Petition for Writ of Certiorari — John Does 1–3, et al., Petitioners v. Janet T. Mills, Governor of Maine, et al.
Supreme Court briefNov 11, 2021
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No. _________
IN THE
Supreme Court of the United States
JANE DOES 1–6, et al.,
Petitioners,
V.
JANET T. MILLS, IN HER OFFICIAL CAPACITY AS
GOVERNOR OF THE STATE OF MAINE, et al.,
Respondents.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the First Circuit
PETITION FOR WRIT OF CERTIORARI
Mathew D. Staver
Counsel of Record
Anita L. Staver
Horatio G. Mihet
Roger K. Gannam
Daniel J. Schmid
LIBERTY COUNSEL
P.O. Box 540774
Orlando, FL 32854
(407) 875-1776
court@LC.org
Counsel for Petitioners
i
QUESTIONS PRESENTED
“[E]ven in a pandemic, the Constitution cannot
be put away and forgotten.” Roman Catholic Diocese
of Brooklyn v. Cuomo, 141 S. Ct. 63, 68 (2020). More
to the point, “[e]ven in times of crisis—perhaps
especially in times of crises—we have a duty to hold
governments to the Constitution.” South Bay United
Pentecostal Church v. Newsom, 141 S. Ct. 716, 718
(2021) (Gorsuch, J.). Thus, as Justice Gorsuch wrote
about this dispute,
This case presents an important
constitutional question, a serious error,
and an irreparable injury. Where many
other States have adopted religious
exemptions, Maine has charted a different
course. There, healthcare workers who
have served on the front line of a pandemic
for the last 18 months are now being fired
and their practices shuttered. All for
adhering
to
their
constitutionally
protected religious beliefs. Their plight is
worthy of our attention.
(App. 009.)
The questions presented for review are:
1. Whether a state governor’s order
mandating that private healthcare employers, on
penalty of revocation of their business licenses,
terminate their healthcare workers who are not fully
vaccinated for COVID-19, and deny any worker’s
request for religious accommodation from the
ii
mandate while allowing medical exemptions from
the mandate, violates the employers’ and employees’
rights under the Free Exercise Clause of the First
Amendment.
2. Whether, under the Supremacy Clause of
the United States Constitution, a state governor’s
order mandating that private healthcare employers,
on penalty of revocation of their business licenses,
terminate their healthcare workers who are not fully
vaccinated for COVID-19 with no opportunity for
any worker to seek a religious accommodation from
the mandate, is preempted by the religious
accommodation provisions of Title VII of the Civil
Rights Act of 1964.
3. Whether Article III courts have incidental
equitable powers to grant preliminary injunctive
relief to employees in aid of their Title VII remedies
where the harm suffered by the employees in the
absence of injunctive relief has a chilling effect on
their religious free exercise and protection from
religious discrimination.
iii
PARTIES
Petitioners are Jane Does 1–6, John Does 1–3,
Jack Does 1–1000, and Joan Does 1–1000.
Respondents are Governor Janet T. Mills, in her
official capacity as Governor of the State of Maine,
Jeanne M. Lambrew, in her official capacity as
Commissioner of the Maine Department of Health
and Human Services, Nirav D. Shah, in his official
capacity as Director of the Maine Center for Disease
Control and Prevention, MaineHealth, Genesis
Healthcare of Maine, LLC, Genesis Healthcare,
LLC, Northern Light Health Foundation, and
MaineGeneral Health.
DIRECTLY RELATED PROCEEDINGS
JANE DOES 1–6, et al. v. MILLS, et al., No. 21A90,
Order Denying Emergency Application for Writ of
Injunction (U.S. Oct. 29, 2021), reprinted in the
Appendix at 1a-11a.
JANE DOES 1–6, et al. v. MILLS, et al., No. 21-1826
(1st Cir. Oct. 19, 2021), Opinion and Order Affirming
Denial of Motion for Preliminary Injunction,
reprinted in the Appendix at 12a-43a.
JANE DOES 1–6, et al. v. MILLS, et al., No. 21-1826
(1st Cir. Oct. 15, 2021), Order denying Emergency
Motion for Injunction Pending Appeal, reprinted in
the Appendix at 46a-47a.
JANE DOES 1–6, et al. v. MILLS, et al.. No. 1:21-cv242-JDL (D. Me. October 13, 2021), Order Denying
iv
Motion for Injunction Pending Appeal, reprinted in
the Appendix at 48a-49a.
JANE DOES 1–6, et al. v. MILLS, et al.. No. 1:21-cv242-JDL (D. Me. October 13, 2021), Order Denying
Motion for Preliminary Injunction, reprinted in the
Appendix at 51a-98a
v
TABLE OF CONTENTS
QUESTIONS PRESENTED ..................................... i
PARTIES ................................................................. iii
DIRECTLY RELATED PROCEEDINGS............... iii
TABLE OF CONTENTS ...........................................v
TABLE OF AUTHORITIES ................................... ix
OPINIONS AND ORDERS BELOW ....................... 1
JURISDICTION ....................................................... 1
CONSTITUTIONAL
AND
STATUTORY
PROVISIONS INVOLVED ...................................... 1
STATEMENT OF THE CASE ................................. 2
INTRODUCTION ............................................ 2
FACTUAL BACKGROUND ............................ 7
The Governor’s COVID-19 Vaccine
Mandate. .................................................. 7
Petitioners’ Sincerely Held Religious
Beliefs
Against
the
COVID-19
Vaccines. ................................................... 8
Petitioners’ Willingness to Comply
With Alternative Measures. .................. 12
Respondents’ Denials That Federal
Law Applies In Maine. ........................... 12
vi
Respondents
Allow
Nonreligious,
Medical Exemptions............................... 16
PROCEDURAL HISTORY ............................ 17
REASONS FOR GRANTING THE PETITION .... 18
THE
PETITION
INVOLVES
AN
IMPORTANT QUESTION OF FEDERAL
LAW THAT HAS NOT BEEN, BUT
SHOULD BE, SETTLED BY THIS COURT.
........................................................................ 18
THE FIRST CIRCUIT’S DECISION
BELOW CONFLICTS WITH DECISIONS
FROM THE THIRD, SIXTH, AND
SEVENTH CIRCUITS, AND CONFLICTS
WITH THE DECISIONS OF NUMEROUS
FEDERAL COURTS ON THE SAME
QUESTION. ................................................... 22
The Third, Sixth, and Seventh Circuits
Have All Held That Granting a
Nonreligious Medical Exemption While
Prohibiting Religious Exemptions
Violates the First Amendment. ............. 22
The First Circuit Held That States May
Offer
Nonreligious
Medical
Exemptions
While
Prohibiting
Religious
Exemptions
Without
Violating the First Amendment. ........... 29
THE FIRST CIRCUIT’S DECISION
APPROVING MAINE’S ESPECIALLY
HARSH
AND
DISCRIMINATORY
vii
TREATMENT OF PETITIONERS’ FIRST
AMENDMENT LIBERTIES DIRECTLY
CONFLICTS WITH THIS COURT’S
PRECEDENTS. .............................................. 31
THE FIRST CIRCUIT’S DECISION
CONFLICTS WITH THIS COURT’S
PRECEDENTS ON THE IMPORTANT
FEDERAL QUESTION OF WHETHER
THE SUPREMACY CLAUSE MANDATES
THAT
EMPLOYERS
PROVIDE
RELIGIOUS ACCOMMODATIONS TO
EMPLOYEES
REGARDLESS
OF
CONTRARY STATE LAWS. ......................... 34
THE FIRST CIRCUIT’S HOLDING THAT
PRELIMINARY INJUNCTIVE RELIEF IS
INAPPROPRIATE IN TITLE VII CASES
DIRECTLY CONFLICTS WITH THIS
COURT’S PRECEDENTS AND THE
PRECEDENTS OF THE SECOND AND
FIFTH CIRCUITS.......................................... 36
The Second and Fifth Circuits Have
Held That Preliminary Injunctive
Relief Is Appropriate in Title VII Cases
to Preserve the Status Quo. ................... 36
The First Circuit’s Decision Conflicts
With the Decisions of the Second and
Fifth Circuits. ......................................... 39
CONCLUSION ....................................................... 40
viii
TABLE OF APPENDICES
APPENDIX A — ORDER OF DENIAL OF
THE SUPREME COURT OF THE
UNITED STATES, DATED OCTOBER 29,
2021 ………………………………………………….1a
APPENDIX B — OPINION AND ORDER
AFFIRMING DENIAL OF MOTION FOR
PRELIMINARY INJUNCTION OF THE
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT, FILED
OCTOBER 19, 2021 ……………………………..12a
APPENDIX C — PROCEEDINGS AND
ORDERS OF THE UNITED STATES
COURT OF APPEALS FOR THE FIRST
CIRCUIT, DOCKETED OCTOBER 15,
2021 ………………………………………………..44a
APPENDIX D — ORDER DENYING EM E R
G ENC Y MO T I ON F OR INJUNCTION
PENDING APPEAL OF THE UNITED
STATES COURT OF APPEALS FOR THE
FIRST CIRCUIT, FILED OCTOBER 15,
2021 ………………………………………………..46a
APPENDIX E — ORDER DENYING
MOTION FOR INJUNCTION
PENDING …………………………………………48a
APPENDIX F — ORDER OF THE UNITED
STATES DISTRICT COURT FOR THE
DISTRICT OF MAINE, FILED OCTOBER
13, 2021 ……………………………………………51a
ix
TABLE OF AUTHORITIES
Cases
Bailey v. Delta Air Lines, Inc., 722 F.2d 942
(1st Cir. 1983) ...............................................36,37
Burlington Northern & Santa Fe Railway Co. v.
White, 548 U.S. 53 (2006) ................................. 38
Dahl v. Bd. of Trustees of W. Mich. Univ., No.
21-2945, 2021 WL 4618519
(6th Cir. Oct. 7, 2021) .........................25,26,27,31
Dr. A v. Hochul, No. 1:21-CV-1009, 2021 WL
4734404 (N.D.N.Y. Oct. 12, 2021) ................28,29
Drew v. Liberty Mut. Ins. Co., 480 F.2d 69
(5th Cir. 1973) ...............................................36,38
Fraternal Order of Police Newark Lodge No. 12
v. City of Newark, 170 F.3d 359
(3d Cir. 1999) ....................... 22,23,24,25,26,30,31
Haywood v. Drown, 556 U.S. 729 (2009) .....5,6,35,36
Hillsborough Cnty. v. Automated Med. Labs.,
Inc., 471 U.S. 707 (1985) ...........................6,35,36
Hobby Lobby Stores, Inc. v. Burwell, 573 U.S.
682 (2014) ............................................................ 5
Kansas v. Garcia, 140 S. Ct. 791 (2020) ................ 35
Klaassen v. Trustees of Indiana University,
7 F.4th 592 (7th Cir. 2021) ......................27,28,31
x
Magliulo v. Edward Via Coll. of Osteopathic
Medicine, No. 3:21-cv-2304, 2021 WL
3679227 (W.D. La. Aug. 17, 2021) ................... 29
Murphy v. NCAA, 138 S. Ct. 1461 (2018) .........35,36
Roman Catholic Diocese of Brooklyn v. Cuomo,
141 S. Ct. 63 (2020).......................... i,21,26,32,33
Sheehan v. Purolator Courier Corp.,
676 F.2d 877 (2d Cir. 1981) .....................36,37,38
South Bay United Pentecostal Church v.
Newsom, 141 S. Ct. 716 (2021) .................. i,32,33
Tandon v. Newsom, 141 S. Ct. 1294 (2021) ......32,33
We the Patriots USA, Inc. v. Hochul, Nos.
21-2179, 21-2566, 2021 WL 5103443
(2d Cir. Nov. 1, 2021) ........................................ 29
We the Patriots USA, Inc. v. Hochul, Nos.
21-2179, 21-2566, 2021 WL 5121983
(2d Cir. Nov. 4, 2021) ........................................ 29
Constitutional Provisions
U.S. Const. amend I ........................................ passim
U.S. Const. Art. III ................................................. 36
U.S. Const. Art. VI, cl. 2
(Supremacy Clause) .............................1,2,5,34,35
Statutes
22 M.R.S. § 802 ........................................................ 8
xi
28 U.S.C. § 1254 ....................................................... 1
42 U.S.C. § 2000e ..................................................... 6
42 U.S.C. § 2000e-2 .................................................. 6
Title VII of the Civil Rights Act of 1964
(42 U.S.C. §§ 2000e to 2000e-17)............... passim
Other Authorities
2 Timothy.................................................................. 9
10-144 C.M.R. Ch. 264 ............................................. 8
EEOC, EEOC Issues Updated COVID-19
Technical Assistance (Oct. 25, 2021) ................ 20
EEOC, What You Should Know About
COVID-19 and the ADA, the Rehabilitation
Act, and Other EEO Laws ................................ 20
Exodus ...................................................................... 9
Genesis ...................................................................... 9
Isaiah ........................................................................ 9
La. Dept. of Public Health, You Have Questions,
We Have Answers: COVID-19 Vaccine FAQ
(Dec. 12, 2020)...............................................10,11
Luke ........................................................................ 10
Matthew .................................................................. 10
xii
N.D. Health, COVID-19 Vaccines & Fetal Cell
Lines (Apr. 20, 2021).....................................10,11
Psalms ...................................................................... 9
1
OPINIONS AND ORDERS BELOW
The First Circuit’s opinion affirming the denial
of Petitioners’ motion for preliminary injunction is
not yet published in the Federal Reporter, but is
reported at 2021 WL 4860328 and reprinted in the
Appendix at 1a-11a. The First Circuit’s order
denying Petitioners’ request for an emergency
injunction pending appeal is unpublished, but is
reported at 2021 WL 4845812 and reprinted in the
Appendix at 46a. The district court’s order denying
Petitioners’ motion for preliminary injunction is not
yet published in the Federal Supplement, but is
reported at 2021 WL 4783626.
JURISDICTION
The First Circuit entered its opinion and
judgment on October 19, 2021. Petitioners invoke
this Court’s jurisdiction under 28 U.S.C. § 1254(1).
CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED
The First Amendment to the United States
Constitution provides, in relevant part, “Congress
shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or
abridging the freedom of speech . . . .” U.S. Const.
amend. I.
The Supremacy Clause of the United
States Constitution provides, “This Constitution,
and the Laws of the United States which shall be
made in Pursuance thereof; and all Treaties made,
2
or which shall be made, under the Authority of the
United States, shall be the supreme Law of the
Land; and the Judges in every State shall be bound
thereby, any Thing in the Constitution or Laws of
any State to the Contrary notwithstanding.” U.S.
Const. Art. VI, Cl.2.
Title VII of the Civil Rights Act of 1964
provides, in relevant part, “It shall be an unlawful
employment practice for an employer . . . to fail or
refuse to hire or to discharge any individual, or
otherwise to discriminate against any individual
with respect to his compensation, terms, conditions,
or privileges of employment because of such
individual’s . . . religion,” 42 U.S.C. § 2000e-2(a),
and, “The term ‘religion’ includes all aspects of
religious observance and practice, as well as belief,
unless an employer demonstrates that he is unable
to reasonably accommodate to an employee’s or
prospective employee’s religious observance or
practice without undue hardship on the conduct of
the employer's business.” 42 U.S.C. § 2000e(j).
STATEMENT OF THE CASE
INTRODUCTION
Petitioners are all healthcare workers in Maine
who have sincerely held religious beliefs that
preclude them from accepting any of the available
COVID-19 vaccines because of the vaccines’
connections to aborted fetal cell lines, and for other
religious reasons that have been articulated to
Respondents. Since COVID-19 first arrived in
Maine, Petitioners have risen every morning,
3
donned their personal protective equipment, and
fearlessly marched into hospitals, doctor’s offices,
emergency
rooms,
operating
rooms,
and
examination rooms with one goal: to provide quality
health care to those suffering from COVID-19 and
every other illness or medical need. They did it
bravely and with honor. They answered the call of
duty to provide health care to the people who needed
it the most and worked tirelessly to ensure that
those ravaged by the pandemic were given
appropriate care. All Petitioners seek the
opportunity to continue providing the health care
they have provided to patients throughout the
pandemic and their entire careers, and to do so
under the same protective measures that have
sufficed for them to be considered superheroes for the
last 18 months.
As Justice Gorsuch has already recognized:
Maine has adopted a new regulation
requiring certain healthcare workers to
receive COVID-19 vaccines if they wish to
keep their jobs. Unlike comparable rules
in most other States, Maine's rule contains
no exemption for those whose sincerely
held religious beliefs preclude them from
accepting the vaccination. The applicants
before us are a physician who operates a
medical practice and eight other
healthcare workers. No one questions that
these individuals have served patients on
the front line of the COVID-19 pandemic
with bravery and grace for 18 months now.
Yet, with Maine’s new rule coming into
4
effect, one of the applicants has already
lost her job for refusing to betray her faith;
another risks the imminent loss of his
medical practice.
Does v. Mills, No. 21A90, 2021 WL 5027177, at *1
(U.S. Oct. 29, 2021) (Gorsuch, J., dissenting)
(citation omitted).
Regardless of whether Maine sees fit to extend
protections to religious objectors under its own
statutory framework, federal law demands that
Petitioners and all employees in Maine receive
protections for their sincerely held religious beliefs.
This Court should hold Maine to the bargain it made
with its citizens when it joined the union and ensure
that Maine extends the required protections that
federal law demands. A state that has demanded so
much of its healthcare heroes owes them nothing
less than the full measure of its commitment to
constitutional principles. Anything less would be
desecrating the sacrifices these medical heroes made
for
untold
numbers
of
people—including
Respondents—when the call of duty demanded it of
them. The Petition should be granted.
The central issue before the Court can be boiled
down to a simple question: Does federal law apply in
Maine? Though the question borders on the absurd,
so does Respondents’ answer to it. Under
Respondents’ regulation, Petitioners were all told to
get a COVID-19 vaccine by October 29, 2021 or be
terminated,
and
that
no
protections
or
considerations are given to religious beliefs in
Maine. Respondents have explicitly claimed that
5
federal law does not protect healthcare workers in
Maine. Employer Respondents various responded to
Petitioners’ requests for religious accommodation as
follows:
•
“I can share MaineHealth’s view
that federal law does not supersede
state law in this instance.” (V.
Compl. ¶ 87.)
•
“[W]e are no longer able to
consider religious exemptions
for those who work in the state
of Maine.” (V. Compl. ¶ 84.)
•
“All MaineGeneral employees will
have to be vaccinated against
COVID-19 by Oct. 1 unless they
have a medical exemption. The
mandate also states that only
medical exemptions are allowed, no
religious exemptions are allowed.”
(V. Compl. ¶ 93.)
•
“Allowing for a religious exemption
would be a violation of the state
mandate issued by Governor Mills.
So, unfortunately, that is not an
option for us.” (V. Compl. ¶ 94.)
The correct answer to the question before the
Court is obvious: federal law and the United States
Constitution are supreme over any conflicting Maine
statute or edict, and Maine cannot override federal
law. See U.S. Const. Art. VI, cl. 2. “This Court has
6
long made clear that federal law is as much the law
of the several States as are the laws passed by their
legislatures.” Haywood v. Drown, 556 U.S. 729, 734
(2009). Indeed, “it is a familiar and well-established
principle that the Supremacy Clause invalidates
state laws that interfere with, or are contrary to,
federal law.” Hillsborough Cnty. v. Automated Med.
Labs., Inc., 471 U.S. 707, 712 (1985) (cleaned up).
Thus, “state law is nullified to the extent that it
actually conflicts with federal law.” Id. at 713.
Here, federal law is clear: Title VII of the Civil
Rights Act of 1964 prohibits employer Respondents
from discriminating against Petitioners on the basis
of religion, and requires employer Respondents to
“reasonably accommodate” Petitioners’ “religious
observance and practice.” 42 U.S.C. §§ 2000e(j),
2000e-2(a). Thus, federal law requires employer
Respondents to provide Petitioners a process for
obtaining reasonable accommodation of their
sincerely held religious objections to the available
COVID-19 vaccines, and State Respondents cannot
override
employer
Respondents’
Title
VII
obligations.
This case is not about how employer
Respondents
can
accommodate
Petitioners’
sincerely held religious beliefs or what conditions
can be attached. Petitioners have already
acknowledged they are willing to comply with
reasonable health and safety requirements that
were deemed sufficient for 18 months of COVID-19.
The case is about whether federal law requires
employer Respondents to consider Petitioners’
requests for reasonable accommodation of their
7
sincerely held religious beliefs and prohibits State
Respondents from interfering with that federal law.
The answer is yes.
FACTUAL BACKGROUND
The Governor’s COVID-19 Vaccine
Mandate.
On August 12, 2021, Governor Mills announced
that Maine will require healthcare workers to accept
one of the three, currently available COVID-19
vaccines in order to remain employed in the
healthcare profession (the “Vaccine Mandate”). (V.
Compl. ¶ 41.) The Vaccine Mandate defines
healthcare worker as “any individual employed by a
hospital, multi-level health care facility, home
health agency, nursing facility, residential care
facility, and intermediate care facility for
individuals with intellectual disabilities that is
licensed by the State of Maine” as well as “those
employed
by
emergency
medical
service
organizations or dental practices.” (V. Compl. ¶ 42.)
The Vaccine Mandate also provides that “[t]he
organizations to which this requirement applies
must ensure that each employee is vaccinated, with
this requirement being enforced as a condition of the
facilities’ licensure.” (Id. ¶ 43.) Thus, the Governor
has threatened to revoke the licenses of all covered
healthcare employers who fail to mandate that their
employees receive a COVID-19 vaccine. (Id. ¶ 44.)
In addition to the Governor’s mandate,
Petitioners and all healthcare workers in Maine
were also stripped of their pre-existing rights to
8
request a religious accommodation from the
COVID-19 Vaccine Mandate. Effective on
September 1, 2021, Dr. Shah and the Maine Center
for Disease Control and Prevention (“MCDC”)
amended 10-144 C.M.R. Ch. 264 to eliminate the
ability of healthcare workers in Maine to request
and obtain a religious accommodation from the
COVID-19 Vaccine Mandate. (Id. ¶ 46.) The only
source of mandatory immunization exemption
Maine now recognizes for healthcare workers is 22
M.R.S. § 802.4-B, which purports to exempt only
those individuals for whom an immunization is
medically inadvisable and who provide a written
statement from a doctor documenting the need for
an exemption. (Id. ¶ 47.) Under the prior version of
Maine’s regulation, 10-144 C.M.R. Ch. 264, § 3-B, a
healthcare worker could be exempted from
mandatory immunizations if the “employee states in
writing an opposition to immunization because of a
sincerely held religious belief.” (Id. ¶ 48.) In fact, as
acknowledged by MCDC, Maine removed the
religious exemption to mandatory immunizations
effective September 1, 2021. (Id. ¶ 49 (“The health
care immunization law has removed the allowance
for philosophical and religious exemptions and has
included influenza as a required immunization.”).)
Petitioners’ Sincerely Held Religious
Beliefs
Against
the
COVID-19
Vaccines.
Petitioners have sincerely held religious beliefs
that preclude them from accepting or receiving any
of the three available COVID-19 vaccines because of
their connection to cell lines of aborted fetuses,
9
whether in the vaccines’ origination, production,
development, or testing. (V. Compl. ¶ 50.) A
fundamental component of Petitioners’ sincerely
held religious beliefs is that all life is sacred, from
the moment of conception to natural death, and that
abortion is a grave sin against God and the murder
of an innocent life. (Id. ¶ 51.) Petitioners’ sincerely
held religious beliefs are rooted in Scripture’s
teachings that “[a]ll Scripture is given by inspiration
of God, and is profitable for doctrine, for reproof, for
correction, [and] for instruction in righteousness.”
(Id. ¶ 52. (quoting 2 Timothy 3:16 (KJV).) Because of
that sincerely held religious belief, Petitioners must
conform their lives, including their decisions
relating to medical care, to the commands and
teaching of Scripture. (Id. ¶ 53.)
Petitioners have sincerely held religious beliefs
that God forms children in the womb and knows
them prior to their births, and that life is sacred
from the moment of conception. (Id. ¶ 54 (quoting,
inter alia, Psalm 139:13–14 (ESV); Psalm 139:16
(ESV); Isaiah 44:2 (KJV)).)
Petitioners also have sincerely held religious
beliefs that every child’s life is sacred because made
in the image of God. (Id. ¶ 55 (quoting Genesis 1:26–
27 (KJV))), and because life is sacred from the
moment of conception, the killing of that innocent
life is the murder of an innocent human in violation
of Scripture. (Id. ¶ 56 (quoting, inter alia, Exodus
20:13 (KJV); Exodus 21:22–23 (KJV); Exodus 23:7
(KJV)).)
10
Petitioners also have the sincerely held
religious belief that it would be better to tie
millstones around their necks and be drowned in the
sea than bring harm to an innocent child. (Id. ¶ 57
(quoting Matthew 18:6; Luke 17:2).) Petitioners have
sincerely held religious beliefs, rooted in the
Scriptures listed above, that anything that
condones, supports, justifies, or benefits from the
taking of innocent human life via abortion is sinful,
and contrary to the Scriptures. (Id. ¶ 58.) Petitioners
believe that it is an affront to Scripture’s teaching
for them to use a product derived from or connected
in any way with abortion. (Id. ¶ 59.) Petitioners’
sincerely held religious beliefs preclude them from
accepting any one of the three currently available
COVID-19 vaccines because of their connections to
aborted fetal cell lines. (Id. ¶ 60.)
Petitioners have sincerely held religious
objections to the Johnson & Johnson (Janssen
Pharmaceuticals) vaccine because it unquestionably
used aborted fetal cells lines to produce and
manufacture the vaccine. (Id. ¶ 60.) As reported by
the North Dakota Department of Health, “[t]he nonreplicating viral vector vaccine produced by Johnson
& Johnson did require the use of fetal cell
cultures, specifically PER.C6, in order to
produce and manufacture the vaccine.” (Id.
¶ 62 (quoting N.D. Health, COVID-19 Vaccines &
Fetal
Cell
Lines
(Apr.
20,
2021),
https://www.health.nd.gov/sites/www/files/documen
ts/COVID%20Vaccine%20Page/COVID-19_Vaccine
_Fetal_Cell_Handout.pdf).)
The
Louisiana
Department of Health likewise confirms that the
Johnson & Johnson COVID-19 vaccine, which used
11
the PER.C6 fetal cell line, “is a retinal cell line that
was isolated from a terminated fetus in 1985.” (Id.
¶ 63 (quoting La. Dept. of Public Health, You Have
Questions, We Have Answers: COVID-19 Vaccine
FAQ
(Dec.
12,
2020),
https://ldh.la.gov/assets/oph/CenterPHCH/CenterP
H/immunizations/You_Have_Qs_COVID-19_Vaccin
e_FAQ.pdf).)
Petitioners have sincerely held religious
objections to the Moderna and Pfizer/BioNTech
COVID-19 vaccines because both of these vaccines,
too, have their origins in research using aborted
fetal cell lines. (Id. ¶ 65.) In fact, “[e]arly in the
development of mRNA vaccine technology, fetal
cells were used for ‘proof of concept’ (to
demonstrate how a cell could take up mRNA
and produce the SARS-CoV-2 spike protein) or
to characterize the SARS-CoV-2 spike protein.”
(Id. ¶ 66 (quoting N.D. Health, supra).) The
Louisiana Department of Health’s publications also
confirm that aborted fetal cells lines were used in
the “proof of concept” phase of the development of
their COVID-19 mRNA vaccines. (Id. ¶ 67 (quoting
La. Dept. of Public Health, supra).)
Because all three of the currently available
COVID-19 vaccines are developed and produced
from, tested with, researched on, or otherwise
connected with the aborted fetal cell lines HEK-293
and PER.C6, Petitioners’ sincerely held religious
beliefs compel them to abstain from obtaining or
injecting any of these products into their bodies.
12
Petitioners’ Willingness to Comply
With Alternative Measures.
Petitioners have offered, and are ready, willing,
and able to comply with all reasonable health and
safety requirements to facilitate their religious
exemption and accommodation from the COVID-19
Vaccine Mandate. (V. Compl. ¶ 75.) Petitioners have
all informed their respective employers that they are
willing to wear facial coverings, submit to
reasonable testing and reporting requirements,
monitor symptoms, and otherwise comply with
reasonable conditions that were good enough to
permit them to do their jobs for the last 18 months.
(Id. ¶ 76.) Masking and testing protocols remain
sufficient to prevent the spread of COVID-19 among
healthcare workers, and constitute a reasonable
alternative to vaccination as an accommodation of
sincerely held religious beliefs. (Id. ¶ 80.)
Respondents’ Denials That Federal
Law Applies In Maine.
Consistent with her sincerely held religious
beliefs, Petitioner Jane Doe 1 submitted to her
employer, Respondent MaineHealth, a request for a
religious exemption from the Vaccine Mandate. (V.
Compl. ¶ 82.) On August 17, 2021, MaineHealth
denied Jane Doe 1’s request for a religious
exemption and accommodation. (Id. ¶ 83 and dkt. 12.) MaineHealth stated:
Please be advised that due to the addition
of the COVID-19 vaccine to Maine’s
Healthcare Worker Immunization law
13
announced by the governor in a press
conference on 8/12/21, we are no longer
able to consider religious exemptions
for those who work in the state of
Maine. This also includes those of you
who
submitting
[sic]
influenza
exemptions as well. . . .
You submitted a religious exemption, [sic]
your request is unable to be evaluated due
to a change in the law. Your options are to
receive
vaccination
or
provide
documentation for a medical exemption to
meet current requirements for continued
employment.
(V. Compl. ¶ 84 and dkt. 1-2 at 2.)
On August 20, 2021, after receiving her first
denial from MaineHealth, Jane Doe 1 responded to
MaineHealth, stating:
My request for an exemption was made
under federal law, including Title VII of
the Civil Rights [Act] of 1964. The
Constitution provides that federal law is
supreme over state law, and Maine cannot
abolish the protections of federal law. You
may be interested in this press release
from Liberty Counsel, and the demand
letter they have sent to Governor Mills on
this issue (which is linked in the press
release):https://lc.org/newsroom/details/08
1821-maine-governor-must-honorreligious-exemptions-for-shot-mandate.
14
Regardless of what the Governor chooses
to do, Franklin Memorial has a legal
obligation under federal law to consider
and grant my proper request for a religious
exemption. Please let me know promptly if
you will do so.
(V. Compl. ¶85 and dkt .1-2 at 1.) That same day,
MaineHealth responded to Jane Doe 1 stating that
federal law does not supersede state law or the
Vaccine Mandate. (V. Compl. 86.) Specifically,
MaineHealth stated:
Although I cannot give legal guidance to
employees, I can share MaineHealth’s
view that federal law does not supersede
state law in this instance. The EEOC is
clear in its guidance that employers need
only provide religious accommodations
when doing so does not impose an undue
hardship on operations.
Requiring
MaineHealth to violate state law by
granting unrecognized exemptions would
impose such a hardship. As such, we are
not able to grant a request for a religious
exemption from the state mandated
vaccine.
(V. Compl. ¶ 87 and dkt. 1-2 at 1.)
Petitioner Jane Doe 2 submitted to her
employer, Genesis Healthcare, a request for a
religious exemption and accommodation from the
Vaccine Mandate. (V. Compl. ¶ 88.) After reviewing
Jane Doe 2’s submission, which articulated her
15
sincerely held religious beliefs, Genesis Healthcare
sent Jane Doe 2 a cursory response stating that her
religious beliefs did not qualify for an exemption
from the vaccine mandate. (Id.) Petitioner Jane Doe
2 was given until August 23 to become vaccinated,
and when her request for a religious objection and
accommodation was denied, Jane Doe 2 was
terminated from her employment. (Id.)
Petitioner Jane Doe 3 submitted a request to
her employer, Respondent Northern Light Health,
seeking an exemption and accommodation from the
Vaccine Mandate. (Id. ¶ 89.) Northern Light
responded to Jane Doe 3, denying her request and
stating that the Vaccine Mandate does not permit
exemptions or accommodations for sincerely held
religious beliefs. (Id.) Specifically, Northern Light
informed Jane Doe 3 that her request for a religious
exemption could not be granted because Maine law
and the Governor do not permit “non-medical
exemptions,” and stated, “the only exemptions that
may be made to this requirement are medical
exemptions supported by a licensed physician, nurse
practitioner, or physician assistant.” (Id. ¶ 90 and
dkt. 1-3 at 1.)
On August 19, 2021, Jane Doe 5 submitted a
request to her employer, Defendant MaineGeneral
Health, stating that she has sincerely held religious
objections to the COVID-19 vaccines and requesting
an exemption and accommodation from the Vaccine
Mandate. MaineGeneral told Jane Doe 5 that no
religious exemptions were permitted under the
Governor’s mandate and that her request for a
religious exemption and accommodation was denied.
16
(Id. ¶92 and dkt. 1-4.) Specifically, MaineGeneral
stated:
MaineGeneral Health must comply with
Governor
Mill’s
[sic]
COVID-19
vaccination mandate for all health care
employees. All MaineGeneral employees
will have to be vaccinated against
COVID-19 by Oct. 1 unless they have a
medical exemption. The mandate also
states that only medical exemptions are
allowed, no religious exemptions are
allowed.
(V. Compl. ¶ 93 and dkt. 1-4 at 1.) Maine General
further stated, “Allowing for a religious exemption
would be a violation of the state mandate issued by
Governor Mills. So unfortunately, it is not an option
for us.” (V. Compl. ¶ 94 and dkt. 1-4 at 2.)
Respondents Allow
Medical Exemptions.
Nonreligious,
Employer
Respondents’
responses
to
Petitioners’
requests
for
exemption
and
accommodation for their sincerely held religious
beliefs confirm that the Vaccine Mandate allows for
nonreligious
exemptions
while
specifically
prohibiting religious exemptions. (V. Compl. ¶¶ 84,
90, 93, 96–102.) In denying Jane Doe 1’s religious
exemption request, Respondent MaineHealth gave
her the options “to receive vaccination or provide
documentation for a medical exemption to meet
current requirements for continued employment” (V.
Compl. ¶ 84 and dkt. 1-2 at 2), and requested Jane
17
doe 1 to notify MaineHealth “[i]f you seek an
accommodation other than a religious exemption”
(V. Compl. ¶ 99 and dkt. 1-2 at 1).
Defendant Northern Light gave a similar
response to Jane Doe 3, stating, “the only
exemptions that may be made to this requirement
are medical exemptions” and that all Northern Light
employees must comply with the Vaccine Mandate
“except in the case of an approved medical
exemption.” (V. Compl. ¶ 100 and dkt. 1-3 at 1.)
And Defendant MaineGeneral gave a similar
response to Jane Doe 5, stating that all healthcare
workers must comply with the Vaccine Mandate
“unless they have a medical exemption” and that the
Governor’s “mandate states that only medical
exemptions are allowed, no religious exemptions are
allowed.” (V. Compl. ¶ 101 and dkt. 1-4 at 1.)
PROCEDURAL HISTORY
Petitioners initiated this instant action on
August 25, 2021 with the filing of a Verified
Complaint and a Motion for Temporary Restraining
Order and Preliminary Injunction. On August 26,
the district court held a temporary restraining order
(TRO) hearing and denied the TRO the same day.
(See App. 52a.) The district court initially scheduled
a preliminary injunction hearing for September 10
but granted Respondents’ request to continue the
hearing to September 20, over Petitioners’ objection.
(See id.) After the preliminary injunction hearing on
September 20, the court took the matter under
advisement and informed the parties that a decision
18
would issue expeditiously. Twenty-three days later
(two days before Petitioners’ deadline to become
vaccinated), the district court denied the
preliminary injunction. (App. 51a.)
Within an hour of the district court’s order
denying a preliminary injunction, Petitioners
appealed the denial to the First Circuit and moved
for an emergency injunction pending appeal. The
First Circuit denied that emergency motion (App.
46a), and Petitioners applied to this Court for an
emergency writ of injunction pending disposition of
Petitioners’ forthcoming certiorari petition. Justice
Breyer denied that motion without prejudice to
refiling the application should the First Circuit not
grant the necessary relief. (App. 44a.) On October
19, 2021, the First Circuit issued its opinion
affirming the denial of a preliminary injunction, and
Petitioners immediately reapplied to this Court for
a writ of injunction. On October 29 the Court denied
the application. (App. 1a.)
REASONS FOR GRANTING THE PETITION
THE
PETITION
INVOLVES
AN
IMPORTANT QUESTION OF FEDERAL
LAW THAT HAS NOT BEEN, BUT
SHOULD BE, SETTLED BY THIS COURT.
Rule 10 of the Court’s rules states that
certiorari is appropriate where—as here—“a United
States court of appeals has decided an important
question of federal law that has not been, but should
be, settled by this Court.” Supreme Court Rule 10(c).
The First Circuit’s decision below, involving
19
unquestionably important principles of First
Amendment jurisprudence in an era of escalating
government hostility towards religious beliefs,
merits the Court’s review. As Justice Gorsuch
recognized in his dissent from the Court’s denial of
Petitioners’ reapplication for a writ of injunction,
This case presents an important
constitutional question, a serious error,
and an irreparable injury. Where many
other states have adopted religious
exemptions, Maine has charted a different
course. There, healthcare workers who
have served on the front line of a pandemic
for the last 18 months are now being fired
and their practices shuttered. All for
adhering
to
their
constitutionally
protected religious beliefs. Their plight is
worthy of our attention.
(App. 11a (emphasis added).)
Moreover, while “stemming the spread of
COVID-19 qualifies as a compelling interest,” at
least for a period of time, “this interest cannot
qualify as such forever.” (App. 8a (cleaned up).) “If
human nature and history teach anything, it is that
civil liberties face grave risks when governments
proclaim indefinite states of emergency.” (App. 9a.)
And, it is through the seemingly unending
“emergency” of COVID-19 that Petitioners have
faced the onslaught of seemingly unending assaults
on their cherished First Amendment freedoms. As
Justice Gorsuch pointed out, “Maine’s decision to
deny a religious exemption in these circumstances
20
doesn’t just fail the least restrictive means test, it
borders on the irrational.” (App. 10a (emphasis
added).)
The reason for this is simple: Maine’s
categorical denial of religious exemptions for
healthcare workers who have bravely served as
heroes for the last 18 months is an extreme outlier
among the States. Forty-seven other states have
rejected this approach for private healthcare
facilities, and just days ago, the EEOC issued
detailed guidance confirming that it directly violates
federal law.1 Maine is also selective about which
healthcare workers it will force to get vaccinated. At
the same time it axed its decades-old religious
exemption, it kept an extremely broad medical
exemption; at the same time that it foreclosed any
accommodation to religious healthcare workers in
hospitals, it chose not to impose any mandate on
healthcare workers in urgent care centers or private
See EEOC, EEOC Issues Updated COVID-19 Technical
Assistance (Oct. 25, 2021), https://www.eeoc.gov/newsroom/
eeoc-issues-updated-covid-19-technical-assistance-0 (“Title VII
requires employers to accommodate employees’ sincerely held
religious beliefs . . . .” (emphasis added)); EEOC, What You
Should Know About COVID-19 and the ADA, the
Rehabilitation Act, and Other EEO Laws, at K.12, L.3,
https://www.eeoc.gov/wysk/what-you-should-know-aboutcovid-19-and-ada-rehabilitation-act-and-other-eeo-laws
(updated Oct. 25, 2021) (reaffirming guidance that Title VII
requires an employer to “thoroughly consider all possible
reasonable accommodations” for religious objectors to
COVID-19 vaccinations, and that “[i]n many circumstances, it
may be possible to accommodate those seeking reasonable
accommodations for their religious beliefs.”).
1
21
physician’s offices. Maine’s selective mandate is
therefore the antithesis of a neutral, generally
applicable law that imposes only “incidental”
burdens on religious objectors. Almost every other
state has found a way to protect against the same
virus without trampling religious liberty—including
states that have smaller populations and much
greater territory than Maine. If Vermont, New
Hampshire, Alaska, the Dakotas, Montana,
Wyoming, California, and the District of Columbia
can all find ways to both protect against COVID and
respect individual liberty, Maine can too. And, the
Court should require Maine to comport its behavior
to the demands of the Constitution.
“Government is not free to disregard the First
Amendment in times of crisis. . . . Yet recently,
during the COVID pandemic, certain States seem to
have ignored these long-settled principles.” Roman
Catholic Diocese of Brooklyn v. Cuomo,
141 S. Ct. 63, 69 (2020) (Gorsuch, J., concurring).
While COVID-19 has presented many challenges to
all Americans alike, “judicial deference in an
emergency or crisis does not mean wholesale judicial
abdication, especially when important questions of
religious discrimination . . . are raised.” Id. at 74
(Kavanaugh, J., concurring) (emphasis added).
Indeed, the Court “may not shelter in place when the
Constitution is under attack. Things never go well
when we do.” Id. at 71 (Gorsuch, J., concurring). This
Petition raises serious questions of religious
discrimination under the First Amendment that
have not been, but should be, settled by the Court.
22
THE
FIRST
CIRCUIT’S
DECISION
BELOW CONFLICTS WITH DECISIONS
FROM THE THIRD, SIXTH, AND
SEVENTH CIRCUITS, AND CONFLICTS
WITH THE DECISIONS OF NUMEROUS
FEDERAL COURTS ON THE SAME
QUESTION.
The Third, Sixth, and Seventh
Circuits Have All Held That Granting
a Nonreligious Medical Exemption
While
Prohibiting
Religious
Exemptions
Violates
the
First
Amendment.
In Fraternal Order of Police Newark Lodge No.
12 v. City of Newark, Justice (then-Judge) Alito
wrote unequivocally for the court that “[b]ecause the
Department makes exemptions from its [no beards]
policy for secular reasons and has not offered any
substantial justification for refusing to provide
similar treatment for officers who are required to
wear beards for religious reasons, we conclude that
the Department's policy violates the First
Amendment.” 170 F.3d 359, 360 (3d Cir. 1999).
There, like Maine here, the city argued that it was
required to provide medical accommodations under
federal law but that religious exemptions were not
required. Id. at 365. The court squarely rejected that
rationale: “It is true that the ADA requires
employers to make reasonable accommodations for
individuals with disabilities. However, Title VII of
the Civil Rights Act of 1964 imposes an identical
obligation on employers with respect to
accommodating religion.” Id. (cleaned up). Thus, the
23
court held, “we cannot accept the Department's
position that its differential treatment of medical
exemptions and religious exemptions is premised on
a good-faith belief that the former may be required
by law while the latter are not.” Id.
Here, the First Circuit held that the continued
availability of medical exemptions, while religious
exemptions were specifically targeted and excluded,
does not violate the First Amendment because the
two are not comparable. (App. 27a-28a.) Justice
Alito squarely rejected that contention:
We also reject the argument that, because
the medical exemption is not an
“individualized exemption,” the Smith
/Lukumi rule does not apply. While the
Supreme Court did speak in terms of
“individualized exemptions” in Smith and
Lukumi, it is clear from those decisions
that the Court’s concern was the prospect
of the government’s deciding that secular
motivations are more important than
religious motivations. If anything, this
concern is only further implicated when
the government does not merely create a
mechanism for individualized exemptions,
but instead, actually creates a categorical
exemption for individuals with a secular
objection but not for individuals with a
religious objection.
Fraternal Order of Police, 170 F.3d at 365 (cleaned
up). The same is true here. Maine maintained a
policy that permitted religious exemptions and
24
medical exemptions to mandatory vaccinations. (V.
Compl. ¶ 48.) Then, Maine specifically removed
religious exemptions while maintaining medical
exemptions.
(V.
Compl.
¶¶ 46–47.)
That
discriminatory removal of religious exemptions
while maintaining medical exemptions violates the
First Amendment. 170 F.3d at 365 (“Therefore, we
conclude that the Department’s decision to provide
medical exemptions while refusing religious
exemptions
is
sufficiently
suggestive
of
discriminatory intent so as to trigger heightened
scrutiny under Smith and Lukumi.”).
The Third Circuit held that the government is
prohibited from making value judgments to
legitimize a discriminatory policy:
[T]he medical exemption raises concern
because it indicates that the Department
has made a value judgment that secular
(i.e., medical) motivations for wearing a
beard are important enough to overcome
its general interest in uniformity but that
religious motivations are not. As discussed
above, when the government makes a
value judgment in favor of secular
motivations, but not religious motivations,
the government’s actions must survive
heightened scrutiny.
170 F.3d at 366. Essentially, as here, “the
Department’s policy cannot survive any degree of
heightened scrutiny and thus cannot be sustained.”
Id. at 367.
25
In Dahl v. Board of Trustees of Western
Michigan University, No. 21-2945, 2021 WL
4618519 (6th Cir. Oct. 7, 2021), the Sixth Circuit
Court of Appeals likewise held that refusing to
provide religious exemptions and accommodations
where nonreligious exemptions were available
violates the First Amendment. There, the University
imposed a COVID-19 vaccine mandate on all student
athletes and required them to receive the vaccine
regardless of their sincerely held religious beliefs
against it. 2021 WL 4618519, at *1. In some cases,
the University simply denied the student-athletes’
requests for a religious exemption, and in other
cases, the University granted them but refused to
allow them to participate in intercollegiate athletics.
Id. However, the University retained the discretion
to allow for medical exemptions and otherwise
exempted all other students at the University from
the vaccine requirement. Id. at *5–6.
The Sixth Circuit held that the allowance for
such individualized exemptions removed the law
from neutrality and general applicability. Id. at *4.
Simply put,
the University’s failure to grant religious
exemptions to Petitioners burdened their
free exercise rights. The University put
Petitioners to the choice: get vaccinated or
stop fully participating in intercollegiate
sports. The University did not dispute that
taking the vaccine would violate
Petitioners’ “sincerely held Christian
beliefs.” Yet refusing the vaccine prevents
Petitioners from participating in college
26
sports, as they are otherwise qualified
(and likely were recruited) to do. By
conditioning the privilege of playing sports
on Petitioners’ willingness to abandon
their sincere religious beliefs, the
University burdened their free exercise
rights.
Id. at *3.
Because the University’s mandate was neither
neutral nor generally applicable, the Sixth Circuit
held that it was required to survive strict scrutiny.
Id. at *5. And, like the Third Circuit in Fraternal
Order of Police, the Sixth Circuit held that the
discriminatory treatment of religious exemptions
and accommodations failed that test. “[T]he
University falters on the narrow tailoring prong.” Id.
Relying on this Court’s decision in Roman Catholic
Diocese, the Sixth Circuit reasoned that “public
health measures are not narrowly tailored if they
allow similar conduct that ‘creates a more serious
health risk’,” id. (quoting Roman Catholic Diocese,
141 S. Ct. at 67), and concluded:
That is the case at the University, which
allows non-athletes—the vast majority of
its students—to remain unvaccinated.
One need not be a public health expert to
recognize that the likelihood that a
student-athlete contracts COVID-19 from
an unvaccinated non-athlete with whom
she lives, studies, works, exercises,
socializes, or dines may well meet or
exceed that of the athlete contracting the
27
virus from a Petitioner who obtains a
religious exemption to participate in team
activities.
2021 WL 4618519, at *5.
Moreover, the Sixth Circuit reasoned that the
University’s failure to follow the less restrictive
alternatives found sufficient at other institutions
also compelled a finding that the University failed
strict scrutiny. Id. Indeed, “narrow tailoring is
unlikely if the University’s conduct is ‘more severe’
than that of other institutions.” Id. (quoting Brach v.
Newsom, 6 F.4th 904, 931 (9th Cir. 2021)). And,
because
“several
other
universities
grant
exemptions from their COVID-19 mandates,” the
court held that the University’s failure to provide
religious accommodations and exemptions to its
student-athletes violated the First Amendment. Id.
The Seventh Circuit, too, has held that the
government must grant religious exemptions from a
COVID-19 vaccine mandate. In Klaassen v. Trustees
of Indiana University, the Seventh Circuit was faced
with a broad challenge to Indiana University’s
COVID-19 vaccine mandate requiring all students to
be vaccinated. 7 F.4th 592, 592 (7th Cir. 2021).
Unlike the Maine Vaccine Mandate for healthcare
workers, however, Indiana University’s mandate
permitted students to obtain religious and medical
exemptions, and the University granted religious
exemptions to those students who were eligible. Id.
In fact, most of the petitioners in Klaassen had
sought and received religious exemptions from the
mandate. Id. at 593. The Seventh Circuit held that
28
because the University allowed for religious
exemptions, and treated them equally to
nonreligious exemptions, the mandate did not
violate the First Amendment. Id. “These Petitioners
just need to wear masks and be tested, requirements
that are not constitutionally problematic.” Id.
The Northern District of New York likewise
issued a preliminary injunction outlining why the
discriminatory treatment of religious exemptions
violated the First Amendment. See Dr. A v. Hochul,
No. 1:21-cv-1009, 2021 WL 4734404 (N.D.N.Y. Oct.
12, 2021) (converting temporary restraining order
(TRO) to preliminary injunction). There, as here,
New York imposed a COVID-19 vaccine mandate on
healthcare workers. Id. at *8. Initially, New York
law permitted both religious and medical
exemptions from the mandate, but on August 18,
New York revoked the option of a religious
exemption and accommodation. Id. The district
court concluded that “[t]his intentional change in
language is the kind of religious gerrymander that
triggers heightened scrutiny.” Id. And, the court
held that it failed strict scrutiny because it was not
narrowly tailored. “[T]here is no adequate
explanation from defendants about why the
reasonable accommodation that must be extended to
a medically exempt healthcare worker could not be
similarly extended to a healthcare worker with a
sincere religious objection.” Id. at *9. Moreover, the
court held that the state’s departure “from similar
healthcare vaccination mandates issued in other
jurisdictions that include the kind of religious
exemption that was originally present” in New York
29
demonstrates that the mandate was not narrowly
tailored or the least restrictive means. Id.2
Other federal courts have also held that
COVID-19 vaccine mandates must include
accommodation for sincerely held religious beliefs to
satisfy the Constitution. See, e.g., Magliulo v.
Edward Via Coll. of Osteopathic Medicine, No. 3:21cv-2304, 2021 WL 3679227 (W.D. La. Aug. 17, 2021).
The First Circuit Held That States
May Offer Nonreligious Medical
Exemptions
While
Prohibiting
Religious
Exemptions
Without
Violating the First Amendment.
Contrary to the precedent of the Third, Sixth,
and Seventh Circuits, as well as that of numerous
district courts, the First Circuit’s decision below held
that Respondents did not violate the First
Amendment by treating nonreligious exemptions
A panel of the Second Circuit Court of Appeals initially
agreed with the Dr. A district court, but then reversed the
preliminary injunction. On September 30, 2021, the panel gave
its imprimatur to the Dr. A. TRO in We The Patriots USA, Inc.
v. Hochul, No. 21-2179, dkt. 65 (2d Cir. Sept. 30, 2021), issuing
an injunction pending appeal (IPA) enjoining state officials
from enforcing the New York vaccine mandate. In a subsequent
order, however, the panel vacated both its IPA and the Dr. A
preliminary injunction. See We the Patriots USA, Inc. v.
Hochul, Nos. 21-2179, 21-2566, 2021 WL 5103443 (2d Cir. Nov.
1, 2021). In a separate per curiam opinion, the Second Circuit
concluded the respective plaintiffs had not established a
likelihood of success on the merits on the preliminary records
before the district courts. See 2021 WL 5121983 (2d Cir. Nov.
4, 2021).
2
30
more favorably than religious exemptions. (App.
28a.) Specifically, the First Circuit held that
inclusion of a broad, medical exemption did not
remove the law from general applicability because—
in the First Circuit’s view—“[n]o case in this circuit
and no case of the Supreme Court holds that a single
objective exemption renders a rule not generally
applicable.” (App. 28a.) More directly in
contradiction to the other circuits, the First Circuit’s
decision stated that “[p]roviding a medical
exemption does not undermine any of Maine’s three
goals, let alone in a manner similar to the way
permitting an exemption for religious objectors
would.” (App. 28a.) Because of that erroneous
contention, the First Circuit held that Maine’s
revocation of religious exemptions from the
COVID-19 vaccine mandate was neutral and
generally applicable.
Importantly, the First Circuit’s decision below
even highlights that it is in direct conflict with the
Third and Sixth Circuit decisions. As to the Third
Circuit’s decision in Fraternal Order of Police, the
First Circuit said that case was “not persuasive”
even though it involved a virtually identical issue.
(App. 34a.) The First Circuit said that the Third
Circuit’s decision, which “prohibited a police
department from offering medical but no religious
exemptions to its facial hair policy,” did not apply
here because “the medical exemptions support
Maine’s public health interests,” and that “Maine’s
providing medical but not religious or philosophical
exemptions does not suggest an improper motive.”
(App. 35a.)
31
As to the Sixth Circuit’s decision in Dahl, the
First Circuit stated that it was of no import because
“Maine’s rule is not underinclusive even under Dahl
because it encompasses every employee working in
a setting posing serious risks of COVID-19 exposure
and transmission.” (App. 36a-37a.) But this is
plainly incorrect, as Maine’s COVID-19 vaccine
mandate does not apply to “every employee.” Indeed,
Petitioners here brought their challenges because
Maine’s Vaccine Mandate expressly excludes those
employees with medical exemptions, while
precluding religious exemptions for similarly
situated employees.
The First Circuit’s decision below cannot be
reconciled with Fraternal Order of Police, Dahl, or
Klaassen. Certiorari is appropriate to bring the
circuits into harmony on a critical issue of First
Amendment law.
THE
FIRST
CIRCUIT’S
DECISION
APPROVING
MAINE’S
ESPECIALLY
HARSH
AND
DISCRIMINATORY
TREATMENT OF PETITIONERS’ FIRST
AMENDMENT LIBERTIES DIRECTLY
CONFLICTS
WITH
THIS
COURT’S
PRECEDENTS.
Throughout the COVID-19 pandemic, the
Court has issued numerous decisions stating that
singling out religious exercise for discriminatory
treatment is a violation of the First Amendment.
“[G]overnment regulations are not neutral and
generally applicable, and therefore trigger strict
scrutiny under the Free Exercise Clause, whenever
32
they treat any comparable secular activity more
favorably than religious exercise.” Tandon v.
Newsom, 141 S. Ct. 1294, 1296 (2021). In fact, “the
regulations cannot be viewed as neutral because
they single out [religion] for especially harsh
treatment.” Roman Catholic Diocese, 141 S. Ct. at
66. “When a state so obviously targets religion for
differential treatment, our job becomes much
clearer.” South Bay United Pentecostal Church v.
Newsom, 141 S. Ct. 716, 717 (2021) (Gorsuch, J.) As
the Court said in Tandon,
Where the government permits other
activities to proceed with precautions, it
must show that the religious exercise at
issue is more dangerous than those
activities even when the same precautions
are applied. Otherwise, precautions that
suffice for other activities suffice for
religious exercise too.
141 S. Ct. at 1296–97.
Thus,
in
deciding
whether
Maine’s
discriminatory decision to permit nonreligious,
medical exemptions to its Vaccine Mandate while
prohibiting religious exemptions to the same
mandate, the critical issue is the comparison of risk,
and “whether two activities are comparable for
purposes of the Free Exercise Clause must be judged
against the asserted government interest that
justifies the regulation at issue.” Id. at 1296.
Ultimately, “[c]omparability is concerned with the
risks various activities pose” to the asserted interest,
33
not the reasons for which the activities are
undertaken—i.e., religious or nonreligious. Id.
Contra this Court’s holdings, the First Circuit
held irrelevant the comparative risks to public
health between the religiously unvaccinated and the
medically unvaccinated in approving Maine’s
refusal to recognize religious exemptions while
explicitly permitting medical exemptions. (App.
31a.) Flouting this Court’s risk assessment
mandate, the First Circuit concluded, “Maine’s rule
does not rest on assumptions about the public health
impacts of various secular or religious activities,”
but rather “requires all healthcare workers to be
vaccinated as long as the vaccination is not
medically contraindicated.” (App. 31a.) The First
Circuit reasoned, “By analogy, if Maine’s emergency
rule were an occupancy limit, it would apply to all
indoor activities equally based on facility size, but it
would exempt healthcare facilities.” (App. 031a.) But
the First Circuit’s analogy endorses precisely what
Tandon, South Bay, and Roman Catholic Diocese
condemned—“treat[ing] any comparable secular
activity more favorably than religious exercise.”
Tandon, 141 S. Ct. at 1296. The First Circuit’s
decision allows Maine to prioritize the liberty of
those to whom a vaccine might cause physical harm
over the liberty of those to whom a vaccine would
cause spiritual harm without requiring Maine to
justify the disparate treatment in terms of supposed
risks to Maine’s asserted public health interests.
The First Circuit’s decision cannot be reconciled
with this Court’s precedents. As Justice Gorsuch
already admonished, “The Court of Appeals found
34
Maine’s rule neutral and generally applicable due to
an error this Court has long warned against—
restating the State’s interests on its behalf, and
doing so at an artificially high level of generality.”
(App. 7a.) Moreover, “Maine has so far failed to
present any evidence that granting religious
exemptions to the applicants would threaten its
stated public health interests any more than its
medical exemption already does.” (App. 11a.) The
First Circuit’s decision plainly and directly conflicts
with this Court’s precedents. Certiorari is
appropriate and should be granted.
THE
FIRST
CIRCUIT’S
DECISION
CONFLICTS
WITH
THIS
COURT’S
PRECEDENTS ON THE IMPORTANT
FEDERAL QUESTION OF WHETHER
THE SUPREMACY CLAUSE MANDATES
THAT
EMPLOYERS
PROVIDE
RELIGIOUS ACCOMMODATIONS TO
EMPLOYEES
REGARDLESS
OF
CONTRARY STATE LAWS.
As a matter of black letter law, federal law and
the United States Constitution are supreme over
any conflicting Maine statute, edict, or executive
decree from the Governor, and Maine cannot
override federal law. See U.S. Const. Art. VI, cl. 2.
Contrary to the plain text of the Constitution, the
First Circuit below held (erroneously) that the
parties did not dispute whether Title VII was the
supreme law of the land. (App. 39a.) This conclusion
was plainly erroneous, factually and legally, and it
directly conflicts with this Court’s precedents on the
issue.
35
First, as demonstrated in the Verified
Complaint, Respondents have indeed stated that
federal law does not apply in Maine. (V. Compl. ¶ 87
(““I can share MaineHealth’s view that federal law
does not supersede state law in this instance.”);
Id. ¶ 84 (““[W]e are no longer able to consider
religious exemptions for those who work in
the state of Maine.”).) Thus, the First Circuit’s
decision was incorrect as a factual matter.
But, more importantly, the First Circuit’s
decision rested on a conclusion that Maine is
permitted to ignore the requirements of Title VII by
imposing a mandate that revokes the protections
afforded to Mainers under its explicit provisions.
“This Court has long made clear that federal law is
as much the law of the several States as are the laws
passed by their legislatures.” Haywood v. Drown,
556 U.S. 729, 734 (2009). The Supremacy Clause
“provides a rule of decision for determining whether
federal or state law applies in a particular
situation,” Kansas v. Garcia, 140 S. Ct. 791, 801
(2020), and where—as here—federal law “imposes
restrictions [and] confers rights on private actors,”
and Maine law “imposes restrictions that conflict
with the federal law,” “the federal law takes
precedence and the state law is preempted.” Murphy
v. NCAA, 138 S. Ct. 1461, 1480 (2018). Indeed, “it is
a familiar and well-established principle that the
Supremacy Clause invalidates state laws that
interfere with, or are contrary to, federal law.”
Hillsborough Cnty. v. Automated Med. Labs., Inc.,
471 U.S. 707, 712 (1985) (cleaned up). “[S]tate law is
nullified to the extent that it actually conflicts with
federal law.” Id. at 713.
36
The First Circuit’s decision below completely
ignores this Court’s precedents in Haywood,
Murphy, and Hillsborough County, and its decision
cannot be reconciled with the Supremacy Clause.
Certiorari is warranted to align the First Circuit’s
decision withy this Court’s precedent.
THE FIRST CIRCUIT’S HOLDING THAT
PRELIMINARY INJUNCTIVE RELIEF IS
INAPPROPRIATE IN TITLE VII CASES
DIRECTLY CONFLICTS WITH THIS
COURT’S PRECEDENTS AND THE
PRECEDENTS OF THE SECOND AND
FIFTH CIRCUITS.
The Second and Fifth Circuits Have
Held That Preliminary Injunctive
Relief Is Appropriate in Title VII
Cases to Preserve the Status Quo.
In the Title VII context, the Second and Fifth
Circuits have concluded that Article III courts retain
equitable jurisdiction to grant preliminary
injunctive relief to preserve the status quo. See
Sheehan v. Purolator Courier Corp., 676 F.2d 877,
884 (2d Cir. 1981); Drew v. Liberty Mut. Ins. Co., 480
F.2d 69, 74 (5th Cir. 1973); cf. Bailey v. Delta Air
Lines, Inc., 722 F.2d 942, 944-45 (1st Cir. 1983) (“We
are not prepared to adopt a rule categorically
barring all suits for preliminary relief pending
administrative disposition. In our view, there is
considerable force to the argument that the statute
does not require so much.”).
37
In Sheehan, the Second Circuit held that “if the
court eventually will have jurisdiction of the
substantive claim and an administrative tribunal
has preliminary jurisdiction, the court has
incidental equity jurisdiction to grant temporary
relief to preserve the status quo pending ripening of
the claim for judicial action on the merits.” 676 F.2d
at 884. It continued, “within the framework of Title
VII, we are persuaded that Congress intended the
federal courts to have resort to all of their traditional
equity powers, direct and incidental, in aid of the
enforcement of the Title.” Id. at 885. Indeed, as the
Second Circuit reasoned,
in many cases the effect on the
complainant of several months without
work or working in humiliating or
otherwise intolerable circumstances will
constitute harm that cannot adequately be
remedied by a later award of damages.
Given the singular role in 1964 of the
individual private action as the only
method of enforcing Title VII, and the
continued view in 1972 of that right of
action as “paramount,” we cannot conclude
that Congress intended to preclude the
courts' use of their incidental equity power
in these circumstances to prevent
frustration of Congress’s goals.
Id. at 885–86. Thus, “where a person has filed a Title
VII charge with the EEOC, the court has jurisdiction
to entertain a motion for temporary injunctive relief
against employer retaliation while the charge is
38
pending before the EEOC and before the EEOC has
issued a right to sue letter.” Id. at 887.
In Drew, the Fifth Circuit likewise held that a
plaintiff may seek equitable relief during the
pendency of a Title VII claim to prevent irreparable
harm. 480 F.2d at 72–73. The court reasoned, “We
should not lightly assume that Congress sought to
do away with the chance that private litigants might
in this manner alleviate the burdens on EEOC
members and staff in the rare situation when the
likelihood of success and the need for immediate
assistance could attract competent counsel to act.”
Id. at 74. Thus, the court concluded, “it is clear that
a victim of such forbidden conduct as was here
alleged had a clear right to seek equitable relief
without having to await the convenience of the
EEOC.” Id. at 72–73.
And it should be noted that the holdings of the
Second and Fifth Circuits are entirely aligned with
this Court’s decision in Burlington Northern &
Santa Fe Railway Co. v. White, 548 U.S. 53, 72
(2006) (“Many reasonable employees would find a
month without a paycheck to be a serious hardship.
. . . A reasonable employee facing the choice between
retaining her job (and paycheck) and filing a
discrimination complaint might well choose the
former.”).
39
The First Circuit’s Decision Conflicts
With the Decisions of the Second and
Fifth Circuits.
Contrary to the precedents of the Second and
Fifth Circuits, the First Circuit held below that
Petitioners failed to show a need for injunctive relief
because the loss of employment generally does not
constitute irreparable harm. (App. 41a.) Specifically,
the First Circuit held that Petitioners were not
entitled to even seek injunctive relief because
monetary damages were sufficient. (Id.)
But here, a Petitioner cannot simply walk
across the street to a different healthcare provider
to obtain alternative employment in the field of the
Petitioner’s often considerable education, training,
and experience. Respondents have created a
situation where no religious objectors to the
COVID-19 vaccine can obtain employment in any
comparable healthcare occupation. Petitioners have
become constitutional orphans in their own state.
Such extraordinary circumstances suffice for
injunctive relief under the Second and Fifth Circuits’
decisions, but the First Circuit left Petitioners out in
the cold for the extreme Maine winter with no
options for reasonably comparable alternative
employment, solely as a result of the Governor’s
Vaccine Mandate. Certiorari is appropriate to
harmonize the circuit courts on an important
question of federal law.
40
CONCLUSION
For the foregoing reasons, the Petition should
be granted.
Dated this November 11, 2021.
Respectfully submitted,
Mathew D. Staver (Counsel of Record)
Anita L. Staver
Horatio G. Mihet
Roger K. Gannam
Daniel J. Schmid
LIBERTY COUNSEL
P.O. Box 540774
Orlando, FL 32854
(407) 875-1776
court@LC.org |hmihet@LC.org
rgannam@LC.org | dschmid@LC.org
Counsel for Petitioners
APPENDIX
1a
Appendix
A DENIAL OF THE
APPENDIX A — ORDER
OF
SUPREME COURT OF THE UNITED STATES,
DATED OCTOBER 29, 2021
SUPREME COURT OF THE UNITED STATES
No. 21A90
JOHN DOES 1–3, et al.,
Applicants,
v.
JANET T. MILLS, GOVERNOR OF MAINE, et al.
Concur by: BARRETT
ON APPLICATION FOR INJUNCTIVE RELIEF
October 29, 2021, Decided
The application for injunctive relief presented to
Justice Breyer and by him referred to the Court is
denied.
Justice Barrett, with whom Justice K avanaugh joins,
concurring in the denial of application for injunctive relief.
When this Court is asked to grant extraordinary
relief, it considers, among other things, whether the
applicant “‘is likely to succeed on the merits.’” Nken v.
Holder, 556 U. S. 418, 434, 129 S. Ct. 1749, 173 L. Ed.
2a
Appendix A
2d 550 (2009). I understand this factor to encompass not
only an assessment of the underlying merits but also a
discretionary judgment about whether the Court should
grant review in the case. See, e.g., Hollingsworth v.
Perry, 558 U. S. 183, 190, 130 S. Ct. 705, 175 L. Ed. 2d 657
(2010) (per curiam); cf. Supreme Court Rule 10. Were the
standard otherwise, applicants could use the emergency
docket to force the Court to give a merits preview in cases
that it would be unlikely to take—and to do so on a short
fuse without benefit of full briefing and oral argument. In
my view, this discretionary consideration counsels against
a grant of extraordinary relief in this case, which is the
first to address the questions presented.
Dissent by: GORSUCH
J ust ice G or such , w ith whom J ust ice T hom a s
and Justice A lito join, dissenting from the denial of
application for injunctive relief.
Maine has adopted a new regulation requiring certain
healthcare workers to receive COVID-19 vaccines if they
wish to keep their jobs. Unlike comparable rules in most
other States, Maine’s rule contains no exemption for those
whose sincerely held religious beliefs preclude them from
accepting the vaccination. The applicants before us are
a physician who operates a medical practice and eight
other healthcare workers. No one questions that these
individuals have served patients on the front line of the
COVID-19 pandemic with bravery and grace for 18 months
now. App. to Application for Injunctive Relief, Exh. 6,
¶8 (Complaint). Yet, with Maine’s new rule coming into
3a
Appendix A
effect, one of the applicants has already lost her job for
refusing to betray her faith; another risks the imminent
loss of his medical practice. The applicants ask us to enjoin
further enforcement of Maine’s new rule as to them, at
least until we can decide whether to accept their petition
for certiorari. I would grant that relief.
Start w ith the first question confronting any
injunction or stay request—whether the applicants are
likely to succeed on the merits. The First Amendment
protects the exercise of sincerely held religious beliefs.
Masterpiece Cakeshop, Ltd. v. Colo. Civil Rights Comm’n,
584 U. S. ___, ___-___, 138 S. Ct. 1719, 201 L. Ed. 2d 35
(2018). Laws that single out sincerely held religious beliefs
or conduct based on them for sanction are “doubtless . . .
unconstitutional.” Employment Div., Dept. of Human
Resources of Ore. v. Smith, 494 U. S. 872, 877, 110 S.
Ct. 1595, 108 L. Ed. 2d 876 (1990). But what about other
laws? Under this Court’s current jurisprudence, a law
may survive First Amendment scrutiny if it is generally
applicable and neutral toward religion. If the law fails
either of those tests, it may yet survive but the State must
satisfy strict scrutiny. To do that, the State must prove
its law serves a compelling interest and employs the least
restrictive means available for doing so. See Church of
Lukumi Babalu Aye, Inc. v. Hialeah, 508 U. S. 520, 531532, 113 S. Ct. 2217, 124 L. Ed. 2d 472 (1993); Smith, 494
U. S., at 879.
Maine does not dispute that its rule burdens the
exercise of sincerely held religious beliefs. The applicants
explain that receiving the COVID-19 vaccines violates
4a
Appendix A
their faith because of what they view as an impermissible
connection between the vaccines and the cell lines of
aborted fetuses. More specifically, they allege that the
Johnson & Johnson vaccine required the use of abortionrelated materials in its production, and that Moderna and
Pfizer relied on aborted fetal cell lines to develop their
vaccines. Complaint ¶¶61-68. This much, the applicants
say, violates foundational principles of their religious faith.
For purposes of these proceedings, Maine has contested
none of this.
That takes us to the question whether Maine’s rule
qualifies as neutral and generally applicable. Under this
Court’s precedents, a law fails to qualify as generally
applicable, and thus triggers strict scrutiny, if it creates
a mechanism for “individualized exemptions.” Lukumi,
508 U. S., at 537; see also Fulton v. City of Philadelphia,
593 U. S. ___, ___-___, 141 S. Ct. 1868, 210 L. Ed. 2d 137
(2021) (slip op., at 5–6).
That description applies to Maine’s regulation. The
State’s vaccine mandate is not absolute; individualized
exemptions are available, but only if they invoke certain
preferred (nonreligious) justifications. Under Maine
law, employees can avoid the vaccine mandate if they
produce a “written statement” from a doctor or other care
provider indicating that immunization “may be” medically
inadvisable. Me. Rev. Stat. Ann., Tit. 22, §802(4–B) (2021).
Nothing in Maine’s law requires this note to contain an
explanation why vaccination may be medically inadvisable,
nor does the law limit what may qualify as a valid “medical”
reason to avoid inoculation. So while COVID-19 vaccines
5a
Appendix A
have Food and Drug Administration labels describing
certain contraindications for their use, individuals in Maine
may refuse a vaccine for other reasons too. From all this,
it seems Maine will respect even mere trepidation over
vaccination as sufficient, but only so long as it is phrased
in medical and not religious terms. That kind of double
standard is enough to trigger at least a more searching
(strict scrutiny) review.
Strict scrutiny applies to Maine’s vaccine mandate
for another related reason. This Court has explained that
a law is not neutral and generally applicable if it treats
“any comparable secular activity more favorably than
religious exercise.” Tandon v. Newsom, 593 U. S. ___, ___,
141 S. Ct. 1294, 209 L. Ed. 2d 355 (2021) (per curiam); see
also Fulton, 593 U. S., at ___, 141 S. Ct. 1868, 210 L. Ed.
2d 137; Lukumi, 508 U. S., at 542-546. And again, this
description applies to Maine’s rule. The State allows those
invoking medical reasons to avoid the vaccine mandate
on the apparent premise that these individuals can take
alternative measures (such as the use of protective gear
and regular testing) to safeguard their patients and coworkers. But the State refuses to allow those invoking
religious reasons to do the very same thing.
Unpack this point further. Maine has offered four
justifications for its vaccination mandate:
(1) P rotecting indiv idual patients from
contracting COVID-19;
(2) Protecting individual healthcare workers
from contracting COVID-19;
6a
Appendix A
(3) P r ot e c t i ng t he S t at e ’s he a lt hc a r e
infrastructure, including the work force, by
preventing COVID-caused absences that could
cripple a facility’s ability to provide care; and
(4) Reducing the likelihood of outbreaks within
healthcare facilities caused by an infected
healthcare worker bringing the virus to work.
App. to Brief for Respondents, Decl. of Nirav
Shah, p. 43, ¶56 (Shah Decl.).
Now consider the first, second, and fourth of these.
No one questions that protecting patients and healthcare
workers from contracting COVID-19 is a laudable objective.
But Maine does not suggest a worker who is unvaccinated
for medical reasons is less likely to spread or contract
the virus than someone who is unvaccinated for religious
reasons. Nor may any government blithely assume those
claiming a medical exemption will be more willing to
wear protective gear, submit to testing, or take other
precautions than someone seeking a religious exemption.
A State may not assume “the best” of individuals engaged
in their secular lives while assuming “the worst” about
the habits of religious persons. Roberts v. Neace, 958 F.
3d 409, 414 (CA6 2020). In fact, the applicants before us
have already demonstrated a serious commitment to
public health during this pandemic and expressly stated
that they, no less than those seeking a medical exemption,
will abide by rules concerning protective gear, testing, or
the like. Complaint ¶76.
That leaves Maine’s third asserted interest: protecting
the State’s healthcare infrastructure. According to Maine,
7a
Appendix A
“[a]n outbreak among healthcare workers requiring them
to quarantine, or to be absent . . . as a result of illness
caused by COVID-19, could cripple the facility’s ability to
provide care.” Shah Decl. 44, ¶56. But as we have already
seen, Maine does not dispute that unvaccinated religious
objectors and unvaccinated medical objectors are equally
at risk for contracting COVID-19 or spreading it to their
colleagues. Nor is it any answer to say that, if the State
required vaccination for medical objectors, they might
suffer side effects resulting in fewer medical staff available
to treat patients. If the State refuses religious exemptions,
religious workers will be fired for refusing to violate their
faith, which will also mean fewer healthcare workers
available to care for patients. Slice it how you will, medical
exemptions and religious exemptions are on comparable
footing when it comes to the State’s asserted interests.
The Court of Appeals found Maine’s rule neutral
and generally applicable due to an error this Court has
long warned against—restating the State’s interests
on its behalf, and doing so at an artificially high level
of generality. According to the court below, Maine’s
regulation sought to “protec[t] the health and safety of
all Mainers, patients, and healthcare workers alike.”
Doe v. Mills, ___ F. 4th ___, ___, 2021 U.S. App. LEXIS
31375, 2021 WL 4860328, *6 (CA1, Oct. 19, 2021). But
when judging whether a law treats a religious exercise
the same as comparable secular activity, this Court has
made plain that only the government’s actually asserted
interests as applied to the parties before it count—not
post-hoc reimaginings of those interests expanded to some
society-wide level of generality. Fulton, 593 U. S., at ___
(slip op., at 6); 141 S. Ct. 1868, 210 L. Ed. 2d 137; Tandon,
8a
Appendix A
593 U. S., at ___ (slip op., at 2) 141 S. Ct. 1294, 209 L. Ed.
2d 355; Lukumi, 508 U. S., at 544-545. “At some great
height, after all, almost any state action might be said to
touch on ‘. . . public health and safety’ . . . and measuring
a highly particularized and individual interest” in the
exercise of a civil right “‘directly against . . . these rarified
values inevitably makes the individual interest appear the
less significant.’” Yellowbear v. Lampert, 741 F. 3d 48, 57
(CA10 2014) (quoting J. Clark, Guidelines for the Free
Exercise Clause, 83 Harv. L. Rev. 327, 330-331 (1969)).
This Court’s precedents “do not support such a lopsided
inquiry.” 741 F. 3d, at 57.
That takes us to the application of strict scrutiny. Strict
scrutiny requires the State to show that its challenged
law serves a compelling interest and represents the least
restrictive means for doing so. Lukumi, 508 U. S., at 546.
For purposes of resolving this application, I accept that
what we said 11 months ago remains true today—that
“[s]temming the spread of COVID-19” qualifies as “a
compelling interest.” Roman Catholic Diocese v. Cuomo,
592 U. S. ___, ___, 141 S. Ct. 63, 208 L. Ed. 2d 206 (2020)
(per curiam) (slip op., at 4). At the same time, I would
acknowledge that this interest cannot qualify as such
forever. Back when we decided Roman Catholic Diocese,
there were no widely distributed vaccines.1 Today there
1. Our opinion in Roman Catholic Diocese was published on
November 25, 2020. COVID-19 vaccines outside of clinical trials
weren’t available to the public until the following month. See P.
Loftus & M. West, First Covid-19 Vaccine Given to U. S. Public,
Wall Street J., Dec. 14, 2020, https: // www.wsj.com /articles/covid19-vaccinations-in-the-u-s-slated-to-begin-monday-11607941806.
9a
Appendix A
are three. 2 At that time, the country had comparably few
treatments for those suffering with the disease. Today
we have additional treatments and more appear near. 3 If
human nature and history teach anything, it is that civil
liberties face grave risks when governments proclaim
indefinite states of emergency.
Assuming for present purposes that its interest
is a compelling one, Maine has not shown that its rule
represents the least restrictive means available to achieve
it. The State says that, to meet its four stated goals above,
90% of employees at covered health facilities must be
vaccinated. Shah Decl. 43, ¶54; State Respondents’ Brief in
Opposition 9. The State doesn’t offer evidence explaining
the selection of its 90% figure. But even taking it as
2. Over 200 million Americans, nearly seven in ten, have
received at least one dose of these vaccines. Nearly six in ten
Americans have been fully vaccinated, including about 85% of
those older than 65. See CDC, COVID-19 Vaccinations in the
United States, COVID Data Tracker (Oct. 28, 2021), http://covid.
cdc.gov/covid-data-tracker/#vaccinations_vacc-total-admin-ratetotal. Among States, Maine has particularly high vaccination rates:
About 70% of its population has been fully vaccinated, good for
fourth-best in the Nation. See Maine Coronavirus Vaccination
Progress, USA Facts (Oct. 26, 2021), https://usafacts.org/
visualizations/covid-vaccine-tracker-states/state/maine.
3. C. Johnson, Merck’s Experimental Pill To Treat COVID-19
Cuts Risk of Hospitalization and Death in Half, the Pharmaceutical
Company Reports, Washington Post, Oct. 1, 2021, https://www.
washingtonpost.com/health/2021/10/01/pill-to-treat-covid/ (noting
that as of October 1, 2021, “[t]he United States moved a major step
closer . . . to having an easy-to-take pill to treat covid-19 available
in the nation’s medicine cabinet”).
10a
Appendix A
given, Maine does not explain how denying exemptions
to religious objectors is essential to its achieving that
threshold statewide, let alone in the applicants’ actual
workplaces. Had the State consulted its own website
recently, it would have discovered that, as of last month,
hospitals were already reporting a vaccination rate
of more than 91%, ambulatory surgical centers 92%,
and all other entities roughly 85% or greater.4 Current
numbers may be even higher. What’s more, healthcare
providers that employ four of the nine applicants in this
case already told the media more than a week ago that
they have reached 95% and 94% vaccination rates among
their employees. 5 Many other States have made do with a
religious exemption in comparable vaccine mandates. See
Brief for Becket Fund for Religious Liberty as Amicus
Curiae 13 (observing that the overwhelming majority
of States with similar mandates provide a religious
exemption). Maine’s decision to deny a religious exemption
in these circumstances doesn’t just fail the least restrictive
means test, it borders on the irrational.
4. Maine Center for Disease Control and Prevention, Maine
Health Care Worker COVID-19 Vaccination Dashboard (Oct. 27,
2021), https://www. maine.gov/dhhs/mecdc/infectious-disease/
immunization/publications/healthcare-worker-covid-vaccinationrates.shtml.
5. J. Lawlor, Maine Sees Jump in Vaccinations Among Health
Care Workers as Deadline Nears, Lewiston Sun J., Oct. 14, 2021,
https://www.sunjournal.com/2021/10/13/maine-reports-893-casesof-covid-19-over-a-4day-period (Northern Light Health reporting
95.5% vaccination rate, MaineHealth reporting a 94% rate).
11a
Appendix A
Looking to the other traditional factors also suggests
relief is warranted. Before granting a stay or injunctive
relief, we ask not only whether a litigant is likely to prevail
on the merits but also whether denying relief would lead
to irreparable injury and whether granting relief would
harm the public interest. Roman Catholic Diocese, 592
U. S., at ___-___, 141 S. Ct. 63, 208 L. Ed. 2d 206 (slip op.,
at 5-7); see also 28 U. S. C. §1651(a). The answer to both
questions is clear. This Court has long held that “ [t]he loss
of First Amendment freedoms, for even minimal periods
of time, unquestionably constitutes irreparable injury.
” Elrod v. Burns, 427 U. S. 347, 373, 96 S. Ct. 2673, 49
L. Ed. 2d 547 (1976) (plurality opinion). And as we have
seen, Maine has so far failed to present any evidence that
granting religious exemptions to the applicants would
threaten its stated public health interests any more than
its medical exemption already does.
This case presents an important constitutional
question, a serious error, and an irreparable injury. Where
many other States have adopted religious exemptions,
Maine has charted a different course. There, healthcare
workers who have served on the front line of a pandemic for
the last 18 months are now being fired and their practices
shuttered. All for adhering to their constitutionally
protected religious beliefs. Their plight is worthy of our
attention. I would grant relief.
12a
Appendix
B AND ORDER
APPENDIX B —
OPINION
AFFIRMING DENIAL OF MOTION FOR
PRELIMINARY INJUNCTION OF THE UNITED
STATES COURT OF APPEALS FOR THE FIRST
CIRCUIT, FILED OCTOBER 19, 2021
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 21-1826
JANE DOES 1-6; JOHN DOES 1-3;
JACK DOES 1-1000; JOAN DOES 1-1000,
Plaintiffs-Appellants,
v.
JANET T. MILLS, IN HER OFFICIAL CAPACITY
AS GOVERNOR OF THE STATE OF MAINE;
JEANNE M. LAMBREW, IN HER OFFICIAL
CAPACITY AS COMMISSIONER OF THE
MAINE DEPARTMENT OF HEALTH AND
HUMAN SERVICES; NIRAV D. SHAH, IN HIS
OFFICIAL CAPACITY AS DIRECTOR OF THE
MAINE CENTER FOR DISEASE CONTROL
AND PREVENTION; MAINEHEALTH; GENESIS
HEALTHCARE OF MAINE, LLC; GENESIS
HEALTHCARE, LLC; NORTHERN LIGHT
HEALTH FOUNDATION; MAINEGENERAL
HEALTH,
Defendants-Appellees.
October 19, 2021, Decided
13a
Appendix B
APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE DISTRICT OF MAINE.
Hon. Jon D. Levy, U.S. District Judge
Before Howard, Chief Judge, Lynch and Barron, Circuit
Judges.
LYNCH, Circuit Judge. Faced with COVID-19’s
virulent delta variant and vaccination rates among
healthcare workers too low to prevent community
transmission, Maine’s Center for Disease Control (“Maine
CDC”) promulgated a regulation effective August 12, 2021,
requiring all workers in licensed healthcare facilities to be
vaccinated against the virus. Under state law, a healthcare
worker may claim an exemption from the requirement only
if a medical practitioner certifies that vaccination “may
be medically inadvisable.” Me. Rev. Stat. tit. 22, § 802
(4-B) (West 2021). Maine has mandated that its healthcare
workers be vaccinated against certain contagious diseases
since 1989. It has not allowed religious or philosophical
exemptions to any of its vaccination requirements since
an amendment to state law in May 2019 (which took effect
in April 2020), and the COVID-19 mandate complies with
that state law.
Several Maine healthcare workers (and a healthcare
provider who runs his own practice) sued, arguing
that the vaccination requirement violates their rights
including those under the Free Exercise Clause of the U.S.
Constitution. They sued the Governor, the commissioner
of the Maine Department of Health and Human Services
(“Maine HHS”), and the director of Maine CDC alleging
14a
Appendix B
violations of the Free Exercise Clause, Supremacy Clause,
Equal Protection Clause, and 42 U.S.C. § 1985. They also
sued several Maine hospitals, which employ seven of the
nine appellants, alleging violations of the Supremacy
Clause, Title VII of the Civil Rights Act of 1964, and 42
U.S.C. § 1985.
The appellants sought a preliminary injunction to
prevent enforcement of the regulation against them.
The district court denied their motion. Doe v. Mills, No.
1:21-cv-242-JDL, 2021 U.S. Dist. LEXIS 197251, 2021
WL 4783626 (D. Me. Oct. 13, 2021).
We affirm.
I.
Maine has long required that healthcare workers be
vaccinated against infectious diseases. See 1989 Me. Laws
ch. 487, § 11. Prior to 2019, state law exempted workers
from vaccination in three circumstances: when vaccination
was medically inadvisable, contrary to a sincere religious
belief, or contrary to a sincere philosophical belief. Id.
In 2019, the state responded to declining vaccination
rates by amending its law to allow for only the medical
exemption.1 2019 Me. Laws ch. 154, § 9 (codified at Me.
Rev. Stat. Ann. tit. 22, § 802 (2021)); see Hearing on LD
798, An Act to Protect Maine Children and Students from
1. It made the same change to the laws requiring publicschool students and nursery-school employees to be vaccinated.
See 2019 Me. Laws ch. 154, §§ 3-4, 6, 10.
15a
Appendix B
Preventable Diseases by Repealing Certain Exemptions
from the Laws Governing Immunization Requirements
Before the J. Standing Comm. on Educ. & Cultural Affs.,
129th Legis., 1st Reg. Sess. (Me. 2019) (statements of
Rep. Tipping, Rep. McDonald, and Maine CDC Acting
Dir. Beardsley); House Rec. H-392, 393-94 (Me. Apr.
23, 2019) (statement of Rep. Tipping). The bill’s sponsor
explained that one key rationale for the change was to
protect the immunocompromised “who will never achieve
the immunities needed to protect them and [who] rely on
their neighbors’ vaccinations.” Hearing on LD 798, supra
(statement of Rep. Tipping). The law went into effect in
2020, after nearly three-quarters of voters rejected a
referendum seeking to veto the law. In April 2021, Maine
CDC updated its mandatory vaccination regulations
to reflect the statutory changes. 364 Me. Gov’t Reg. 26
(LexisNexis May 2021); Code Me. R. tit. 10-144, ch. 264,
§ 3 (West 2021). In adopting that new rule, Maine explained
that it was acting to reduce the “risk for exposure to, and
possible transmission of, vaccine-preventable diseases
resulting from contact with patients, or infectious material
from patients.” At the time, the rule required vaccination
(without religious or philosophical exemption) against
measles, mumps, rubella, chickenpox, hepatitis B, and
influenza. Code Me. R. tit. 10-144, ch. 264, § 2. Contrary to
the appellants’ claims, Maine changed its vaccination laws
to eliminate the religious and philosophical exemptions
well before the COVID-19 pandemic was rampant.
Maine has articulated a strong interest in protecting
the health of its population and has taken numerous steps,
both before and after the development of the COVID-19
16a
Appendix B
vaccines, to do so. 2 Maine’s population is particularly
vulnerable to COVID-19 because it has the largest
share of residents aged 65 and older in the country.
U.S. Census Bureau, 65 and Older Population Grows
Rapidly as Baby Boomers Age, Release No. CB20-99
(June 25, 2020), https://www.census.gov/newsroom/pressreleases/2020/65-older-population-grows.html. After
COVID-19 vaccines became available, Maine encouraged
all its residents to be vaccinated and took particular steps
along those lines addressed to health care workers. Maine
took the following steps:
•
Starting in December 2020, Maine HHS and
Maine CDC held regular information sessions
with clinicians to educate them about the vaccines
including plans for vaccine distribution and
methods for addressing vaccine hesitancy.
•
Starting that same month, Maine HHS and
Maine CDC convened a working group to study
the most effective ways of educating clinicians on
the vaccines.
•
Given the limited vaccine availability in December
2020 and January 2021, Maine gave priority to
frontline healthcare workers over other groups
in the population during the first stage of vaccine
2. Before vaccines became available, state officials had taken
many steps to curb the spread of COVID-19. See Calvary Chapel
of Bangor v. Mills, No. 1:20-CV-156-NT, 2021 U.S. Dist. LEXIS
105400, 2021 WL 2292795, at *1-7 (D. Me. June 4, 2021) (describing
efforts), appeal filed, No. 21-1453 (1st Cir. docketed June 14, 2021).
17a
Appendix B
distribution. Hospitals offered on-site vaccination
to their staff and other eligible recipients.
•
Because COVID-19 poses greater risks of
infection and death to older people, Maine CDC
prioritized older residents as well. It started with
residents older than seventy and then expanded
first to residents older than sixty and then to
residents older than fifty.
•
In partnership with Maine HHS and Maine
CDC, hospitals provided several large public
vaccination sites across the state. Maine HHS
and Maine CDC helped staff the sites with public
health, healthcare, and emergency-response
volunteers.
•
Ma ine CDC also distr ibuted vaccines to
healthcare facilities, EMS organizations, and
pharmacies across the state.
•
From March 2021, Maine HHS provided free
transportation to vaccination sites to residents
who could not get to the sites.
•
From April to June, Maine HHS and Maine CDC
offered a mobile vaccination unit in rural and
underserved areas of the state.
•
For twenty days in May, Maine HHS offered
incentives to any Mainer who got his or her
first dose of a COVID-19 vaccine. Those eligible
18a
Appendix B
could choose between a complimentary fishing
license, a complimentary hunting license, a Maine
Wildlife Park Pass, a $20 L.L. Bean gift card, a
ticket to a Portland Sea Dogs game, or an Oxford
Plains Speedway Pass.
•
In June, Governor Mills announced a prize
sweepstakes, allowing all vaccinated residents
to enter and tying the prize to the number of
residents vaccinated by Independence Day
weekend. On July 4, a dialysis dietitian from
Winslow won nearly $900,000. Press Release,
Office of Gov. Mills, Governor Mills Announces
Winner of Don’t Miss Your Shot: Vaccinationland
Sweepstakes (July 4, 2021), https://w w w.
ma ine.gov/gover nor/mi lls/news/gover normills-announces-winner-dont-miss-your-shotvaccinationland-sweepstakes-2021-07-04 . 3
By the end of July 2021, 65.0% of Maine residents
had received at least one dose of a COVID-19 vaccine.
However, the geographic distribution of vaccination
was, and remains, uneven throughout the state. See
Maine CDC, COVID-19 Vaccination Dashboard: COVID
Vaccination by County Listing, (last visited Oct. 15, 2021)
3. “While our review is generally limited to the record below,
see Fed. R. App. P. 10, we may take judicial notice of facts which are
‘capable of being determined by an assuredly accurate source.’”
Pietrangelo v. Sununu, No. 21-1366, 2021 U.S. App. LEXIS 29678,
2021 WL 4487850, at *1 n.1 (1st Cir. Oct. 1, 2021) (citations omitted)
(quoting United States v. Hoyts Cinemas Corp., 380 F.3d 558, 570
(1st Cir. 2004)).
19a
Appendix B
https://www.maine.gov/covid19/vaccines/dashboard; see
also Pietrangelo, 2021 U.S. App. LEXIS 29678, 2021 WL
4487850, at *1 n.1 (“The accuracy of state and federal
vaccine distribution data cannot be reasonably questioned
. . . .”). Many counties report much lower vaccination rates.
Maine CDC, COVID-19 Vaccination Dashboard, supra.
Efforts to reach the elderly population have also shown
geographic differences. See id.
Despite these measures, Maine faced a severe crisis in
its healthcare facilities when the delta variant hit the state.4
According to Maine CDC, the delta variant is more than
twice as contagious as previous variants and may cause
more severe illness than previous variants. An individual
infected with the delta variant may transmit it to others
within twenty-four to thirty-six hours of exposure. Those
conditions threaten the entire population of the state. But
health care facilities are uniquely susceptible to outbreaks
of infectious diseases like COVID-19 because medical
diagnosis and treatment often require close contact
between providers and patients (who often are medically
vulnerable). And outbreaks at healthcare facilities hamper
the state’s ability to care for its residents suffering both
from COVID-19 and from other conditions. That problem
is particularly acute in Maine because, as Maine CDC’s
director stated, “the size of Maine’s healthcare workforce
is limited, such that the impact of any outbreaks among
4. The emergency rule defines a healthcare facility as “a
licensed nursing facility, residential care facility, Intermediate
Care Facility for Individuals with Intellectual Disabilities (ICF/
IID), multi-level healthcare facility, hospital, or home health
agency subject to licensure by [Maine HHS].”
20a
Appendix B
personnel is far greater than it would be in a state with
more extensive healthcare delivery systems.” Maine
CDC determined that at least 90% of a population must
be vaccinated to prevent community transmission of the
delta variant. No county in Maine, including those that
have the highest vaccination rates, has achieved the 90%
level. Maine CDC, COVID-19 Vaccination Dashboard,
supra. Many counties are at much lower levels. Id. And
while community has a broader meaning than workers at
a particular healthcare facility, even at those facilities the
90% figure has not been reached. At the end of the last
monthly reporting period before Maine CDC adopted the
emergency rule, ambulatory surgical centers achieved
85.9% of workers vaccinated; hospitals hit only 80.3%,
nursing homes reached 73.0%, and intermediate care
facilities for individuals with intellectual disabilities only
68.2%. On August 11, four of fourteen known COVID-19
outbreaks in Maine were occurring at health care
facilities with “strong infection control programs.”5 Those
outbreaks were mostly caused by healthcare workers
bringing COVID-19 into the facilities.
In adopting its emergency rule, Maine CDC considered
the adequacy of other measures to arrest the crisis in its
healthcare facilities and to protect both its healthcare
infrastructure and its residents. Maine CDC considered
the following alternatives to mandatory vaccination:
5. By September 3, that number would jump to nineteen out
of thirty-three outbreaks.
21a
Appendix B
• Weekly or twice weekly testing. Maine CDC found
that individuals infected with the delta variant can
transmit the virus within twenty-four to thirty-six
hours of exposure. It thus concluded that periodic
testing would be ineffective.
• Daily testing. Maine CDC found that accurate
polymerase chain reaction tests take twenty-four to
seventy-two hours to provide results and that rapid
antigen tests are too inaccurate and too hard to
reliably secure. It thus concluded that daily testing
would be ineffective.
• Vaccination exemptions for individuals previously
infected with COVID-19. Maine CDC found that
the scientific evidence was uncertain as to whether
a previously infected individual would develop
sufficient immunity to prevent transmission. It
thus concluded that it could not justify such an
exemption.
• Continued reliance on personal protective
equipment. Maine CDC found that the use of
personal protective equipment reduced but did not
eliminate the possibility of spreading COVID-19
in healthcare facilities. It thus concluded that
mandating personal protective equipment alone
would be ineffective.
See Doe, 2021 U.S. Dist. LEXIS 197251, 2021 WL 4783626,
at *3. For these stated reasons, Maine CDC concluded that
none of its available alternatives to mandatory vaccination
22a
Appendix B
would allow it to protect its healthcare infrastructure and
its residents.
On August 12, Maine HHS and Maine CDC issued an
emergency rule adding COVID-19 to the list of diseases
against which healthcare workers must be vaccinated.6
Pointing to a 300% increase in COVID-19 cases between
June 19 and July 23 and the danger of the delta variant,
the agencies said the rule was necessary because
“[t]he presence of the highly contagious [d]elta variant in
Maine constitutes an imminent threat to public health,
safety, and welfare.” In announcing the rule, Governor
Mills explained that “[healthcare] workers perform a
critical role in protecting the health of Maine people, and
it is imperative that they take every precaution against
this dangerous virus, especially given the threat of the
highly transmissible [d]elta variant.” The rule requires
healthcare facilities to “exclude[] from the worksite”
for the rest of the public health emergency employees
who have not been vaccinated. In interpretive guidance,
Maine CDC clarified that the mandate does not extend
to those healthcare workers who do not work on-site at a
designated facility, for example those who work remotely.
Thus, employers may accommodate some workers’
6. Maine agencies may adopt temporary rules on an
emergency basis without going through regular notice and
comment procedures “to avoid an immediate threat to public
health, safety or general welfare.” Me. Rev. Stat. Ann. tit. 5, § 8054;
see Ms. S. v. Reg’l Sch. Unit 72, 829 F.3d 95, 105-06 (1st Cir. 2016)
(describing Maine rulemaking procedures). Along with adopting
the emergency rule, Maine CDC has proposed a permanent rule,
which is going through a notice and comment period.
23a
Appendix B
requests for religious exemptions provided that the
accommodations do not allow unvaccinated workers to
enter healthcare facilities. Maine HHS and Maine CDC
later announced that they would not begin enforcing the
rule until October 29.
Seeking to enjoin the emergency rule, the appellants
filed suit in the District of Maine. The appellants are
unvaccinated Maine healthcare workers (and a healthcare
provider) who object to vaccination with any of the three
available COVID-19 vaccines. They claim that their
religious beliefs prohibit them from using any product
“connected in any way with abortion.” The appellants
allege that Johnson & Johnson/Janssen used cells
ultimately derived from an aborted fetus to produce its
vaccine and that Moderna and Pfizer/BioNTech used the
same type of cells in researching their vaccines. So, the
appellants say, their religion prohibits them from being
vaccinated. At least one appellant has lost her job with
appellee Genesis Healthcare because she refused to get
vaccinated. All the appellants allege causes of action under
the Free Exercise Clause, the Equal Protection Clause,
the Supremacy Clause, Title VII, and 42 U.S.C. § 1985.
The appellants sought an ex parte temporary
restraining order and a preliminary injunction. The
district court denied the motion for a temporary
restraining order, concluding that the appellants failed
to satisfy the requirements of Federal Rule of Civil
Procedure 65(b)(1). It then received briefing and heard
argument on the motion for a preliminary injunction.
Following the hearing, the district court denied the motion
24a
Appendix B
in a forty-one-page decision. Doe, 2021 U.S. Dist. LEXIS
197251, 2021 WL 4783626, at *2.
The appellants sought and we denied an injunction
pending appeal. We expedited proceedings and now
resolve the appellants’ appeal of the district court’s order
denying a preliminary injunction.
II.
We review the district court’s factual findings for
clear error, its legal conclusions de novo, and its ultimate
decision to deny the preliminary injunction for abuse of
discretion.7 Norris ex rel. A.M. v. Cape Elizabeth Sch.
Dist., 969 F.3d 12, 21 (1st Cir. 2020).
“A plaintiff seeking a preliminary injunction must
establish that he is likely to succeed on the merits, that
he is likely to suffer irreparable harm in the absence of
7. The appellants claim that our review of the facts in First
Amendment cases must be de novo. The free speech cases they
cite for that proposition, however, describe the deference due to
a jury’s verdict and turn on mixed questions of fact and law. See
Sindi v. El-Moslimany, 896 F.3d 1, 14 (1st Cir. 2018) (citing Bose
Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 104 S. Ct.
1949, 80 L. Ed. 2d 502 (1984)); Veilleux v. Nat’l Broad. Co., 206
F.3d 92, 106 (1st Cir. 2000) (citing Bose). They do not stand for the
proposition that our review of all factual findings is de novo. See
Bose, 466 U.S. at 499-501 (explaining that in defamation cases,
courts must engage in independent review of mixed questions of
fact and law but that Rule 52(a) still applies to findings of fact).
Nor is the distinction material as the appellants largely do not
contest the district court’s factual findings.
25a
Appendix B
preliminary relief, that the balance of equities tips in his
favor, and that an injunction is in the public interest.”
Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20, 129
S. Ct. 365, 172 L. Ed. 2d 249 (2008).
A.
1.
Applying the standard of review set forth above,
we begin our analysis with the appellants’ free exercise
claims.
The First Amendment’s Free Exercise Clause,
as incorporated against the states by the Fourteenth
Amendment, protects religious liberty against government
interference. See Cantwell v. Connecticut, 310 U.S. 296,
303-04, 60 S. Ct. 900, 84 L. Ed. 1213 (1940). When
a religiously neutral and generally applicable law
incidentally burdens free exercise rights, we will sustain
the law against constitutional challenge if it is rationally
related to a legitimate governmental interest. See Fulton
v. City of Philadelphia, 141 S. Ct. 1868, 1876, 210 L. Ed. 2d
137 (2021) (citing Emp. Div. v. Smith, 494 U.S. 872, 878-82,
110 S. Ct. 1595, 108 L. Ed. 2d 876 (1990)). When a law is not
neutral or generally applicable, however, we may sustain
it only if it is narrowly tailored to achieve a compelling
governmental interest. Id. at 1881 (citing Church of the
Lukumi Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520,
546, 113 S. Ct. 2217, 124 L. Ed. 2d 472 (1993)).
26a
Appendix B
To be neutral, a law may not single out religion or
religious practices. See Lukumi, 508 U.S. at 532-534.
“Government fails to act neutrally when it proceeds in a
manner intolerant of religious beliefs or restricts practices
because of their religious nature.” Fulton, 141 S. Ct. at
1877 (citing Masterpiece Cakeshop, Ltd. v. Colo. Civ. Rts.
Comm’n, 138 S. Ct. 1719, 1730-32, 201 L. Ed. 2d 35 (2018),
and Lukumi, 508 U.S. at 533).
To be generally applicable, a law may not selectively
burden religiously motivated conduct while exempting
comparable secularly motivated conduct. See Lukumi,
508 U.S. at 543. “A law is not generally applicable if it
‘invite[s]’ the government to consider the particular
reasons for a person’s conduct by providing ‘a mechanism
for individualized exemptions.’” Fulton, 141 S. Ct. at 1877
(quoting Smith, 494 U.S. at 884) (alteration in original).
Under that rule, if a state reserves the authority to “grant
exemptions based on the circumstances underlying each
application,” it must provide a compelling reason to
exclude “religious hardship” from its scheme. Id. (quoting
Smith, 494 U.S. at 884). Nor is a law generally applicable
“if it prohibits religious conduct while permitting secular
conduct that undermines the government’s asserted
interests in a similar way.” Id. (citing Lukumi, 508 U.S.
at 542-46).
We see no error in the district court’s conclusion that
the appellants have not met their burden of showing a
likelihood of success on any aspect of their free exercise
claims.
27a
Appendix B
The appellants argue that the emergency rule is not
neutral and is not generally applicable. They have shown
no probability of success on those issues.
To start with, the rule is facially neutral, see Trump
v. Hawaii, 138 S. Ct. 2392, 2418, 201 L. Ed. 2d 775 (2018),
and no argument has been developed to us that the state
singled out religious objections to the vaccine “because
of their religious nature.” Fulton, 141 S. Ct. at 1877
(emphasis added). The state legislature removed both
religious and philosophical exemptions from mandatory
vaccination requirements, and thus did not single out
religion alone.
The rule is also generally applicable. It applies
equally across the board. The emergency rule does not
require the state government to exercise discretion in
evaluating individual requests for exemptions. Unlike,
for example, Sherbert v. Verner, 374 U.S. 398, 83 S. Ct.
1790, 10 L. Ed. 2d 965 (1963), in which the government
had discretion to decide whether “good cause” existed
to excuse the requirement of an unemployment benefits
scheme, id. at 399-401, 406, here there is no “mechanism
for individualized exemptions” of the kind at issue in
Fulton, 141 S. Ct. at 1877 (quotation marks and citation
omitted). Instead, there is a generalized “medical
exemption . . . available to an employee who provides
a written statement from a licensed physician, nurse
practitioner or physician assistant that, in the physician’s,
nurse practitioner’s or physician assistant’s professional
judgment, immunization against one or more diseases may
be medically inadvisable.” Me. Rev. Stat. tit. 22, § 802(4-B).
28a
Appendix B
No case in this circuit and no case of the Supreme Court
holds that a single objective exemption renders a rule not
generally applicable. See Maryville Baptist Church, Inc.
v. Beshear, 957 F.3d 610, 614 (6th Cir. 2020) (per curiam)
(“As a rule of thumb, the more exceptions to a prohibition,
the less likely it will count as a generally applicable, nondiscriminatory law.”).
The rule is also generally applicable because it
does not permit “secular conduct that undermines the
government’s asserted interests in a similar way.” Fulton,
141 S. Ct. at 1877; see Tandon v. Newsom, 141 S. Ct. 1294,
1296, 209 L. Ed. 2d 355 (2021) (“[W]hether two activities
are comparable for purposes of the Free Exercise Clause
must be judged against the asserted government interest
that justifies the regulation at issue.”). We conclude that
exempting from vaccination only those whose health would
be endangered by vaccination does not undermine Maine’s
asserted interests here: (1) ensuring that healthcare
workers remain healthy and able to provide the needed
care to an overburdened healthcare system; (2) protecting
the health of the those in the state most vulnerable to
the virus -- including those who are vulnerable to it
because they cannot be vaccinated for medical reasons;
and (3) protecting the health and safety of all Mainers,
patients and healthcare workers alike. See Smith, 494
U.S. at 874, 890 (upholding as constitutional a criminal
prohibition on peyote ingestion that exempted those to
whom “the substance has been prescribed by a medical
practitioner” with no exemption for religious use). Maine’s
three interests are mutually reinforcing. It must keep
its healthcare facilities staffed in order to treat patients,
29a
Appendix B
whether they suffer from COVID-19 or any other medical
condition. To accomplish its three articulated goals, Maine
has decided to require all healthcare workers who can be
vaccinated safely to be vaccinated.
Providing a medical exemption does not undermine
any of Maine’s three goals, let alone in a manner similar
to the way permitting an exemption for religious objectors
would. Rather, providing healthcare workers with
medically contraindicated vaccines would threaten the
health of those workers and thus compromise both their
own health and their ability to provide care. The medical
exemption is meaningfully different from exemptions to
other COVID-19-related restrictions that the Supreme
Court has considered. In those cases, the Supreme
Court addressed whether a state could prohibit religious
gatherings while allowing secular activities involving
everyday commerce and entertainment and it concluded
that those activities posed a similar risk to physical health
(by risking spread of the virus) as the prohibited religious
activities. See, e.g., Tandon, 141 S. Ct. at 1297 (rejecting
the California order that restricted worship but permitted
larger groups to gather in “hair salons, retail stores,
personal care services, movie theaters, private suites at
sporting events and concerts, and indoor restaurants”);
Roman Cath. Diocese of Brooklyn v. Cuomo, 141 S. Ct.
63, 66-68, 208 L. Ed. 2d 206 (2020) (per curiam) (rejecting
the New York order that restricted worship but permitted
larger groups to gather at “acupuncture facilities, camp
grounds, garages, as well as many [businesses] whose
services are not limited to those that can be regarded
as essential, such as all plants manufacturing chemicals
30a
Appendix B
and microelectronics and all transportation facilities”);
see also S. Bay United Pentecostal Church v. Newsom,
141 S. Ct. 716, 717, 209 L. Ed. 2d 22 (2021) (statement of
Gorsuch, J., joined in part by four justices) (criticizing the
California order that restricted worship but permitted
larger groups to gather in “most retail” establishments
and “other businesses”). In contrast to those cases, Maine
CDC’s rule offers only one exemption, and that is because
the rule itself poses a physical health risk to some who
are subject to it. 8 Thus, carving out an exception for those
people to whom that physical health risk applies furthers
Maine’s asserted interests in a way that carving out an
exemption for religious objectors would not.
Unlike the medical exemption, a religious exemption
would not advance the three interests Maine has
articulated. In contrast to the restrictions at issue in
Tandon, Roman Catholic Diocese, and South Bay United,
Maine’s rule does not rest on assumptions about the public
health impacts of various secular or religious activities.
Instead, it requires all healthcare workers to be vaccinated
as long as the vaccination is not medically contraindicated
-- that is as long as it furthers the state’s health-based
interests in requiring vaccination. Thus, the comparability
concerns the Supreme Court flagged in the Tandon line of
cases are not present here. See Tandon, 141 S. Ct. at 1296
(“Comparability [for free exercise purposes] is concerned
with the risks various activities pose, not the reasons why
people gather.” (emphasis added)). By analogy, if Maine’s
8. Those risks can be serious and even life threatening. For
example, the COVID-19 vaccines are contraindicated for those
who have had allergic reactions to a component of the vaccines.
31a
Appendix B
emergency rule were an occupancy limit, it would apply
to all indoor activities equally based on facility size, but it
would exempt healthcare facilities. That analogous policy
would serve the state’s goal of protecting public health,
while maximizing the number of residents able to access
healthcare and thus minimizing health risks. Such a rule
would not fall afoul of the Supreme Court’s decisions.
See Tandon, 141 S. Ct. at 1296. The rule is generally
applicable. And it easily satisfies rational basis review.
Strict scrutiny does not apply here. But even if it did,
the plaintiffs still have no likelihood of success.
“Stemming the spread of COVID-19 is unquestionably
a compelling interest . . . .” Roman Cath. Diocese of
Brooklyn, 141 S. Ct. at 67; see also Workman v. Mingo
Cnty. Bd. of Educ., 419 F. App’x 348, 353 (4th Cir. 2011)
(“[T]he state’s wish to prevent the spread of communicable
diseases clearly constitutes a compelling interest.”). Few
interests are more compelling than protecting public
health against a deadly virus. In promulgating the rule
at issue here, Maine has acted in response to this virus
to protect its healthcare system by meeting its three
goals of preventing the overwhelming of its healthcare
system, protecting those most vulnerable to the virus and
to an overwhelmed healthcare system, and protecting the
health of all Maine residents. In focusing the vaccination
requirement on healthcare workers, Maine has taken
steps to increase the likelihood of protecting the health
of its population, particularly those who are most likely
to suffer severe consequences if they contract COVID-19
or are denied other needed medical treatment by an
overwhelmed healthcare system.
32a
Appendix B
We begin by asking “not whether the [state] has a
compelling interest in enforcing its [rule] generally, but
whether it has such an interest in denying an exception”
to plaintiffs. Fulton, 141 S. Ct. at 1881. If any healthcare
workers providing such services, including the plaintiffs,
were exempted from the policy for non-health-related
reasons, the most vulnerable Mainers would be threatened.
Cf. id. at 1881-82.
Maine also reasonably used all the tools available
to fight contagious diseases. Its rule, thus, does not fail
narrow tailoring.9 The available tools roughly fit into two
categories. The first category involves pharmaceutical
interventions. The second involves non-pharmaceutical
inter ventions. Maine CDC and Maine HHS have
considered their experience with both categories.
The first category itself contains two types of
interventions. The COVID-19 vaccines protect against
infection and lower the risk of adverse health consequences,
9. The appellants claim they were forced to bear the burden
of showing that the regulation failed strict scrutiny. The district
court’s decision belies that claim. See Doe, 2021 U.S. Dist. LEXIS
197251, 2021 WL 4783626, at *12 (“The government must also
demonstrate that it ‘seriously undertook to address the problem
with less intrusive tools readily available to it’ and ‘that it
considered different methods that other jurisdictions have found
effective.’” (quoting McCullen v. Coakley, 573 U.S. 464, 494, 134
S. Ct. 2518, 189 L. Ed. 2d 502 (2014)). As we do here, the district
court required Maine to show that its rule satisfied strict scrutiny.
Maine met that burden by showing that it considered alternative
means of achieving its goals and that those alternatives were
inadequate.
33a
Appendix B
including death, should a vaccinated person become
infected. Vaccination also reduces a person’s risk of
transmitting COVID-19 to others. There are also
treatments that can be administered to infected patients
once they have contracted the disease. Because those
treatments do not prevent infections, Maine established in
the record that reliance on such treatment options would
not meet its goals.
The second category is one in which Maine actively
engaged before the mandate and included measures like
testing, masking, and social distancing. Those measures
proved to be ineffective in meeting Maine’s goals. As to
testing, Maine CDC concluded that regular testing cannot
prevent transmission given how quickly an infected person
can transmit the delta variant and how long accurate
testing takes. And Maine experienced multiple COVID-19
outbreaks in healthcare facilities adhering to mandatory
masking and distancing rules. Thus, Maine has shown
that non-pharmaceutical interventions are inadequate to
meet its goals. See Doe, 2021 U.S. Dist. LEXIS 197251,
2021 WL 4783626, at *3, *12-14 (making factual findings
about the inadequacy of non-pharmaceutical alternatives).
Maine has demonstrated that it has tried many
alternatives to get its healthcare workers vaccinated
short of a mandate. These include vaccine prioritization,
worksite vaccine administration, and prizes for vaccination.
But both its healthcare-worker-focused efforts and
general incentives have failed to achieve the at least 90%
vaccination rate required to halt community transmission
of the delta variant. Maine has no alternative to meet
34a
Appendix B
its goal other than mandating healthcare workers to be
vaccinated. See id.
As part of our narrow tailoring analysis, we consider
whether the rule is either under- or overinclusive. See
Lukumi, 508 U.S. at 546. The rule is not. The regulation
applies to all healthcare workers for whom a vaccine is
not medically contraindicated. Indeed, eliminating the
only exemption would likely be unconstitutional itself.
See Jacobson v. Massachusetts, 197 U.S. 11, 38-39, 25
S. Ct. 358, 49 L. Ed. 643 (1905). Nor is the regulation
overinclusive. It does not extend beyond the narrow
sphere of healthcare workers, limiting the universe of
people covered to those who regularly enter healthcare
facilities. The emergency rule is thus focused to achieve
the state’s goal of keeping its residents safe because it
requires vaccination only of those most likely to come into
regular contact with those for whom the consequences of
contracting COVID-19 are likely to be most severe.
Out-of-circuit authorities to the contrary are
distinguishable and not persuasive. The appellants stress
Fraternal Order of Police Newark Lodge No. 12 v. City of
Newark, 170 F.3d 359 (3d Cir. 1999) (Alito, J.), in which the
Third Circuit prohibited a police department from offering
medical but not religious exemptions to its facial hair policy.
It applied strict scrutiny to the policy after determining
that the police department’s disparate allowance of
exemptions suggested a discriminatory intent. Id. at 365.
But critically, the police department sought to justify its
policy by pointing to its interest in a uniform appearance
among police officers. Id. at 366. Thus, the Third Circuit
35a
Appendix B
concluded, the medical exemptions undermined the
police department’s interests, which “indicate[d] that the
[d]epartment has made a value judgment that secular (i.e.,
medical) motivations for wearing a beard are important
enough to overcome its general interest in uniformity
but that religious motivations are not.” Id. But, in doing
so, the court also distinguished the police department’s
exemption from the no-beard policy for undercover officers,
explaining that the undercover officer exemption “does
not undermine the [d]epartment’s interest in uniformity
because undercover officers obviously are not held out to
the public as law enforcement.” Id. (quotation omitted).
The court further recognized that the very restriction
on a controlled substance that the Supreme Court upheld
in Smith contained an exemption permitting use of the
substance for individuals to whom the substance “ha[d]
been prescribed by a medical practitioner.” Id. (quoting
Smith, 494 U.S. at 874). Neither this medical prescription
exemption in Smith, the court explained, nor the exemption
for undercover officers, “trigger heightened scrutiny
because the Free Exercise Clause does not require the
government to apply its laws to activities that it does not
have an interest in preventing.” Id. Here, in contrast,
the medical exemptions support Maine’s public health
interests. Maine would hardly be protecting its residents
if it required them to accept medically contraindicated
treatments. Rather than undermine Maine’s asserted
governmental interest, the health exemption supports it.
Therefore, Maine’s providing medical but not religious or
philosophical exemptions does not suggest an improper
motive.
36a
Appendix B
Nor do the appellants find support in their citation of
the Sixth Circuit’s recent decision denying a stay pending
appeal of a preliminary injunction in Dahl v. Board of
Trustees of Western Michigan University, No. 21-2945,
2021 U.S. App. LEXIS 30153, 2021 WL 4618519 (6th Cir.
Oct. 7, 2021) (per curiam). In Dahl, the District Court for
the Western District of Michigan preliminarily enjoined
a state university from requiring student-athletes to be
vaccinated in order to participate in athletic activities.
2021 U.S. App. LEXIS 30153, [WL] at *1. The university’s
policy provided that “[m]edical or religious exemptions
and accommodations will be considered on an individual
basis.” 2021 U.S. App. LEXIS 30153, [WL] at *4. The
Sixth Circuit held that the policy provided a “mechanism
for individualized exemptions,” applied strict scrutiny, and
held that the policy was not narrowly tailored to meet the
university’s goals. 2021 U.S. App. LEXIS 30153, [WL] at
*4-5. The emergency rule here is materially different from
the university’s policy in Dahl. First, Maine’s emergency
rule does not allow any government official discretion
to consider the merits of an individual’s request for an
exemption. Even so and even assuming that strict scrutiny
applies, Maine has narrowly tailored its rule. That
conclusion follows from the second key distinction between
this case and Dahl: the vaccination requirement in Dahl
required vaccination only of athletes, not of the thousands
of other students with whom the athletes may live, study,
eat, and socialize. See 2021 U.S. App. LEXIS 30153,
[WL] at *5. In contrast, the Maine rule covers everyone
who works with the medically vulnerable population in
healthcare facilities. Unlike the university’s athletesonly policy, Maine’s emergency rule is not underinclusive
37a
Appendix B
even under Dahl because it encompasses every employee
working in a setting posing a serious risk of COVID-19
exposure and transmission.
Finally, the appellants’ reliance on recent decisions
in New York does not advance their cause. See Dr. A. v.
Hochul, No. 1:21-cv-1009, 2021 U.S. Dist. LEXIS 199419,
2021 WL 4734404 (N.D.N.Y. Oct. 12, 2021) (granting
preliminary injunction); see also We the Patriots USA, Inc.
v. Hochul, No. 21-2179 (2d Cir. Sept. 30, 2021) (unpublished
order) (granting in part injunction pending appeal). In Dr.
A., a group of healthcare workers challenged under the
Free Exercise Clause an emergency regulation issued
by the New York State Public Health & Health Planning
Council, which required most healthcare workers in that
state to be vaccinated against COVID-19.10 The Maine
regulation here is distinguishable from the New York
regulation at issue in Dr. A. Eight days after New York
officials promulgated a version of the regulation containing
a religious exemption, they amended the regulation to
“eliminate the religious exemption.” 2021 U.S. Dist.
LEXIS 199419, 2021 WL 4734404, at *8. In light of that
change, Dr. A. found that state officials had singled out
religious believers through a “religious gerrymander.”
Id. In contrast, Maine’s legislature eliminated religious
and philosophical exemptions to mandatory vaccination
in May 2019 and Maine voters approved the law in March
2020. That timeline does not support a claim of religious
10. The Dr. A. plaintiffs also raised Title VII claims. We
believe the Title VII analysis in Dr. A. is erroneous for the same
reasons the appellants’ Title VII claims fail here. See infra Part
II.A.2.
38a
Appendix B
gerrymandering. Nor have the appellants developed
a religious animus argument on appeal. Dr. A. is also
inapplicable because it found that New York had failed to
explain why the testing and masking alternatives offered
to medically exempt healthcare workers were inadequate.
2021 U.S. Dist. LEXIS 199419, 2021 WL 4734404, at *9-10.
In contrast, Maine has explained, and the district court
found, that testing and masking would not achieve Maine’s
vital goals to the extent that vaccination would. See Doe,
2021 U.S. Dist. LEXIS 197251, 2021 WL 4783626, at *14.
Further, unlike in Dr. A., Maine has demonstrated that
given the “limited” nature of its healthcare workforce and
its significant elderly population -- the highest in the nation
-- it has tried and failed to control “numerous COVID-19
outbreaks at health care facilities,” even after multiple
attempts to implement a variety of alternative measures.
In confronting the various risks to its own population and
its own healthcare delivery system, Maine’s rule does not
violate the Constitution. See S. Bay United Pentecostal
Church v. Newsom, 140 S. Ct. 1613, 1613-14, 207 L. Ed.
2d 154 (2020) (Roberts, C.J., concurring).
2.
The appellants also assert claims against the state
appellees under the Equal Protection Clause, against
the hospitals under Title VII, and against all appellees
under the Supremacy Clause and 42 U.S.C. § 1985. We
find no error in the district court’s conclusion that they are
unlikely to succeed on any of those claims. See Doe, 2021
U.S. Dist. LEXIS 197251, 2021 WL 4783626, at *15-16.
39a
Appendix B
When a free exercise challenge fails, any equal
protection claims brought on the same grounds are
subject only to rational-basis review. Locke v. Davey, 540
U.S. 712, 720 n.3, 124 S. Ct. 1307, 158 L. Ed. 2d 1 (2004);
Wirzburger v. Galvin, 412 F.3d 271, 282 (1st Cir. 2005).
As the appellants are unlikely to succeed on their free
exercise claims, they are unlikely to succeed on their equal
protection claims as well.
The appellants’ Supremacy Clause argument rests on
their assertion that the hospitals (in concert with the state
appellees) have “claim[ed] that the protections of Title VII
are inapplicable in the State of Maine.” The record simply
does not support that argument. The parties agree that
Title VII is the supreme law of the land; the hospitals
merely dispute that Title VII requires them to offer the
appellants the religious exemptions they seek. See Cal.
Fed. Sav. & Loan Ass’n v. Guerra, 479 U.S. 272, 281-83,
107 S. Ct. 683, 93 L. Ed. 2d 613 (1987) (describing “narrow
scope” of preemption under Title VII). The appellants
have not shown their entitlement to an injunction under
the Supremacy Clause.
Nor do the appellants fare better in their Title VII
arguments for a preliminary injunction.11 To obtain a
11. Appellee Northern Light argues that the appellants
waived their request for injunctive relief by not including it in
their earlier request for an injunction pending appeal. We may
properly consider that request in our review here of the district
court’s denial of preliminary injunctive relief against all parties,
as the appellants have preserved and developed their argument
on appeal.
40a
Appendix B
preliminary injunction, the appellants must show that
they have inadequate remedies at law. See Ruckelshaus v.
Monsanto Co., 467 U.S. 986, 1019, 104 S. Ct. 2862, 81 L. Ed.
2d 815 (1984). When litigants seek to enjoin termination
of employment, money damages ordinarily provide an
appropriate remedy. To obtain an injunction, therefore,
the appellants must show a “genuinely extraordinary
situation.” Sampson v. Murray, 415 U.S. 61, 92 n.68, 94
S. Ct. 937, 39 L. Ed. 2d 166 (1974); cf. Matrix Grp. Ltd.
v. Rawlings Sporting Goods Co., 378 F.3d 29, 34 (1st Cir.
2004) (holding that an injunction is unavailable in ordinary
breach of contract action). The district court determined
that the appellants “have not shown that the injuries they
have suffered or may suffer -- the loss of their employment
and economic harm -- meet [that] high standard,” noting
that the appellants had not exhausted their administrative
remedies. Doe, 2021 U.S. Dist. LEXIS 197251, 2021 WL
4783626, at *16; see Fort Bend Cnty. v. Davis, 139 S.
Ct. 1843, 1850-51, 204 L. Ed. 2d 116 (2019) (describing
exhaustion requirements).
We find no error in that conclusion. Indeed, our
court has expressly declined to provide such preliminary
relief, and has declined to “reach the question of what
circumstances would justify a district court in granting
preliminary relief in such cases,” finding only that
“[a]t a minimum, an aggrieved person seeking preliminary
relief outside the statutory scheme for alleged Title VII
violations would have to make a showing of irreparable
injury sufficient in kind and degree to justify the
disruption of the prescribed administrative process.”
Bailey v. Delta Air Lines, Inc., 722 F.2d 942, 944 (1st
41a
Appendix B
Cir. 1983). The appellants have failed to demonstrate why
they are entitled to pre-termination relief despite their
failure to exhaust, given that the loss of employment
“does not usually constitute irreparable injury” except
in “the genuinely extraordinary situation” going beyond
mere cases of “insufficiency of savings or difficulties in
immediately obtaining other employment.” Sampson, 415
U.S. at 90, 91 n.68. That is true regardless of whether the
appellants have administratively exhausted their claims.
The appellants’ failure to exhaust does not put them in a
better position to seek extraordinary relief. And even if
the appellants were entitled to an injunction, they have
not shown a likelihood of success on the ultimate merits
questions. The hospitals need not provide the exemption
the appellants request because doing so would cause
them to suffer undue hardship. See Cloutier v. Costco
Wholesale Corp., 390 F.3d 126, 134 (1st Cir. 2004); see also
Trahan v. Wayfair Maine, LLC, 957 F.3d 54, 67 (1st Cir.
2020) (holding that “liability for failure to engage in an
interactive process depends on a finding that the parties
could have discovered and implemented a reasonable
accommodation through good faith efforts”).
Finally, the appellants are unlikely to succeed on
their § 1985 conspiracy claims. To properly plead a § 1985
conspiracy, the appellants “must allege the existence of
a conspiracy, allege that the purpose of the conspiracy
is ‘to deprive the plaintiff of the equal protection of the
laws,’ describe at least one overt act in furtherance of the
conspiracy, and ‘show either injury to person or property,
or a deprivation of a constitutionally protected right.’”
Alston v. Spiegel, 988 F.3d 564, 577 (1st Cir. 2021) (quoting
42a
Appendix B
Pérez-Sánchez v. Pub. Bldg. Auth., 531 F.3d 104, 107 (1st
Cir. 2008)). To allege that a civil rights conspiracy exists,
they “must plausibly allege facts indicating an agreement
among the conspirators to deprive [them] of [their] civil
rights.” Id. at 577-78 (quoting Parker v. Landry, 935 F.3d
9, 18 (1st Cir. 2019)). Here the appellants do not allege that
the hospitals had any role in the amendment of the statute
or issuance of the regulation, only that they supported the
regulation after the fact. Thus, their conspiracy claims
are unlikely to succeed.
B.
Having found no error in the district court’s conclusion
that the appellants are unlikely to succeed on the merits
of any of their claims, we turn to its handling of the other
preliminary injunction factors.
Even if, arguendo, these claims presumptively cause
irreparable harm, we think the state has overcome any
such presumption. Further, because the appellants have
not shown a constitutional or statutory violation, they have
not shown that enforcement of the rule against them would
cause them any legally cognizable harm.
Finally, we review the district court’s balancing of
the equities and analysis of the public interest together,
as they “merge when the [g]overnment is the opposing
party.” Nken v. Holder, 556 U.S. 418, 435, 129 S. Ct. 1749,
173 L. Ed. 2d 550 (2009). Maine’s interest in safeguarding
its residents is paramount. While we do not diminish the
appellants’ liberty of conscience, we cannot find, absent
43a
Appendix B
any constitutional or statutory violation, any error in the
district court’s conclusion that the rule promotes strong
public interests and that an injunction would not serve the
public interest. See Doe, 2021 U.S. Dist. LEXIS 197251,
2021 WL 4783626, at *17.
III.
The district court’s order denying a preliminary
injunction is affirmed.
44a
Appendix C
APPENDIX C — PROCEEDINGS
AND ORDERS
OF THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT, DOCKETED
OCTOBER 15, 2021
No. 21A83
JOHN DOES 1-3, ET AL.,
Applicants
v.
JANET T. MILLS, GOVERNOR
OF MAINE, ET AL.
Docketed:
October 15, 2021
Lower Ct:
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
Case Numbers:
(21-1826)
45a
Appendix C
DATE
Oct 15 2021
Oct 19 2021
NAME
Attorneys
for Petitioners
PROCEEDINGS AND
ORDERS
Application (21A83)
for injunctive relief,
submitted to Justice
Breyer.
Application (21A83)
denied by Justice
Breyer. The application
is denied without
prejudice to applicants
filing a new application
after the Court of
Appeals issues a
decision on the merits
of the appeal, or if the
Court of Appeals does
not issue a decision by
October 29, 2021.
ADDRESS
PHONE
PO Box 540774
407-875-1776
Orlando,
FL
32854
Counsel of Record
Mathew D. Staver
Party name:
Jane Doe, et al.
court@lc.org
46a
Appendix
D
APPENDIX D — ORDER
DENYING
EMERGENCY
MOTION FOR INJUNCTION PENDING APPEAL
OF THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT, FILED
OCTOBER 15, 2021
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 21-1826
JOHN DOES, 1-3; JACK DOES, 1-1000;
JANE DOES, 1-6; JOAN DOES, 1-1000,
Plaintiffs-Appellants,
v.
JANET T. MILLS, IN HER OFFICIAL CAPACITY
AS GOVERNOR OF THE STATE OF MAINE;
JEANNE M. LAMBREW, IN HER OFFICIAL
CAPACITY AS COMMISSIONER OF THE
MAINE DEPARTMENT OF HEALTH AND
HUMAN SERVICES; NIRAV D. SHAH, IN HIS
OFFICIAL CAPACITY AS DIRECTOR OF THE
MAINE CENTER FOR DISEASE CONTROL
AND PREVENTION; MAINEHEALTH; GENESIS
HEALTHCARE OF MAINE, LLC; GENESIS
HEALTHCARE, LLC; NORTHERN LIGHT
HEALTH FOUNDATION; MAINEGENERAL
HEALTH,
Defendants-Appellees.
October 15, 2021, Entered
47a
Appendix D
Before Howard, Chief Judge, Lynch and Barron, Circuit
Judges.
ORDER OF COURT
The appellants’ emergency motion for an injunction
pending appeal is denied.
By the Court:
Maria R. Hamilton, Clerk
48a
Appendix
E DENYING
APPENDIX E
— ORDER
MOTION FOR INJUNCTION PENDING
From: cmecf@med.uscourts.gov
To: cmecfnef@med.uscourts.gov
Subject: Activity in Case 1:21-cv-00242-JDL JANE
DOES 1-6 et al v. MILLS et al Order on Motion
for Order
Date: Wednesday, October 13, 2021 4:50:00 PM
This is an automatic e-mail message generated by the CM/
ECF system. Please DO NOT RESPOND to this e-mail
because the mail box is unattended.
***NOTE TO PUBLIC ACCESS USERS*** Judicial
Conference of the United States policy permits attorneys
of record and parties in a case (including pro se litigants)
to receive one free electronic copy of all documents filed
electronically, if receipt is required by law or directed by
the filer. PACER access fees apply to all other users. To
avoid later charges, download a copy of each document
during this first viewing. However, if the referenced
document is a transcript, the free copy and 30 page limit
do not apply.
U.S. District Court
District of Maine
Notice of Electronic Filing
The following transaction was entered on 10/13/2021 at
4:49 PM EST and filed on 10/13/2021
49a
Appendix E
Case Name: JANE DOES 1-6 et al v. MILLS et al
Case Number: 1:21-cv-00242-JDL
Filer:
Document Number: 68(No document attached)
Docket Text:
ORDER re [67] Motion for Order - Plaintiffs have
filed an Emergency Request for Ruling on Pending
Motion for Injunction Pending Appeal. ECF No. 67.
The Plaintiffs have not filed a separate Motion for
an Injunction Pending Appeal. However, I will treat
the Emergency Request as a motion seeking a stay or
other relief authorized by Fed. R. App. P. 8(a)(1)(C).
For the reasons stated in the Order Denying Motion
for Preliminary Injunction (ECF No. 65), Plaintiffs
Motion for an Injunction Pending Appeal (ECF No. 67)
is ORDERED denied. By JUDGE JON D. LEVY. (aks)
1:21-cv-00242-JDL Notice has been electronically
mailed to:
DANIEL J. SCHMID dschmid@lc.org
HORATIO G. MIHET hmihet@lc.org
JA M ES R . ERW IN jer w i n@pierceat wood.com,
ngiachinta@pierceatwood.com
KATHARINE I. RAND krand@pierceatwood.com,
ngiachinta@pierceatwood.com
50a
Appendix E
KATHERINE LEE PORTER
kporter@eatonpeabody.com
KIMBERLY L. PATWARDHAN
kimberly.patwardhan@maine.gov,
laura.solisfarias@maine.gov
MATHEW D. STAVER court@lc.org
ROGER K. GANNAM rgannam@lc.org, court@LC.org
RYAN P. DUMAIS rdumais@eatonpeabody.com,
ahartikka@eatonpeabody.com,
ecabral@eatonpeabody.com
STEPHEN C. WHITING mail@whitinglawfirm.com
THOMAS A. KNOWLTON thomas.a.knowlton@maine.
gov, amy.oliver@maine.gov, pamela.chaput@maine.gov
VALERIE A. WRIGHT Valerie.A.Wright@maine.gov,
Laura.SolisFarias@maine.gov
1:21-cv-00242-JDL Notice has been delivered by other
means to:
51a
F THE UNITED
APPENDIX F —Appendix
ORDER OF
STATES DISTRICT COURT FOR THE DISTRICT
OF MAINE, FILED OCTOBER 13, 2021
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MAINE
1:21-cv-00242-JDL
JANE DOES 1-6 et al.,
Plaintiffs,
v.
JANET T. MILLS, IN HER OFFICIAL CAPACITY
AS GOVERNOR OF THE STATE OF MAINE, et al.,
Defendants.
October 13, 2021, Decided;
October 13, 2021, Filed
ORDER ON PLAINTIFFS’ MOTION FOR
PRELIMINARY INJUNCTION
I. INTRODUCTION
Plaintiffs, eight individual healthcare workers and
one individual healthcare provider, seek a preliminary
injunction (ECF No. 3) prohibiting Janet T. Mills, Maine’s
Governor, and other named defendants from requiring
all employees of designated healthcare facilities to be
52a
Appendix F
vaccinated against the SARS-CoV-2 coronavirus—the
cause of COVID-19 infections—through the enforcement
of the rule, Immunization Requirements for Healthcare
Workers, 10-144-264 Me. Code R. § 1-7 (2021)1 (the
“Rule”), as amended August 12, 2021. The Plaintiffs
contend that the vaccination requirement violates their
First Amendment and other federal constitutional and
statutory rights because it does not exempt from its
requirements individuals whose sincerely held religious
beliefs cause them to object to being vaccinated against
COVID-19. Seven of the nine plaintiffs also contend that
their employers violated federal employment law by
refusing to grant them a religious exemption from the
vaccination requirement.
The Plaintiffs’ five-count Complaint (ECF No. 1)
names as defendants, in their official capacities, Governor
Mills; Dr. Nirav D. Shah, the Director of Maine CDC;
and Jeanne M. Lambrew, the Commissioner of the Maine
Department of Health and Human Services (“DHHS”)
(the “State Defendants”). The Complaint also names five
incorporated entities that operate healthcare facilities
in Maine: Defendants Genesis Healthcare of Maine,
LLC; Genesis Healthcare, LLC; Northern Light Health
Foundation; MaineHealth; and MaineGeneral Health (the
“Hospital Defendants”).
1. The Rule can be found at https://www.maine.gov/dhhs/mecdc/
rules/maine-cdc-rules.shtml (perma.cc/R3UM-ZBN3) (navigate to
the text of the Rule by selecting “Emergency,” and then choosing
“Emergency Rulemaking: 10-144 CMR Ch. 264 — Immunization
Requirements for Healthcare Workers.”).
53a
Appendix F
The Rule requires all employees of designated
healthcare facilities2 to receive their final dose of the
vaccination against the SARS-CoV-2 coronavirus by
September 17, 2021. 10-144-264 Me. Code R. § 5(A)(7)
(effective Aug. 12, 2021). On September 2, 2021, the
DHHS and Maine CDC announced that they would not
begin enforcing the Rule’s provisions until October 29,
2021, to allow additional time for employees of designated
healthcare facilities to comply with the Rule by receiving
their final vaccine dose by October 15. ECF No. 49-5 at
¶ 37. If granted, the preliminary injunction would prohibit
the Defendants from enforcing the Rule or terminating
the Plaintiffs’ employment based on their refusal to be
vaccinated against COVID-19.
A hearing on the Motion for Preliminary Injunction was
held on September 20, 2021. 3 After careful consideration
2. Under the Rule, designated healthcare facility “means a
licensed nursing facility, residential care facility, Intermediate
Care Facility for Individuals with Intellectual Disabilities (ICF/
IID), multi-level healthcare facility, hospital, or home health agency
subject to licensure by the State of Maine, Department of Health
and Human Services Division of Licensing and Certification.” The
Rule also applies to dental health practices (where dentists and/or
dental hygienists provide oral health care) and to Emergency Medical
Services operations. 10-144-264 Me. Code R. § 1(D), (E), (H) (Aug.
12, 2021). All references to “designated healthcare facilities” in this
Order include all of the entities subject to the Rule’s requirements.
3. The Plaintiffs’ Motion also included a request for an ex parte
temporary restraining order to the same effect. On August 26,
2021, after a conference with the Plaintiffs’ counsel, I denied that
portion of the Motion (ECF No. 11), concluding that the Plaintiffs
had not satisfied the requirements of Federal Rule of Civil Procedure
65(b)(1) for a temporary restraining order without providing notice
to the Defendants.
54a
Appendix F
and for the reasons that follow, I deny the Plaintiffs’
motion. (ECF No 3).
II. BACKGROUND
The parties have filed declarations and various
exhibits in support of their positions. Except where
otherwise noted, I have based my findings on these
documents.4 Additionally, I take judicial notice of certain
additional facts pertinent to the Motion. See In re Colonial
Mortgage Bankers Corp., 324 F.3d 12, 20 (1st Cir. 2003)
(noting that although a district court is generally limited to
examining the record, it may also consider “the documents
incorporated by reference in it, matters of public record,
and other matters susceptible to judicial notice”); see also
Loucka v. Lincoln Nat’l Life Ins. Co., 334 F. Supp. 3d 1,
8-9 (D.D.C. 2018) (“[T]he CDC’s Lyme-testing criteria and
procedures are a matter of public record, and it cannot
be reasonably questioned that the agency’s website is an
accurate source for those standards.”).
To provide the necessary background, I begin by
addressing: (A) COVID-19 and Maine’s response; (B) the
asserted religious beliefs that cause Plaintiffs to refuse
to be vaccinated against COVID-19; and (C) the origin of
4. The bulk of my findings regarding the COVID-19 pandemic
and the State’s response are derived from the Declaration of
Dr. Nirav D. Shah, Director of Maine CDC, (ECF No. 49-4) and
the Declaration of Sara Gagné-Holmes, Deputy Commissioner
of the DHHS (ECF No. 49-5). The Plaintiffs have not submitted
declarations that dispute the factual assertions made in the Shah
and Gagné-Holmes declarations.
55a
Appendix F
the emergency rulemaking that required that healthcare
workers be vaccinated against COVID-19.
A. The COVID-19 Global Pandemic
COVID-19 is a highly contagious disease that can
cause serious illness and death. ECF No. 49-4 at ¶¶ 11,
13, 15. In March 2020, the World Health Organization
declared COVID-19 to be a global pandemic. ECF No.
49-4 at ¶ 12. As of September 12, 2021, there were
approximately 219 million cases of COVID-19 worldwide.
ECF No. 49-4 at ¶ 13. Globally, over 4,550,000 people have
died from COVID-19, including approximately 660,000
deaths in the United States. ECF No. 49-4 at ¶ 13. As
of September 14, 2021, Maine had 81,177 total cases of
COVID-19, with 969 deaths. ECF No. 49-4 at ¶ 14.
Variants of the virus have emerged over the course of
the pandemic. ECF No. 49-4 at ¶ 20. The Delta variant,
which is now the predominant variant of all COVID-19
cases in the United States, ECF No. 49-4 at ¶ 50, is more
than twice as contagious as previous variants, ECF No.
49-4 at ¶ 22. As of August 27, 2021, the Delta variant
accounted for 96.7% of all positive COVID-19 samples
sequenced in Maine. ECF No. 49-4 at ¶ 50. A higher
level of contagiousness necessitates a correspondingly
higher vaccination rate among the public to achieve “herd
immunity.”5 ECF No. 49-4 at ¶ 28. With the emergence of
5. Herd immunity refers to the population-level phenomenon
whereby the community is sufficiently populated with vaccinated
individuals that unvaccinated individuals can enjoy a substantially
lessened risk of exposure and, therefore, of infection, as the
56a
Appendix F
the Delta variant, epidemiological models have increased
the projected vaccination rate needed to achieve herd
immunity from 70% to 90%. ECF No. 49-4 at ¶ 29.
Three COVID-19 vaccines are generally available:
Pfizer-BioNTech (the “Pfizer vaccine”), Moderna, and
Janssen (the “J&J vaccine”). ECF No. 49-4 at ¶ 40. All
three are effective against the Delta variant. ECF No.
49-4 at ¶ 43. Prior to their availability, the United States
Centers for Disease Control and Prevention (“CDC”)
and Maine CDC recommended that people wear face
coverings and practice physical distancing to limit the
spread of the virus. ECF No. 49-5 at ¶ 5. Once the first
vaccine doses became available in December 2020, Maine
CDC prioritized the vaccination of frontline healthcare
professionals and patient-facing staff through its eligibility
guidelines. ECF No. 49-5 at ¶¶ 15-18. The vaccines are
now widely available, and the State has worked in parallel
with hospital systems to encourage and facilitate the
widespread vaccination of Maine residents. ECF No. 49-5
at ¶¶ 19(f), 23-29.
The Rule was amended in August 2021 to add
COVID-19 to the list of infectious diseases for which
vaccinations are mandated for employees of designated
healthcare facilities. It represented the latest in a series of
measures employed by the State to combat the COVID-19
pandemic in healthcare settings. When formulating
the amendment, Maine CDC reviewed and considered
vaccinated individuals block the virus from spreading from person
to person. ECF No. 49-4 at ¶¶ 27-28.
57a
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alternatives to mandating vaccinations, including the
measures then being employed by Maine healthcare
facilities, such as twice-weekly or daily testing, symptom
monitoring, and the use of personal protective equipment
(“PPE”). ECF No. 49-4 at ¶¶ 59-64. Maine CDC rejected
twice-weekly testing as inadequate given the speed at
which the Delta variant is transmitted—a person infected
with the Delta variant can transmit the infection to others
within just 24 to 36 hours of exposure. ECF No. 49-4 at
¶¶ 25, 61. Similarly, Maine CDC rejected daily antigen
testing as insufficient because the most effective tests
(polymerase-chain-reaction tests (“PCR”)) require 24 to
72 hours to produce results and the faster rapid-antigen
tests are too inaccurate and in short supply. ECF No. 49-4
at ¶ 62. Symptom monitoring as a standalone measure was
rejected because the virus can be transmitted by persons
who are asymptomatic. ECF No. 49-4 at ¶ 60. Similarly,
sole reliance on the use of PPE was rejected because,
even if worn correctly, PPE will not stop the spread of
COVID-19 in healthcare settings. ECF No. 49-4 at ¶ 64.
Healthcare facilities throughout Maine have used
a combination of the preceding measures to control the
COVID-19 virus since the beginning of the pandemic;
nonetheless, they have been the sites of numerous
outbreaks of the virus. ECF No. 49-4 at ¶ 65. The
number of outbreaks at designated healthcare facilities
rose substantially from early August to early September
2021, notwithstanding the fact that the hospitals where
the outbreaks occurred had strong infection control
programs in place. ECF No. 49-4 at ¶¶ 46-47. Most of
the healthcare facility outbreaks resulted from infected
58a
Appendix F
healthcare workers bringing COVID-19 into the facility.
ECF No. 49-4 at ¶ 48.
B. The Plaintiffs’ Objection to the COVID-19 Vaccines
The Plaintiffs are nine individuals who are identified
in the Complaint by pseudonyms. The Complaint alleges
that Jane Does 1 through 5 and John Does 2 and 3 are
healthcare workers employed by the Hospital Defendants.
John Doe 1 is a licensed healthcare provider who operates
his own practice. Jane Doe 6 is a healthcare worker
employed by John Doe 1.6, 7
6. The Complaint alleges the following facts regarding the
Plaintiffs:
Plaintiff Jane Doe 1 is a Maine resident and healthcare
worker employed by a healthcare facility operated by Defendant
MaineHealth in Maine. She submitted a written request for a
religious exemption from the vaccine mandate to her employer,
which was denied.
Plaintiff John Doe 1 is a licensed healthcare provider who
operates a designated healthcare facility in Maine. The Complaint
alleges that he and his employees have sincerely held religious
objections to receiving the COVID-19 vaccine, and that he faces
the closure of his practice and loss of his business license should he
consider or grant religious exemptions to the vaccine mandate to
his employees.
Plaintiff Jane Doe 6 is a healthcare worker employed by John
Doe 1. The Complaint is unclear as to whether she has requested a
religious exemption to the mandate from her employer, John Doe 1.
Plaintiffs Jane Doe 2 and John Doe 2 are both Maine residents
and healthcare workers employed by healthcare facilities operated
59a
Appendix F
The Plaintiffs7 object to receiving the COVID-19
vaccines based on their stated belief that “life is sacred
from the moment of conception[.]” ECF No. 1 at ¶ 54. They
contend that the development of the three COVID-19
vaccines employed or benefitted from the cell lines of
aborted fetuses. Specifically, the Plaintiffs object to the
Moderna and Pfizer vaccines because both are mRNA
vaccines which, the Plaintiffs claim, “have their origins in
research on aborted fetal cells lines.” ECF No. 1 at ¶ 65.
Plaintiffs also object to the J&J vaccine, asserting that
aborted fetal cell lines were used in both its development
and production. They allege that the use of fetal cell lines
to develop the vaccines runs counter to their sincerely
held religious beliefs that cause them to oppose abortion.
by Defendant Genesis Healthcare in Maine. Both submitted written
requests for religious exemptions from the vaccine mandate,
and Genesis Healthcare denied them. Jane Doe 2 was given until
August 23, 2021 to receive the vaccination and alleges that she was
terminated from her employment for failure to meet this deadline.
Plaintiffs Jane Does 3 and 4 and John Doe 3 are Maine residents
and healthcare workers employed by healthcare facilities operated
by Defendant Northern Light Health Foundation in Maine. Each
submitted written requests for religious exemptions from the vaccine
mandate, and each request was denied.
Plaintiff Jane Doe 5 is a Maine resident and healthcare
worker employed by a healthcare facility operated by Defendant
MaineGeneral Health in Maine. She submitted a written request
for a religious exemption from the vaccine mandate to her employer,
which was denied.
7. The Complaint also names Plaintiffs Jack Does 1 through
1000 and Joan Does 1 through 1000 as putative plaintiffs who have
not yet been joined in the action.
60a
Appendix F
In their responses to the Plaintiffs’ motion seeking
preliminary injunctive relief, the Defendants have
not challenged the sincerity of the Plaintiffs’ asserted
religious beliefs or that those beliefs are the reason for
the Plaintiffs’ refusal to be vaccinated. I therefore treat
these facts as established for purposes of deciding the
Preliminary Injunction Motion. 8
C. The COVID-19 Vaccine Mandate
Mandatory vaccination requirements for healthcare
workers in Maine were established long before the
emergence of COVID-19 in late 2019. Since 1989, Maine
has required by statute that hospitals and other healthcare
facilities ensure that their employees are vaccinated
against certain communicable diseases. 1989 Me. Legis.
Serv. 641 (West). When the statute, 22 M.R.S.A. § 802
(1989), was first enacted, it required vaccinations for
measles and rubella. Its stated purpose was to report,
prevent, and control infectious diseases that pose a
potential public health threat to the people of Maine. Id.
§ 802(1)(D) (1989).
The ensuing years witnessed the development of
new vaccines and vaccine recommendations, resulting
in frequent revisions to the statute. In response, the
8. Pursuant to the Court’s scheduling order entered on
September 2, 2021 (ECF No. 35), the deadline for the Defendants’
answers to the Complaint will be set once the Court has entered
an order on the Motion for Preliminary Injunction and the period
for filing an interlocutory appeal of that order has expired or, if an
interlocutory appeal is filed, the appeal has been finally determined.
As a result, the Defendants have not yet filed answers to the
Complaint.
61a
Appendix F
statute was again amended in 2001 to delegate to DHHS
the authority, by rulemaking, to designate mandatory
vaccines for healthcare workers at designated healthcare
facilities and for school children. 2001 Me. Legis. Serv. 147
(West). Accordingly, in 2002 DHHS promulgated and first
adopted the rule entitled “Immunization Requirements
for Healthcare Workers,” which is the Rule at issue
here. 10-144-264 Me. Code R. §§ 1-7 (Apr. 16, 2002). At
its adoption, the Rule required vaccinations for measles,
rubella, hepatitis B, mumps, and chickenpox. Id. at § 5(A).
From 2001 until 2019, the statute contained three
exemptions from the vaccination requirements for both
Maine healthcare workers and school children: a “medical
exemption” for those who provided “a physician’s written
statement that immunization against one or more diseases
may be medically inadvisable,” and both “religious [and]
philosophical exemption[s]” for those “who state[d] in
writing a sincere religious or philosophical belief that is
contrary to the immunization requirement.” 22 M.R.S.A.
§ 802(4-B)(A), (B) (2019). In 2019, the Maine Legislature
enacted legislation repealing the exemptions for religious
and philosophical beliefs, 2019 Me. Legis. Serv. 386
(West), thus leaving the medical exemption as the sole
exemption permitted under law. In response to this
legislative change, a statewide veto referendum regarding
the new law eliminating the religious and philosophical
exemptions was held in March 2020 pursuant to the
People’s Veto provision of the Maine Constitution, Me.
Const. art. IV, pt. III, § 17. The law was upheld, with over
72% of voters voting in favor of it.9 In April 2021, DHHS
9. Full results are available on the Maine Secretary of State
website. Dep’t of Sec’y of State, State of Maine, Tabulations for
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Appendix F
amended the Rule by, among other things, removing
the provision describing the permissible exemptions
and referring back to the statute which lists medical
exemptions as the sole category of exemption. See 10-144264 Me. Code R. § 3 (effective Apr. 14, 2021); 22 M.R.S.A.
§ 802(4-B)(B).10 In August 2021, DHHS promulgated
the current version of the Rule by adding the COVID-19
vaccination to the list of required vaccinations and
also adding dental practices and emergency services
organizations as enumerated designated healthcare
facilities subject to the Rule’s requirements. 10-144 C.M.R.
Me. Code R. § 1 (effective Aug. 12, 2021). The Plaintiffs do
not challenge the lawfulness of the rulemaking process by
which the current version of the Rule was adopted.
The preceding history demonstrates that although
Plaintiffs’ arguments are directed at the amendment of
the Rule in August 2021 and the Rule’s failure to include
a religious exemption from the COVID-19 vaccination
requirement, it was the Legislature’s revision of the
statute in 2019 which eliminated the religious exemption
for all mandatory vaccines. Therefore, when I refer in this
decision to the COVID-19 vaccine mandate, I am referring
to the Rule as it operates in conjunction with the statute,
22 M.R.S.A. § 802(4-B), which authorizes it.
Elections Held in 2020, https://www.maine.gov/sos/cec/elec/results/
results20.html#ref20 (last visited Oct. 10, 2021) (to calculate the
percentage, select “March 3, 2020 Special Referendum Election” to
access the spreadsheet of results. Then divide the number of “no”
votes (281,750) by the total number of votes cast (388,393).
10. There is an additional exemption provided specifically for
the Hepatis B vaccine, as mandated under Federal Law, 22 M.R.S.A.
§ 802(4-B)(C), which is distinct and not relevant to the inquiry at
hand.
63a
Appendix F
Having provided the necessary background, I turn
to the legal standard which would govern the award of a
preliminary injunction.
III. PRELIMINARY INJUNCTION
LEGAL STANDARD
“A preliminary injunction is an ‘extraordinary and
drastic remedy . . . that is never awarded as of right.’”
Voice of the Arab World, Inc. v. MDTV Med. News Now,
Inc., 645 F.3d 26, 32 (1st Cir. 2011) (quoting Munaf v.
Geren, 553 U.S. 674, 689-90, 128 S. Ct. 2207, 171 L. Ed.
2d 1 (2008)).
A trial court must consider four factors when assessing
a request for a preliminary injunction: (1) likelihood of
success on the merits, (2) whether, absent preliminary
relief, the plaintiff will suffer irreparable harm, (3)
whether “the balance of equities tips in [the plaintiff’s]
favor,” and (4) whether granting the injunction serves
t
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