grp. v. Auchter, 702 F.2d 1150, 1153 (D.C. Cir.
1983). OSHA has used “these emergency powers infrequently.” In re OSHA, 2021
WL 5914024, at *3 (Sutton, C.J., dissenting from the denial of initial hearing en
banc). “In its fifty-year history, OSHA has issued just ten ETSs. Six were challenged
in court; only one survived.” BST Holdings, 17 F.4th at 609.
B.
OSHA’s vaccine-or-test mandate
1. Until recently, the federal government opposed a one-size-fits-all approach
to combatting COVID-19. See U.S. Resp. to Pet. for Writ of Mandamus 33–34, In re
AFL-CIO, No. 20-1158 (D.C. Cir. May 29, 2020) (hereinafter “D.C. Cir. Br.”). The
6
Department of Labor recently stated that “[t]he OSH Act does not authorize OSHA
to issue sweeping health standards to address entire classes of known and unknown
infectious diseases on an emergency basis without notice and comment.” Id. It
preferred a flexible policy “which can be swiftly updated and tailored to industryspecific needs.” Id. at 28. And as recently as July of this year, the White House said
that imposing a COVID-19 vaccine mandate was “not the role of the federal
government.” White House, Press Briefing by Press Secretary Jen Psaki (July 23,
2021), https://biturl.top/AZNBJ3.
2. But in an abrupt about-face, on September 9, 2021, the White House stated
that “[its] patience is wearing thin” and that it would direct the Department of Labor
to “develop[ ] an emergency rule to require all employers with 100 or more employees”
to enforce a federal vaccine-or-test mandate. White House, Remarks by President
Biden
on
Fighting
the
COVID-19
Pandemic
(September
9,
2021),
https://biturl.top/N7RN7v. OSHA dutifully complied. On November 5, 2021, OSHA
published the Mandate on COVID-19 vaccination.
Mandatory vaccination policy requirement.
The Mandate requires a
covered employer to develop, implement, and enforce either a written mandatory
vaccination policy or an alternative testing and masking policy.
29 C.F.R.
§ 1910.501(d)(1). “[E]ach employee” must “be fully vaccinated,” unless he qualifies
for medical or religious exemptions and reasonable accommodations.
Id.
§ 1910.501(c). Employers must provide paid time off for employees to get vaccinated
and for recovery from side effects. Id. § 1910.501(f). Alternatively, the employer must
7
ensure weekly testing and mandatory masking for its unvaccinated employees. Id.
§ 1910.501(d)(2).
Testing & Masking Requirements.
“An [unvaccinated] employee who
reports at least once every 7 days to a workplace” must be tested “at least once every
7 days” and “[m]ust provide documentation . . . no later than the 7th day following
[the last test].” Id. 1910.501(g)(1). Unlike the cost of vaccines borne by the federal
government, or the cost of paid leave for vaccination borne by the employers, In re
OSHA, 2021 WL 5914024, at *5, the cost of weekly testing is either borne by the
employer or passed onto the unvaccinated employees, 29 C.F.R. § 1910.501(g)
(note 1). Also, “[t]he employer must ensure that each [unvaccinated] employee . . .
wears a face covering when indoors” at work and “fully cover [her] nose and mouth.”
Id. § 1910.501(i).
C.
Lower court proceedings
1. The Mandate immediately faced a barrage of legal challenges all over the
country, resulting in cases pending in 12 courts of appeals. On November 6, 2021,
citing “grave statutory and constitutional issues with the [m]andate,” the Fifth
Circuit issued an administrative stay. BST Holdings, 2021 WL 5166656, at *1.
On November 12, 2021, the same Fifth Circuit panel unanimously granted a
stay pending judicial review and enjoined OSHA from taking “steps to implement or
enforce the Mandate until further court order.” BST Holdings, 17 F.4th at 619.
Critically, the Fifth Circuit rejected OSHA’s interpretation of the OSH Act that
it empowered OSHA to issue non-workplace, public-health edicts. It found “OSHA’s
attempt to shoehorn an airborne virus that is both widely present in society (and thus
8
not particular to any workplace) and non-life threatening to a vast majority of
employees into a neighboring phrase connoting toxicity and poisonousness” to be a
“transparent stretch.”
Id. at 613.
The court also relied on OSHA’s “prior
representation to the D.C. Circuit” that “COVID-19 is a recognized hazard” and
cannot constitute a “new hazard” under the OSH Act. Id. (citing D.C. Cir. Br. 25).
Moreover, the court held that OSHA could not justify the Mandate under the
ETS provision, 29 U.S.C. § 655(c)(1). In the court’s view, OSHA failed to establish
“the kind of grave danger [the OSH Act] contemplates.” BST Holdings, 17 F.4th at
613. For one, “the Mandate itself concede[d] that the effects of COVID-19 may range
from ‘mild’ to ‘critical,’” and that the virus poses “little risk” to nearly 80% of
Americans aged 12 and older who are fully or partially vaccinated. Id. at 614 (citing
86 Fed. Reg. 61402–03). For another, OSHA failed to explain its departure from its
previous position that an ETS was not necessary to address COVID-19. Id.
Next, the court held that OSHA also failed to show that the Mandate—which
was “staggeringly overbroad”—was necessary. Id. at 615. The Mandate was both
overinclusive and underinclusive. By departing from its prior preference for tailored
and industry-specific approach, OSHA’s overly inclusive mandate failed to
differentiate the risk levels between industries and employees’ age. Id. (observing
that “a 28 year-old trucker” is less vulnerable than “a 62 year-old prison janitor”).
Furthermore, the 100-employee threshold was based on the fact that “companies of
100 or more employers will be better able to administer (and sustain) the Mandate,”
9
not because of an actual emergency. Id. at 616. “[T]his kind of thinking belie[d] the
premise that any of this is truly an emergency.” Id.
Finally, the court held that the various constitutional concerns raised by the
Mandate confirmed rejecting OSHA’s broad reading of the OSH Act. OSHA’s reading
would “regulate[ ] noneconomic inactivity that falls squarely within the States’ police
power” and “far exceed [the federal government’s] current constitutional authority.”
Id. at 617.
And “the major questions doctrine”—and the absence of a clear
Congressional authorization—required rejecting OSHA’s reading. OSHA was using
“an old statute . . . in a novel manner” to “impose[ ] nearly $3 billion in compliance
costs” and “definitively resolve one of today’s most hotly debated political issues” that
were “outside of OSHA’s core competencies.” Id. In a separate opinion, Judge Duncan
observed that it was not a “hard question” to conclude that the Mandate was unlawful
under the major questions doctrine. Id. at 619 (Duncan, J., concurring).
2. After the Mandate was stayed by the Fifth Circuit, on November 16, 2021,
the Judicial Panel on Multidistrict Litigation selected the Sixth Circuit to handle the
consolidated case.
Roughly 59 parties petitioned the Sixth Court for an initial
hearing en banc. See In re OSHA, 2021 WL 5914024, at *4 (Sutton, C.J., dissenting
from the denial of initial hearing en banc). While the en banc petitions were pending,
on November 23, 2021, the government moved to dissolve the Fifth Circuit’s stay.
On December 15, 2021, the Sixth Circuit denied initial hearing en banc by an
8-8 vote. Chief Judge Sutton—joined by Judges Kethledge, Thapar, Bush, Larsen,
Nalbandian, Readler, and Murphy—would have granted initial hearing en banc.
10
Chief Judge Sutton’s opinion also carefully explained why the Mandate is
unlawful. In his view, resolving the “conflict between existing law and [OSHA’s]
proposed policy is not particularly hard:” OSHA lacked authority to issue the
Mandate. Id. at *3. As he explained, “federal courts ‘expect Congress to speak clearly
when authorizing an agency to exercise powers of ‘vast economic and political
significance’’ and to use ‘exceedingly clear language if it wishes to significantly alter
the balance between federal and state power.’”
Id. at *1 (quoting Ala. Ass’n of
Realtors v. HHS, 141 S. Ct. 2485, 2489 (2021)).
Here, Chief Judge Sutton explained, “Congress did not ‘clearly’ grant [OSHA]
authority to impose this vaccine-or-test mandate.” Id. at *2. As a matter of statutory
interpretation, Chief Judge Sutton observed that the OSH Act “covers only
workplace-specific hazards and permits only workplace-specific safety measures.” Id.
at *7 (emphasis removed). The opinion looked to the Act’s title (Occupational Safety
and Health Act), Congress’s focus on protecting “‘employees’ from dangers that arise
directly out of the workplace,” and various provisions in the Act that clearly limited
the Act’s scope to workplace-specific hazards. Id.; see also 29 U.S.C. § 651(b) (focusing
on “working conditions” and “personal injuries and illnesses arising out of work
situations”); id. § 653(a), (b) (applying the Act to “employment performed in a
workplace” and “working conditions of employees”); id. § 657(c) (seeking to prevent
“occupational accidents and illnesses” and “work-related deaths, injuries and
illnesses”). In Chief Judge Sutton’s view, the words “hazards,” “substances,” and
“agents” should not be read “in isolation,” but in context, which “illuminates
11
meaning.” In re OSHA, 2021 WL 5914024, at *7 (Sutton, C.J., dissenting from the
denial of initial hearing en banc).
The opinion also looked to OSHA’s past permanent and emergency standards,
which confirmed that the OSH Act is limited to workplace-specific remedies. Id.
(Sutton, C.J., dissenting from the denial of initial hearing en banc) (listing permanent
standards focusing on workplace issues and ETSs “addressing exposures solely
because of . . . the workplace”).
In addition, said Chief Judge Sutton, the OSH Act’s use of the term “necessary”
requires an ETS to be not “just appropriate” but “indispensable or essential” to
address a grave danger. id. at *9. No court has “authority to uphold [the Mandate]
as ‘necessary’” because OSHA never “made that finding [itself] under the correct
interpretation of the law.” Id.; see also SEC v. Chenery Corp., 318 U.S. 80, 87 (1943).
Furthermore, the opinion observed that OSHA cannot show—under “any
standard of review”—that the vaccine-or-test mandate is indispensable to protect (1)
“retired individuals from a workplace they no longer visit”; (2) “vaccinated working
people from a risk [OSHA] does not consider grave; and (3) “unvaccinated working
people from themselves based on [a] highly personal medical decision[ ].” In re OSHA,
2021 WL 5914024, at *11 (Sutton, C.J., dissenting from the denial of initial hearing
en banc). The Mandate’s one-size-fits-all approach “[a]pplying to 2 out of 3 privatesector employees in America, in workplaces as diverse as the country itself” fails to
appreciate that the risk level varies among employees. Id. at *10 (quoting BST
Holdings, 17 F.4th at 615). Chief Judge Sutton said lifting the Fifth Circuit’s stay
12
would require a court to resolve whether “compelling faith-sensitive employers to
administer [the Mandate]” violates the First Amendment and RFRA. Id. at *11.
The opinion easily concluded that the challengers would face irreparable
injuries: “irreversible vaccination”; “uncompensated testing costs”; “lost job[s]”;
“$3 billion in compliance costs”; and “difficulties . . . in competing with smaller
companies.” Id. at *14. And while acknowledging the interest in combatting COVID19, the opinion concluded that OSHA lacks authority to issue the Mandate. Id.
In a separate opinion, Judge Bush also explained that Congress “has no
authority under the Commerce Clause to impose, much less to delegate the imposition
of, a de facto national vaccine mandate upon the American public.” Id. at *15 (Bush,
J., dissenting from the denial of initial hearing en banc).
3. On December 17, 2021, the Sixth Circuit’s motions panel lifted the Fifth
Circuit’s stay. In the panel’s view, the OSH Act did in fact grant OSHA the authority
to issue the Mandate. Op. 11–12 . Moreover, the panel wholesale accepted the
government and Union Petitioners’ justifications for the issuance of an ETS. Id. at
19, 24–25. Critically, the panel relegated Religious Institutions’ arguments to a
footnote without addressing them. Id. at 31 n.10. Judge Larsen sharply dissented.
13
REASONS FOR GRANTING THE APPLICATION
The Court should stay the OSHA Mandate.
The Court considers (1) the
likelihood of success on the merits, (2) irreparable harm to the applicants absent a
stay, and (3) the balance of equities and the public interest. Nken v. Holder, 556 U.S.
418, 435 (2009). The first two factors are “the most critical.” Id. at 434. The balance
of harms and the public interest analysis “merge[s] when the [g]overnment is the
opposing party.” Id. at 435. And this Court recently made it clear that the public
interest factor—even “a strong interest in combating the spread of the COVID-19
Delta variant”—does not “permit agencies to act unlawfully.” Ala. Ass’n of Realtors,
141 S. Ct. at 2490; see also Mexichem Specialty Resins, Inc. v. EPA, 787 F.3d 544, 562
(D.C. Cir. 2015) (Kavanaugh, J., dissenting in part) (observing that a stay should
issue under 5 U.S.C. § 705 where the EPA acted erroneously, and challengers showed
the likelihood of success and irreparable harms). Religious Institutions easily satisfy
these factors.
I.
Religious Institutions are likely to succeed on the merits.
Religious Applicants are likely to succeed on the merits. First, the Mandate
exceeds OSHA’s authority. Second, the Mandate violates the First Amendment and
RFRA. Third, there is a reasonable probability that the Court will grant review.
A.
The Mandate exceeds OSHA’s authority.
1.
OSHA lacks jurisdiction to regulate religious non-profit
institutions.
OSHA lacks jurisdiction to regulate religious non-profit institutions, because
they are not “employers” under the OSH Act.
14
Both the plain text and the
constitutional-avoidance canon confirm this reading. Nevertheless, the Mandate
exceeds the OSH Act by seeking to regulate “all employers with a total of 100 or more
employees,” including religious non-profits. See 29 C.F.R. § 1910.501(b)(1).
Text. The OSH Act defines an “employer” as “a person engaged in a business
affecting commerce who has employees.” 29 U.S.C. § 652(5) (emphasis added).
Congress did not define the term “business.” When Congress does not define a term,
this Court “normally seeks to afford the law’s terms their ordinary meaning at the
time Congress adopted them.” Niz-Chavez v. Garland, 141 S. Ct. 1474, 1480 (2021).
The term “business”—when used in a commercial context—refers to for-profit
businesses.
See, e.g., Business, Ballentine’s Law Dictionary (3d ed. 1969) (“[A]
commercial enterprise, conducted for monetary reward, as distinguished from a
religious
or
charitable
enterprise.”);
Business,
Random
House
Dictionary
(Unabridged ed. 1967) (“[T]he purchase and sale of goods in an attempt to make a
profit” or “a person, partnership, or corporation engaged in a commerce,
manufacturing, or a service; profit-seeking enterprise or concern.”); Business,
American Dictionary of English Language (1970) (“[T]hat which occupies the time,
attention and labor of men, for the purpose of profit or improvement.”); see also
Business, Black’s Law Dictionary (11th ed. 2019) (“A commercial enterprise carried
on for profit.”). Therefore, the phrase “a person engaged in a business affecting
commerce,” 29 U.S.C. § 652(5), refers to for-profit corporations, not churches and
religious non-profits.
15
This interpretation is confirmed by the fact that Congress knows how to
broadly define covered entities under the Commerce Clause but has not done so here.
For example, the Sherman Act states that “[e]very person”—not just an “employer”
or “a person engaged in a business affecting commerce”—who conspires to restrain
trade or commerce shall be guilty of a felony. 15 U.S.C. § 1. The Sherman Act’s broad
definition covers non-profit organizations. NCAA v. Alston, 141 S. Ct. 2141, 2151
(2021). And under Title VII, which covers non-profits, Congress broadly defined an
“employer” as “a person engaged in an industry affecting commerce.” 42 U.S.C.
§ 2000e(b). “The term ‘industry affecting commerce’ means any activity, business, or
industry in commerce.” Id. § 2000e(h) (emphasis added); but see 42 U.S.C. § 2000e1(a) (exemptions for religious employers).
OSHA has erroneously relied on the OSH Act’s “purpose” and legislative
history to include non-profits under its jurisdiction in its coverage regulation.
29 C.F.R. § 1975.3(d), 1975.4(b)(4). And the Mandate applies this understanding,
whether or not it mentions the coverage regulation. 29 C.F.R. § 1910.501(b)(1).
OSHA latched onto Congress’s statement that it wished “to assure so far as possible
every working man and woman in the Nation safe and healthful working conditions.”
29 U.S.C. § 651(b) (emphasis added). Stretching the phrase “so far as possible,”
OSHA erroneously interpreted the term “business’” as “any commercial or
noncommercial activity affecting commerce.” 29 C.F.R. § 1975.3(d). And OSHA
further erroneously rejected what it called an “economic test[ ]” between for-profit
and non-profit entities. 29 C.F.R. § 1975.4(b)(4).
16
This is impermissible. “[W]hat finally matters is the text, and in reading texts
[the Court] must remember that ‘no legislation pursues its purposes at all costs.’”
Home Depot USA, Inc. v. Jackson, 139 S. Ct. 1743, 1755 (2019) (Alito, J., dissenting)
(quoting Rodriguez v. United States, 480 U.S. 522, 525–26 (1987)). And “the best
evidence of a statute’s purpose is the statutory text.” W. Va. Univ. Hosps., Inc. v.
Casey, 499 U.S. 83, 98 (1991), superseded by statute 42 U.S.C. § 1988(c); Little Sisters
of the Poor v. Pennsylvania, 140 S. Ct. 2367, 2380 (2020) (“Our analysis begins and
ends with the text.”); Brett M. Kavanaugh, Fixing Statutory Interpretation, 129 Harv.
L. Rev. 2118, 2149 (2016) (diagnosing problems with legislative history).
Interpretative canon.
The constitutional-avoidance canon also supports
Religious Institutions’ reading. See NLRB v. Cath. Bishop of Chi., 440 U.S. 490, 504
(1979) (narrowly construing the National Labor Relations Act to avoid the
“consequent serious First Amendment questions that would follow” from allowing
NLRB to exercise jurisdiction over Catholic schools); Van Buren v. United States, 141
S. Ct. 1648, 1661 (2021) (when text is clear, although interpretative canons are not
“in play,” they “underscore[ ] the implausibility of the Government’s’ interpretation”).
As more fully described below, interpreting the OSH Act to cover religious
non-profits—and to allow OSHA to impose employment conditions like the
Mandate—would invite interference with Religious Institutions’ religious mission,
internal management, and employment decisions. See, e.g., Cath. Bishop, 440 U.S.
at 504; Our Lady of Guadalupe Sch. v. Morrissey-Berru, 140 S. Ct. 2049, 2061 (2020);
17
Kedroff v. St. Nicholas Cathedral, 344 U.S. 94, 116 (1952); Presiding Bishop v. Amos,
483 U.S. 327, 342 (1987) (Brennan, J., concurring in the judgment).
OSHA concedes the serious First Amendment issues stemming from OSHA’s
jurisdictional grab.
OSHA’s coverage regulation states that, OSHA disclaims
jurisdiction over “[a]ny person” who “perform[]s religious services or participate[]s in
them in any degree.” 29 C.F.R. § 1975.4(c)(1). OSHA’s attempt to exempt certain
religious institutions confirms there are “consequent serious First Amendment
questions that would follow.”1 Cath. Bishop, 440 U.S. at 504. It bears mentioning
that Religious Institutions deeply care about their workers’ safety. With or without
a federal mandate, they may freely institute voluntary safety measures, and/or could
be subject to state and local laws. See Doug Laycock, Towards a General Theory of
the Religion Clauses, 81 Colum. L. Rev. 1373, 1398 (1992) (“Churches may object to
regulation on church autonomy grounds even when their official doctrine seems to
support the regulation.”). In sum, the Mandate exceeds the OSH Act by attempting
to assert jurisdiction over religious non-profits—both independently and by applying
the erroneous coverage regulation.
1 This coverage provision is also unlawful because OSHA lacks the authority to define
what constitutes “secular activities” or “religious services” for a religious institution.
29 C.F.R. § 1975.4(c)(1). OSHA has “neither competence nor legitimacy” to make such
inquiry. Colo. Christian Univ. v. Weaver, 534 F.3d 1245, 1265 (10th Cir. 2008). “The
very process of such an inquiry” violates the First Amendment. Duquesne Univ. of
the Holy Spirit v. NLRB, 947 F.3d 824, 835 (D.C. Cir. 2020) (cleaned up).
18
2.
OSHA lacks authority to issue sweeping non-workplace
public health measures.
As eleven Circuit Judges of two Courts of Appeals have already explained, the
OSH Act does not authorize OSHA to issue a nationwide vaccine-or-test mandate.
Text. The plain text of the OSH Act does not allow such powers. As a threshold
matter, Congress created OSHA and the Department of Labor to regulate the
workplace, not to impose sweeping public health measures. See In re OSHA, 2021
WL 5914024, at *7 (Sutton, C.J., dissenting from the denial of initial hearing en banc)
(examining the OSH Act’s title); Op. 51 (Larsen, J., dissenting); BST Holdings, 17
F.4th at 619 (“[O]ccupational safety administrations do not make health policy.”).
The OSH Act concerns “occupational safety or health standard[s],”. 29 U.S.C. § 655(a)
(emphasis added); id. § 651(a) (Congress focused on “personal injuries and illnesses
arising out of work situations” (emphasis added)). As Chief Judge Sutton observed
after carefully cataloguing various OSH Act and OSHA regulatory provisions, the
OSH Act is limited to “protect[ing] ‘employees’ from dangers that arise directly out of
the workplace and addresses only workplace conditions.” In re OSHA, 2021 WL
5914024, at *7 (Sutton, C.J., dissenting from the denial of initial hearing en banc);
see also Forging Indus. Ass’n v. Sec’y of Lab., 773 F.2d 1436, 1442 (4th Cir. 1985)
(“OSHA’s authority is limited to ameliorating conditions that exist in the
workplace.”).
And the ETS-provision is specifically concerned with “substances or agents
determined to be toxic or physically harmful or . . . new hazards.”
29 U.S.C.
§ 655(c)(1)(A). Reading the entire OSH Act in context confirms the narrow reading.
19
First, as the Fifth Circuit observed, the word “toxic” counsels interpreting
“substances or agents” to mean toxic or poisonous, not anything that is harmful. BST
Holdings, 17 F.4th at 613. Furthermore, as Chief Judge Sutton explained, the words
“hazards,” “substances,” and “agents” must be read in the context of various
provisions that discuss workplace injuries, 29 U.S.C. § 651(a), working conditions, id.
§ 653, and work-related deaths, id. § 657(c)(2). In re OSHA, 2021 WL 5914024, at *7
(Sutton, C.J., dissenting from the denial of initial hearing en banc).
In sum, the OSH Act cannot be naturally read to authorize mandatory
vaccination or alternative mandates to curtail a disease outbreak happening outside
the workplace by mandating that employees undergo medical procedures outside the
workplace.
See Taniguchi v. Kan Pac. Saipan, Ltd., 566 U.S. 560, 569 (2012)
(preferring a “far more natural” reading of statutory terms).2
The government—until recently—confirmed this reading of the OSH Act.
OSHA had previously stated that COVID-19 “is not uniquely a workplace hazard.”
D.C. Cir. Br. 8. The Department of Labor also agreed that “[t]he OSH Act does not
authorize OSHA to issue sweeping health standards to address entire classes of
known and unknown infectious diseases on an emergency basis without notice and
comment.” Id. at 33–34.
Although OSHA’s “bloodborne-pathogen rule,” requiring employers to make
Hepatitis B vaccines available, was upheld, see Am. Dental Ass’n v. Martin, 984 F.2d
823, 830–31 (7th Cir. 1993), this rule did not mandate vaccination. See id. at 825.
Moreover, OSHA used the notice-and-comment procedure, not the emergency
procedure. Id. at 824.
2
20
And the long catalogue of its permanent and emergency standards confirms
that OSHA lacks authority to regulate non-workplace issues. See In re OSHA, 2021
WL 5914024, at *8 (Sutton, C.J., dissenting from the denial of initial hearing en banc)
(collecting regulations). “A ‘lack of historical precedent’ tends to be the most ‘telling
indication’ that no authority exists.” Id. at *14 (quoting Free Enter. Fund v. Pub. Co.
Acct. Oversight Bd., 561 U.S. 477, 505 (2010)). Indeed, “[t]he law hasn’t changed,
only an agency’s interpretation of it.” Guedes v. ATF, 140 S. Ct. 789, 790 (2020)
(Statement of Gorsuch, J.).
Interpretative principles. Various interpretative principles counsel in favor
of rejecting OSHA’s broad reading of the OSH Act.
Under the “major questions doctrine,” courts “expect Congress to speak clearly
when authorizing an agency to exercise powers of ‘vast economic and political
significance.’” Ala. Ass’n of Realtors, 141 S. Ct. at 2489 (quoting Util. Air Regul. Grp.
v. EPA, 573 U.S. 302, 324 (2014)). With nearly 80 million employees affected and
nearly $3 billion in compliance cost, the government cannot seriously dispute that
the OSHA mandate carries a vast economic and political significance. Eleven Circuit
Judges have already observed that the major questions doctrine applies here, and
that OSHA failed to point to a clear statement by Congress. See BST Holdings, 17
F.4th at 617; In re OSHA, 2021 WL 5914024, at *1 (Sutton, C.J., dissenting from the
denial of initial hearing en banc); Op. 53 (Larsen, J., dissenting). The panel, however,
flouted this rule because it thought that granting OSHA the authority to issue a
21
nationwide vaccine mandate was “not an enormous expansion of its regulatory
authority.” Panel. Op. 15. This was erroneous.
And the Mandate invokes preemption and “intrudes into an area that is the
particular domain of state law”: health regulations. Ala. Ass’n of Realtors, 141 S. Ct.
at 2489; see also Hillsborough Cnty., Fla. v. Automated Med. Lab’ys, Inc., 471 U.S.
707, 719 (1985) (“[T]he regulation of health and safety matters is primarily, and
historically, a matter of local concern”). The Supreme Court’s “precedents require
Congress to enact exceedingly clear language if it wishes to significantly alter the
balance between federal and state power.” Ala. Ass’n of Realtors, 141 S. Ct. at 2489
(emphasis added) (quoting U.S. Forest Serv. v. Cowpasture River Pres. Ass’n, 140 S.
Ct. 1837, 1850 (2020)). There is no such “exceedingly clear language” in the OSH Act.
See also In re OSHA, 2021 WL 5914024, at *6 (Sutton, C.J., dissenting from the denial
of initial hearing en banc) (invoking the “federalism clear-statement canon”).
In addition, interpreting the OSH Act to authorize a nationwide vaccine
mandate also violates Article I and the Commerce Clause. Article I, Section 1 of the
Constitution states that “[a]ll legislative Powers . . . shall be vested in a Congress.”
U.S. Const. art. I, § 1. It “does not permit Congress to delegate them to another
branch of the Government.” Gundy v. United States, 139 S. Ct. 2116, 2130 (2019)
(Alito, J., concurring in the judgment); cf. Indus. Union Dep’t, AFL-CIO v. Am.
Petroleum Inst., 448 U.S. 607, 687–88 (1980) (Rehnquist, J., concurring in the
judgment) (identifying a non-delegation problem in the OSH Act).
22
By claiming
authority to dictate national healthcare policy, OSHA has illegitimately seized an
uncabined legislative power. See also Op. 54 (Larsen, J., dissenting).
And the federal government does not have general police powers. See BST
Holdings, 17 F.4th at 617. Accepting the government’s view of the Commerce Clause
would “convert” it “to a general police power of the sort retained by the States” that
the Supreme Court has rejected since United States v. Lopez, 514 U.S. 549, 567
(1995). See also In re OSHA, 2021 WL 5914024, at *6 (Sutton, C.J., dissenting from
the denial of initial hearing en banc). In addition, the Mandate seeks to “bring
countless decisions an individual could potentially make within the scope of federal
regulation.” Nat’l Fed’n of Indep. Bus. v. Sebelius, 567 U.S. 519, 552 (2012). This is
so whether the decision to remain unvaccinated is viewed as “inactivity,” BST
Holdings, 17 F.4th at 617, or as a “non-commercial activity,” In re OSHA, 2021 WL
5914024, at *18 (Bush, J., dissenting from the denial of initial hearing en banc). The
panel failed to appreciate that its interpretation accorded the federal government
general police powers. See Op. 32.
In sum, as a matter of statutory interpretation, OSHA lacks authority to issue
sweeping non-workplace, public health measures like the Mandate.
3.
OSHA also cannot justify the Mandate under the ETS
provision.
To issue an ETS, OSHA must determine that an ETS is necessary to protect
employees from the grave danger of exposure to toxic substances and agents or new
hazards. 29 U.S.C. § 655(c)(1). OSHA failed to do so.
23
Lack of grave danger. COVID-19 is not “the kind of grave danger [the OSH
Act] contemplates.” BST Holdings, 17 F.4th at 613. OSHA itself “concede[d] that the
effects of COVID-19” ranges from “mild” to “critical,” id. at 614 (citing 86 Fed. Reg.
61402–03), and that “the risk to vaccinated employees continuing to work with
unvaccinated employees is ‘not’ a ‘grave danger,’” In re OSHA, 2021 WL 5914024, at
*10 (Sutton, C.J., dissenting from the denial of initial hearing en banc) (quoting 86
Fed. Reg. 61434). And nearly 85% of adults—and 95% of seniors—are partially
vaccinated. The “ongoing” nature of emerging variants and “medical developments
and innovations” make it all the more improbable that COVID-19 is the type of grave
danger that the emergency standard provision was meant to address. Id. at *11.
OSHA has severely undermined the finding of “gravity” by exempting
employers with fewer than 100 employees. OSHA concedes that this was because it
was “less confident that smaller employers can [implement the ETS] without undue
disruption.” 86 Fed. Reg. 61403. “[A]dministrative capacity” concerns have nothing
to do with emergency and grave danger. Id. “If [OSHA] suddenly realized that
exposure to a new chemical created a ‘grave’ danger of cancer, it is difficult to imagine
that anyone would permit an emergency rule targeting the problem to apply only to
companies with over 100 employees in order to save the other companies money.” In
re OSHA, 2021 WL 5914024, at *13 (Sutton, C.J., dissenting from the denial of initial
hearing en banc).
Failure to show necessity. The term “necessary” in the OSH Act’s emergency
provision means indispensable, not “just appropriate.”
24
Id. at *9 (Sutton, C.J.,
dissenting from the denial of initial hearing en banc); see also Op. 44 (Larsen, J.,
dissenting). Because OSHA failed to analyze why the vaccine-or-test mandate was
indispensable to protecting unvaccinated workers, the Mandate cannot be upheld
under any standard of review. See Chenery, 318 U.S. at 87 (requiring agency actions
to be upheld on grounds invoked by the agency).
Eleven Circuit Judges have explained that the Mandate fails to account for
differing age and work environment. See In re OSHA, 2021 WL 5914024, at *10
(Sutton, C.J., dissenting from the denial of initial hearing en banc); BST Holdings,
17 F.4th at 615. Under “any standard of review,” OSHA cannot show that the
Mandate is indispensable to protecting (1) “retired individuals from a workplace they
no longer visit”; (2) “vaccinated working people from a risk [OSHA] does not consider
grave”; and (3) “unvaccinated working people from themselves based on [a] highly
personal medical decision.”[ ] In re OSHA, 2021 WL 5914024, at *11 (Sutton, C.J.,
dissenting from the denial of initial hearing en banc); see also Op. 49 (Larsen, J.,
dissenting) (death rate for unvaccinated people between 18 and 29 is equivalent to
vaccinated persons between 50 and 64).
Moreover, OSHA—until recently—concluded that “tailored guidance and
enforcement of the general duty clause [of the OSH Act] and existing standards, plus
robust legal protections for complaints, [was] the best approach” to addressing
COVID-19. D.C. Cir. Br. 34; see also Encino Motorcars, LLC v. Navarro, 579 U.S.
211, 2212 (2016) (“Unexplained inconsistency . . . is a reason for holding an
interpretation to be an arbitrary and capricious change from agency practice.”
25
(cleaned up)).
Critically, the availability of “many less intrusive, more tailored
protective measures”—many of which OSHA has preferred until recently—show that
the vaccine-or-test mandate is not indispensable. In re OSHA, 2021 WL 5914024, at
*10 (Sutton, C.J., dissenting from the denial of initial hearing en banc).
Moreover, the arbitrary 100-employee threshold—based on “administrative
capacity”—belies OSHA’s assertion that the mandate was necessary. It may be true
that “companies of 100 or more employe[e]s will be better able to administer (and
sustain) the Mandate. . . . But this kind of thinking belies the premise that any of this
is truly an emergency.” BST Holdings, 17 F.4th at 616. In sum, OSHA “cannot use
its ETS powers as a stop-gap measure.” Asbestos Info. Ass’n, 727 F.2d at 422. But
this is exactly what OSHA has done here.
B.
The Mandate violates the First Amendment and RFRA.
1.
The
Mandate
impermissibly
dictates
Religious
Institutions’ employment decisions and frustrates their
religious mission.
The First Amendment recognizes religious autonomy and “gives special
solicitude to the rights of religious organizations.”
Hosanna-Tabor Evangelical
Lutheran Church & Sch. v. EEOC, 565 U.S. 171, 189 (2012). The religious autonomy
doctrine(s) broadly guarantee religious institutions’ “independence from secular
control or manipulation,” Kedroff, 344 U.S. at 116, and “autonomy with respect to
internal management decisions that are essential to the institution’s central
mission.” Our Lady, 140 S. Ct. at 2060. Only “a component of this autonomy is the
selection of the individuals who play certain key roles.” Id. Properly understood,
religious autonomy ensures that “a religious community defines itself”—including by
26
determining what “activities are in furtherance of” its mission and who gets to
“conduct them.” Amos, 483 U.S. at 342 (Brennan, J., concurring in the judgment).
Religious Institutions include two evangelical Christian seminaries (The
Southern and Asbury Seminaries), a consolidated Catholic school system (Bishop
O’Gorman), two prominent private Christian schools (The King’s Academy and
Cambridge Christian School), a faith-based non-profit organization (HSLDA), and a
membership organization that represents the interests of religious non-profit
organizations and for-profit businesses (CEA). These organizations exercise their
faith by providing seminary training, providing Christian and Catholic education,
and operating non-profit ministries and for-profit businesses in accordance with
Christian values. Austin ¶ 6; Blankenship ¶ 7; Groos ¶ 10; Martin ¶ 7; Minks ¶ 6;
Smith ¶ 6; Royce ¶ 29.3
OSHA “commandeers” Religious Institutions “to compel [their] employees” to
comply with the mandate. BST Holdings, 17 F.4th at 617. To ensure compliance,
Religious Institutions must probe their ministers’ and employees’ intimate and
personal medical decisions that often implicate their religious beliefs.
This is
precisely the “secular control or manipulation” that the First Amendment prohibits.
Kedroff, 344 U.S.at 116. In addition, the mandate violates the First Amendment by
setting the “terms and conditions of employment” to work for Religious Institutions,
3 CEA also represents for-profit members who have free-exercise and RFRA claims.
References to Religious Institutions include references to CEA for-profit or non-profit
members.
27
Cath. Bishop, 440 U.S. at 502–03, and interfering with their ability to “select[] . . .
the individuals who play certain key roles,” Our Lady, 140 S. Ct. at 2060.
The faculty of the seminaries and the Catholic and Christian schools are
clearly “ministers” under Our Lady, 140 S. Ct. at 2055. There are other staff members
who “play certain key roles” and fall under the ministerial exception. Id. at 2060; see
also Austin ¶ 30; Blankenship ¶ 22; Groos ¶ 40; Martin ¶ 38; Minks ¶ 33; Smith ¶ 25;
Royce ¶ 30. The Mandate requiring them to get vaccinated or be subjected to weekly
testing effectively imposes employment conditions akin to the “various Acts of
Uniformity . . . which dictated” that the ministers subscribe to certain beliefs (e.g., no
moral qualms regarding vaccination) and obtain licenses (e.g., proof of vaccination or
weekly tests). See Our Lady, 140 S. Ct. at 2061.
And the interference with religious organizations’ ability to hire any employee
to “conduct” “activities . . . in furtherance of” their religious missions violates religious
autonomy and the co-religionist doctrine.
Amos, 483 U.S. at 342 (Brennan, J.,
concurring in the judgment); Hall v. Baptist Mem’l Health Care Corp., 215 F.3d 618,
622–23 (6th Cir. 2000) (acknowledging a “constitutionally-protected interest . . . in
making religious-motivated employment decisions);” Little v. Wuerl, 929 F.2d 944,
945–46 (3d Cir. 1991); Kennedy v. St. Joseph’s ministriesM, Inc., 657 F.3d 189, 195
(4th Cir. 2011); EEOC v. Miss. Coll., 626 F.2d 477, 479–80 (5th Cir. 1980); Spencer v.
World Vision, Inc., 633 F.3d 723, 731–32 (9th Cir. 2011) (O’Scannlain, J., concurring);
id. at 742 (Kleinfeld, J., concurring); Killinger v. Samford Univ., 113 F.3d 196, 200–
01 (11th Cir. 1997). The Mandate violates the First Amendment.
28
2.
The Mandate falters under RFRA’s strict scrutiny.
RFRA prohibits the government from “substantially burden[ing] a person’s
exercise of religion” without showing that the action furthers a compelling
governmental interest by the least restrictive means. 42 U.S.C. § 2000bb-1(a)-(b).
“Congress enacted RFRA . . . to provide very broad protection for religious liberty.”
Burwell v. Hobby Lobby Stores, Inc., 573 U.S. 682, 693 (2014). Those protections
cover for-profit and non-profit entities and go “far beyond what [the Supreme] Court
ha[d] held [was] constitutionally required.” Id. at 706. The Mandate substantially
burdens Religious Institutions’ exercise of religion, and OSHA cannot clear the high
threshold to justify that burden.
Substantial burden.
The government substantially burdens a person’s
exercise of religion if it “demands that [he] engage in conduct that seriously violates
[his] religious beliefs” with the threat of “economic consequences.” Id. at 720; see also
Thomas v. Rev. Bd. of Ind. Emp. Sec. Div., 450 U.S. 707, 717–18 (1981) (“[A] burden
upon religion exists” if the state “put[s] substantial pressure on an adherent to modify
his behavior and to violate his beliefs.”).
Here, OSHA “demands” Religious Institutions to comply with the mandate or
face “substantial economic consequences.” Hobby Lobby, 573 U.S. at 720 ($2,000 in
penalty per employee constituted a substantial burden). The Mandate carries up to
nearly $14,000 in penalty per violation.
Although Religious Institutions do not categorically oppose vaccines, their
Christian faith requires them to respect their employees’ conscience and religious
decisions. Austin ¶ 23; Blankenship ¶ 17; Groos ¶¶ 24, 28; Martin ¶¶ 14, 22; Minks
29
¶¶ 16, 23; Smith ¶¶ 18, 20; Royce ¶¶ 24, 30-31, 35. And Religious Institutions’ faith
precludes them from burdening their unvaccinated employees’ religious beliefs for
remaining unvaccinated. Hobby Lobby, 573 U.S. at 691 (desire not to be complicit in
providing contraception constituted sincerely held belief); Little Sisters, 140 S. Ct. at
2383 (explaining that “the contraceptive mandate violated RFRA as applied to
entities with complicity-based objections”); Sambrano v. United Airlines, Inc., No. 2111159, 2021 WL 5881819, at *2 (5th Cir. Dec. 13, 2021) (Ho, J., dissenting) (“Forcing
individuals to choose between their faith and their livelihood imposes an obvious and
substantial burden on religion.”). Austin ¶ 23; Blankenship ¶ 17; Groos ¶ 34; Martin
¶ 30; Minks ¶ 27; Smith ¶ 20; Royce ¶¶ 28, 47.
If Religious Institutions pass the testing costs to their employees, Religious
Institutions will burden their ministers’ and employees’ conscience and religious
beliefs and, as a result, “violate [Religious Institutions’] beliefs” regarding conscience.
Thomas, 450 U.S. at 717–18; see also Little Sisters, 140 S. Ct. at 2383.
If Religious Institutions decide to incur the employees’ testing costs, the
cumulative cost of testing the unvaccinated employees for perpetuity will be
substantial. In Hobby Lobby, the Supreme Court found a substantial burden where
“the contraceptive mandate force[d] [religious businesses] to pay an enormous sum of
money . . . if they insist[ed] on providing insurance coverage in accordance with their
religious beliefs.” 573 U.S. at 726. Here, Religious Institutions will similarly have to
pay a large sum in testing costs to insist on maintaining their Christian beliefs on
30
conscience—i.e., not imposing a mandatory vaccination requirement and not
burdening unvaccinated employees’ beliefs by making them pay for testing.
Although the government makes it seem as though the mandate offers neutral
choices, OSHA admits that the “[Mandate] is designed to strongly encourage
vaccination,” 86 Fed. Reg. 61,532. See also In re OSHA, 2021 WL 5914024, at *4
(Sutton, C.J., dissenting from the denial of initial hearing en banc) (behind “the veil,”
the ETS “will operate much more like a vaccine mandate than a vaccine option”). As
Judge Larsen correctly observed, the “conscious[ ] design” was to make keeping
unvaccinated employees “less palatable.” Op. 40 (Larsen, J., dissenting). This design
pressures employers to disfavor and/or further pressure unvaccinated employees—
and “to modify [their] behavior and to violate [their] beliefs.” Thomas, 450 U.S. at
717–18.
Furthermore, Religious Institutions exercise their faith by providing
seminary training, providing Catholic and Christian education, engaging in nonprofit ministries, and operating for-profit businesses according to Christian values.
The Mandate will force Religious Institutions to take faculty out of classrooms, and
staff out of operating these organizations and businesses—for testing on a weekly
basis or for non-compliance—which will significantly disrupt Religious Institutions’
mission, including for-profit businesses’ operations and exercise.
Austin ¶ 30;
Blankenship ¶ 22; Groos ¶ 40; Martin ¶ 38; Minks ¶ 33; Smith ¶ 25; Royce ¶ 48. This
burden is substantial—not mere inconvenience—because Religious Institutions’
employees are not fungible.
31
Lack of compelling interest/narrow tailoring. OSHA cannot show a
compelling interest or narrow tailoring. When the “vast majority” of individuals
engaging in similar conduct are exempt, narrow tailoring “falters.” Dahl v. W. Mich.
Univ., 15 F.4th 728, 735 (6th Cir. 2021); Tandon v. Newsom, 141 S. Ct. 1294, 1297
(2021) (“Where the government permits other activities . . . , it must show that the
religious exercise at issue is more dangerous than those activities . . . .”).
There is no semblance of a tailoring—much less a narrow tailoring. Indeed,
OSHA’s mandate is underinclusive and fails to cover those engaged in “comparable
activities”: other secular and religious employers with fewer than 100 employees. Cf.
Tandon, 141 S. Ct. at 1296 (“treating[] any comparable secular activity more
favorably than religious exercise” requires strict scrutiny). OSHA’s goal appears to
be to vaccinate 22.7 million workers. In re OSHA, 2021 WL 591024, at *11 (Sutton,
C.J., dissenting from the denial of initial hearing en banc) (citing 86 Fed. Reg. 61433,
61472). Yet, if increasing the vaccination number is the goal, OSHA cannot explain
why it must violate Religious Institutions’ religious beliefs to achieve that goal when
it exempted 1 out of 3 private employers in the country. Cf. Dr. A. v. Hochul, No.
21A145, 2021 WL 5873126, at *5 (U.S. Dec. 13, 2021) (Gorsuch, J., dissenting from
the denial of application for injunctive relief) (finding no narrow tailoring when New
York failed to explain why it needed to violate plaintiffs’ religious beliefs to meet an
unstated vaccination goal).
There are also less restrictive alternatives that do not violate Religious
Institutions’ beliefs. Namely, instead of this convoluted cost-shifting scheme, OSHA
32
could simply pay for weekly testing. But it has not done so. For these reasons, the
Mandate violates RFRA.
C.
There is a reasonable probability that the Court will grant
review.
Justice Barrett (joined by Justice Kavanaugh) recently explained that the
likelihood-of-success factor “encompass[es] not only an assessment of the underlying
merits but also a discretionary judgment about whether the Court should grant
review in the case.” Does 1–3 v. Mills, 142 S. Ct. 17, 18 (2021) (Barrett, J., concurring
in the denial of application for injunctive relief); see also Hollingsworth v. Perry, 558
U.S. 183, 190 (2010) (looking for “a reasonable probability that four Justices will
consider the issue sufficiently meritorious to grant certiorari”).
Religious Institutions can make this showing here. This Court has not
hesitated to grant emergency relief when the government vastly overstepped, thus
necessarily finding this consideration was met. For example, the Court stayed the
Clean Power Plan in West Virginia v. EPA, 577 U.S. 1126 (2016). Just as the EPA
overstepped the limits of the Clean Air Act in West Virginia, OSHA has far exceeded
the OSH Act here. And just recently, this Court granted the application to vacate the
district court’s stay of its order finding the CDC’s eviction moratorium unlawful. Ala.
Ass’n of Realtors, 141 S. Ct. at 2490.
Many parallels exist between the eviction moratorium case and this. In both
cases, there is a mismatch “between existing law and the . . . proposed policy.” In re
OSHA, 2021 WL 5914024, at *2 (Sutton, C.J.., dissenting from the denial of initial
hearing en banc). In the eviction moratorium case, “health agencies” sought to “make
33
housing policy”; here, “occupational safety administrations” seek to “make health
policy.” BST Holdings, 17 F.4th at 619. There, the President admitted that the policy
was “not likely to pass constitutional muster” but that “by the time it gets litigated,
it will probably give some additional time while we’re getting that $45 billion out to
people.” The White House, Remarks by President Biden on Fighting the COVID-19
Pandemic (Aug. 3, 2021), https://biturl.top/y2ymmq. Here, the White House Chief of
Staff retweeted a post stating that “OSHA doing this vaxx mandate as an emergency
workplace safety rule is the ultimate work-around for the Federal govt to require
vaccinations.” BST Holdings, 17 F.4th at 612 n.13 (citation omitted). If emergency
relief was warranted in West Virginia and Alabama Association of Realtors, then it is
also warranted here.
II.
Absent a stay, Religious Institutions will suffer irreparable injuries.
If the Court does not stay the Mandate, Religious Institutions will suffer
significant First Amendment and financial harms. “The loss of First Amendment
freedoms, for even minimal periods of time, unquestionably constitutes irreparable
injury.” Elrod v. Burns, 427 U.S. 347, 373 (1976). This includes the loss of the
“special solicitude,” Hosanna-Tabor, 565 U.S. at 189, “autonomy with respect to
internal management decisions,” Our Lady, 140 S. Ct. at 2050, and free exercise
rights under the First Amendment and RFRA. Furthermore, Religious Institutions
could lose their ministers, teachers, and employees to other employers with 99 or
fewer employees. For example, South Dakota and Florida public schools are not
subject to the Mandate and could attract teachers away from religious private schools
(Bishop O’Gorman, Cambridge Christian School, and The King’s Academy). Such loss
34
of competitiveness is irreparable, and it is so all the more if Religious Institutions
lose talented ministers and employees to other employers.
Religious Institutions will incur significant, irrecoverable cost. Thunder Basin
Coal Co. v. Reich, 510 U.S. 200, 220–21 (1994) (Scalia, J., concurring in part and
concurring in the judgment) (“[C]omplying with a regulation later held invalid almost
always produces the irreparable harm of nonrecoverable compliance costs”). OSHA
itself notes that there will be at least $3 billion exacted in compliance cost, BST
Holdings, 17 F.4th at 617, and Religious Institutions submit declarations estimating
significant compliance costs.
Austin ¶¶ 22–23, 30; Blankenship ¶¶ 16–17, 22;
Groos ¶¶ 34–35, 40; Martin ¶¶ 30–31, 38; Minks ¶¶ 27, 33; Smith ¶¶ 19–21, 25; Royce
¶¶ 40, 44, 48.
III.
The equities and the public interest favor a stay.
The public would greatly benefit from a stay of the Mandate. The public has
not had the benefit of providing comments before OSHA issued the Mandate. “[I]n
the absence of a notice-and-comment process, the federal courts are all that’s left.” In
re OSHA, 2021 WL 5914024, at *14 (Sutton, C.J., dissenting from the denial of initial
hearing en banc).
The Mandate will affect 80 million Americans and implicate
intimate and personal decisions concerning vaccination, which is irreversible.
OSHA will not be harmed by the stay. Even while acknowledging “a strong
interest in combating the spread of the COVID-19 [virus], . . . our system does not
permit agencies to act unlawfully even in pursuit of desirable ends.” Ala. Ass’n of
Realtors, 141 S. Ct. at 2490; In re OSHA, 2021 WL 5914024, at *15 (Sutton, C.J.,
dissenting from the denial of initial hearing en banc). And with nearly 85% of
35
adults—and 95% of seniors—partially vaccinated, the risk of COVID-19 is decreasing
even without the Mandate. Furthermore, the federal government suspended the
enforcement of the federal-employee mandate until after the holidays, showing that
there is no workplace emergency that must addressed immediately. Joe Walsh,
Federal Government Will Hold Off on Firing Unvaccinated Workers Until Next Year,
Forbes (Nov. 29, 2021), https://biturl.top/Yz2E3m.
IV.
Alternatively, the Court should treat this application as a petition for
certiorari before judgment and grant certiorari forthwith, and grant
a stay pending resolution of the petition.
The Court should also treat this application as a petition for certiorari before
judgment and grant certiorari. The Supreme Court Rule 11 allows the issuance of a
writ of certiorari in cases of “imperative public importance” that “justif[ies] deviation
from normal appellate practice” and “require[s] immediate determination in this
Court.” This is such a case.
First, there is a split between the Fifth Circuit and half of all active Judges of
the Sixth Circuit, and two members of the Sixth Circuit’s motions panel. The Fifth
Circuit held that OSHA exceeded its authority in issuing the Mandate.
BST
Holdings, 17 F.4th at 609. Eight Judges of the Sixth Circuit also concluded that the
Mandate exceeded OSHA’s authority. In OSHA, 2021 WL 5914024, at *2 (Sutton,
C.J., dissenting in the denial of initial hearing en banc). Two Judges on the Sixth
Circuit’s motions panel concluded otherwise.
This split is already becoming entrenched as courts are applying BST Holdings
in other cases. See Louisiana v. Becerra, No. 3:21-cv-3970, 2021 WL 5609846, at *6–
*7 (W.D. La. Nov. 30, 2021) (relying on BST Holdings in issuing a nationwide
36
injunction against the HHS from enforcing the CMS vaccine mandate), stay of
injunction granted in part No. 21-30734, 2021 WL 5913302, at *1, *3 (5th Cir. Dec.
15, 2021) (relying on BST Holdings to affirm the injunction); see also Florida v. HHS,
No. 21-14098-JJ, 2021 WL 5768796, at *24, *27, *33 (11th Cir. Dec. 6, 2021) (Lagoa,
J., dissenting) (relying on BST Holdings to state that the HHS should be enjoined
from enforcing the CMS mandate).
Second, OSHA’s invocation of the emergency powers invites the Court’s prompt
and careful merits determination. The use of an ETS is “[e]xtraordinary” and “should
be delicately exercised, and only in those emergency situations which require it.” Fla.
Peach Growers Ass’n, Inc. v. U.S. Dept. of Lab., 489 F.2d 120, 129–30 (5th Cir. 1974).
Although the Court may not need to grant certiorari before judgment every time
OSHA issues an ETS, this specific vaccine-or-test mandate places 80 million
individuals to “a choice between their job(s) and their jab(s),” imposes nearly $3
billion in compliance cost, “involves broad medical considerations that lie outside of
OSHA’s core competencies,” and “purports to definitively resolve one of today’s most
hotly debated political issues.” BST Holdings, 17 F.4th at 617. This is of “imperative
public importance.” Sup. Ct. R. 11.
Furthermore, Chief Judge Sutton explained that an initial en banc review was
necessary because the Mandate “ends on May 5, 2022” and “little opportunity for
traditional en banc review” existed. In OSHA, 2021 WL 5914024, at *4 (Sutton, C.J.,
dissenting in the denial of initial hearing en banc). The same can be said of the
opportunity for this Court’s merits review. Yet, this Court’s definitive resolution of
37
OSHA’s authority is needed to end regularly occurring overreach by the federal
government. See Ala. Ass’n of Realtors, 141 S. Ct. at 2490. As seen in the Texas
Heartbeat Act case, the Court can grant certiorari before judgment and swiftly reach
a merits decision within a matter of a few months. See Whole Woman’s Health v.
Jackson, No. 21-463, 2021 WL 5855551 (U.S. Dec. 10, 2021).
Third, the Mandate violates the First Amendment and RFRA. This case is the
proper vehicle to properly determine the scope of the First Amendment and RFRA
protections in the context of an agency rulemaking and the remaining chapters of
government invocations of emergency. Last year, this Court reminded us that “even
in a pandemic, the Constitution cannot be put away and forgotten.” Roman Cath.
Diocese of Brooklyn v. Cuomo, 141 S. Ct. 63, 68 (2020). And the need for such
reminders (through a proper vehicle) has been constant. See, e.g., Does, 142 S. Ct. at
18 (Barrett, J., concurring in the denial of application for injunctive relief) (preferring
a merits case); Dr. A, 2021 WL 5873126, at *7 (Gorsuch, J., dissenting from the denial
of application for injunctive relief) (discussing the need for “reminders”); cf.
Sambrano, 2021 WL 5881819, at *3 (discussing the “crisis of conscience” in Title VII
context). This is a great vehicle to do so.
CONCLUSION
For the foregoing reasons, the Court should issue an immediate,
administrative stay and grant this application to stay the OSHA mandate.
Alternatively, the Court should grant certiorari before judgment forthwith and grant
a stay pending resolution of the petition.
38
Respectfully submitted.
/s/ John J. Bursch
Ryan L. Bangert
Ryan J. Tucker
ALLIANCE DEFENDING FREEDOM
15100 N 90th Street
Scottsdale, AZ 85260
(480) 444-0020
rbangert@ADFlegal.org
John J. Bursch
Counsel of Record
David A. Cortman
Matthew S. Bowman
Frank H. Chang
ALLIANCE DEFENDING FREEDOM
440 First Street, NW, Suite 600
Washington, DC 20001
(202) 393-8690
jbursch@ADFlegal.org
dcortman@ADFlegal.org
mbowman@ADFlegal.org
fchang@ADFlegal.org
rtucker@ADFlegal.org
Counsel for Religious Institutions
39
CERTIFICATE OF SERVICE
A copy of this application was served by email and U.S. mail to the counsel
listed below in accordance with Supreme Court Rule 22.2 and 29.3:
Elizabeth B. Prelogar
Solicitor General of the United States
Department of Justice
950 Pennsylvania Ave NW, Room 5616
Washington, DC 20530-0001
SupremeCtBriefs@USDOJ.gov
Edmund C. Baird
Associate Solicitor of Labor for Occupational Safety and Health
Office of the Solicitor
U.S. Department of Labor
200 Constitution Avenue, NW, Room S-4004
Washington, DC 20210
zzSOL-Covid19-ETS@dol.gov
/s/ John J. Bursch
John J. Bursch
40
APPENDIX
Appendix Table of Contents
Exhibit 1 - U.S. Court of Appeals for the Sixth Circuit
Opinion in No. 21-7000 Lifting Stay, Issued December 17, 2021 ........................ App.1
Exhibit 2 - Declaration of Jonathan B. Austin ................................................... App.58
Exhibit 3 - Declaration of Bryan P. Blankenship ............................................... App.64
Exhibit 4 - Declaration of Kyle L. Groos ............................................................. App.69
Exhibit 5 - Declaration of Randal L. Martin ...................................................... App.78
Exhibit 6 - Declaration of Shawn Minks............................................................. App.85
Exhibit 7 - Declaration of J. Michael Smith ....................................................... App.93
Exhibit 8 - Declaration of Shannon O. Royce ..................................................... App.98
Exhibit 9 – COVID-19 Vaccination and Testing: Emergency Temporary
Standard, 86 Fed. Reg. 61402 (Nov. 5, 2021) ................................................... App.107
i
Case: 21-7000
Document: 386-2
Filed: 12/17/2021
Page: 1
RECOMMENDED FOR PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 21a0287p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
IN RE: MCP NO. 165, OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION,
INTERIM FINAL RULE: COVID-19 VACCINATION AND TESTING; EMERGENCY
TEMPORARY STANDARD 86 FED. REG. 61402.
_________________________________________________________________
MASSACHUSETTS BUILDING TRADES COUNCIL, et al. (21-7000); BENTKEY
SERVICES, LLC (21-4027); PHILLIPS MANUFACTURING & TOWER COMPANY, et
al. (21-4028); COMMONWEALTH OF KENTUCKY, et al. (21-4031); ANSWERS IN
GENESIS, INC. (21-4032); SOUTHERN BAPTIST THEOLOGICAL SEMINARY, et al.
(21-4033); BST HOLDINGS, LLC, et al. (21-4080); REPUBLICAN NATIONAL
COMMITTEE (21-4082); ASSOCIATED BUILDERS AND CONTRACTORS, INC., et al.
(21-4083); MASSACHUSETTS BUILDING TRADES COUNCIL (21-4084); UNION OF
AMERICAN PHYSICIANS AND DENTISTS (21-4085); ASSOCIATED GENERAL
CONTRACTORS OF AMERICA, INC., et al. (21-4086); NATIONAL ASSOCIATION OF
BROADCAST EMPLOYEES & TECHNICIANS, THE BROADCASTING AND CABLE
TELEVISION WORKERS SECTOR OF THE COMMUNICATIONS WORKERS OF
AMERICA, LOCAL 51, AFL-CIO (21-4087); STATE OF MISSOURI, et al. (21-4088);
UNITED ASSOCIATION OF JOURNEYMEN AND APPRENTICES OF THE PLUMBING
AND PIPE FITTING INDUSTRY OF THE UNITED STATES AND CANADA, AFL-CIO
(21-4089); STATE OF INDIANA (21-4090); TANKCRAFT CORPORATION, et al. (214091); NATIONAL ASSOCIATION OF HOME BUILDERS (21-4092); JOB CREATORS
NETWORK, et al. (21-4093); UNITED FOOD AND COMMERCIAL WORKERS
INTERNATIONAL UNION, AFL/CIO-CLC, et al. (21-4094); SERVICE EMPLOYEES
INTERNATIONAL UNION LOCAL 32BJ (21-4095); MFA, INC., et al. (21-4096);
STATE OF FLORIDA, et al. (21-4097); AFT PENNSYLVANIA (21-4099); DENVER
NEWSPAPER GUILD, COMMUNICATIONS WORKERS OF AMERICA, LOCAL 37074,
AFL-CIO (21-4100); DTN STAFFING, INC., et al. (21-4101); FABARC STEEL
SUPPLY, INC., et al. (21-4102); MEDIA GUILD OF THE WEST, THE NEWS GUILDCOMMUNICATIONS WORKERS OF AMERICA, AFL-CIO, LOCAL 39213 (21-4103);
NATURAL PRODUCTS ASSOCIATION (21-4108); OBERG INDUSTRIES, LLC (214112); BETTEN CHEVROLET, INC. (21-4114); TORE SAYS LLC (21-4115);
KENTUCKY PETROLEUM MARKETERS ASSOCIATION, et al. (21-4117); AARON
ABADI (21-4133),
Petitioners,
v.
UNITED STATES DEPARTMENT OF LABOR, OCCUPATIONAL SAFETY AND HEALTH
ADMINISTRATION, et al.,
Respondents.
┐
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> Nos. 21-7000
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┘
/4027 /4028 /4031
/4032 /4033 /4080
/4082 /4083 /4084
/4085 /4086 /4087
/4089 /4088 /4090
/4091 /4093 /4092
/4095 /4094 /4096
/4097 /4099 /4100
/4101 /4102 /4103
/4108 /4112 /4114
/4115 /4117 /4133
App.001
(21 of 77)
Case: 21-7000
Nos. 21-7000, et al.
Document: 386-2
Filed: 12/17/2021
Page: 2
In re: MCP No. 165, Occupational Safety &
Health Admin. Rule on COVID-19 Vaccination
and Testing, 86 Fed. Reg. 61402
(22 of 77)
Page 2
On Emergency Motion to Dissolve Stay.
Multi-Circuit Petitions for Review from an Order of the U.S. Department of Labor,
Occupational Safety and Health Administration, No. OSHA-2001-0007.
Decided and Filed: December 17, 2021
Before: GIBBONS, STRANCH, and LARSEN, Circuit Judges.
_________________
COUNSEL
ON EMERGENCY MOTION TO DISSOLVE STAY AND REPLY: Sarah E. Harrington,
Michael S. Raab, Adam C. Jed, Brian J. Springer, Martin Totaro, UNITED STATES
DEPARTMENT OF JUSTICE, Washington, D.C., for Respondents. IN RESPONSE: R. Trent
McCotter, BOYDEN GRAY & ASSOCIATES, Washington, D.C., for Job Creators Network
Petitioners. Felicia K. Watson, NATIONAL ASSOCIATION OF HOME BUILDERS OF THE
UNITED STATES, Washington, D.C., for Petitioner National Association of Home Builders of
the United States. Christopher Wiest, CHRIS WIEST, ATTORNEY AT LAW, PLLC,
Crestview Hills, Kentucky, for Petitioner Betten Chevrolet, Inc. Harold Craig Becker,
AMERICAN FEDERATION OF LABOR AND CONGRESS OF INDUSTRIAL
ORGANIZATIONS, Washington, D.C., Peter J. Ford, UNITED FOOD & COMMERCIAL
WORKERS INTERNATIONAL UNION, Washington, D.C., Randy Rabinowitz, OSH LAW
PROJECT, LLC, Washington, D.C., Andrew D. Roth, BREDHOFF & KAISER, PLLC,
Washington, D.C., Nicole Berner, SERVICE EMPLOYEES INTERNATIONAL UNION,
Washington, D.C., Keith R. Bolek, O’DONOGHUE & O’DONOGHUE LLP, Washington, D.C.,
Victoria L. Bor, SHERMAN DUNN, P.C., Washington, D.C., for Petitioner Union of American
Physicians and Dentists. Cathleen A. Martin, John A. Ruth, NEWMAN, COMLEY & RUTH,
P.C., Jefferson City, Missouri, for MFA Incorporated Petitioners. Benjamin M. Flowers, May
Davis, OFFICE OF THE OHIO ATTORNEY GENERAL, Columbus, Ohio, Christopher L.
Thacker, Lindsey R. Keiser, OFFICE OF THE KENTUCKY ATTORNEY GENERAL,
Frankfort, Kentucky, Clark L. Hildabrand, Brandon J. Smith, OFFICE OF THE TENNESSEE
ATTORNEY GENERAL, Nashville, Tennessee, Brian Kane, Leslie M. Hayes, Megan A.
Larrondo, OFFICE OF THE IDAHO ATTORNEY GENERAL, Boise, Idaho, Jeffrey A.
Chanay, OFFICE OF THE KANSAS ATTORNEY GENERAL, Topeka, Kansas, Mithun
Mansinghani, OFFICE OF THE OKLAHOMA ATTORNEY GENERAL, Oklahoma City,
Oklahoma, Lindsay S. See, OFFICE OF THE WEST VIRGINIA ATTORNEY GENERAL,
Charleston, West Virginia, Edmund G. LaCour Jr., OFFICE OF THE ALABAMA ATTORNEY
GENERAL, Montgomery, Alabama, Charles E. Brasington, OFFICE OF THE ALASKA
ATTORNEY GENERAL, Anchorage, Alaska, Drew C. Ensign, OFFICE OF THE ARIZONA
ATTORNEY GENERAL, Phoenix, Arizona, D. John Sauer, OFFICE OF THE MISSOURI
ATTORNEY GENERAL, Jefferson City, Missouri, David M. S. Dewhirst, Christian B.
Corrigan, OFFICE OF THE MONTANA ATTORNEY GENERAL, Helena, Montana, Nicholas
J. Bronni, Vincent M. Wagner, OFFICE OF THE ARKANSAS ATTORNEY GENERAL, Little
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Rock, Arkansas, Henry C. Whitaker, Jason H. Hilborn, OFFICE OF THE FLORIDA
ATTORNEY GENERAL, Tallahassee, Florida, James A. Campbell, OFFICE OF THE
NEBRASKA ATTORNEY GENERAL, Lincoln, Nebraska, Anthony J. Galdieri, OFFICE OF
THE NEW HAMPSHIRE ATTORNEY GENERAL, Concord, New Hampshire, Matthew A.
Sagsveen, OFFICE OF THE NORTH DAKOTA ATTORNEY GENERAL, Bismarck, North
Dakota, Ross W. Bergethon, OFFICE OF THE GEORGIA ATTORNEY GENERAL, Atlanta,
Georgia, Thomas M. Fisher, OFFICE OF THE INDIANA ATTORNEY GENERAL,
Indianapolis, Indiana, Thomas T. Hydrick, OFFICE OF THE SOUTH CAROLINA
ATTORNEY GENERAL, Columbia, South Carolina, Samuel P. Langholz, OFFICE OF THE
IOWA ATTORNEY GENERAL, Des Moines, Iowa, Elizabeth B. Murrill, OFFICE OF THE
LOUISIANA ATTORNEY GENERAL, Baton Rouge, Louisiana, Judd E. Stone II, William F.
Cole, Ryan S. Baasch, OFFICE OF THE TEXAS ATTORNEY GENERAL, Austin, Texas,
Melissa A. Holyoak, OFFICE OF THE UTAH ATTORNEY GENERAL, Salt Lake City, Utah,
John V. Coghlan, OFFICE OF THE MISSISSIPPI ATTORNEY GENERAL, Jackson,
Mississippi, Ryan Schelhaas, OFFICE OF THE WYOMING ATTORNEY GENERAL,
Cheyenne, Wyoming, for State Petitioners. Michael E. Toner, Thomas M. Johnson, Jr., Stephen
J. Obermeier, Jeremy J. Broggi, Krystal B. Swendsboe, WILEY REIN LLP, Washington, D.C.,
for Petitioner Republican National Committee. Daniel P. Lennington, WISCONSIN
INSTITUTE FOR LAW & LIBERTY, Milwaukee, Wisconsin, for Tankcraft Petitioners.
Matthew R. Miller, Robert Henneke, Chance Weldon, Nathan Curtisi, TEXAS PUBLIC
POLICY FOUNDATION, Austin, Texas, for Burnett Specialists Petitioners. John Stone
Campbell III, John P. Murrill, TAYLOR, PORTER, BROOKS, & PHILLIPS L.L.P., Baton
Rouge, Louisiana, for Cox Operating Petitioners. Jessica Hart Steinmann, Josh Campbell,
Rachel Jag, AMERICA FIRST POLICY INSTITUTE, Washington, D.C., Kris W. Kobach,
ALLIANCE FOR FREE CITIZENS, Lecompton, Kansas, for DTN Staffing Petitioners. Daniel
R. Suhr, M. E. Buck Dougherty III, LIBERTY JUSTICE CENTER, Chicago, Illinois, Sarah
Harbison, PELICAN INSTITUTE FOR PUBLIC POLICY, New Orleans, Louisiana, for BST
Holdings Petitioners. Kurtis T. Wilder, Joseph E. Richotte, Steven R. Eatherly, BUTZEL
LONG, P.C., Detroit, Michigan, for Petitioner Small Business Association of Michigan. Henry
M. Perlowski, Ashley S. Kelly, ARNALL GOLDEN GREGORY LLP, Atlanta, Georgia,
Richard J. Oparil, ARNALL GOLDEN GREGORY LLP, Washington, D.C., for Petitioner
Natural Products Association. Robert Alt, THE BUCKEYE INSTITUTE, Columbus, Ohio,
Patrick Strawbridge, CONSOVOY MCCARTHY PLLC, Boston, Massachusetts, for Petitioner
Phillips Manufacturing & Tower Company. David A. Cortman, John J. Bursch, Matthew S.
Bowman, Frank H. Chang, ALLIANCE DEFENDING FREEDOM, Washington, D.C., Ryan L.
Bangert, Ryan J. Tucker, ALLIANCE DEFENDING FREEDOM, Scottsdale, Arizona, for
Southern Baptist Theological Seminary Petitioners. Jordan A. Sekulow, Abigail A. Southerland,
Miles Terry, Christy Stierhoff, AMERICAN CENTER FOR LAW & JUSTICE, Washington,
D.C., Edward L. White III, AMERICAN CENTER FOR LAW & JUSTICE, Ann Arbor,
Michigan, for Petitioner Heritage Foundation. Steven P. Lehotsky, Scott A. Keller, Michael B.
Schon, LEHOTSKY KELLER LLP, Washington, D.C., for Business Association Petitioners.
Matthew J. Clark, ALABAMA CENTER FOR LAW AND LIBERTY, Birmingham, Alabama,
for FabArc Steel Supply Petitioners. J. Larry Stine, WIMBERLY, LAWSON, STECKEL,
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SCHNEIDER & STINE, P.C., Atlanta, Georgia, for Associated Builders and Contractors
Petitioners. Jeffrey C. Mateer, Hiram S. Sasser III, David J. Hacker, Jeremiah G. Dys, Lea E.
Patterson, Keisha T. Russell, FIRST LIBERTY INSTITUTE, Plano, Texas, for Answers in
Genesis Petitioners. David A. Cortman, John J. Bursch, Matthew S. Bowman, Frank H. Chang,
ALLIANCE DEFENDING FREEDOM, Washington, D.C., Ryan L. Bangert, Ryan J. Tucker,
ALLIANCE DEFENDING FREEDOM, Scottsdale, Arizona, Harmeet K. Dhillon, Ronald D.
Coleman, Mark P. Meuser, Michael A. Columbo, DHILLON LAW GROUP INC., San
Francisco, California, for Petitioner Bentkey Services. Aaron Abadi, New York, New York, pro
se. ON AMICUS BRIEF: Brianne Gorod, CONSTITUTIONAL ACCOUNTABILITY
CENTER, Washington, D.C., Scott E. Rosenow WMC LITIGATION CENTER, Madison,
Wisconsin, Catherine L. Strauss, ICE MILLER LLP, Columbus, Ohio, Sheng Li, NEW CIVIL
LIBERTIES ALLIANCE, Washington, D.C., Emmy L. Levens, COHEN MILSTEIN SELLERS
& TOLL PLLC, Washington, D.C., Rachel L. Fried, Jessica Anne Morton, Jeffrey B. Dubner,
JoAnn Kintz, DEMOCRACY FORWARD FOUNDATION, Washington, D.C., Scott L. Nelson,
Allison M. Zieve, PUBLIC CITIZEN LITIGATION GROUP, Washington, D.C., Michael T.
Anderson, Adam C. Breihan, MURPHY ANDERSON PLLC, Washington, D.C., Deepak Gupta,
GUPTA WESSLER PLLC, Washington, D.C., for Amici Curiae.
STRANCH, J., delivered the opinion of the court in which GIBBONS, J., joined.
GIBBONS, J. (pg. 38), delivered a separate concurring opinion. LARSEN, J. (pp. 39–57),
delivered a separate dissenting opinion.
_________________
OPINION
_________________
JANE B. STRANCH, Circuit Judge. The COVID-19 pandemic has wreaked havoc
across America, leading to the loss of over 800,000 lives, shutting down workplaces and jobs
across the country, and threatening our economy. Throughout, American employees have been
trying to survive financially and hoping to find a way to return to their jobs. Despite access to
vaccines and better testing, however, the virus rages on, mutating into different variants, and
posing new risks. Recognizing that the “old normal” is not going to return, employers and
employees have sought new models for a workplace that will protect the safety and health of
employees who earn their living there. In need of guidance on how to protect their employees
from COVID-19 transmission while reopening business, employers turned to the Occupational
Safety and Health Administration (OSHA or the Agency), the federal agency tasked with
assuring a safe and healthful workplace. On November 5, 2021, OSHA issued an Emergency
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Temporary Standard (ETS or the standard) to protect the health of employees by mitigating
spread of this historically unprecedented virus in the workplace.
The ETS requires that
employees be vaccinated or wear a protective face covering and take weekly tests but allows
employers to choose the policy implementing those requirements that is best suited to their
workplace. The next day, the U.S. Court of Appeals for the Fifth Circuit stayed the ETS pending
judicial review, and it renewed that decision in an opinion issued on November 12. Under
28 U.S.C. § 2112(a)(3), petitions challenging the ETS—filed in Circuits across the nation—were
consolidated into this court.
Pursuant to our authority under 28 U.S.C. § 2112(a)(4), we
DISSOLVE the stay issued by the Fifth Circuit for the following reasons.
I. BACKGROUND
A. OSHA’s History and Authority
Congress passed the Occupational Safety and Health Act of 1970 (OSH Act or the Act)
and established OSHA “to assure safe and healthful working conditions for the nation’s work
force and to preserve the nation’s human resources.”
Asbestos Info. Ass’n/N. Am. v.
Occupational Safety & Health Admin., 727 F.2d 415, 417 (5th Cir. 1984). It expressly found that
“personal injuries and illnesses arising out of work situations impose a substantial burden upon,
and are a hindrance to, interstate commerce in terms of lost production, wage loss, medical
expenses, and disability compensation payments.” 29 U.S.C. § 651(a). OSHA is charged with
ensuring worker safety and health “by developing innovative methods, techniques, and
approaches for dealing with occupational safety and health problems.” Id. § 651(b)(5). To fulfill
that charge, Congress authorized the Secretary of Labor (the Secretary) “to set mandatory
occupational safety and health standards applicable to businesses affecting interstate commerce.”
Id. § 651(b)(3). And it vested the Secretary with “broad authority . . . to promulgate different
kinds of standards” for health and safety in the workplace. Indus. Union Dep’t, AFL-CIO v. Am.
Petroleum Inst., 448 U.S. 607, 611 (1980) (plurality opinion); see, e.g., N. Am.’s Bldg. Trades
Unions v. Occupational Safety & Health Admin., 878 F.3d 271, 281 (D.C. Cir. 2017); United
Steelworkers of Am., AFL-CIO-CLC v. Marshall, 647 F.2d 1189, 1202, 1311 (D.C. Cir. 1980);
29 C.F.R. §§ 1910.141, 1926.51.
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An occupational safety and health standard is one that “requires conditions, or the
adoption or use of one or more practices, means, methods, operations, or processes, reasonably
necessary or appropriate to provide safe or healthful employment and places of employment.”
29 U.S.C. § 652(8). Before going into effect, OSHA’s standards must undergo a notice-andcomment period for 30 days, during which time anyone who objects to the standard may request
a public hearing. Id. § 655(b)(2)–(3). Within 60 days from the end of the notice-and-comment
period, the Secretary must either publish the standard or decline to issue the standard. Id.
§ 655(b)(4). The Secretary has set standards that affect workplaces across the country in a wide
range of categories, including sanitation, air contaminants, hazardous materials, personal
protective equipment, and fire protection. See National Consensus Standards and Established
Federal Standards, 36 Fed. Reg. 10,466 (May 29, 1971).
In emergency circumstances, OSHA “shall” promulgate an “emergency temporary
standard” that takes “immediate effect.” 29 U.S.C. § 655(c)(1). Emergency temporary standards
do not displace notice-and-comment requirements; rather, the ETS serves as the “proposed rule,”
and OSHA must proceed over the course of six months with the notice-and-comment procedures
of a normal OSHA standard. Id. § 655(c)(2), (3). At the end of that period, the Secretary must
promulgate either the same standard or a revised standard in light of the notice-and-comment
process. Id. § 655(c)(2). Before issuing an ETS, OSHA must determine: (1) “that employees are
exposed to grave danger from exposure to substances or agents determined to be toxic or
physically harmful or from new hazards,” and (2) that an “emergency standard is necessary to
protect employees from such danger.” Id. § 655(c)(1).
With respect to any OSHA standard—emergency or otherwise—employers may seek a
“variance” from the standard. Id. § 655(d). Under that provision, an employer must demonstrate
“that the conditions, practices, means, methods, operations, or processes used or proposed to be
used by an employer will provide employment and places of employment to his employees
which are as safe and healthful as those which would prevail if he complied with the standard.”
Id.
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B. Factual Background
OSHA monitored the COVID-19 pandemic from the beginning. As early as April 2020,
OSHA sought to protect workers through “widespread voluntary compliance” with “safety
guidelines,” specifying that workplaces should comply with personal protective equipment
standards, see 29 C.F.R. § 1910, and by reinforcing employers’ “general duty” to furnish each
worker “employment and a place of employment, which are free from recognized hazards that
are causing or are likely to cause death or serious physical harm,” see 29 U.S.C. § 654(a)(1).
Given the pandemic’s trajectory—and the emergence of rapidly-spreading variants causing
“increases in infectiousness and transmission,” 86 Fed. Reg. at 61,409—OSHA found that its
“nonregulatory enforcement tools” were “inadequate” to ensure all working individuals “safe
and healthful working conditions.” 29 U.S.C. § 651(b); see 86 Fed. Reg. at 61,410–45.
Determining that the continued spread of COVID-19 met the two requirements of
§ 655(c)(1), on November 5, 2021, OSHA published an ETS to fulfill its statutory directive and
address the “extraordinary and exigent circumstances” presented by this unprecedented
pandemic. 86 Fed. Reg. at 61,434. OSHA published a 153-page preamble to the ETS to explain
the bases for its decision to issue the ETS under 29 U.S.C. § 655(c). See COVID-19 Vaccination
and Testing; Emergency Temporary Standard, 86 Fed. Reg. 61,402 (Nov. 5, 2021) (to be
codified at 29 C.F.R. pts. 1910, 1915, 1917, 1918, 1926, and 1928).
The ETS does not require anyone to be vaccinated. Rather, the ETS allows covered
employers—employers with 100 or more employees—to determine for themselves how best to
minimize the risk of contracting COVID-19 in their workplaces.
Id. at 61,438 (allowing
employers to “opt out” of any vaccination policies). Employers have the option to require
unvaccinated workers to wear a mask on the job and test for COVID-19 weekly. Id. They can
also require those workers to do their jobs exclusively from home, and workers who work
exclusively outdoors are exempt. Id. at 61,419. The employer—not OSHA—can require that its
workers get vaccinated, something that countless employers across the country have already
done. Id. at 61,436 (“[T]his ETS offers employers a choice in how to comply . . . .”).
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Employers must also confirm their employees’ vaccination status and keep records of that
status. Id. at 61,552. Consistent with other OSHA standard penalties, employers who fail to
follow the standard may be fined penalties up to $13,653 for each violation and up to $136,532
for each willful violation. 29 C.F.R. § 1903.15(d).
C. Procedural History
Shortly after OSHA issued the ETS, private employers, labor unions, state governments,
and individual citizens across the country filed suit in virtually every circuit court, challenging
OSHA’s authority to issue such an ETS and OSHA’s basis for the ETS. One day after the ETS
went into effect, the Fifth Circuit issued a stay barring OSHA from enforcing the ETS until the
completion of judicial review. BST Holdings, LLC v. Occupational Safety & Health Admin.,
No. 21-60845, 2021 WL 5166656 (5th Cir. Nov. 6, 2021) (per curiam). Less than a week later,
the Fifth Circuit issued a written opinion, reaffirming the initial stay after “having conducted . . .
[an] expedited review.” BST Holdings, LLC v. Occupational Safety & Health Admin., 17 F.4th
604 (5th Cir. 2021).
In reaching its decision to stay the ETS, the Fifth Circuit generally forecasted that the
ETS faced fatal statutory and constitutional issues, then concluded that the Petitioners had
demonstrated a strong likelihood of success on the merits. Id. at 611–18. On the other stay
factors, the Fifth Circuit found that individuals, states, and employers would be “substantially
burdened” due to the compliance costs, loss of constitutional freedom, and intrusion into States’
“constitutionally reserved police power.” Id. at 618. Without addressing any of OSHA’s factual
explanations or its supporting scientific evidence concerning harm, the Fifth Circuit summarily
concluded that “a stay will do OSHA no harm whatsoever” and “a stay is firmly in the public
interest.” Id. at 618–19 (emphasis in original).
Under 28 U.S.C. § 2112(a)(3), the Government notified the judicial panel on multidistrict
litigation of petitions across multiple circuits, invoking the lottery procedure to consolidate all
petitions in a single circuit. On November 16, the panel designated the U.S. Court of Appeals
for the Sixth Circuit to review the petitions. On November 23, the Government moved to
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dissolve the stay issued by the Fifth Circuit pursuant to § 2112(a)(4), which provides that the
court of appeals chosen through the multi-circuit lottery may modify, revoke, or extend a stay
that a court of appeals issued before the lottery.
II. ANALYSIS
Relying primarily on the evidence and authority set out in its 153-page preamble, OSHA
moved to dissolve the Fifth Circuit’s stay. Under 28 U.S.C. § 2112(a)(4), we review de novo the
challenged aspects of the ETS to determine whether the Fifth Circuit’s stay should be modified,
revoked, or extended.
A. Standard for Stay
“A stay is an ‘intrusion into the ordinary processes of administration and judicial
review.’” Nken v. Holder, 556 U.S. 418, 427 (2009) (quoting Va. Petroleum Jobbers Ass’n. v.
Fed. Power Comm’n, 259 F.2d 921, 925 (D.C. Cir. 1958)). Therefore, it “is not a matter of right,
even if irreparable injury might otherwise result to the appellant.” Id. (quoting Virginian Ry. Co.
v. United States, 272 U.S. 658, 672 (1926)). “[T]he heavy burden for making out a case for such
extraordinary relief” rests on “the moving parties.” Winston-Salem/Forsyth Cnty. Bd. of Educ. v.
Scott, 404 U.S. 1221, 1231 (1971); see also Nken, 556 U.S. at 433–34.
To determine whether a stay pending judicial review is merited, we consider four factors:
(1) whether the stay applicant has made a strong showing that he is likely to
succeed on the merits; (2) whether the applicant will be irreparably injured absent
a stay; (3) whether issuance of the stay will substantially injure the other parties
interested in the proceeding; and (4) where the public interest lies.
Nken, 556 U.S. at 426 (quoting Hilton v. Braunskill, 481 U.S. 770, 776 (1987)).
B. Likelihood of Success on the Merits
1. Scope of OSHA’s Statutory Authority
Petitioners’ arguments are primarily grounded in the Fifth Circuit’s blanket conclusion
that the ETS is beyond the scope of OSHA’s statutory authority. The ETS was issued under
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§ 655(c)(1) of the Act, which requires OSHA to issue an emergency standard if necessary to
protect workers from a “grave danger” presented by “exposure to substances or agents
determined to be toxic or physically harmful or from new hazards.” 29 U.S.C. § 655(c)(1). In
assessing that authority, the Fifth Circuit focused solely on the words in § 655(c)(1): “substances
or agents,” “toxic or physically harmful,” and “grave danger,” opining that those words are to be
interpreted based on the words and phrases in the immediate vicinity of the statutory language at
issue. BST Holdings, 17 F.4th at 612–13. But the Supreme Court has instructed that words and
phrases must be viewed in the context of the entire statute. See Gade v. Nat’l Solid Wastes
Mgmt. Ass’n, 505 U.S. 88, 99 (1992) (instructing that, when evaluating a statute, a court “must
not be guided by a single sentence or member of a sentence, but look to the provisions of the
whole law”). We therefore take a holistic view of the language that Congress chose to include in
its statutory authorization to OSHA.
An “agent” is “a chemically, physically, or biologically active principle.”
Agent,
Merriam-Webster Collegiate Dictionary, https://unabridged.merriam-webster.com/collegiate/
agent. And a virus is defined, in part, as “any large group of submicroscopic infectious agents.”
Virus,
Merriam-Webster
collegiate/virus.
Collegiate
Dictionary,
https://unabridged.merriam-webster.com/
The statute requires OSHA to determine whether an agent is “toxic or
physically harmful or from new hazards,” 29 U.S.C. § 655(c)(1) (emphasis added), speaking in
the disjunctive, which specifies that words so connected “are to be given separate meanings,”
Loughrin v. United States, 573 U.S. 351, 357 (2014) (quoting United States v. Woods, 571 U.S.
31, 45–46 (2013)). To conflate two descriptors into one meaning would improperly render one
disjunctive phrase superfluous. See Bailey v. United States, 516 U.S. 137, 146 (1995); Reiter v.
Sonotone Corp., 442 U.S. 330, 338–39 (1979).
Under the statutory definition, any agent,
including a virus, that is either “toxic” (i.e., poisonous, toxicity) or “physically harmful” (i.e.,
causing bodily harm) falls within OSHA’s purview. An agent that causes bodily harm—a
virus—falls squarely within the scope of that definition.
Other provisions of the Act reinforce OSHA’s authority to regulate infectious diseases
and viruses. As explained above, Congress enacted the OSH Act under the Commerce Clause
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because Congress found that “illnesses arising out of work situations impose a substantial burden
upon . . . interstate commerce.” 29 U.S.C § 651(a) (emphasis added). Congress created the
safety and health administration to protect workers from those illnesses by reducing “health
hazards at their places of employment.” Id. § 651(b)(1). The Act’s objectives include exploring
“ways to discover latent diseases, establishing causal connections between diseases and work in
environmental conditions, and conducting other research relating to health problems . . . .” Id.
§ 651(b)(6). And finally, the Act sought to “provid[e] medical criteria which will assure insofar
as practicable that no employee will suffer diminished health, functional capacity, or life
expectancy as a result of his work experience.” Id. § 651(b)(7).
Section 20 of the OSH Act provides for OSHA to work with and through other agencies
by expressly directing the Secretary of Health and Human Services to conduct research in
consultation with the Secretary of Labor to develop “information regarding potentially toxic
substances or harmful physical agents,” including through medical examination and tests. Id.
§ 669(a)(5). That provision also contains the religious exemption for the entire OSH Act:
“[n]othing in this or any other provision of this chapter shall be deemed to authorize or require
medical examination, immunization, or treatment, for those who object thereto on religious
grounds, except where such is necessary for the protection of the health or safety of others.” Id.
The provision’s reference to immunization and its creation of a limited exception to the Act’s
authorization of standards involving immunization would be rendered meaningless if the statute
did not contemplate both that “harmful agents” include infectious, disease-causing agents, such
as viruses, and that OSHA would employ the use of immunizations to combat those agents.
Congress confirmed OSHA’s infectious disease authority in other statutes. In 1989,
OSHA proposed a standard governing bloodborne pathogens to curb transmission rates of HIV,
hepatitis B (HBV), and hepatitis C. See Occupational Exposure to Bloodborne Pathogens,
54 Fed. Reg. 23,042 (proposed May 30, 1989). When the standard had not been finalized by
1991, Congress ordered OSHA to finalize its rulemaking by a date certain, “warning that if
[OSHA] did not meet its deadline, the proposed standard would become effective in the interim.”
Dale and Tracy, Occupational Safety and Health Law 64 (2018). In 1992, Congress passed the
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Workers Family Protection Act, codified in 29 U.S.C. § 671a, the same U.S. Code chapter as the
OSH Act. The statute resulted from findings that “hazardous chemicals and substances” were
being transported home on workers and their clothing posing a “threat to the health and welfare
of workers and their families.” 29 U.S.C. § 671a(b)(1)(A)–(B). Section 671a requires the
National Institute for Occupational Safety and Health to work with OSHA to study “issues
related to the contamination of workers’ homes with hazardous chemicals and substances,
including infectious agents, transported from the workplaces of such workers.”
Id.
§ 671a(c)(1)(A) (emphasis added). OSHA is then specifically required to consider the need for
additional standards on the studied issues and to promulgate such standards “pursuant to . . . the
Occupational Safety and Health Act of 1970.” Id. § 671a(d)(2).
In 2000, Congress passed the Needlestick Safety and Prevention Act, directing OSHA to
strengthen its bloodborne pathogens standard and provide language for the regulatory text. Pub.
L. No. 106-430, 114 Stat. 1901 (2000). Although legal challenges were brought against the
standard, no party challenged OSHA’s authority to regulate bloodborne pathogens. See Am.
Dental Ass’n v. Martin, 984 F.2d 823, 826 (7th Cir. 1993). Removing any basis for doubt that
OSHA is authorized to regulate infectious diseases, Congress expressly included funding for
OSHA in the American Rescue Plan that is to be used “to carry out COVID-19 related worker
protection activities.” Pub. L. No. 117-2, § 2101, 135 Stat. 4, 30 (2021).
Based on the OSH Act’s language, structure, and Congressional approval, OSHA has
long asserted its authority to protect workers against infectious diseases. In 1991, it promulgated
a standard regarding exposure to bloodborne pathogens. Occupational Exposure to Bloodborne
Pathogens; Final Rule; 56 Fed. Reg. 64,004 (1991) (codified at 29 C.F.R. § 1910.1030). That
standard required employers to make the hepatitis B vaccine available to employees at risk of
exposure to HBV. 29 C.F.R. § 1910.1030(f). OSHA has also promulgated standards requiring
employers engaged in hazardous waste cleanup to protect against any “biological agent and other
disease-causing agent” that “upon exposure, ingestion, inhalation or assimilation into any
person,. . . will or may reasonably be anticipated to cause death [or] disease,” id.
§ 1910.120(a)(3); requiring use of respirators to prevent occupational diseases caused by
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“harmful dusts, fogs, fumes, mists, gases, smokes, sprays, or vapors,” id. § 1910.134(a)(1); and
requiring employers to provide adequate toilet and handwashing facilities to protect workers
from pesticides and prevent the spread of harmful bacteria and disease, id. § 1910.141; see also
Field Sanitation, 52 Fed. Reg. 16,050, 16,087, 16,090–91 (May 1, 1987) (codified at 29 C.F.R.
§ 1928.110) (requiring construction employers to ban the use of common drinking cups to avoid
the risk of contracting diseases); 29 C.F.R. § 192.51(a)(4).
Given OSHA’s clear and exercised authority to regulate viruses, OSHA necessarily has
the authority to regulate infectious diseases that are not unique to the workplace. Indeed, no
virus—HIV, HBV, COVID-19—is unique to the workplace and affects only workers. And
courts have upheld OSHA’s authority to regulate hazards that co-exist in the workplace and in
society but are at heightened risk in the workplace. See, e.g., Forging Indus. Ass’n v. Sec’y of
Labor, 773 F.2d 1436, 1442–43 (4th Cir. 1985) (en banc) (rejecting the argument that “because
hearing loss may be sustained as a result of activities which take place outside the workplace . . .
OSHA acted beyond its statutory authority by regulating non-occupational conditions or
causes”); Am. Dental Ass’n, 984 F.2d at 826 (recognizing that the “infectious character of HIV
and HBV warrant[s] even on narrowly economic grounds more regulation than would be
necessary in the case of a noncommunicable disease”); see also 29 C.F.R. § 1910.1025 (OSHA
regulates workplace exposure to lead).
Longstanding precedent addressing the plain language of the Act, OSHA’s interpretations
of the statute, and examples of direct Congressional authorization following the enactment of the
OSH Act all show that OSHA’s authority includes protection against infectious diseases that
present a significant risk in the workplace, without regard to exposure to that same hazard in
some form outside the workplace.
The responsibility the Act imposes on OSHA to protect the safety and health of
employees, moreover, is hardly limited to “hard hats and safety goggles.” OSHA has wide
discretion to form and implement the best possible solution to ensure the health and safety of all
workers, and has historically exercised that discretion. See United Steelworkers of Am., 647 F.2d
at 1260. Having been charged by the Act with creating such health-based standards, it makes
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sense that OSHA’s authority contemplates the use of medical exams and vaccinations as tools in
its arsenal. See id. at 1228–40 (concluding that OSHA has the authority to require medical
surveillance of lead levels). “To suggest otherwise would mean that Congress had to have
anticipated both the unprecedented COVID-19 pandemic and the unprecedented politicization of
the disease to regulate vaccination against it.” Florida v. Dep’t of Health & Hum. Servs., No.
21-14098-JJ, 2021 WL 5768796, at *12 (11th Cir. Dec. 6, 2021). No such prescience is required
to address the health and safety concerns of American workers as they seek to return to their
workplaces. The language of the OSH Act plainly authorizes OSHA to act on its charge “to
assure safe and healthful working conditions for the nation’s work force and to preserve the
nation’s human resources.” Asbestos Info. Ass’n, 727 F.2d at 417.
2. Major Questions Doctrine
Having established OSHA’s statutory authority, we pause to address Petitioners’ and the
Fifth Circuit’s arguments pertaining to the major questions doctrine.
The Fifth Circuit’s
complete discussion of the point is contained in a single paragraph:
[T]he major questions doctrine confirms that the Mandate exceeds the bounds of
OSHA’s statutory authority. Congress must “speak clearly if it wishes to assign
to an agency decisions of vast economic and political significance.” The Mandate
derives its authority from an old statute employed in a novel manner, imposes
nearly $3 billion in compliance costs, involves broad medical considerations that
lie outside of OSHA’s core competencies, and purports to definitively resolve one
of today’s most hotly debated political issues. There is no clear expression of
congressional intent in § 655(c) to convey OSHA such broad authority, and this
court will not infer one. Nor can the Article II executive breathe new power into
OSHA’s authority—no matter how thin patience wears.
BST Holdings, 17 F.4th at 617–18 (citations and footnote omitted) (quoting Util. Air Regul. Grp.
v. EPA, 573 U.S. 302, 324 (2014)).
The seldom-used major questions doctrine is a canon of statutory interpretation that has
been described as an exception to Chevron deference. See, e.g., King v. Burwell, 576 U.S. 473,
485–86 (2015).
If any agency’s regulatory action “bring[s] about an enormous and
transformative expansion in [the agency’s] regulatory authority,” then there must be “clear
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congressional authorization.” Util. Air Regul. Grp., 573 U.S. at 324. “We expect Congress to
speak clearly if it wishes to assign to an agency decisions of vast ‘economic and political
significance.’” Id. (quoting FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 160
(2000)). The doctrine itself is hardly a model of clarity, and its precise contours—specifically,
what constitutes a question concerning deep economic and political significance—remain
undefined.
The major questions doctrine is inapplicable here, however, because OSHA’s issuance of
the ETS is not an enormous expansion of its regulatory authority.
OSHA has regulated
workplace health and safety on a national scale since 1970, including controlling the spread of
disease. See Am. Textile Mfrs. Inst. v. Donovan, 452 U.S. 490, 520 (1981). As cataloged at
length above, vaccination and medical examinations are both tools that OSHA historically
employed to contain illness in the workplace. The ETS is not a novel expansion of OSHA’s
power; it is an existing application of authority to a novel and dangerous worldwide pandemic.
The dissent assumes our conclusion rests on the length of time (since 1970) OSHA has
regulated workplaces and that we miss the point that the major questions doctrine is also about
the “scope or degree” of the power an agency wields. (Dissent Op. at 53) Our conclusion rests
on much more, including: An extensive catalog of OSHA’s regulatory authority, citing the text
of the Act and precedent, both replete with references that contemplate the authority OSHA uses
here; the actual components of OSHA’s work—such as its many years of regulating illness in the
workplace; and other statutes acknowledging OSHA’s authority, including one that expressly
allocates funding to OSHA for its intervention in the COVID-19 crisis. This listing shows that
OSHA was granted the authority that it exercised. The case cited by the dissent, FDA v. Brown
& Williamson Tobacco Corporation, is inapposite because there the FDA made the claim that its
authority to regulate “drugs” extended to cigarettes, but Congress had repeatedly declined to
grant the FDA that authority. See 529 U.S. at 125, 137–39.
Any doubt as to OSHA’s authority is assuaged by the language of the OSH Act. In
arguing that OSHA does not have this authority, Petitioners and the Fifth Circuit rely on the
Supreme Court’s and the Sixth Circuit’s recent cases invoking the major questions doctrine
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regarding a nationwide moratorium on evictions in counties experiencing high levels of COVID19 transmission. See Ala. Ass’n of Realtors v. U.S. Dep’t of Health & Hum. Servs., 141 S. Ct.
2485 (2021); Tiger Lily, LLC v. U.S. Dep’t of Hous. & Urb. Dev., 5 F.4th 666 (6th Cir. 2021).
The Centers for Disease Control and Prevention (CDC) promulgated the moratorium under
§ 361(a) of the Public Health Service Act (PHSA), referencing its “broad authority to take
whatever measures it deems necessary to control the spread of COVID-19.” Ala. Ass’n of
Realtors, 141 S. Ct. at 2488. The Supreme Court determined that clear language in the PHSA
expressly limited the scope of the CDC’s authority to specific measures, which scope did not
include moratoria. Id. The Court noted that “[e]ven if the text were ambiguous, the sheer scope
of the CDC’s claimed authority under § 361(a) would counsel against the Government’s agency
interpretation.” Id. at 2489. Because 80 percent of the United States population fell within the
moratorium, which would cost nearly $50 billion, and the moratorium intruded into an area
traditionally left to the States, landlord-tenant law, the Court noted that if Congress wished the
CDC to have such authority, it needed to “enact exceedingly clear language” to that effect. Id.
(quoting U.S. Forest Serv. v. Cowpasture River Pres. Ass’n, 140 S. Ct. 1837, 1850 (2020)).
As an initial point, Alabama Association of Realtors and Tiger Lily do not control this
case. Those cases concerned a different agency, the CDC, and a different regulation, the
suspension of evictions. Any authority to issue such regulation came from a different statute:
the PHSA. The decisions primarily focused on interpreting the language of that underlying
statute. Ala Ass’n of Realtors, 141 S. Ct. at 2488; Tiger Lily, 5 F.4th at 669–71.
Those cases are inapposite because here the statutory language unambiguously grants
OSHA authority for the ETS. As discussed at length, the OSH Act confers authority on OSHA
to impose standards and regulations on employers to protect workplace health and safety,
including the transmission of viruses in the workplace.
See 29 U.S.C. §§ 651(b), 655(c).
OSHA’s ETS authority is circumscribed not only by the requirements of grave danger and
necessity, but also by the required relationship to the workplace. Id.; see United Steelworkers of
Am., 647 F.2d at 1230. And OSHA honored those parameters, issuing emergency standards only
eleven times, including the currently challenged ETS. See SCOTT D. SZYMENDRA, CONG. RSCH.
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SERV., R46288, OCCUPATION SAFETY AND HEALTH ADMIN. (OSHA): COVID-19 EMERGENCY
TEMPORARY STANDARDS (ETS) ON HEALTH CARE EMP. AND VACCINATIONS AND TESTING FOR
LARGE EMPS. at 35–36 tbl. A-1 (2021), https://crsreports.congress.gov/product/pdf/R/R46288.
This is, therefore, different from the CDC’s authority under the PHSA, which provided a limited
scope of tools to effectuate the Act’s purposes, which scope did not include moratoria, and which
regulated an area not traditionally in the CDC’s wheelhouse.1 Finally, the same federalism
concerns are not at issue here: “[a]lthough . . . ‘public health issues’ . . . have ‘traditionally been
a primary concern of state and local officials,’ Congress, in adopting the OSH Act, decided that
the federal government would take the lead in regulating the field of occupational health.”
Farmworker Just. Fund v. Brock, 811 F.2d 613, 625 (D.C. Cir. 1987) (quoting Am. Textile Mfrs.
Inst., 452 U.S. at 509).
In sum, the major questions doctrine is inapplicable here. OSHA’s issuance of the ETS is
not a transformative expansion of its regulatory power as OSHA has regulated workplace health
and safety, including diseases, for decades.
3. OSHA’s Basis for the Emergency Temporary Standard
Having found no threshold issue that OSHA exceeded its authority under the statute, we
turn to the challenges to the ETS itself.
As noted, OSHA is permitted to issue an emergency temporary standard, which takes
“immediate effect” and serves as a “proposed rule” for a notice-and-comment rulemaking if it
determines: (1) “that employees are exposed to grave danger from exposure to substances or
agents determined to be toxic or physically harmful or from new hazards,” and (2) that a
standard “is necessary to protect employees from such danger.” 29 U.S.C. § 655(c). Those
determinations are “conclusive if supported by substantial evidence in the record as a whole.”
1In comparing this case with Alabama Association, the Fifth Circuit wrote, “But health agencies do not
make housing policy, and occupational safety administrators do not make health policy.” BST Holdings, 17 F.4th at
619. The Fifth Circuit fails to acknowledge that OSHA stands for the Occupational Safety and Health
Administration. See 29 U.S.C. § 651(b) (“The Congress declares it to be its purpose and policy . . . to assure so far
as possible every working man and woman in the Nation safe and healthful working conditions . . . .” (emphasis
added)).
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Id. § 655(f). On judicial review, we determine “whether the record contains ‘such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.’” Asbestos
Info. Ass’n, 727 F.2d at 421 (quoting Consol. Edison Co. v. NLRB, 305 U.S. 197, 229 (1938)).
While the ultimate question hinges on whether the record contains substantial evidence,
“the nature of the evidence in this case requires that we inquire into whether OSHA ‘carried out
[its] essentially legislative task in a manner reasonable under the state of the record before [it].’”
Id. at 421 (quoting Aqua Slide ‘n’ Dive Corp. v. Consumer Prod. Safety Comm’n, 569 F.2d 831,
838 (5th Cir. 1978)). To this end, deference is given to OSHA’s fact-finding expertise. Id.
(citing Aqua Slide ‘n’ Dive Corp., 569 F.2d at 838). While “we must take a ‘harder look’ at
OSHA’s action than we would if we were reviewing the action under the more deferential
arbitrary and capricious standard,” id. at 421, by the very nature of the administrative
proceeding, some flexibility is to be exercised in judicial review, id. at 422.
The court “can review [the] data in the record and determine whether it reflects
substantial support for the Secretary’s findings.” Indus. Union Dep’t, AFL-CIO v. Hodgson,
499 F.2d 467, 475 (D.C. Cir. 1974) (recognizing that substantial evidence standard of review in a
legislative-type proceeding is only applicable to some dimensions of the agency’s decision). But
some “determinations involve policy choices or factual determinations so much ‘on the frontiers
of scientific knowledge’ that they resemble policy determinations more than factual ones.”
Asbestos Info. Ass’n, 727 F.2d at 422 (quoting Hodgson, 499 F.2d at 474).
For these
determinations we respect “‘the boundaries between the legislative and the judicial function,’
[and] we ‘approach our reviewing task with a flexibility informed and shaped by sensitivity to
the diverse origins of the determinations that enter into a legislative judgment’ made by an
agency.” Id. (quoting Hodgson, 499 F.2d at 475). So too here.
In assessing the likelihood of success of the ETS challenges, we rely on the extensive
preamble to the ETS and the record before the courts.
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i. Emergency
We begin with the contention endorsed by the Fifth Circuit that the standard
automatically fails because OSHA did not issue the ETS at the outset of the pandemic. The
claim that COVID-19 does not present “a true emergency” in the workplace has no foundation in
the record and law and ignores OSHA’s explanations.
OSHA addressed COVID-19 in
progressive steps tailored to the stage of the pandemic, including consideration of the growing
and changing virus, the nature of the industries and workplaces involved, and the availability of
effective tools to address the virus. This reasoned policy determination does not undermine the
state of emergency that this unprecedented pandemic currently presents.
Even if we assume that OSHA should have issued an ETS earlier, moreover, “to hold that
because OSHA did not act previously it cannot do so now only compounds the consequences of
the Agency’s failure to act.” Id. at 423. In Asbestos Information Association, the petitioners
challenged the Agency’s motives in promulgating an ETS “when the Agency has known for
years that asbestos constitutes a serious health risk, and, in fact, has had all the data it uses to
support its . . . action at hand, but nevertheless failed to act on it.” Id. The Fifth Circuit
concluded that the statutory language itself precludes a requirement that OSHA may only act on
“new information” because the Act permits regulation of harmful agents or “new hazards,”
proving that not all regulated dangers must be new. Id. “OSHA should, of course, offer some
explanation for its timing in promulgating an ETS,” id., and OSHA has done so here.
The record establishes that COVID-19 has continued to spread, mutate, kill, and block
the safe return of American workers to their jobs. To protect workers, OSHA can and must be
able to respond to dangers as they evolve. As OSHA concluded: with more employees returning
to the workplace, the “rapid rise to predominance of the Delta variant” meant “increases in
infectiousness and transmission” and “potentially more severe health effects.” 86 Fed. Reg. at
61,409–12. OSHA also explained that its traditional nonregulatory options had been proven
“inadequate.” Id. at 61,444. OSHA acted within its discretion in making the practical decision
to wait for Federal Drug Administration (FDA) approval of the vaccines before issuing the ETS;
“this fact demonstrates appropriate caution and thought on the part of the Secretary.”
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Florida, 2021 WL 5768796, at *14 n.2. These findings, therefore, coupled with FDA-approved
vaccines, more widespread testing capabilities, the recognized Delta variant and the possibility of
new variants2 support OSHA’s conclusion that the current situation is an emergency, and one
that can be ameliorated by agency action.
ii. Grave Danger
Health effects may constitute a “grave danger” under the OSH Act if workers face “the
danger of incurable, permanent, or fatal consequences . . . , as opposed to easily curable and
fleeting effects on their health.”
Fla. Peach Growers Ass’n, Inc. v. U.S. Dep’t of Labor,
489 F.2d 120, 132 (5th Cir. 1974). The “grave danger” required to warrant an ETS is a risk
greater than the “significant risk” that OSHA must show to promulgate a permanent standard
under § 655(b) of the Act. See Indus. Union Dep’t, 448 U.S. at 640 n.45. But the ultimate
determination of what precise level of risk constitutes a “grave danger” is a “policy consideration
that belongs, in the first instance, to the Agency.” Asbestos Info. Ass’n, 727 F.2d at 425
(accepting OSHA’s determination that 80 lives at risk over six months was a grave danger).
The Fifth Circuit’s conclusion, unadorned by precedent, that OSHA is “required to make
findings of exposure—or at least the presence of COVID-19—in all covered workplaces” is
simply wrong. BST Holdings, 17 F.4th at 613 (emphasis in original). If that were true, no
hazard could ever rise to the level of “grave danger” because a risk cannot exist equally in every
workplace and so the entire provision would be meaningless. Almost fifty years ago, the Third
Circuit quickly dismantled this argument:
Industry petitioners argue that there must also be substantial evidence to support
OSHA’s determination that employees are in fact being exposed to those harmful
substances. Although subsection 6(c)(1) readily lends itself to such a reading, that
interpretation would render ineffective the provision for emergency temporary
standards. The purpose of subsection 6(c)(1) is to provide immediate protection
in cases where there is a grave danger of harm to employees. This necessarily
requires rather sweeping regulation. OSHA cannot be expected to conduct
on-the-spot investigations of every user to determine if exposure is occurring.
2This possibility has borne out with the Omicron variant.
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In cases where OSHA determines that a substance is sufficiently harmful that a
grave danger would be created by exposure, OSHA must be allowed to issue
necessary regulations. In other words exposure can be assumed to be occurring at
any place where there is a substance that has been determined to be sufficiently
harmful to pose a grave danger and where the regulations that have been
determined to be necessary to meet that danger are not in effect. This
interpretation of subsection 6(c)(1) is supported by the existence of subsection
6(d), which provides that any affected employer may obtain a variance from any
standard if he can show that “the conditions, practices, means, methods,
operations, or processes used or proposed to be used by an employer will provide
employment and places of employment to his employees which are as safe and
healthful as those which would prevail if he complied with the standard.”
Dry Color Mfrs. Ass’n v. Dep’t of Labor, 486 F.2d 98, 102 n.3 (3d Cir. 1973) (emphasis added).
Thus, OSHA is not required to investigate every business to show that COVID-19 is present in
each workplace nor is it required to prove that every worker will experience the same risk of
harm.3
On this point, OSHA has demonstrated the pervasive danger that COVID-19 poses to
workers—unvaccinated workers in particular—in their workplaces. First, OSHA explains why
the mechanics of COVID-19 transmission make our traditional workplaces ripe for the spread of
the disease, putting workers at heightened risk of contracting it. Transmission can occur “when
people are in close contact with one another in indoor spaces (within approximately six feet for
at least fifteen minutes)” or “in indoor spaces without adequate ventilation where small
respiratory particles are able to remain suspended in the air and accumulate.” 86 Fed. Reg. at
61,409. Transmissibility is possible from those who are symptomatic, asymptomatic, or presymptomatic, and variants are likely to be more transmissible. Id. American workplaces often
require employees to work in close proximity—whether in office cubicles or shoulder-toshoulder in a meatpacking plant—and employees generally “share common areas like hallways,
restrooms, lunchrooms[,] and meeting rooms.”
Id. at 61,411.
Evidence cited by OSHA
3Our dissenting colleague argues that OSHA fails to satisfy the “grave danger” in the workplace limitation
on its authority because it does not establish that “all covered employees have a high risk both of contracting
COVID-19 and suffering severe consequences.” (Dissent Op. at 49) But this section on “Grave Danger” explains
that OSHA is not required to show the presence of COVID-19 in every workplace industry by industry nor that
every employee will be harmed in the same serious way by it. Am. Dental Ass’n, 984 F.2d at 827 (holding that
OSHA is not required to proceed “workplace by workplace”).
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corroborates its conclusion: scientific studies and findings prescribed by the CDC show that the
nature of the disease itself provides significant cause for concern in the workplace. Id. (citing
studies).
OSHA relied on public health data to support its observations that workplaces have a
heightened risk of exposure to the dangers of COVID-19 transmission. Many empirical, peerreviewed studies cited by OSHA have found that because of the characteristics of our workplace,
“most employees who work in the presence of other people (e.g., coworkers, customers, visitors)
need to be protected.”
86 Fed. Reg. at 61,412. Reports produced by state public health
organizations corroborate that finding. See, e.g., id. at 61,413 (North Carolina Department of
Health and Human Services reporting that “number of cases associated with workplace clusters
began increasing in several different types of work settings, including meat processing,
manufacturing, retail, restaurants, childcare, schools, and higher education.”); id. (Colorado
Department of Public Health & Environment reporting similar outbreaks across many types of
industries.); id. (Louisiana Department of Health, reporting that “[m]ore than three quarters of
outbreaks through [August 24, 2021] were associated with workplaces.”).4
Having established the risk to covered employees in the workplace, OSHA also set out
evidence of the severity of the harm from COVID-19. Apart from death, COVID-19 can lead to
“serious illness, including long-lasting effects on health,” (now named “long COVID”). Id. at
61,410. It has also “killed over 725,000 people in the United States in less than two years.” Id.
at 61,402. The number of deaths in America has now topped 800,000 and healthcare systems
across the nation have reached the breaking point. COVID-19 affects individuals of all age
groups; but on the whole “working age Americans (18-64 years old) now have a 1 in 14 chance
of hospitalization when infected with COVID-19.” Id. at 61,410. The “severity is also likely
exacerbated by long-standing healthcare inequities experienced by members of many racial and
4Our dissenting colleague argues that OSHA fails to satisfy the grave danger “in the workplace” limitation
on its authority because the Secretary did not specify how many employees would contract the virus at work and
instead “calculated the number of people who happen to work who would, in any event, contract COVID-19.”
(Dissent Op. at 51) As shown in this section, however, OSHA presented substantial evidence both that the
workplaces of virtually every industry across America present a heightened risk of COVID-19 exposure to
employees and that a clear predominance of COVID-19 outbreaks come from workplaces.
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Compounding matters, mutations of the virus become
increasingly likely with every transmission, contributing to uncertainty and greater potential for
serious health effects. Id. at 61,409. Based on this record, the symptoms of exposure are
therefore neither “easily curable and fleeting” nor is the risk of developing serious disease
speculative. See Fla. Peach Growers, 489 F.2d at 132; Dry Color Mfrs. Ass’n, 489 F.2d at 106.
OSHA further estimated that the standard would “save over 6,500 worker lives and
prevent over 250,000 hospitalizations over the course of the next six months.” Id. at 61,408.
This well exceeds what the Fifth Circuit previously found to present a grave danger. See
Asbestos Info. Ass’n, 727 F.2d at 424 (assuming that 80 deaths over six months would constitute
a grave danger). As the death rate in America has continued to climb throughout 2021, those
estimates may prove to be understated.
Bill Chappell, 800,000 Americans Have Died of
COVID. Now
an
the
U.S.
Braces
for
Omicron-Fueled
Spike,
NPR
(Dec.
14,
2021), https://www.npr.org/sections/coronavirus-live-updates/2021/12/14/1063802370/americaus-covid-death-toll. And where grave danger exists in a workplace, of course OSHA may
consider the statistical proof on lives saved and hospitalizations prevented when issuing an ETS,
even if the risk to individual workers varies within workplaces.
A few Petitioners attack the veracity of some of the studies on which OSHA relies in its
ETS or point to other studies that they claim contradict the studies on which OSHA relied. But
the court’s “expertise does not lie in technical matters.” Pub. Citizen Health Rsch. Grp. v. Tyson,
796 F.2d 1479, 1495 (D.C. Cir. 1986). “[I]t is not infrequent that the available data do not settle
a regulatory issue, and the agency must then exercise its judgment in moving from facts and
probabilities on the record to a policy conclusion.” Id. (quoting Motor Vehicle Mfrs. Ass’n v.
State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 52 (1983)). OSHA pointed to extensive scientific
evidence, including studies conducted by the CDC, of the dangers posed by COVID-19. We
therefore cannot say that OSHA acted improperly in light of its clear reliance on “a body of
reputable scientific thought.” Indus. Union Dep’t., 448 U.S. at 656.
The claim that COVID-19 exists outside the workplace and thus is not a grave danger in
the workplace is equally unavailing. As discussed above, OSHA routinely regulates hazards that
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exist both inside and outside the workplace. More to the point, OSHA here demonstrated with
substantial evidence that the nature of the workplace—commonplace across the country and in
virtually every industry—presents a heightened risk of exposure. Union Petitioners illustrate this
point as well. Within one week in mid-November, Michigan had reported 162 COVID-19
outbreaks, 157 of which were in workplaces;5 Tennessee reported 280 COVID-19 outbreaks,
161 of which were in workplaces;6 Washington state reported 65 outbreaks, of which 58 were in
workplaces.7 And other states similarly experienced outbreaks predominantly in the workplace.8
COVID-19 is clearly a danger that exists in the workplace.
Some Petitioners contend that COVID-19 is no longer a grave danger and claim that
OSHA’s delay in promulgating the ETS is evidence that no grave danger exists. As explained,
however, OSHA provided its reasoning for the delay. When the pandemic began, “scientific
evidence about the disease” and “ways to mitigate it were undeveloped.” 86 Fed. Reg. at 61,429.
At that point, OSHA chose to focus on nonregulatory options, and crafted workplace guidance
“based on the conditions and information available to the agency at that time,” including that
“vaccines were not yet available.” Id. at 61,429–30. The voluntary guidance, however, proved
inadequate, and as employees returned to workplaces the “rapid rise to predominance of the
Delta variant” meant “increases in infectiousness and transmission” and “potentially more severe
health effects.” Id. at 61,409–12.
At the same time, the options available to combat COVID-19 changed significantly: the
FDA granted approval to one vaccine on August 23, 2021, and testing became more readily
available. Id. at 61,431, 61,452. These changes, coupled with the ongoing risk workers face of
5Mich.
Dep’t of Health & Human Servs., https://www.michigan.gov/coronavirus/0,9753,7-40698163_98173_ 102057---,00.html.
6TN
Dep’t
of
Health,
coronavirus/Critical IndicatorReport.pdf
https://www.tn.gov/content/dam/tn/health/documents/cedep/novel-
7Wash.
Dep’t
of
Health,
https://www.doh.wa.gov/Portals/1/Documents/1600/coronavirus/datatables/Statewide COVID-19 OutbreakReport.pdf.
8Union Petitioners point to California, New Mexico, and Oregon as other states that illustrate significant
outbreaks in a variety of workplaces.
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contracting COVID-19, support OSHA’s conclusion that the time was ripe for OSHA to address
the ongoing danger in the workplace through an ETS. More importantly, we are not to second
guess what the Agency considers a “risk worthy of Agency action” because that “is a policy
consideration that belongs, in the first instance to the Agency.” Asbestos Info. Ass’n, 727 F.2d at
425. Relying on the history of the pandemic, OSHA explained that “the agency cannot assume
based on past experience that nationwide case levels will not increase again.” 96 Fed. Reg. at
61,431.
That conclusion has proven correct, as we now see the rise of new and more
transmissible variants and the resulting increases in COVID-19 cases. See Centers for Disease
Control and Prevention (CDC), Omicron Variant: What You Need to Know (Dec. 13, 2021),
https://www.cdc.gov/coronavirus/2019-ncov/variants/omicron-variant.html. And we know that
in our nation, over 800,000 people have died in less than two years and the numbers continue to
climb, with more of those deaths having occurred in 2021 than in 2020. See Bill Chappell,
supra.
Based on the wealth of information in the 153-page preamble, it is difficult to imagine
what more OSHA could do or rely on to justify its finding that workers face a grave danger in
the workplace. It is not appropriate to second-guess that agency determination considering the
substantial evidence, including many peer-reviewed scientific studies, on which it relied. Indeed,
OSHA need not demonstrate scientific certainty. As long as it supports it conclusion with
“a body of reputable scientific thought,” OSHA may “use conservative assumptions in
interpreting the data . . . , risking error on the side of overprotection rather than underprotection.”
Indus. Union Dep’t, 448 U.S. at 656.
iii. Necessity
To issue an ETS, OSHA is also required to show that the ETS is “necessary to protect
employees from” the grave danger. 29 U.S.C. § 655(c)(1). This standard is more demanding
than the “reasonably necessary or appropriate” standard applicable to permanent standards. See
id. § 652(8); see also Indus. Union Dep’t, 448 U.S. at 615. To pass muster, OSHA must
demonstrate, by substantial evidence, that the regulation is essential to reducing the grave danger
asserted. See Dry Color, 486 F.2d at 105. In addition, OSHA must address economic feasibility
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because the ETS’s “protection afforded to workers should outweigh the economic consequences
to the regulated industry.” Asbestos Info. Ass’n, 727 F.2d at 423.
Some Petitioners argue the word “necessity” mandates that OSHA’s standard may use
only the means that are absolutely required to quell the grave danger. Taken seriously, such a
cramped reading of the statute would require OSHA to prognosticate an emergency and devise
the most narrowly tailored ETS to entirely remove the grave danger from the workplace. But in
virtually every emergency situation that would require an ETS, no precaution proposed by
OSHA could ever be 100 percent effective at quelling the emergency.
Courts have
acknowledged this practical reality, explaining that ETS standards “may necessarily be
somewhat general . . . . It cannot be expected that every procedure or practice will be strictly
necessary as to every substance, type of use, or plant operation.” Dry Color Mfrs. Ass’n, Inc.,
486 F.2d at 105. OSHA need only demonstrate that the solution it proposes “is necessary to
alleviate a grave risk of worker deaths during [the ETS’s] six month term.” Asbestos Info. Ass’n,
727 F.2d at 427 (emphasis added).
The dissent disagrees, contending that the Secretary must rule out alternatives to show
why his proposed means are “indispensable,” pointing us to Asbestos Information Association.
(Dissent Op. at 44) But in that case, the Fifth Circuit found that OSHA’s determination of
necessity for the proposed ETS was undercut by its existing regulation through which “much of
the claimed benefit could be obtained.” 727 F.2d at 427. The Fifth Circuit did not require that
OSHA rule out every plausible alternative in devising its ETS because the critical question was
whether OSHA’s current regulations were sufficient to address the problem. See id. To answer
that question, the Secretary here cataloged OSHA’s actions involving COVID-19, starting with
advisory guidance then moving to attempts to enforce its General Duty clause. 86 Fed. Reg. at
61,444. These actions were to no avail as COVID-19 transmission rates in the workplace
continued to climb and COVID-19-related complaints continued to pour in, suggesting “a lack of
widespread compliance.”
Id. at 61,445.
With nothing left at his disposal to curb the
transmission in the workplace, the Secretary issued the ETS. We find that this explanation
satisfies the Secretary’s obligation.
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Turning to assess the remaining evidence supporting OSHA’s necessity finding, OSHA
explained that the pandemic in the United States has significantly changed course since the
emergence of COVID-19 in early 2020, necessitating an ETS at this point in time. In particular,
the emergence of the Delta variant significantly increased transmission when reported cases had
been dwindling for months. The realities of the Delta variant significantly changed public health
policy and underscored a need for issuing an ETS—not only to control the variant itself, but to
control the spread of the disease to slow further mutations.
86 Fed. Reg. at 61,431–32.
Recognizing this new reality, the Agency crafted an ETS with options for employers, noting that
“employers in their unique workplace settings may be best situated to understand their workforce
and strategies that will maximize worker protection while minimizing workplace disruptions.”
Id. at 61,436.
Regarding the vaccine component of the ETS, OSHA explained the importance of
vaccination to combat the transmission of COVID-19 and relied upon studies demonstrating the
“power of vaccines to safely protect individuals,” including from the Delta variant. Id. at 61,432,
61,450. Extensive evidence cited by OSHA shows that vaccination “reduce[s] the presence and
severity of COVID-19 cases in the workplace,” and effectively “ensur[es]” that workers are
protected from being infected and infecting others. Id. at 61,434, 61,520, 61,528–29 (citing
studies). Likewise, the face-covering-and-test facet of the ETS is similarly designed based on
the scientific evidence to reduce the risk of transmission and infection of COVID-19. Regular
testing “is essential because SARS-CoV-2 infection is often attributable to asymptomatic or
pre-symptomatic transmission.” Id. at 61,438 (citing studies). And wearing a face covering
provides an additional layer of protection, designed to reduce “exposure to the respiratory
droplets of co-workers and others[, and] . . . to significantly reduce the wearer’s ability to spread
the virus.” Id. at 61,439.
Vaccinated employees are significantly less likely to bring (or if infected, spread) the
virus into the workplace. Id. 61,418–19. And testing in
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