Petition for Writ of Certiorari — Donald Burns, Petitioner v. Town of Palm Beach, Florida
Supreme Court briefNov 3, 2021
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App. 1
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
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No. 18-14515
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D.C. Docket No. 9:17-cv-81152-BB
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DONALD BURNS,
Plaintiff-Appellant,
versus
TOWN OF PALM BEACH,
a Florida municipal corporation,
Defendant-Appellee.
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Appeal from the United States District Court
for the Southern District of Florida
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(June 8, 2021)
Before LUCK, ED CARNES, and MARCUS, Circuit
Judges.
LUCK, Circuit Judge:
Donald Burns wants to knock down his “traditional” beachfront mansion and build a new one, almost twice its size, in the midcentury modern style.
The new mansion, Burns says, will reflect his evolved
App. 2
philosophy of simplicity in lifestyle and living with an
emphasis on fewer personal possessions. The new twostory mansion will have a basement garage, outdoor
pool and spa, cabana, and exercise room.
To build his new mansion, Burns had to get the
approval of the Town of Palm Beach’s architectural review commission. Palm Beach created the commission
to review building permit applications to make sure
new structures were “in harmony with the proposed
developments on land in the general area” and “not
excessively dissimilar in relation to any other structure existing . . . within 200 feet of the proposed site
in respect to . . . [a]rchitectural compatibility[,] . . .
[a]rrangement of the components of the structure[,] . . .
[a]ppearance of mass from the street,” and “[d]iversity
of design that is complimentary with the size and
massing of adjacent properties.” In other words, the
town doesn’t want elephants next to poodles. Or, as the
town explained in its findings creating the commission,
Palm Beach “has become a worldwide synonym for
beauty, quality and value” and the “essential foundation of beauty in communities is harmony.” “The task
of the architectural commission is . . . to preserve various elements of urban beauty and require that new
projects enhance the existing elements” in order “to
achieve a pleasant and comprehensive cohesiveness in
community development.”
Applying its criteria, the architectural review
commission denied Burns’s building permit. The commission found that his new mansion was not in harmony with the proposed developments on land in the
App. 3
general area and was excessively dissimilar to other
homes within 200 feet in terms of its architecture, arrangement, mass, and size.
Burns sued the town, claiming that the criteria
the commission used to deny his building permit violated his First Amendment free speech rights and his
Fourteenth Amendment rights to due process and
equal protection. The district court granted summary
judgment for the town. We conclude that summary
judgment was not granted too early and affirm on the
First Amendment claim because there was no great
likelihood that some sort of message would be understood by those who viewed Burns’s new beachfront
mansion. We also affirm the summary judgment on the
Fourteenth Amendment claims because the commission’s criteria were not unconstitutionally vague and
Burns has not presented evidence that the commission
applied its criteria differently for him than for other
similarly situated mansion-builders.
FACTUAL BACKGROUND
AND PROCEDURAL HISTORY
Palm Beach’s Architectural Review Commission
Palm Beach created its architectural review commission because the town is “internationally known . . .
for beauty, quality and value” and “beautiful communities can be created only through a deliberate search for
beauty on the part of the community leadership, architects, planners, realtors and the building industry.”
App. 4
Town of Palm Beach, Fla., Code § 18-146(a)-(b).1 The
“essential foundation of beauty in communities,” the
town found, “is harmony.” Id. § 18-146(e). “The plan for
achieving beauty must grow out of special local characteristics of site, aesthetic tradition and development
potential.” Id. The commission was directed to “preserve various elements of urban beauty and require
that new projects enhance the existing elements.” Id.
§ 18-146(d). Palm Beach’s “intent,” it made clear, was
“to achieve a pleasant and comprehensive cohesiveness in community development.” Id. § 18-146(e).
There are seven commissioners on the architectural review commission. Id. § 18-166(a). The commissioners must be “specially qualified” by “training or
experience in art, architecture, community planning,
land development, real estate, landscape architecture,
or other relevant business or profession, or by reason
of civic interest and sound judgment to judge the effects of a proposed building upon the desirability, property values and development of surrounding areas.” Id.
§ 18-167(a). No less than two, but no more than three,
commissioners must be Florida-registered architects.
1
The dissenting opinion uses the name “ARCOM” for the architectural review commission and then calls the name it uses
“Orwellian.” Dissenting Op. at 72. If by Orwellian the dissenting
opinion means any government agency that administers regulations impacting our lives, then the architectural review commission is as Orwellian as the state board of therapeutic massage,
the local dog catcher, and every one of the alphabet soup of departments and agencies and bureaus in Washington, D.C.
App. 5
Id. § 18-166(a). And one commissioner must be a landscape architect or a “master gardener.” Id.
Except for minor changes and changes to historic
buildings, all applications for demolition and construction in the town must be approved by the commission.
Id. § 18-175(a). The commission reviews an application
for a building permit based on the criteria in section
18-205(a) of the town’s code. Id. If an applicant meets
the criteria, the commission “shall” approve the application. Id. § 18-205(b). Section 18-205(a) identifies ten
criteria for the commission to consider:
(1) The plan for the proposed building or
structure is in conformity with good taste and
design and in general contributes to the image
of the town as a place of beauty, spaciousness,
balance, taste, fitness, charm and high quality.
(2) The plan for the proposed building or
structure indicates the manner in which the
structures are reasonably protected against
external and internal noise, vibrations, and
other factors that may tend to make the environment less desirable.
(3) The proposed building or structure
is not, in its exterior design and appearance,
of inferior quality such as to cause the nature
of the local environment to materially depreciate in appearance and value.
(4) The proposed building or structure
is in harmony with the proposed developments on land in the general area, with the
comprehensive plan for the town, and with
App. 6
any precise plans adopted pursuant to the
comprehensive plan.
(5) The proposed building or structure
is not excessively similar to any other structure existing or for which a permit has been
issued or to any other structure included in
the same permit application within 200 feet of
the proposed site in respect to one or more of
the following features of exterior design and
appearance:
a. Apparently visibly identical front or
side elevations;
b. Substantially identical size and arrangement of either doors, windows, porticos
or other openings or breaks in the elevation
facing the street, including reverse arrangement; or
c. Other significant identical features of
design such as, but not limited to, material,
roof line and height of other design elements.
(6) The proposed building or structure
is not excessively dissimilar in relation to any
other structure existing or for which a permit
has been issued or to any other structure included in the same permit application within
200 feet of the proposed site in respect to one
or more of the following features:
a.
Height of building or height of roof.
b. Other significant design features including, but not limited to, materials or quality of architectural design.
App. 7
c.
Architectural compatibility.
d. Arrangement of the components of
the structure.
e. Appearance of mass from the street or
from any perspective visible to the public or
adjoining property owners.
f. Diversity of design that is complimentary with size and massing of adjacent properties.
g. Design features that will avoid the
appearance of mass through improper proportions.
h. Design elements that protect the privacy of neighboring property.
(7) The proposed addition or accessory
structure is subservient in style and massing
to the principal or main structure.
(8) The proposed building or structure
is appropriate in relation to the established
character of other structures in the immediate area or neighboring areas in respect to significant design features such as material or
quality or architectural design as viewed from
any public or private way (except alleys).
(9) The proposed development is in conformity with the standards of this Code and
other applicable ordinances insofar as the location and appearance of the buildings and
structures are involved.
App. 8
(10) The project’s location and design
adequately protects unique site characteristics such as those related to scenic views, rock
outcroppings, natural vistas, waterways, and
similar features.
Id. § 18-205(a).
Burns’s New Mansion
For the last eighteen years, Burns has been living
in his 10,063 square foot mansion—which he describes
as a “traditional home”—on the Atlantic Ocean in Palm
Beach.
But in 2013, Burns decided he wanted to knock down
the “traditional home” so he could build a new mansion
in the midcentury modern style to convey the evolution
App. 9
of his personal philosophy. He wanted his new mansion
“to be a means of communication and expression of the
person inside: Me.” He picked a design of international
or midcentury modern architecture because it emphasized simple lines, minimal decorative elements, and
open spaces built of solid, quality materials. According
to Burns, the midcentury modern design communicated that the new home was clean, fresh, independent,
and modern—a reflection of his evolved philosophy of
simplicity in lifestyle and living with an emphasis on
fewer personal possessions. It also communicated
Burns’s message that he was unique and different
from his neighbors.
Burns initially submitted a plan to the town council that proposed demolishing his existing 10,063
square foot mansion and building in its place a 25,198
square foot mansion in the midcentury modern design.
His emphasis on fewer personal possessions included
two stories and a basement containing a five-car garage, wine storage area, and steam room. The first floor
would have an open-air entry, guest rooms, dining
room, kitchen, family room, powder rooms, and living
room. The open-air entry would lead to the pool, spa,
and cabana. The second floor would have more guest
rooms, an exercise room, and the master bedroom.
At the council’s meeting on the application,
Burns’s landscape architect testified that the “most important design criteri[on],” as directed by Burns, was
“to screen th[e] house properly, and more than adequate.” The landscaper proposed curtaining the house
from the public road with heavy landscaping, including
App. 10
a sixteen-to-eighteen-foot-tall hedge and a large specimen of trees. The design also called for landscaping to
buffer the new mansion from Burns’s northern and
southern neighbors. After some of Burns’s neighbors
opposed the plan, the town council deferred action until the architectural review commission considered the
building permit.
At the commission’s May 25, 2016 meeting, Burns
presented the testimony of his landscaper, attorney, architects, and expert architectural witness, David
Chase. The landscaper told the commission about the
“much more dense” landscaping that the new design
would implement compared with Burns’s current mansion. Facing the street, Burns proposed planting a “tall,
green callifolium wall or hedge” to “separate” the
“street from the house and provide screening and a
buffer.” The design would also stagger coconut palms
in between the house and the street. To “block views
from the neighbors to the north,” Burns would plant a
fourteen-to-sixteen-foot-tall hedge, coconut palms at
least thirty-two feet tall, and eighteen-to-twenty-twofoot-tall grey wood trees. The design called for similar
landscaping on the south side.
Burns’s architectural expert, Chase, submitted a
report and testified about the architectural styles in
Palm Beach and previous applications that the commission had approved. The report identified fifteen
midcentury modern design applications, other than
Burns’s, that the commission considered from 1979 to
2016. Chase documented the commission’s deliberations on each application and some of the individual
App. 11
commissioners’ statements about the designs. He
compared the commissioners’ observations to the
eight design features in section 18-205(a)(6) and categorized the commission’s reception as good, bad, or no
comment for each criterion. He also identified where a
commissioner found a design feature “excessively dissimilar” in relation to nearby structures. The commission had approved fourteen applications and denied
one. Chase gave his professional opinion that Burns’s
design met the commission’s criteria in section 18205(a)(6).
At the meeting, Burns’s neighbors told the commission that the new mansion was too large for the lot,
too dissimilar with the neighborhood, had inappropriate glass-to-mass ratios, and invaded their privacy. The
commission approved the demolition but voted to defer
its decision on the building permit.
At the commission’s August 24, 2016 meeting,
Burns presented a revised design. Burns reduced the
square footage of his new mansion by twenty-two percent—to 19,594 square feet—but kept similar plans for
the landscaping. His neighbors again testified in opposition to the plan. And the commission again deferred
its decision.
At the commission’s next meeting, on September
28, 2016, Burns presented another revised plan.
App. 12
(behind the wall)
Among other changes, and to alleviate some of the concerns, he added a limestone wall between the front of
the mansion and Ocean Boulevard (the residential
street in front of the home) with a louvered gate. The
gate had angled vertical slats (the louvers) spaced at
regular intervals across its length to allow for air and
light to come through. The angle of the louvers
App. 13
prevented anyone driving north on Ocean Boulevard
from seeing the house. Drivers headed south would not
see the house because of the heavy landscaping on the
other side of the gate. Even with the changes, the commission voted five-to-two to deny his application. The
commission explained why it denied the building permit based on the section 18-205(a) criteria:
(4) The proposed building or structure is not
in harmony with the proposed developments
on land in the general area, with the comprehensive plan for the town, and with any
precise plans adopted pursuant to the Comprehensive Plan.
...
(6) The proposed building or structure is excessively dissimilar in relation to any other
structure . . . within 200 feet of the proposed
site in respect to . . .
(c)
Architectural compatibility.
(d) Arrangement of the components of the
structure.
(e) Appearance of mass from the street or
from any perspective visible to the public or
adjoining property owners.
(f ) Diversity of design that is complimentary with size and massing of adjacent properties.
. . . [and]
App. 14
(8) The proposed development is not in conformity with the standards of this Code and
other applicable ordinances insofar as the location and appearance of the buildings and
structures are involved.
Burns Sues Palm Beach in Federal District Court
Burns could have appealed the commission’s decision to the town council and then the state circuit
court. See Town of Palm Beach, Fla., Code §§ 18-177,
134-173. Instead, Burns sued Palm Beach in federal
district court under 42 U.S.C. section 1983. In his twocount complaint, Burns brought a Fourteenth Amendment due process void-for-vagueness challenge and an
equal protection challenge to section 18-146 (the section explaining the town’s findings and purpose for creating the architectural review commission) and section
18-205(a) (the section with the commission’s criteria
for approving building permits) of the town’s ordinances. Burns also alleged that the two ordinances violated his First Amendment right to speak through the
midcentury modern design of his new mansion. Burns
claimed that the ordinances violated his constitutional
rights both on their face and as applied to him.
Before discovery, Palm Beach moved to dismiss
Burns’s complaint for failure to state a claim and for
summary judgment. Burns responded on the merits
and, consistent with Federal Rule of Civil Procedure 56
and the local rules, filed affidavits in opposition to the
motion and a statement of material facts. Burns also
App. 15
submitted a declaration under rule 56(d)2 that identified several areas of discovery he needed so he could
respond to the town’s summary judgment motion.
Burns told the district court that he wanted discovery
on the records of the commission’s hearings to show its
lack of discernable standards, to get the legislative history of the relevant ordinances and the commission’s
rules and regulations, to hire an expert, and, “[d]epending on the documents obtained,” to take depositions.
While the summary judgment motion was pending, discovery continued. Burns filed supplemental
documents and exhibits opposing summary judgment.
And the district court, at the parties’ request, extended
the discovery deadline three times.
Palm Beach’s summary judgment motion was referred to the magistrate judge. The magistrate judge
held a hearing on the motion about six months after it
was filed but before the close of discovery. The magistrate judge asked Burns whether he was ready on the
summary judgment motion, and Burns said he was
“ready to proceed . . . on the facial claim[s],” but
“want[ed] to be able to complete discovery” before a decision on the as-applied claims. Burns said he wanted
to submit expert testimony on architecture as an art
form, but he noted that he had already submitted other
2
Federal Rule of Civil Procedure 56(d) provides, “If a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify its opposition, the
court may: (1) defer considering the motion or deny it; (2) allow
time to obtain affidavits or declarations or to take discovery; or
(3) issue any other appropriate order.” Fed. R. Civ. P. 56(d).
App. 16
evidence showing that architecture was art and there
was no dispute that it was. Burns also told the magistrate judge that he wanted transcripts of the commission meetings because Palm Beach had objected that
Burns’s summaries were hearsay.
Two months later, the magistrate judge recommended granting Palm Beach’s summary judgment
motion. The magistrate judge first said that Burns had
waived any objection that summary judgment was
premature because he opposed Palm Beach’s motion on
the merits. And Burns did not have standing to challenge section 18-146 (the findings and purpose section)
because he was not injured by that ordinance.
As to Burns’s First Amendment claim against the
commission’s criteria in section 18-205(a), the magistrate judge adopted the three-part predominant-purpose test from Mastrovincenzo v. City of New York, 435
F.3d 78 (2d Cir. 2006) for determining whether the new
mansion was constitutionally protected speech. The
predominant-purpose test asks whether: (1) the owner
of the structure subjectively intended to communicate
a message; (2) the predominant purpose of the structure was to communicate a message; and (3) a reasonable observer viewing the structure in its surrounding
context had a great likelihood of understanding it to be
predominantly communicating some message.
The town conceded that Burns intended to communicate a message, so that wasn’t an issue. After
reviewing the summary judgment evidence, the magistrate judge found that the predominant purpose of
App. 17
Burns’s mansion was nonexpressive because the design—with its two stories, basement garage, numerous
bedrooms and bathrooms, pool, oceanfront views, privacy wall, and heavy landscaping—demonstrated that
the “structure [was] to serve as a residence, not as a
piece of visual art.” And any message from the mansion
would be ambiguous, according to the magistrate
judge, because of its residential features and because,
even though the mansion was a custom design, a reasonable viewer would not infer that the design sent a
message. Rather, a viewer might think that the owner
liked the architecture, wanted a different style from
his neighbors, or believed the house would be more
hurricane resistant. Because the design was nonexpressive, the magistrate judge found that the First
Amendment did not apply.
As to Burns’s vagueness claim, the magistrate
judge applied “less exacting scrutiny” because section
18-205(a) did not implicate any fundamental rights.
The magistrate judge explained that the commission’s
criteria were not vague because the ordinance listed
specific design elements to compare a proposed structure to others in the area and identified “architectural
compatibility” and “harmony” with nearby structures
as guidelines for a design. As to Burns’s equal protection claim, the magistrate judge said that Burns had
failed to present evidence of similarly situated building permit applications that Palm Beach treated differently than his, so his class-of-one claim failed.
Burns objected to the magistrate judge’s report
and recommendation, but only as to his claims
App. 18
challenging the constitutionality of the architectural
review commission’s criteria for issuing a building
permit in section 18-205(a). Burns argued that the
magistrate judge: erred in recommending summary
judgment before the close of discovery; analyzed his
free speech claim using the wrong test; and erred in
recommending that his vagueness and equal protection claims should be denied. Burns also filed two expert reports opining on the communicative aspects of
architecture.
The district court overruled Burns’s objections and
adopted the magistrate judge’s report. The district
court agreed that Burns had waived any objection to
an early summary judgment because he fully briefed a
response to Palm Beach’s motion and participated in
oral argument. And even if he didn’t waive the objection, the district court concluded that Burns did not
meet rule 56(d)’s standard because he did not specifically identify what facts he would discover to oppose
the motion. Rather, his declaration only identified
“general categories of discovery that would be sought.”
The district court also explained that Burns gave no
reason why he could not obtain the discovery in the
months between the filing of his declaration and the
hearing.
As to Burns’s First Amendment claim, the district
court agreed that the three-part predominant-purpose
test applied and that the primary purpose of Burns’s
new mansion was to be his residence. Because Burns
designed the residence to be concealed from the public
by a privacy wall and heavy landscaping, the district
App. 19
court also concluded that a reasonable observer
would not have a great likelihood of understanding
that the mansion communicated a message. As to
Burns’s vagueness claim, the district court agreed
that section 18-205(a)’s criteria and reference to design elements were understandable to an ordinary person and prevented arbitrary and discriminatory
enforcement. Finally, as to Burns’s equal protection
claim, the district court agreed with the magistrate
judge that Burns had not presented evidence of comparator mansions, “identical in all relevant respects” to
his design, that were approved by the commission.
Burns appeals the summary judgment for Palm
Beach.
STANDARDS OF REVIEW
“We review the district court’s denial of a [r]ule
56[(d)] motion under the abuse of discretion standard.” Fla. Power & Light Co. v. Allis Chalmers Corp.,
893 F.2d 1313, 1315 (11th Cir. 1990).3 “We review the
district court’s grant of summary judgment de novo.”
Fort Lauderdale Food Not Bombs v. City of Fort
Lauderdale, 901 F.3d 1235, 1239 (11th Cir. 2018)
3
“When [r]ule 56 was rewritten in 2010, [the rule 56(f )] provisions were moved to a new subdivision (d), without any substantial change. Thus, precedent prior to 2010 citing [r]ule 56(f ) is
fully applicable to current [r]ule 56(d).” 10B Charles A. Wright &
Arthur R. Miller, Federal Practice and Procedure § 2740 (4th ed.
2020); see also City of Miami Gardens v. Wells Fargo & Co., 931
F.3d 1274, 1287 (11th Cir. 2019) (applying old rule 56(f ) precedent to a rule 56(d) challenge).
App. 20
(emphasis omitted). And we review questions of constitutional law de novo. Id. Because “the reaches of the
First Amendment are ultimately defined by the facts it
is held to embrace,” we must “decide for ourselves
whether a given course of conduct falls on the near or
far side of the line of constitutional protection.” Flanigan’s Enters., Inc. of Ga. v. Fulton Cnty., Ga., 596 F.3d
1265, 1275 (11th Cir. 2010) (internal quotation marks
omitted). To do that in First Amendment free speech
cases, “the Supreme Court has instructed us to make
an independent examination of the whole record, and
has recognized our ultimate power . . . to conduct an
independent review of constitutional claims when necessary.” Id. (quotation omitted; omission in original).
While the dissenting opinion agrees that we have
done as instructed by independently examining the
whole record before us in this appeal, it questions our
conclusion because “[t]raditionally, this power is used
to protect rights from government encroachment” and
not, as it claims we have done, “to curtail the freedom
of expression.” Dissenting Op. at 73. Our narrow and
fact-specific conclusion does not curtail the freedom of
expression. And the standard of review in First
Amendment free speech cases isn’t a one-way rachet.
It is result-neutral. We reject the dissenting opinion’s
suggestion that an independent examination of the
whole record can only, and will always, reach the conclusion that the challenged expression is protected and
never that it’s not.
Our First Amendment free speech decisions do not
support the dissenting opinion’s view that under the
App. 21
independent “whole record” standard of review, we
“traditionally” find protected expression and a First
Amendment violation. For example, in ACLU of Florida, Inc. v. Miami-Dade County School Board, 557 F.3d
1177 (11th Cir. 2009), after independently examining
the whole record to find the facts, we rejected the plaintiffs’ First Amendment challenge to the school board’s
decision to remove a book from its libraries. We did so
after finding for ourselves the motivation of the board’s
decision. Id. at 1207 (“Our review of the record leads
us to the conclusion that under the Pico standard we
are assuming applies, the Board members did not remove books from school library shelves simply because
they dislike[d] the ideas contained in those books
and [sought] by their removal to prescribe what shall
be orthodox in politics . . . or other matters of opinion.”
(internal quotation marks omitted; alterations and
omissions in original)). In Flanigan’s, we independently
examined the whole record before rejecting the plaintiffs’ claim that the county’s nude dancing ordinance
violated their free speech rights. We rejected it because
we found that “it was reasonable for the [c]ounty to
rely on the voluminous evidence before it—including
the many findings of the July 2001 report, the numerous foreign studies appended to it, and the live testimony of the chief of police and the chief judge of the
juvenile court.” 596 F.3d at 1279-80. And in Don’s Porta
Signs, Inc. v. City of Clearwater, 829 F.2d 1051 (11th
Cir. 1987), we independently examined the whole record before rejecting the plaintiffs’ claim that the city’s
sign ordinance violated their free speech rights. We rejected it because we found that “the record sufficiently
App. 22
supports the [c]ity’s judgment that the regulation of
portable signs will help to eliminate visual clutter and
thereby further the [c]ity’s interest in improving the
visual character of the [c]ity.” Id. at 1053 (footnote
omitted).
In all of those cases the plaintiffs claimed that
their First Amendment free speech rights were being
violated by “government encroachment.” In all of those
cases we, as the reviewing court, made an independent
examination of the whole record. And in all of these
cases, based on our review of the whole record, we held
that the alleged “government encroachment” did not
violate the First Amendment. Here, we do no more and
no less than what we have “[t]raditionally” done in
Don’s Porta, ACLU of Florida, and Flanigan’s.
The “irony today” is not, as the dissenting opinion
says, that we have done as the Supreme Court has instructed and conducted an independent examination of
the whole record relating to Burns’s constitutional
claims. Dissenting Op. at 73. The “irony today” is that
it is the dissenting opinion that goes beyond the “whole
record” in this case, the record developed by the parties
and put before the district court. The dissenting opinion consults extra-record sources and draws from them
the “facts” that it determines support its conclusion.
Throughout the dissenting opinion, it laments the “incomplete record” and the “limited record” that’s before
us. Id. at 74, 123 n.5. So, the dissenting opinion escapes
the confines of the record to look for evidence that the
parties never put forward and the district court never
considered. It discusses:
App. 23
•
Walter Gropius’s home in Massachusetts,
Frank Lloyd Wright’s Fallingwater in Pennsylvania, John Yeon’s Watzek home in Oregon,
Philip Johnson’s Glass House in Connecticut,
Charles and Ray Eames’ home in California,
John Lautner’s Schaffer home in California,
and Eero Saarinen’s Miller home in Indiana,
id. at 90-91;
•
Richard Wagner, id. at 85;
•
The ruins of the Roman Forum, id.;
•
Hitler’s relationship with Albert Speer and
Napoleon III’s relationship with Baron
Georges-Eugène Haussmann, id. at 86;
•
Thomas Jefferson’s views on architecture, id.
at 86-87, 89;
•
The U.S. Capitol, id. at 87;
•
Versailles, the Winter Palace, and Schönbrunn
Palace, id. at 88; and
•
The history of the International Style, id. at
89-90.4
The dissenting opinion doesn’t stop there. It also relies
on trade journals, articles, and websites that were not,
and are not, part of the actual record in this case:
4
Much of the dissenting opinion’s extra-record facts have
nothing to do with residential architecture. Wagner designed a
theater. Dissenting Op. at 85. Jefferson, in his letter to Madison,
was discussing “public buildings.” Id. at 86. And the U.S. Capitol
is the seat of our federal government. Id. at 87.
App. 24
•
Burford Pickens, Mr. Jefferson as Revolutionary Architect, 34 J. of the Soc’y of Architectural Historians 257 (1975), id. at 87, 89;
•
Monticello and the University of Virginia in
Charlottesville: World Heritage Site, National
Park Service, https://www.nps.gov/articles/000/
monticello-and-the-university-of-virginia-worldheritage-site.htm, id. at 89;
•
Jess R. Phelps, Preserving National Historic
Landmarks?, 24 N.Y.U. Envtl. L.J. 137 (2016),
id. at 91 n.1;
•
Susan L. Buck, A Material Evaluation of
the Gropius House: Planning to Preserve a
Modern Masterpiece, 28 APT Bulletin: The J.
of Preservation Tech. (1997), id. at 120, 135;
and
•
Daisy Alioto, Elizabeth Gordon’s International
Style, Curbed (May 10, 2017), https://archive.
curbed.com/2017/5/10/15592658/elizabethgordon-house-beautiful-frank-lloyd-wright, id.
at 135.
None of these extra-record facts and sources the dissenting opinion relies on are part of the actual record
in this case. They were not part of the actual record
before the magistrate judge and the district court; they
were not part of the discovery materials; and they were
not part of Burns’s expert reports. Not coincidentally,
the dissenting opinion’s extra-record facts and sources
all seem to favor its legal position.
The dissenting opinion says not to worry because
its extra-record materials are “common knowledge.” Id.
App. 25
at 92. But we’re not talking about Washington crossing the Delaware or the Beatles’ greatest hits. The
history of residential architecture in the United
States and the midcentury modern style is anything
but common. Burns needed three architectural experts to explain why his beachfront mansion met the
commission’s criteria and was protected by the First
Amendment, and we only use experts where their “scientific, technical, or other specialized knowledge will
help the trier of fact to understand the evidence or to
determine a fact in issue.” Fed. R. Evid. 702(a). If the
deep dive into the founding of the midcentury modern
style was common knowledge, there would be no need
for the “scientific, technical, or other specialized
knowledge” of three experts.
More importantly, what the dissenting opinion
does is not what the Supreme Court instructed us to
do. It did not instruct us to look outside the actual record in the case to whatever sources we could find to
support the proposition that there had been (because
there must be) a First Amendment violation. Dissenting Op. at 72-73. Instead, the Supreme Court instructed us to independently examine the actual
record in the case, not go outside it, to find the facts to
decide the First Amendment issue. We are to do that
even if we think that the record developed by the attorneys during discovery and reviewed by the district
court is frustratingly “incomplete” and “limited.” And
that is what we, unlike the dissenting opinion, have
done.
App. 26
As a final way to shore up the “incomplete” record
and get to the result it wants to reach, the dissenting
opinion says it may take judicial notice of the registry
of national historic landmarks. Id. at 91 n.1. But the
limited power of an appellate court to judicially notice
historical facts on its own—that were not in the summary judgment record and that the parties have not
asked us to judicially notice—does not extend to creating summary judgment evidence for our preferred litigant and then using the newly created evidence to find
facts in his favor. That’s not the way appellate review
works. See Selman v. Cobb Cnty. Sch. Dist., 449 F.3d
1320, 1332 (11th Cir. 2006) (“In deciding issues on appeal we consider only evidence that was part of the record before the district court.”); Callahan v. U.S. Dep’t of
Health & Human Servs., 939 F.3d 1251, 1266 (11th Cir.
2019) (“We are, after all, a court of review, not a court
of first view.”). And even if appellate review did work
that way, and we took judicial notice of the national
historic landmark registry, the notice would only include the regulatory criteria, the homes on the list, and
the date they became national historic landmarks. The
historical details and the architectural descriptions
that the dissenting opinion relies on in its summary
judgment analysis are not on the registry and would
not be judicially noticed.
DISCUSSION
Burns makes the same arguments on appeal that
he made before the district court. He contends that the
district court abused its discretion by granting
App. 27
summary judgment prematurely, erred in applying the
predominant-purpose test to his First Amendment free
speech claim (which led it to reach the wrong result),
and erred in denying his vagueness and equal protection claims.
Rule 56(d)
Burns argues that he diligently pursued discovery,
but that the district court did not give him enough time
before granting summary judgment. He contends that
he properly objected to the early summary judgment
by filing his rule 56(d) declaration identifying his need
for additional discovery and the categories of discovery
he still needed.
Under rule 56(d), a court may “defer” or “deny” a
motion for summary judgment, allow additional time
for discovery, or issue an appropriate order “[i]f a nonmovant shows by affidavit or declaration that, for specified reasons, it cannot present facts essential to justify
its opposition.” Fed. R. Civ. P. 56(d). “Failure to satisfy
[the rule 56(d)] burden is fatal to an argument that the
district court granted summary judgment prematurely
by failing to order or await the results of further discovery.” City of Miami Gardens, 931 F.3d at 1286. To
invoke rule 56(d), “a party ‘may not simply rely on
vague assertions that additional discovery will produce needed, but unspecified facts,’ but ‘must specifically demonstrate how postponement of a ruling on the
motion will enable him, by discovery or other means,
to rebut the movant’s showing of the absence of a
App. 28
genuine issue of fact.’ ” Id. at 1287 (quoting Reflectone,
Inc. v. Farrand Optical Co., 862 F.2d 841, 843 (11th Cir.
1989)).
Burns’s rule 56(d) declaration failed to “specifically demonstrate” how discovery would show a genuine issue of fact. See id. As the district court explained,
Burns only listed general categories of discovery without pointing to the specific facts that discovery would
reveal and how those facts would create a genuine issue of material fact. He didn’t explain why he needed
legislative history materials, expert testimony, and potential depositions. The closest Burns got was his request for commission records, which, he said, would
show the lack of discernable standards used by the
commission in making its decisions. But “vagueness is
a question of law for the judge, and not the jury, to determine,” Konikov v. Orange Cnty., 410 F.3d 1317, 1330
(11th Cir. 2005), and Burns gave no indication how
commission records would aid his as-applied challenge.
He had already filed the transcripts of the commission’s meetings related to his application, and he conceded that he did not need further discovery on his
facial claims. “[T]he district court had all the information necessary to rule on the legal issues, and
[Burns] raised no genuine question of material fact
that would have precluded summary judgment.” See
Artistic Ent., Inc. v. City of Warner Robins, 331 F.3d
1196, 1202 (11th Cir. 2003).
The district court also did not abuse its discretion
because Burns had ample time after his rule 56(d) declaration to obtain the discovery he needed, and he did
App. 29
not renew his request for further discovery. After
Burns filed his declaration, the district court gave him
five months of discovery before the magistrate judge
held a hearing on the summary judgment motion. The
district court, at the parties’ request, continued the discovery deadline three times. Burns used the extra time
to supplement his response and file new exhibits. After
the magistrate judge’s hearing, Burns was invited to
supplement his response again, which he did.
Burns never renewed his rule 56(d) objection. Not
after the district court granted three extensions of the
discovery deadline. Not after Burns supplemented his
summary judgment response. Not before the magistrate judge’s hearing. And not after the hearing when
he again supplemented his response. At the hearing,
when the magistrate judge brought up discovery,
Burns mentioned he wanted an expert on whether architecture was art and transcripts of the commission’s
hearings. Burns also said, in his post-hearing filings,
that he sought more discovery and transcripts of the
commission’s hearings. But Burns conceded that there
was no factual dispute about whether architecture was
art. And Burns never told the magistrate judge what
disputed facts the commission’s transcripts would
show. Burns did not tell the magistrate judge, as he
was required to do under rule 56(d), how the transcripts would “rebut the movant’s showing of the absence of a genuine issue of fact.” See City of Miami
Gardens, 931 F.3d at 1287 (citation and internal quotation marks omitted).
App. 30
Burns argues that “the [r]ule 56(d) analysis
should be measured based upon the amount of time for
discovery prior to the summary judgment motion being
filed, not the amount of time that had transpired at the
time the trial court took up the motion.” But this is
wrong for two reasons. First, the text of the rule directly contradicts that argument, as it allows for additional “time . . . to take discovery” in “opposition” to
what must be an already-filed motion. Fed. R. Civ. P.
56(d)(2). Second, Florida Power & Light Co. (the case
Burns cites) makes clear that the rule 56(d) time is
measured from when summary judgment is entered,
not, as he contends, from when the summary judgment
motion is filed. See 893 F.2d at 1316 (“Before entering
summary judgment the district court must ensure that
the parties have an adequate opportunity for discovery.” (emphasis added)). The district court here allowed
ten months (with extensions of discovery deadlines in
between) from the filing of the motion until it adopted
the magistrate judge’s report and recommendation
and granted summary judgment. It allowed Burns an
adequate opportunity for discovery.
First Amendment Claim
The parties raise three issues with Burns’s First
Amendment claim: (1) Can residential architecture
ever be expressive conduct protected by the First
Amendment? (2) If so, what First Amendment test do
we use to analyze whether a home is expressive conduct? And (3) applying the proper test, is Burns’s new
mansion expressive conduct protected by the First
App. 31
Amendment? Burns contends that custom-designed
residential architecture communicates a form of expressive conduct unique to the homeowner, like his
lifestyle choices, political stances, and individuality.
Because the commission’s criteria in section 18-205(a)
restricted his expressive conduct, Burns argues that
they had to meet the Supreme Court’s two-part test in
Texas v. Johnson, 491 U.S. 397 (1989). Applying the
Johnson test, Burns contends that building his new
mansion was expressive conduct entitled to First
Amendment protection.
Palm Beach, on the other hand, argues that residential architecture is not expressive conduct because,
whatever its artistic elements, those elements can’t be
separated from the home’s predominant and primary
purpose as a place to sleep, eat, and live. To the extent
that it can be expressive conduct, Palm Beach asks us
to apply the district court’s three-part predominant
purpose test adopted from Mastrovincenzo. Under that
test, Burns’s mansion was not expressive because its
predominant purpose, as shown by its location, design,
and use, was to serve as a residence.
Because we conclude that, even under the easierto-meet Johnson test, Burns’s new mansion was not expressive conduct protected by the First Amendment,
we do not decide, and save for another day, the harder
issues of whether residential architecture can ever be
expressive conduct and, if so, what is the proper First
Amendment test. We assume that Johnson controls
and apply it here to Burns’s new mansion.
App. 32
Despite saying that we are not deciding whether
residential architecture can be expressive conduct
protected by the First Amendment, the dissenting
opinion accuses us of deciding the exact opposite: that
residential architecture can never be expressive conduct. Dissenting Op. at 74 (the majority “virtually ensures that no piece of residential architecture will ever
garner First Amendment protection”); id. at 116
(“Burns’s house does not present the same circumstances, nor is it likely that any piece of residential architecture would ever do so.”). The dissenting opinion
is wrong about what we have—and haven’t—decided
today.
To dispel any lingering confusion, we emphasize
again that we are not deciding whether residential architecture can ever be expressive conduct protected by
the First Amendment. We have not decided, as the dissenting opinion says, that Philip Johnson’s Glass
House isn’t expressive conduct but tattooing is; we
have not decided that Jefferson’s Monticello isn’t protected under the First Amendment but nude dancing
is; and we have not decided that the Empire State
Building doesn’t meet the Johnson test but elevator
music does. Id. at 93. Not at all.
Burns’s First Amendment claim challenges the
criteria the architectural review commission used to
deny the building permit for his new beachfront mansion. As part of our independent examination of the actual record in this case, we will dig deeply into Burns’s
plans for his new mansion and his dealings with the
commission to see whether the new mansion meets the
App. 33
Johnson test for expressive conduct (it doesn’t). Because our review is limited to the actual record in this
case, which is about Burns’s proposed mansion, this
opinion says nothing about the expressive conduct of
national historical landmarks, the homes of our founding fathers and mothers, and the world’s most iconic
skyscrapers.
*
*
*
“In determining whether the government has violated free speech rights, the initial inquiry is whether
the speech or conduct affected by the government action comes within the ambit of the First Amendment.”
One World One Fam. Now v. City of Miami Beach, 175
F.3d 1282, 1285 (11th Cir. 1999). “Constitutional protection for freedom of speech ‘does not end at the spoken or written word.’ ” Fort Lauderdale, 901 F.3d at
1240 (quoting Johnson, 491 U.S. at 404). Rather, the
First Amendment offers safeguards for “expressive
conduct, as well.” Holloman ex rel. Holloman v. Harland, 370 F.3d 1252, 1270 (11th Cir. 2004) (internal
quotation marks omitted).
To determine “whether particular conduct possesses sufficient communicative elements to bring the
First Amendment into play,” the two-part Johnson test
asks: (1) “whether ‘[a]n intent to convey a particularized message was present,’ ” and (2) whether “the likelihood was great that the message would be
understood by those who viewed it.” Johnson, 491 U.S.
at 404 (quoting Spence v. Washington, 418 U.S. 405,
410-11 (1974)); see also Fort Lauderdale, 901 F.3d at
App. 34
1240. “[A] ‘narrow, succinctly articulable message is
not a condition of constitutional protection’ because ‘if
confined to expressions conveying a “particularized
message” the First Amendment would never reach the
unquestionably shielded painting of Jackson Pollock,
music of Arnold Schöenberg, or Jabberwocky verse of
Lewis Carroll.’ ” Fort Lauderdale, 901 F.3d at 1240
(cleaned up) (quoting Hurley v. Irish-Am. Gay, Lesbian
& Bisexual Grp., 515 U.S. 557, 569 (1995)). So, in applying the second factor, “we ask whether the reasonable person would interpret [the conduct] as some sort
of message, not whether an observer would necessarily
infer a specific message.” Holloman, 370 F.3d at 1270.
Palm Beach conceded to the magistrate judge, and
does not dispute on appeal, that Burns had the intent
to convey a message.5 But Burns cannot meet Johnson’s second element. A reasonable viewer would not
5
While the dissenting opinion acknowledges our agreement
“that, at least for purposes of summary judgment, Burns intended
to convey a message through the design of his home,” Dissenting
Op. at 99, it later says that “[p]erhaps” we “intend[ed] to suggest
that Burns’s First Amendment claim [was] disingenuous” because, when describing the facts, we “pair[ed]” his “ ‘philosophy of
simplicity in lifestyle’ with a recitation of the house’s features, including that it will have a ‘basement garage, outdoor pool and spa,
cabana, and exercise room,’ ” id. at 123 n.5. We have no such intent. All we have done is recite the undisputed facts that the message Burns sought to communicate with his new mansion—
simplicity in lifestyle and living with an emphasis on fewer personal possessions—included adding 15,000 square feet and a second story to his mansion, a basement with a five-car garage, wine
storage, a steam room, a spa, a cabana, and an exercise room.
App. 35
infer some sort of message from Burns’s new mansion
because, quite simply, a viewer can’t see it.
As the second factor of the Johnson test indicates,
the Supreme Court’s cases (and ours) have focused on
the perspective of those who “view[ ]” the expressive
conduct. See Johnson, 491 U.S. at 404. There has to be
a viewer for there to be a great likelihood that the expressive conduct will be understood by those who view
it. Expressive conduct has a “communicative” element,
but only insofar as it, “in context, would reasonably be
understood by the viewer to be communicative.” Clark
v. Cmty. for Creative Non-Violence, 468 U.S. 288, 294
(1984). After all, expressive conduct deserves First
Amendment protection because it serves as an “effective way of communicating ideas”—a “short cut from
mind to mind.” See W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 632 (1943). But to get from mind to
mind, a viewer must be able to see the idea being communicated. All of the Supreme Court’s expressive conduct cases have dealt with conduct that was and could
be seen by viewers.
In the case that laid the foundation for the Johnson test, Spence, the Supreme Court examined a First
Amendment challenge to a college student’s conviction
for hanging an American flag upside down with a
peace symbol taped over it. 418 U.S. at 406. The student displayed his altered “three by five feet” flag from
a window “above the ground floor” of his private apartment, so it was “plainly visible to passersby.” Id. In fact,
the student got into trouble because police officers observed the flag from outside the apartment. Id. The
App. 36
state conceded that the student engaged in expressive
conduct, id. at 409, and the Court thought such a concession “inevitable on this record,” given the undisputed message the student sought to communicate and
the likelihood that “that the message would be understood by those who viewed it,” id. at 409-11.
In Johnson itself, the Supreme Court upheld another First Amendment challenge to a flag desecration
conviction. 491 U.S. at 399. There, the defendant, after
a demonstration against the ongoing Republican national convention, “unfurled the American flag, doused
it with kerosene, and set it on fire” in front of the Dallas
city hall. Id. As in Spence, the state conceded (the
Court thought “prudent[ly]”) that the defendant engaged in expressive conduct. Id. at 405-06. The Court
summarized that, given the political context, the communicative nature of conduct relating to flags, and the
demonstration, “[t]he expressive, overtly political nature of this conduct was both intentional and overwhelmingly apparent.” Id. at 405.
The Court has also concluded that parades comfortably fit within expressive conduct, noting the “inherent expressiveness of marching to make a point.”
Hurley, 515 U.S. at 568. Parades consist of “marchers
who are making some sort of collective point, not just
to each other but to bystanders along the way.” Id.
They require a public display of their message: “a parade’s dependence on watchers is so extreme that
nowadays, as with Bishop Berkeley’s celebrated tree, if
a parade or demonstration receives no media coverage,
it may as well not have happened.” Id. (internal
App. 37
quotation marks omitted). The Supreme Court had no
trouble concluding that the parade at issue was expressive conduct, given that “[s]pectators line[d] the
streets; people march[ed] in costumes and uniforms,
carrying flags and banners with all sorts of messages
(e.g., ‘England get out of Ireland,’ ‘Say no to drugs’);
marching bands and pipers play[ed]; floats [were]
pulled along; and the whole show [was] broadcast over
Boston television.” Id. at 569.
The many other cases in which the Supreme Court
and this Court have identified protected expressive
conduct all share a common element: the expressive
conduct in each of those cases was or could be viewed.
The conduct was not like the proverbial tree, which
was out of view because it was deep in the forest. See
Walker v. Tex. Div., Sons of Confederate Veterans, Inc.,
576 U.S. 200, 203, 207 (2015) (issuing “specialty license
plate designs” for “display on vehicles registered in
Texas”); Pleasant Grove City v. Summum, 555 U.S. 460,
476 (2009) (“By accepting a privately donated monument and placing it on city property, a city engages in
expressive conduct. . . .”); Virginia v. Black, 538 U.S.
343, 348, 350 (2003) (burning a cross on the property
of another or observable from a public road); City of
Erie v. Pap’s A.M., 529 U.S. 277, 289 (2000) (plurality
opinion) (nude dancing at an establishment open to the
public); United States v. Grace, 461 U.S. 171, 176 (1983)
(peaceful picketing and leafletting on the sidewalks
surrounding the Supreme Court); Tinker v. Des Moines
Indep. Cmty. Sch. Dist., 393 U.S. 503, 504 (1969) (wearing a black armband to school); Barnette, 319 U.S. at
App. 38
642 (refusing to salute the flag and recite the pledge of
allegiance in school); Stromberg v. California, 283 U.S.
359, 362 (1931) (display of a red flag at a summer
camp); Fort Lauderdale, 901 F.3d at 1237-38 (outdoor
food sharing open to the public at a city park); Buehrle
v. City of Key West, 813 F.3d 973, 975 (11th Cir. 2015)
(tattooing at a “tattoo establishment in the City’s historic district”); Holloman, 370 F.3d at 1259, 1270 (silently raising fist during the pledge of allegiance at
school).
Here, Burns sought to express a message through
his new mansion’s simple lines, minimal decorative elements, and open spaces built of solid, quality materials, but his design calls for carefully shielding those
purportedly expressive elements from any viewer. A
limestone wall and louvered gate prevent a person
driving or walking north along Ocean Boulevard from
seeing the design at all. While a person driving or
walking south may be able to see through the gaps in
the louvred gate, the viewer’s gaze would be met not by
a midcentury modern design, but by heavy landscaping. Private properties close off the north and south
view of the new mansion, further reducing the opportunity for an observer to see the design. Even Burns’s
neighbors could not see his house because he purposely
blocked it from their view with a fourteen-to-sixteenfoot-tall hedge and trees at least eighteen feet tall.
Burns is not burning a flag in front of city hall, parading through Boston, or even displaying a sign from his
viewable window. The landscaping he proposes obstructs those elements that he says communicate a
App. 39
message. A viewer cannot infer a message from something the viewer cannot view.
But, the dissenting opinion says, a reasonable
viewer would be able see Burns’s new mansion from the
backside facing the beach. Dissenting Op. at 100-01.
We know this, the dissenting opinion explains, because
the record is “abundant with examples of neighbors”
and commission members “concerned with Burns’s
proposed design precisely because the home can be seen
from the vantage point of the beach.” Id. at 107.
The dissenting opinion misreads the comments
from the commission meetings. They are not largely
about Burns’s design. Instead, the comments were
about the height and mass of Burns’s new mansion and
how dissimilar it would be to the neighboring homes.
As part of its criteria, the commission was required to
determine whether the “[h]eight” and “[a]ppearance of
mass” of the proposed building was “excessively dissimilar in relation to any other structure existing . . .
within 200 feet of the proposed site.” Town of Palm
Beach, Fla., Code § 18-205(a)(6). The neighbors and
commission members spoke to these factors. To them,
Burns’s new mansion looked like an elephant next to
his neighbors’ poodles.
•
“This long massing is, along one property line,
is dissimilar to the adjacent properties . . . It’s
as much or more house than houses that have
double the lot size. . . . I want to make it abundantly clear that our objection is not on the
basis to the fact that it is international style
architecture. That is not our objections.”
App. 40
•
“The mass of the proposed home will overwhelm both North Ocean Boulevard and the
view from this popular beach. . . . [Burns]
does not have the land to provide [this] kind
of mass without eliminating the privacy of his
neighbors. Making the house a little less tall
is no solution.”
•
“[T]his house is far too massive for the size of
the lot. . . . It’s just too—too large.”
•
“[W]e’re not picking on the style . . . it’s been
reduced, [but] still it’s 165 feet of building. . . .
So you can see that the proposed property is
still significantly bigger than the adjacent
properties . . . we’re still contending it’s too
much house.”
•
“[T]he new house still towers at the same
height and mass over our building and the
neighborhood.”
The neighbors and commission members were concerned about their view being disrupted by a new mansion that was taller and larger than any of the
surrounding homes.
The dissenting opinion muses that it’s “hard to understand why Burns’s design created so much controversy . . . if the house would not be visible to the public
at all.” Dissenting Op. at 110. But the dissenting opinion confuses visibility with the design. The new mansion disrupted the view because its height and mass
were so dissimilar from the rest of the homes in the
neighborhood. That disruption is what caused the controversy. But no reasonable viewer could see the actual
App. 41
design because it was blocked by landscaping and
fences.
This doesn’t matter, the dissenting opinion explains, because height and mass are “hallmark features” of the midcentury modern style so the neighbors
must be seeing some of the design elements. Id. at
109. But large trash heaps also have height and mass,
and no one would say they are midcentury modern
masterpieces. If, as the neighbors explained, all they
could see of the back of the new mansion was height
and mass, then there was no great likelihood that a
reasonable viewer could distinguish a Frank Lloyd
Wright masterpiece from a pile of garbage.
Some neighbors and commission members commented on the design of the new mansion, but those
who did were talking about the model Burns presented
at the commission’s meetings. As the dissenting opinion explains, the commission’s “evaluation . . . looked
at the house design without taking landscaping into
account.” Id. at 111. But we must take the landscaping
into account as part of our review of the actual record
in this case.
The dissenting opinion next points to Burns’s experts. Their testimony, the dissenting opinion explains,
showed “that the majority of the landscaping work
would be focused on the north, west, and south sides of
the home,” but the east side of the new mansion would
remain “undisturbed.” Id. at 105. But Burns’s expert
testified that Burns’s main landscaping goal was
screening the property “more than adequate.” Another
App. 42
architectural expert told the commission that there
was “substantial vegetation”—a combination of “topography, grass, and vegetation”—creating, “from the
ocean looking west,” a “visual barrier” between the new
mansion and the beach. And, George Ranalli—the
same expert the dissenting opinion quotes ten times—
swore in his summary judgment affidavit that “Burns
has proposed a house in the context of landscape design to protect the neighbors from unwelcome and unavoidable intrusions. The house . . . is surrounded on
all four side[s] by a dense perimeter of trees, shrubbery,
and other plantings.” All four sides.
The dissenting opinion also contends that Burns
shielded his new mansion with landscaping “in order
to satisfy [the commission] and Burns’s neighbors,”
and “it would make no sense to offer less First Amendment protection to speech when the person making it
takes steps to minimize any offense caused.” Id. at
111 n.3. But the original plan Burns submitted to
the town, before he made any changes, called for
“heavy landscaping.” That original plan would have
placed a sixteen-to-eighteen-foot-tall hedge and numerous trees between the mansion and the road. It
also would have added more landscaping to serve as a
buffer between Burns’s mansion and his neighbors’
homes to the north and south. And Burns’s landscape
architect told the town council exactly why there was
heavy landscaping. He testified that Burns directed
him that his “most important design criteri[on]” was
screening the property properly and “more than
App. 43
adequate.” From day one, Burns wanted to conceal
from his neighbors what he now says is his message.
The dissenting opinion finally points to five pictures of the mansion to show that its backside would
be visible from the beach. Id. at 101-05. But the five
pictures are more than a little misleading about what
a viewer standing on the beach facing west would actually see. The first picture is an aerial photo of Burns’s
“current house,” not his new one. Id. at 101. It tells us
nothing about what the new mansion with its heavy
landscaping would look like. And this photo is from so
high up that the Goodyear Blimp could have taken it.
It would be impossible to make out the dunes, grass,
trees, and the substantial vegetation from 1,000 feet in
the air.
The second picture is the architect’s two-dimensional schematic of the new mansion. This top-down
drawing of the inside doesn’t show all of the outside
visual barriers surrounding the new mansion.
The third picture is a computer-generated mockup
of the new mansion with an unobstructed view of its
backside. The third picture shows only a sliver of land
between the water and the backdoors, creating the illusion that Burns could jump from his living room
right into the Atlantic Ocean. But, of course, he can’t.
Behind the new mansion is a backyard, dunes, sea
grass, trees, vegetation, and a large beach. The dissenting opinion’s other pictures contradict the third picture. The first, second, fourth, and fifth pictures show
the large beach and backyard; the dissenting opinion’s
App. 44
third picture inexplicably—and misleadingly—doesn’t.
The dissenting opinion’s third picture is like a picture
of a castle without the moat and gate. It’s a nice closeup
of the building but it’s not what a reasonable viewer
would actually see if she were looking at the castle.
The fourth and fifth pictures are hobby-store models of Burns’s new mansion. The dissenting opinion
claims that they show the “lack of landscaping on the
east side” of the new mansion, in contrast to the “dense
foliage screen” on the other three sides. Id. at 104-05.
But these models—because they are models of the new
mansion and not the landscaping—purposely left out
the screening on the backside. When presenting the
models to the architectural review commission,
Burns’s landscape architect told the commission that
“on the rear” of the new mansion there would be “more
screening . . . than what the model shows”—“[a] lot
more.” Burns’s architect explained that the company
which made the models didn’t even “have sea grape,”
one of the plants that was a part of the visual barrier
surrounding the new mansion and which Burns
planned to add more of from both the north and south
property lines “towards the house” and “into [his] property.”
None of the dissenting opinion’s five pictures show
what a viewer would actually see if she were standing
on the beach facing the back of Burns’s new mansion.
None of them. They don’t show what a viewer would
see because they’re purposely incomplete. For what a
viewer would actually see, the summary judgment evidence is clear. There would be “substantial vegetation”
App. 45
creating a “visual barrier” between the new mansion
and the beach. The new mansion, Burns’s summary
judgment expert swore, would be “surrounded on all
four side[s] by a dense perimeter of trees, shrubbery,
and other plantings.” We take Burns’s expert at his
word; the dissenting opinion doesn’t and instead relies
on old or misleading pictures and incomplete plastic
models to get around the testimony of Burns’s own expert.
The dissenting opinion ends this part wondering
“why Burns would create a home with floor-to-ceiling
windows only to block the view of the ocean.” Id. at
110. But we don’t have to wonder; the answer is in the
actual record. Burns’s landscape architect told the
town council that “the most important design criteria
for this project for me, and a directive from my client
[Burns], was to screen this house properly and more
than adequate.”
Shifting gears, the dissenting opinion says that,
“even if it were true that Burns’s house was not visible
at all to those driving and walking by[,] . . . his home
would still warrant First Amendment protection” because a guest may be a reasonable viewer. Id. at 11112. The dissenting opinion relies on the new mansion’s
four or five bedrooms and a letter to neighbors about
an expanded driveway. Id. at 112-13. But the letter said
nothing about Burns inviting guests to his new mansion—Burns (through his attorney) told the commission that the driveway would create parking for “staff ”
so they wouldn’t have to park on the street—and he
presented no evidence that he intended to invite
App. 46
guests. The dissenting opinion finds it “hard to imagine
that Burns intended to rebuild his home and never invite a single soul to see it,” id. at 112, but the dissenting
opinion’s imagination is not evidence and does not create a genuine issue of material fact for summary judgment purposes. See Cordoba v. Dillard’s, Inc., 419 F.3d
1169, 1181 (11th Cir. 2005) (“Speculation does not create a genuine issue of fact; instead, it creates a false
issue, the demolition of which is a primary goal of summary judgment.” (quotation omitted)). Besides, we
don’t have to imagine why Burns wanted to build a
new mansion. He told us why: “I wished to renovate my
existing house to better reflect my current tastes and
long-term needs. It was my intention that the design
of the new house to be a means of communication and
expression of the person inside: Me.” Burns told us his
purpose in building his new mansion and it was not to
invite guests.
After going on-and-on for ten pages about whether
a reasonable viewer can see Burns’s home, Dissenting
Op. at 110-10, the dissenting opinion tells us that it
doesn’t even matter if a passerby or Burns’s neighbors
can’t see his house because “the courts have given extensive protection, in many ways and in many different
contexts, to the home,” id. at 112 n.4, citing City of
Ladue v. Gilleo, 512 U.S. 43 (1994) and Stanley v. Georgia, 394 U.S. 557 (1969).6 But Gilleo and Stanley are
6
The dissenting opinion also cites Lawrence v. Texas, 539
U.S. 558 (2003); Kyllo v. United States, 533 U.S. 27 (2001);
Payton v. New York, 445 U.S. 573 (1980); and Griswold v. Connecticut, 381 U.S. 479 (1965). Dissenting Op. at 112 n.4. But none
App. 47
not expressive conduct cases. They are First Amendment free speech cases that involved reading, writing,
and watching films. The plaintiff in Gilleo put up a sign
in her yard in 1990, and later in the upstairs window
of her home, protesting the Persian Gulf War. 512 U.S.
at 45-46. As the Supreme Court explained, “signs are a
form of expression protected by the Free Speech
Clause.” Id. at 48. And the Gilleo plaintiff ’s sign was
intended for viewers to see. As the Court explained, “a
person who puts up a sign at her residence often intends to reach neighbors, an audience that could not be
reached nearly as well by other means.” Id. at 57.
of these are First Amendment cases. Lawrence and Griswold were
substantive due process cases, while Kyllo and Payton were
Fourth Amendment cases. None have anything to do with expressive conduct. Lawrence was about the constitutionality of Texas’s
sodomy ban. 539 U.S. at 562 (“The question before the Court is the
validity of a Texas statute making it a crime for two persons of the
same sex to engage in certain intimate sexual conduct.”). Kyllo
was about whether law enforcement’s use of thermal-imaging
technology amounted to a warrantless search. 533 U.S. at 29 2038
(“This case presents the question whether the use of a thermalimaging device aimed at a private home from a public street to
detect relative amounts of heat within the home constitutes a
‘search’ within the meaning of the Fourth Amendment.”). Payton
was about the constitutionality of a warrantless seizure. 445 U.S.
at 574 (“These appeals challenge the constitutionality of New
York statutes that authorize police officers to enter a private residence without a warrant and with force, if necessary, to make a
routine felony arrest.”). And Griswold was about the constitutionality of Connecticut’s birth control ban. 381 U.S. at 480 (holding
unconstitutional state law that criminalized the use of “any drug,
medicinal article or instrument for the purpose of preventing conception”).
App. 48
The defendant in Stanley was arrested for possessing obscene films in his home. 394 U.S. at 558. The
Supreme Court reversed his conviction, holding that
the First Amendment prohibited the state from prosecuting the defendant for the private possession of obscene films. Id. at 558-59. “If the First Amendment
means anything, it means that a State has no business
telling a man, sitting alone in his own house, what
books he may read or what films he may watch.” Id. at
565.
Neither Gilleo nor Stanley involved expressive
conduct, much less expressive conduct and architecture. In neither case did the Supreme Court have to
grapple, as we do here, with First Amendment issues
involving expressive conduct. Political signs are pure
speech. Gilleo, 512 U.S. at 48; Baldwin v. Redwood City,
540 F.2d 1360, 1366 (9th Cir. 1976) (“Communication
by signs and posters is virtually pure speech.”). So are
books and films. See Kaplan v. California, 413 U.S. 115,
119-20 (1973) (explaining that “films” and “the printed
word” have First Amendment protection); Metzger v.
Pearcy, 393 F.2d 202, 203 (7th Cir. 1968) (“[M]otion pictures, like books, are protected by the constitutional
guarantees of freedom of speech and press.”). As the
dissenting opinion acknowledges, “when analyzing the
scope of the First Amendment protection beyond ‘pure
speech,’ courts should apply the expressive conduct
test.” Dissenting Op. at 95. And expressive conduct depends on an observer’s ability to see it. Unless it is
seen, there is no likelihood that a viewer would infer a
message from it. See Johnson, 491 U.S. at 404. That is
App. 49
true whether the expressive conduct occurs inside or
outside the home. Just as the fall of Bishop Berkeley’s
tree in the forest makes no sound unless someone is
there to hear it, expressive conduct conveys no message unless someone sees it. Burns’s architectural design does not speak so long as his trees prevent viewers
from seeing it. See Hurley, 515 U.S. at 568.
*
*
*
But even if potential viewers could see through the
trees, shrubbery, and other landscaping (put there at
Burns’s direction to block the view) and could catch a
glimpse of some part of the backside of the proposed
new mansion, there still would be no great likelihood
they would understand that it conveyed some sort of
message. See Fort Lauderdale, 901 F.3d at 1240. In expressive conduct cases, “context matters.” Id. at 1237.
Context separates “the physical activity of walking
from the expressive conduct associated with a picket
line or a parade”; the act of sitting down to read at a
library from sit-ins protesting segregation; and nude
dancing from private dressing. Id. at 1241. The “circumstances surrounding an event” help a reasonable
observer discern the dividing line between expressive
conduct and everyday conduct. See id.
In Fort Lauderdale, we examined five contextual
factors to determine whether there was a great likelihood some sort of message would be understood by
those who viewed a group sharing a meal with the
homeless in a city park. See 901 F.3d at 1242-43. First,
the group set up tables and its banner and distributed
App. 50
literature at its events, which distinguished its activity
from simply sharing a meal with friends. Id. at 1242.
Second, the meal was open to everyone and the group
invited all present to share in the meal at the same
time. Id. Third, the organization conducted its activities at a city park, a traditional public forum and a
“place[ ] ‘historically associated with the exercise of
First Amendment rights.’ ” Id. (quoting Carey v. Brown,
447 U.S. 455, 460 (1980)). Fourth, “the City’s homeless
population [was] an issue of concern in the community”
that would increase “the likelihood that the reasonable
observer would understand that [the organization’s]
food sharing sought to convey some message.” Id. at
1242-43. The city had held a “public workshop” on
“homeless issues, including public feedings” in city
parks and the status of the city’s homeless population
had attracted local news coverage for years before that
workshop. Id. at 1242. Fifth, the history of “sharing
meals with others” that stretched back “millennia” indicated an observer would interpret some message. Id.
at 1243.
Here, the Fort Lauderdale factors show that a reasonable observer would view Burns’s new mansion as
a really big house, but not as an expression of some sort
of message. First, Burns has no plans to set up tables,
distribute literature, or hang up a banner in front of
his new mansion. He is not giving tours or handing out
informational brochures on its design elements.
Second, Burns has offered no evidence that his
house will be open to everyone or that he has invited
the public to view his architectural design. In fact, he
App. 51
has carefully shielded it from public view with a limestone wall, louvered gate, heavy landscaping, and substantial vegetation.
Third, unlike a public park, a private residence is
not a traditional public forum, nor has it been historically associated with the exercise of First Amendment
rights. Certainly, First Amendment protections do not
end at the home. See, e.g., Spence, 418 U.S. at 406. But
a private home, unlike a public park, has not traditionally “been used for purposes of assembly, communicating thoughts between citizens, and discussing
public questions.” Fort Lauderdale, 901 F.3d at 1242.
Unlike a group activity in a public park, the context of
Burns’s new mansion—a private oceanfront residence
surrounded by lush greenery along a quiet residential
street—does not transmit a message to the viewer.
Fourth, there is no evidence that residential
midcentury modern architecture was a public concern
of the town that was workshopped by the town council
or reported by the local news in the years before
Burns’s building permit application. See id. There was
no local discussion or public concern about Burns’s design that would provide background to help a reasonable observer understand that Burns sought to convey
some message. In fact, the midcentury modern style
was so uncontroversial that it was listed in the architectural review commission’s guidelines as one of Palm
Beach’s ten predominate styles. Burns was not burning
a flag after a demonstration amid the ongoing Republican national convention, see Johnson, 491 U.S. at 406,
hanging an American flag upside down with a peace
App. 52
symbol taped over it after the shootings at Kent State,
see Spence, 418 U.S. at 410, or wearing a black armband to school during the Vietnam War, see Tinker, 393
U.S. at 505. See also Fort Lauderdale, 901 F.3d at 1243.
He was merely building another house on a residential
street.
Fifth, there is no evidence that residential architecture has been used over the millennia to convey a
message. Burns submitted expert reports discussing
residential architecture as an expressive means for the
homeowner. One expert said that a custom design enhanced the expressive nature of a house because the
architect and client can work together to express the
client’s “personal aesthetic.” And another expert chronicled the development of architecture as an art form
starting with Plato, continuing with the ancient Romans and the Renaissance, and enduring today. But
there was no evidence that residential architecture,
specifically, has a historical association with communicative elements that would put a reasonable observer
on notice of a message from Burns’s house.
The fifth Fort Lauderdale factor asks whether the
conduct at issue has been understood to convey a message over the millennia. 901 F.3d at 1243. While
Burns’s experts noted that architectural principles
have been used to build homes since Roman times,
they said nothing about the message residential architecture has conveyed going “back many hundreds of
years.” As the dissenting opinion concedes, Burns’s experts take a “mile-high view” of the history of residential architecture, Dissenting Op. at 121, but—other
App. 53
than some academic-sounding generalities—they don’t
explain what residential architecture has communicated over the millennia.
The historical context in Fort Lauderdale showed
that sharing meals was not merely a mode of dining,
but also a form of expression. See 901 F.3d at 1243. Two
millennia ago, Jesus ate with sinners and tax collectors
to “demonstrate that they were not outcasts in his
eyes.” Id. In 1621, Native Americans and the pilgrims
shared the first thanksgiving to celebrate the harvest.
Id. Over two hundred years later, President Lincoln established thanksgiving as a national holiday to express gratitude for the country’s blessings of “fruitful
fields and healthful skies.” Id. And Americans continue
to celebrate the holiday with traditional foods and family and friends. Id. Both the long history of significant
meal sharing and what those meals conveyed—messages of inclusion and gratitude—put an observer on
notice of a message from a shared meal. Burns has offered no similar evidence. He has not established that
residential architecture has a history stretching back
millennia which shows an association between home
design and communication.
The weight of the factors in Fort Lauderdale revealed that the plaintiff organization’s “food sharing
events [were] more than a picnic in the park.” Id. at
1243. We cannot say the same about Burns’s mansion.
To the reasonable observer, it is nothing more than another big beachfront home.
App. 54
The dissenting opinion concedes, as it must, that
Burns’s proposed mansion doesn’t “present the same
circumstances” that made meal sharing protected expressive conduct in Fort Lauderdale. Dissenting Op. at
116. But it complains that it’s unlikely “that any piece
of residential architecture would ever do so” under the
Fort Lauderdale factors. Id. Wrong. Take one of the dissenting opinion’s own examples, Monticello. (1) Monticello has its own website, brochures, and books that are
published by the National Park Service and available
to the public. (2) Monticello is open for tours. (3) Monticello is a national historic landmark. (4) And its
builder, Jefferson, was the author of the Declaration of
Independence, our first secretary of state, our second
vice president, our third president, the leader of his political party for decades, and an inventor. Hundreds of
years later, Jefferson, his ideas, and his ideals are still
a part of our public debate.
The dissenting opinion criticizes us for looking at
Monticello’s historical context as part of the expressive
conduct test, id. at 117-18, but all we’ve done is apply
the same factors the Supreme Court does in its expressive conduct cases. In Johnson, for example, the Supreme Court considered the two-hundred-year history
of the American flag as a national symbol to conclude
that burning the flag was expressive conduct. See
Johnson, 491 U.S. at 404-05 (“That we have had little
difficulty identifying an expressive element in conduct
relating to flags should not be surprising. The very purpose of a national flag is to serve as a symbol of our
country; it is, one might say, the one visible
App. 55
manifestation of two hundred years of nationhood.”
(quotation omitted)).
While there is no evidence in our record that residential architecture has communicated a message dating back millennia, we’ve never said that every
contextual factor has to weigh in favor of the conduct
being expressive. The Fort Lauderdale factors are contextual guidelines that we weigh together to decide
whether or not certain conduct is protected expression.
But Burns’s proposed new mansion does not require us
to weigh any competing contextual clues because none
of the factors favor finding a great likelihood that a
reasonable observer would receive some sort of message from a hidden beachfront mansion.
The dissenting opinion says that the Fort Lauderdale factors “were relevant to determining whether
. . . food sharing in a public park was expressive”
but aren’t relevant in “all future cases” like hanging
an American flag upside-down (Spence) or nude
dancing (Schad). Dissenting Op. at 116-17. “[T]he circumstances that made the meals in Fort Lauderdale
expressive,” as the dissenting opinion understands it,
“were not the same as those that made the flag burning
expressive in Johnson.” Id. at 118. That is also wrong.
The Fort Lauderdale court didn’t make up the expressive conduct factors. It got them from Supreme Court
expressive conduct cases having nothing to do with
sharing meals. The first Fort Lauderdale factor—setting up tables and banners and distributing literature—came from the Supreme Court’s decision in
Hurley, the parade case. 901 F.3d at 1242 (citing
App. 56
Hurley, 515 U.S. at 570). The third factor—the location
of the expressive conduct—came from the Supreme
Court’s decisions in Spence and Johnson, the flag cases
(the very cases that the dissenting opinion says are not
contextually relevant to the Fort Lauderdale factors).
Id. (citing Spence, 418 U.S. at 409-10 and Johnson, 491
U.S. at 406). The fourth factor—whether the conduct
involves an issue of concern to the community—also
came from Spence and Johnson as well as Tinker, the
black armband in school case. Id. at 1242-43 (citing
Johnson, 491 U.S. at 406, Spence, 418 U.S. at 410, and
Tinker, 393 U.S. at 505). And the fifth Fort Lauderdale
factor—the history of the conduct—also came from
Johnson. Id. at 1243 (citing Johnson, 491 U.S. at 40506). While the dissenting opinion says that the factors
“are ripped from a markedly different context,” Dissenting Op. at 117, we and the Supreme Court have
used the Fort Lauderdale factors in cases as different
as flag burning, armband wearing, parading, and meal
sharing. There’s no reason—other than they don’t support the dissenting opinion’s position—why the same
factors cannot be used to evaluate the expressiveness
of residential architecture.
We do not hold and have not said, as the dissenting
opinion implies we have, that the Fort Lauderdale factors are “exclusive.” Id. at 116. There may be other factors that are relevant to whether Burns’s new mansion
is expressive conduct protected by the First Amendment. But it’s incorrect to say, as the dissenting opinion does, that the Fort Lauderdale factors are not the
same as the factors the Supreme Court considered in
App. 57
flag-burning cases and in other non-sharing-meal
cases. They are.
After all the pages of discussion spent arguing
that the Fort Lauderdale factors don’t apply to any
cases but those involving meal-sharing, the dissenting
opinion puts forward only two other factors to fill the
void. One factor is whether a reasonable viewer would
interpret the choice of architectural style as “a message about the philosophy of the house’s owner,” and
the other factor is whether Burns’s design is different
from his neighbors. Id. at 118, 122. There are three
problems with the dissent’s reliance on these two additional factors.
First, the dissenting opinion concedes that the
parties’ “incomplete record . . . comes to us without a
resolution by the district court of questions basic to
the disposition of this case,” including “whether there
is a likelihood that some sort of message would be
communicated to those who view Burns’s new home.”
Id. at 74. That is fatal to his First Amendment expressive conduct claim, which requires a great likelihood
that the particular conduct convey some message to
those who view it. Johnson, 491 U.S. at 404.
The second problem with the dissenting opinion’s
reliance on its two new factors is that the dissenting
opinion fills the gap in the record with journals and articles to support the proposition that a reasonable
viewer would understand the midcentury modern design as conveying some sort of message. But none of
these journals and articles are evidence; none of them
App. 58
are in the actual record before us. The dissenting opinion’s extended discussion about the midcentury modern style going back to the 1930s relies on sources that
were not turned over during discovery, were not put
before the district court for its consideration on summary judgment, and are not part of the actual record
in this case. Our independent examination of the whole
record of a case in First Amendment free speech cases
gives us room to review the “whole record,” Don’s Porta,
829 F.2d at 1053 n.9, but only the actual record compiled in the district court. Our adversarial judicial system requires that the parties develop the record, not
that appellate courts do so. See Turner v. Burnside, 541
F.3d 1077, 1086 (11th Cir. 2008) (“We do not consider
facts outside the record.”).
The third problem with the dissenting opinion’s
reasoning based on its two factors is that it does not fit
the actual record in this case. Even assuming a neighbor walking on the beach behind Burns’s new mansion
could see some sliver of the rear of the house, virtually
all of the midcentury modern design elements would
be blocked by trees and hedges and gates and vegetation and other visual barriers. As we explained, Burns
instructed his landscape architect to shield his proposed new mansion from his neighbors so the architectural design elements couldn’t be seen. It’s like
hanging a Jackson Pollock painting backwards and
with all but the top part of it hidden. To the extent
there is any evidence in the actual record that any “elements” of midcentury modern design in the proposed
house would be “discernable to a reasonable viewer,”
App. 59
Dissenting Op. at 120, the viewer wouldn’t be able to
see enough of those elements for there to be a great
likelihood of her getting some sort of message about
the architectural style to know that Burns’s new mansion was different from the other homes in the area.
*
*
*
Because the dissenting opinion finds that Burns’s
new mansion is expressive conduct protected under
the First Amendment, it addresses the level of scrutiny
that should be applied to the architectural review commission’s criteria and whether the criteria survives
that level of scrutiny. It concludes that the criteria are
content-based and subject to strict scrutiny, and that
the justification for the criteria—aesthetics—does not
survive strict scrutiny.
If we were to respond in full to this part of the dissenting opinion, we would build off of the following
foundation:
•
The inconsistency between two of the dissenting opinion’s positions. On the one hand, it
states that because the “district court applied
the wrong legal standard to Burns’s First
Amendment claim,” it would “vacate and remand, directing the district court in the first
instance to find facts and measure them
against the appropriate standard of law.” On
the other hand, the dissenting opinion goes
on to decide all of the legal issues it had earlier described as “com[ing] to us without a
resolution by the district court” because of
App. 60
the “incomplete record.” Dissenting Op. at 74,
98.
•
The section 18-205(a) criteria are not contentbased because they do not distinguish favored
from unfavored speech. Section 18-205(a) requires the commission to consider whether
the proposed building is excessively dissimilar to any other structure within 200 feet in
respect to “significant design features” and
“[a]rchitectural compatibility.” Town of Palm
Beach, Fla., Code § 18-205(a). On its face, section 18-205(a) applies to all designs. It asks
only whether the design features of the proposed building are excessively dissimilar from
the surrounding homes. If a grocery store rule
requires that dissimilar-looking produce not
be put next to each other on the same grocery
shelf, a stock clerk doesn’t have to know
whether a fruit is a mango or a papaya to
know that it doesn’t look like a pineapple. And
the similar-produce rule is not personal to any
of the three fruits; it is not content-based in
the usual sense.
•
Section 18-205(a) was not intended to discriminate against midcentury modern designs. In
the last forty years, the commission received
fifteen applications for building permits based
on a midcentury modern design. Of those fifteen, the commission rejected only one. Just
one. That’s a 93.3 percent success rate for
midcentury modern designs. Some discrimination. And the commission’s own guidelines
describe the midcentury modern style as one
of the ten predominant styles in Palm Beach.
App. 61
We could go on about this part of the dissenting
opinion addressing the level of scrutiny that should be
applied to the architectural review commission’s criteria and whether the criteria survive that level of scrutiny, but there is no need. Because we’ve concluded
that, even under the Johnson test, Burns’s proposed
new mansion is not expressive conduct protected under the First Amendment free speech clause, we don’t
need to decide: whether the commission’s criteria are
content-based or content-neutral; the level of scrutiny
to be applied; and whether the town has given a sufficient justification for its ordinance. Generally, we don’t
answer constitutional questions that don’t need to be
answered. See Lyng v. Nw. Indian Cemetery Protective
Ass’n, 485 U.S. 439, 445 (1988) (“A fundamental and
longstanding principle of judicial restraint requires
that courts avoid reaching constitutional questions in
advance of the necessity of deciding them.”).
In the end, the dissenting opinion waxes poetically
and passionately about architecture, art, and the First
Amendment and criticizes us for shying away from the
Constitution’s commitment to free expression. Dissenting Op. at 136. But this Court has never shied away
from protecting expressive conduct. We have found
outdoor meal-sharing in a public park (Fort Lauderdale), tattooing (Buehrle), and silently raising a fist
during the pledge of allegiance at school (Holloman) to
be expressive conduct protected by the First Amendment.
One day, we may even find some residential architecture to be expressive conduct. But Burns’s proposed
App. 62
new mansion is not Monticello or Versailles, no matter
how much the dissenting opinion wants to compare it
to those historic homes. It’s just a really big beachfront
house that can’t be seen, located on a quiet residential
street in Palm Beach, Florida.
Fourteenth Amendment Vagueness Claim
Burns next contends that section 18-205(a), the architectural review commission’s criteria for reviewing
building permits, is void for vagueness. He argues that
section 18-205(a) fails to inform ordinary people what
it prohibits and allows the commission unbridled discretion to deny applications and target modern architecture.
The Fourteenth Amendment prohibits “any state”
from “depriv[ing] any person of life, liberty, or property,
without due process of law.” U.S. Const. amend. XIV,
§ 1. “It is, by now, a ‘basic principle of due process that
an enactment is void for vagueness if its prohibitions
are not clearly defined.’ ” Wollschlaeger v. Governor,
State of Fla., 848 F.3d 1293, 1319 (11th Cir. 2017) (en
banc) (quoting Grayned v. City of Rockford, 408 U.S.
104, 108 (1972)). A vague law can violate the due process clause if it (1) “fails to provide people of ordinary
intelligence a reasonable opportunity to understand
what conduct it prohibits” or (2) “authorizes or even
encourages arbitrary and discriminatory enforcement.” Id. (quoting Hill v. Colorado, 530 U.S. 703, 732
(2000)). “[A] civil statute is unconstitutionally vague
only if it is so indefinite as ‘really to be no rule or
App. 63
standard at all.’ ” Leib v. Hillsborough Cnty. Pub.
Transp. Comm’n, 558 F.3d 1301, 1310 (11th Cir. 2009)
(quoting Seniors C.L. Ass’n v. Kemp, 965 F.2d 1030,
1036 (11th Cir. 1992)).
The void-for-vagueness doctrine addresses “at
least two connected but discrete due process concerns:
first, that regulated parties should know what is required of them so they may act accordingly; second,
precision and guidance are necessary so that those enforcing the law do not act in an arbitrary or discriminatory way.” F.C.C. v. Fox Television Stations, Inc., 567
U.S. 239, 253 (2012). Standard economic regulations,
including zoning ordinances, need only pass “a less
strict vagueness test.” See Vill. of Hoffman Ests. v. Flipside, Hoffman Ests., Inc., 455 U.S. 489, 498 (1982); see
also CMR D.N. Corp. v. City of Philadelphia, 703 F.3d
612, 631 (3d Cir. 2013) (applying the “less strict vagueness test” to a zoning ordinance). In First Amendment
free speech cases, however, “rigorous adherence to
those requirements is necessary to ensure that ambiguity does not chill protected speech.” Fox Television
Stations, 567 U.S. at 253-54. Because Burns’s proposed
new mansion does not raise First Amendment concerns, we apply the “less strict vagueness test.” See
Hoffman Ests., 455 U.S. at 496-98 (rejecting a free
speech challenge and proceeding with the void-forvagueness analysis); see also Leib, 558 F.3d at 1311
(holding that a civil statute regarding permitting met
the less strict vagueness standard); Reserve, Ltd. v.
Town of Longboat Key, 17 F.3d 1374, 1378-79 (11th Cir.
1994) (holding that an ordinance that allowed a town
App. 64
to revoke a building permit upon a determination that
“substantial work” had not been accomplished in a
thirty-day period was not unconstitutionally vague).
Like the district court, we conclude that section
18-205(a) is not unconstitutionally vague. In a similar
case, Maher v. City of New Orleans, 516 F.2d 1051,
1054 (5th Cir. 1975), the former Fifth Circuit held that
a New Orleans ordinance requiring an architectural
commission to preserve the “architectural and historical value” of that city’s French Quarter did not run
afoul of the due process clause. There, the plaintiff
wanted to demolish his Victorian cottage and build
apartments in its place. Id. He sought approval from
the city’s architectural commission, as required for any
demolition or construction project. Id. As with Burns’s
new mansion, “[a]lmost from the time of the original
application, interested individual neighborhood owners . . . vigorously opposed the [plaintiff ’s] plan to tear
down the cottage and to develop the property.” Id. The
plaintiff “undertook a succession of attempts to secure
approval of his plans from the [c]ommission,” which it
eventually granted before the city council reversed it.
Id. The plaintiff sued the city, arguing that the architectural commission ordinance violated due process because “it provide[d] inadequate guidance to the
[c]ommission for the exercise of its administrative
judgment.” Id. at 1061.
We rejected the vagueness challenge for several
reasons. First, the state constitution, the architectural
commission ordinance, and the state supreme court
had fleshed out what the ordinance meant by
App. 65
“architectural and historical value”—that it, for example, sought protection of the “quaint and distinctive
character of the area.” Id. at 1060-63 & n.58. Second,
the ordinance applied only to a specific geographic district, was limited to the appearance of the portions of
buildings that faced public streets, and “regulat[ed]
items of special interest, such as floodlights, overhanging balconies or signs.” Id. at 1062. Third, the ordinance required the architectural commission to consist
of “architects, historians and business persons offering
complementary skills, experience and interests.” Id.
And fourth, the city council had the power to review
the commission’s decisions, preventing the “potential
for arbitrariness.” Id.
Like Maher, section 18-205(a) has the same protections that limit the commission’s discretion and
saved the review criteria from the shoals of vagueness.
It has ten exhaustive criteria that the commission
must consider before approving an application. Town
of Palm Beach, Fla., Code § 18-205(a). The “excessively
dissimilar” standard was geographically limited to
comparing homes within 200 feet of Burns’s mansion.
Id. § 18-205(a)(6). The commission has a limited membership made up of no less than two, but no more than
three, registered architects and one landscape architect, and even the other members had to be “specially
qualified” in art, architecture, community planning,
land development, real estate, landscape architecture,
or another relevant profession, or have “civic interest
and sound judgment” that could be used to determine
the effects of a proposed building on “the desirability,
App. 66
property values and development of surrounding areas.” Id. §§ 18-166(a), 18-167(a). And the town council
had the power to review arbitrary decisions by the
commission. Id. § 18-177.
Faced with similar ordinances, our sister circuits
have reached the same conclusion that we do. The
Third Circuit concluded that the phrase “development
appropriate in scale, density, character and use for the
surrounding community” did “not provide ‘no standard
at all.’ ” CMR, 703 F.3d at 631-32. There, the Philadelphia ordinance defined the geographic reach of the provision, which informed the definition of “community.”
Id. at 632. And the other words could be unambiguously understood by reference to their dictionary definitions. Id.
The Fifth Circuit has also applied Maher to an
ordinance that required a building’s color to “harmonize with the structure’s facade,” its materials to be
“architecturally and historically appropriate,” and its
walkways to be “compatible” with the walkways of
“surrounding structures.” Mayes v. City of Dallas, 747
F.2d 323, 325 (5th Cir. 1984). Those criteria, the Fifth
Circuit concluded, “provide[d] adequate legislative direction to the [c]ommission to enable it to perform its
functions consonant with due process.” Id.
And the Ninth Circuit has upheld an ordinance
that gave a zoning commission “authority to determine whether the use ‘would cause any damage, hazard, nuisance or other detriment to persons or
property in the vicinity.’ ” Turning Point, Inc. v. City of
App. 67
Caldwell, 74 F.3d 941, 944 (9th Cir. 1996). The court
determined that the ordinance used language “characteristic of zoning regulation” that was “not so general
as to be unintelligible to any reasonable owner of
property” and thus not unconstitutionally vague. Id.
The Third, Fifth, and Ninth Circuits recognized that
some of the exact words and phrases that Palm Beach
used here, such as “harmony” and “compatible” and a
comparison of architectural styles among nearby
structures, were not vague and arbitrary. Given the
detailed criteria and the procedural protections in
section 18-205(a), we cannot say that it provided “no
rule or standard at all.”
Fourteenth Amendment Equal Protection Claim
Burns argues that the district court erred in
granting summary judgment on his class-of-one equal
protection claim because he offered evidence that the
commission reviewed fifteen midcentury modern designs (before Burns’s) and approved all of them except
one. This evidence, Burns says, showed that he was
treated differently than similar homeowners.
The Fourteenth Amendment prohibits a state
from “deny[ing] to any person within its jurisdiction
the equal protection of the laws.” U.S. Const. amend.
XIV, § 1. Our equal protection cases generally involve
“governmental classification and treatment that affects some discrete and identifiable group of citizens
differently from other groups.” Corey Airport Servs.,
Inc. v. Clear Channel Outdoor, Inc., 682 F.3d 1293,
1296 (11th Cir. 2012). But a select subset of decisions
App. 68
allow class-of-one equal protection claims where “the
identifiable group that was discriminated against consisted solely of the plaintiff.” Id. at 1297 n.2. Specifically, we and the Supreme Court have allowed classof-one claims for “the government’s regulation of
property” because we have “a clear standard against
which departures, even for a single plaintiff, c[an] be
readily assessed.” Engquist v. Or. Dep’t of Agric., 553
U.S. 591, 602 (2008); see also Vill. of Willowbrook v.
Olech, 528 U.S. 562, 565 (2000) (per curiam) (class-ofone challenge allowed to municipality’s requirement of
an abnormally long easement); Stardust, 3007 LLC v.
City of Brookhaven, 899 F.3d 1164, 1176-77 (11th Cir.
2018) (discussing a class-of-one claim against a zoning
ordinance); Campbell v. Rainbow City, 434 F.3d 1306,
1314 (11th Cir. 2006) (applying class-of-one analysis to
a challenge of a zoning ordinance).
To succeed on a class-of-one claim in a zoning case,
the plaintiff must show that “she has been intentionally treated differently from others similarly situated
and that there is no rational basis for the difference in
treatment.” Campbell, 434 F.3d at 1314 (quoting Olech,
528 U.S. at 564). Because “[d]ifferent treatment of dissimilarly situated persons does not violate the equal
protection clause,” the plaintiff must show that those
“others similarly situated” are “prima facie identical in
all relevant respects.” Id. (emphasis and internal quotation marks omitted). In evaluating the similarly situated requirement, we look at the state action “in light
of the full variety of factors that an objectively reasonable governmental decisionmaker would have found
App. 69
relevant in making the challenged decision.” Griffin Indus., Inc. v. Irvin, 496 F.3d 1189, 1203 (11th Cir. 2007).
Palm Beach has given us “the full variety of factors
that an objectively reasonable governmental decisionmaker would have found relevant” in the form of
the statutory criteria it uses to review building permits—section 18-205(a). See id. The statutory criteria
are mandatory and apply to every application the commission reviews. Town of Palm Beach, Fla., Code § 18205(b). So, to show an equal protection violation, Burns
must offer evidence of similar mansions that the commission approved based on the same criteria in section
18-205(a) that the commission cited in rejecting his application.
The only evidence Burns points to in order to meet
this burden is the report his expert David Chase made
for the commission. But Chase’s report does not show
that the mansions the commission approved were similar to Burns’s new mansion in all relevant respects.
Chase’s report identifies homeowners who had midcentury modern designs that were approved, but his report does not say that the other midcentury modern
designs were “not in harmony with the proposed developments on land in the general area” but approved
nonetheless. And Chase’s report did not compare the
architectural compatibility, massing, and size of
Burns’s property to the mansions the commission approved. Instead, the report provided summaries of the
commissioners’ thoughts on each application. But
those summaries do not establish that the fourteen
midcentury modern designs the commission approved
App. 70
were excessively dissimilar to nearby homes in the
same way that the commission found Burns’s new
mansion excessively dissimilar to his neighbors’
homes. Chase’s report does not show comparators that
are “prima facie identical in all relevant respects.” See
Campbell, 434 F.3d at 1314 (emphasis omitted). Given
the absence of evidence of other similarly situated designs, Burns has not shown any difference in treatment. His class-of-one claim fails.
CONCLUSION
We conclude that the district court did not grant
summary judgment too early, Burns’s proposed new
mansion is not expressive conduct protected by the
First Amendment, section 18-205(a) is not unconstitutionally vague, and Burns was not treated differently
from other Palm Beach homeowners. Because Burns’s
as-applied challenges to section 18-205(a) fail, we also
must reject his facial challenges. See William Jefferson
& Co. v. Bd. of Assessment & Appeals No. 3 ex rel. Orange Cnty., 695 F.3d 960, 963 (9th Cir. 2012) (“[A] facial
challenge to a statute necessarily fails if an as-applied
challenge has failed because the plaintiff must establish that no set of circumstances exists under which
the [statute] would be valid.” (internal quotation
marks omitted)); Diaz v. Paterson, 547 F.3d 88, 101 (2d
Cir. 2008) (same). We affirm the district court’s summary judgment for the town in all respects.
AFFIRMED.
App. 71
MARCUS, Circuit Judge, dissenting:
Outside of Chicago there is a home called the
Farnsworth House, nestled in the woods along the Fox
River. Or it was a home. Now it is a museum, a National Historic Landmark, and a piece of our common
cultural heritage. Designed by the renowned architect
Ludwig Mies van der Rohe, the Farnsworth House is a
striking piece of art. A single rectangular prism, twothirds of which is enclosed by glass, the remainder an
open-air porch, elevated five feet above the ground by
the white steel beams that form its structure, the
house blends seamlessly into its sylvan surroundings.
When the river floods, the water flows beneath the
house; in the snow its white beams and glass panes are
nearly invisible; from within it is as though one stands
unsheltered in the forest. The house expresses the view
of Mies—and of the home’s first owner, Dr. Edith
Farnsworth—that the modern world has strayed too
far from nature and lost the potential for individual
fulfillment hidden therein.
Donald Burns has lived in Palm Beach for many
years. His current home is built in a traditional style
that matches that of his immediate neighbors. Seven
years ago, Burns decided that his house no longer reflected his identity and he decided to build a house like
the Farnsworth House, in the International Style. He
wants to do that because of the message he believes the
International Style conveys—minimalism, individuality, and the pursuit of fulfillment in harmony with nature. He also might just find the style beautiful. Many
do. The question in this case is whether a government
App. 72
commission created by the Town of Palm Beach with
the Orwellian moniker “ARCOM” may prevent Burns
from expressing his philosophy and taste through the
architecture of his home and create a work of art on
land he owns solely because a majority of the members
of the Commission do not like the way it looks.
In my view, the First Amendment—the most powerful commitment to think, speak, and express in the
history of the world—does not permit the government
to impose its majoritarian aesthetic whims on Burns
without a substantial reason. The First Amendment’s
protection of the freedom of speech is not limited to the
polite exchange of words or pamphlets. It is not limited—as the majority suggests—to public displays
clearly related to the narrow issues of the day. It protects art, like architecture, and it protects artistic expression in a person’s home as powerfully as in the
public sphere, if not more so.
The district court disagreed, based on its application of an incorrect legal standard largely drawn from
Second Circuit precedent concerned with the commercial sale of expressive merchandise. Normally when a
district court makes an error of law, we vacate and remand and the temptation to do so is particularly great
here. But First Amendment cases are unique. When
presented with a First Amendment case where “the ultimate conclusions of law are virtually inseparable
from findings of fact,” the Supreme Court has instructed us that “we are obligated to independently review the factual record to ensure that the . . . court’s
judgment does not unlawfully intrude on free
App. 73
expression.” See Boy Scouts of Am. v. Dale, 530 U.S.
640, 648-49 (2000); see also Hurley v. Irish-Am. Gay,
Lesbian & Bisexual Grp. of Bos., 515 U.S. 557, 567
(1995) (“This obligation rests upon us simply because
the reaches of the First Amendment are ultimately defined by the facts it is held to embrace, and we must
thus decide for ourselves whether a given course of
conduct falls on the near or far side of the line of constitutional protection.”).
Traditionally, this power is used to protect rights
from government encroachment. See Bose Corp. v. Consumers Union of U.S., Inc., 466 U.S. 485, 510-11 (1984)
(“It reflects a deeply held conviction that judges—and
particularly Members of this Court—must exercise
such review in order to preserve the precious liberties
established and ordained by the Constitution.”). The
irony today is the willingness of my colleagues to resolve factual disputes and draw factual conclusions on
their own, overlooking the obviously erroneous legal
template against which the district court measured
this First Amendment case, and to do so in order to
curtail the freedom of expression, not to protect it.
After the majority conducts an independent review of the record to find that the case before us falls
on the “far side of the line of constitutional protection,”
see Hurley, 515 U.S. at 567, it claims to “save for another day” the resolution of issues critical to this case—
namely “whether residential architecture can ever be
expressive conduct” and “if so, what is the proper First
Amendment test”—while effectively answering them
through its review of the factual record and its
App. 74
application of factors it draws from our recent decision
in Fort Lauderdale Food Not Bombs v. City of Fort
Lauderdale, 901 F.3d 1235 (11th Cir. 2018). Majority
Op. at 30. It has done so in a way that virtually ensures
that no piece of residential architecture will ever garner First Amendment protection—an outcome that is,
as I see it, at odds with the meaning of the First
Amendment.
At the very least, whether the First Amendment
precludes Palm Beach from denying Burns the right to
rebuild his house on his own property is a much closer
question than the majority acknowledges. The case
comes to us on an incomplete record. It comes to us
without a resolution by the district court of questions
basic to the disposition of this case—questions such as
whether Burns’s artistic and philosophical motivation
is genuine, whether there is a likelihood that some sort
of message would be communicated to those who view
Burns’s new home, whether ARCOM had some reason
other than its distaste for the aesthetics of the proposal
that motivated it to deny the permit, and whether the
Town has reasons other than its aesthetic distaste to
support ARCOM’s determination. And because the majority, like the magistrate judge and the district court
before it, resolves this case on the threshold question
of whether the architectural design of Burns’s home is
even protected expression, it never conducts the
heightened scrutiny applicable, or indeed any scrutiny
at all, if it were protected.
App. 75
On this record, I cannot reach the same outcome.
As I see it, Burns’s proposed home merits the protection of the First Amendment. I respectfully dissent.
I.
Donald Burns has lived at 1021 N. Ocean Boulevard in a home on a popular public beach for almost 20
years. His home is built in the Bermuda Style, as
shown in the photograph of the east facade below, similar to the traditional styles of his immediate neighbors’ homes.
Previously, Burns was attracted to the house’s
style that communicated that he “wanted to be like
[his] neighbors in all respects,” but his views have
evolved. He has come to “embrace simplicity in lifestyle
App. 76
and living” and has said that he intends to convey the
message that he is “unique and different from [his]
neighbors.” The traditional style of his home, which
communicates “history, establishment, and stability,”
no longer reflects those views or his identity.
In 2013, Burns decided to rebuild his home in the
International Style—a style that better expresses his
new perspective. International Style architecture is a
prominent style of modern architecture—distinguished by simple lines, exposed glass, white structural elements and open spaces—that developed in the
first half of the twentieth century. Its proponents saw
the integration of nature into human living space as
an antidote to the clutter and chaos of modernity.
Burns worked closely with a local architectural firm to
design a new home in this style and submitted it to the
relevant authorities, as shown in the computer-generated rendering of the west facade below.
App. 77
Burns’s proposal met every objective zoning requirement to be found in Palm Beach’s Town Code.
That the proposal met all objective zoning requirements has never been disputed. Indeed, the Zoning Administrator for Palm Beach asserted at a Town Council
meeting that the house “me[ ]t code as it relates to setbacks, lot coverage, landscape [and] open space.” In
most municipalities in the United States, this would
have been the end of the story—Burns had submitted
a proposal that complied with safety, size, and environmental requirements prescribed by the Town, and it
would permit him to build the home he wanted to on
the lot he owns in fee simple.
Not so in Palm Beach. In Palm Beach, in addition
to meeting all objective zoning requirements, new construction must win the approval of an Architectural
Commission, established by the Town Council. Nicknamed “ARCOM,” the Commission is a seven-member
body of people “specially qualified by reason of training
or experience in art, architecture, community planning, land development, real estate, landscape architecture, or other relevant business or profession, or by
reason of civic interest and sound judgment.” Code of
Ordinances, Town of Palm Beach, Florida §§ 18-166(a);
18-167(a). Charged with “creat[ing] beauty, aesthetic
order [and] amenity” and “preserv[ing] various elements of urban beauty,” ARCOM reviews new projects
for “harmony” in “beauty, spaciousness, balance, taste,
fitness, charm and high quality.” Id. §§ 18-146; 18-205.
As relevant here, ARCOM must disapprove proposals
that are “excessively dissimilar in relation to any other
App. 78
structure . . . within 200 feet,” with respect to
“[a]rchitectural compatibility,” “[a]rrangement of the
components of the structure,” “[a]ppearance of mass
from the street . . . ,” or “[d]iversity of design that is
complimentary with size and massing of adjacent
properties.” Id. § 18-205(a)(6)(C)-(F). Similarly, to approve a proposal, ARCOM must find it “appropriate in
relation to the established character of other structures in the immediate area or neighboring areas in
respect to significant design features such as . . . architectural design.” Id. § 18-205(a)(8).
Notably, there is no claim by the Town that this
case involves historical preservation, which is dealt
with by a different committee in Palm Beach. See id.
§ 18-175(c)(2) (“Individual structures and/or properties that have been designated or are under consideration or in an historic district are subject to review by
the landmark preservation commission and shall not
be subject to review by the architectural commission.”).
Nor for that matter does the Town argue, let alone even
suggest, that the construction of an International Style
home, or even the construction of Burns’s design,
would diminish in any way the fair market value of the
property in the neighborhood.
Instead, this case arises because ARCOM—or at
least the majority of its members—hated Burns’s proposed design. They thought it was ugly. They thought
it was not in harmony, thought it was not appropriate.
They thought it lacked “beauty, spaciousness, balance,
taste, fitness, charm and high quality.” “It’s very hard
to sit here and say, no, you shouldn’t build this house,”
App. 79
one ARCOM member said. “[I]t fits on the lot, there
are no variances required. . . . But this house is so
dissimilar in style, . . . and we are charged also with
making sure that we don’t let the character of Palm
Beach go. And the character of Palm Beach has not
made it to the modern style yet.” Another expressed
less reluctance to vote against the proposal, baldly proclaiming “[t]here’s not a person in Christendom who
can convince me that this house is charming.” Still another said that “[w]e can’t afford to make another mistake” by forcing “everybody who drives by . . . to see
this contemporary home which is not in harmony with
the established character of th[e] neighborhood.” And
another member noted that although “[i]f I were to see
this architecture in a different location, I might find it
attractive,” there was “just the problem of where it’s
located.”
Burns made a series of revisions to the proposal in
an effort to mitigate their concerns. He and his design
team first appeared before ARCOM in May 2016. The
Commission heard testimony from David Chase, an architect hired by Burns who presented a report on the
International Style in Palm Beach, and specifically on
fifteen International or Modern architectural designs
that had been reviewed by ARCOM and all but one approved. The Commission also heard from neighbors
and Palm Beach residents who were opposed to the
project. The Commission voted to approve Burns’s
demolition application, but voted to defer their review
of the new house design. Burns revised the design, reducing the footprint, the length, the mass of the roof,
App. 80
and the amount of glass on the exterior. He also moved
the house back from the seawall and increased the
amount of landscaped open space.
In August 2016, Burns presented a revised application to ARCOM. The Commission again heard from
neighbors and residents who were opposed to the project. Although one member introduced a motion to
deny Burns’s application based on the criteria in Section 18-205(a), it was rejected by the Commission 4 to
3. The Commission then voted to defer their review to
allow a “restudy of the west elevation, including the
landscaping, the approach to the home and the possibility of installing gates.” Burns made still another series of revisions, including modifications of the west
facade, narrowing the entryway, adding more landscaping and removing more glass from the facade.
But it appears there was little he could do short of
abandoning the International Style that was the purpose of his application. In the end, then, notwithstanding Burns’s efforts to incorporate the Commission’s
feedback, ARCOM voted 5 to 2 to prevent him from
building his new home.
II.
A.
The First Amendment protects art in its myriad
forms. See Nat’l Endowment for the Arts v. Finley, 524
U.S. 569, 580-82 (1998) (subjecting regulations governing the National Endowment for the Arts to First
App. 81
Amendment scrutiny); Hurley, 515 U.S. at 569 (noting
that the “painting of Jackson Pollock, music of Arnold
Schöenberg, [and] Jabberwocky verse of Lewis Carroll”
are “unquestionably shielded” by the First Amendment); Ward v. Rock Against Racism, 491 U.S. 781, 790
(1989) (“Music, as a form of expression and communication, is protected under the First Amendment.”);
Schad v. Borough of Mt. Ephraim, 452 U.S. 61, 65-66
(1981) (“Entertainment, as well as political and ideological speech, is protected; motion pictures, programs
broadcast by radio and television, and live entertainment, such as musical and dramatic works fall within
the First Amendment guarantee.”); Southeastern Promotions, Ltd. v. Conrad, 420 U.S. 546, 557-58 (1975)
(“By its nature, theater usually is the acting out—or
singing out—of the written word, and frequently mixes
speech with live action or conduct. But that is no reason to hold theater subject to a drastically different
standard.”); Kaplan v. California, 413 U.S. 115, 119-120
(1973) (noting that “pictures, films, paintings, drawings, [ ] engravings, . . . oral utterance and the printed
word” are protected by the First Amendment); Joseph
Burstyn, Inc. v. Wilson, 343 U.S. 495, 501 (1952) (“It
cannot be doubted that motion pictures are a significant medium for the communication of ideas.”). This
includes art involving words—undoubtedly speech—
and art devoid of words alike.
Some of our sister circuits have followed the Supreme Court’s lead and announced categorical protection for artistic mediums. See, e.g. White v. City of
Sparks, 500 F.3d 953, 956 (9th Cir. 2007) (“So long as
App. 82
it is an artist’s self-expression, a painting will be protected under the First Amendment, because it expresses the artist’s perspective..”); Bery v. City of New
York, 97 F.3d 689, 695 (2d Cir. 1996) (“Visual art is as
wide ranging in its depiction of ideas, concepts and
emotions as any book, treatise, pamphlet or other writing, and is similarly entitled to full First Amendment
protection.”); Piarowski v. Ill. Cmty. Coll. Dist. 515, 759
F.2d 625, 628 (7th Cir. 1985) (“The [stained-glass] windows were art for art’s sake. But the freedom of speech
and of the press protected by the First Amendment has
been interpreted to embrace purely artistic as well as
political expression (and entertainment that falls far
short of anyone’s idea of ‘art’ . . . ) . . . .”).
The great challenge of this case is that the Supreme Court has never clearly told us why art is protected. See Buehrle v. City of Key West, 813 F.3d 973,
976 (11th Cir. 2015) (observing that “the Supreme
Court has never explicitly defined the entire universe
of artistic expression safeguarded by the First Amendment”). It is often suggested that art is protected because it can convey political ideas. See, e.g., Joseph
Burstyn, 343 U.S. at 501 (describing “motion pictures
as an organ of public opinion”). But while some art does
comment on politics, that role does not delimit its First
Amendment protection. See Finley, 524 U.S. at 602-03
(Souter, J., dissenting) (“The constitutional protection
of artistic works turns not on the political significance
that may be attributable to such productions. . . .”).
Other courts have suggested that the First Amendment encodes the theory that self-expression is a good
App. 83
in itself. See, e.g., White, 500 F.3d at 956 (“So long as [a
painting] is an artist’s self-expression, [it] will be protected under the First Amendment. . . .”).
In the end, the First Amendment’s protection of
art could not be otherwise. The guarantee of “freedom
of speech” would be a mirage without the concomitant
recognition of the way in which we communicate with
each other about the things that matter in life and
politics—things about human identity and aspiration,
virtue and vice, “courage and honor and hope and
pride and compassion and pity and sacrifice which
have been the glory of [man’s] past,” William Faulkner,
Banquet Speech, The Nobel Prize (Dec. 10, 1950),
https://www.nobelprize.org/prizes/literature/1949/faulkner/
speech/—in the stories we tell, the paintings we view,
and the homes in which we live.
Architecture is a form of art, and an expressive one
of that. This is a proposition already recognized by copyright law, which defines “architectural work” as “the
design of a building as embodied in any tangible medium of expression.” 17 U.S.C. § 101 (emphasis added);
see also H.R. Rep. No. 101-735 (1990), as reprinted in
1990 U.S.C.C.A.N. 6935, 6936 (“Architecture is a form
of artistic expression that performs a significant societal purpose, domestically and internationally.”); Imperial Homes Corp. v. Lamont, 458 F.2d 895, 897 (5th Cir.
1972) (“[T]he architect who originates a set of blueprints for a dwelling is as much an author for copyright
purposes as the writer who creates an original novel or
the dramatist who pens a new play.”).
App. 84
Like other forms of art, architecture can inspire,
humble, awe, reflect on continuity with the past, offer
a radical departure therefrom, or adapt old themes to
modernity. Architecture, like other art, can seek to reflect nature, transcend it, or subdue it. Like other
forms of art, architecture can push what we expect
from and explore the limits of human imagination.
Architecture’s relationship with other arts has always been symbiotic. Leonardo Da Vinci, for example,
was celebrated as a painter, sculptor, inventor, and architect. Richard Wagner, the virtuoso composer, also
designed the Beyreuth Festspielhaus, or Festival Theater, to showcase his operas and his worldview—he
saw the architecture of the music hall to be one and
the same as the music that would be performed there.
The great architect Le Corbusier was a painter and a
writer as well as an icon of the Modernist movement of
the Twentieth Century.
That architecture is an expressive art is a proposition that has stood unchallenged for millennia. The
Greek philosophers and the Romans knew this, as did
the Renaissance humanists. We continue to visit places
such as the Parthenon at the Athenian Acropolis and
the ruins of the Forum of Rome because the architecture communicates something about the people who
built it. The legacies of these political systems are now
often synonymous with their architectural remains.
Although it is no prerequisite to First Amendment
protection, architecture can be a profoundly political
form of art. See, e.g., John Ruskin, The Seven Lamps of
App. 85
Architecture 2 (Smith, Elder, and Company 1849) (describing “the distinctively political art of Architecture”). As George Ranalli, an architect and author who
provided an expert report on architectural history in
this litigation, notes, Mies van der Rohe once described
architecture as “the will of an epoch translated into
space.” Buildings make a statement about how we
want to live, a statement that can have plainly political
impulses and implications. A brick colonial speaks of
stability, the importance of continuity and the nuclear
family; a log-cabin on the prairie of independence and
self-reliance. Indeed, architecture can make a more
powerful political statement in some ways than direct
political speech. Just as “the totalitarian state . . . ha[s]
censored musical compositions to serve [its] needs,”
Ward, 491 U.S. at 790, tyrants have always been aware
of the political power of architecture. Hitler kept the
architect Albert Speer in his inner circle, trusting him
to design the buildings of his new Reich. The Emperor
Napoleon III deputized Baron Georges-Eugène Haussmann to design a new Paris that would impress upon
the world the civility and grandeur of his Second Empire—and be easier to subdue in the event of insurrection.
Governments have recognized the value of architecture in more benign ways as well. Writing to James
Madison in 1785, Thomas Jefferson explained that architecture could be used to educate his fledgling country:
But how is a taste in this beautiful art to be
formed in our countrymen, unless we avail
App. 86
ourselves of every occasion when public buildings are to be erected, of presenting to them
models for their study and imitation? . . . You
see I am an enthusiast on the subjects of the
arts. But it is an enthusiasm of which I am not
ashamed, as its object is to improve the taste
of my countrymen, to increase their reputation, to reconcile to them the respect of the
world and procure them its praise.
Burford Pickens, Mr. Jefferson as Revolutionary Architect, 34 J. of the Soc’y of Architectural Historians 257,
260 (1975). We need only turn to our nation’s civic
buildings for an example of this enacted. The architecture of the National Mall in Washington, D.C. proudly
evokes the architecture of democracy. As Ranalli explains, the Lincoln Memorial, for one, “loosely represent[s] a temple of classical antiquity, the Parthenon,
with additional Roman elements.” He characterizes
the building as a “marriage of unlike Classical and
Modern styles” meant to evoke “American conviction in
the rule of law and its impartiality, and the consent of
the governed to the wisdom and justice of the laws that
make their liberty possible, memorably articulated
through these various avenues of associational meanings.” The Memorial sits alongside other neoclassical
marvels like the United States Capitol, which together
announce to the nation, and to the world, America’s enduring commitment to self-governance.
Similarly, there can be no doubt that architecture
is an act of self-expression—always of the architect,
and often too of the person who commissioned the
App. 87
building. We have previously held that tattooing is protected as an expressive collaboration between an artist
and a patron. See Buehrle, 813 F.3d at 977-78 (observing that “[p]rotected artistic expression frequently encompasses a sequence of acts by different parties, often
in relation to the same piece of work”).
In part, it is the meeting of the aesthetic with the
utilitarian in architecture that sets it apart from other
arts and creates the expressive value of architecture.
Architecture, Paul Goldberger, an architectural critic
and another of Burns’s experts, reminds us, “is both a
practical matter and an art, and it is in the interdependence, and the tension, between these two characteristics that its unique nature lies.”
Residential architecture does not lose its expressive qualities because it is also practical. The great palaces of Europe—Versailles, the Winter Palace,
Schönbrunn—all housed their country’s royal families
and their accompanying staff, but are still recognized
as architectural marvels. There is nothing in the theory either of artistic expression or architectural aesthetics that changes merely because a person spends
the night in a building.
Nor does it change when the building is owned for
purely private use. Instead, the expressive nature of
architecture is connected to that individual, rather
than to a collective identity. “Like music, dance, and
visual art, residential architecture can be a highly expressive way to communicate lifestyle choices, political
stances, and individuality.” Janet Elizabeth Haws,
App. 88
Architecture As Art? Not in My Neocolonial Neighborhood: A Case for Providing First Amendment Protection to Expressive Residential Architecture, 2005 BYU
L. Rev. 1625, 1644 (2005). The home, and especially its
facade, may act as a stand-in for the individual’s own
face.
Just like public buildings, there is a long history of
the use of private residential architecture to convey
symbolic messages. Perhaps the first architectural
treatise ever written, De Architectura by the Roman
architect Vitruvius, contains an entire volume on domestic buildings. So too is there an American tradition
of communicative residential architecture. Thomas
Jefferson designed his home at Monticello, using “an
architectural vocabulary based upon classical antiquity [that] symbolizes both the aspirations of the new
American republic as the inheritor of European tradition and the cultural experimentation that could be
expected as the country matured.” Monticello and the
University of Virginia in Charlottesville: World Heritage
Site, National Park Service, https://www.nps.gov/
articles/000/monticello-and-the-university-of-virginiaworld-heritage-site.htm (last updated July 15, 2020);
see also Pickens, supra, at 257. Today, Monticello is a
National Historic Landmark as well as a World Heritage Site, and understood to be “an outstanding example of a neoclassical work of art.” Monticello and the
University of Virginia in Charlottesville: World Heritage Site, supra.
Of course, the Founding is not the only period in
American history with notable examples of the
App. 89
symbolic value of residential architecture. Ranalli explains that “[p]erhaps[ ] no American architect has
made a stronger contribution to the symbolic meaning
of the” home than Frank Lloyd Wright. Born in the
years following the Civil War, Wright began his career
as an architect at the turn of the twentieth century and
is credited with the reinvention of American residential architecture. Wright’s designs, most notably his
Prairie style homes, represented a stark departure
from the traditional homes that dominated American
architecture at the time, and as Ranalli explains,
helped “realign the aristocratic art of residential architecture more closely to modern democratic ideals.” A
forefather of modernism, Wright’s homes are an exemplary combination of aesthetic and functional concerns. To commission a Prairie house in the early
twentieth century, then, was to communicate a desire
to be new, to be modern, and to be uniquely American.
Nor are Wright’s houses the last examples of expressive modern residential architecture that readily
come to mind. Instead, this country is filled with notable examples, including Walter Gropius’s House in
Massachusetts, Frank Lloyd Wright’s Fallingwater in
Pennsylvania, John Yeon’s Watzek House in Oregon,
Mies van der Rohe’s Farnsworth House in Illinois,
Philip Johnson’s Glass House in Connecticut, Charles
and Ray Eames’s House in California, John Lautner’s
Schaffer House in California, and Eero Saarinen’s Miller House in Indiana. Each of these homes has been
designated a National Historic Landmark or are on the
National Register of Historic Places and they are all
App. 90
widely recognized to be important parts of our American cultural heritage.1
The majority suggests that these references to architectural marvels and famous architects—as well as
International Style and modern architectural theory
cited later on—are “extra-record” fact-finding, and
therefore, inappropriate for inclusion or discussion.
The majority would have us feign ignorance to centuries of world history, well-known and not subject to dispute, in order to resolve this case in a vacuum. It is
nothing new for the federal courts to turn to historical
facts that may exist outside the record. See, e.g., Allison Orr Larsen, Confronting Supreme Court Fact
Finding, 98 Va. L. Rev. 1255, 1276 (2012) (“Several of
the sources Justice Scalia uses in [District of Columbia
1
The origin of the National Historic Landmark program can
be traced back to the New Deal era Historic Sites Act, 49 Stat.
666 (current version at 54 U.S.C. § 320101), as well as to the National Register of Historic Places. See Jess R. Phelps, Preserving
National Historic Landmarks?, 24 N.Y.U. Envtl. L.J. 137, 147-61
(2016) (describing the history of federal preservation law). Some
of the criteria for becoming a National Historic Landmark focus
primarily on the aesthetics of architecture, such as that the buildings “embody the distinguishing characteristics of an architectural type specimen exceptionally valuable for a study of a period,
style or method of construction,” while others recognize architecture’s expressive potential, such as that the buildings “collectively
compose an entity of exceptional historical or artistic significance,
or outstandingly commemorate or illustrate a way of life or culture,” or even just “represent some great idea or ideal of the American people.” 36 C.F.R. § 65.4(a)(4)-(6). These buildings, and the
regulatory regime designating them as important, may be judicially noticed. See, e.g., 44 U.S.C. § 1507; see also N.L.R.B. v.
Goya Foods of Fla., 525 F.3d 1117, 1139 n.30 (11th Cir. 2008).
App. 91
v. Heller] to set forth the history of the language of the
Second Amendment were drawn from outside of the
party briefs or the hundreds of amicus briefs filed in
that case.”).
And today we need not go outside the realm of indisputable facts in order to recognize the historical examples referenced herein. These examples are matters
of historical fact and, in most cases, are surely part of
the “common knowledge” this Court has cited so many
times before. My colleagues take issue with this, arguing that by looking beyond the record I consider more
architecture than this case requires. Majority Op. at
21-24. But these constitutional questions do not exist
in a vacuum. Indeed, the oft-cited quotation from Hurley v. Irish-American Gay, Lesbian & Bisexual Group
of Boston—that a particularized message is not a precondition for constitutional protection otherwise it
“would never reach the unquestionably shielded painting of Jackson Pollock, music of Arnold Schöenberg, or
Jabberwocky verse of Lewis Carroll”—would not exist
if the Supreme Court had only passed comment on St.
Patrick’s Day parades. See 515 U.S. at 569.
Moreover, the current record is limited on these
points because, as the majority admits, the Town did
not dispute the fact that architecture is art. Burns’s
counsel explained it succinctly in a hearing on the
summary judgment motion: “it’s one of those things
that’s obvious on its face that architecture is a form of
art. It permeates our society.” Similarly, no one has
challenged Burns’s claim that his proposed home was
built in the International Style or argued that
App. 92
International Style architecture is lacking in distinctive meaning. By considering the larger history of residential architecture it seems to me indisputable that
it may have a communicative element worthy of First
Amendment protection, either through the application
of the expressive conduct test or as analogous to other
forms of protected artistic expression.
As I see it, the majority’s resolution of this case
cannot easily be squared with well-settled law recognizing the First Amendment’s protection of artistic expression in all of its forms. An analysis of this kind
would yield the odd conclusion that a tourist’s drunkenly obtained tattoo is art protected by the First
Amendment, see Buehrle, 813 F.3d at 980, n.2, while
Philip Johnson’s Glass House is not; “coin-operated devices by virtue of which a customer could sit in a booth,
insert a coin and . . . watch a live dancer, usually nude,”
are protected, Schad, 452 U.S. at 62, Monticello is not;
anodyne elevator music is protected, see Ward, 491
U.S. at 790, the Empire State Building is not. These
distinctions seem to me to be indefensible. I do not see
how we can declare in one breath that tattooing is protected by the First Amendment because it is “virtually
indistinguishable from other protected forms of artistic expression,” Buehrle, 813 F.3d at 976, but that architecture is so different as to be excluded from
protection in another. At least, we cannot without undermining our aspiration to an intelligible jurisprudence.
Holding that architecture is a form of art (as it
obviously is) would not, as the Town of Palm Beach
App. 93
seems to suggest, subject all construction in the United
States to the rigors of First Amendment scrutiny. That
architecture is a form of art does not mean all buildings are art. Holding that architecture is a form of art
would mean precisely what it says—that some architectural construction can be artistic and may be protected by the First Amendment.
B.
To determine which architectural construction is
artistic and worthy of protection, we look to the First
Amendment. “Congress shall make no law . . . abridging the freedom of speech. . . .” U.S. Const. Amend. I.
However, the constitutional protection for freedom of
speech “does not end at the spoken or written word.”
Texas v. Johnson, 491 U.S. 397, 404 (1989). The First
Amendment guarantees “all people [ ] the right to engage not only in ‘pure speech,’ but ‘expressive conduct,’
as well.” Holloman ex rel. Holloman v. Harland, 370
F.3d 1252, 1270 (11th Cir. 2004) (citing United States
v. O’Brien, 391 U.S. 367, 376-77 (1968)). As our Court
recently noted, “[a] sharp line between ‘words’ and ‘expressive acts’ cannot . . . be justified in Madisonian
terms. The constitutional protection is afforded to
‘speech,’ and acts that qualify as signs with expressive
meaning qualify as speech within the meaning of the
Constitution.” Fort Lauderdale Food Not Bombs, 901
F.3d at 1240 (quoting Cass R. Sunstein, Democracy
and the Problem of Free Speech 181 (1993)).
App. 94
The Supreme Court has instructed us that when
analyzing the scope of First Amendment protection beyond “pure speech,” courts should apply the expressive
conduct test drawn from Spence v. Washington, 418
U.S. 405, 409 (1974). In Spence, the Court asked
whether the challenged activity “was sufficiently imbued with elements of communication to fall within
the scope of the First” Amendment. Id. A court must
examine whether “[a]n intent to convey a particularized message was present, and [whether] the likelihood was great that the message would be understood
by those who viewed it.” Johnson, 491 U.S. at 404 (quoting Spence, 418 U.S. at 410-11).
Though it may seem odd to analyze art, and especially concrete, tangible art, through a test articulated
for conduct, ultimately the Spence/Johnson test asks
courts to look for indicia of expression. Thus, when confronted with a claim that a particular instance of art is
protected, the courts must decide on which side of the
expressive line it falls. While I have little doubt that
architecture is artistic expression deserving of First
Amendment protection, answering whether this house
is architecture deserving protection requires us to dig
deeper into our precedent.
This type of line-drawing is commonplace for the
First Amendment. Photography, like architecture, has
expressive as well as utilitarian value. And while its
expressive forms—such as in the works of Ansel Adams and Alfred Stieglitz—are clearly deserving of protection, courts have been willing to draw a line when
expression is lacking. See, e.g., Porat v. Lincoln Towers
App. 95
Cmty. Ass’n, No. 04 Civ. 3199 (LAP), 2005 WL 646093,
at *4-*5 (S.D.N.Y. Mar. 21, 2005) (holding that “purely
private recreational, non-communicative photography”
is not protected expression while acknowledging that
“communicative photography is well-protected by the
First Amendment”); Larsen v. Fort Wayne Police Dep’t,
825 F. Supp. 2d 965, 979 (N.D. Ind. 2010) (holding that
the “First Amendment is not implicated because a person uses a camera”); State v. Chepilko, 405 N.J.Super.
446, 965 A.2d 190, 199, 202 (Ct. App. Div. 2009) (observing that “the fact that some photography qualifies as
expressive conduct entitled to First Amendment protection” does not mean the defendant’s sale of photographs on a boardwalk is protected).
Similarly, “[n]ot all dancing is entitled to First
Amendment protection as expressive activity.” Barnes
v. Glen Theatre, Inc., 501 U.S. 560, 581 (1991) (Souter,
J., concurring in the judgment). Some forms of nude
dancing are protected under the First Amendment, see
Schad, 452 U.S. at 66 (“[N]ude dancing is not without
its First Amendment protections from official regulation.”), but “recreational dancing” is not, City of Dallas
v. Stanglin, 490 U.S. 19, 25 (1989). Since the inquiry
turns on expressiveness, the Spence/Johnson test may
be the best analytical tool we have.
As I see it, the district court erred by departing
from the expressive conduct test, attempting instead
to glue together elements drawn from the Second Circuit’s “dominant purpose” test found in a case involving
the sale of expressive merchandise with the
Spence/Johnson test. As the Second Circuit explained
App. 96
in Mastrovincenzo v. City of New York, decorated commercial goods that “clearly ha[ve] a[n] alternative, nonexpressive purpose” are “more likely to possess only
marginally expressive content.” 435 F.3d 78, 95 (2d Cir.
2006). The court must consider whether the expressive
elements of such items “may fairly be characterized as
dominant” before extending First Amendment protection. Id. at 96. The court also must “take into account
other factors that shed light on how and why an object
is being sold or disseminated.” Id.
The magistrate judge found, and the district court
agreed, that “the predominant purpose of Burns’ structure was non-expressive” and therefore was not entitled to First Amendment protection. But the “dominant
purpose” test has not been adopted by this Circuit nor
should it be applied to architecture, which does not involve the same concerns as those associated with the
sale of baseball caps or other “objects adorned with
only minor artistic adjustments.” Mastrovincenzo, 435
F.3d at 96. The application of the “dominant purpose”
test to residential architecture would virtually ensure
that no home would ever qualify for First Amendment
protection. Further, even when separately considering
the second prong of Spence/Johnson, the district court
was clearly influenced by the “dominant purpose” test
and its emphasis on an item’s function.
The district court applied the wrong legal standard to Burns’s First Amendment claim. The thrust of
its analysis is pegged to the wrong template. For this
reason alone, I would vacate and remand, directing the
district court in the first instance to find facts and
App. 97
measure them against the appropriate standard of law.
My colleagues undertake that task themselves, and
while they are surely free to do that, I think that it
would be wiser to give the district court the first crack
at the fact-bound questions. This seems to me to be especially so because by applying the wrong standard,
yielding the wrong conclusion, the district court never
got around to struggling with the additional difficult
questions surrounding whether ARCOM barred Burns
from building his home simply on account of content
and whether the Town had any other sound interests
that might otherwise justify so blatant an attempt to
stamp out a long accepted architectural form simply
because it found it to be distasteful. Nor do we have the
benefit of factual findings on critical issues such as
whether the home was visible from the beach or credibility determinations because the Town, the magistrate judge, and the district court found this to be an
open-and-shut case. Instead, Burns’s house presents a
novel First Amendment claim and an important one
for the freedom of artistic expression.
III.
A.
While the majority properly selects the Spence/
Johnson framework, in my view its application of that
test is deeply flawed. The first question we must answer is whether “[a]n intent to convey a particularized
message was present.” Johnson, 491 U.S. at 404 (citing
Spence, 418 U.S. at 410-11). On this point, the parties
App. 98
do not dispute that Burns had an intent to convey a
particularized message through his house and the majority admits as much. Majority Op. at 33. As Burns
declared, it was his “intention that the design of the
new house [ ] be a means of communication and expression of the person inside: Me.” Burns explained that
the International Style “communicates that it is not
old-fashioned; it is clean, fresh, independent, modern,
and different from what I, and my prior home, were in
the past.” He hired professional architects to help him
with that act of expression. But that entitles him no
less to the protection of the First Amendment. The majority agrees that, at least for purposes of summary
judgment, Burns intended to convey a message
through the design of his home. It resolves the case on
the second prong.
The second prong asks whether “the likelihood
was great that the message would be understood by
those who viewed it.” Johnson, 491 U.S. at 404 (quoting
Spence, 418 U.S. at 410-11). The Supreme Court has
cautioned that there cannot be “an apparently limitless variety of conduct [that] can be labeled ‘speech’ ”;
thus, “the factual context and environment in which
[the activity] was undertaken” serve as a limiting principle to separate generic activities from expressive
ones. Spence, 418 U.S. at 409-10 (internal quotation
marks omitted). In this Circuit, “we ask whether the
reasonable person would interpret it as some sort of
message, not whether an observer would necessarily
infer a specific message.” Holloman, 370 F.3d at 1270
(emphases omitted).
App. 99
My colleagues brush off Burns’s First Amendment
claim with the easy conclusion that “[a] reasonable
viewer would not infer some sort of message from
Burns’s new mansion because, quite simply, a viewer
can’t see it.” Majority Op. at 33. They say that Burns’s
“design calls for carefully shielding those purportedly
expressive elements from any viewer.” Majority Op. at
37. But, as I read this record, it seems clear that
Burns’s proposed home would be visible to the Palm
Beach community.
The east side of Burns’s home faces a well-trafficked public beach and the Atlantic Ocean. Burns’s final presentation to ARCOM included photographs of
the current house and several depictions of the proposed one—through architectural drawings, renderings, and a three-dimensional model—showing the
house in relation to that beach.2 For starters, the following aerial photograph of the current house shows it
in the neighborhood context and reveals a dark, dense
perimeter of landscaping along three sides of the home,
but a lighter, open lawn facing the ocean.
2
These are the kinds of materials one would look to in order
to discern what a new home might look like. And, indeed, these
are the kinds of materials that ARCOM considers when reviewing
a new home. For example, the Town of Palm Beach Zoning Application Checklist requires the submission of signed plans, including streetscapes and elevations.
App. 100
Each representation of the proposed home presented to ARCOM included a view of the house with
the proposed landscaping. The images below clearly
show that the landscaping plan would provide a dense
shield from the neighboring properties to the north,
west, and south, but notably an almost unobstructed
view to the east and the water. For example, the following is Burns’s landscape architect’s plan for the landscaping, which shows precise drawings for the
perimeter landscaping and dots for the existing palm
trees, but no raised landscaping through the center of
the lawn toward the beach.
App. 101
Similarly, the following computer-generated rendering of what the home would look like from the beach
shows the home flanked by trees and with small
shrubs in front, but completely visible from the beach
and the water. This rendering shows the lawn, beach,
and ocean. And the record establishes that the house
is 74.83 feet from the existing sea wall demarcating the
beach. This is a shorter distance than it is from home
plate to first base.
Finally, the following photograph of the three-dimensional model facing eastward and toward the
ocean shows the palm trees on the corners of the lawn
and an open expanse in between.
App. 102
The lack of landscaping on the east side is even more
notable when compared with the west side of the property, which shows a dense foliage screen between the
home and the neighbors to the north and south, and
between the home and the street to the west.
App. 103
The majority suggests that these images are somehow misleading, as if Burns and his team purposefully
skewed the representation of the east side but not the
other three. For example, the majority notes that the
physical model should have “[a] lot more” foliage on the
backside. Majority Op. at 43. But it is worth turning to
what Burns’s landscape architect, Keith Williams, actually said to ARCOM. Over the course of several
ARCOM hearings, Williams explained to the Commission that the majority of the landscaping work would
be focused on the north, west, and south sides of the
home—i.e., to shield the house from the street and
from the two neighboring properties. The east side,
however, would remain mostly “undisturbed.” Speaking to one ARCOM member at the second hearing, Williams explained that he would add more sea grape on
the east side, focused along the northern and southern
property lines, not on the central lawn facing the Atlantic Ocean. The transcribed dialog between Williams
and this ARCOM member from the second ARCOM
hearing makes this clear:
[ARCOM]: . . . When I’m looking at the
model and I’m looking at your elevations and
plan views of your landscaping, there’s a lot
more landscaping on the north and south of
that east elevation than you see in the model
is that because that’s in the neighbor’s yard?
Mr. Williams:
No it’s just the model person—
[ARCOM]: Because if I’m looking at the
north side there on your plans there’s a lot
more sea grape it looks like.
App. 104
Mr. Williams: The sea grape is on the neighbor’s property.
[ARCOM]: That’s what I’m asking you.
That’s a lot thicker there.
Mr. Williams: Exactly. Much thicker and our
idea—what we’re proposing to do, which we
didn’t do originally is to pick up on that and
actually bring that back in towards the house.
So when you come to the side of the property
you actually walk through those sea grape.
[ARCOM]: So on the rear—from the land,
that’s a lot more screening there than what
the model shows?
Mr. Williams: A lot more. Unfortunately the
model company doesn’t have sea grape.
(Emphases added). Furthermore, Williams made it
abundantly clear at the third and final ARCOM hearing what the final plan for landscaping would look like
on the east side. He said, “[t]here is a continuation of
lawn, just as it is today. There are existing sea grapes
on the north neighbors’ property and on the south
neighbors’ property. We’re kind of adding to those. Not
towards the ocean, but adding towards the house, into
our property.” (Emphases added).
Ultimately, then, these images are clear and consistent in their representation of the landscaping on
the east (ocean) side of the proposed home. Each one
presents the same depiction of the home and of the
landscaping and reflects landscape architect Williams’s testimony before ARCOM. The majority
App. 105
inexplicably refers to these images as “old,” but these
were the very images Burns presented to ARCOM at
the final hearing when the Commission rendered its
decision. Majority Op. at 44.
Moreover, the perspective offered by the architectural drawings, renderings, and the three-dimensional
model is corroborated by a record abundant with examples of neighbors concerned with Burns’s proposed
design precisely because the home can be seen from
the vantage point of the beach. One neighbor wrote to
the Town, “[w]e suggest that you look at the homes
from the beach. The proposed home for 1021 N. Ocean
is not compatible with the existing homes.” Or as another put it, “[t]here is no way to hide this home from
viewers on the beach.” Many objectors lamented that
Burns’s design would ruin the quality of the beach. As
one put it, “[m]y family and I have long enjoyed the
picturesque flowing [lawns] currently existing on the
ocean in this unique neighborhood. The proposed
house plan would unquestionably disrupt that idyllic
view as well.” Another objector asked ARCOM to
“[i]magine walking the beach, as so many people do,
and enjoying the many traditional homes and then
coming upon a very large contemporary home.” And
another argued that “[w]ith regard to the view from
the ocean, and the popular public beach accessed by
Eden Road, the house will still mar the ambience and
view.” Still another explained that “[i]f this house were
to be approved, beachgoers currently enjoying an expanse of lawns and traditional-design homes will be
forced to look at a higher house with a mass and design
App. 106
incompatible and disharmonious with its neighbors
and neighborhood, marring the current scenic view.”
And another, “[t]his house will be directly viewed from
a popular public beach. . . . This excessively dissimilar
house negatively affects the views of the public from
the public beach.” Similar comments were made during the ARCOM hearings, including by an attorney for
one neighbor who explained that “[o]ne of my concerns
is that you are supposed to look at natural vistas. If
you still want to walk on that beach, you’re supposed
to preserve and enhance those.”
That the house would be visible to the public from
the beach was understood by ARCOM as well. As one
ARCOM member explained, while the house would be
hidden from the street, the “exception for that is if
you’re walking on the beach, then of course you’re going to see this house.” (Emphasis added). Another
commented that “[t]his is a particular area of the
north end where I really like to walk on the beach. So
I appreciate that when I look at this site now . . . [i]t
makes me look on the other side.” And a third explained that if “I were walking on the beach or sailing
by here, I would be kind of—you’re turning something
which had a little bit of a harmonious stretch there into
a—you’ve got something that clearly doesn’t match the
others.”
The majority attempts to bolster its conclusion by
drawing a distinction between seeing the house’s design and its “height” and “mass.” Majority Op. at 3839. But the majority does not explain how “height” and
“mass” are different than design. Design is “the
App. 107
arrangement of elements or details in a . . . work of
art.” See “Design,” Merriam-Webster Dictionary,
https://www.merriam-webster.com/dictionary/design (last
visited Jan. 20, 2021). The elements that make up the
design undeniably include height and mass.
Indeed, the treatment of height and mass incorporated here are hallmark features of International Style
design, which as David Chase put it in his written
presentation to ARCOM, is “[c]haracterized by ‘white’
rectilinear forms, cantilevered construction, interior/
exterior openness, steel, glass, concrete wall planes,
flat roofs, horizontal linear elements and asymmetrical
composition, which is absent of ornamentation.” The
majority concedes that Burns sought to express a message through these International Style features in the
house’s “simple lines, minimal decorative elements,
and open spaces built of solid, quality materials,” Majority Op. at 37, but does not explain how those elements are somehow hidden while the height and mass
are not. As can be seen from the renderings already
cited, more than a “sliver” of the home’s design—including its height, mass, materials, minimal adornment, flat roof, and simple lines—is visible.
The majority’s conclusion also leaves one to wonder why Burns would create a home with floor-to-ceiling windows only to block the view of the ocean. It
would be hard to imagine an International Style design that failed to integrate the home with its natural
setting, including the backdrop of the Atlantic. And in
this case, we know the design of Burns’s home intended to do just that. As Ranalli put it, the design of
App. 108
Burns’s home sought to incorporate the home’s natural
setting, working with “vistas of sea and sky . . . visible
through the large grey tinted-glass” in order to “turn[ ]
rooms inside out, to transform views into landscape
art.”
It also would be hard to understand why Burns’s
design created so much controversy—controversy that
made it all the way to the United States Court of Appeals—if the house would not be visible to the public
at all. Instead the record makes clear that it was the
house’s visibility—especially the visibility of the International Style elements—that generated heated opposition. As another objector wrote, “[t]his excessively
dissimilar structure will be a monolithic presence on
this formerly tranquil beach.”
If there be any doubt about whether Burns’s design was intended to block his view of the beach and
the ocean, this provides still further reason why the
case should be remanded to the district court for basic
fact-finding. Even when we adjudicate constitutional
issues, we are still obliged to “draw all inferences and
review all evidence in the light most favorable to the
non-moving party.” Fort Lau
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