Opposition Brief — Kevin Johnson, Petitioner v. Troy Steele, Warden
Supreme Court briefFeb 9, 2022
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No. 21-6580
IN THE SUPREME COURT OF THE UNITED STATES
Kevin Johnson,
Petitioner,
v.
Troy Steele, Warden,
Respondent.
Brief in Opposition to Petition for Writ of Certiorari to the United States
Court of Appeals for the Eighth Circuit
ERIC S. SCHMITT
Missouri Attorney General
Andrew J. Crane
Assistant Attorney General
Counsel of Record
P.O. Box 899
Jefferson City, MO 65102
Telephone: (573) 751-0264
Andrew.Crane@ago.mo.gov
Attorneys for Respondent
Capital Case
Questions Presented
1. Should this Court require federal courts of appeal to issue written
opinions when declining to issue a certificate of appealability even
though no such requirement exists in statute or this Court’s precedent?
2. Did the lower courts correctly decline to issue a certificate of
appealability on Johnson’s Batson claim that had been previously denied
by the Missouri Supreme Court?
3. Did the lower courts correctly decline to issue a certificate of
appealability on Johnson’s procedurally defaulted claim that trial
counsel was ineffective for failing to present additional evidence about
the neighborhood Johnson lived in?
1
Table of Contents
Questions Presented ............................................................................................ 1
Table of Contents ................................................................................................. 2
Table of Authorities ............................................................................................. 3
Statutes Involved ................................................................................................. 4
Statement of the Case ......................................................................................... 5
Reasons for Denying the Petition ....................................................................... 8
I. There is no support for Johnson’s argument that a court of appeals
must issue a reasoned opinion when it denies a certificate of
appealability. .............................................................................................. 8
A. The well-established legal standards for reviewing a certificate of
appealability do not require courts to issue a written statement of
reasons........................................................................................................... 8
B.
There is no conflict of authority warranting this Court’s review. ... 10
C. Even if federal law required written findings, this case is a poor
vehicle for review because the district court did issue written findings
and the record shows extensive review of Johnson’s application. ........... 12
II. The lower courts correctly declined to certify Johnson’s Batson claim. 14
III. The lower courts correctly declined to certify Johnson’s defaulted claim
that trial counsel was ineffective. ........................................................... 20
Conclusion .......................................................................................................... 25
2
Table of Authorities
Cases
Batson v. Kentucky, 476 U.S. 79 (1986) ............................................................ 17
Buck v. Davis, 137 S. Ct. 759 (2017) ................................................................... 9
Dansby v. Hobbs, 691 F.3d 934 (8th Cir. 2012) ................................................ 11
Felkner v. Johnson, 562 U.S. 594 (2011) .......................................................... 16
Flowers v. Mississippi, 139 S.Ct. 2228 (2019) .................................................. 18
Gonzalez v. Thaler, 565 U.S. 134 (2012) ............................................................. 9
Hernandez v. New York, 500 U.S. 352 (1991) .................................................. 16
Jones v. Barnes, 463 U.S. 745 (1983) ................................................................ 24
Marshall v. Lonberger, 459 U.S. 422 (1983) ..................................................... 16
Martinez v. Ryan, 566 U.S. 1 (2012) ........................................................... 21, 24
Miller-El v. Cockrell, 537 U.S. 322 (2003) .............................................. 9, 13, 19
Murphy v. Ohio, 263 F.3d 466 (6th Cir. 2001) ................................................. 14
Rhoades v. Davis, 852 F.3d 422 (5th Cir. 2017) ............................................... 19
Ringo v. Roper, 472 F.3d 1001 (8th Cir. 2007) ................................................. 23
Rompilla v. Beard, 545 U.S. 374 (2005) ........................................................... 23
Slack v. McDaniel, 529 U.S. 473 (2000) ....................................................... 8, 10
Smith v. Robbins, 528 U.S. 259 (2000) ............................................................. 24
Strickland v. Washington, 466 U.S. 668 (1984) ................................... 21, 23, 25
Wiggins v. Smith, 539 U.S. 510 (2003) ............................................................. 23
3
Statutes
28 U.S.C. § 2244 ................................................................................................... 8
28 U.S.C. § 2253(c) ............................................................................... 8, 9, 10, 11
28 U.S.C. § 2254(d) ........................................................................................ 4, 20
28 U.S.C. § 2254(e)....................................................................................... 17, 20
Statutes Involved
28 U.S.C. § 2254(d)
(d) An application for a writ of habeas corpus on behalf of a person in custody
pursuant to the judgment of a State court shall not be granted with respect to
any claim that was adjudicated on the merits in State court proceedings unless
the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable
determination of the facts in light of the evidence presented in the State
court proceeding.
4
Statement of the Case
Kevin Johnson ambushed and shot Sgt. William McEntee, an officer in
the Kirkwood, Missouri Police Department. After Johnson’s initial shots
wounded Sgt. McEntee, leaving him kneeling and helpless, Johnson executed
him. A St. Louis County jury found Johnson guilty of first-degree murder and
sentenced him to death.
Around 5:20 p.m. on July 5, 2005, Kirkwood police began searching the
Meacham Park neighborhood for Johnson or his vehicle because they were
attempting to serve Johnson with an outstanding arrest warrant. App. 107; Tr.
at 1220–21, 1225–27, 1272. The investigation was interrupted at 5:30 p.m.
when Johnson’s younger brother, Joseph Long, had a seizure in the house next
door to where Johnson stayed. App. 107; Tr. at 1232–35. Long’s family sought
help from the police, who provided assistance until an ambulance and
additional police, including Sgt. McEntee, arrived. App. 107; Tr. at 1184–85,
1190–91, 1232, 1240. Long was taken to the hospital, where he passed away
from a preexisting heart condition. Tr. at 1197–99, 1780–83. Johnson was next
door while police and paramedics tried to save Long’s life. App. 107. The police
did not see Johnson, suspended their search for him, and left the area. App.
107.
Despite police officers’ efforts to save his brother’s life, Johnson blamed
the police for Long’s death. App. 107; Tr. at 1424–26. After the police left,
5
Johnson told one of his friends that he believed the police were not trying to
help Long and were too busy looking for Johnson. App. 107; Tr. 1424–26.
Later that evening, Sgt. McEntee responded to a call in his patrol car
and was questioning three children about fireworks reported in the area. App.
107; Tr. at 1127–28, 1294–96, 1318–19, 1380–83. Without warning, Johnson
approached Sgt. McEntee’s patrol car, put his gun through the open passenger
side window, and fired at Sgt. McEntee and the children. Johnson’s shots
injured one of the children and hit Sgt. McEntee in the leg, head and torso.
App. 107; Tr. at 1299–1303, 1441–45; Johnson then got inside the patrol car
and took Sgt. McEntee’s gun. App. 107; Tr. at 1181–21.
Johnson walked down the street and spoke to his mother and her
boyfriend. App. 107; Tr. at 1654. Johnson told his mother that Sgt. McEntee
“let my brother die, he needs to see what it feel[s] like to die.” App. 107; Tr. at
1654. Johnson’s mother responded, “that’s not true.” App. 107; Tr. at 1654.
Johnson left his mother, and eventually returned to the scene of the shooting.
App. 107; Tr. at 1351–52, 1672–75.
While Johnson was gone, Sgt. McEntee’s patrol car rolled down the
street, hit a parked car, and then hit a tree before coming to rest. App. 107; Tr.
at 1349, 1668–72. Sgt. McEntee got out of his patrol car and was alive and on
his knees when Johnson returned. App. 107–08; Tr. at 1351–52, 1672–75. Sgt.
McEntee was bleeding from the mouth and could not speak. App. 107; Tr. at
6
1673–74. Johnson approached Sgt. McEntee, who knelt helplessly in the street.
App. 107–08; Tr. at 1353–54. Johnson then shot Sgt. McEntee in the head,
killing him. App. 108.
The jury convicted Johnson of first-degree murder and found three
statutory aggravating circumstances: 1) in killing Sgt. William McEntee,
Johnson acted in a way that created a great risk of death to other individuals;
2) the murder of Sgt. William McEntee involved depravity of the mind making
the murder wantonly vile, horrible, and inhumane; and 3) Sgt. William
McEntee was a peace officer engaged in the performance of his official duties
at the time of the murder. App. 108. The jury returned a verdict recommending
a sentence of death. App. 108 The trial court agreed with the jury’s
recommendation and sentenced Johnson to death. App. 108.
7
Reasons for Denying the Petition
I.
There is no support for Johnson’s argument that a court of
appeals must issue a reasoned opinion when it denies a
certificate of appealability.
This Court should deny certiorari on Johnson’s first question presented
because no law supports Johnson’s argument and there is no conflict worthy of
this Court’s review.
A.
The well-established legal standards for reviewing a
certificate of appealability do not require courts to issue a
written statement of reasons.
In a habeas proceeding under 28 U.S.C. § 2244, state prisoners have no
right to an automatic appeal from the denial of a federal habeas petition. 28
U.S.C. § 2253(c)(1). A petitioner may not appeal a district court’s final order
“[u]nless a circuit justice or judge issues a certificate of appealability.” 28
U.S.C. § 2253(c). For a certificate to issue, the petitioner must make “a
substantial showing of the denial of a constitutional right.” 28 U.S.C. §
2253(c)(2). Additionally, a judge issuing a certificate must “indicate what
specific issue or issues” are certified for appeal. 28 U.S.C. § 2253(c)(3). Yet
nothing in the statute requires a court to explain why it has declined to issue
a certificate.
Nor does this Court’s precedent require such an explanation. The
certificate-of-appealability requirement mandates “a threshold inquiry into
whether the circuit court may entertain an appeal.” Slack v. McDaniel, 529
8
U.S. 473, 482 (2000). The certificate process “screens out issues unworthy of
judicial time and attention and ensures that frivolous claims are not assigned
to merits panels.” Gonzalez v. Thaler, 565 U.S. 134, 145 (2012). In this way,
certification review serves an important gatekeeping function. Miller-El v.
Cockrell, 537 U.S. 322, 337 (2003).
The certificate analysis “is not coextensive with merits analysis.” Buck
v. Davis, 137 S. Ct. 759, 773 (2017). This Court has cautioned that the courts
of appeals should not engage with the merits of a petitioner’s claim in order to
justify denying a certificate. Id. (quoting Miller-El, 537 U.S. at 337). Courts
reviewing issues for certification conduct a limited review necessary to
determine the need for a certificate instead of deciding the full merits of a
petitioner’s case.
To receive a certificate, a petitioner must make “a substantial showing
of the denial of a constitutional right,” 28 U.S.C. § 2253(c)(2), by
“demonstrating that jurists of reason could disagree with the district court’s
resolution of his constitutional claims or that jurists could conclude the issues
presented are adequate to deserve encouragement to proceed further.” MillerEl, 537 U.S. at 327. If the district court denies a petition on procedural grounds,
a certificate is only appropriate if “jurists of reason” could disagree as to both
“whether the petition states a valid claim of the denial of a constitutional right”
9
and “whether the district court was correct in its procedural ruling.” Slack, 529
U.S. at 484.
Applying these standards, the district court and Eighth Circuit declined
to issue a certificate of appealability on any of Johnson’s claims for habeas
relief. App. 8, 9–17. In his first question presented for this Court’s review,
Johnson does not challenge the decision to deny a certificate. Instead, he asks
this Court to read Miller-El and Slack to require an additional procedural step
not found in the text of section 2253. Nothing requires the courts of appeals to
issue written opinions when denying a certificate of appealability.
B.
There is no conflict of authority warranting this Court’s
review.
Johnson tries to manufacture a circuit split by arguing that the Eighth
Circuit has a practice of declining to issue written opinions when denying a
certificate of appealability that is unique among federal courts of appeal. Pet.
at 13–14. But the only on-point case Johnson has identified undermines his
position, and his review of court-of-appeals practice shows that federal courts
have discretion in deciding whether to issue written findings denying a
certificate of appealability. Pet. at 13–14.
Johnson cites only one case that is directly relevant to the question
presented, Dansby v. Hobbs, 691 F.3d 934, 936 (8th Cir. 2012), and that case
counsels against Johnson’s argument. In Dansby, the Eighth Circuit found
10
that neither section 2253 nor this Court’s cases “dictate that a court of appeals
must or must not publish a statement of reasons when it denies an application
for a certificate.” Id. “Whether to issue a summary denial or an explanatory
opinion,” it continued, “is within the discretion of the court.” Id. Dansby is the
only case that Johnson cites concerning a court of appeals’s authority or
obligation to issue an opinion when denying a certificate. Pet. at 12–14. Thus,
there is no conflicting authority for this Court to clarify.
Johnson’s survey of court-of-appeals practice only supports the Eighth
Circuit’s analysis in Dansby. Johnson argues that the courts of appeals in other
circuits more frequently issue written opinions when denying a certificate of
appealability in capital cases. Pet. at 13. But, as Johnson admits, the courts of
appeals exercise discretion in deciding whether to write a written opinion. Pet.
at 13–14. Though the courts of appeals sometimes issue written explanations
when denying a certificate, they also deny certificates in summary orders. Pet.
at 13–14. As a result, there is no conflict in circuit practice. In this way, the
courts of appeals follow this Court’s example1 of issuing summary denials when
reviewing original applications for a certificate of appealability. See e.g.
Grayson v. Thomas, 10A917 (August 15, 2011); Milton v. Thaler, 10A1246
1 The provisions of § 2253(c) apply equally to a “circuit justice or judge”
that issues, or in Johnson’s view, denies a certificate of appealability.
11
(June 12, 2011) (denying application for certificate of appealability in a capital
case); Patrick v. United States, 03A1020 (September 3, 2004). There is no basis
for this Court to grant certiorari to examine the Eighth Circuit’s discretionary
decision in this case.
C.
Even if federal law required written findings, this case is a
poor vehicle for review because Johnson did not preserve
this issue in the court of appeals and the record shows
extensive review of Johnson’s application.
Johnson did not preserve his claim that the Eighth Circuit violated
federal law in failing to issue written reasons for denying a certificate of
appealability. But even if he had preserved it, any error is harmless.
Johnson now alleges that “[t]he Eighth Circuit’s practice [of denying a
COA without explanation] is contrary to statute.” Pet. 12. But he did not
request that the administrative panel or even the merits panel provide reasons
for the denial of the certificate. Pet. C.A. Br. at 11–53. Nor did he argue to the
merits panel that the administrative panel erred in failing to give reasons. Pet.
C.A. Br. at 11–53. Johnson raised this argument for the first time in his
petition for rehearing en banc, and now raises it as his first argument for a
writ of certiorari. “This Court normally proceeds as a ‘court of review, not of
first view.’” United States v. Haymond, 139 S. Ct. 2369, 2385 (2019) (quoting
Cutter v. Wilkinson, 544 U.S. 709, 718 n.7 (2005)). Johnson cannot ask this
12
Court to convict the lower court of error that it did not have an opportunity to
address.
Even if Johnson’s claim were preserved, and written findings were
required, any error committed is harmless because Johnson has not been
prejudiced. The Eighth Circuit’s decision not to issue reasons for denying the
certificate does not “disable[] further proceedings,” by failing to provide a basis
for review on appeal. Pet. at 14. The administrative and merits panels had the
benefit of, and reviewed, the district court’s exhaustive sixty-page opinion
explaining the reasons it denied relief on Johnson’s claims. App. 18–77. The
court of appeals panels were also able to review the district court’s separate
memorandum explaining the reasons it declined to certify the claims for which
Johnson sought a certificate. App. 9–17. Unlike Miller-El, where this Court
found that the district court had not “give[n] full consideration to the
substantial evidence petitioner put forth,” 537 U.S. at 341, the district court in
this case clearly explained the reasons for denying Johnson’s claims and for
denying a certificate of appealability. App. 9–77.
On top of that, the Eighth Circuit reviewed Johnson’s application for a
certificate of appealability twice—once after briefing before an administrative
panel and again during briefing and argument on appeal from the denial of
Johnson’s motion to disqualify the district court judge. App. 6, 8. Each panel
(and now this Court) could review the district court’s findings when deciding
13
Johnson’s application for certification. Because the district court is already
“deeply familiar with the claims raised by [a] petitioner,” it is in a “far better
position” to make written findings about which claims should be certified.
Murphy v. Ohio, 263 F.3d 466, 467 (6th Cir. 2001). The district court’s thorough
opinions conclusively show that Johnson’s claims were not substantial, and no
judge on either panel thought otherwise.
II.
The lower courts correctly declined to certify Johnson’s
Batson claim.
Johnson also challenges the lower courts’ decisions denying a certificate
of appealability on Johnson’s claim that the trial court erred in allowing the
State to use a peremptory strike to remove venireperson Debra Cottman over
Johnson’s Batson objection. The district court and the Eighth Circuit properly
declined to certify the claim because no reasonable jurist could disagree with
the district court’s decision to defer to the Missouri Supreme Court’s factual
and legal findings on this claim.
At trial, Johnson objected to the prosecutor’s peremptory strike of
Cottman. Tr. at 1049. The State offered two reasons for its strike of Cottman:
1) that she was hesitant to answer questions about capital punishment and 2)
that Cottman worked for Annie Malone Children’s Home, which had provided
services to Johnson when he was a child. Tr. at 1051. When given a chance to
show that the prosecutor’s strikes were pretextual, defense counsel pointed out
14
that another juror had also worked for a foster care program at one time,
though it was not a program directly associated with Johnson. Tr. at 1052.
Johnson did not direct the court to any other evidence or arguments that he
wished the Court to consider as to the Batson challenge. Tr. at 1052–53.
Specifically, Johnson did not make any argument suggesting that the history
of the prosecutor’s office called into question the prosecutor’s credibility in its
reasons for striking Cottman. Tr. at 1052–53. The trial court found that there
was a racially neutral basis for the strike and overruled the Batson challenge.
Tr. at 1053.
On direct appeal, the Missouri Supreme Court found that the trial court
did not err in accepting the State’s racially neutral explanation for striking
Cottman. App. 110–11. The Missouri Supreme Court found that the record
shows that no other venire member was involved with Annie Malone
Children’s Home, and that the prosecution’s decision to strike Cottman based
on her involvement with Johnson’s childhood foster service was race-neutral.
App. 110–11. The Missouri Supreme Court found that “no evidence suggested
the State engaged in improper behavior to constitute a Batson violation”
involving Cottman. App. 111.
The Missouri Supreme Court also considered Johnson’s argument that
“the trial court’s previous experience with the prosecutor’s office” warranted
an inference that the reasons for striking Cottman were pretextual even
15
though that argument was not presented to the trial court. App. 11; Tr. at
1052–53. The court found that Johnson’s citations on direct appeal were not
sufficient to show a Batson violation absent allegations relating to the
prosecutor’s behavior in Johnson’s case. App. 111.
Under the applicable standards, no reasonable jurist could disagree with
the district court’s decision to defer to the Missouri Supreme Court and the
state trial court. An adjudication of a Batson challenge is based in significant
part on an “evaluation of credibility” which is entitled to great deference from
a reviewing court. Felkner v. Johnson, 562 U.S. 594, 598 (2011); Hernandez v.
New York, 500 U.S. 352, 364–69 (1991) (reviewing courts must accept
credibility determinations made regarding a prosecutor’s reasons for a
peremptory strike unless they are clearly erroneous). On habeas review,
federal courts follow a “highly deferential standard for evaluating state court
rulings” which are to “be given the benefit of the doubt.” Id. In reviewing
Johnson’s Batson challenge, the trial court found the prosecutor’s race-neutral
explanations for striking Cottman to be credible, and the Missouri Supreme
Court carefully reviewed the record in upholding the trial court’s decision to
reject the Batson challenge. In reviewing a state-court finding, federal courts
must give even greater deference to the trial court’s credibility determinations.
Marshall v. Lonberger, 459 U.S. 422, 435 (1983).
16
Johnson argues that his Batson claim is “at least debatable” because the
state court did not consider historical evidence that the St. Louis County
Prosecuting Attorney’s office had engaged in racial discrimination, because the
prosecutor did not ask Cottman additional questions about Annie Malone, and
because many other jurors gave similarly hesitant answers about capital
punishment. (Johnson Br. at pp. 23–26). None of these claims justify
overturning the state court’s credibility determinations. 28 U.S.C. § 2254(e).
Johnson’s argument for certiorari review fails at the outset because his
central premise—that the Missouri Supreme Court violated this Court’s
precedent by failing to consider his arguments about the history of the St.
Louis County prosecutor’s office—is false. The Missouri Supreme Court
considered and rejected the arguments Johnson made on direct appeal, finding
that his allegations and citations did not establish a Batson violation. App. 111.
Johnson correctly notes that this Court’s precedents have long required
courts reviewing Batson violations to consider “all evidence with a bearing” on
the plausibility of the prosecutor’s reason for striking a juror including
historical evidence of a prosecutor’s practice. Miller–El, 537 U.S. at 251–52;
Pet. at 15 (citing, inter alia, Batson v. Kentucky, 476 U.S. 79, 96 (1986)).
Contrary to Johnson’s claims, the Missouri Supreme Court correctly identified
and applied this Court’s directives. On direct appeal, the court considered:
17
a non-exclusive list of factors including: the explanation in light of
the circumstances; similarly situated jurors not struck; the
relevance between the explanation and the case; the demeanor of
the state and excluded venire members; the court’s prior
experience with the prosecutor’s office; and objective measures
related to motive.
App. 111. Johnson really complains that the Missouri Supreme Court did not
find his evidence and arguments about the prosecutor’s historical practice—
which he did not present to the state trial court—to be persuasive evidence of
a Batson violation in his case. That claim is not worthy of this Court’s review.
Johnson’s argument that the St. Louis County Prosecutor’s office has a
history of racially discriminatory strikes does not support his claim here. In
the federal courts below, Johnson cited to appellate cases and newspaper
articles that were not before the state trial court, and many that were not in
front of the state court on direct appeal. App. 13–14. Johnson presented no
evidence to indicate a pattern of activity that affected jury selection in this
case. App. 13–14, 46, 111. As the Missouri Supreme Court found, there is no
evidence in the record to support a finding that the prosecution engaged in
racially-motivated strikes in this case. App. 111. Johnson has done nothing to
rebut that factual finding.
Johnson’s citations to Flowers v. Mississippi, 139 S. Ct. 2228 (2019),
Miller–El, and other cases do not help him. In those cases, this Court
considered historical evidence of discrimination as part of a total set of
18
circumstances that showed discrimination in the defendant’s case at trial.
Here, unlike Flowers and Miller-El, the Missouri Supreme Court and the
district court found no evidence of a discriminatory pattern in Johnson’s case—
and the state trial court could not have considered this argument because it
was not presented to it.
The state courts found no evidence that the prosecutor’s strike of
Cottman was racially motivated. App. 111. Cottman’s hesitance to answer
questions about capital punishment and her direct connection to a foster home
where Johnson spent time as a child are race-neutral reasons to strike
Cottman. The trial court found the prosecutor’s reasons to be credible, and the
Missouri Supreme Court thoroughly reviewed the record and affirmed.
The remainder of Johnson’s arguments for certiorari merely ask this
Court to disagree with the Missouri Supreme Court’s holding on direct appeal
and instead agree with the dissenting opinion. Pet. at 17–21. Pointing to the
direct-appeal dissent, Johnson argues that the issuance of a certificate of
appealability should be “routine” when the state court is divided on a
constitutional question. (Pet. at 18) (citing Rhoades v. Davis, 852 F.3d 422, 429
(5th Cir. 2017)). Johnson’s argument ignores the applicable legal standard.
The standard is not whether reasonable jurists could disagree on the
merits of a petitioner’s claims when reviewing the claims de novo, but whether
reasonable jurists could disagree with the district court’s denial of claims
19
already decided by state courts under AEDPA’s highly-deferential standard.
Miller-El, 537 U.S. at 336. Even if this Court were inclined to relitigate
Johnson’s direct appeal, federal law forbids it. 28 U.S.C. § 2254(d). On federal
habeas review, this Court will reverse a state-court merits decision only if the
decision contradicted or unreasonably applied clearly-established federal law
or was based on an unreasonable determination of the facts. Id. Johnson makes
no argument that he could meet this standard. Pet. 17–21.
The Missouri Supreme Court applied this Court’s precedent to the facts
of Johnson’s case and found that the prosecutor’s reasons for striking Cottman
were race-neutral. There is no room for jurists to disagree that the state-court
decision was at least reasonable under 28 U.S.C. § 2254(d), so Johnson’s claim
does not warrant further appellate review.
III.
The lower courts correctly declined to certify Johnson’s
defaulted claim that trial counsel was ineffective.
In his final question presented, Johnson argues that the lower courts
should have certified his claim that his trial attorneys were ineffective for
failing to discover and present evidence about the violent community where
Johnson lived. Pet. at 23–31. Johnson makes no argument that this claim is
worthy of certiorari review under this Court’s rules. Sup. Ct. R. 10. Instead,
Johnson simply asks this Court to disagree with the lower courts’ conclusions
and grant a certificate of appealability where they would not. This Court will
20
not normally grant review of a petition “when the asserted error consists of
erroneous factual findings or the misapplication of a properly stated rule of
law,” as Johnson’s claim does. Id. There is no reason to depart from that rule
here.
Johnson’s claim fails to warrant review because the lower courts
correctly declined to certify Johnson’s claim for appeal. Johnson admitted that
he failed to raise this claim during state post-conviction review proceedings,
but argued that the district court should review the claim under the exception
announced in Martinez v. Ryan, 566 U.S. 1 (2012); Pet. at 29; App. 33. The
district court found that Martinez review was unwarranted because Johnson’s
underlying claim was not substantial.
The district court’s finding correctly applied this Court’s case law to the
facts of Johnson’s case. To prove his counsel was ineffective, Johnson would be
required to show that 1) his counsel’s performance was objectively
unreasonable, and 2) he was prejudiced as a result of his counsel's deficient
performance. Strickland v. Washington, 466 U.S. 668, 687–88 (1984). In his
petition, Johnson argued that counsel should have presented a number of facts
related to Johnson’s friends, family, and other people living in his
neighborhood but not necessarily related to Johnson’s personal background.
Dist. Dkt. 35 at 261–69.
21
At trial, Johnson called thirteen witnesses during the penalty phase. Tr.
at 2080–2290. The theme of the penalty phase was set forth in the opening
statement, which portrayed Johnson as the product of a family in which his
father was in prison and his mother was incapable of raising her children due
to her drug habit. Tr. at 2026–27. To flesh out the details of this view of
Johnson as the victim of neglect, abuse, and a system incapable of solving his
problems, Johnson called Ward (his grandmother) to testify about the family
history, including the absence of Johnson’s father due to a lengthy prison
sentence, and Johnson’s mother’s drug use and abusive conduct. Tr. 2080–90.
Trial counsel called additional family members, teachers, counselors, a
caseworker, Johnson’s friend, and a mental health professional to support
Johnson’s mitigation defense. Tr. at 2080–2290. Counsel argued that the
childhood abuse and neglect Johnson suffered caused psychological scars that
were reopened by the death of Johnson’s brother. App. 86.
Even though counsel presented substantial mitigation evidence, counsel
also had to limit cumulative evidence and evidence that did not fit the theme
of Johnson’s defense. App. 86. Counsel strategically limited testimony about
specific instances of abuse and neglect that Johnson suffered in his preschool
years because he believed he would lose the jury’s attention and focus if he
presented repetitive, cumulative evidence. App. 86. Counsel also limited
22
mental health testimony to avoid turning Johnson’s defense into a battle of
competing mental health experts. App. 86.
Counsel’s decision to focus on Johnson’s personal social history rather
than the general violence in his community is presumed to be reasonable and
Johnson failed to plead facts that could overcome that presumption.
Strickland, 466 U.S. at 689. As the district court found, counsel presented
“substantial evidence of [Johnson’s] childhood abuse and neglect,” and Johnson
cannot state a claim under Strickland by arguing that counsel should have
focused on different or additional details. App. 33–34 (citing Ringo v. Roper,
472 F.3d 1001, 1007 (8th Cir. 2007)).
None of this Court’s decisions require a different result. While the
Constitution requires counsel in a capital case to conduct an investigation for
mitigating evidence, Wiggins v. Smith, 539 U.S. 510 (2003); Rompilla v. Beard,
545 U.S. 374 (2005), no case requires counsel to engage in unlimited
investigations on the theoretical possibility that additional mitigation evidence
might exist. This Court has granted relief where counsel failed to conduct any
mitigation investigation beyond the presentencing report prepared by the
state, Wiggins, 539 U.S. at 523–24, and where counsel failed to investigate the
defendant’s prior convictions that formed the basis for the State’s case in
aggravation. Rompilla, 545 U.S. at 383–84. Neither of these cases apply here.
23
Unlike Wiggins and Rompilla, counsel conducted a thorough mitigation
investigation and presented numerous witnesses in mitigation according to a
strategic theme. Johnson’s assertions that counsel should have presented more
or different evidence is not sufficient to state a claim under this Court’s
precedents. The district court correctly found that Johnson’s claim is not
substantial under Martinez, and thus remains procedurally defaulted and
unworthy of further appellate review.
In addition, Johnson’s procedural default of this claim makes it a poor
vehicle for review. The district court found that Martinez review was
unwarranted because Johnson’s underlying claim was not substantial. App.
33. See Martinez, 566 U.S. at 14. Because the claim was not substantial, the
district court found it did not need to consider “whether petitioner’s initial postconviction counsel were ineffective.” App. 33. Even if this Court were inclined
to grant further review of Johnson’s claim, the question of post-conviction
counsel’s effectiveness would remain, and Johnson’s claim would likely fail on
that point.
To excuse his default under Martinez, Johnson must show that postconviction counsel was ineffective under Strickland’s standard. Post-conviction
counsel need not, and should not, raise every non-frivolous claim. Smith v.
Robbins, 528 U.S. 259, 288 (2000) (citing Jones v. Barnes, 463 U.S. 745 (1983)).
Rather, counsel should select from among potential issues in order to maximize
24
the likelihood of success. Id. “Generally, only when ignored issues are clearly
stronger than those presented will the presumption of effective assistance be
overcome.” Id. (citations omitted).
The record refutes Johnson’s claim that post-conviction counsel was
ineffective. The initial post-conviction motion raised fourteen claims for relief,
containing approximately thirty sub-claims, supported by two hundred ninety
three pages of allegations and argument. Dist. Dkt. #65-2 at 72–165, 65-3 at
166–363. At the evidentiary hearing held on Johnson’s motion, post-conviction
counsel presented nine witnesses across four days of testimony and presented
sixty-four exhibits. Dist. Dkt. #65-1. These claims were not clearly weaker than
Johnson’s claim that trial counsel was ineffective for failing to present
additional evidence or particular stories about the neighborhood where he
grew up. In the district court, Johnson failed to plead any non-conclusory facts
that could overcome the strong presumption that post-conviction counsel’s
representation was competent, so his claim could not justify Martinez review.
Strickland, 466 U.S. at 689; Dist. Dkt. 35 at 273. There is no basis for certiorari
review, so the Court should deny Johnson’s claim.
Conclusion
This Court should deny the petition for writ of certiorari.
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Respectfully submitted,
ERIC S. SCHMITT
Attorney General
/s/Andrew J. Crane
Andrew J. Crane
Assistant Attorney General
Counsel of Record
Missouri Bar No. 68017
P.O. Box 899
Jefferson City, MO 65102
Phone: (573) 751-0264
Andrew.Crane@ago.mo.gov
Attorneys for Respondent
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.