Amicus Curiae Brief — Students for Fair Admissions, Inc., Petitioner v. University of North Carolina, et al.
Supreme Court briefAug 1, 2022
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Nos. 20-1199 & 21-707
IN THE
STUDENTS FOR FAIR ADMISSIONS, INC.,
Petitioner,
v.
PRESIDENT & FELLOWS OF HARVARD COLLEGE,
Respondent.
STUDENTS FOR FAIR ADMISSIONS, INC.,
Petitioner,
v.
UNIVERSITY OF NORTH CAROLINA, ET AL.,
Respondents.
On Writs of Certiorari to the
United States Courts of Appeals
for the First and Fourth Circuits
BRIEF OF AMERICAN FEDERATION OF
TEACHERS AS AMICUS CURIAE IN SUPPORT
OF RESPONDENTS
Rhonda Weingarten
David J. Strom
AMERICAN FEDERATION
OF TEACHERS
555 New Jersey Ave. N.W.
Washington, DC 20001
(202) 393-7472
Kevin K. Russell
Counsel of Record
Kathleen Foley
GOLDSTEIN & RUSSELL, P.C.
7475 Wisconsin Ave.
Suite 850
Bethesda, MD 20814
(202) 362-0636
kr@goldsteinrussell.com
TABLE OF CONTENTS
TABLE OF AUTHORITIES ........................................ ii
INTEREST OF AMICUS ............................................. 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ................................................................ 1
ARGUMENT ................................................................ 3
I.
Ensuring Equal Access To Educational
Opportunities Is A Compelling State Interest ...... 3
A. Diverse Educational Experiences
Benefit All Students ....................................... 4
B. Access To Quality Higher Education
Is Particularly Important For
Students Of Color ........................................... 5
C. Society Benefits When Educational
Opportunities Are Widely Accessible ............. 7
1. Improving Access To Higher
Education Decreases Racial
Stratification Of The Professions............. 7
2. Diversity In Education Promotes
Racial Harmony ...................................... 11
II. The Compelling Interest In Achieving
Educational Diversity Has Not Faded Away
With The Passage Of Time ................................. 12
III. Race-Conscious Admissions Programs Remain
Necessary To Ensure An Even Playing Field .... 15
IV. Race-Neutral Alternatives Don’t Provide The
Same Benefits ...................................................... 18
CONCLUSION .......................................................... 22
ii
TABLE OF AUTHORITIES
Cases
Grutter v. Bollinger,
539 U.S. 306 (2003) ........................................ passim
Constitutional Provisions
Cal. Const. art. I, § 31................................................ 19
Rules
Sup. Ct. R. 37.6 ............................................................ 1
Other Authorities
Jaison R. Abel & Richard Deitz, Do the
Benefits of College Still Outweigh the
Costs?, 20 Current Issues Econ. & Fin.,
no. 3, 2014, https://papers.ssrn.com/sol3/
papers.cfm? abstract_id=2477864 ........................... 6
Marcella Alsan et al., Does Diversity Matter
for Health? Experimental Evidence from
Oakland, 109 Am. Econ. Rev. 4071 (2019),
https://www.aeaweb.org/articles?id=
10.1257/aer.20181446 ...................................... 10, 11
Anthony Lising Antonio et al., Research
Report: Effects of Racial Diversity on
Complex Thinking in College Students,
15 Psych. Sci. 507 (2003),
https://pubmed.ncbi.nlm.nih.gov/
15270993/ ................................................................. 5
iii
Jessica Bartlett, Nursing Shortage at
Hospitals Leads to Multimillion-Dollar
Costs, Bos. Globe (Jul. 12, 2022),
https://www.bostonglobe.com/2022/07/12/
metro/nursing-shortage-hospitals-leadsmultimillion-dollar-costs/ ......................................... 9
Zachary Bleemer, Affirmative Action,
Mismatch, and Economic Mobility After
California’s Proposition 209 (Univ. of Cal.
Berkely Ctr. for Stud. in Higher Educ.,
Research & Occasional Paper Series
CSHE.10.2020, 2020),
https://cshe.berkeley.edu/publications/
affirmative-action-mismatch-andeconomic-mobility-after-california’sproposition-209 ................................................. 20, 21
Ulrich Boser et al., Ctr. for Am. Progress,
The Power of the Pygmalion Effect (Oct. 6,
2014), https://files.eric.ed.gov/fulltext/
ED564606.pdf ......................................................... 16
Mitchell J. Chang et al., The Educational
Benefits of Sustaining Cross-Racial
Interaction Among Undergraduates,
77 J. Higher Educ. 430 (2006) ........................... 4, 12
Melissa Clinedinst & Anna-Maria
Koranteng, Nat’l Ass’n for Coll. Admission
Counseling, 2017 State of College
Admission, https://www.nacacnet.org/
globalassets/documents/publications/
research/soca17final.pdf .................................. 15, 17
iv
John Creamer, Poverty Rates for Blacks and
Hispanics Reached Historic Lows in 2019,
U.S. Census Bureau (Sept. 15, 2020),
https://www.census.gov/library/stories/
2020/09/poverty-rates-for-blacks-andhispanics-reached-historic-lows-in2019.html................................................................ 18
Stacy Dale & Alan B. Krueger, Estimating
the Return to College Selectivity over the
Career Using Administrative Earnings
Data (Nat’l Bureau of Econ. Rsch.,
Working Paper No. 17159, 2011),
https://www.nber.org/system/files/working
_papers/w17159/w17159.pdf .................................... 7
Linda Darling-Hammond, Inequality in
Teaching and Schooling: How Opportunity
is Rationed to Students of Color in
America, in The Right Thing to Do, the
Smart Thing to Do: Enhancing Diversity
in the Health Professions: Summary of the
Symposium on Diversity in Health
Professions in Honor of Herbert W.
Nickens, M.D. (2001),
https://www.ncbi.nlm.nih.gov/books/
NBK223640/ ........................................................... 17
Sean Darling-Hammond et al., Interracial
Contact at Work: Does Workplace Diversity
Reduce Bias, 24 Grp. Processes &
Intergroup Rels. 1114 (2021),
https://rascl.berkeley.edu/assets/files/
Hammond%20et%20al. _2020_GIPR.pdf .............. 12
v
Ezekiel J. Dixon-Román et al., Race, Poverty
and SAT Scores: Modeling the Influences
of Family Income on Black and White
High School Students’ SAT Performance,
115 Tchrs. Coll. Rec., Apr. 2013,
https://www.researchgate.net/publication/
280232788_Race_Poverty_and_SAT_
Scores_Modeling_the_Influences_of_
Family_Income_on_Black_and_White
_High_School_Students'_SAT
_Performance.......................................................... 18
Lorelle L. Espinosa et al., Am. Council on
Educ., Race and Ethnicity in Higher
Education: A Status Report (2019),
https://vtechworks.lib.vt.edu/bitstream/
handle/10919/89187/
RaceEthnicityHighEducation.pdf?
sequence=1&isAllowed=y ........................................ 9
Sarah Gentrup et al., Self-Fulfilling
Prophecies in the Classroom: Teacher
Expectations, Teacher Feedback and
Student Achievement, 66 Learning &
Instruction, 2020,
https://www.sciencedirect.com/science/
article/pii/S095947521930177X ............................. 16
Patricia Gurin et al., Diversity and Higher
Education: Theory and Impact on
Educational Outcomes, 72 Harv. Educ.
Rev. 330 (2002),
https://www.iwu.edu/diversity/diversityhigher.pdf ............................................................. 4, 5
vi
Lisa M. Haddad et al., Nursing Shortage,
Nat’l Libr. Med. (Feb. 22, 2022),
https://www.ncbi.nlm.nih.gov/books/
NBK493175/ ........................................................... 10
Peter Hinrichs, The Effects of Affirmative
Action Bans on College Enrollment,
Educational Attainment, and the
Demographic Composition of Universities,
94 Rev. Econ. & Stat. 712 (Aug. 2012),
https://direct.mit.edu/rest/article-abstract/
94/3/712/58001/The-Effects-of-AffirmativeAction-Bans-on-College .................................... 19, 20
Juliana Menasce Horowitz et al., Race in
America 2019: How Americans See the
State of Race Relations, Pew Rsch. Ctr.
(Apr. 9, 2019),
https://www.pewresearch.org/socialtrends/2019/04/09/how-americans-see-thestate-of-race-relations/ ............................................ 12
Michael Hout, Social and Economic Returns
to College Education in the United States,
38 Ann. Rev. Socio. 379 (2012),
http://www.collegetransitions.com/wpcontent/uploads/2014/05/hout-returns-tocollege-education.pdf ................................................ 6
Jessica S. Howell, Assessing the Impact of
Eliminating Affirmative Action in Higher
Education, 28 J. Lab. Econ. 113 (2010) ................. 21
Mark Huelsman, Dēmos, Social Exclusion:
The State of State U for Black Students
(Dec. 2018), https://www.demos.org/sites/
default/files/publications/SocialExclusion_
StateOf.pdf ....................................................... 13, 14
vii
Sylvia Hurtado, Linking Diversity and
Educational Purpose: How Diversity
Affects the Classroom Environment and
Student Development, in Diversity
Challenged: Evidence on the Impact of
Affirmative Action (Gary Orfield ed., 2001) ............ 4
Scott Jaschik, Expectations, Race and
College Success, Inside Higher Ed (Oct.
24, 2017),
https://www.insidehighered.com/news/
2017/10/24/study-finds-high-schoolteachers-have-differing-expectationsblack-and-white ................................................ 16, 17
Scott Jaschik, Recommendation Letters and
Bias in Admissions, Inside Higher Ed
(Oct. 22, 2018),
https://www.insidehighered.com/
admissions/article/2018/10/22/dorecommendation-letters-insert-biascollege-admissions-decisions.................................. 17
Lee Jussim & Jacquelynne S. Eccles,
Teacher Expectations II: Construction and
Reflection of Student Achievement, 63
J. Personality & Soc. Psych. 947 (1992),
https://sites.rutgers.edu/lee-jussim/wpcontent/uploads/sites/135/2019/05/JussimEccles-1992-JPSP.pdf ............................................ 16
viii
Raynard Kington et al., Increasing Racial
and Ethnic Diversity Among Physicians:
An Intervention to Address Health
Disparities?, in The Right Thing to Do, the
Smart Thing to Do: Enhancing Diversity
in the Health Professions: Summary of the
Symposium on Diversity in Health
Professions in Honor of Herbert W.
Nickens, M.D. (2001),
https://www.ncbi.nlm.nih.gov/books/
NBK223632/ ........................................................... 10
Yan Lau, Does Classroom Diversity Improve
Academic Outcomes? (Dec. 2016)
(unpublished), https://www.aeaweb.org/
conference/2017/preliminary/paper/
4kZNaAFy ................................................................ 4
Jasmín D. Llamas et al., The Case for
Greater Faculty Diversity: Examining the
Educational Impacts of Student-Faculty
Racial/Ethnic Match, 24 Race Ethnicity
& Educ. 375 (2021) ................................................... 8
Lauren Lumpkin et al., Flagship
Universities Say Diversity Is a Priority.
But Black Enrollment in Many States
Continues to Lag., Wash. Post (Apr. 18,
2021), https://www.washingtonpost.com/
education/2021/04/18/flagshipuniversities-black-enrollment/............................... 14
Dan P. Ly et al., Affirmative Action Bans
and Enrollment of Students from
Underrepresented Racial and Ethnic
Groups in U.S. Public Medical Schools,
175 Annals Internal Med. 873 (June 2022) .......... 20
ix
Yingyi Ma & Gokhan Savas, Which Is More
Consequential: Fields of Study or
Institutional Selectivity?, 37 Rev. Higher
Educ. 221 (2014) ....................................................... 6
Tatiana Melguizo, Quality Matters:
Assessing the Impact of Attending More
Selective Institutions on College
Completion Rates of Minorities, 49 Rsch.
Higher Educ. 214 (2008) .......................................... 7
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci.,
U.S. Dep’t of Educ., Condition of
Education, Racial/Ethnic Enrollment in
Public Schools, https://nces.ed.gov/
programs/coe/indicator/cge (last updated
May 2022) ................................................................. 9
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci.,
U.S. Dep’t of Educ., NCES 2020-142,
Characteristics of Public and Private
Elementary and Secondary School
Teachers in the United States: Results
from the 2017-18 National Teacher and
Principal Survey (Apr. 2020),
https://nces.ed.gov/pubs2020/2020142.pdf .............. 8
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci.,
U.S. Dep’t of Educ., NCES 2020-144,
The Condition of Education 2020 (2020),
https://nces.ed.gov/pubs2020/2020144.pdf ...... 13, 14
x
Thomas Peele & Daniel J. Willis, Dropping
Affirmative Action Had Huge Impact on
California’s Public Universities, EdSource
(Oct. 29, 2020), https://edsource.org/2020/
dropping-affirmative-action-had-hugeimpact-on-californias-publicuniversities/642437 ................................................ 19
Alexandra E. Rojek et al., Differences in
Narrative Language in Evaluations of
Medical Students by Gender and Underrepresented Minority Status, 34 J. Gen.
Internal Med. 684 (2019),
https://www.ncbi.nlm.nih.gov/pmc/articles/
PMC6502922/pdf/11606_2019_Article_
4889.pdf .................................................................. 15
Shomon Shamsuddin, Berkeley or Bust?
Estimating the Causal Effect of College
Selectivity on Bachelor’s Degree
Completion, 57 Rsch. Higher Educ. 795
(2016), https://link.springer.com/article/
10.1007/s11162-016-9408-0 ..................................... 6
Richard A. Smiley et al., The 2020 National
Nursing Workforce Survey, 12 J. Nursing
Regul. S14 (Supp. Apr. 2021)................................. 10
Timothy M. Snavely, A Brief Economic
Analysis of the Looming Nursing Shortage
in the United States, 34 Nursing Econ. 98
(2016) ........................................................................ 9
Rebecca Stout et al., The Relationship
Between Faculty Diversity and Graduation
Rates in Higher Education,
29 Intercultural Educ. 399 (2018) ........................... 8
xi
U.S. Census Bureau, Census 2000 Shows
America’s Diversity (Mar. 12, 2001),
https://www.census.gov/newsroom/
releases/archives/census_2000/cb01cn61.
html#:~:text=
White%2075.1%20percent,Asian%203.6%
20percent ................................................................ 11
U.S. Census Bureau, Census Bureau Releases
New Educational Attainment Data (Feb.
24, 2022), https://www.census.gov/
newsroom/press-releases/2022/educationalattainment.html ............................................... 13, 14
U.S. Census Bureau, Educational
Attainment: 2000 (Aug. 2003),
https://www2.census.gov/library/
publications/decennial/2000/briefs/c2kbr24.pdf ...................................................................... 13
U.S. Census Bureau, QuickFacts: United
States (July 1, 2021),
https://www.census.gov/quickfacts/fact/
table/US/PST045221 .............................................. 11
U.S. Census Bureau, School Enrollment in
the United States: October 2017 - Detailed
Tables (Dec. 11, 2018),
https://www.census.gov/data/tables/2017/
demo/school-enrollment/2017-cps.html ................. 14
xii
David R. Williams et al., Race,
Socioeconomic Status, and Health:
Complexities, Ongoing Challenges, and
Research Opportunities, Annals N.Y.
Acad. Scis., 2010,
https://nyaspubs.onlinelibrary.wiley.com/
doi/10.1111/j.1749-6632.2009.05339.x ................... 11
Josh Zumbrun, SAT Scores and Income
Inequality: How Wealthier Kids Rank
Higher, Wall St. J. (Oct. 7, 2014),
https://www.wsj.com/articles/BL-REB28270 ...................................................................... 18
INTEREST OF AMICUS1
The American Federation of Teachers, an affiliate
of the AFL-CIO, is the largest higher-education union
in the United States. AFT represents 1.7 million
members in more than 3,000 local affiliates
nationwide. Its members include pre-K through 12thgrade teachers, paraprofessionals, and other schoolrelated personnel; higher education faculty and
professional staff; and approximately 80,000 early
childhood educators. AFT is committed to highquality education, economic opportunity, fairness, and
justice.
Educators are uniquely positioned to provide
insight on the benefits of student racial diversity.
Because of its keen interest in educational quality and
equality, amicus has a particular interest in providing
the Court with teachers’ evidence-backed perspective
on the value of racial diversity in higher education and
of the race-conscious admissions policies that make
that diversity possible.
INTRODUCTION AND
SUMMARY OF ARGUMENT
Higher-education institutions that employ raceconscious admissions programs consider them vital to
the institutions’ educational missions. Those beliefs
are well founded—not just because they’re made from
1
Pursuant to Supreme Court Rule 37.6, counsel for amicus
curiae states that no counsel for any party authored this brief in
whole or in part, and no person other than amicus and its counsel
made a monetary contribution intended to fund the preparation
or submission of this brief. All parties in both cases have lodged
letters granting blanket consent to the filing of amicus curiae
briefs.
2
universities’ unique vantage point and with the benefit
of decades of experience, but because research
demonstrates the broad and numerous benefits of such
programs. Those benefits aren’t confined to students
of color; rather, all students benefit from contact and
intellectual engagement with peers of different races.
American society, too, benefits when higher education
is accessible to all. Education is the pathway to all
manner of professions that are vital to our economy
and society, from medicine to engineering and, indeed,
careers in education itself. There are also other, less
easily measured benefits to ensuring fair access and
robust participation in higher education by people of
all races and backgrounds, including promoting racial
harmony through integration of our college campuses.
Petitioner’s proposed blanket ban on any
consideration of race in admissions undermines these
compelling interests.
Because race-conscious
admission policies are a patchwork, with some States
having banned them outright, it’s possible to examine
the results of such bans and to envision a world in
which universities nationwide were prohibited from
bearing applicants’ race in mind when performing
holistic reviews. The results are unsettling, both for
students of color and for universities as they pursue
their educational missions.
The United States is only a few decades removed
from the era in which racial diversity on college
campuses was verboten, and it has enjoyed the gains
of educational diversity for an even shorter time.
Universities, students, and society still need the
benefits of the race-conscious admissions programs
this Court sanctioned in Grutter v. Bollinger, 539 U.S.
306 (2003). The judgments below should be affirmed,
3
and universities like Harvard and UNC that choose to
employ such programs should be permitted to continue
to do so.
ARGUMENT
For the bulk of this Nation’s history, vast portions
of our citizens were denied access to higher education
because of their race or sex. The result was a profound
stratification that extended beyond education to
nearly every aspect of our collective economic and
social lives. Even today, unequal access to education
persists, with ripple effects that stand in the way of
the kind of fair, diverse, and harmonious society the
Constitution was designed to foster. As this Court has
recognized, institutions of higher learning have a
compelling interest in promoting diversity in the ranks
of their students, not only to improve the opportunities
for students of color but also to enhance the
educational experience for all students. Doing so
furthermore produces broader benefits for a stillstratified economy and society. And it helps some of
the most important institutions in our society avoid
unwittingly perpetuating the racial segregation that
stains our history.
I.
Ensuring Equal Access To Educational
Opportunities Is A Compelling State Interest.
Petitioners ask this Court to overrule Grutter v.
Bollinger, 539 U.S. 306 (2003), and impose a blanket
prohibition on any consideration of race in admissions
to institutions of higher education. The Court should
reject that invitation. Consideration of race in a
limited and constrained manner is vital to ensuring
equal access to education, promoting quality
educational experiences, and securing for the Nation
4
the vital benefits that flow from producing a body of
college graduates who truly represent America.
A. Diverse
Educational
Benefit All Students.
Experiences
As this Court noted in Grutter, a diverse student
body brings “substantial” educational benefits. 539
U.S. at 327-33. For example, studying with peers of
different races/ethnicities is positively correlated with
growth in critical thinking and problem-solving in
students of all races.2 Students with more frequent
cross-racial interaction show more gains in general
knowledge, critical thinking, and problem-solving
than those with less interaction.3 And a greater degree
of classroom racial diversity is associated with a
higher GPA at graduation.4
White students, as well as students of color,
benefit measurably from classroom and campus racial
diversity. Classroom racial diversity has been shown
in a national study to improve learning outcomes for
white college students.5 And white students’ critical
2
Sylvia Hurtado, Linking Diversity and Educational Purpose:
How Diversity Affects the Classroom Environment and Student
Development, in Diversity Challenged: Evidence on the Impact of
Affirmative Action 187, 192, 196-98 (Gary Orfield ed., 2001).
3
Mitchell J. Chang et al., The Educational Benefits of
Sustaining Cross-Racial Interaction Among Undergraduates,
77 J. Higher Educ. 430, 449 (2006).
4
Yan Lau, Does Classroom Diversity Improve Academic
Outcomes? 22 (Dec. 2016) (unpublished), https://www.aeaweb.org/
conference/2017/preliminary/paper/4kZNaAFy.
5
Patricia Gurin et al., Diversity and Higher Education:
Theory and Impact on Educational Outcomes, 72 Harv. Educ.
Rev. 330, 351-52 (2002), https://www.iwu.edu/diversity/diversityhigher.pdf.
5
thinking is improved by the presence of Black students
in discussion groups, as well as the presence of other
white members who reported having sustained contact
with racially diverse peers.6
Notably, the benefits of student racial diversity
aren’t confined to the classroom environment. In fact,
informal interactions among students of different
races is even more beneficial for college students than
classroom diversity, “accounting for higher levels of
intellectual engagement and self-assessed academic
skills” and consistently influencing “all educational
outcomes” for all four racial groups studied: Black,
Latinx, white, and Asian American7 students.8 There’s
also a strong correlation between white students’
critical thinking and their level of sustained contact
with peers from different racial groups.9
B. Access To Quality Higher Education Is
Particularly Important For Students Of
Color.
Access to higher education is particularly
important for young people of color. Higher education
remains a gateway to many of the most rewarding and
important professions. Any young person who dreams
of being a K-12 teacher, a member of the academe, an
architect or an engineer, a doctor or a nurse, an
6
See generally Anthony Lising Antonio et al., Research
Report: Effects of Racial Diversity on Complex Thinking in College
Students, 15 Psych. Sci. 507 (2003), https://pubmed.ncbi.nlm.nih.gov/
15270993/.
7
This study did not differentiate between Asian American
subgroups.
8
Gurin, supra note 5, at 351-52, 359.
9
See Antonio et al., supra note 6, at 509.
6
attorney or a judge or a Supreme Court police officer,
must first pursue and succeed in higher education.
So it’s no surprise that post-high-school education
is strongly correlated with economic success. More
education is correlated with more desirable jobs and
more earnings.10 Despite rising costs, undergraduate
education remains a good economic investment, with
every dollar spent on a college degree yielding about a
15% return in the form of higher wages.11 College
graduates are less likely to be unemployed than
others, and their periods of unemployment, when they
occur, are shorter.12
Access to highly selective schools is particularly
valuable for students of color. Institutional selectivity
increases earnings13 and graduation rates.14 For Black
and Latinx students, graduating from a prestigious
university increases earnings even after controlling for
10
Michael Hout, Social and Economic Returns to College
Education in the United States, 38 Ann. Rev. Socio. 379, 381-82
(2012),
http://www.collegetransitions.com/wp-content/uploads/
2014/05/hout-returns-to-college-education.pdf.
11
Jaison R. Abel & Richard Deitz, Do the Benefits of College
Still Outweigh the Costs?, 20 Current Issues Econ. & Fin., no. 3,
2014, at 1, 7, https://papers.ssrn.com/sol3/papers.cfm? abstract_
id=2477864.
12
Hout, supra note 10, at 381.
13
Yingyi Ma & Gokhan Savas, Which Is More Consequential:
Fields of Study or Institutional Selectivity?, 37 Rev. Higher Educ.
221, 235 (2014).
14
Shomon Shamsuddin, Berkeley or Bust? Estimating the
Causal Effect of College Selectivity on Bachelor’s Degree
Completion, 57 Rsch. Higher Educ. 795, 813 (2016),
https://link.springer.com/article/10.1007/s11162-016-9408-0.
7
other factors such as SAT scores.15 Such students are
also 31% more likely to complete their degrees if they
attend highly selective universities than if they attend
non-selective institutions (compared with 14% for
white students).16
C. Society Benefits When Educational
Opportunities Are Widely Accessible.
Students are not the only ones who benefit from
diversity in higher education. Society as a whole also
enjoys substantial rewards when our institutions of
higher learning produce graduates from every part of
our diverse population.
1.
Improving
Access
To
Higher
Education
Decreases
Racial
Stratification Of The Professions.
America’s status as a cultural and racial melting
pot is one of its greatest strengths. In order to realize
the potential benefits of America’s inherent diversity,
it’s essential that those professions that enable people
to make a broad impact—professions that almost
15
Stacy Dale & Alan B. Krueger, Estimating the Return to
College Selectivity over the Career Using Administrative Earnings
Data 24 (Nat’l Bureau of Econ. Rsch., Working Paper No. 17159,
2011), https://www.nber.org/system/files/working_papers/w17159/
w17159.pdf. The same is not true for white students. See ibid.
16
Tatiana Melguizo, Quality Matters: Assessing the Impact of
Attending More Selective Institutions on College Completion Rates
of Minorities, 49 Rsch. Higher Educ. 214, 229 (2008); see also id.
at 225 (finding that Black and Latinx students attending the most
selective institutions have a 92% chance of graduating, whereas
those attending non-selective institutions have only a 45%
chance).
8
inevitably require higher education—are accessible to
people of color.
For example, there are few professions with
broader social impact than teaching itself, which also
demonstrably benefits when its members reflect the
broad racial diversity of this Nation. For example, it
has been shown that all students (white and of-color)
benefit from being taught by teachers of all races. 17
And it is particularly beneficial for students of color to
have the experience of being taught by teachers who
look like them.18 At the college level, a less racially
diverse faculty is associated with lower graduation
rates for almost all students.19 Meanwhile, having a
faculty member of the same race/ethnicity predicts
higher GPAs20 and higher graduation rates.21 But
many students still aren’t reaping the benefits of
teacher racial diversity: Over 79% of public K-12
teachers are white,22 as compared with 46% of their
17
Rebecca Stout et al., The Relationship Between Faculty
Diversity and Graduation Rates in Higher Education, 29
Intercultural Educ. 399, 411 (2018).
18
Ibid.
19
Ibid.
20
Jasmín D. Llamas et al., The Case for Greater Faculty
Diversity: Examining the Educational Impacts of Student-Faculty
Racial/Ethnic Match, 24 Race Ethnicity & Educ. 375, 384 (2021).
21
22
Ibid.; Stout et al., supra note 17, at 411.
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci., U.S. Dep’t of
Educ., NCES 2020-142, Characteristics of Public and Private
Elementary and Secondary School Teachers in the United States:
Results from the 2017-18 National Teacher and Principal Survey
7 tbl.1 (Apr. 2020), https://nces.ed.gov/pubs2020/2020142.pdf.
9
students,23 and while nearly half of undergraduate
students are of color,24 higher-education faculty is 73%
white.25
To give but one more example, improving access
to higher education can also improve the diversity of
the medical profession, significantly benefiting all
Americans, particularly people of color. Part of the
cause of America’s historically high healthcare costs is
a persistent shortage of healthcare professionals.26
Increasing the number of students of color with college
degrees providing entrances to these professions
would help alleviate the shortages, improving access
to health care for everyone while helping constrain the
23
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci., U.S. Dep’t of
Educ., Condition of Education, Racial/Ethnic Enrollment in
Public Schools, https://nces.ed.gov/programs/coe/indicator/cge
(last updated May 2022).
24
Lorelle L. Espinosa et al., Am. Council on Educ., Race and
Ethnicity in Higher Education: A Status Report 45 (2019),
https://vtechworks.lib.vt.edu/bitstream/handle/10919/89187/
RaceEthnicityHighEducation.pdf?sequence=1&isAllowed=y.
25
26
Id. at 249.
See, e.g., Timothy M. Snavely, A Brief Economic Analysis of
the Looming Nursing Shortage in the United States, 34 Nursing
Econ. 98, 99 (2016) (“[N]ursing shortages directly contribute to
increased health care costs.”); Jessica Bartlett, Nursing Shortage
at Hospitals Leads to Multimillion-Dollar Costs, Bos. Globe (Jul.
12, 2022), https://www.bostonglobe.com/2022/07/12/metro/nursingshortage-hospitals-leads-multimillion-dollar-costs/.
10
cost.27 In addition, just as students of color benefit
from seeing teachers who look like them, patients of
color experience tangible benefits from a more racially
diverse healthcare profession. For example, Black and
Latinx Americans report receiving better health care
from physicians of the same race.28 Indeed, patients of
color treated by doctors of the same race have been
shown more likely to receive preventative services and
needed medical care.29 Black men, in particular, are
more likely to use preventative services after meeting
with a doctor of the same race—and those doctors are
more likely to write additional notes,30 indicating more
attentiveness and the potential for better care. These
findings are important because of persistent
27
The demographics of registered nurses, for example, skew
heavily white: Nearly 81% of RNs are white. Richard A. Smiley
et al., The 2020 National Nursing Workforce Survey, 12
J. Nursing Regul. S14 (Supp. Apr. 2021). As the population of the
United States ages, demand for nurses is growing. Lisa M.
Haddad et al., Nursing Shortage, Nat’l Libr. Med. (Feb. 22, 2022),
https://www.ncbi.nlm.nih.gov/books/NBK493175/.
But the
median age of RNs is 52 years old, and one-fifth of respondent
nurses in a 2020 national survey planned to retire from nursing
within the next five years. Smiley et al., supra, at S12, S27.
28
Raynard Kington et al., Increasing Racial and Ethnic
Diversity Among Physicians: An Intervention to Address Health
Disparities?, in The Right Thing to Do, the Smart Thing to Do:
Enhancing Diversity in the Health Professions: Summary of the
Symposium on Diversity in Health Professions in Honor of Herbert
W. Nickens, M.D. 57, 81 (2001), https://www.ncbi.nlm.nih.gov/
books/NBK223632/.
29
30
Ibid.
See Marcella Alsan et al., Does Diversity Matter for Health?
Experimental Evidence from Oakland, 109 Am. Econ. Rev. 4071,
4074-75, 4092-93 (2019), https://www.aeaweb.org/articles?id=
10.1257/aer.20181446.
11
discrepancies in health outcomes among racial groups.
Mortality risk is consistently higher for Black and
Native Americans than for whites,31 and Black men
have the lowest life expectancy of any major
demographic group in the United States.32 And
childhood obesity is more prevalent among Black,
Latinx, and Native Americans than among whites and
Asian Americans.33
2.
Diversity In Education Promotes
Racial Harmony.
Grutter observed that racial diversity in higher
education “better prepares students for an
increasingly diverse workforce and society.” 539 U.S.
at 330 (citation omitted). That is no less true, or
important, today.
America has become more racially diverse since
2003, not less,34 and racial tensions remain a serious
31
David R. Williams et al., Race, Socioeconomic Status, and
Health: Complexities, Ongoing Challenges, and Research
Opportunities, Annals N.Y. Acad. Scis., 2010, at 69, 71,
https://nyaspubs.onlinelibrary.wiley.com/doi/10.1111/j.17496632.2009.05339.x.
32
Alsan et al., supra note 30, at 4071.
33
Williams et al., supra note 31, at 72.
34
Compare U.S. Census Bureau, Census 2000 Shows
America’s Diversity (Mar. 12, 2001), https://www.census.gov/
newsroom/releases/archives/census_2000/cb01cn61.html#:~:text
=White%2075.1%20percent,Asian%203.6%20percent, with U.S.
Census Bureau, QuickFacts: United States (July 1, 2021),
https://www.census.gov/quickfacts/fact/table/US/PST045221.
12
problem.35 Schools are a principal place in which
young people are exposed to people who are different
from themselves, and such exposure reduces
interracial hostility. Much like workplace diversity
reduces bias,36 college students’ frequency of crossracial interaction has a demonstrated, significant
impact on their ability to accept different races and
cultures.37 Even students who themselves have few
interactions with people of other races have been
shown to be more accepting of racial diversity when
attending a racially diverse school.38
Now is hardly the time to diminish the
opportunities of all students to live some of the most
formative years of their lives working and learning
with people of all races.
II. The Compelling Interest In Achieving
Educational Diversity Has Not Faded Away
With The Passage Of Time.
The data show that race-conscious admissions
programs like those sanctioned in Grutter have done
real work. The college enrollment rates for 18- to 24-
35
E.g., Juliana Menasce Horowitz et al., Race in America 2019:
How Americans See the State of Race Relations, Pew Rsch. Ctr.
(Apr. 9, 2019), https://www.pewresearch.org/social-trends/2019/
04/09/how-americans-see-the-state-of-race-relations/ (“A majority
of Americans say race relations in the United States are bad, and
of those, about seven-in-ten say things are getting even worse.”).
36
Sean Darling-Hammond et al., Interracial Contact at Work:
Does Workplace Diversity Reduce Bias, 24 Grp. Processes &
Intergroup Rels. 1114, 1114 (2021), https://rascl.berkeley.edu/
assets/files/Hammond%20et%20al. _2020_GIPR.pdf.
37
Chang et al., supra note 3, at 449.
38
See id. at 449-50.
13
year-old Black and Latinx students increased between
2000 and 201839; the share of students of color at public
colleges has grown significantly, going from 1 of every
5 public college students in 1980 to nearly 1 in 2 in
201840; and the proportion of Black Americans over 24
years of age who have attained a bachelor’s degree or
higher has risen significantly since 2000.41 That is not,
however, a reason to abandon the tools that have
helped achieve these successes, for there is still much
work to be done.
The race-conscious admissions policies sanctioned
by Grutter are still necessary to close the educational
gap, because both college enrollment and degreeattainment rates are still racially skewed. The racial
demographics of college students are out of step with
the demographics of college-aged Americans: By share
of the U.S. population, Blacks and non-Hispanic
whites are underrepresented among 18-to-24-year-old
college students, while whites and Asians are
39
Nat’l Ctr. for Educ. Stat., Inst. of Educ. Sci., U.S. Dep’t of
Educ., NCES 2020-144, The Condition of Education 2020, at 125
(2020), https://nces.ed.gov/pubs2020/2020144.pdf.
40
Mark Huelsman, Dēmos, Social Exclusion: The State of State
U for Black Students 4 (Dec. 2018), https://www.demos.org/sites/
default/files/publications/SocialExclusion_StateOf.pdf.
41
See U.S. Census Bureau, Census Bureau Releases New
Educational Attainment Data (Feb. 24, 2022), https://www.census.gov/
newsroom/press-releases/2022/educational-attainment.html; U.S.
Census Bureau, Educational Attainment: 2000, at 5 (Aug. 2003),
https://www2.census.gov/library/publications/decennial/2000/
briefs/c2kbr-24.pdf.
14
overrepresented.42 Black, Latinx, Pacific Islander, and
Native American 18- to 24-year-olds are still less likely
to be enrolled in two- or four-year institutions than
white and Asian American students,43 and Black
Americans 25 and older are significantly less likely to
have a bachelor’s degree or higher than whites and
Asians.44
The racial gap is also significant at selective
schools in particular. For example, while Black
students make up roughly 16% of the total traditional
college-age population, less than 5% of enrollees at
flagship schools—large, selective public universities—
were Black in the 2015-2016 school year.45 In 2019,
public flagship schools in fifteen states—including
North Carolina—had at least a ten-point gap between
the percentage of Black public high-school graduates
in their States and the Black share of freshman who
enrolled in the fall.46
42
See U.S. Census Bureau, School Enrollment in the United
States: October 2017 - Detailed Tables tbl.4 (Dec. 11, 2018),
https://www.census.gov/data/tables/2017/demo/schoolenrollment/2017-cps.html.
43
The Condition of Education 2020, supra note 39, at 125.
44
Census Bureau Releases New Educational Attainment Data,
supra note 41.
45
46
Huelsman, supra note 40, at 3, 7.
Lauren Lumpkin et al., Flagship Universities Say Diversity
Is a Priority. But Black Enrollment in Many States Continues to
Lag., Wash. Post (Apr. 18, 2021), https://www.washingtonpost.com/
education/2021/04/18/flagship-universities-black-enrollment/.
15
III. Race-Conscious
Admissions
Programs
Remain Necessary To Ensure An Even
Playing Field.
Petitioner argues that any consideration of race in
admissions is unlawful because it provides an unfair
advantage based on race. See Pet. Br. 48-49. As others
have explained, that argument has no merit. But it
also ignores that some consideration of race is
necessary in order to ensure a level playing field by
neutralizing sources of bias that systematically
disadvantage some minority applicants.
Even if invisible on the face of an application,
racial bias and other race-aligned disadvantages can
infect a student’s application in subtle ways. Bias can
manifest, for example, in letters of recommendation.
Colleges consider letters of recommendation to be
more important components of college applications
than extracurricular activities, class rank, and
Advanced Placement (AP) test scores.47 But research
shows that, even when controlling for grades, white
students receive more praise for their substantive
competence in narrative evaluations, whereas
evaluations of students of color focus more on their
personal qualities.48
47
Melissa Clinedinst & Anna-Maria Koranteng, Nat’l Ass’n for
Coll. Admission Counseling, 2017 State of College Admission 17,
https://www.nacacnet.org/globalassets/documents/publications/
research/soca17final.pdf.
48
Alexandra E. Rojek et al., Differences in Narrative Language
in Evaluations of Medical Students by Gender and Underrepresented Minority Status, 34 J. Gen. Internal Med. 684, 68490 (2019), https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6502922/
pdf/11606_2019_Article_4889.pdf.
16
Overall academic performance, too, can be
affected by subconscious bias. Teacher expectations of
student success are closely tied to that success: All
else equal, tenth-grade students whose teachers have
high expectations of them are three times more likely
to graduate from college than those with low teacher
expectations.49
And research has shown that—
independent of factors like prior achievement and
motivation—teacher expectations affect both skill
development50 and grades.51 But these influential
expectations are susceptible of unconscious bias. For
example, high-school teachers expect 58% of their
white students to obtain four-year degrees, but their
expectations for their Black students’ collegiate
49
Ulrich Boser et al., Ctr. for Am. Progress, The Power of the
Pygmalion Effect 2 (Oct. 6, 2014), https://files.eric.ed.gov/fulltext/
ED564606.pdf; see also Scott Jaschik, Expectations, Race and
College Success, Inside Higher Ed (Oct. 24, 2017),
https://www.insidehighered.com/news/2017/10/24/study-findshigh-school-teachers-have-differing-expectations-black-andwhite (both Black and white students with similar preparation
“are more likely to graduate from college if their high school
teachers believe they will”).
50
Sarah Gentrup et al., Self-Fulfilling Prophecies in the
Classroom: Teacher Expectations, Teacher Feedback and Student
Achievement, 66 Learning & Instruction, 2020, at 9,
https://www.sciencedirect.com/science/article/pii/
S095947521930177X.
51
Lee Jussim & Jacquelynne S. Eccles, Teacher Expectations
II: Construction and Reflection of Student Achievement, 63
J. Personality
&
Soc.
Psych.
947,
958
(1992),
https://sites.rutgers.edu/lee-jussim/wp-content/uploads/sites/135/
2019/05/Jussim-Eccles-1992-JPSP.pdf.
17
success are that just 37% of them will graduate
college.52
Finally, other systemic inequities that have a
disparate impact on students of color can affect the
strength of college applications. Teachers at small,
well-resourced schools are best positioned to write
compelling letters of recommendation,53 but students
of color are more likely than white students to attend
high schools that are crowded and under-resourced.54
And while colleges consider standardized test scores
one of the four most important elements of a college
application,55 research shows that annual family
income is strongly correlated with a student’s SAT
52
Jaschik, Expectations, Race and College Success, supra note
49.
53
Scott Jaschik, Recommendation Letters and Bias in
Admissions,
Inside
Higher
Ed
(Oct.
22,
2018),
https://www.insidehighered.com/admissions/article/2018/10/22/
do-recommendation-letters-insert-bias-college-admissionsdecisions.
54
See Linda Darling-Hammond, Inequality in Teaching and
Schooling: How Opportunity is Rationed to Students of Color in
America, in The Right Thing to Do, the Smart Thing to Do:
Enhancing Diversity in the Health Professions: Summary of the
Symposium on Diversity in Health Professions in Honor of
Herbert W. Nickens, M.D. 208, 208-09, 213 (2001),
https://www.ncbi.nlm.nih.gov/books/NBK223640/.
55
Clinedinst & Koranteng, supra note 47, at 17.
18
scores.56
Given that students of color are
disproportionately
likely
to
come
from
socioeconomically disadvantaged backgrounds,57 the
primacy of standardized test scores in colleges’
application-review process provides an additional
reason to permit schools to consider students’ race in
their holistic reviews.
Knowing and accounting for a student’s race is
therefore necessary for schools to avoid unwittingly
perpetuating bias and discrimination in their
admissions systems.
IV. Race-Neutral Alternatives Don’t Provide
The Same Benefits.
Petitioner argues that schools can achieve their
compelling interests without knowing or taking into
account applicants’ race. See Pet. Br. 33-34, 44-45, 5657. That assertion, however, is not borne out in the
experiences of schools that have chosen, or been forced,
56
See, e.g., Ezekiel J. Dixon-Román et al., Race, Poverty and
SAT Scores: Modeling the Influences of Family Income on Black
and White High School Students’ SAT Performance, 115 Tchrs.
Coll. Rec., Apr. 2013, at 1, 21, https://www.researchgate.net/
publication/280232788_Race_Poverty_and_SAT_Scores_Modeling
_the_Influences_of_Family_Income_on_Black_and_White_High
_School_Students'_SAT_Performance; Josh Zumbrun, SAT
Scores and Income Inequality: How Wealthier Kids Rank Higher,
Wall St. J. (Oct. 7, 2014), https://www.wsj.com/articles/BL-REB28270.
57
Black Americans are most likely to live in poverty, followed
by Hispanics of any race, then by Asians and non-Hispanic
Whites. John Creamer, Poverty Rates for Blacks and Hispanics
Reached Historic Lows in 2019, U.S. Census Bureau (Sept. 15,
2020),
https://www.census.gov/library/stories/2020/09/povertyrates-for-blacks-and-hispanics-reached-historic-lows-in2019.html.
19
to abandon any consideration of race in admissions.
These results of those real-world experiments are
sobering and should not be replicated nationwide.
California,
which
banned
race-conscious
admissions at California public universities in 1998
via amendment to the state constitution,58 is a case in
point. Following the ban, Black enrollment as a
proportion of the student body has fallen in both the
University of California (UC) system and the
California State University (CSU) system, being cut
nearly in half at the CSUs.59 Latinx and Native
American students are now severely underrepresented
at UCs and CSUs, respectively.60 What’s more,
enrollments in the UC system as a whole mask the
effects at the four most selective campuses, where
Black, Latinx, and Native American enrollment fell
precipitously when race-conscious admissions were
banned.61
These results are indicative of a broader trend.
One study showed that, with respect to highly ranked
public institutions, “changes in representation caused
58
See Cal. Const. art. I, § 31.
59
Thomas Peele & Daniel J. Willis, Dropping Affirmative
Action Had Huge Impact on California’s Public Universities,
EdSource (Oct. 29, 2020), https://edsource.org/2020/droppingaffirmative-action-had-huge-impact-on-californias-publicuniversities/642437.
60
61
Ibid.
Peter Hinrichs, The Effects of Affirmative Action Bans on
College Enrollment, Educational Attainment, and the
Demographic Composition of Universities, 94 Rev. Econ. & Stat.
712, 719-20 (Aug. 2012), https://direct.mit.edu/rest/articleabstract/94/3/712/58001/The-Effects-of-Affirmative-Action-Banson-College.
20
by affirmative action bans are very large in relative
terms” and include decreases in Black, Latinx, and
Native American enrollment, and significant increases
in white enrollment, along with increases in Asian
American enrollment (when treating Asian Americans
as a single group).62
Banning race-conscious
admissions affects graduate education as well. For
example, the implementation of race-consciousadmissions bans in eight states caused Black, Latinx,
Native American, and Pacific Islander medical
students’ enrollment in those states’ public medical
schools to fall by 37%.63
Race-conscious-admissions bans have lasting
effects, both on degree attainment and socioeconomic
status. In California, Black, Latinx, and Native
American UC applicants’ undergraduate and graduate
degree attainment declined following the ban.64 The
ban also caused such “applicants to earn five percent
lower average annual wages between ages 24 and 34
than they would have earned had affirmative action
continued.”65 By 2014, California’s race-consciousadmissions ban had decreased the number of high62
Id. at 717.
63
Dan P. Ly et al., Affirmative Action Bans and Enrollment of
Students from Underrepresented Racial and Ethnic Groups in
U.S. Public Medical Schools, 175 Annals Internal Med. 873, 875
(June 2022).
64
Zachary Bleemer, Affirmative Action, Mismatch, and
Economic Mobility After California’s Proposition 209, at 3 (Univ.
of Cal. Berkely Ctr. for Stud. in Higher Educ., Research &
Occasional Paper Series CSHE.10.2020, 2020), https://cshe.berkeley.edu/
publications/affirmative-action-mismatch-and-economicmobility-after-california’s-proposition-209.
65
Id. at 3.
21
earning Black, Latinx, and Native American
Californians in their early 30s by at least 3%.66 In
other words, the end of race-conscious admissions in
California had a measurable and negative economic
impact on broad swaths of Californians.
Were race-conscious admissions prohibited
nationwide, these negative effects would be felt
everywhere. Research has shown that a nationwide
ban on the consideration of race in college admissions
would cause the representation of Black and Latinx
students at all four-year universities to decline by
2%—but that figure jumps to 10% with respect to the
most selective institutions.67 And these results are not
meaningfully altered by the use of policy changes
intended to counteract the loss of race consideration,
such as admitting all students in the top 10% of their
high-school classes, increased minority recruiting, or
increased minority-student support.68
Given the
significance of university selectivity for students’
graduation rates and post-graduation income, see
supra at 6, this substantial reduction in the
accessibility of the most selective schools is disturbing.
***
As shown above, the race-conscious admissions
policies made possible by Grutter have done
substantial good, but the need for such policies
persists.
The Court should allow universities—
66
Ibid.
67
Jessica S. Howell, Assessing the Impact of Eliminating
Affirmative Action in Higher Education, 28 J. Lab. Econ. 113, 151
(2010).
68
Id. at 151-54.
22
entities uniquely positioned to assess the benefits of
student racial diversity—to continue to use Gruttercompliant race-conscious admissions policies.
CONCLUSION
For the foregoing reasons, the Court should affirm
the judgments of the First Circuit and the Middle
District of North Carolina below.
Respectfully submitted,
Rhonda Weingarten
David J. Strom
AMERICAN FEDERATION
OF TEACHERS
555 New Jersey Ave. N.W.
Washington, DC 20001
(202) 393-7472
August 1, 2022
Kevin K. Russell
Counsel of Record
Kathleen Foley
GOLDSTEIN & RUSSELL, P.C.
7475 Wisconsin Ave.
Suite 850
Bethesda, MD 20814
(202) 362-0636
kr@goldsteinrussell.com
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