Amicus Curiae Brief — Students for Fair Admissions, Inc., Petitioner v. University of North Carolina, et al.
Supreme Court briefDec 14, 2021
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No. 21-707
In The
Supreme Court of the United States
____________________
STUDENTS FOR FAIR ADMISSIONS, INC.,
v.
Petitioner,
UNIVERSITY OF NORTH CAROLINA, et al.,
____________________
Respondents.
On Petition for a Writ of Certiorari Before Judgment
to the United States Court of Appeals for the Fourth
Circuit
____________________
BRIEF AMICUS CURIAE OF
PACIFIC LEGAL FOUNDATION, CENTER FOR
EQUAL OPPORTUNITY, REASON
FOUNDATION, CHINESE AMERICAN
CITIZENS ALLIANCE - GREATER NEW YORK,
YI FANG CHEN, COALITION FOR TJ, AND
PROJECT 21 IN SUPPORT OF PETITIONER
____________________
JOSHUA P. THOMPSON
WENCONG FA*
ALISON SOMIN
*Counsel of Record
Pacific Legal Foundation
555 Capitol Mall, Suite 1290
Sacramento, California 95814
Telephone: (916) 419-7111
WFa@pacificlegal.org
Counsel for Amici Curiae
i
QUESTIONS PRESENTED
1. Should this Court overrule Grutter v. Bollinger,
539 U.S. 306 (2003), and hold that institutions of
higher education cannot use race as a factor in
admissions?
2. Can a university reject a race-neutral
alternative because it would change the composition
of the student body, without proving that the
alternative would cause a dramatic sacrifice in
academic quality or the educational benefits of overall
student-body diversity?
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................ i
TABLE OF AUTHORITIES ...................................... iii
INTEREST OF AMICI CURIAE ................................ 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ............................................................... 4
REASONS TO GRANT THE PETITION................... 8
I.
Grutter Should Be Overruled Because It Is
Grievously Wrong .......................................... 8
A.
There Is No Higher Education Exception to
Equality Under the Law ............................. 8
B.
The Diversity Rationale Rests Upon
Arbitrary Racial Classifications ............... 11
C.
Racial Classifications Perpetuate
Harmful Stereotypes ................................ 14
II.
Grutter Should Be Overruled Because It
Is Unworkable ............................................. 16
CONCLUSION.......................................................... 20
iii
TABLE OF AUTHORITIES
Page(s)
Cases
Adarand Constructors, Inc. v. Pena,
515 U.S. 200 (1995) ..................................... 2, 4, 8
Bartlett v. Strickland,
556 U.S. 1 (2009) ................................................. 4
Brown v. Bd. of Educ. of Topeka,
347 U.S. 483 (1954) ............................................. 9
Christa McAuliffe Intermediate School PTO,
Inc., et al. v. De Blasio, et al.,
1:18-cv-11657
(S.D.N.Y. filed Dec. 13, 2018).............................. 3
City of Richmond v. J.A. Croson Co.,
488 U.S. 469 (1989) ......................................... 2, 9
Coalition for TJ v. Fairfax Cty. Sch. Bd.,
1:21-cv-00296
(E.D. Va. filed Mar. 10, 2021) ............. 1, 4, 13, 15
Collins v. Meyers,
1:21-cv-2713-WJM-NYW
(D. Col. Oct. 12, 2021) ......................................... 1
Fisher v. Univ. of Texas at Austin,
136 S. Ct. 2198 (2016) (Fisher II)........................ 2
Fisher v. Univ. of Texas at Austin,
570 U.S. 297 (2013) (Fisher I) ....................... 1, 14
Gratz v. Bollinger,
539 U.S. 244 (2003) ......................................... 2, 5
Grutter v. Bollinger,
539 U.S. 306 (2003) ................................... 2, 6–10
iv
Knick v. Twp. of Scott,
139 S. Ct. 2162 (2019) ....................................... 11
League of United Latin Am. Citizens v.
Perry, 548 U.S. 399 (2006) ............................... 13
Miller v. Johnson,
515 U.S. 900 (1995) ..................................... 12, 14
Parents Involved in Cmty. Schs. v. Seattle
Sch. Dist. No. 1,
551 U.S. 701 (2007) ........................... 2, 11, 12, 19
Ramos v. Louisiana,
140 S. Ct. 1390 (2020) ............................ 6, 16, 17
Regents of the Univ. of Cal. v. Bakke,
438 U.S. 265 (1978) ............................................. 2
Ricci v. DeStefano,
557 U.S. 557 (2009) ............................................. 2
Rice v. Cayetano,
528 U.S. 495 (2000) ............................................. 8
Shelby Cty. v. Holder,
570 U.S. 529 (2013) ............................................. 4
Taxman v. Bd. of Educ. of Twp. of
Piscataway,
91 F.3d 1547 (3d Cir. 1996) .............................. 10
United Steelworkers v. Weber,
443 U.S. 193 (1973) ........................................... 11
Wynn v. Vilsack,
3:21-cv-514-MMH-LLL, 2021 WL
2580678 (M.D. Fla. June 23, 2021) ..................... 1
Statute
42 U.S.C. § 2000d.................................................. 5, 8
v
Constitutional Provision
U.S. Const. amend. XIV, cl. 1 ........................... 5, 6, 8
Rules of Court
Sup. Ct. R. 37.2(a) ..................................................... 1
Sup. Ct. R. 37.6 ......................................................... 1
Other Authorities
2 Cong. Rec. 4083 (1874) .......................................... 8
Bernstein, David E., The Modern American
Law of Race,
94 S. Cal. L. Rev. 171 (2021) ............................... 7
Cole, Stephen & Barber, Elinor, Increasing
Faculty Diversity: The Occupational
Choices of High-Achieving Students
(2003) ................................................................. 18
de Blasio, Bill, Our Specialized Schools
Have a Diversity Problem. Let's Fix It.,
Chalkbeat (June 2, 2018),
https://chalkbeat.org/posts/ny/2018/06/02
/mayor-bill-de-blasio-new-york-city-willpush-for-admissions-changes-at-eliteand-segregated-specialized-high-schools/ ......... 16
Elliott, Rogers, et al., The Role of Ethnicity
in Choosing and Leaving Science in
Highly Selective Admissions,
37 Res. Higher. Ed. 681 (1996) ......................... 17
Fa, Wencong, The Trouble with Racial
Quotas in Disparate Impact Remedial
Orders,
24 Wm. & Mary Bill Rts. J. 1169 (2016)........... 19
vi
Nagai, Althea, Campus Diversity and
Student Discontent: The Cost of Race
and Ethnic Preferences in College
Admissions, Center for Equal
Opportunity, Jan. 27, 2021,
https://www.ceousa.org/2021/01/27/camp
us-diversity-and-student-discontent-thecosts-of-race-and-ethnic-preferences-incollege-admissions-2/ ................................... 18, 19
Nagai, Althea, Too Many Asian Americans:
Affirmative Discrimination in Elite
College Admissions, Center for Equal
Opportunity, May 22, 2018,
http://www.ceousa.org/attachments/artic
le/1209/AN.Too%20Many%20AsianAms.
Final.pdf ............................................................. 15
Pager, Sean A., Antisubordination of
Whom? What India's Answer Tells Us
About the Meaning of Equality in
Affirmative Action,
41 U.C. Davis L. Rev. 289 (Nov. 2007) ............. 13
Petition for Writ of Certiorari, Students for
Fair Admissions, Inc. v. President and
Fellows of Harvard University,
No. 20-1199 (docketed Feb. 25, 2021) ................. 6
Princeton Review, Cracking College
Admissions (2d ed. 2004)................................... 14
Sander, Richard H., A Systemic Analysis of
Affirmative Action in Law Schools,
57 Stan. L. Rev. 367 (2004) ................................. 7
vii
Smyth, Frederick L. & McArdle, John J.,
Ethnic and Gender Differences in Science
Graduation Rates at Selective Colleges
with Implications for Admissions Policy
and College Choice,
4 Res. Higher Educ. 353 (2004)......................... 17
Wood, Peter, Diversity: The Invention of a
Concept (2003) ..................................................... 7
1
INTEREST OF AMICI CURIAE
Founded in 1973, Pacific Legal Foundation
(PLF) is a nonprofit legal foundation that defends the
principles of liberty and limited government,
including equality before the law. 1 For over 40 years,
PLF has litigated in support of the rights of
individuals to be free of racial discrimination. PLF is
currently litigating, or has recently litigated, to
vindicate the equal protection rights of children in
New York, Virginia, Connecticut, and Maryland;
small business owners in Colorado; and farmers in
Florida, Illinois, and several other states. See, e.g.,
Coal. for TJ v. Fairfax Cty. Sch. Bd., 1:21-cv-00296CMH-JFA, ECF No. 50 (E.D. Va. May 26, 2021)
(denying a motion to dismiss in a case involving racial
discrimination in K-12 admissions); Collins v. Meyers,
1:21-cv-2713-WJM-NYW, ECF No. 14 (D. Col. Oct. 12,
2021) (granting TRO in case involving minorityowned business preference in COVID relief program);
Wynn v. Vilsack, 3:21-cv-514-MMH-LLL, ECF No. 41,
2021 WL 2580678 (M.D. Fla. June 23, 2021) (granting
preliminary injunction against USDA’s race-based
farm loan forgiveness program). PLF has also
participated as amicus curiae in nearly every major
Supreme Court case involving racial classifications in
the past three decades, including Fisher v. Univ. of
1 Pursuant to Rule 37.2(a), all parties have consented to the filing
of this brief. All parties received notice of Amici Curiae’s intent
to file this brief at least 10 days prior to the due date. Pursuant
to Rule 37.6, Amici Curiae affirm that no counsel for any party
authored this brief in whole or in part, and no counsel or party
made a monetary contribution intended to fund the preparation
or submission of this brief. No person other than Amici Curiae,
their members, or their counsel made a monetary contribution to
its preparation or submission.
2
Texas at Austin, 570 U.S. 297 (2013) (Fisher I); Fisher
v. Univ. of Texas at Austin, 136 S. Ct. 2198 (2016)
(Fisher II); Parents Involved in Cmty. Schs. v. Seattle
Sch. Dist. No. 1, 551 U.S. 701 (2007); Gratz v.
Bollinger, 539 U.S. 244 (2003); Adarand Constructors,
Inc. v. Pena, 515 U.S. 200 (1995); City of Richmond v.
J.A. Croson Co., 488 U.S. 469 (1989); and Regents of
the Univ. of Cal. v. Bakke, 438 U.S. 265 (1978).
The Center for Equal Opportunity (CEO) is a
research and education organization formed pursuant
to Section 501(c)(3) of the Internal Revenue Code and
devoted to issues of race and ethnicity. Its
fundamental vision is straightforward: America has
always been a multiethnic and multiracial nation, and
it is becoming even more so. This makes it imperative
that our national policies do not divide our people
according to skin color and national origin. Rather,
these policies should emphasize and nurture the
principles that unify us. E pluribus unum: out of
many, one. CEO supports colorblind policies and seeks
to block the expansion of racial preferences in all
areas. CEO has participated as amicus curiae in
numerous cases relevant to the analysis of this case.
See Ricci v. DeStefano, 557 U.S. 557 (2009); Parents
Involved, 551 U.S. 701; Grutter v. Bollinger, 539 U.S.
306 (2003).
Reason Foundation (Reason) is a national,
nonpartisan, and nonprofit public policy think tank,
founded in 1978. Reason’s mission is to advance a free
society by applying and promoting libertarian
principles and policies—including free markets,
individual liberty, and the rule of law. Reason
supports dynamic market-based public policies that
allow and encourage individuals and voluntary
3
institutions to flourish. Reason advances its mission
by publishing Reason Magazine, as well as
commentary on its websites, and by issuing policy
research reports. To further Reason’s commitment to
“Free Minds and Free Markets” and equality before
the law, Reason selectively participates as amicus
curiae in cases raising significant constitutional
issues. Reason has participated as amicus curiae in
nearly every major Supreme Court case involving
racial classifications in the past three decades.
The Chinese American Citizens Alliance Greater New York (CACAGNY) is a chapter of the
Chinese American Citizens Alliance, the oldest Asian
American Advocacy group in the country.
CACAGNY’s mission is to empower Chinese
Americans, as citizens of the United States of
America, by advocating for Chinese-American
interests based on the principles of fairness and equal
opportunity, and guided by the ideals of patriotism,
civility, dedication to family and culture, and the
highest ethical and moral standards.
Yi Fang Chen is a mother of a fourth grader at
P.S. 102 in Brooklyn. Ms. Chen was born in China and
moved to the United States in 1996. Although she
came to this country speaking little English, she
eventually obtained a doctorate in statistics from
Stanford University, and now works as a data
scientist in Manhattan. PLF currently represents
Ms. Chen and CACAGNY in a lawsuit challenging
New York City’s discriminatory changes to its
admissions program for the city’s specialized schools.
See Christa McAuliffe Intermediate School PTO, Inc.,
et al. v. De Blasio, et al., 1:18-cv-11657 (S.D.N.Y. filed
Dec. 13, 2018).
4
The Coalition for TJ is a group of parents,
students, alumni, and community members of
Thomas Jefferson High School for Science and
Technology, known as “TJ.” The Coalition’s
approximately 5,000 supporters are primarily Asian
American parents, who regularly attend and speak at
school board meetings, organize rallies, engage
legislators, and educate their community on the value
of merit-based admissions for specialized schools like
TJ. PLF currently represents the Coalition for TJ in
its challenge to Fairfax County’s discriminatory
changes to its admissions policy for Thomas Jefferson
High School for Science and Technology. See Coalition
for TJ v. Fairfax Cty. Sch. Bd., 1:21-cv-00296 (E.D. Va.
filed Mar. 10, 2021).
Project 21, the National Leadership Network of
Black Conservatives, is an initiative of the National
Center for Public Policy Research to promote the
views of African-Americans whose entrepreneurial
spirit, dedication to family, and commitment to
individual responsibility have not traditionally been
echoed by the nation’s civil rights establishment.
Project 21 has participated as amicus curiae in
significant cases involving equal protection principles.
See, e.g., Shelby Cty. v. Holder, 570 U.S. 529 (2013);
Bartlett v. Strickland, 556 U.S. 1 (2009).
INTRODUCTION AND
SUMMARY OF ARGUMENT
“In the eyes of government, we are just one race
here. It is American.” Adarand Constructors, Inc. v.
Pena, 515 U.S. 200, 239 (1995) (Scalia, J., concurring).
Both the Constitution and the Civil Rights Act of 1964
enshrine the important principle that we are equal
under the law. The Equal Protection Clause prohibits
5
the government from denying “any person . . . the
equal protection of the laws.” U.S. Const. amend. XIV,
cl. 1. Title VI extends that prohibition to private
universities that receive federal financial assistance.
See 42 U.S.C. § 2000d (“No person in the United States
shall, on the ground of race . . . be subjected to
discrimination under any program or activity
receiving Federal financial assistance.”).
The University of North Carolina is a public
institution that receives federal funds. 2 See App. 144
& n.46. But in making race a factor in its admissions
decisions, the University runs afoul of both Title VI of
the Civil Rights Act of 1964 and the Equal Protection
Clause of the Fourteenth Amendment. The
protections of Title VI and the Equal Protection
Clause are coextensive, Gratz v. Bollinger, 539 U.S.
244, 276 n.23 (2003), and ought to forbid racial
discrimination of any kind.
Yet UNC uses race in admissions decisions. See
App. 195 (UNC application readers are trained to
consider “an applicant’s self-disclosed race or
ethnicity” as a factor in its “holistic review” of the
applicant). According to the University’s expert, race
is determinative “for 1.2% for in-state students and
5.1% for out-of-state students.” App. 112.
The district court upheld this policy. The court
concluded that the “small percentage of decisions”
based on race was consistent with this Court’s equal
protection jurisprudence. Yet the district court’s
flawed decision rested upon an outlier in that
2 For ease of reference, Amici will refer to all Respondents as
“UNC” or the “University.”
6
jurisprudence: Grutter v. Bollinger, 539 U.S. 306
(2003).
This petition, like the petition in Students for Fair
Admissions, Inc. v. President and Fellows of Harvard
University, No. 20-1199, presents the ideal vehicle to
overrule Grutter. See App. 188 (alleging, in Count III
of Petitioner’s complaint, that UNC’s admissions
process is illegal because it “uses race as a factor in
admissions”); App. 189 (granting judgment on the
pleadings against Plaintiff on Count III because it was
foreclosed by Supreme Court precedent). From the
day on which it was decided, Grutter has been
“grievously wrong.” Ramos v. Louisiana, 140 S. Ct.
1390, 1414–15 (2020) (Kavanaugh, J., concurring in
part). The Equal Protection Clause contains a
categorical statement: government shall not “deny to
any person within its jurisdiction the equal protection
of the laws.” U.S. Const. amend. XIV, cl. 1. Yet the
thrust of Grutter is that “not every decision influenced
by race is equally objectionable.” 539 U.S. at 327.
Grutter expressly endorsed racial preferences—so
long as universities administer them in a “flexible,
nonmechanical way.” Id. at 334. But the Equal
Protection Clause and Title VI prohibit racial
discrimination of any kind—flexible or rigid;
mechanical or not.
Grutter’s troubles do not end there. In endorsing
racial preferences in University admissions, the
Grutter Court endorsed a novel interest: “obtaining
the educational benefits that flow from a diverse
student body.” Id. at 343; App. 184 (concluding that
UNC is entitled to “judicial deference” for its decision
to pursue and attain “the educational benefits of
diversity”). This diversity rationale is both amorphous
7
and unsound. It rests upon arbitrary racial
classifications. The term “Hispanic,” for instance, does
not describe a common background, designate a
common language, or even describe gross physical
appearance. See Peter Wood, Diversity: The Invention
of a Concept 25 (2003). And “Asians” make up roughly
60 percent of the world’s population and encompass
people of Chinese, Indian, Filipino, and many more
backgrounds. David E. Bernstein, The Modern
American Law of Race, 94 S. Cal. L. Rev. 171, 182–83
(2021). Although state-sponsored treatment of
individuals as members of arbitrary racial groups is
reason enough to overrule Grutter, the decision’s
disastrous consequences provide additional support to
do so. As explained below, Grutter’s diversity rationale
perpetuates harmful stereotypes against Asian
applicants. Grutter is also unworkable. Universities
across the Nation treat the decision as an unqualified
endorsement of racial preferences. Such preferences
not only deny students their right to equal justice
before the law, but harm the very students they
purportedly benefit. See generally Richard H. Sander,
A Systemic Analysis of Affirmative Action in Law
Schools, 57 Stan. L. Rev. 367 (2004) (students who
received racial preferences were less likely to pass the
bar exam). This Court should grant the petition and
overrule Grutter.
8
REASONS TO GRANT THE PETITION
I.
Grutter Should Be Overruled Because It Is
Grievously Wrong
A.
There Is No Higher Education Exception
to Equality Under the Law
Grutter is an outlier in equal protection
jurisprudence. Both the Equal Protection Clause and
Title VI provide a categorical bar on discrimination on
the basis of race. See U.S. Const. amend. XIV, cl. 1
(prohibiting the government from denying “any
person . . . the equal protection of the laws”); see 42
U.S.C. § 2000d (“No person in the United States shall,
on the ground of race, . . . be subjected to
discrimination under any program or activity
receiving Federal financial assistance.”). Earlier
congressional records confirm that the Fourteenth
Amendment contains an unqualified mandate: The
“abolition of all distinctions founded on color and
race.” 2 Cong. Rec. 4083 (1874). This Court has
enforced that mandate in its subsequent decisions. In
Adarand Constructors, Inc. v. Pena, this Court
explained that, because racial distinctions are “odious
to a free people,” racial classifications are always
subject to strict scrutiny. 515 U.S. at 214. And in Rice
v. Cayetano, this Court observed that “race is treated
as a forbidden classification” because “it demeans the
dignity and worth of a person to be judged by ancestry
instead of by his or her own merit and essential
qualities.” 528 U.S. 495, 517 (2000).
The Grutter Court fashioned a strange exception to
these important principles. It announced that the
Court would countenance racial discrimination if it
were narrowly tailored toward a university’s interest
9
in “the educational benefits that flow from a diverse
student body.” Grutter, 539 U.S. at 328. Of course, a
truly diverse student body may produce a number of
benefits. It might teach tolerance, acceptance, and
open-mindedness. But none of those purported
benefits can justify the harm of racial preferences:
racial discrimination.
Grutter ends up in the wrong place because it
started in the wrong direction. The Grutter Court
provided two reasons for deferring to a university’s
judgment about whether educational benefits are
sufficient to justify racial preferences. First, it did so
in light of what the Court viewed as the “important
purposes of public education and the expansive
freedoms of speech and thought associated with the
university environment.” Grutter, 539 U.S. at 328–29.
Second, the Court observed that a university is
typically entitled to “make its own judgments as to . . .
the selection of its student body.” Id. at 329.
Neither reason provides a basis to carve out an
exception to the “moral imperative of racial
neutrality” that is the “driving force of the Equal
Protection Clause.” City of Richmond v. J.A. Croson,
488 U.S. 469, 519 (1989) (Kennedy, J., concurring).
First, public education has not become significantly
more important in the decades since Brown v. Bd. of
Educ. of Topeka, 347 U.S. 483 (1954). Yet that
decision rejected race-based decisionmaking in school
assignments. Second, the “expansive freedoms of
speech and thought associated with the university
environment” have little to do with the Equal
Protection Clause. Freedom of speech allows students
to express their views, profound or ignorant, about
race. The Equal Protection Clause prohibits
10
administrators from discriminating on the basis of
race in college admissions. Finally, nothing in Title
VI or the Constitution cabins the substantial leeway
that universities have to craft their own admissions
policies. UNC is free to continue to examine “more
than forty criteria considered in every application.”
App. 37. The Equal Protection Clause and Title VI do
not forbid UNC from drawing distinctions based on an
applicant’s academic performance, test scores,
extracurricular activities, or dozens of other factors
that the University deems relevant to a student’s
ability to flourish at UNC. App. 167. The Equal
Protection Clause and Title VI only prohibit the
University from discriminating against applicants on
the basis of race.
Grutter’s departure from this categorical
prohibition on racial discrimination created a sui
generis rule for admissions in higher education. This
Court permits racial preferences in furtherance of an
amorphous benefit in the context of college admissions
— and no place else. An analogy from employment law
elucidates this point. An employer can conjure up
some “benefits that flow from a diverse [workforce],”
just as universities can surmise educational benefits
that flow from a diverse student body. Grutter, 539
U.S. at 328. But Title VII does not allow an employer
to achieve those supposed benefits by resorting to
racial preferences. See, e.g., Taxman v. Bd. of Educ. of
Twp. of Piscataway, 91 F.3d 1547, 1557–58 (3d Cir.
1996) (en banc). And a finding that an applicant’s race
was “the decisive factor” in even a small percentage of
employment decisions would undoubtedly subject an
employer to liability under Title VII. Cf. Pet. for Cert.
at 9 (noting that “the [district] court concluded that
UNC’s use of race was constitutional because it is the
11
decisive factor in only 5.1% of out-of-state decisions
and 1.2% of in-state decisions”). 3 Because Grutter
conflicts with this Court’s broader equality
jurisprudence, it must be overruled. See Knick v. Twp.
of Scott, 139 S. Ct. 2162, 2177 (2019).
B.
The Diversity Rationale Rests Upon
Arbitrary Racial Classifications
The diversity interest put forth by universities
routinely rests on arbitrary racial classifications.
Every applicant to UNC must complete a common
application, App. 167, which allows the applicant to
identify as a member of a racial or ethnic group, such
as White, Black, Hispanic, or Asian. UNC’s
admissions
policy
favors
members
of
underrepresented minority groups, which is defined
as any group “whose percentage enrollment within the
undergraduate student body is lower than their
percentage within the general population in North
Carolina.” App. 15 n.7. For more than three decades,
UNC has considered “students identifying themselves
as African American or [B]lack; American Indian or
Alaska Native; or Hispanic, Latino, or Latina” as
underrepresented minorities. Id.; see also App. 4 n.2
(referring to students who self-identify as members of
the same groups as “students of color”).
Racial labels, whether state-mandated or statesponsored, are “inconsistent with the dignity of
individuals in our society.” Parents Involved, 551 U.S.
3 To be sure, the Court’s decision in United Steelworkers v. Weber,
443 U.S. 193 (1973), interpreted Title VII to permit employers to
adopt affirmative action plans, but only in the limited
circumstances in which they are tailored to remedy a “manifest
imbalance” in a “traditionally segregated” job category. Id. at
197.
12
at 797 (Kennedy, J., concurring). That is because
racial labels require their creator to “first define what
it means to be of a race.” Id. In that process, they
impinge on the right of every individual to “find his
own identity,” and “define her own persona, without
state intervention that classifies on the basis of his
race or the color of her skin.” Id.
The racial classifications upon which the
University relies are both common and crude.
Members of the same racial group may have vastly
different backgrounds, skills, and aspirations. The use
of race in admissions policies presents the risk that
UNC evaluates applicants not as individuals but as
members of a broadly defined racial group. See Miller
v. Johnson, 515 U.S. 900, 911–12 (1995) (“Race-based
assignments embody stereotypes that treat
individuals as the product of their race, evaluating
their thoughts and efforts—their very worth as
citizens—according to a criterion barred to the
Government by history and the Constitution.”)
(internal citation and quotation marks omitted).
Thus, although the district court concluded that
“URM students are [ ] likely to have experiences of
particular importance,” App. 150 (citing Grutter),
there is nothing intrinsic in these broad racial
categories that assures a commonality of experience.
See Wood, supra, at 25. As one scholar explained,
contemporary group classifications such as “[B]lack,”
“Asian,” and “Hispanic” fail to identify any common
factor inherent to individuals within those groups. Id.
The term “Hispanic,” for instance, covers people of
different backgrounds. “The Mexican Americans of
the southwest, the northeast’s Puerto Ricans, and
Florida’s Cubans had rarely thought of themselves, or
13
been thought of by others, as constituting a single
group until somebody decided to lump them into a
single statistical category of ‘Spanish Americans.’”
Sean A. Pager, Antisubordination of Whom? What
India’s Answer Tells Us About the Meaning of
Equality in Affirmative Action, 41 U.C. Davis L. Rev.
289, 303–04 (Nov. 2007). The same problems plague
the definition of “Asian,” which includes individuals of
Chinese, Indian, Japanese, Vietnamese, and other
origins. Id. at 305.
Amicus Coalition for TJ has experienced the effects
of crude racial lumping first-hand. The “Asian
American” student population at Thomas Jefferson
High School for Science and Technology is made up of
students whose families hail from 30 countries,
including India, Pakistan, South Korea, Japan,
Vietnam, China, and the Philippines. Altogether,
Asian American students make up 73% of the Class of
2024. As a result of the perceived overrepresentation
of Asian American students, the school board
implemented changes to the admissions system to
eliminate a test that the board claims “squeezed out
diversity in our system.” As a result, a sharp decline
occurred in the number of Asian American students
admitted to the Class of 2025 at TJ. The percentage of
admissions offers made to Asian Americans fell from
73% for the Class of 2024 to 54% for the Class of 2025.
See Coal. for TJ, 1:21-cv-00296, Plaintiff’s
Memorandum in Support for Motion for Summary
Judgment, ECF No. 98 at 14. It is indeed a “sordid
business, this divvying us by race.” League of United
Latin Am. Citizens v. Perry, 548 U.S. 399, 511 (2006)
(Roberts, C.J., concurring in part and dissenting in
part).
14
C.
Racial Classifications Perpetuate
Harmful Stereotypes
“Race-based assignments embody stereotypes that
treat individuals as the product of their race.” Miller,
515 U.S. at 912 (citation omitted). Admissions at UNC
are no exception. Online chats between admissions
officers sometimes expressly refer to an applicant’s
race. Pet. for Cert. at 5–6. One admissions officer
claims to have reviewed “a brown girl who’s an 810
[SAT].” Id. at 5. Another instructed that “[i]f its brown
and above a 1300 [SAT] put them in for [the]
merit/Excel [scholarship].” Id. Still another revealed
that she was “reading an Am. Ind.” application. Id. at
6. These crude statements underscore that racial
classifications “demean[] us all.” Fisher v. Univ. of
Texas at Austin, 570 U.S. 297, 316 (2013) (Thomas, J.,
concurring).
These pernicious stereotypes extend beyond
campus. College guidebooks like the Princeton Review
advise Asian American applicants to “be careful about
what [they] say and don’t say in [their] application.”
Princeton Review, Cracking College Admissions 174
(2d ed. 2004). Against the backdrop of racial
preferences, Asian American applicants to prestigious
universities must “distance [themselves] as much as
possible from” stereotypes about Asians. Id. at 176.
The guide implores Asian American students to
disavow any aspiration of being a doctor or an
engineer, and to “get involved in activities other than
math club, chess club, and computer club.” Id. at 175.
The principle of equal protection before the law
embodies the promise that race will not stand in the
way between an individual and her dreams. Yet Asian
American students who want to attend elite
15
universities are incentivized to forgo a career in
medicine, math, and sciences—all because there
happens to be “too many Asians” in those programs.
This leads to devastating consequences. As one
Chinese-American student at Yale recounted, “I quit
piano, viewing the instrument as a totem of my race’s
overeager striving in America. I opted to spend much
of my time writing plays and film reviews—pursuits I
genuinely did find rewarding but which I also chose so
I wouldn’t be pigeonholed.” Althea Nagai, Too Many
Asian Americans: Affirmative Discrimination in Elite
College Admissions, Center for Equal Opportunity,
May 22, 2018. 4
Amici have felt the sting of pernicious racial
stereotypes in school admissions. In the meetings
preceding efforts to racially balance Thomas Jefferson
High School at the expense of Asian American
students, one school board member referred to the
culture at TJ as “toxic.” See Coal. for TJ, 1:21-cv00296, ECF No. 1, Compl. ¶ 45. A Virginia state
delegate, as part of a working group to address
diversity and equity, made baseless claims of
“unethical ways” Asian American parents “push their
kids into [TJ],” when those parents are “not even going
to stay in America,” but instead are “using [TJ] to get
into Ivy League schools and then go back to their home
country.” Id. ¶ 38. CACAGNY, Yi Fang Chen, and
others have had similar experiences in New York,
where Mayor de Blasio referred to the racial
composition of the specialized high schools as a
4 http://www.ceousa.org/attachments/article/1209/AN.Too%20
Many%20AsianAms.Final.pdf.
16
“monumental injustice.” 5 Administrators at the
specialized high schools see the matter differently. See
Students for Fair Admission, Inc. v. President and
Fellows of Harvard College, 1:14-cv-14176-ADB, ECF
No. 414-3 at 150–55 (Stuyvesant assistant principal
in tears when shown the numbers of Asian American
acceptance rates “[b]ecause these numbers make it
seem like there’s discrimination, and I love these kids
and I know how hard they work”).
II. Grutter Should Be Overruled Because It
Is Unworkable
Grutter was “egregiously wrong when decided” and
should be overruled for that reason alone. Ramos v.
Louisiana, 140 S. Ct. at 1414 (Kavanaugh, J.,
concurring). The Equal Protection Clause demands
“equal justice under law,” a venerable principle etched
on the building of the Supreme Court. The Fourteenth
Amendment prohibits racial discrimination; Grutter
allows it. A rule that permits racial preferences should
not be countenanced even if it were workable. But
Grutter is anything but workable. It was meant to
(wrongly) permit only a sliver of racial discrimination,
but universities have long viewed it as an unqualified
endorsement of racial preferences.
This case is one example. Race is decisive for “5.1%
of out-of-state decisions and 1.2% of in-state
decisions.” Pet. for Cert. at 9 (citing App. 112–13). The
University’s consideration of race is especially
pronounced for applicants who score within the range
Bill de Blasio, Our Specialized Schools Have a Diversity
Problem. Let’s Fix It., Chalkbeat (June 2, 2018),
https://chalkbeat.org/posts/ny/2018/06/02/mayor-bill-de-blasionew-york-city-will-push-for-admissions-changes-at-elite-andsegregated-specialized-high-schools/.
5
17
of UNC’s median applicant. Petitioner’s expert
observed that while “pretty much everybody” in the
top decile of academic performance is admitted to
UNC, there are “meaningful differences” between
students of different racial groups in the middle
deciles. App. 76. In one such decile, “whites and Asian
Americans have admit rates that are below 30%, but
the African American admit rate is over 40 points
higher, at 71%, and the Hispanic admit rate is almost
54%.” App. 76–77.
The rise of mismatch research, most of which was
published after Grutter, also counsels in favor of
revisiting that decision. See Ramos, 140 S. Ct. at 1414
(Kavanaugh, J., concurring) (listing “changed facts” as
a factor to consider in cases implicating stare decisis).
The basic principle underlying “mismatch” theory is
intuitive: most students learn best if they are in a
class with others at the same level of preparation.
This effect holds regardless of the student’s race.
Racial preferences implicate mismatch theory. By
definition, they give underqualified applicants a boost
to further the university’s goal in achieving a diverse
class. A few years before Grutter, Rogers Elliott and
his colleagues at Dartmouth conducted an empirical
study that revealed that racial preferences were
deterring racial and ethnic minority students from
majoring in science, technology, engineering, and
mathematics. Rogers Elliott et al., The Role of
Ethnicity in Choosing and Leaving Science in Highly
Selective Admissions, 37 Res. Higher. Ed. 681 (1996).
Another study published a year after Grutter came to
the same conclusion. See Frederick L. Smyth &
John J. McArdle, Ethnic and Gender Differences in
Science Graduation Rates at Selective Colleges with
18
Implications for Admissions Policy and College
Choice, 4 Res. Higher Educ. 353 (2004). Stephen Cole
and Elinor Barber similarly found that African
American students at elite colleges were less likely to
persist with an initial interest in academic careers
than their counterparts at less elite schools because of
academic mismatch. Stephen Cole & Elinor Barber,
Increasing Faculty Diversity: The Occupational
Choices of High-Achieving Students 124, 212 (2003).
The following year, law professor Richard Sander
published a study indicating that students who
received racial preferences in admissions were less
likely to pass the bar exam. See generally Sander,
supra.
Although some scholarship on mismatch existed
prior to Grutter, the principle was popularized more
widely after the decision. Since Professor Sander’s
Stanford Law Review article, the United States
Commission on Civil Rights published two reports—
Affirmative Action in American Law Schools and
Encouraging Minority Students in Science Careers—
intended to make this research more accessible to a
wider audience of policymakers, and Richard Sander
co-authored a book on his research to the same end. A
new report published this year by Amicus Center for
Equal Opportunity provides more on the point. See
Althea Nagai, Campus Diversity and Student
Discontent: The Cost of Race and Ethnic Preferences in
College Admissions, Center for Equal Opportunity,
Jan. 27, 2021. 6 Summarizing the current research, the
report concludes that racial preferences harm the very
6 https://www.ceousa.org/2021/01/27/campus-diversity-andstudent-discontent-the-costs-of-race-and-ethnic-preferences-incollege-admissions-2/.
19
students they purportedly benefit. Id. at 29–30.
Students who “benefit” from racial preferences end up
transferring more frequently, take longer to graduate,
and were more dissatisfied compared to others in their
class. Id.
The post-Grutter research on mismatch counsels in
favor of granting the petition. Many who support
racial preferences in education rest their support of
such programs not on diversity, but on an interest in
remedying past discrimination. See Wencong Fa, The
Trouble with Racial Quotas in Disparate Impact
Remedial Orders, 24 Wm. & Mary Bill Rts. J. 1169,
1198–1200 (2016). Yet mismatch theory confirms that
“[i]f the need for the racial classifications . . . is
unclear, . . . the costs are undeniable.” Parents
Involved, 551 U.S. at 745 (plurality op.). All students,
regardless of race, bear the burden of racial
preferences.
20
CONCLUSION
For the reasons stated herein, and those stated by
Petitioner, Amici respectfully request that this Court
grant the petition for certiorari.
DATED: December 2021.
Respectfully submitted,
JOSHUA P. THOMPSON
WENCONG FA*
ALISON SOMIN
*Counsel of Record
Pacific Legal Foundation
555 Capitol Mall, Suite 1290
Sacramento, California 95814
Telephone: (916) 419-7111
WFa@pacificlegal.org
Counsel for Amici Curiae Pacific Legal Foundation,
Center for Equal Opportunity, Reason Foundation,
Chinese American Citizens Alliance - Greater New
York, Yi Fang Chen, Coalition for TJ, and Project 21
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