Petition for Writ of Certiorari — Fairfax County School Board, Petitioner v. Jane Doe
Supreme Court briefDec 30, 2021
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No. 21-___
IN THE
Supreme Court of the United States
————
FAIRFAX COUNTY SCHOOL BOARD,
Petitioner,
v.
JANE DOE,
Respondent.
————
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Fourth Circuit
————
PETITION FOR WRIT OF CERTIORARI
————
SONA REWARI
HUNTON ANDREWS
KURTH LLP
2200 Pennsylvania Ave., NW
Washington, DC 20037
(202) 955-1500
ELBERT LIN
Counsel of Record
TREVOR S. COX
HUNTON ANDREWS
KURTH LLP
951 East Byrd Street,
East Tower
Richmond, VA 23219
elin@HuntonAK.com
(804) 788-8200
Counsel for Petitioner
December 30, 2021
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D.C. 20002
QUESTIONS PRESENTED
Petitioner is among the thousands of school systems
and other entities across the country that, as a condition of receiving federal funding, must comply with
Title IX’s prohibition on sex-based discrimination. The
primary enforcement mechanism, set forth expressly
in the statute, is through complaints to and investigations by federal agencies. But this Court has found
implied in the statute a private right of action against
recipients, for monetary damages, in limited circumstances. The scope of that implied right must remain
carefully calibrated, this Court has stressed, because
the Spending Clause requires that recipients receive
clear notice of any conditions on their funding.
This case concerns two of this Court’s limitations on
the implied right of action in cases alleging studenton-student sexual harassment. In Davis v. Monroe
County Board of Education, this Court held that a
funding recipient may be liable for its response to such
allegations only where it “subjects its students to
harassment” and is “deliberately indifferent to sexual
harassment, of which [the recipient] ha[s] actual
knowledge.” 526 U.S. 641, 650 (1999) (cleaned up). The
lower courts are indisputably divided over the meaning of these limitations.
The questions presented are:
1. Whether a funding recipient may be liable
in damages in a private action under Davis when
the recipient’s response did not itself cause any
harassment actionable under Title IX.
2. Whether the requirement of “actual knowledge” in a private action under Davis is met when a
funding recipient lacks a subjective belief that any
harassment actionable under Title IX occurred.
(i)
ii
RULE 29.6 STATEMENT
Petitioner Fairfax County School Board is a governmental entity with no parent corporation or shares
held by a publicly traded company.
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED ...............................
i
RULE 29.6 STATEMENT ...................................
ii
TABLE OF AUTHORITIES ................................
vi
OPINIONS BELOW ............................................
4
JURISDICTION ..................................................
5
STATUTORY PROVISIONS INVOLVED ..........
5
STATEMENT OF THE CASE ............................
5
I.
Legal background......................................
6
II.
Factual background ..................................
9
III. Proceedings below .....................................
11
A. District court proceedings ...................
11
B. Fourth Circuit appeal ..........................
12
REASONS FOR GRANTING THE PETITION....
14
I.
The Fourth Circuit’s holding that a funding recipient’s conduct need not cause
actionable harassment conflicts with this
Court’s decision in Davis and further
entrenches an acknowledged circuit split ...
14
A. The Fourth Circuit departed from
this Court’s instruction in Davis that
liability is triggered only where the
funding recipient’s response itself
leads to harassment ............................
15
B. The courts of appeals are sharply
divided on this question ......................
17
(iii)
iv
TABLE OF CONTENTS—Continued
Page
II.
The Fourth Circuit’s holding that an
objective standard applies to the “actual
knowledge” requirement conflicts with this
Court’s precedents and those of several
other circuits .............................................
21
A. The Fourth Circuit’s “actual knowledge” analysis conflicts with this
Court’s precedents ...............................
22
B. The Fourth Circuit’s decision conflicts
with the decisions of other circuits .....
26
III. This case raises recurring issues of
exceptional importance to school districts
across the country .....................................
28
IV. This case is an ideal vehicle .....................
33
CONCLUSION ....................................................
35
APPENDIX
APPENDIX A: Opinion, Doe v. Fairfax Cty.
Sch. Bd., 1 F.4th 257 (4th Cir. 2021).............
1a
APPENDIX B: Order denying rehearing en
banc, Doe v. Fairfax Cty. Sch. Bd., 10 F.4th
406 (4th Cir. 2021) .........................................
44a
APPENDIX C: Order denying motion to stay
mandate, Doe v. Fairfax Cty. Sch. Bd., No.
19-2203 (4th Cir. Sept. 22, 2021) ...................
79a
APPENDIX D: Special interrogatory verdict
form, Doe v. Fairfax Cty. Sch. Bd., No. 1:18cv-614 (E.D. Va. Aug. 9, 2019) .......................
81a
v
TABLE OF CONTENTS—Continued
Page
APPENDIX E: Judgment, Doe v. Fairfax
Cty. Sch. Bd., No. 1:18-cv-614 (E.D. Va.
Aug. 9, 2019) ...................................................
84a
APPENDIX F: Memorandum opinion and
order, Doe v. Fairfax Cty. Sch. Bd., No. 1:18cv-614, 2019 WL 8887765 (E.D. Va. Sept. 27,
2019) ...............................................................
85a
APPENDIX G: Order, Doe v. Fairfax Cty.
Sch. Bd., No. 1:18-cv-614 (E.D. Va. Sept. 27,
2019) ...............................................................
90a
APPENDIX H: Order, Doe v. Fairfax Cty.
Sch. Bd., No. 1:18-cv-614 (E.D. Va. Oct. 23,
2019) ...............................................................
91a
vi
TABLE OF AUTHORITIES
CASES
Page(s)
Arlington Cent. Sch. Dist. Bd. of Educ. v.
Murphy,
548 U.S. 291 (2006) ...................................
17
Cannon v. Univ. of Chi.,
441 U.S. 677 (1979) ......................................
6
Davis v. Monroe Cty. Bd. of Educ.,
526 U.S. 629 (1999) ..................................passim
Doe v. St. Francis Sch. Dist.,
694 F.3d 869 (7th Cir. 2012) ............... 26, 27, 31
Escue v. N. Okla. Coll.,
450 F.3d 1146 (10th Cir. 2006) ........... 18, 19, 20
Farmer v. Brennan,
511 U.S. 825 (1994) ................................... 24, 26
Farmer v. Kan. State Univ.,
918 F.3d 1094 (10th Cir. 2019) .................
20
Fitzgerald v. Barnstable Sch. Comm.,
504 F.3d 165 (1st Cir. 2007), rev’d
and remanded on other grounds,
555 U.S. 246 (2009) ..................................passim
Foster v. Bd. of Regents,
952 F.3d 765 (6th Cir.), reh’g en banc
granted, 958 F.3d 540, on reh’g en banc,
982 F.3d 960 (6th Cir. 2020) ......................
30
Franklin v. Gwinnett Cty. Pub. Schs.,
503 U.S. 60 (1992) .....................................
6
Gebser v. Lago Vista Indep. Sch. Dist.,
524 U.S. 274 (1998) ...................................passim
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Hare v. City of Corinth,
74 F.3d 633 (5th Cir. 1996) .......................
28
Hill v. Cundiff,
797 F.3d 948 (11th Cir. 2015) ................... 31, 32
Intel Corp. Inv. Policy Comm. v. Sulyma,
140 S. Ct. 768 (2020) ................................. 24, 25
Jackson v. Birmingham Bd. of Educ.,
544 U.S. 167 (2005) ...................................
7
K.T. v. Culver-Stockton Coll.,
865 F.3d 1054 (8th Cir. 2017) ............. 17, 18, 19
Kollaritsch v. Mich. State Univ. Bd. of Trs.,
944 F.3d 613 (6th Cir. 2019),
cert. denied, 141 S. Ct. 554 (2020) ...........passim
Papelino v. Albany Coll. of Pharmacy of
Union Univ.,
633 F.3d 81 (2d Cir. 2011) ........................
28
Pennhurst State Sch. & Hosp. v.
Halderman,
451 U.S. 1 (1999) ..........................................
1, 13
Reese v. Jefferson Sch. Dist. No. 14J,
208 F.3d 736 (9th Cir. 2000) ..................... 18, 19
Rosa H. v. San Elizario Indep. Sch. Dist.,
106 F.3d 648 (5th Cir. 1997) ............... 26, 27, 28
Shank v. Carleton Coll.,
993 F.3d 567 (8th Cir. 2021) ..................... 17, 18
Shrum ex rel. Kelly v. Kluck,
249 F.3d 773 (8th Cir. 2001) ............... 12, 26, 27
viii
TABLE OF AUTHORITIES—Continued
Page(s)
Williams v. Bd. of Regents of the Univ.
Sys. of Ga.,
477 F.3d 1282 (11th Cir. 2007) ................. 18, 20
CONSTITUTION
U.S. Const. art. I, § 8, cl. 1 ..........................passim
U.S. Const. amend. VIII ............................... 24, 27
STATUTES
28 U.S.C. § 1254(l) ........................................
5
42 U.S.C. § 1983 ...........................................
33
Title IX of the Education Amendments of
1972, 20 U.S.C. § 1681 et seq. ..................passim
§ 1681 ........................................................
16
§ 1681(a) .............................................. 5, 6, 8, 15
§ 1682 ........................................................
6
COURT FILINGS
Joint Appendix, Doe v. Fairfax County
School Board, No. 19-2203 (4th Cir.
Feb. 7, 2020), ECF No. 19 ........................passim
OTHER AUTHORITIES
Hannah Brenner, A Title IX Conundrum:
Are Campus Visitors Protected from
Sexual Assault, 104 IOWA L. REV. 93
(2018) .........................................................
21
ix
TABLE OF AUTHORITIES—Continued
Page(s)
Lauren E. Groth, et al., Giving Davis Its
Due: Why the Tenth Circuit has the
Winning Approach in Title IX’s Deliberate Indifference Controversy, 98 DENV. L.
REV. 307 (2021) .........................................
21
U.S. Dep’t of Educ., Office for Civil Rights,
Title IX and Sex Discrimination (rev.
Aug. 2021), https://www2.ed.gov/about/
offices/list/ocr/docs/tix_dis.html................
28
Zachary Cormier, Is Vulnerability Enough?
Analyzing the Jurisdictional Divide on
the Requirement for Post-Notice Harassment in Title IX Litigation, 29 YALE J.L.
& FEMINISM 1 (2017) ................................. 21, 29
PETITION FOR WRIT OF CERTIORARI
This is “no routine” case, as one dissenting judge
below put it plainly. It presents two exceptionally
important questions “concern[ing] the standards for
school board liability for unforeseeable incidents of
student sexual misconduct in schools across . . . our
country.” App.62a (Wilkinson, J., dissenting from denial
of rehearing en banc). The court below answered both
questions in conflict with this Court’s precedents
and, by its own admission, with the decisions of other
federal courts of appeals. The Court should grant
review to resolve these conflicts.
Both questions go to the scope of the implied private
right of action under Title IX. In 1972, Congress
enacted Title IX with the worthy goal of preventing
recipients of federal financial assistance from using
those funds in a discriminatory manner. Although the
statute’s primary and only express enforcement mechanism is withdrawal of federal funding for noncompliant
recipients, this Court has recognized an implied right
of action that allows private recovery of monetary
damages. In doing so, however, this Court has stressed
the importance of clear limitations and “examin[ing]
closely the propriety of [such] private actions.” Gebser
v. Lago Vista Indep. Sch. Dist., 524 U.S. 274, 287 (1998).
Because Title IX was enacted under Congress’s spending power, liability may only be imposed where the
funding recipient may be considered to have accepted
the funds with notice of such liability. Ibid.; Pennhurst
State Sch. & Hosp. v. Halderman, 451 U.S. 1, 17 (1999).
When the Court expanded schools’ liability to include
their responses to allegations of student-on-student
harassment in Davis v. Monroe County Board of
Education, 526 U.S. 629 (1999), it reiterated that the
“high standard” of deliberate indifference it adopted
2
would keep liability narrow. Schools would face liability not for the perpetrating student’s misconduct, but
only where their own conduct in response to known
harassment was deliberately indifferent and therefore
could be considered an “intentional” violation of Title
IX. Thus, the Court assured school systems, Title IX
liability would only attach where the school’s response
itself subjects a student to harassment. The Court
determined it “unlikely that Congress would have
thought” that “a single instance of one-on-one peer
harassment” should result in private liability. Id. at
653. Indeed, the Court brushed aside the dissent’s
concerns about “sweeping liability” as simply “fail[ing]
to appreciate these very real limitations on a funding
recipient’s liability under Title IX.” Id. at 652.
Two decades later, the Court’s assurances about the
narrowness of schools’ Title IX liability in private
actions ring increasingly hollow—at least in some parts
of the country. The extent of schools’ liability now
varies by circuit. Some courts of appeals have limited
liability under Davis to circumstances where a school’s
response to harassment itself causes a student to suffer
harassment. By contrast, other courts of appeals (including, now, the Fourth Circuit) find no such requirement
in Davis, and allow plaintiffs to obtain money damages
even where no actionable harassment can be attributed
to the school’s own conduct.
And the liability faced by a school within the Fourth
Circuit sweeps even broader still. The Fourth Circuit
has also essentially read the requirement of “actual
knowledge” out of Davis’s deliberate-indifference standard, by finding the requirement satisfied if the school
is made aware of facts that it should have considered
harassment. This replaces a subjective measure of
“actual” awareness—designed to ensure intentionality
3
before finding fault—with an objective measure that
sounds in negligence.
Funding recipients like Petitioner Fairfax County
School Board (the “School Board”) were never given
clear notice of these conditions on Title IX funds. A
once-limited means of holding schools liable for intentional discrimination has now become the default tool
for “a host of eager federal litigants” seeking money
damages and eschewing less lucrative forms and avenues of relief. App.65a (Wilkinson, J., dissenting from
denial of rehearing en banc). The result is an untenable situation for school systems, which must balance
litigation risk to the public fisc with the “practical
realities of responding to student behavior,” including
that “children may regularly interact in a manner that
would be unacceptable among adults.” Davis, 526 U.S.
at 652–653.
This Court should grant certiorari for four reasons.
First, the Fourth Circuit’s ruling that a funding
recipient may be liable for damages in a student-onstudent harassment suit when the recipient’s own
actions did not cause any harassment conflicts with
Davis and deepens an acknowledged circuit split.
Second, the Fourth Circuit’s ruling that the actualknowledge element of a Title IX claim is governed by
an objective standard, not a subjective one, also cannot
be reconciled with Davis or the decisions of several
other courts of appeals.
Third, both issues are of exceptional importance
to funding recipients across the country. The School
Board is but one of thousands of recipients threatened
with expanding liability.
4
Fourth, this case is an ideal vehicle for addressing
these critical issues. The case offers undisputed facts
with respect to these issues, a jury verdict on special
interrogatories, and robust, opposing opinions both at
the panel stage and on denial of rehearing en banc.
Sexual harassment is an important societal issue,
and victims must be supported. Like other funding
recipients, the School Board strives to provide a learning environment free from discrimination, and it takes
seriously its obligation to respond effectively to studenton-student harassment. Funding recipients are rightly
held liable when their own conduct intentionally causes
harassment. But Title IX liability rightfully does not,
under this Court’s precedents, extend to situations
where a recipient does not actually know of harassment or when its actions cause no harassment.
Because the Fourth Circuit so held, in conflict not only
with this Court’s case law but also with the decisions
of other courts of appeals, this Court should grant
certiorari and reverse.
OPINIONS BELOW
The opinion of the Fourth Circuit (App.1a) is
reported at 1 F.4th 257. The order of the Fourth
Circuit denying the School Board’s petition for rehearing en banc and accompanying opinions (App.44a) are
reported at 10 F.4th 406. The memorandum opinion
and order of the United States District Court for the
Eastern District of Virginia denying Respondent’s
motion for a new trial (App.85a) is reported at 2019
WL 8887765.
5
JURISDICTION
The Fourth Circuit’s judgment was entered on
June 16, 2021. On August 30, 2021, the Fourth Circuit
entered an order denying the School Board’s timely
petition for en banc rehearing. By order entered
November 16, 2021, this Court extended the time for
the School Board’s certiorari petition to January 13,
2022. The jurisdiction of this Court is invoked under
28 U.S.C. § 1254(1).
STATUTORY PROVISIONS INVOLVED
20 U.S.C. § 1681(a) provides, in relevant part: “No
person in the United States shall, on the basis of
sex, be excluded from participation in, be denied the
benefits of, or be subjected to discrimination under
any education program or activity receiving Federal
financial assistance.”
STATEMENT OF THE CASE
This case concerns whether the School Board may
be held liable in damages under Title IX’s implied
private right of action for its response to a high-school
student’s allegation that her sexual encounter with
another student during a school-sponsored trip was—
contrary to what school officials understood from the
students—non-consensual. The parties dispute two
principles of law for which the relevant facts are
undisputed. First, may the School Board be held liable
even though its conduct did not cause the student to
suffer any harassment? Second, did the School Board
have the requisite “actual knowledge” of actionable
harassment even though school officials subjectively
believed that no harassment had occurred?
6
I. Legal background
Title IX of the Education Amendments of 1972, 20
U.S.C. § 1681 et seq., prohibits sex discrimination by
recipients of federal education funding. It provides
that “no person . . . shall, on the basis of sex, be
excluded from participation in, be denied the benefits
of, or be subjected to discrimination under any education program or activity receiving Federal financial
assistance.” 20 U.S.C. § 1681(a).
Title IX’s “only express enforcement mechanism,
§ 1682, is an administrative procedure resulting in
the withdrawal of federal funding from institutions
that are not in compliance.” Fitzgerald v. Barnstable
Sch. Comm., 555 U.S. 246, 255 (2009). Under federal
agencies’ general “authority to promulgate and enforce
requirements that effectuate the statute’s nondiscrimination mandate,” Gebser, 524 U.S. at 292, school
districts are required to adopt and publish internal
grievance procedures to resolve complaints of sex discrimination. Common components of these procedures
include supportive measures for the complainant;
investigation of the complaint and relevant evidence
by a designated Title IX coordinator; a written report,
to which the parties may respond; review by a hearing
officer, with written input by the parties; a final decision with any disciplinary recommendations; and a
possible appeal by either party. At any time, persons
also may contact the U.S. Department of Education’s
Office of Civil Rights to report sex discrimination.
Although Congress did not expressly create a private
right of action to enforce Title IX, this Court has
recognized an implied right, Cannon v. Univ. of Chi.,
441 U.S. 677, 709 (1979), as well as a “damages remedy,”
Franklin v. Gwinnett Cty. Pub. Schs., 503 U.S. 60, 76
(1992), subject to strict limitations. Because Congress
7
enacted Title IX as an exercise of its powers under the
Spending Clause, “private damages actions are available only where recipients of federal funding had
adequate notice that they could be liable for the conduct at issue.” Jackson v. Birmingham Bd. of Educ.,
544 U.S. 167, 181 (2005) (quoting Davis, 526 U.S. at
640). Accordingly, in case after case, this Court has
made clear that important limits apply to Title IX’s
implied private right of action.
In Gebser, a case involving teacher-on-student
harassment, the Court held that a private suit against
a school district under Title IX may not be “based on
principles of respondeat superior or constructive notice,
i.e., without actual notice to a school district official.”
524 U.S. at 285. “[A] damages remedy will not lie
under Title IX unless an official who at a minimum
has authority to address the alleged discrimination
and to institute corrective measures on the recipient’s
behalf has actual knowledge of discrimination in the
recipient’s programs and fails adequately to respond.”
Id. at 290 (emphasis added). This requirement of
“actual knowledge” comports with Title IX’s design to
allow “an opportunity for voluntary compliance” before
liability is imposed. Id. at 289–290. The Court also
held that “the response must amount to deliberate
indifference to discrimination.” Id. at 290. That standard ensures that the recipient is liable in damages only
“for its own official decision.” Ibid.
In Davis, the Court extended Gebser’s holding to a
funding recipient’s response to allegations of studenton-student harassment. That case involved a “prolonged
pattern of sexual harassment” by one fifth-grade student against another. 526 U.S. at 633. Despite being
aware of the ongoing harassment, school officials
“made no effort whatsoever either to investigate or to
8
put an end to the harassment,” allowing it to continue
for months. Id. at 653–654. The Court held that
funding recipients could be liable for such known
harassment, but “only where they are deliberately
indifferent to sexual harassment, of which they have
actual knowledge, that is so severe, pervasive, and
objectively offensive that it can be said to deprive the
victims of access to the educational opportunities or
benefits provided by the school.” Id. at 650.
The Court explained that a school’s deliberate indifference to “known peer sexual harassment,” id. at 653,
must “ ‘subject[]’ its students to harassment,” id. at
644 (quoting § 1681(a)). This means that the school’s
response must itself either “ ‘cause [students] to undergo’
harassment or ‘make them liable or vulnerable’ to it,”
ibid. (quoting dictionary definitions of “subject”). This
standard ensures that the school is liable only “for its
own failure to act.” Id. at 645–646.
Relatedly, the Court explained that an isolated instance
of student-on-student harassment rarely should trigger school liability. Under Title IX, harassment must
be “severe, pervasive, and objectively offensive”—i.e.,
“systemic”—to be actionable. And the Court thought it
“unlikely that Congress would have thought [a single
occurrence] sufficient to rise to this level in light of the
inevitability of student misconduct and the amount of
litigation that would be invited by entertaining claims
of official indifference to a single instance of one-onone peer harassment.” Id. at 652–653.
On behalf of four justices, Justice Kennedy’s dissenting opinion criticized the “sweeping legal duty—
divorced from agency principles—for schools to remedy
third-party discrimination against students.” Id. at 668
(Kennedy, J., dissenting). Justice Kennedy explained
why “the imposition of liability for peer sexual harass-
9
ment . . . conflicts with the most natural interpretation
of Title IX’s . . . limitation on school liability,” id. at
661–662, and why the new “remedial scheme . . . is
neither sensible nor faithful to Spending Clause principles,” id. at 657. In response, the Court emphasized
that the “dissent’s characterization of [the majority]
opinion [should] not mislead courts to impose more
sweeping liability than we read Title IX to require.” Id.
at 652 (majority opinion).
II. Factual background
This case arises from a sexual encounter between a
junior and senior at Oakton High School, “Jane Doe”
and “Jack Smith,” on a school-sponsored band trip to
a music festival in Indianapolis. App.3a. During a
night-time bus ride, seated next to each other and
covered by Jane’s blanket, Jane and Jack engaged in
mutual sexual touching for 15–20 minutes. CA.JA1260–61.1 Jane stroked Jack’s penis until he ejaculated,
while Jack had his hand under Jane’s shirt and down
her pants. CA.JA-1267–69. Neither Jane nor Jack
spoke during the encounter. CA.JA-1272. Although
they were surrounded by about sixty friends, fellow
band members, and chaperones on the bus, it was dark
and there were no eyewitnesses. CA.JA-1745.
School administrators learned from another student
during the trip that Jane and Jack had engaged in
sexual activity on the bus and that Jane was upset to
learn afterward that Jack had a girlfriend. CA.JA849–50, 940. Sexual activity on school-sponsored trips
is a disciplinable offense, but administrators determined it would be best to handle the matter when the
1
References to CA.JA-___ are to pages in the Joint Appendix,
Doe v. Fairfax County School Board, No. 19-2203 (4th Cir. Feb. 7,
2020), ECF No. 19.
10
students returned to school. They monitored Jane during
the trip and observed her participating and engaging
fully in all activities. CA.JA-916–22, 1017–19.
Upon the students’ return to school after the trip,
Assistant Principal Jennifer Hogan and other school
officials interviewed Jane, Jack, and several other
students. App.5a–6a. What the officials heard left
them convinced that Jane and Jack’s interaction was
consensual. App.6a. While accepting Jane’s explanation that she participated in the activity because she
“didn’t know how” not to, CA.JA-1259, they concluded
that she had willingly participated in the extended,
mutual sexual touching, CA.JA-1223. Hogan concluded
that discipline of the students was not warranted in
these circumstances. CA.JA-1031.
Jane’s mother, however, insisted that Jack’s touching of Jane constituted an assault and that he should
be disciplined. App.6a; CA.JA-1299. The school disagreed,
given the understanding it formed after speaking
directly with the students, but it nonetheless granted
Jane numerous and significant accommodations she
requested. App.7a; CA.JA-2525. She was given extra
time to complete assignments, CA.JA-2080–83; excused
from taking a final exam in her most difficult subject,
CA.JA-1643–44; and permitted to sit out of band class,
and then given a seat where she would not be able to
see Jack. CA.JA-1123–25. Except for remaining in her
band class until he graduated two months later, Jack
had no further contact with Jane. CA.JA-1773. It is
undisputed that Jane suffered no further harassment.
11
III. Proceedings below
A. District court proceedings
Jane did not file an administrative complaint over
the incident, and was incredulous at the suggestion
that she might press criminal charges against Jack.
CA.JA-1280–81. A year later, however, Jane sued the
School Board under Title IX, alleging that Jack did
sexually assault her on the bus and that school
officials had been deliberately indifferent in response.
After a two-week trial, involving more than two
dozen witnesses and conflicting testimony, the jury
returned a verdict for the School Board. The special
verdict form, which Jane had proposed, consisted of
five specific questions for the jury to answer sequentially to determine the School Board’s liability, if any.
App.81a. The jury first found that Jack had subjected
Jane to sexual harassment and, next, that the single
incident was so severe, pervasive, and objectively
offensive that it denied her equal access to educational
opportunities. App.81a–82a. On the third question,
however, the jury found that school officials did not
have “actual knowledge” of the alleged harassment.
App.82a. Accordingly, the jury did not reach the
questions whether the School Board acted with
deliberate indifference and whether damages should
be awarded. App.82a–83a; App.7a.
The district court denied Jane’s motion for a new
trial, App.85a, entered judgment for the School Board,
App.90a, and denied Jane’s motion for reconsideration, App.91a.
12
B. Fourth Circuit appeal
In a published decision, a divided panel of the
Fourth Circuit reversed and remanded the case for a
new trial.
The majority, in an opinion by Judge Wynn, held
that “Title IX liability based on student-on-student
harassment is not necessarily limited to cases where
such harassment ‘occur[s] after [the school] receives
notice’ and is ‘caused’ by the school’s own post-notice
conduct.” App.29a. Acknowledging a significant circuit
split over the issue, the majority chose the minority
view, “agree[ing] with the First and Eleventh Circuits.”
App.30a. It held that the school’s response need not be
followed by harassment. Instead, “a school may be
held liable under Title IX if its response to a single
incident of severe sexual harassment, or the lack
thereof, was clearly unreasonable and thereby made
the plaintiff more vulnerable to future harassment or
further contributed to the deprivation of the plaintiff’s
access to educational opportunities.” App.31a.
The majority also concluded that Davis’s “actual
knowledge” requirement is satisfied if a school “receives
a report that can objectively be construed as alleging
sexual harassment.” App.13a (emphasis added). In its
view, it is irrelevant “whether school officials subjectively understood the report to allege sexual harassment
or whether they believed the alleged harassment actually
occurred.” App.8a (emphases added). The majority
acknowledged that at least one circuit disagrees.
App.16a (citing Shrum ex rel. Kelly v. Kluck, 249 F.3d
773, 870, 782 (8th Cir. 2001)). It also rejected several
alternative grounds for affirmance. App.23a–36a.
Judge Niemeyer dissented. He would have affirmed
on the ground that “the school had to receive knowledge
13
of conduct such that the school’s indifference to the
known conduct actually caused the harassment that
denied the student the benefits of the educational programs or activities of the school.” App.40a (Niemeyer,
J., dissenting). Judge Niemeyer described this requirement as “foundational, as a school is liable under
Title IX only when the school’s own deliberate conduct
amounts to or causes sex discrimination.” Ibid. The
incident here “was a one-time act of sexual misconduct,” which “the school learned of . . . only after the
fact, with no opportunity to prevent it,” so “no school
conduct, or lack thereof, caused any sexual harassment.” App.42a–43a.
The School Board filed a petition for rehearing
en banc, which was denied by a 9–6 vote. App.44–45a.
The denial order drew three separate and lengthy
opinions, one of which expressly “hope[d] each of the[]
opinions will assist the Supreme Court when it ultimately resolves an issue of great importance to school
districts across our country.” App.61a n.1 (Wilkinson,
J., dissenting from denial of rehearing en banc).
Concurring in the denial of rehearing en banc, Judge
Wynn restated the panel majority’s position that
liability may be imposed even if the funding recipient’s
actions cause no actionable harassment, including “where
its deliberate indifference . . . makes [students] liable
or vulnerable to harassment.” App.56a (Wynn, J., concurring in denial of rehearing en banc) (punctuation
altered and emphasis omitted). And “a student can be
made vulnerable to further harassment after an initial
incident without actually undergoing additional harassment.” Ibid. (emphasis omitted).
Judges Wilkinson and Niemeyer each disagreed and
filed separate dissents. Focusing on Pennhurst’s clearnotice requirement, Judge Wilkinson noted that Title
14
IX “does not even hint that a school could be held liable
for peer-on-peer harassment about which it was only
notified after-the-fact.” App.67a (Wilkinson, J., dissenting from denial of rehearing en banc) (citation
omitted). In his view, the panel majority had “imposed
the prospect of liability on the School Board due to
harassment that occurred without any warning signs
and which the School Board had no means of preventing.” App.64a. Judge Niemeyer similarly concluded
that “the panel majority [had] step[ped] clearly beyond
the limits of Title IX liability.” App.75a (Niemeyer, J.,
dissenting from denial of rehearing en banc). He
reiterated his original dissenting view, explaining that
the panel had “str[uck] out on a new course for school
liability under Title IX, imposing what sounds very
much like strict liability, which the Supreme Court
has rejected.” App.78a.
The merits panel then denied, by the same 2–1 vote,
the School Board’s motion to stay the mandate
pending the filing of this petition. App.79a–80a.
REASONS FOR GRANTING THE PETITION
I. The Fourth Circuit’s holding that a funding recipient’s conduct need not cause
actionable harassment conflicts with this
Court’s decision in Davis and further
entrenches an acknowledged circuit split.
In conflict with this Court’s decision in Davis and
deepening an existing circuit split, the Fourth Circuit
has expanded Title IX liability for funding recipients
to situations involving student-on-student harassment where the recipient itself did not cause the
student to suffer actionable harassment. While several
courts of appeals have properly followed Davis’s causation requirement, the Fourth Circuit joined those
15
holding the minority and more expansive view of Title
IX liability. This Court should grant certiorari to
reaffirm its holding in Davis, resolve this undisputed
circuit split, and restore nationwide uniformity on this
critical issue.
A. The Fourth Circuit departed from this
Court’s instruction in Davis that liability is triggered only where the funding
recipient’s response itself leads to
harassment.
In Davis, this Court established an intentionally
“high standard” for a funding recipient’s liability in a
case of student-on-student harassment. 526 U.S. at
643. Acknowledging the Spending Clause requirement
that Title IX recipients must have clear notice of any
potential liability, the Court read the statutory text to
“confine[] the scope of prohibited conduct based on the
recipient’s degree of control.” Id. at 644. Specifically, a
school system “may not be liable for damages unless
its deliberate indifference ‘subjects’ its students to
harassment.” Ibid. (quoting 20 U.S.C. § 1681(a)).
That means, this Court explained, that the funding
recipient’s response to alleged harassment must itself
“ ‘cause students to undergo’ harassment or ‘make
them liable or vulnerable’ to it.” Id. at 645.
The Fourth Circuit below erroneously seized on this
Court’s use of the phrase “make them . . . vulnerable”
to impose liability on a funding recipient even where
no actionable harassment ever follows the recipient’s
actions. Contrary to the Fourth Circuit’s interpretation, Davis’s reference to “ ‘caus[ing] students to undergo’
harassment or ‘mak[ing] them liable or vulnerable’ to
it” merely identifies “two possible ways that the
school’s ‘clearly unreasonable’ response could lead to
further harassment.” Kollaritsch v. Mich. State Univ.
16
Bd. of Trs., 944 F.3d 613, 623 (6th Cir. 2019), cert.
denied, 141 S. Ct. 554 (2020). One way is by an act of
“commission (directly causing further harassment)”;
the other is by an act of “omission (creating vulnerability that leads to further harassment).” Ibid. (internal
citation omitted). In other words, Davis did not mean
that a funding recipient could be held liable merely
because a student was left “vulnerable” to harassment
that never occurred.
The Fourth Circuit’s interpretation not only misunderstands Davis but ignores other holdings in Gebser
and Davis—holdings rooted both in the statutory language and the Spending Clause. Those cases set forth
that “only the school’s own conduct can justify liability”
and that “the school must have ‘actual knowledge of
the [sexual] conduct’ and also ‘have an opportunity to
take action to end the harassment or limit further
harassment.’ ” App.40a–41a (Niemeyer, J., dissenting)
(quoting Gebser, 524 U.S. at 289). If funding recipients
can be held liable regardless of whether their conduct
actually leads to or ends harassment, these holdings
have no meaning. As Judge Niemeyer observed, the
Fourth Circuit’s approach “strikes out on a new
course for school liability under Title IX, imposing
what sounds very much like strict liability, which the
Supreme Court has rejected.” App.78a (Niemeyer, J.,
dissenting from denial of rehearing en banc).
The Fourth Circuit’s reading also loses sight of the
statutory language that Davis was explicating. The
statute prevents anyone from being “subjected to discrimination under any education program or activity
receiving Federal financial assistance.” 20 U.S.C.
§ 1681. The operative word is “subjected.” And one
“wouldn’t say that the school had ‘subjected’ its students to harassment if the students never experienced
17
any harassment as a result of the school’s conduct.”
Kollaritsch, 944 F.3d at 628 (Thapar, J., concurring).
Nor does any other language in the statute support
the Fourth Circuit’s interpretation of Davis—much
less satisfy the Spending Clause’s requirement of clear
notice. Title IX’s language “ ‘does not even hint’ that a
school could be held liable for peer-on-peer harassment about which it was only notified after-the-fact.”
App.67a (Wilkinson, J., dissenting from denial of
rehearing en banc) (citing Arlington Cent. Sch. Dist.
Bd. of Educ. v. Murphy, 548 U.S. 291, 297 (2006)).
Rather, the “prospect of liability is [being] imposed on
districts wholly in the dark about the harassing
incidents and in the absence of any causation of the
injury.” App.74a. This dramatic expansion of liability
“blindsides” school districts. App.67a. (citations omitted).
Indeed, the “very fact that circuit courts are so deeply
split on whether Title IX and Supreme Court precedent
can be read to impose liability in these circumstances,”
as discussed below, “proves that this alleged condition
on Title IX funding was not clearly and unambiguously stated.” App.69a.
B. The courts of appeals are sharply
divided on this question.
As the Fourth Circuit readily acknowledged, the
lower courts are indisputably and deeply “divided on
th[is] issue of whether a single, isolated incident of
pre-notice harassment may be sufficient to trigger
Title IX liability.” App.29a n.12.
In published decisions, the Sixth, Eighth, Ninth,
and Tenth Circuits have all answered the question
in the negative. See Kollaritsch, 944 F.3d 613 (6th
Cir.); Shank v. Carleton Coll., 993 F.3d 567, 576 (8th
Cir. 2021) (following K.T. v. Culver-Stockton Coll., 865
18
F.3d 1054, 1058 (8th Cir. 2017)); Escue v. N. Okla.
Coll., 450 F.3d 1146, 1155–56 (10th Cir. 2006); Reese
v. Jefferson Sch. Dist. No. 14J, 208 F.3d 736, 740 (9th
Cir. 2000).
The Fourth Circuit instead sided with published
decisions of the First and Eleventh Circuits. See
Fitzgerald v. Barnstable Sch. Comm., 504 F.3d 165,
172–73 (1st Cir. 2007), rev’d and remanded on other
grounds, 555 U.S. 246 (2009); Williams v. Bd. of
Regents of the Univ. Sys. of Ga., 477 F.3d 1282 (11th
Cir. 2007). This intractable conflict among more than
half the circuits calls out for resolution by this Court.
In Kollaritsch, the Sixth Circuit held that a “single
assault—particularly before any notice or response—
does not state a claim under Davis.” 944 F.3d at 624.
The “critical point” for a school’s liability under Title
IX is “that the [school’s] response must bring about or
fail to protect against the further harassment.” Id. at
622. Accordingly, a plaintiff must show “an incident
of actionable sexual harassment, the school’s actual
knowledge of it, some further incident of actionable
sexual harassment, that the further actionable harassment would not have happened but for the objective
reasonableness (deliberate indifference) of the school’s
response, and that the Title IX injury is attributable
to the post-actual-knowledge further harassment.” Id.
at 623–624 (emphasis added).
In Shank, the Eighth Circuit very recently reaffirmed
its agreement. Following a prior holding, the Eighth
Circuit explained: A “Title IX plaintiff must demonstrate a ‘causal nexus’ between the college’s conduct
and the student’s experience of sexual harassment.
Linking the college’s actions or inactions to emotional
trauma the plaintiff experienced in the wake of sexual
harassment or assault, even if proven, is not enough.”
19
993 F.3d at 576 (quoting K.T., 865 F.3d at 1058)
(emphasis added). As the Eighth Circuit had noted
in its previous case, “the actual knowledge element
requires schools to have more than after-thefact notice of a single instance in which the plaintiff
experienced sexual assault.” K.T., 865 F.3d at 1058
(noting that the school’s response “cannot be characterized as deliberate indifference that caused the
assault”).
Finally, the Ninth and Tenth Circuits also have
construed Davis to require post-notice harassment
caused by the school’s response. In Reese, the Ninth
Circuit found no liability where there was “no evidence
that any harassment occurred after the school district
learned of the plaintiffs’ allegations.” 208 F.3d at 740.
Without such post-notice harassment, “under Davis,
the school district cannot be deemed to have ‘subjected’
the plaintiffs to the harassment.” Ibid. Likewise, the
Tenth Circuit in Escue read Davis to require “further
sexual harassment . . . as a result of [the school’s]
deliberate indifference.” 450 F.3d at 1155 (emphasis
added). The Tenth Circuit found it significant that,
unlike a prior case where harassment had continued
over a course of years, the plaintiff had failed to allege
that the school’s “response to her allegations was ineffective such that she was further harassed.” Id. at 1156.
In contrast, at least three courts of appeals, counting
the Fourth Circuit’s decision below, have now held
that a funding recipient need not cause further actionable harassment to trigger Title IX liability. App.29a
n.12 (citing decisions by the First and Eleventh Circuits).
Though acknowledging that the “waters are murk[y],”
the First Circuit in Fitzgerald construed Davis to
allow liability to attach where a funding recipient
leaves a student “vulnerable” to harassment, even “if
20
that harassment never occurs,” such as where a
plaintiff “allege[s] only a single incident of pre-notice
harassment.” 504 F.3d at 172. According to the First
Circuit, a “single instance of peer-on-peer harassment
theoretically might form a basis for Title IX liability if
that incident were vile enough and the institution’s
response, after learning of it, unreasonable enough to
have the combined systemic effect of denying access to
a scholastic program or activity.” Id. at 172–173.
In Williams, the Eleventh Circuit likewise read
Davis to allow liability against a school for leaving a
plaintiff vulnerable to future harassment. Although
Williams withdrew from school shortly after being sexually assaulted and no further harassment occurred,
the court concluded that the school “continued to
subject her to discrimination” by failing “to take any
precautions that would prevent future attacks from
[the perpetrators] or like-minded hooligans should
Williams have decided to return.” 477 F.3d at 1297.2
Thus, the Fourth Circuit’s decision further entrenches
the “deep[] split on whether Title IX and Supreme
Court precedent can be read to impose liability in
these circumstances.” App.69a (Wilkinson, J., dissenting from denial of rehearing en banc). For years, this
2
In addition, although the panel majority did not claim it on
its side of the circuit split, the Tenth Circuit issued a published
decision that is difficult to reconcile with its earlier decision in
Escue, discussed above. In Farmer v. Kansas State University,
the Tenth Circuit found it sufficient that, while plaintiffs were
not subjected to further harassment, they had “pled that KSU’s
deliberate indifference to their reports of rape made them vulnerable to harassment.” 918 F.3d 1094, 1104–1105 (10th Cir. 2019).
See App.53a–54a (Wynn, J., concurring in denial of rehearing en
banc) (citing Farmer). If this Court does not settle this issue
nationwide, the en banc Tenth Circuit may have to resolve that
intra-circuit split.
21
divide has been noted both by federal courts, see, e.g.,
Kollaritsch, 944 F.3d at 627 (Thapar, J., concurring)
(observing that “the question has divided our sister
circuits”), and critical commentators.3 The Court should
take this opportunity to resolve it.
II. The Fourth Circuit’s holding that an
objective standard applies to the “actual
knowledge” requirement conflicts with this
Court’s precedents and those of several
other circuits.
The Fourth Circuit expanded the scope of funding
recipients’ liability in a second way that also warrants
this Court’s attention. Its ruling that the actualknowledge requirement of a private Title IX claim is
met by an objective analysis, not a subjective one,
App.8a, guts Davis’s deliberate-indifference standard
and contravenes the decisions of several other courts
of appeals. The Court should grant certiorari to resolve
these conflicts too.
3
See, e.g., Lauren E. Groth, et al., Giving Davis Its Due: Why
the Tenth Circuit has the Winning Approach in Title IX’s Deliberate Indifference Controversy, 98 DENV. L. REV. 307, 314 (2021)
(noting “lower courts have adopted divergent interpretations of
[Davis’s] standard, ultimately creating a conflict over whether
Title IX requires a student to undergo additional harassment”);
Hannah Brenner, A Title IX Conundrum: Are Campus Visitors
Protected from Sexual Assault, 104 IOWA L. REV. 93, 119 (2018)
(referring to the “wide jurisdictional split [that] will likely at
some point be resolved by the Supreme Court”); Zachary Cormier,
Is Vulnerability Enough? Analyzing the Jurisdictional Divide
on the Requirement for Post-Notice Harassment in Title IX
Litigation, 29 YALE J.L. & FEMINISM 1, 3 (2017) (noting a
“jurisdictional divide has arisen at a critical point in the evolution
of Title IX litigation”).
22
A. The Fourth Circuit’s “actual knowledge” analysis conflicts with this
Court’s precedents.
The Fourth Circuit contravened Gebser, Davis, and
other precedents of this Court when it concluded
“that a school’s receipt of a report that can objectively
be taken to allege sexual harassment is sufficient to
establish actual notice or knowledge under Title IX—
regardless of whether school officials subjectively understood the report to allege sexual harassment or whether
they believed the alleged harassment actually occurred.”
App.8a (emphases added).
In Gebser, the Court refused “to impose liability
under what amounted to a negligence standard—
holding the [school] district liable for its failure to
react to teacher-student harassment of which it knew
or should have known.” Davis, 526 U.S. at 640. “Rather,”
the Court held, a school district is liable “only where
the district itself intentionally acted in clear violation
of Title IX by remaining deliberately indifferent to acts
of teacher-student harassment of which it had actual
knowledge.” Id. at 642 (emphases added). “[T]o permit
a damages recovery against a school district . . . based
on principles of . . . constructive notice, i.e., without
actual notice,” would “ ‘frustrate the purposes’ of Title
IX.” Gebser, 526 U.S. at 285. The Court explained that
it “would be unsound . . . for a statute’s express system of enforcement to require notice to the recipient and
an opportunity to come into voluntary compliance while
a judicially implied system of enforcement permits
substantial liability without regard to the recipient’s
knowledge or its corrective actions upon receiving
notice.” Id. at 289.
In Davis, the Court reiterated and applied those
same principles to cases of peer-on-peer harassment.
23
A funding recipient must “respond to known peer
harassment in a manner that is not clearly unreasonable.” 526 U.S. at 649; see also id. at 647 (funding
recipient is liable only when “deliberately indifferent
to known acts of student-on-student sexual harassment”); id. at 653 (referring to the “general principle
that Title IX prohibits official indifference to known
peer sexual harassment”).
Here, the Fourth Circuit’s “objective” actual-knowledge standard is no different from the negligence
standard that the Supreme Court firmly rejected in
Gebser and Davis. Under the Fourth Circuit’s test,
the actual-knowledge element would be established
whenever a responsible school official should have
known that the student was the victim of sexual
harassment—even if the official in good faith sincerely
believed no harassment had occurred.
Moreover, this Court clearly identified an “objective”
standard when it meant for one to apply. For example,
in explaining whether the underlying harassment is
even actionable under Title IX, this Court held that
the harassment must be “so severe, pervasive, and
objectively offensive that it can be said to deprive the
victims of access to the educational opportunities or
benefits provided by the school.” Id. at 650 (emphasis
added).
Perhaps most important, the Fourth Circuit’s approach
cannot be squared with the concept of deliberate
indifference. The implied right of action for money
damages is available only for “intentional conduct”:
“ ‘an official decision by the recipient not to remedy [a]
violation.’ ” Id. at 642 (quoting Gebser, 524 U.S. at
290). Actual knowledge and deliberate indifference work
in tandem to capture only that level of culpability,
focusing on what school officials did in response to
24
what they subjectively believed to be true. But if
“actual knowledge” is instead understood objectively—
i.e., what school officials should have known or should
have believed—it is difficult to say that the officials
necessarily acted intentionally or deliberately. Put
simply, a should-have-known test is incompatible
with the requirement that only intentional discrimination is actionable under Title IX.
The necessity of subjective awareness to the concept
of deliberate indifference is well established. In Eighth
Amendment cases involving the risk of harm to
prisoners, the Court has likewise rejected “an objective
test for deliberate indifference.” Farmer v. Brennan,
511 U.S. 825, 837 (1994). Rather, the Court has held
that a prison official is deliberately indifferent only if
two prongs are satisfied: the “official must both be
aware of facts from which the inference could be drawn
that a substantial risk of serious harm exists, and he
must also draw the inference.” Ibid. (emphasis added).
By the same reasoning, a school district does not act
with actual knowledge of the danger to the student
when the school official either (1) “did not know of the
underlying facts” and was “therefore unaware of a
danger”; or (2) “knew the underlying facts but believed
(albeit unsoundly) that the risk to which the facts gave
rise was insubstantial or nonexistent.” Id. at 843–844.
Finally, the Fourth Circuit’s objective approach to
“actual knowledge” is also at odds with the meaning
of “actual knowledge” that this Court has adopted in
other contexts. In a recent ERISA case, the Supreme
Court held that a person who received written disclosures that he did “not read or cannot recall reading”
lacked “actual knowledge” of their content. Intel Corp.
Inv. Policy Comm. v. Sulyma, 140 S. Ct. 768, 773
(2020). The Court explained that the phrase “actual
25
knowledge” has a “plain meaning” that requires subjective
awareness. Id. at 776. “[I]f a [person] is not aware of a
fact, he does not have ‘actual knowledge’ of that fact
however close at hand the fact might be; rather, he
“must in fact have become aware of that information.”
Id. at 777. The word “actual” is critical. It requires
“[r]eal knowledge as distinguished from presumed
knowledge or knowledge imputed to one.” Id. at 776.
The Fourth Circuit’s decision below is premised in
large part on its erroneous conflation of “notice” with
“knowledge.” Contending that this Court in “Gebser
used the terms ‘actual notice’ and ‘actual knowledge’
interchangeably,” the Fourth Circuit concluded that
“ ‘notice[]’ is what the Court really meant.” App.13–
14a. And so while “knowledge” might require the
“[s]ubjective condition of understanding or believing in
the existence of that thing,” that is not true of “notice,”
which requires only being “ ‘alerted’ to the ‘possibility’
of sexual harassment occurring.” App.15a.
This semantic sleight of hand cannot be squared
with this Court’s repeated emphasis—in both Gebser
and Davis—on personal knowledge. In Davis particularly, this Court focused on a school’s response to
“known acts of harassment,” 526 U.S. at 633, 643,
“known acts of sexual harassment,” id. at 641, 644,
“known student-on-student harassment,” id. at 641,
“known acts of student-on-student sexual harassment,”
id. at 647, “known acts of peer sexual harassment,” id.
at 648, “known peer harassment,” id. at 649, “known
peer sexual harassment,” id. at 653, “known harassment,” id. at 644, and “known circumstances,” id. at
648, 649.
The Fourth Circuit also needlessly feared that a
subjective standard would undermine Title IX by
letting school officials “argu[e] that they did not
26
know that the report described sexual harassment.”
App.17a. This Court dispelled that fear in Sulyma,
explaining that “actual knowledge” could be proved not
only from the witness’s own testimony, but “through
‘inference from circumstantial evidence,’ ” 140 S. Ct. at
779 (quoting Farmer, 511 U.S. at 842), as well as
through “evidence of ‘willful blindness,’ ” ibid. (citation
omitted). And there was no such willful blindness on
the part of school administrators here, where Jane
herself conceded it was “a long time” before even she
began to consider her encounter with Jack to have
been a sexual assault. CA.JA-1863–64.
Because it squarely conflicts with this Court’s precedents, the Fourth Circuit’s decision warrants review.
B. The Fourth Circuit’s decision conflicts
with the decisions of other circuits.
Beyond departing from this Court’s precedents, the
Fourth Circuit’s incorrect actual-knowledge ruling
also openly splits from several of its sister circuits. In
contrast to the Fourth Circuit, three courts of appeals
apply a subjective standard to the actual-knowledge
requirement. See Doe v. St. Francis Sch. Dist., 694
F.3d 869, 871–872 (7th Cir. 2012); Shrum ex rel. Kelly
v. Kluck, 249 F.3d 773, 782 (8th Cir. 2001); Rosa H. v.
San Elizario Indep. Sch. Dist., 106 F.3d 648, 658–659
(5th Cir. 1997). The decision below warrants review for
this reason, as well.
The Eighth Circuit’s decision in Shrum is the only
contrary decision that the panel majority below acknowledged. App.16a. The court there found that school
officials lacked “actual knowledge” of a teacher’s
“sexual misconduct” where, despite rumors of misconduct, “the police and the school investigations were
inconclusive.” 249 F.3d at 782. Because officials
27
were “aware of rumors, investigations, and student
statements, but did not possess any conclusive proof
that [the teacher] actually molested students,” they
“did not have any actual knowledge.” Id. at 780.
Two other appeals courts—not acknowledged by the
Fourth Circuit—agree. In St. Francis, the Seventh
Circuit held that school officials lacked “actual knowledge” where they heard suspicions voiced by others
about an inappropriate relationship between a teacher
and her student but did not actually know about
the relationship. As the court explained in an opinion
by Judge Posner, “to know that someone suspects
something is not to know the something.” 694 F.3d at
872. Directly contrary to what the panel majority did
below, Judge Posner warned against using “actual
notice” instead of “actual knowledge”—terms that “are
not necessarily synonyms.” Id. at 871.4
In Rosa H., the Fifth Circuit was guided by this
Court’s adoption of a “subjective standard” in its
Eighth Amendment deliberate-indifference jurisprudence, 106 F.3d at 658, as discussed above. “Just as a
prison official has not punished an inmate unless he
actually knows of a danger to the inmate and chooses
not to alleviate the danger,” the Fifth Circuit reasoned,
“a school district has not sexually harassed a student
unless it knows of a danger of harassment and chooses
not to alleviate that danger.” Id. at 659. The court
observed that “[a]ny lower standard would veer in
the direction of an objective test, which is necessarily
4
Actual knowledge requires “conscious” awareness and
disregard, ibid., whereas “to put the School District on notice of
misconduct . . . denotes merely knowledge that would cause a
reasonable person to investigate further,” id. at 872 (quotations
omitted). That standard, which is akin to “inquiry notice,” is
insufficient to trigger Title IX liability. Ibid.
28
‘redolent with negligence and its measures.’ ” Ibid.
(quoting Hare v. City of Corinth, 74 F.3d 633, 650 (5th
Cir. 1996) (en banc)).
For its part, the Fourth Circuit below claimed “nearly
unanimous” support from other courts of appeals.
App.16a (citing cases). That proposition does not hold
up to scrutiny.5 But even if some cases indeed align
with the Fourth Circuit, that fact would only
underscore the need for this Court’s review.
III. This case raises recurring issues of
exceptional importance to school districts
across the country.
This case indisputably presents “important legal
issue[s] that will implicate educational institutions
across the country.” App.78a (Niemeyer, J., dissenting
from denial of rehearing en banc). The Fourth Circuit’s
expansion of Title IX liability is important not only to
the School Board—which operates one of the nation’s
largest school systems—but also to the approximately
17,600 local school districts and more than 5,000
postsecondary institutions in the United States.6
Although the Court intentionally imposed a high
standard in Davis to guard against the imposition of
5
None of the cited cases discusses whether the actual-knowledge standard is objective or subjective. The word “subjective”
appears in only one of the ten cases cited by the majority—and in
an entirely different context. See Papelino v. Albany Coll. of
Pharmacy of Union Univ., 633 F.3d 81, 89 (2d Cir. 2011) (stating
that a hostile-education-environment Title IX claim requires both
that the victim “subjectively perceived the environment to be
hostile” and that “the environment objectively was hostile or
abusive”).
6
U.S. Dep’t of Educ., Office for Civil Rights, Title IX and Sex
Discrimination (rev. Aug. 2021), https://www2.ed.gov/about/offi
ces/list/ocr/docs/tix_dis.html.
29
“sweeping liability,” 526 U.S. at 652, that safeguard is
undermined by decisions like that below.
Unsurprisingly, the Fourth Circuit’s rulings raise
many of the same concerns that troubled the four
dissenting justices in Davis—concerns that underscore
the need for this Court’s review.
One obvious concern is the “potential costs to our
schools” resulting from the “avalanche of liability now
set in motion.” Davis, 526 U.S. at 657 (Kennedy, J.,
dissenting). The majority in Davis acknowledged the
dissenting justices’ worry about the “inevitability of
student misconduct”—and sought to preemptively
close the door on the staggering “amount of litigation
that would be invited by entertaining claims of official
indifference to a single instance of one-on-one peer
harassment.” Id. at 653. But decisions like the Fourth
Circuit’s below push that door wide open, giving “litigative potential [to] the myriad individual incidents that
take place in the nation’s school systems almost every
day.” App.66a (Wilkinson, J., dissenting from denial of
rehearing en banc).
If the decision below stands, schools in the Fourth
Circuit face an endless stream of litigation. “From now
on, every peer-on-peer incident of which a school board
received no notice will be open to a ‘response suit’
designed to probe its aftermath.” App.65a.7 Moreover,
the threat of such suits could linger, detected or not,
for many years—long after a school could “come into
voluntary compliance.” Gebser, 524 U.S. at 290. The
“only certainty” is “that scarce resources will be
7
Cf. App.66a (predicting “a deluge of other lawsuits”). See also
Cormier, supra, at 4 (“Clearly, the potential volume of litigation
under Title IX is enormous if . . . institutions can be held liable
based on the mere potential for future harassment.”).
30
diverted from educating our children.” Davis, 526 U.S.
at 657 (Kennedy, J., dissenting). Indeed, “an award of
damages in a particular case might well exceed a
recipient’s level of federal funding.” Gebser, 524 U.S.
at 290.
Worse still are the practical consequences that
increased liability will wreak in the schools. The
Fourth Circuit’s expansion of Title IX liability runs
headlong into “the practical realities of responding to
student behavior, realities that Congress could not
have meant to be ignored.” Davis, 526 U.S. at 653. In
fact, the “practical obstacles schools encounter in ensuring that thousands of immature students conform
their conduct to acceptable norms may be even
more significant than the legal obstacles.” Id. at 666.
Schools already face immense pressure from parents
to reflexively punish students based on mere allegations. The Fourth Circuit’s rulings only increase the
incentive “to expel first and to ask questions later.”
Foster v. Bd. of Regents, 952 F.3d 765, 794 (6th Cir.)
(Sutton, J., dissenting), reh’g en banc granted, 958
F.3d 540, on reh’g en banc, 982 F.3d 960 (6th Cir.
2020). But it should not be forgotten that school systems
“ha[ve] obligations not only to the accuser but also to
the accused.” Fitzgerald, 504 F.3d at 174. The Fourth
Circuit’s decision intensifies the dilemma constantly
confronting school officials, under which “the same school
loses coming and going over the same incident—by
insufficiently protecting the rights of the victim in one
case and by insufficiently protecting the rights of the
accused in the other.” Foster, 952 F.3d at 794 (Sutton,
J., dissenting).
Those practical concerns make this case especially
important to primary and secondary institutions.
While colleges, universities, and other post-secondary
31
institutions have student populations that, on the
whole, are more mature, self-controlled, and accountable, primary and secondary schools face special
challenges that make the further expansion of liability
inappropriate. See Davis, 526 U.S. at 667 (Kennedy,
J., dissenting) (acknowledging “the distinction between
elementary and secondary schools, on the one hand,
and universities on the other”).
The psychological and developmental immaturity of
younger students, especially, poses unique challenges.
Children “regularly interact in a manner that would
be unacceptable among adults.” Id. at 651 (majority
opinion). And the communicative limitations of children can complicate school officials’ efforts not only to
understand the nature and facts behind a reported
incident, but also to ensure that expectations have
been communicated and to police future behavior.
School officials must be able to rely on their training,
expertise, and on-the-ground knowledge to evaluate
each situation and assess what remedial response
would serve the best interests of the children involved,
without fear of being second-guessed under a “shouldhave-known” standard. The Fourth Circuit’s approach
throws these nuanced considerations out the window,
ignoring warnings that courts should be “sensitive
to the effects on education of . . . heavy-handed
administrative intrusion required by judges interpreting Title IX.” St. Francis, 694 F.3d at 873 (Posner, J.).
The “high burden of Davis” is intended precisely to
“ensure[ that] school districts are not financially
crippled merely because immature kids occasionally
engage in immature sexual behavior.” Hill v. Cundiff,
797 F.3d 948, 970 (11th Cir. 2015).
32
The relevant differences between primary and
secondary institutions, on the one hand, and postsecondary institutions, on the other, extend far beyond
the developmental disparities between their student
populations. Local school systems typically are more
constrained than colleges and universities in their
ability to develop and implement appropriate responses
to student-on-student harassment. Among other things,
they have fewer financial and human resources, they
must involve parents, and they have meaningfully
different physical layouts. For instance, a no-contact
order between students is much more difficult to
effectuate in a K–12 setting—in which a single school
may serve an entire geographic area, students may
attend classes in a single building, specialized class
offerings may be limited, and classrooms may be
small—than in a university setting.
The compulsory nature of primary and secondary
public education is also relevant. Unlike post-secondary
institutions, public primary and secondary schools
do not choose their students and “must educate even
the most troublesome and defiant students.” Hill, 797
F.3d at 969. Moreover, those schools face greater
constraints in responding to allegations of harassment. See also Davis, 526 U.S. at 665 (Kennedy, J.,
dissenting) (noting “constraints on school disciplinary
actions” under due process and the Individuals with
Disabilities Education Act); ibid. (noting that “[s]chools
that remove a harasser from the classroom” run “the
continuing risk of Title IX suits” if they “attempt to
fulfill their continuing-education obligation by placing
the harasser in any kind of group setting”).
33
In sum, the issues raised in this petition are
unquestionably “of great importance to school districts
across our country,” App.61a n.1 (Wilkinson, J.,
dissenting from denial of rehearing en banc), and the
Court should take them up. When it does, it should
return the outer limit of private damages actions to
those narrow circumstances the Court envisioned in
Davis.
Doing so would not eliminate funding recipients’
liability in appropriate cases. Nor, importantly, would
doing so affect other civil and criminal remedies that
a harassment victim may have, such as “recourse
against the offending student (or his parents) under
state tort law” or through “criminal sanctions,” and
“against the school under state law.” Davis, 526 U.S.
at 684 (Kennedy, J., dissenting). See also Fitzgerald,
555 U.S. at 248 (Title IX does not preclude 42 U.S.C.
§ 1983 action alleging unconstitutional gender discrimination in schools); App.65a–66a (Wilkinson, J.,
dissenting from denial of rehearing en banc) (referencing remedies under “state law” and “the many avenues
of community correction”). Victims of harassment are
absolutely entitled to relief—but not on the bases that
the Fourth Circuit has conceived.
IV. This case is an ideal vehicle.
It is difficult to envision a better vehicle than this
case for addressing the important questions presented
and the circuit splits they have caused.
To begin with, “[t]he facts are clean and straightforward,” App.77a (Niemeyer, J., dissenting from
denial of rehearing en banc), and undisputed with
respect to the critical issues here. There is no
contention that the school’s response itself caused
further actionable harassment. Nor is there dispute
34
that school administrators subjectively concluded that
no harassment had occurred. Indeed, the jury found
specifically in favor of the School Board on the
question of “actual knowledge.” The Court’s resolution
of that issue in the School Board’s favor therefore
would be outcome-determinative.
In addition, the issues have been fully vetted by the
Fourth Circuit and are unlikely to be revisited. The
panel majority issued a published decision that discussed both issues and drew a lengthy dissenting
opinion. The en banc court’s decision not to rehear
the case, by a close (9–6) vote, confirms the panel’s
decision as settled law in the Fourth Circuit. And the
three accompanying opinions further discussed the
issues, with two specifically calling for this Court’s
intervention.
The Court could wait for years for a similar case
presenting these critical issues. Rather than leaving
hundreds of school systems in the Fourth Circuit
exposed to unwarranted liability, the Court should
grant certiorari and reverse.
35
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
SONA REWARI
HUNTON ANDREWS
KURTH LLP
2200 Pennsylvania Ave., NW
Washington, DC 20037
(202) 955-1500
ELBERT LIN
Counsel of Record
TREVOR S. COX
HUNTON ANDREWS
KURTH LLP
951 East Byrd Street,
East Tower
Richmond, VA 23219
elin@HuntonAK.com
(804) 788-8200
Counsel for Petitioner
December 30, 2021
APPENDIX
1a
APPENDIX A
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
————
No. 19-2203
————
JANE DOE,
Plaintiff-Appellant,
v.
FAIRFAX COUNTY SCHOOL BOARD,
Defendant-Appellee.
NATIONAL WOMEN’S LAW CENTER; CHICAGO
ALLIANCE AGAINST SEXUAL EXPLOITATION;
CLEARINGHOUSE ON WOMEN’S ISSUES;
DESIREE ALLIANCE; FEMINIST MAJORITY
FOUNDATION; FORGE, INCORPORATED;
GENDER JUSTICE; GIRLS INC.; HUMAN RIGHTS
CAMPAIGN; IN OUR OWN VOICE: NATIONAL BLACK
WOMEN’S REPRODUCTIVE JUSTICE AGENDA;
KWH LAW CENTER FOR SOCIAL JUSTICE AND
CHANGE; LEGAL AID AT WORK; NATIONAL ASIAN
PACIFIC AMERICAN WOMEN’S FORUM; NATIONAL
ASSOCIATION OF SOCIAL WORKERS, AND ITS
VIRGINIA CHAPTER; NATIONAL CRITTENTON;
NATIONAL NETWORK TO END DOMESTIC VIOLENCE;
NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES;
NATIONAL WOMEN’S POLITICAL CAUCUS; RELIGIOUS
COALITION FOR REPRODUCTIVE CHOICE; STOP SEXUAL
ASSAULT IN SCHOOLS; WOMEN’S LAW CENTER OF
MARYLAND, INCORPORATED; TRANSGENDER
LAW CENTER; WOMEN LAWYERS ASSOCIATION
2a
OF LOS ANGELES; WOMEN LAWYERS ON GUARD INC.;
WOMEN’S BAR ASSOCIATION OF THE STATE OF
NEW YORK; WOMEN’S LAW PROJECT,
Amici Supporting Appellant.
NATIONAL SCHOOL BOARDS ASSOCIATION;
VIRGINIA SCHOOL BOARDS ASSOCIATION;
MARYLAND ASSOCIATION OF BOARDS OF EDUCATION;
NORTH CAROLINA SCHOOL BOARDS ASSOCIATION;
SOUTH CAROLINA SCHOOL BOARD ASSOCIATION,
Amici Supporting Appellee.
————
Appeal from the United States District Court for the
Eastern District of Virginia, at Alexandria.
Liam O’Grady, Senior District Judge.
(1:18−cv−00614−LO−MSN)
————
Argued: January 25, 2021
Decided: June 16, 2021
————
Before NIEMEYER, WYNN, and THACKER,
Circuit Judges.
Reversed and remanded by published opinion. Judge
Wynn wrote the opinion, in which Judge Thacker
joined. Judge Niemeyer wrote a dissenting opinion.
————
ARGUED: Alexandra Brodsky, PUBLIC JUSTICE,
PC, Washington, D.C., for Appellant. Stuart A.
Raphael, HUNTON ANDREWS KURTH LLP,
Washington, D.C., for Appellee. ON BRIEF: Linda M.
Correia, Lauren A. Khouri, CORREIA & PUTH, LLC,
Washington, D.C.; John R. Ates, ATES LAW FIRM,
PC, Towson, Maryland; Adele P. Kimmel, PUBLIC
3a
JUSTICE, PC, Washington, D.C., for Appellant.
Trevor S. Cox, Richmond, Virginia, Sona Rewari,
HUNTON ANDREWS KURTH LLP, Washington, D.C.,
for Appellee. Emily Martin, Neena Chaudhry, Sunu
Chandy, Elizabeth Tang, NATIONAL WOMEN’S LAW
CENTER, Washington, D.C.; Emily P. Mallen, Marisa
S. West, Michele L. Aronson, SIDLEY AUSTIN LLP,
Washington, D.C., for Amici National Women’s Law
Center, et al. Robert W. Loftin, Summer L. Speight,
Heidi E. Siegmund, Richmond, Virginia, R. Craig Wood,
MCGUIREWOODS LLP, Charlottesville, Virginia, for
Amici National School Boards Association, Virginia
School Boards Association, Maryland Association of
Boards of Education, North Carolina School Boards
Association, and South Carolina School Boards
Association.
————
WYNN, Circuit Judge:
Plaintiff “Jane Doe,” a former student at Oakton
High School in Vienna, Virginia, brought this Title IX
action against the Fairfax County School Board
(“School Board”), alleging that her school’s administrators acted with deliberate indifference to reports
that she had been sexually harassed by another
Oakton student, “Jack Smith.”1 At the end of a twoweek trial, the jury ruled against Doe, based on its
finding that the School Board did not have actual
knowledge of the alleged sexual harassment. Doe
subsequently moved for a new trial, which the district
court denied. For the reasons set forth below, we
reverse that judgment and remand the case for a new
trial.
1
”Jane Doe” and “Jack Smith” are pseudonyms.
4a
I.
A.
The following facts are undisputed except where
noted otherwise.
On March 8, 2017, Doe, a junior at Oakton High
School and a member of the school’s symphonic
band, traveled with the band by bus to Indianapolis to
perform at a music festival. During the bus trip, Doe
sat next to Smith, an older male student. Smith told
Doe that he was cold and asked her if she had a
blanket. When Doe offered her blanket to Smith, he
put it over both of their bodies.
Doe alleges that Smith then repeatedly touched
her breasts and genitals and penetrated her vagina
with his fingers despite her efforts to physically block
him, and that he also repeatedly put her hand on his
penis even after she moved it away. She testified at
trial that during this incident, she felt so “confused,”
“shocked,” and “scared” that she was “frozen in fear
the whole time.” J.A. 1712, 1800.2
Soon after arriving in Indianapolis, Doe told two
friends about the incident. They, in turn, relayed
what they had heard to school administrators, allegedly reporting that Smith had touched Doe “down her
pants and up her shirt” without her consent, “forced
her hand on his penis,” and “sexually assaulted [Doe.]”
J.A. 383–86, 419–24.
At trial, Assistant Principal Jennifer Hogan testified that before the end of the five-day band trip, she
knew that she was dealing with the “possibility” of a
2
Citations to “J.A. __” refer to the Joint Appendix filed by the
parties in this appeal.
5a
“sexual assault.” J.A. 1186–87. But school officials—
including Assistant Principal Michelle Taylor, who
accompanied the band to Indianapolis—took no action
regarding these reports during the trip, and they did
not speak to either Doe or her parents about what had
happened on the bus ride.
Once the band returned from its trip, Assistant
Principal Hogan called Doe into her office for an
interview and requested that Doe provide a written
statement. Doe’s statement read: “I moved my hand
away but [Smith] moved my hand back onto his
genitals. I was so shocked and scared that I did not
know what to say or do. He then started to move his
hands towards me and I tried to block him but he
still put his hands up my shirt and down my pants.”
J.A. 2515. During this meeting, Oakton’s Safety and
Security Specialist, Wally Baranyk, asked Doe if
the sexual activity had been consensual, and Doe
responded, “I don’t think it was consensual.” J.A. 2518.
Hogan interpreted this statement as meaning that
Doe “didn’t want to be a participant” and that there
was “a lack of consent.” J.A. 1207–08.
Hogan and Baranyk then interviewed Smith, who
initially denied that he touched Doe sexually against
her will or made her touch his penis without her
consent. But later in the meeting, he changed his
story, admitting that he did in fact “grab[]” her and
touch her breasts. J.A. 1332–33. He continued to deny
that he touched Doe under her pants.
Assistant Principal Hogan also spoke with two other
band students to see if they had seen anything on the
bus. Meanwhile, school officials continued to receive
reports from other concerned members of the school
community—including both students and parents—
suggesting that Doe had been a victim of a “non-
6a
consenting sexual act” and “sexual harassment.” J.A.
2523, 2526.
After the investigation, Hogan and Principal John
Banbury discussed “whether this was or wasn’t a
sexual assault” and ultimately concluded that “the
evidence that [they] had didn’t show that [they] could
call it a sexual assault.” J.A. 1291. They also decided
against disciplining either Doe or Smith for engaging
in sexual activity while on a school trip.
Afterwards, in a meeting between Hogan and Doe’s
parents, Doe’s mother stated that Smith’s touching
of Doe was nonconsensual and thus “a sexual assault.”
J.A. 1298–99, 1613. Hogan responded that the administration had concluded that what happened on the
bus did not amount to sexual assault.
After the band trip, Doe sought and received professional counseling for multiple weeks, and she was
diagnosed with adjustment disorder with anxiety.3
During the rest of her junior year, Doe was terrified
of seeing or being near Smith, which caused her to
go out of her way to avoid him at school and also to
refrain from fully participating in band activities. Doe
stated at trial that she felt “so uncomfortable being
3
“An adjustment disorder is an emotional or behavioral reaction to a stressful event or change in a person’s life” that “significantly interfere[s] with social, occupational or educational
functioning.” Johns Hopkins Med., Adjustment Disorders, https://
www.hopkinsmedicine.org/health/conditions-and-diseases/adjust
ment-disorders. Adjustment disorder with anxiety is one of the
subtypes of adjustment disorder, and its symptoms “mainly
include nervousness, worry, difficulty concentrating or remembering things, and feeling overwhelmed.” Mayo Clinic, Adjustment Disorders (Oct. 25, 2017), https://www.mayoclinic.org/
diseases-conditions/adjustment-disorders/diagnosis-treatment/d
rc-20355230.
7a
around . . . Smith that [she] had to sit out of band
class” for a period of time, instead attending class
by sitting in a small practice room by herself. J.A.
1755. And Doe continued to find it difficult to enjoy
and fully participate in her band classes even after
Smith had graduated. Meanwhile, her parents
requested, and her teachers provided, a number of
accommodations to help Doe cope with the psychological and emotional trauma resulting from the
alleged sexual assault.
B.
Doe brought the instant Title IX action against the
School Board in May 2018, asserting that her school
had acted with deliberate indifference to reports of
her sexual assault. The case went to trial in July 2019.
During trial, the School Board moved for judgment
as a matter of law, arguing that Doe could not prove
deliberate indifference or any deprivation of access to
educational opportunities or benefits. The district
court denied the motion.
Ultimately, the jury returned its verdict for the
School Board. The jury found that Smith had sexually
harassed Doe and that the harassment had been
severe, pervasive, and offensive enough to deprive
Doe of equal access to the educational opportunities or
benefits provided by her school. However, the jury
also found that the School Board did not have actual
knowledge of the alleged sexual harassment. Because
that finding ended Doe’s claim, the jury did not reach
the question of whether the School Board had acted
with deliberate indifference to the alleged harassment.
After the district court denied Doe’s motion for a
new trial, Doe filed a motion to reconsider, which was
also denied. She timely appealed.
8a
II.
Doe raises several different grounds for granting
a new trial or, alternatively, vacating the district
court’s decision and remanding for reconsideration of
her motion for a new trial. But principally, she argues
that the district court erred by misconstruing what it
means for a school to have actual notice or knowledge
of alleged harassment in Title IX cases, and that a new
trial must be granted because no evidence in the record supports the jury’s verdict under the correct legal
standard.
We agree. As discussed below, we hold that a
school’s receipt of a report that can objectively be
taken to allege sexual harassment is sufficient to
establish actual notice or knowledge under Title IX—
regardless of whether school officials subjectively
understood the report to allege sexual harassment or
whether they believed the alleged harassment actually occurred.4 We further conclude that under this
standard, no evidence in the record supports the
jury’s conclusion that the School Board lacked actual
notice of Smith’s alleged sexual harassment of Doe.
Accordingly, we reverse and remand for a new trial.5
4
As explained below, “actual notice” and “actual knowledge”
are interchangeable terms for Title IX purposes. For stylistic
convenience, we use the term “actual notice” throughout this
opinion to refer to the requisite notice or knowledge that a
defendant school board must have in order to be held liable under
Title IX.
5
Doe’s other arguments on appeal also relate to actual notice.
Because we conclude that under the correct legal standard the
record evidence all but establishes that the School Board had
actual notice of the alleged sexual harassment, and because we
grant a new trial on that basis, we need not and do not address
Doe’s alternative arguments.
9a
A.
Title IX provides: “No person in the United States
shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected
to discrimination under any education program or
activity receiving Federal financial assistance.” 20
U.S.C. § 1681(a). To establish a Title IX claim based
on student-on-student sexual harassment, a plaintiff
must show that:
(1) they were a student at an educational
institution receiving federal funds;
(2) they suffered sexual harassment that
was so severe, pervasive, and objectively
offensive that it deprived them of equal access
to the educational opportunities or benefits
provided by their school;
(3) the school, through an official who has
authority to address the alleged harassment
and to institute corrective measures, had
actual notice or knowledge of the alleged
harassment; and
(4) the school acted with deliberate indifference to the alleged harassment.
See Davis v. Monroe Cnty. Bd. of Educ., 526 U.S. 629,
646–52 (1999); Gebser v. Lago Vista Indep. Sch. Dist.,
524 U.S. 274, 290–92 (1998); Jennings v. Univ. of
North Carolina, 482 F.3d 686, 695 (4th Cir. 2007) (en
banc).6
6
In Jennings, we set forth a nearly identical test to the one we
articulate here, based on the Supreme Court’s decisions in Davis
and Gebser. See 482 F.3d at 695, 700. We explained that a
plaintiff seeking to establish a Title IX sexual harassment claim
must show, among other things, that “the harassment was suffi-
10a
At the center of this case is the third prong—
the actual notice requirement—which the jury found
was not met. Doe argues that a school’s receipt of a
report that can objectively be understood as alleging
sexual harassment is sufficient to establish actual
notice—regardless of whether the school in fact construed such a report as one alleging sexual harassment, or whether the school believed the allegations
to be true. In contrast, the School Board contends
that such notice exists only where a school official with
corrective authority becomes subjectively aware that
the alleged sexual harassment has occurred or is
occurring. Thus, the critical issue we must decide is:
What establishes a school’s actual notice in Title IX
cases? This is a question of law subject to de novo
review. See Fonner v. Fairfax Cnty., 415 F.3d 325, 330
(4th Cir. 2005).
B.
Although the Fourth Circuit has not explicitly ruled
on this issue, our en banc decision in Jennings v.
University of North Carolina compels us to agree
with Doe’s position—which, as explained below, is
ciently severe or pervasive to create a hostile (or abusive) environment in an educational program or activity.” Id. at 695. This
formulation differs slightly from the language that the Supreme
Court used to articulate the same requirement in Davis—i.e., “a
plaintiff must establish sexual harassment . . . that is so severe,
pervasive, and objectively offensive[] . . . that [they are] effectively
denied equal access to an institution’s resources and opportunities.” Davis, 526 U.S. 651 (emphasis added). Because Davis, like
this case and unlike Jennings, involved student-on-student harassment, we have modified the Jennings test to more precisely
track Davis for purposes of this case. Compare Jennings, 482 F.3d
at 691, with Davis, 526 U.S. at 632–33.
11a
consistent with relevant Supreme Court precedent
and that of our sister circuits.7
In Jennings, a former student and soccer player
at the University of North Carolina at Chapel Hill
brought a Title IX claim against the university,
alleging that the school had “allow[ed] . . . the women’s
soccer coach[] to subject her to severe and pervasive
sexual harassment.” 482 F.3d at 694. She met with
a high-ranking university official responsible for dealing with Title IX grievances during her freshman year
and lodged a complaint against the coach, describing
multiple instances of sexual harassment and the hostile and abusive environment in the women’s soccer
program. See id. at 693–94, 700. The official, however,
“dismissed these concerns and suggested that [the
plaintiff] simply ‘work it out’ with [the coach].” Id. at
694. Accordingly, the university took no action on the
plaintiff’s complaint. See id. at 700.
We held in Jennings that the fact that the plaintiff
filed a complaint alleging sexual harassment with
an official with authority to address the alleged
harassment and to institute corrective measures was
“sufficient to establish that” the plaintiff had given
that official—“and[,] by extension,” the university—
”actual notice of the hostile environment created by
[the soccer coach].” Id. at 700–01; see also id. at
701 (noting as to the plaintiff’s § 1983 supervisory
liability claim against the same university official that
7
Although Jennings involved harassment by a coach, rather
than by a fellow student, that distinction is irrelevant to the
actual-notice inquiry. As Davis makes clear, the actual-notice
requirement adopted in Gebser—which dealt with teacher-onstudent harassment—is equally applicable in Title IX cases
involving student-on-student harassment. See Davis, 526 U.S. at
642–43, 647, 650.
12a
“[her] evidence would allow a jury to find that [the
official] had actual knowledge of [the coach’s] misconduct”). Importantly, nothing in our discussion of
actual notice indicated that the analysis turned on
whether the university official subjectively understood
that the plaintiff was making an allegation of sexual
harassment or that the alleged harassment was actually occurring. Rather, we concluded that by alleging
facts that objectively amounted to sexual harassment,
the plaintiff put the university on actual notice of the
alleged harassment. See id. at 700–01.
In arguing that allegations of harassment alone
cannot establish actual notice, the School Board
repeatedly cites our decision in Baynard v. Malone,
268 F.3d 228 (4th Cir. 2001). But its reliance on
Baynard is misplaced for two reasons. First, Baynard
held that even where a school was informed of allegations that one of its teachers had a history of sexually
abusing his students in the past, such that the school
was aware of allegations supporting a general, “substantial risk” of—or “the potential” for—ongoing or
future misconduct by that teacher, an awareness of
such possibilities did not constitute actual notice of the
teacher’s current abuse for Title IX purposes. 268
F.3d at 237–38. Rather, to establish such notice, the
plaintiff had to show that the school was aware of
an allegation that the teacher was currently abusing a
student—although the school did not need to know
the identity of the student allegedly being abused. See
id. 237–38 & n.9. Thus, nothing in Baynard suggested
that a report alleging a specific act or instance of
sexual harassment suffered by the plaintiff would
be insufficient to establish actual notice. Moreover,
regardless of what we held in Baynard, our subsequent en banc decision in Jennings is the controlling
law.
13a
Therefore, in keeping with our decision in Jennings,
we hold that when a school official with authority
to address complaints of sexual harassment and to
institute corrective measures receives a report that
can objectively be construed as alleging sexual harassment, that receipt establishes actual notice of such
harassment for Title IX purposes.
Our understanding of the actual-notice standard is
consistent with applicable Supreme Court precedent.
The actual-notice requirement originates from the
Supreme Court’s decision in Gebser v. Lago Vista
Independent School District, 524 U.S. 274, 285 (1998).
There, the Court rejected the plaintiff’s argument
that an educational institution could be liable under
Title IX via respondeat superior or constructive notice.
Id. Instead, “to avoid diverting education funding
from beneficial uses where a recipient was unaware of
discrimination in its programs,” the Supreme Court
held that “a damages remedy will not lie under Title
IX” unless the defendant school or school district had
“actual notice” or “actual knowledge” of the alleged
misconduct. Id. at 288–90.
The Gebser decision buttresses our holding today.
First, we deem it significant that Gebser used the
terms “actual notice” and “actual knowledge” interchangeably. See generally id. “Knowledge” is a broad
and somewhat ambiguous term. For instance,
“knowledge” can mean merely “[a]n awareness . . . of
a fact or circumstance” or the “condition of having
information” about something, but it can also denote
“a state of mind in which a person has no substantial
doubt about the existence of a fact.” Knowledge,
Black’s Law Dictionary (11th ed. 2019); Knowledge,
Merriam-Webster Dictionary, https://www.merriamwebster.com/dictionary/knowledge. In other words,
14a
the word “knowledge” may describe either an objective
condition of having information about something or
a subjective condition of understanding or believing
in the existence of that thing. In contrast, “notice” has
a more specific definition that describes the objective
“condition of being warned or notified” of, or having
“received information about,” a fact or circumstance.
Notice, Merriam-Webster Dictionary, https://www.
merriam-webster.com/dictionary/notice; Notice, Black’s
Law Dictionary.
Given that “knowledge” has several meanings, one
of which denotes “notice,” the Supreme Court’s interchangeable use of those two words in Gebser suggests
that the more specific term, “notice,” is what the
Court really meant. Thus, the Gebser Court seems to
have used both “actual knowledge” and “actual notice”
to mean information or notification regarding a fact or
condition “given directly to, or received personally by,
a party.” Actual Notice, Black’s Law Dictionary.
This reading is reinforced by the Supreme Court’s
explanation in Gebser that to be liable under Title
IX, an appropriate school official must be “advised of”
the alleged misconduct. Gebser, 524 U.S. at 290 (emphasis added). To be “advised” of something means to
be “inform[ed]” or “give[n] information or notice” about
it. Advise, Merriam-Webster Dictionary, https://www.
merriam-webster.com/dictionary/advise
(emphasis
added). Thus, Gebser indicates that a school has actual
notice or knowledge when it is informed or notified of
the alleged harassment—most likely via a report.
The Supreme Court’s application of the actualnotice standard to the facts in Gebser confirms this
understanding. The Court held that the defendant
school district lacked actual notice because a complaint from parents of students other than the plain-
15a
tiff regarding a teacher’s inappropriate comments
during class “was plainly insufficient to alert the
principal to the possibility that [the teacher] was
involved in a sexual relationship with [the plaintiff].”
Gebser, 524 U.S. at 291 (emphasis added). If actual
notice means being “alerted” to the “possibility” of
sexual harassment occurring, a report alleging such
harassment surely is sufficient to establish it.
The Supreme Court’s subsequent decision in Davis
v. Monroe County Board of Education further bolsters
this conclusion. There, the Court addressed for the
first time a Title IX claim involving studenton-student harassment. See 526 U.S. 629 (1999).
Importantly, in discussing the deliberate-indifference
requirement for Title IX claims, the Court asked
“whether [the] petitioner can show that the Board’s
response to reports of [the harasser’s] misconduct was
clearly unreasonable.” Id. at 649 (emphasis added).
Ultimately, the Court reversed the dismissal of
the plaintiff’s complaint, finding that she “may be
able to show both actual knowledge and deliberate
indifference” based on the school board’s failure to
adequately respond to repeated “complaints” and
“allegations” of misconduct. Id. at 649, 653–54. Thus,
the Supreme Court again indicated that complaints,
allegations, or reports of gender-motivated harassment (including sexual harassment) are sufficient to
show actual notice for Title IX purposes. See also
Jackson v. Birmingham Bd. of Educ., 544 U.S. 167,
180 (2005) (explaining that a school board acting
indifferently to a complaint alleging sexual harassment “would likely be liable for a Title IX violation”);
id. at 181 (“Title IX’s enforcement scheme . . . depends
on individual reporting because individuals and agencies may not bring suit under the statute unless
16a
the recipient has received ‘actual notice’ of the
discrimination.”).
Our understanding of actual notice comports with
the nearly unanimous view of our sister circuits. The
Seventh Circuit has held that “[t]o have actual
knowledge of an incident, school officials must have
witnessed it or received a report of it.” Doe v. Galster,
768 F.3d 611, 614 (7th Cir. 2014) (emphasis added).
Likewise, nearly all other courts of appeals have
found actual notice established where the plaintiff or
another interested person reported the alleged sexual harassment to a school official with authority to
address the alleged harassment and to institute
corrective measures. See, e.g., I.F. v. Lewisville Indep.
Sch. Dist., 915 F.3d 360, 372 (5th Cir. 2019); Papelino
v. Albany Coll. of Pharmacy of Union Univ., 633 F.3d
81, 89–90 (2d Cir. 2011); Santiago v. Puerto Rico, 655
F.3d 61, 74 (1st Cir. 2011); Doe v. Sch. Bd. of Broward
Cnty., 604 F.3d 1248, 1255 (11th Cir. 2010); Oden v. N.
Marianas Coll., 440 F.3d 1085, 1089 (9th Cir. 2006);
Warren ex rel. Good v. Reading Sch. Dist., 278 F.3d
163, 173 (3d Cir. 2002); Vance v. Spencer Cnty. Pub.
Sch. Dist., 231 F.3d 253, 259 (6th Cir. 2000); Murrell
v. Sch. Dist. No. 1, 186 F.3d 1238, 1247 (10th Cir.
1999); see also Escue v. N. Okla. Coll., 450 F.3d 1146,
1154 (10th Cir. 2006) (“[T]he actual notice standard
does not set the bar so high that a school district is
not put on notice until it receives a clearly credible
report of sexual abuse from the plaintiff-student.”
(citation omitted)). But see Shrum ex rel. Kelly v.
Kluck, 249 F.3d 773, 780, 782 (8th Cir. 2001) (suggesting that actual knowledge requires conclusive
evidence of misconduct).
As a final note, common sense and public policy
considerations further counsel us to hold that a
17a
school’s receipt of a report or complaint alleging sexual harassment is sufficient to satisfy the actualnotice requirement. As Doe and the amici civil rights
groups correctly point out, “[a]ny other rule would
lead to absurd results.” Opening Br. at 32; see also
Amicus Br. of Nat’l Women’s L. Ctr. at 23–33. If, as the
School Board and the amici school board associations
claim, actual notice required that an appropriate
school official subjectively understood the plaintiff’s
complaint as one alleging sexual harassment, schools
involved in Title IX lawsuits could avoid liability
simply by arguing that they did not know that the
report described sexual harassment. Such a rule
would undermine Congress’s goal of protecting students from sex discrimination in education, as it would
create “perverse incentives” for schools to refrain from
training their staff to better identify instances of
sexual harassment as well as from investigating
reports of harassment—in order to avoid ever acquiring actual notice. Amicus Br. of Nat’l Women’s L. Ctr.
at 28–29. Furthermore, “[t]he consequences of [a subjective actual-notice standard] are especially concerning as applied to children, who cannot be expected to
articulate the sexual abuse and harassment they
suffer in the same words as adults.” Id. at 25.
To the extent that the School Board suggests that
actual notice means a school official’s subjective
knowledge or conclusion that the alleged sexual
harassment actually occurred, such a standard would
be even more nonsensical. Under Title IX, a school’s
actual notice of the alleged sexual harassment is what
triggers its duty to investigate. See Davis, 526 U.S. at
649–50. It would be illogical to require a school to
investigate a complaint alleging sexual harassment
only if it has already determined that such harassment did in fact occur. See Amicus Br. of Nat’l
18a
Women’s L. Ctr. at 23–25. As Doe correctly notes, a
school’s determination as to whether the alleged harassment actually occurred is relevant only to the
deliberate-indifference prong, not the actual-notice
requirement.
Nor would it make sense to require a student alleging sexual harassment to bear the burden of substantiating their claim with adequate evidence at the
time of their initial report, before the school undertakes an investigation. The School Board and the
amici school board associations contend that allowing
a student’s unsubstantiated complaint to establish
actual notice would mean that schools would be
“liabl[e] based on mere gossip or rumor.” Response
Br. at 40 (emphasis added); see also Amicus Br. of Sch.
Bd. Ass’ns at 4. This argument is meritless for two
reasons. First, it is a straw man. Doe has never argued
that a school acquires actual notice whenever a faculty member simply overhears gossip or a rumor
concerning sexual harassment. Rather, she asserts
that a school has actual notice when it receives a report
or complaint directly alleging sexual harassment.
But more importantly, the School Board’s concern is
unfounded. Title IX liability requires not only actual
notice but also proof of deliberate indifference, which
is a high bar. If a school becomes aware of an
unsubstantiated allegation of sexual harassment, duly
investigates it, and reasonably dismisses it for lack of
evidence, the school would not be liable since it did
not act with deliberate indifference.
For the foregoing reasons, we hold that a school’s
receipt of a report or complaint alleging sexual harassment is sufficient to establish actual notice under
Title IX. This is an objective inquiry which asks
whether an appropriate official in fact received such a
19a
report or complaint and whether a reasonable official
would construe it as alleging misconduct prohibited
by Title IX. Having established the appropriate standard, we now proceed to analyze Doe’s claim.
C.
Doe argues that the district court erred in denying
her motion for a new trial because no evidence in the
record supports the jury’s verdict that the School
Board lacked actual notice of the sexual assault
allegations. We agree.
Under Federal Rule of Civil Procedure 59(a), a
“court may, on motion, grant a new trial on all or
some of the issues . . . after a jury trial, for any reason
for which a new trial has heretofore been granted in
an action at law in federal court.” Fed. R. Civ. P.
59(a)(1)(A). Despite the permissive language of this
Rule, we have interpreted it to require district courts
to “set aside the verdict and grant a new trial” where
“(1) the verdict is against the clear weight of the
evidence, or (2) is based upon evidence which is false,
or (3) will result in a miscarriage of justice, even
though there may be substantial evidence which
would prevent the direction of a verdict.” Minter v.
Wells Fargo Bank, N.A., 762 F.3d 339, 346 (4th Cir.
2014) (quoting Knussman v. Maryland, 272 F.3d 625,
639 (4th Cir. 2001)); see also Atlas Food Sys. & Servs.,
Inc. v. Crane Nat. Vendors, Inc., 99 F.3d 587, 594 (4th
Cir. 1996) (labeling this the “duty” of the district
court (quoting Aetna Casualty & Sur. Co. v. Yeatts, 122
F.2d 350, 352–53 (4th Cir. 1941), overruled on other
grounds by Gasperini v. Ctr. for Human., Inc., 518 U.S.
415 (1996))).
Doe asserts that the jury’s finding on actual notice
was against the clear weight of the evidence and
20a
therefore that the district court should have granted
her a new trial. As a general matter, this Court
reviews a district court’s denial of a motion for a new
trial for abuse of discretion. See Minter, 762 F.3d at
346. But where, as here, a party did not move for
judgment as a matter of law before moving for a new
trial, this Court’s “scope of review is exceedingly confined, being limited to whether there was any evidence to support the jury’s verdict, irrespective of its
sufficiency.” Id. at 348 (quoting Bristol Steel & Iron
Works v. Bethlehem Steel Corp., 41 F.3d 182, 187 (4th
Cir. 1994)). In other words, we must affirm the district court’s denial of Doe’s motion for a new trial
unless “there was an absolute absence of evidence to
support” the jury’s finding that the School Board
lacked actual notice. Id. (quoting Bristol Steel, 41 F.3d
at 187).
While we acknowledge that the applicable standard
of review is an extremely stringent one, our review of
the trial record leaves no doubt that under the correct
actual-notice standard, the jury’s finding wholly lacks
evidentiary support. The record brims with unrebutted evidence demonstrating that the School Board,
through appropriate officials, received multiple reports
that objectively provided notice of an allegation that
Doe had been sexually assaulted by Smith. To summarize just some of this uncontradicted evidence:
On March 13, 2017, Doe wrote a statement at
Assistant Principal Hogan’s request. In that
statement—which was later published to the
jury at trial—Doe described that Smith “started
rubbing [her] legs” and then “proceeded to
move [her] hands close to his genitals and
then pulled down his pants.” J.A. 2515. Doe
“moved [her] hand away but he moved [her]
21a
hand back onto his genitals.” Id. She wrote: “I
was so shocked and scared that I did not
know what to say or do.” Id. Smith “then
started to move his hands towards [her] and
[Doe] tried to block him but he still put his
hands up [her] shirt and down [her] pants.” Id.
At trial, Hogan testified that during the
March 13 meeting, Doe stated that she did
not think the sexual contact with Smith was
consensual—which was also documented in
Hogan’s own notes from that meeting. During
her testimony, Hogan admitted that this statement indicated “a lack of consent.” J.A. 1208.
Shortly after her meeting with Doe, Assistant
Principal Hogan met with Doe’s mother. Both
Hogan and Doe’s mother testified at trial
that during their meeting, Doe’s mother stated
explicitly that Smith’s touching of Doe was
nonconsensual and that the incident was “a
sexual assault.” J.A. 1298–99, 1613.
School officials also received reports from
other members of the school community explicitly alleging that Smith had sexually harassed Doe—including an email from a band
student, a written statement from another
band student, and an email from a concerned
parent of an Oakton alumnus. For example,
one bandmate of Doe and Smith sent an email
titled “Need to Report Peer Pressure and
Sexual Harassment” to an Oakton counselor,
who then forwarded the email to Assistant
Principals Hogan and Taylor. J.A. 2523–24.
The email alleged that Smith pressured Doe
into nonconsensual sexual activity.
22a
If these facts do not show that the School Board
had actual notice, we don’t know what would. Doe
clearly conveyed that Smith’s touching was unwelcome and nonconsensual, and that she was “shocked
and scared.” J.A. 2515. And reports from other concerned individuals, including Doe’s mother, explicitly
described the bus incident as “sexual assault” or “sexual harassment.” J.A. 1298–99, 1613, 2523–24. There
can simply be no debate that a reasonable official
would understand explicit reports of a “sexual assault”
or “sexual harassment” as, well, reports of sexual
harassment.8
In sum, our review of the record compels us to
conclude that no evidence supports the jury’s finding
that the School Board lacked actual notice of the
alleged sexual harassment. To the contrary, the record
8
Indeed, while officials’ subjective understanding that an allegation involves sexual harassment is not required, here, it is clear
that Hogan actually understood the reports she received as
alleging “sexual assault”—providing further proof that a reasonable official would certainly have understood Doe to be alleging
sexual harassment. At trial, Hogan admitted that within a few
days of the bus incident, she was aware of a “possible” sexual
assault. J.A. 1186–87. And according to her testimony, Hogan
understood, at the time of her interview with Doe, that if Doe
were to press charges, it would be for “[s]exual harassment.” J.A.
1213. Hogan also testified that she and Principal Banbury
“talked about” whether they “could call [the incident] a sexual
assault” based on “the evidence that [they] had.” J.A. 1291.
Finally, when Doe’s mother asserted that Smith’s nonconsensual
touching was “a sexual assault,” Hogan responded that she and
the other school administrators “did not come to that same
conclusion, that it was a sexual assault.” J.A. 1299. All of this
evidence indicates that the School Board was both objectively and
subjectively aware that there was an allegation of a sexual
assault.
23a
contains extensive evidence confirming that the
School Board, through appropriate officials including
Assistant Principal Hogan, received multiple reports
alleging Smith’s sexual assault of Doe.9 Therefore, Doe
is entitled to a new trial under Rule 59 unless we find
alternative grounds for affirming the judgment below.
III.
The School Board offers two such grounds, both of
which it presented to the district court in its unsuccessful motion for judgment as a matter of law.
Specifically, the School Board argues that we should
affirm the denial of Doe’s motion for a new trial
because no reasonable jury could find that (1) the
School Board acted with deliberate indifference; or (2)
the sexual harassment Doe suffered was so severe,
pervasive, and objectively offensive that it deprived
her of equal access to the educational opportunities or
benefits provided by her school.
We review de novo the district court’s denial of the
School Board’s motion for judgment as a matter of law.
Baynard, 268 F.3d at 234. In doing so, we “must view
the evidence in the light most favorable to [Doe], the
nonmovant, and draw all reasonable inferences in
[her] favor without weighing the evidence or assessing
the witnesses’ credibility.” Id. at 234–35. Ultimately,
we must reject the School Board’s arguments unless
no reasonable jury could rule in Doe’s favor on one or
both of the two issues raised—deliberate indifference
9
We emphasize that we do not impugn the seriousness with
which the jury approached this case, and our opinion should not
be read as a criticism of the jury. Rather, the jury very likely
reached a conclusion devoid of support in the record because it
was not properly instructed on the correct legal standard for
actual notice.
24a
and deprivation of access to educational opportunities
or benefits.10 Id.
As explained below, we conclude that a reasonable
jury could find for Doe on both issues. Therefore, neither of the two grounds offered by the School Board
precludes us from granting Doe a new trial.
10
The School Board did not cross-appeal from the district
court’s denial of its motion for judgment as a matter of law—
which makes sense, as it prevailed before the jury. Because the
School Board does not seek to modify the district court’s judgment, it may rely on “any matter appearing in the record in
support of the judgment” without filing a cross-appeal. Blum v.
Bacon, 457 U.S. 132, 137 n.5 (1982). But because the School
Board did not cross-appeal, we are not directly reviewing the
district court’s denial of judgment as a matter of law.
Nevertheless, we deem it appropriate to evaluate the School
Board’s alternative arguments as if the School Board were
appealing from that denial. Generally, a party can challenge the
jury’s verdict in one of two ways—”[t]he party may assert that
the proceeding was in some fashion so tainted with error that
the party should be given a new trial, or it may assert that its
opponent’s evidence failed to create an issue on which reasonable
persons could differ, and that as a matter of law the dissatisfied
party should be awarded judgment as a matter of law.” 20
Charles Alan Wright & Mary Kay Kane, FED. PRAC. & PROC.
DESKBOOK § 101 (2d ed.).
Here, we are faced with a unique posture, in which the School
Board—despite having prevailed at trial—challenges two specific
findings of the jury in its opposition to Doe’s appeal seeking a new
trial. Given that the School Board is obviously not seeking a new
trial, its attack on the jury findings should be construed as a
request for judgment as a matter of law. See id. Indeed, the
parties agree that we should apply the judgment-as-a-matter-oflaw standard here. Moreover, it would hardly be fair to affirm the
judgment below on an alternative ground—and effectively overturn a jury finding—unless no reasonable jury could find for Doe
on that issue.
25a
A.
The School Board first argues that no reasonable
jury could find that it acted with deliberate indifference—a question that the jury below did not reach.
Under Title IX, a school acts with deliberate indifference where its “response to the [alleged] harassment
or [the] lack [of any such response] is clearly unreasonable in light of the known circumstances.” Davis,
526 U.S. at 648. While deliberate indifference is a high
standard that requires more than a showing of
mere negligence, see Baynard, 268 F.3d at 236, “halfhearted investigation or remedial action will [not]
suffice to shield a school from liability,” S.B. ex rel.
A.L. v. Bd. of Educ. of Harford Cnty., 819 F.3d 69, 77
(4th Cir. 2016).
Here, various evidence in the record, when considered together in the light most favorable to Doe, could
persuade a reasonable jury to find that the School
Board acted with deliberate indifference. To summarize some of that evidence:
Despite having received reports alleging that
Doe experienced nonconsensual sexual touching on the bus ride to Indianapolis, school
officials, including Assistant Principal Taylor,
took no action to protect Doe or to offer emotional support to her during the five-day trip.
Nor did any school official ever reach out to
Doe, check in on her, or notify her parents
about the alleged incident.
Instead, school officials, including Principal
Banbury, made inappropriate jokes about the
reported incident. For example, when Assistant Principal Taylor emailed Banbury asking
how many inches of snow Oakton was expected
26a
to get in the coming days, Banbury responded,
“How many inches under the blanket or on
the ground?” J.A. 2494; see also J.A. 994–95
(Banbury admitting during trial that this
comment was alluding to “Doe stroking []
Smith’s penis” under the blanket and thus
was “inappropriate”).
Doe testified at trial that when she met with
Assistant Principal Hogan and Safety and
Security Specialist Baranyk after the band
trip, Baranyk tried to dissuade her from taking
any legal action, telling her that “there was
really nothing [she] could do” and that “the
school wasn’t liable for anything.” J.A. 1745.
Doe further testified that during the same
meeting, Baranyk asked her a number of
accusatory questions, including what she was
wearing and why she did not scream during
the bus incident. When Doe responded that
she did not scream because she “was on a bus
with . . . 60 people that [she] had known for
most of [her] high school years” and did not
want to be embarrassed, Baranyk asked her in
a sarcastic manner, “Oh, well, how do you feel
now?” J.A. 1745–46. While Baranyk was asking these questions, Hogan just “sat there for
the most part.” Id. At trial, Doe testified that
the school officials “made [her] feel like [she]
was in the wrong” and they did not believe her
story. Id. at 1747–48. Doe also described their
demeanor and tone toward her as “angry” and
“menacing.” Id.
Despite the multiple reports that Smith had
sexually assaulted Doe, school officials, including Assistant Principal Hogan, discussed with
27a
Doe, but not with Smith, the possibility of
being disciplined for engaging in sexual activity on a school trip.
Although Assistant Principal Hogan interviewed Doe, Smith, and two of their bandmates who also went on the trip, she never
spoke with other students who were identified
as potential sources of information about the
bus incident and Doe’s demeanor in the immediate aftermath of the incident.
In concluding that there was insufficient evidence indicating Smith had sexually assaulted
Doe, Assistant Principal Hogan seemingly
relied in large part on the fact that at the time
Smith began to touch Doe, her head was rested
on his shoulder and she was wearing his
hat. During the trial, Hogan testified that
she believed “those things[,] . . . for an 18-yearold boy, [were] signs that [Doe was] a willing
participant.” J.A. 1286. Hogan’s testimony
suggested that the assistant principal either
gave little weight to or did not really believe
Doe’s vital statement that she tried to block
Smith from touching her and pulled her hand
away—presumably because Smith denied its
truth. But notably, Smith acknowledged at
trial that he was not entirely truthful during
his meeting with Hogan, as he initially denied
ever grabbing or touching Doe on the bus, only
to change his story and admit it later.
Based on this evidence, a reasonable jury could
draw any number of conclusions that would support a
finding of deliberate indifference. For instance, a jury
could reasonably conclude that the school officials
improperly trivialized and dismissed the reports of
28a
sexual assault; that they simply assumed, without
adequate investigation, that the bus incident was a
consensual sexual encounter between teenagers; that
they neglected to take even the minimal step of
checking in on Doe to make sure she was okay; that
they tried to sweep the reports under the rug so as not
to cause trouble for Smith, one of their star students
who went on to attend a prestigious public university;
that they engaged in a “blame-the-victim” mentality
in investigating and dealing with the bus incident; or
that their decision to believe Smith’s story over
Doe’s—even after Smith had initially lied to them
about whether he had touched Doe—was likely
attributable to bias.
Accordingly, we conclude that, faced with the evidence described above, a reasonable jury could find
that the School Board’s response to the alleged sexual
assault was clearly unreasonable.11 Even though the
jury, after a new trial, could weigh all of the evidence
and find there to be no deliberate indifference, we
believe affirming the denial of a new trial on this
alternative ground is unwarranted at this stage.
Therefore, we reject the School Board’s argument that
the lack of deliberate indifference provides an alternative ground for affirming the denial of Doe’s motion
for a new trial.
For his part, our dissenting colleague argues that as
a matter of law, the School Board cannot be found
11
We acknowledge that the record also contains evidence
showing that the school provided a number of accommodations
requested by Doe and her parents in the months after the alleged
sexual assault. However, when the record as a whole is viewed in
the light most favorable to Doe, such accommodations do not
provide us a sufficient basis for concluding that no reasonable
jury could find deliberate indifference here.
29a
deliberately indifferent under Title IX because school
officials received notice of the alleged sexual harassment “only after the fact,” and “no school conduct, or
lack thereof, caused any [further or continued] sexual
harassment” of Doe. Dissenting Op. at 38 (emphasis
removed). However, contrary to our dissenting colleague’s assertion, Title IX liability based on studenton-student harassment is not necessarily limited to
cases where such harassment “occur[s] after [the
school] receives notice” and is “caused” by the school’s
own post-notice conduct. Id.
In Davis, the Supreme Court explained that an
educational institution could be liable under Title IX
not only where its deliberate indifference “‘cause[s]
[students] to undergo’ harassment,” but also where
such indifference “make[s] them liable or vulnerable”
to harassment. Davis, 526 U.S. at 645 (second
alteration in original). And under the latter theory of
liability, “other courts have found (or countenanced
the possibility of finding) Title IX liability, even
though the plaintiff alleged only a single incident of
pre-notice harassment.” Fitzgerald v. Barnstable Sch.
Comm., 504 F.3d 165, 172 (1st Cir. 2007), rev’d and
remanded on other grounds, 555 U.S. 246 (2009);
Williams v. Bd. of Regents of Univ. Sys. of Ga., 477
F.3d 1282, 1295–97 (11th Cir. 2007).12 Notably, the
12
Courts of appeals have actually divided on the issue of
whether a single, isolated incident of pre-notice harassment may
be sufficient to trigger Title IX liability. The First and Eleventh
Circuits have indicated that such an incident, if serious enough,
would be sufficient. See Fitzgerald, 504 F.3d at 172–73 (1st Cir.);
Williams, 477 F.3d at 1295–97 (11th Cir.). On the other hand, the
Eighth, Ninth, and Tenth Circuits have held that post-notice
harassment is required to show a school’s deliberate indifference.
See K.T. v. Culver-Stockton Coll., 865 F.3d 1054, 1058 (8th Cir.
30a
First Circuit has emphasized that a single instance
of pre-notice, student-on-student harassment could
“form a basis for Title IX liability if that incident were
vile enough and the institution’s response, after learning of it, unreasonable enough to have the combined
systemic effect of denying access to a scholastic
program or activity.” Fitzgerald, 504 F.3d at 172–73.
We agree with the First and Eleventh Circuits
that a school may be held liable under Title IX based
on a single, pre-notice incident of severe sexual
harassment, where the school’s deliberate indifference
to that incident made the plaintiff more vulnerable to
future harassment, or otherwise had “the combined
systemic effect of denying [equal] access to a scholastic
program or activity.” Id. This reading of Title IX is
consistent with the plain language of the statute,
which reads: “No person in the United States shall,
on the basis of sex, be excluded from participation
in, be denied the benefits of, or be subjected to
discrimination under any education program or activity receiving Federal financial assistance.” 20 U.S.C.
§ 1681(a). As the Supreme Court noted in Davis, “[t]he
statute makes clear that, whatever else it prohibits,
students must not be denied access to educational
benefits and opportunities on the basis of gender.”
Davis, 526 U.S. at 650 (emphasis added).
Even a single incident of sexual harassment, if
sufficiently severe, can inflict serious lasting harms
on the victim—physical, psychological, emotional, and
social. And where such harms deprive the victim of
the ability to fully participate in or to benefit from the
educational opportunities provided by their school,
2017); Escue, 450 F.3d at 1156 (10th Cir.); Reese v. Jefferson Sch.
Dist. No. 14J, 208 F.3d 736, 740 (9th Cir. 2000).
31a
and where this deprivation remains unremedied or is
compounded as a result of the school’s deliberate
indifference, the victim surely is “denied access to
educational benefits and opportunities on the basis
of gender”—which Title IX clearly prohibits. Id. In
such situations, the school’s inadequate response to
the alleged sexual harassment leaves the victim more
vulnerable to further harassment.
Thus, we hold that a school may be held liable under
Title IX if its response to a single incident of severe
sexual harassment, or the lack thereof, was clearly
unreasonable and thereby made the plaintiff more
vulnerable to future harassment or further contributed to the deprivation of the plaintiff’s access to
educational opportunities. Because we conclude that a
reasonable jury could make such a finding in this
case, we decline to affirm the district court’s judgment
based on a lack of deliberate indifference.
B.
The School Board also asserts that we should affirm
the judgment below because, as a matter of law, Doe
was not deprived of equal access to the educational
opportunities or benefits provided by her school.
Because the jury specifically found that the alleged
sexual assault occurred and that it caused such a
deprivation for Doe, the School Board asks us to
conclude that the jury’s findings on those points were
unreasonable. Again, we reject the School Board’s
argument as meritless.
First, the School Board misconstrues the law by
claiming that its own response to the alleged sexual
harassment did not exclude Doe from any educational opportunities or benefits. But the Supreme
Court has explained that a Title IX plaintiff must
32a
establish “sexual harassment . . . that is so severe,
pervasive, and objectively offensive that it can be said
to deprive the [plaintiff] of access to the educational
opportunities or benefits provided by the school.” Id.
at 650–51 (emphasis added). In other words, the main
object of inquiry for this prong is the alleged sexual
harassment, rather than the defendant’s response
thereto. See id.; see also Jennings, 482 F.3d at 696–99.
Indeed, the latter is relevant only to the issue of deliberate indifference. Thus, to the extent that the School
Board claims it did not bar Doe’s access to educational
opportunities, its argument is misguided.
But more importantly, we conclude that the record,
viewed in the light most favorable to Doe, could lead
a reasonable jury to find in Doe’s favor on this issue.
In Jennings, we explained that a victim of sexual
harassment may be deprived of access to educational
opportunities or benefits in at least three different
ways: if the harassment (1) “results in the physical
exclusion of the victim from an educational program or
activity”; (2) “‘so undermines and detracts from the
victim[’s] educational experience’ as to ‘effectively
den[y her] equal access to an institution’s resources
and opportunities’”; or (3) “has ‘a concrete, negative
effect on [the victim’s] ability’ to participate in an
educational program or activity.” Jennings, 482 F.3d
at 699 (alterations in original) (quoting Davis, 526
U.S. at 650–51, 654). In assessing whether the alleged
harassment caused such a deprivation, the factfinder
must consider all of the “surrounding circumstances”
and use “[c]ommon sense[] and an appropriate sensitivity to social context” to “identify objectively hostile or abusive conduct.” Id. at 696 (first quoting Davis,
526 U.S. at 651; then quoting Oncale v. Sundowner
Offshore Servs., Inc., 523 U.S. 75, 82 (1998)).
33a
Here, Doe’s testimony and evidence, if credited, indicate that she was a victim of a serious sexual assault,
during which Smith—without Doe’s consent—touched
her intimate body parts under her clothes, digitally
penetrated her vagina, and forced her to pleasure him
by stroking his penis. One can hardly dispute that
such sexual violence, which would constitute a criminal offense in most, if not all, jurisdictions, would have
a severe and traumatic impact on any high school
student.13 Indeed, in Jennings, we held that a jury
could reasonably find that the “verbal sexual abuse”
allegedly suffered by the college-student plaintiff “was
sufficiently severe or pervasive to” deprive her of equal
access to educational opportunities or benefits. Id. at
698–99. While the damaging effects of verbal sexual
harassment may equal or even exceed those of physical sexual assault in certain cases, we believe a
reasonable jury could conclude that the sexual violence Doe allegedly suffered was at least as severe,
offensive, and harrowing as the verbal harassment
experienced by the plaintiff in Jennings.14 See also
13
See 6A C.J.S. Assault § 73 (updated June 2021) (defining
“criminal battery” as “harmful or offensive touching”); 87 A.L.R.3d
1250 (originally published in 1978) (defining the offense of “sexual battery”); see also Rape, Fed. Bureau of Investigation,
https://ucr.fbi.gov/crime-in-the-u.s/2013/crime-in-the-u.s.-2013/
violent-crime/rape (defining rape as the “[p]enetration, no matter
how slight, of the vagina or anus with any body part or object, or
oral penetration by a sex organ of another person, without the
consent of the victim”).
14
Generally speaking, while federal and state laws criminalize physical sexual assault, they prescribe only civil remedies for
verbal sexual harassment. See Overview of Rape and Sexual
Violence, Nat’l Inst. Just., U.S. Dep’t of Just. (Oct. 25, 2010),
https://nij.ojp.gov/topics/articles/overview-rape-and-sexual-violence;
Sexual Harassment, Rape, Abuse & Incest Nat’l Network, https://
www.rainn.org/articles/sexual-harassment.
34a
Davis, 526 U.S. at 653–54 (holding that the plaintiff
sufficiently alleged actionable sexual harassment
where her minor daughter suffered “objectively
offensive touching” that amounted to “criminal sexual
misconduct”).
Moreover, the record includes significant evidence
supporting a finding that the alleged sexual assault
had a concrete, negative effect on Doe’s ability to
participate in the educational opportunities or benefits
provided by her school. For example, the record
contains evidence from which a reasonable jury could
conclude that:
Doe’s academic performance and class attendance declined after the band trip. During her
sophomore year (i.e., before the alleged
assault), Doe was absent three times and
never tardy. But in her junior year, she was
absent seventeen times and tardy four times.
And whereas Doe received five A or A-’s and
one B on her final exams in her sophomore
year, she received three A or A-’s, a B, a B-, a
C, and a D+ on her final exams in her junior
year.
After the band trip, Doe felt so terrified of
Smith that she altered her behavior in school
and limited her participation in band activities to avoid him. At trial, Doe testified
that after the alleged assault, she “was so
uncomfortable being around . . . Smith that
[she] had to sit out of band class” until the
band director rearranged the seating to keep
Doe and Smith as far apart as possible. J.A.
1755. During that time, she sat alone in a
small, windowless practice room away from
her bandmates, which made her feel “iso-
35a
lated” and “very alone.” Id. Doe also missed
the band’s end-of-year concert because she
did not want to see Smith. Doe testified that
while band had long been an important part
of her life, she found it difficult to enjoy and
fully participate in band activities after the
alleged assault—even in her senior year, after
Smith had graduated.
As a result of the alleged sexual assault, Doe
suffered psychological and emotional trauma
that interfered with her daily functioning.
She experienced increased feelings of anxiety
and anger, nightmares, flashbacks, intrusive
thoughts about the assault and the meetings
with school administrators, and difficulty
eating, sleeping, and concentrating. Doe
sought and received professional counseling
for several weeks both in her junior and
senior years in an effort to cope with the
trauma caused by the alleged assault. She
was diagnosed with adjustment disorder with
anxiety.
Based on these and other concrete, negative effects
supported by the record, a jury could reasonably find
that the alleged sexual assault was severe enough to
deprive Doe of equal access to educational opportunities or benefits.15 Indeed, we held the same in
15
We respectfully disagree with our dissenting colleague’s
assertion that the sexual assault Doe allegedly suffered was not
sufficiently severe to be actionable under Title IX because it was
“an isolated, one-time incident.” Dissenting Op. at 34. Although
a single, isolated incident generally does not provide a basis for
Title IX liability, we have recognized that such an incident may
be sufficient if it is “extremely serious.” Jennings, 482 F.3d at 696
(quoting Faragher v. City of Boca Raton, 524 U.S. 775, 788
36a
Jennings where the plaintiff—just like Doe—presented evidence showing that the alleged harassment
made her “feel humiliated, anxious, and uncomfortable,” “caused her to suffer severe emotional distress,”
and thereby “had a negative impact on her participation . . . in [school programs] and on her academic
performance.” Jennings, 482 F.3d at 699–700. We see
no reason to treat this case differently. Therefore, we
reject the School Board’s invitation to affirm the
judgment below on this ground.
IV.
Because no evidence in the record supports the
jury’s finding that the School Board lacked actual
notice or knowledge of the alleged sexual harassment,
and because we find no alternative grounds for
affirming the judgment below, we conclude that Doe is
entitled to a new trial.16 Accordingly, we reverse the
(1998)); see also Fitzgerald, 504 F.3d at 172–73 (noting that a
single instance of sexual harassment could “form a basis for Title
IX liability if that incident were vile enough”). Here, we believe a
jury could reasonably conclude that the sexual assault allegedly
suffered by Doe as a high school student (including digital
penetration of her vagina) and the lasting trauma caused by that
incident were serious enough to trigger Title IX liability.
16
Curiously, the dissent claims that “[t]he majority opinion . . .
vacates the jury’s verdict [in part] because it concludes that the
school . . . refused to discipline the offending student.” Dissenting
Op. at 34. Our good colleague is mistaken. Nothing in our analysis rests on the fact that the school officials decided not to
discipline Smith.
Nor does our decision “improperly substitute the majority’s
finding for the jury’s,” as the dissent asserts. Id. Rather, we
merely vacate the jury’s finding on actual notice because it was
based on an incorrect legal standard for evaluating whether such
notice existed, and because we conclude that no evidence in the
record supports the jury’s finding under the correct standard. See
37a
district court’s denial of her Rule 59 motion and
remand for a new trial consistent with the legal
standard set forth in this opinion.
REVERSED AND REMANDED
supra note 9. Indeed, the dissent too acknowledges that “whether
the school received notice of the [bus] incident . . . could hardly
have been in dispute,” as it was “actually told of the incident.”
Dissenting Op. at 35.
38a
NIEMEYER, Circuit Judge, dissenting:
The jury in this case returned a verdict in favor of
the School Board, finding that it was not liable under
Title IX for a single incident of student-on-student
sexual harassment. The majority opinion nonetheless
vacates the jury’s verdict because it concludes that
the school received notice of the incident after the fact
and refused to discipline the offending student. Not
only does this conclusion improperly substitute the
majority’s finding for the jury’s, it does so based on a
fundamental misunderstanding of the school’s liability
under Title IX.
I
During a band trip to perform at a music festival, a
male student of Oakton High School in Vienna,
Virginia, engaged in sexual touching of a fellow female
student while the two were sitting together on a bus.
The female student told school officials that the
touching was not consensual. After the school was
notified of the incident and conducted an investigation, receiving somewhat conflicting accounts, it concluded that a “sexual assault” had not occurred and
imposed no discipline.
The incident occurred while the two students were
sitting together on a bus covered by a blanket, and no
school official or chaperone knew at the time that it
was taking place. It was an isolated, one-time incident,
and no evidence forecasted repetition. Indeed, there
was no suggestion at trial that any other such incident
took place thereafter, whether by the same male
student or by another of the female student’s peers.
In other words, the harassment was not systemic.
Moreover, there was no evidence that the school
39a
caused either the incident or any other sexual harassment.
The female student filed suit against the Fairfax
County School Board, alleging that the school violated
Title IX because it acted with deliberate indifference
to the report of her sexual assault and therefore was
liable to her for damages. The jury found that the male
student had, indeed, sexually harassed the female
student and that the incident was sufficiently severe
to deprive her of equal access to the educational
opportunities or benefits provided by the school. But
the jury returned a verdict in the School Board’s favor,
finding that the School Board did not have sufficient
knowledge of the sexual harassment to give rise to
liability.
The majority opinion focuses almost entirely on
whether the school received notice of the incident—
a fact that could hardly have been in dispute. The
school was actually told of the incident and conducted
an investigation. The majority opinion then ceremoniously concludes that the School Board had actual
knowledge of the incident, and because the jury had
found that the school did not receive knowledge
sufficient for liability, the majority opinion vacates
the jury verdict and orders a new trial. While the
majority opinion goes to great lengths to show that the
School Board received notice of the incident and therefore had actual knowledge of it, it barely addresses
whether such notice created liability under Title IX.
I conclude that the receipt of after-the-fact notice
does not impose liability on the School Board in the
circumstances of this case. While, unremarkably, I
agree with the majority that the school received notice
of the incident, the knowledge that was acquired did
not make the School Board liable under Title IX. To
40a
have liability, the school had to receive knowledge of
conduct such that the school’s indifference to the known
conduct actually caused the harassment that denied
the student the benefits of the educational programs
or activities of the school. In short, as explained in
detail by the Supreme Court, liability can be imposed
on the school only where it is shown that the school’s
own conduct “caused the [sex] discrimination.” Davis
v. Monroe Cnty. Bd. of Educ., 526 U.S. 629, 643 (1999)
(emphasis added) (cleaned up). This requirement is
foundational, as a school is liable under Title IX only
when the school’s own deliberate conduct amounts to
or causes sex discrimination.
II
Title IX provides, “No person in the United States
shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to
discrimination under any education program or activity receiving Federal financial assistance.” 20 U.S.C.
§ 1681(a). Although the provision does not mention
any private right of action against a school when such
discrimination occurs, the Supreme Court has found
an implied private right of action in the statute that
permits students to sue educational institutions for
damages. See Cannon v. Univ. of Chi., 441 U.S. 677,
688–89 (1979). But the Court carefully cabined that
cause of action in subsequent decisions, rejecting any
notion that schools face strict liability under Title IX
or can be imputed with liability under the principles of
agency or constructive notice. See Gebser v. Lago Vista
Indep. Sch. Dist., 524 U.S. 274, 285 (1998). In Gebser,
the Court held that only the school’s own conduct can
justify liability and that such conduct can be shown
only where a school has “actual knowledge” (i.e.,
“notice”) of the harassment in circumstances where it
41a
has an opportunity to rectify it and its deliberate
indifference to the knowledge causes harassment by
failing to end or prevent it. Id. at 289–90. As the Court
stated, the school must have “actual knowledge of
the [sexual] conduct” and also “have an opportunity to
take action to end the harassment or to limit further
harassment.” Id. at 289. In short, its deliberate
indifference must be “the cause of the violation.” Id. at
291 (emphasis added).
In Davis v. Monroe County Board of Education, the
Supreme Court again considered a school’s Title IX
liability—this time in the context of student-onstudent harassment—and reemphasized the kind of
notice that imposes liability on a school. After
reaffirming that Title IX did not permit imputed
liability based on agency principles or constructive
notice, the Court made clear that only the independent conduct of the school causing harassment could
result in the school’s liability. It explained, “recipients
[of federal funds] could be liable in damages only
where their own deliberate indifference effectively
caused the discrimination.” Davis, 526 U.S. at 642–43
(emphasis added) (cleaned up). And it repeated the
proposition more fully, giving emphasis to it:
If a funding recipient does not engage in
harassment directly, it may not be liable for
damages unless its deliberate indifference
subjects its students to harassment. That is,
the deliberate indifference must, at a minimum, cause students to undergo harassment
or make them liable or vulnerable to it.
Id. at 644–45 (cleaned up).
42a
As a consequence of its holdings in both Gebser and
Davis, the Davis Court observed:
Although, in theory, a single instance of
sufficiently severe one-on-one peer harassment could be said to have [a systemic] effect,
we think it unlikely that Congress would
have thought such behavior sufficient to rise
to this level in light of the inevitability of
student misconduct and the amount of litigation that would be invited by entertaining
claims of official indifference to a single
instance of one-on-one peer harassment.
Davis, 526 U.S. at 652–53. For a school that does not
directly discriminate, harassment must occur after
it receives notice—making it something that the
school can prevent. And “[b]y limiting private damages
actions to cases having a systemic effect on educational
programs or activities,” the Court “reconcile[d] the
general principle that Title IX prohibits official
indifference to known peer sexual harassment with
the practical realities of responding to student behavior.” Id. at 653 (emphasis added).
The Davis Court contrasted its doubt about a single
act of one-on-one peer harassment—which would not
have a systemic effect—with the facts before it. There,
a student was “the victim of repeated acts of sexual
harassment by [a peer] over a 5-month period,” during
which, the facts could show, the school had knowledge
of the conduct but “made no effort whatsoever . . . to
put an end to the harassment.” Davis, 526 U.S. at 653–
54. This case does not fit that mold. The incident here
was a one-time act of sexual misconduct by a male
student, and the school learned of the incident only
after the fact, with no opportunity to prevent it.
Moreover, there was no suggestion that the
43a
harassment continued and therefore no suggestion
that the school had failed to prevent any continuing or
additional harassment. In short, no school conduct, or
lack thereof, caused any sexual harassment, as is
required for the school’s liability under Title IX.
The jury in this case found that the school did not
have sufficient notice as required for liability under
Title IX, and this is well supported by the record.
While the school did receive after-the-fact notice of a
single incident, it did not have the type of notice
required by Title IX, i.e., notice that provided the
school with an “opportunity” to correct the situation.
See Kollaritsch v. Mich. State Univ. Bd. of Trustees,
944 F.3d 613, 622 (6th Cir. 2019), cert. denied, 141 S.
Ct. 554 (2020) (noting that the “critical point” for a
school’s liability under Title IX is “that the [school’s]
response must bring about or fail to protect against the
further harassment”); see also K.T. v. Culver-Stockton
Coll., 865 F.3d 1054, 1058–59 (8th Cir. 2017); Escue v.
N. Okla. Coll., 450 F.3d 1146, 1155–56 (10th Cir.
2006); Reese v. Jefferson Sch. Dist. No. 14J, 208 F.3d
736, 740 (9th Cir. 2000).
Thus, I would affirm.
44a
APPENDIX B
PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
[Filed August 30, 2021]
————
No. 19-2203
(1:18-cv-00614-LO-MSN)
————
JANE DOE,
Plaintiff-Appellant,
v.
FAIRFAX COUNTY SCHOOL BOARD,
Defendant-Appellee.
NATIONAL WOMEN’S LAW CENTER; CHICAGO
ALLIANCE AGAINST SEXUAL EXPLOITATION;
CLEARINGHOUSE ON WOMEN’S ISSUES;
DESIREE ALLIANCE; FEMINIST MAJORITY
FOUNDATION; FORGE, INCORPORATED; GENDER
JUSTICE; GIRLS INC.; HUMAN RIGHTS CAMPAIGN;
IN OUR OWN VOICE: NATIONAL BLACK WOMEN’S
REPRODUCTIVE JUSTICE AGENDA; KWH LAW CENTER
FOR SOCIAL JUSTICE AND CHANGE; LEGAL AID AT
WORK; NATIONAL ASIAN PACIFIC AMERICAN WOMEN’S
FORUM; NATIONAL ASSOCIATION OF SOCIAL WORKERS,
AND ITS VIRGINIA CHAPTER; NATIONAL CRITTENTON;
NATIONAL NETWORK TO END DOMESTIC VIOLENCE;
NATIONAL PARTNERSHIP FOR WOMEN & FAMILIES;
NATIONAL WOMEN’S POLITICAL CAUCUS; RELIGIOUS
COALITION FOR REPRODUCTIVE CHOICE; STOP
SEXUAL ASSAULT IN SCHOOLS; WOMEN’S LAW
45a
CENTER OF MARYLAND, INCORPORATED;
TRANSGENDER LAW CENTER; WOMEN LAWYERS
ASSOCIATION OF LOS ANGELES; WOMEN LAWYERS
ON GUARD INC.; WOMEN’S BAR ASSOCIATION OF THE
STATE OF NEW YORK; WOMEN’S LAW PROJECT,
Amici Supporting Appellant.
NATIONAL SCHOOL BOARDS ASSOCIATION;
VIRGINIA SCHOOL BOARDS ASSOCIATION;
MARYLAND ASSOCIATION OF BOARDS OF EDUCATION;
NORTH CAROLINA SCHOOL BOARDS ASSOCIATION;
SOUTH CAROLINA SCHOOL BOARD ASSOCIATION,
Amici Supporting Appellee.
————
ORDER
The court denies the petition for rehearing en banc.
A requested poll of the court failed to produce a
majority of judges in regular active service and not
disqualified who voted in favor of rehearing en banc.
Judge Wilkinson, Judge Niemeyer, Judge Agee, Judge
Quattlebaum, Judge Richardson, and Judge Rushing
voted to grant rehearing en banc. Chief Judge Gregory,
Judge Motz, Judge King, Judge Keenan, Judge Wynn,
Judge Diaz, Judge Floyd, Judge Thacker, and Judge
Harris voted to deny rehearing en banc.
Entered at the direction of Judge Wynn.
For the Court
/s/ Patricia S. Connor, Clerk
46a
WYNN, Circuit Judge, concurring in the denial of
rehearing en banc:
Because this Court denies the petition for rehearing
en banc, this matter is decided by the opinions produced by the three-judge panel that fully considered
the issues after oral argument. Yet now, we confront
two advisory opinions that purport to dissent from
the denial of the petition to rehear this matter en
banc. But those opinions provide next to no explanation for why our colleagues are dissenting from the
denial of rehearing en banc, a procedural question
falling under Federal Rule of Appellate Procedure
35(a). Instead, both opinions focus entirely on the
underlying merits, and thus are no more than advisory
opinions that read like editorials or legal commentary
on the three-judge panel decision.
This is not a new practice, though until recently, it
was uncommon in our circuit. See Cannon v. Kroger
Co., 837 F.2d 660, 660 (4th Cir. 1988) (Murnaghan, J.,
dissenting from the denial of rehearing en banc)
(noting that, as of the late 1980s, this practice was
“unusual, if not extraordinary” in the Fourth Circuit).
For decades in other circuits, both panel and nonpanel members have issued merits opinions dissenting
from the denial of rehearing en banc. E.g., TahoeSierra Pres. Council, Inc. v. Tahoe Reg’l Plan. Agency,
228 F.3d 998, 999 (9th Cir. 2000) (Kozinski, J.,
dissenting from the denial of rehearing en banc in a
case where he did not sit on the panel). “Since the
first [dissent from a denial of rehearing en banc] in
1943, appellate judges have employed them with
increasing regularity,” and the practice particularly
picked up steam after the turn of the century. Jeremy
D. Horowitz, Not Taking “No” for an Answer: An
Empirical Assessment of Dissents from Denial of Re-
47a
hearing En Banc, 102 Geo. L.J. 59, 60 (2013). The vast
majority of these dissents are written by judges other
than the panel dissenter.1 Id. at 74.
To be sure, the proliferation of dissents from the
denial of rehearing en banc has “sparked heated
debate among academics and judges alike.” Id. at 61.
Some have justified this practice by noting that
“there has been some indication from members of the
Supreme Court that they find [such] dissents useful in
deciding whether to take cases on certiorari,” and
that the dissents “inform the Supreme Court of the
importance of an issue and of arguments favoring one
side or the other that have not theretofore appeared in
print.” Marsha S. Berzon, Introduction, 41 Golden
Gate U. L. Rev. 287, 293 (2011); see also Indraneel Sur,
How Far Do Voices Carry: Dissents from Denial of
Rehearing En Banc, 2006 Wis. L. Rev. 1315, 1353
(2006) (“A crisp rehearing dissent may help a losing
party at the panel level write an analytically powerful
petition for certiorari. That may be why the Solicitor
General of the United States and private litigants
quote from rehearing dissents when petitioning or
fending off arguments in opposition to a petition.”
(footnotes omitted)). “[C]ircuit judges elsewhere in
the nation also take heed of rehearing dissents in
various degrees,” and there are even “instances of
1
Interestingly, by tradition in the Ninth Circuit, the panel
dissenter is not usually the judge to call for an en banc poll.
Marsha S. Berzon, Introduction, 41 Golden Gate U. L. Rev. 287,
290 (2011). In this case, the advisory opinions appended below
include opinions from both the panel dissenter who initiated the
poll (Judge Niemeyer) and a non-panel member (Judge Wilkinson).
I refer to Judge Wilkinson’s opinion as the “first” dissenting opinion and Judge Niemeyer’s opinion as the “second” dissenting
opinion.
48a
congressional reports citing” them. Sur, supra, at
1354, 1356.
But these dissents also come with serious drawbacks. They have been characterized as reading,
“inappropriately, like petitions for writs of certiorari,”
providing one judge’s blueprint for how the favored
party ought to frame the case before the Supreme
Court. Berzon, supra, at 294. Some have observed
that these advisory opinions involve circuit judges
engaging in “advocacy for further review [that] is
inappropriate” and comes at the cost of not “upholding
[the Court’s] decision-making processes once they
are completed.” Id.; see also Indep. Ins. Agents of Am.,
Inc. v. Clarke, 965 F.2d 1077, 1080 (D.C. Cir. 1992)
(Randolph, J., separate opinion) (arguing that it is
“inappropriate” for judges to use dissents from denials
of rehearing en banc to “step[] out of the robe and
into the role of an advocate” and that these dissents
“rub[] against the grain of Article III’s ban on advisory
opinions”); Michael E. Solimine, Due Process and
En Banc Decisionmaking, 48 Ariz. L. Rev. 325, 328
(2006) (quoting Judge J. Clifford Wallace as stating
that he does not read dissents from denials of en banc
review because “[t]hey express a dissent from a nonopinion of the court” and are akin to “editorials after
the court has ruled”); cf. Berzon, supra, at 294 (noting
that some have argued that dissents from denials of
rehearing en banc waste judicial resources on nonprecedential opinions falling outside the traditional
three-judge-panel-or-en-banc-review dichotomy). To
the extent some “members of the Supreme Court” have
indicated “they find the[se] dissents useful in deciding
whether to take cases on certiorari,” Berzon, supra, at
293, this appears to extend an invitation for individual
judges to freely submit advisory opinions to the
Supreme Court.
49a
There is also a belief that such dissents may harm
the public image of the judiciary. Some commentators
suggest that these opinions can create an “overblown
appearance of internal dissension and disarray,” id.
at 294, while also “heighten[ing] the degree to which
politics overtly governs judicial activity” by “imply[ing]
an ideological preference so strong that it compels a
judge to interpose herself in a dispute in which she
has not been called to participate,” Horowitz, supra, at
85–86; see also id. at 83 (noting that “[t]he Supreme
Court grants review in cases with [dissents from
denial of rehearing en banc] by Republican affiliates
roughly 35% of the time, compared to a Democratic
affiliate success rate of only 17%”).
In particular, there has been criticism that a dissent
by a non-panel member that addresses the merits may
signal to the public disrespect for the hard work of the
panel and for the full court’s decision not to take a
case en banc, even though en banc review “is not
favored” by Rule 35(a). See Horowitz, supra, at 68
(“Readers of the Federal Reporter are left with the
impression of . . . an opinion entitled to less deference
than that which would ordinarily be accorded to circuit
precedent.”). And “[w]hen the rehearing dissenter
was not on the panel, . . . the judge has not ordinarily
read the entire record, participated in oral argument,
or discussed the case in conference with other judges.”
Sur, supra, at 1344–45. This may “call into question
the value of the judicial process as a whole” because
“[i]f a judge who did not read the parties’ briefs or hear
their oral arguments nevertheless feels free to give her
opinion on the merits of the case . . . [,] one might
reasonably wonder whether the judicial system places
too much emphasis on briefing and oral argument.”
Horowitz, supra, at 87.
50a
Whatever the value or cost of these advisory opinions, as a Court, we ought to acknowledge and be
transparent about what this practice entails. In our
circuit, any active judge may call for an en banc poll,
“with or without a petition” filed by a party. 4th Cir.
R. 35(b). That means that this practice permits nonpanel members to issue advisory opinions on any point
of disagreement they have with the merits of any
opinion issued by any panel, simply by calling for a poll
and, if it is denied, appending a dissent.
Rule 35, as presently written, does not explicitly
describe such a process. But given that our circuit
has begun to embrace this practice, I believe we should
modify Rule 35 to make explicit that individual judges
may submit advisory opinions attached to the denial
of rehearing en banc. And in doing so, the rule should
reflect that these types of opinions neither supplement
the panel decisional opinions nor “constitute the law
of the circuit.” Horowitz, supra, at 92.
Having expressed these considerations in the interest of the transparency that is so vital to our role as
judges and of providing some notice of the real purpose
of these types of opinions, I acknowledge again that
this practice appears to have secured a foothold in
our circuit. Accordingly, I offer the following equally
advisory opinion to respond to the two advisory
opinions in dissent of this court’s decision to deny
rehearing en banc.2
2
Our first dissenting colleague refers to my “reservations”
about dissents from the denial of rehearing en banc. Wilkinson
Dissenting Op. at 19. My colleague is mistaken. I merely have
endeavored to gather commentary from judges and legal scholars
describing the costs and benefits of these dissents and to provide
some suggestions as to how we might make their usage more
transparent going forward. I also note that nothing my good
51a
* * *
Today, our Court properly denies the petition for
rehearing en banc in this case. In doing so, we recognize that (1) an education free of discrimination on
the basis of sex is undoubtedly an important right of
all students, and (2) consistent with the statutory
text and applicable case law, the panel majority
opinion adequately safeguards that right. In short, the
panel majority opinion concluded that no evidence in
the record supported the jury’s verdict under the
correct actual-knowledge legal standard, so the panel
reversed and remanded for a new trial. Doe v. Fairfax
Cnty. Sch. Bd., 1 F.4th 257, 263 (4th Cir. 2021). The
panel majority opinion also considered, and rejected,
the School Board’s argument for affirmance on an
alternative ground: that no reasonable jury could find
that the School Board acted with deliberate indifference. Id. at 271.
Now, based on a single paragraph in the School
Board’s petition for rehearing that advances a new
argument, our first colleague in dissent from the
denial of rehearing en banc advises that this Court
should grant en banc review of an issue that was not
presented to the district court at trial and not presented subsequently to the panel on appeal. In that
single paragraph, the School Board argues that
because Spending Clause legislation must be clear
about potential liabilities, the School Board cannot be
held liable under the deliberate-indifference prong
because Title IX does not make clear that schools
may be held liable for their response to a single
instance of sexual harassment, no matter how
colleague has said changes the fact that these are advisory
opinions.
52a
egregious. And though that argument is at odds with
the School Board’s position at oral argument and is
raised only in passing in its petition for rehearing, our
first colleague in dissent believes that it meets the
criteria under Federal Rule of Appellate Procedure
35(a) for granting rehearing en banc. See Wilkinson
Dissenting Op. It surely does not. But even if it did,
the plain text of Title IX supports the panel majority’s
ruling in this matter.
This case involves a sexual assault that a jury
found took place on a school bus during a band trip.
Doe, 1 F.4th at 261, 263. The plaintiff, “Jane Doe,” sat
next to “Jack Smith,” an older student. Doe alleges
that Smith repeatedly touched her breasts and genitals and penetrated her vagina with his fingers despite
her efforts to physically block him, and that he also
repeatedly put her hand on his penis even after she
moved it away. She testified at trial that during
this incident, she felt so “confused,” “shocked,” and
“scared” that she was “frozen in fear the whole time.”
Id. at 261.
Doe, her friends, and her parents repeatedly
reported the incident to the school. Id. at 261–62. Yet
a reasonable jury could conclude that these reports
were met with deliberate indifference. To summarize
just a few pieces of evidence the jury could view in
Doe’s favor: school officials took no action to protect
Doe or to offer emotional support to her during the
five-day band trip; instead, the principal made an
inappropriate joke about the incident in an email;
after the band trip, the school’s Safety and Security
Specialist asked victim-blaming questions such as
what Doe was wearing and why she did not scream;
and school officials discussed with Doe (but not
with Smith!) the possibility of being disciplined for
53a
engaging in sexual activity on a school trip. Id. at 271–
72.
The jury found that Smith sexually harassed Doe
and that the harassment was severe, pervasive, and
offensive enough to deprive Doe of equal access to the
educational opportunities or benefits provided by her
school. But, applying the incorrect legal standard, the
jury found that the school lacked actual knowledge of
the harassment. Because of this, the jury did not
reach the question of whether the school had
responded to the harassment with deliberate indifference. The panel majority reversed and remanded this
matter for a new trial based on the plain language of
Title IX and applicable case law.
The panel majority also rejected the arguments
raised by the dissent and repeated here by our second
colleague in dissent from the denial of rehearing en
banc. See id. at 273–74, 277 n.16. For example, the
panel majority rejected the notion that its holding
was “based essentially on the school’s refusal to
discipline the male student.” Niemeyer Dissenting
Op. at 35; see Doe, 1 F.4th at 277 n.16. A school’s
decision about whether or not to discipline a harassing
student may form part of the deliberate-indifference
inquiry, but it is not, on its own, dispositive. Rather, it
is a fact for the jury to weigh in the first instance.
Our first dissenting colleague advises that he
would affirm on the alternative ground that Doe cannot hold the school liable for its response to what he
terms “a single isolated incident of pre-notice sexual
harassment” because Title IX “does not begin to . . .
unambiguously” provide for such liability, no matter
how severe the incident or how ludicrous the school’s
response. Wilkinson Dissenting Op. at 18. That is
wrong. E.g., Farmer v. Kan. State Univ., 918 F.3d
54a
1094, 1098–1104 (10th Cir. 2019) (rejecting university’s argument that a plaintiff’s lawsuit must be
dismissed because, while she was raped several times
by two male students at a fraternity event in front of
other students who filmed one of the attacks, suffered
severe psychological effects that caused her grades to
“plummet[]” and her to lose her academic scholarship,
and was not assisted by the school in bringing the
men to justice, she was not raped again after notifying
the school of the initial incidents).
In crafting his erroneous interpretation of the statute, our first dissenting colleague creatively argues
that “[t]he concurrence suggests that liability can be
retroactively imposed [against the school] for the
initial assault.” Wilkinson Dissenting Op. at 21
(emphasis added). But he battles a strawman. No one
“suggests,” much less contends, that a school can face
“retroactive” liability for the assault itself when the
assault was committed by another student and the
school had no prior warning it would occur. Id. at 21–
22.
Nor may a school be held liable “when it hasn’t a
clue” about the harassment. Id. at 22. The school’s
actual notice or knowledge is an element of a Title IX
claim based on student-on-student sexual harassment. Doe, 1 F.4th at 263–64. For a claim like the
one at hand, where liability is premised on the school’s
after-notice response to a pre-notice instance of peeron-peer harassment, the school is liable only for its
decisions after it, indeed, has “a clue.” Wilkinson
Dissenting Op. at 22.
That is, as Doe’s counsel noted at oral argument
and as the panel majority opinion explained, a school
may be held liable for its own behavior in response to
a peer assault. See Doe, 1 F.4th at 263 (noting that
55a
Doe’s lawsuit was premised on the assertion “that
her school had acted with deliberate indifference to
reports of her sexual assault”); id. at 266 (one of the
necessary questions in Title IX cases involving
student-on-student harassment is “whether [the]
petitioner can show that the Board’s response to
reports of [the harasser’s] misconduct was clearly
unreasonable” (emphasis omitted) (quoting Davis v.
Monroe Cnty. Bd. of Educ., 526 U.S. 629, 649 (1999)));
Oral Arg. at 11:35–45 (Doe’s counsel noting that “[t]he
injury in question in a Title IX suit is an educational
deprivation . . . [,] not the sexual assault itself”);
see also Davis, 526 U.S. at 642 (“Pennhurst does not
bar a private damages action under Title IX where
the funding recipient engages in intentional conduct
that violates the clear terms of the statute.” (emphasis
added)); Department of Justice Statement of Interest
at 4, Thomas v. Bd. of Regents of the Univ. of Neb.,
No. 4:20-cv-03081-RFR-SMB (D. Neb. June 11, 2021)
(“Post-assault claims, like the claim in Davis, focus
on how a [federal funding] recipient responded
after it re
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