Amicus Curiae Brief — Sandchase Cody, Petitioner v. United States
Supreme Court briefNov 24, 2021
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No. 21-6099
IN THE
Supreme Court of the United States
___________
SANDCHASE CODY,
v.
UNITED STATES OF AMERICA,
___________
Petitioner,
Respondent.
On Petition for a Writ of Certiorari
to the United States Court of Appeals for the
Eleventh Circuit
___________
BRIEF OF THE NATIONAL ASSOCIATION OF
CRIMINAL DEFENSE LAWYERS AND DUE
PROCESS INSTITUTE AS AMICI CURIAE IN
SUPPORT OF PETITIONER
___________
DAVID M. PORTER
Co-Chair, Amicus Curiae
Committee
NATIONAL ASSOCIATION
OF CRIMINAL DEFENSE
LAWYERS
801 I St., 3rd Floor
Sacramento, CA 95814
COLLIN P. WEDEL*
SIDLEY AUSTIN LLP
555 West Fifth St.
Los Angeles, CA 90013
(213) 896-6000
cwedel@sidley.com
JEFFREY T. GREEN
GABRIEL SCHONFELD
SHANA-TARA O’TOOLE
SIDLEY AUSTIN LLP
DUE PROCESS INSTITUTE
1501 K St., N.W.
700 Penn. Ave., S.E. #560 Washington, D.C. 20005
Washington, D.C. 20003
Counsel for Amici Curiae
November 24, 2021
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
INTERESTS OF AMICI CURIAE .......................
1
INTRODUCTION AND SUMMARY OF ARGUMENT ...........................................................
2
ARGUMENT .........................................................
4
I. REVIEW IS NEEDED TO RESOLVE THE
SPLIT CREATED BY THE ELEVENTH
CIRCUIT’S MISINTERPRETATION OF
SECTIONS 2253 AND 2255 ........................
4
A. The certificate of appealability requirement should be interpreted in pari materia with 28 U.S.C. § 2255(d)—the grant
of appellate jurisdiction it was enacted to
limit ...........................................................
4
B. Under the habeas practice incorporated
by § 2255(d), a “proceeding under § 2255”
is over when the court resolves all claims
regarding the legality of custody ..............
7
II. THE ELEVENTH CIRCUIT’S DECISION
WOULD CLOSE THE COURTS OF APPEALS ENTIRELY TO DEFENDANTS
ENTITLED TO RESENTENCING BASED
ON JOHNSON V. UNITED STATES AND
UNITED STATES V. DAVIS ......................
13
CONCLUSION .....................................................
15
(i)
ii
CASES
TABLE OF AUTHORITIES
Page
Ajan v. United States, 731 F.3d 629 (6th Cir.
2013) ......................................................... 2, 12, 15
Andrews v. United States, 373 U.S. 334 (1963) ..
4
Banister v. Davis, 140 S. Ct. 1698 (2020) ..... passim
In re Bonner, 151 U.S. 242 (1894) .....................
8
Caraco Pharm. Labs., Ltd. v. Novo Nordisk
A/S, 566 U.S. 399 (2012) ...............................
5
Collins v. Miller, 252 U.S. 364 (1920) ...............
8
Epic Sys. Corp. v. Lewis, 138 S. Ct. 1612
(2018) ..............................................................
7
In re Franklin, 950 F.3d 909 (6th Cir. 2020) ....
13
Gonzalez v. Thaler, 565 U.S. 134 (2012) ........... 4, 6
In re Hammoud, 931 F.3d 1032 (11th Cir.
2019) ...............................................................
14
Johnson v. United States, 135 S. Ct. 2551
(2015) .............................................................. 3, 13
In re Jones, 830 F.3d 1295 (11th Cir. 2016) .....
14
King v. United States, 965 F.3d 60 (1st Cir.
2020) ...............................................................
13
Lopez v. Gonzales, 549 U.S. 47 (2006) ..............
6
Magwood v. Patterson, 561 U.S. 320 (2010) .....
9
Mahler v. Eby, 264 U.S. 32 (1924) ....................
8
In re Medley, 134 U.S. 160 (1890) ..................... 2, 9
Rust v. United States, 725 F.2d 1153 (8th Cir.
1984) ...............................................................
15
Sanders v. United States, 373 U.S. 1 (1963).....
10
Star Athletica, L.L.C. v. Varsity Brands, Inc.,
137 S. Ct. 1002 (2017) ....................................
5
In re Thomas, 988 F.3d 783 (4th Cir. 2021) .....
13
Troiano v. United States, 918 F.3d 1082 (9th
Cir. 2019) ........................................................
15
United States v. Bowen, 936 F.3d 1091 (10th
Cir. 2019) ........................................................
14
iii
TABLE OF AUTHORITIES—continued
Page
United States v. Cody, 998 F.3d 912 (11th Cir.
2021), petition for cert. filed, No. 21-6099
(U.S. Oct. 25, 2021) .................................... 2, 5, 11
United States v. Davis, 139 S. Ct. 2319
(2019) ......................................................... 3, 13, 14
United States v. Freeman, 44 U.S. (3 How.)
556 (1845) .......................................................
6
United States v. Hadden, 475 F.3d 652 (4th
Cir. 2007) ................................................... 2, 12, 15
United States v. Hayman, 342 U.S. 205 (1952)...
9
United States v. Reece, 938 F.3d 630 (5th Cir.
2019) ...............................................................
13
United States v. Stewart, 311 U.S. 60 (1940) ...
6
United States v. Thomason, 940 F.3d 1166
(11th Cir. 2019), cert. denied, 140 S. Ct.
1213 (2020) .....................................................
15
Wachovia Bank, N.A. v. Schmidt, 546 U.S. 303
(2006) ..............................................................
6
Welch v. United States, 136 S. Ct. 1257 (2016) ..
13
Wilkinson v. Dotson, 544 U.S. 74 (2005)...........
9
CONSTITUTION AND STATUTES
U.S. Const. pmbl. ...............................................
2
28 U.S.C. § 2253(a) ............................................ 4, 7
28 U.S.C. § 2253 (1995) .....................................
4
28 U.S.C. § 2253(c) ........................................ 2, 7, 14
28 U.S.C. § 2254 ................................................
7
28 U.S.C. § 2255(b) ....................................... 5, 10, 11
28 U.S.C. § 2255(d) ........................................ passim
28 U.S.C. § 2255 (1995) .....................................
4
Antiterrorism and Effective Death Penalty Act
of 1996, Pub. L. No. 104-132, tit. I, sec. 102,
§ 2253, 110 Stat. 1214, 1217-18 .....................
7
iv
TABLE OF AUTHORITIES—continued
SCHOLARLY AUTHORITY
Page
Conrad Kahn & Danli Song, A Touchy Subject:
The Eleventh Circuit’s Tug-of-War Over
What Constitutes Violent “Physical Force,”
72 U. MIAMI L. REV. 1130 (2018) ....................
14
INTERESTS OF AMICI CURIAE 1
Founded in 1958, the National Association of Criminal Defense Lawyers (“NACDL”) is a nonprofit voluntary professional bar association that works on behalf of criminal defense attorneys to ensure justice
and due process for those accused of crime or misconduct. It has a nationwide membership of many thousands of direct members, up to 40,000 with affiliate
members. NACDL’s members include private criminal defense lawyers, public defenders, military defense counsel, law professors, and judges. NACDL is
the only nationwide professional bar association for
public defenders and private criminal defense lawyers. NACDL is dedicated to advancing the proper,
efficient, and just administration of justice. NACDL
files numerous amicus briefs each year in this Court,
and other federal and state courts, seeking to provide
amicus assistance in cases that present issues of
broad importance to criminal defendants, criminal
defense lawyers, and the criminal justice system as a
whole.
Due Process Institute is a nonprofit, bipartisan,
public interest organization that works to honor, preserve, and restore procedural fairness in the criminal
legal system because due process is the guiding principle that underlies the Constitution’s solemn prom1 Pursuant to Supreme Court Rule 37.6, amici curiae state
that no counsel for any party authored this brief in whole or in
part and that no entity or person, aside from amici curiae, their
members, and counsel, made any monetary contribution
towards the preparation and submission of this brief. Pursuant
to Supreme Court Rule 37.2(a), Petitioner Sandchase Cody and
Respondent United States of America received timely notice of
amici curiae’s intent to file this brief and have consented to its
filing.
2
ises to “establish Justice” and to “secure the Blessings
of Liberty.” U.S. Const. pmbl. The organization takes
a strong interest in ensuring the existence of meaningful post-conviction remedies for constitutional
claims raised in criminal cases.
INTRODUCTION AND SUMMARY OF
ARGUMENT
This Court held more than a century ago that federal habeas proceedings end with an order deciding
whether custody is lawful—regardless of what proceedings might remain in the court whose judgment
is under review. In re Medley, 134 U.S. 160, 173-74
(1890). Congress declined to alter that rule when it
enacted 28 U.S.C. § 2255, and, for more than 70
years, federal law has authorized appeals from that
statutory proceeding “as from a final judgment on
application for a writ of habeas corpus.” 28 U.S.C.
§ 2255(d). Congress later limited that jurisdiction—
requiring a certificate of appealability (“COA”) in order to appeal from “[t]he final order in a proceeding
under section 2255,” id. § 2253(c)(1)(B)—but did not
amend the longstanding rule governing when such an
order became final.
Without addressing the relevant text or history, the
Eleventh Circuit held that, for purposes of the COA
statute, a “proceeding under section 2255” extends
beyond identifying a defect in custody—habeas’s historic outer limit—to also include the process of choosing an appropriate remedy. United States v. Cody,
998 F.3d 912, 915-16 (11th Cir. 2021), petition for
cert. filed, No. 21-6099 (U.S. Oct. 25, 2021). That
holding creates a clear and acknowledged conflict
with the Fourth and Sixth Circuits. See Ajan v. United States, 731 F.3d 629 (6th Cir. 2013); United States
v. Hadden, 475 F.3d 652 (4th Cir. 2007). This Court’s
3
review is needed to resolve that split and correct the
Eleventh Circuit’s misinterpretation of the statutes
governing federal post-conviction review.
Amici write to emphasize two points in particular.
First, the Eleventh Circuit’s analysis is wrong as a
matter of statutory text. The court of appeals erred
by reading the jurisdictional limits in the Antiterrorism and Effective Death Penalty Act (“AEDPA”) in
isolation from—rather than in pari materia with—
the jurisdictional grants that they were enacted to
restrain. Read together, sections 2255 and 2253
communicate Congress’s unambiguous intent that a
“proceeding under section 2255” has the same scope
as a traditional proceeding for habeas corpus. This
Court’s habeas precedents, in turn, make clear that
the scope of that proceeding does not include selecting
a remedy. That conclusion comes straight from the
text, and avoids the need to resort to any of the extratextual modes of construction that the Fourth and
Sixth Circuits used. The Court thus can and should
grant certiorari to resolve this case based on the text,
and to resolve the confusion in the lower courts.
Second, review is warranted because requiring a
COA prior to appellate review of a choice of remedy
under § 2255(b) would be the functional equivalent of
abolishing review altogether. COAs are available only
for constitutional claims, but the choice of postconviction remedy is an almost purely statutory procedure, and, as a practical matter, no COA could ever
issue to a defendant in petitioner’s position. Particularly in light of this Court’s decisions in Johnson v.
United States, 135 S. Ct. 2551 (2015), and United
States v. Davis, 139 S. Ct. 2319 (2019), review is warranted to assure that the hundreds or thousands of
prisoners with meritorious claims under those cases
can receive both the appeal to which they are enti-
4
tled, and the fullest opportunity to ensure that their
sentence is actually in accordance with the law.
ARGUMENT
I. REVIEW IS NEEDED TO RESOLVE THE
SPLIT CREATED BY THE ELEVENTH
CIRCUIT’S
MISINTERPRETATION
OF
SECTIONS 2253 AND 2255.
A. The certificate of appealability requirement should be interpreted in pari
materia with 28 U.S.C. § 2255(d)—the
grant of appellate jurisdiction it was
enacted to limit.
Orders under § 2255 are appealable under a special
jurisdictional provision included in the statute itself.
See Andrews v. United States, 373 U.S. 334, 338
(1963) (analyzing appellate jurisdiction under
§ 2255). 2 Now codified at § 2255(d), it provides that
2 In Gonzalez v. Thaler, 565 U.S. 134, 140 (2012), this Court
noted that § 2253(a) also provides a “general grant of
jurisdiction” to review district courts’ decisions on postconviction review. See 28 U.S.C. § 2253(a) (“In a habeas corpus
proceeding or a proceeding under section 2255 before a district
judge, the final order shall be subject to review, on appeal, by
the court of appeals for the circuit in which the proceeding is
held.”). Pre-AEDPA, Section 2253(a) did not explicitly apply to
§ 2255 appeals. See 28 U.S.C. § 2253 (1994). Rather, that
provision referred only to appeals from “a habeas corpus
proceeding.” Id.
There is no indication, however, that Congress intended in
AEDPA to impliedly repeal § 2255(d) and overturn decades of
case law (including this Court’s decision in Andrews) applying it
to determine the finality of orders under § 2255. Rather, it
appears Congress meant only to make express in § 2253(a) what
it had previously indicated by cross-reference. Compare 28
U.S.C. § 2253 (1995) (providing for appeal “[i]n a habeas corpus
proceeding”), with id. § 2255 (providing for appeal “as from a
5
“[a]n appeal may be taken to the court of appeals
from the order entered on the motion as from a final
judgment on application for a writ of habeas corpus.”
28 U.S.C. § 2255(d). When AEDPA withdrew the circuit courts’ jurisdiction over appeals without a COA,
it was § 2255(d) that provided the jurisdiction that
AEDPA was curtailing.
The Eleventh Circuit’s analysis ignored that preAEDPA jurisdictional backdrop. It instead interpreted § 2253’s jurisdictional language exclusively by reference to the second sentence of § 2255(b), which provides the substantive standards that courts apply on
collateral review of a federal criminal judgment. See
Cody, 998 F.3d at 915-16; 28 U.S.C. § 2255(b) (defining which defects in a judgment or sentence are cognizable, and what relief is available, in a motion under § 2255).
That myopic approach was the wrong one.
“[I]nterpretation of a phrase of uncertain reach is not
confined to a single sentence when the text of the
whole statute gives instruction as to its meaning.”
Star Athletica, L.L.C. v. Varsity Brands, Inc., 137 S.
Ct. 1002, 1010 (2017) (alteration in original) (quoting
Maracich v. Spears, 570 U.S. 48, 65 (2013)); see also
Caraco Pharm. Labs., Ltd. v. Novo Nordisk A/S, 566
U.S. 399, 412 (2012) (“Statutory interpretation focuses on ‘the language itself, the specific context in
which that language is used, and the broader context
of the statute as a whole.’” (quoting Robinson v. Shell
Oil Co., 519 U.S. 337, 341 (1997))).
final judgment on application for a writ of habeas corpus”).
“When Congress ‘intends to effect a change’ in existing law—in
particular, a holding of this Court—it usually provides a clear
statement of that objective.” Banister v. Davis, 140 S. Ct. 1698,
1707 (2020).
6
This Court’s “interpretive regime reads whole sections of a statute together to fix on the meaning of
any one of them, and the last thing this approach
would do,” see Lopez v. Gonzales, 549 U.S. 47, 56
(2006), is interpret for jurisdictional purposes the
phrase “final order in a [§ 2255] proceeding” without
considering the jurisdictional language found in
§ 2255 itself. Put another way, the Eleventh Circuit’s
failure to account for § 2255(d) disregarded the “established rule of law, that all acts in pari materia are
to be taken together, as if they were one law,” such
that “[i]f a thing contained in a subsequent statute,
be within the reason of a former statute, it shall be
taken to be within the meaning of [the earlier enactment].” United States v. Freeman, 44 U.S. (3 How.)
556, 564-65 (1845); see also Wachovia Bank, N.A. v.
Schmidt, 546 U.S. 303, 315-16 (2006).
That § 2255(d)’s grant of jurisdiction and § 2253’s
corresponding jurisdictional constraint “[should be
read] in pari materia is plain.” United States v. Stewart, 311 U.S. 60, 64-65 (1940) (statutes were in pari
materia when they “deal[t] with precisely the same
subject matter”); cf. Wachovia Bank, 546 U.S. at 31516 (holding that “venue and subject-matter jurisdiction are not concepts of the same order” for purposes
of in pari materia canon). Indeed, this Court has previously held that AEDPA’s limitations on appellate
review should be interpreted “against the backdrop”
of the jurisdictional grants they limit. Gonzalez, 565
U.S. at 142; cf. Banister v. Davis, 140 S. Ct. 1698,
1707 (2020) (reviewing traditional practice regarding
second or successive petitions, and interpreting current statute in light of fact that “Congress passed
AEDPA against this legal backdrop”).
7
B. Under the habeas practice incorporated
by § 2255(d), a “proceeding under § 2255”
is over when the court resolves all
claims regarding the legality of custody.
1. When the statute is properly read as a whole,
the answer to the question presented is clear. Section
2253 requires a COA before an appeal is allowed from
“the final order” in either a federal prisoner’s “proceeding under section 2255,” or a state prisoner’s
“habeas corpus proceeding.” 28 U.S.C. § 2253(c)(1)(A)(B) (emphasis added). The same section limits appellate review of both types of post-conviction proceeding
to only “the final order.” Id. § 2253(a) (emphasis added).
On habeas review under 28 U.S.C. § 2254, where
any order granting relief will ultimately require action by a separate state court, identifying the final
federal order is straightforward. Petitioner here presents the question of how to draw that line in a
§ 2255 proceeding—where a single district judge determines custody’s legality and then identifies and
implements an appropriate remedy.
Section 2255(d) provides the answer. To begin with,
it authorizes appeals from “the order entered on the
[§ 2255] motion.” Id. § 2255(d) (emphasis added). Because Congress left that language in place when it
amended § 2253(a) to expressly limit appellate review
of a § 2255 proceeding to “the final order,” id.
§ 2253(a); see Antiterrorism and Effective Death
Penalty Act of 1996, Pub. L. No. 104-132, tit. I, sec.
102, § 2253, 110 Stat. 1214, 1217-18 (amending
§ 2253(a)); see also supra n. 2, it must have understood the appealable “order entered on the motion” in
§ 2255(d) as equivalent to the appealable “final order”
in § 2253(a)—and therefore the “final order” subject
to the COA requirement in § 2253(c)(1)(B), see Epic
8
Sys. Corp. v. Lewis, 138 S. Ct. 1612, 1619 (2018) (“It
is this Court’s duty to interpret Congress’s statutes
as a harmonious whole rather than at war with one
another.”).
That equivalence is useful here because, unlike
§ 2253, the text of § 2255(d) makes clear how Congress intended to define the final order entered in a
§ 2255 proceeding—as equivalent to “a final judgment
on application for a writ of habeas corpus.” 28 U.S.C.
§ 2255(d).
2. That statutory command is sufficient to resolve
the question presented, and the Court should grant
certiorari in order to do so. A “proceeding under
§ 2255” is concluded once the district court determines the legality of the movant’s custody. All subsequent proceedings—including the choice of remedy—
are necessarily part of the criminal docket, subject to
appeal as of right.
By the time of § 2255’s enactment, it was wellestablished that a habeas court’s powers were limited
to determining whether the petitioner was legally
confined and, if he was not, ordering his release. Determining the extent to which the defective judgment
could be corrected, or the defendant lawfully retried,
was a matter for whichever authority properly had
jurisdiction of the underlying case. See, e.g., Mahler
v. Eby, 264 U.S. 32, 46 (1924) (granting writ, but delaying alien’s discharge from detention until the Secretary of Labor chose between reopening proceedings
and correcting his defective ruling on the existing
record); Collins v. Miller, 252 U.S. 364, 368-70 (1920)
(where habeas court continued to assert jurisdiction
over the prisoner, and had not actually ordered his
discharge—conditionally or otherwise—an order purporting to “grant” the writ and order a new hearing
before a court commissioner was non-final); In re
9
Bonner, 151 U.S. 242, 259-62 (1894) (“[W]here the
punishment imposed, in the mode, extent, or place of
its execution, has exceeded the law, [the habeas court
may] have it corrected by calling the attention of the
[original] court to such excess. . . . [The habeas court]
might well delay the discharge of the petitioner . . . to
have him taken before the court where the judgment
was rendered, that the defects . . . in that judgment
may be corrected [by that original court].”); In re
Medley, 134 U.S. at 173-74 (“[U]nder the writ of habeas corpus we cannot do anything else than discharge the prisoner from the wrongful confinement . . . , and it is neither our inclination nor our duty to decide what the [state] court may or what it may
not do in regard to the case as it stands.”).
This Court’s decisions following § 2255 are in accord. See, e.g., Magwood v. Patterson, 561 U.S. 320,
332-33 (2010) (“A [post-conviction] petitioner is applying for something: His petition ‘seeks invalidation (in
whole or in part) of the judgment authorizing the
prisoner’s confinement.’”); Wilkinson v. Dotson, 544
U.S. 74, 83 (2005) (“[T]he fact that the State may
seek a new judgment (through a new trial or a new
sentencing proceeding) is beside the point.”).
In addition to “historical habeas doctrine and practice,” defining the final order in a § 2255 proceeding
as equivalent to a final habeas order is also consistent with “AEDPA’s own purposes.” Banister, 140
S. Ct. at 1705-06 (identifying sources of guidance in
construing AEDPA). Section 2255 was intended primarily to resolve “practical difficulties” arising when
prisoners filed traditional habeas applications in
their districts of confinement. United States v. Hayman, 342 U.S. 205, 210-19 (1952) (explaining problems that arose when habeas claims were concentrated in districts containing federal prisons, far from the
10
evidence and witnesses for many petitioners). The
purpose of the statute was “to provide in the sentencing court a remedy exactly commensurate with that
which had previously been available by habeas.”
Sanders v. United States, 373 U.S. 1, 13-14 (1963)
(emphasis added). As this Court has explained in a
related context, “Congress passed AEDPA against
this legal backdrop, and did nothing to change it”
with respect to the question presented here. Banister,
140 S. Ct. at 1707. “AEDPA of course made the limits
on entertaining [appeals from final § 2255 orders]
more stringent than before. But the statute did not
redefine what qualifies as a [final order] . . . .” Id. (citation omitted).
3. Construing “a proceeding under section 2255”
to include only what would be necessary to a final
habeas judgment is also consistent with the text of
§ 2255(b). Two substantive consequences follow from
a successful § 2255 motion. First, “the court shall vacate and set the judgment aside.” 28 U.S.C. § 2255(b).
That is all the relief—invalidating a judgment under
which the prisoner cannot be lawfully confined—that
would be available in a traditional habeas proceeding.
Granting it therefore concludes the “proceeding under
section 2255.” Second, the court chooses “as may appear appropriate” one of four remedial options that
the statute allows—“discharge the prisoner,” “resentence him,” “grant a new trial,” or “correct the sentence.” 28 U.S.C. § 2255(b). In a traditional habeas
proceeding, the choice among those remedies would
be firmly committed to the original tribunal. That
choice, and all that follows it, is part of the underlying criminal case—not the § 2255 proceeding. See supra Part B.2.
The text of § 2255(b) itself divides along that same
line. It provides that, if a movant prevails on the mer-
11
its, “the court shall vacate and set the judgment aside
and shall discharge the prisoner or resentence him
or grant a new trial or correct the sentence as may
appear appropriate.” 28 U.S.C. § 2255(b) (emphasis
added). That provision is structured as two clauses,
separated by a coordinating “and” and sharing a subject (“the court”), but each otherwise standing on its
own. The imperative “shall” is repeated on either side
of the central conjunction, with each instance modifying a separate set of infinitive verbs, and the prepositional phrase “as may be appropriate” modifying only
the second clause. Not accidentally, that grammatical
divide—between a post-conviction court’s duty to vacate an unlawful judgment and the original court’s
discretion in whether and how to fashion a new one—
mirrors the habeas remedies Congress meant to reproduce across § 2255 as a whole.
The Eleventh Circuit failed to account for that context. Instead it isolated the final two clauses of
§ 2255(b), reasoning that because they appear in
§ 2255, they must be part of the “proceeding under
[that] section” for purposes of appellate jurisdiction
under § 2253. Cody, 998 F.3d at 915-16. Section
2255(d) expressly instructs, however, that “the order
entered on the [§ 2255] motion” is appealable “as
from a final [habeas] judgment.” 28 U.S.C. § 2255(d).
Put simply, the text of § 2255 itself directs that appellate jurisdiction be measured against historic practice
rather than the precise language of the provision. See
also Banister, 140 S. Ct. at 1705-06 (noting that prior
practice is informative when interpreting “term[s] of
art” in AEDPA that are “not self-defining”). The decision below disregarded that plain command and created a circuit split in the process. Certiorari is warranted to resolve it.
12
4. There is a particularly acute need for this
Court’s review because on the other side of that split,
the Fourth and Sixth Circuits reached the right result for the wrong reasons. Rather than relying on
the language and history of the statutes at issue,
each court took an extratextual approach to sections
2253 and 2255 that is not a tenable model for other
circuits to follow.
In Hadden, 475 F.3d 652, the Fourth Circuit initially observed that the text authorizing courts to either
“resentence” a successful movant or “correct [his] sentence” appears in § 2255(b), id. at 662-63, but that
the most literal reading of that text in isolation—one
that included resentencing and correction within the
§ 2255 proceeding itself—would “prevent the defendant from ever obtaining direct appellate review of his
new sentence,” id. at 663-64. But rather than look to
the surrounding statutory language for guidance, the
court developed its own “somewhat novel” interpretation with no apparent textual roots. Id. at 664. It concluded that “resentencing or correction of [a] prisoner’s sentence . . . is a hybrid order that is both part of
the petitioner’s § 2255 proceeding and part of his
criminal case,” and determined based on its own
sense of statutory purpose and policy that a district
court’s choice of remedy fell on the criminal side of
that line. Id. at 664-65.
In Ajan, 731 F.3d 629, the Sixth Circuit followed
essentially the same extratextual approach. Citing
the Fourth Circuit’s decision in Hadden, and relying
on the fact that the defendant had only appealed from
his amended criminal judgment, it held that a challenge to the district court’s choice of remedy was an
“appeal[] [of] a new criminal sentence” not requiring
a COA. Id. at 631-32.
13
There is a clear conflict in the courts of appeals.
Even the circuits to reach the correct result have
come unmoored from crucial statutory text and history. This Court’s review is needed.
II. THE ELEVENTH CIRCUIT’S DECISION
WOULD CLOSE THE COURTS OF APPEALS ENTIRELY TO DEFENDANTS ENTITLED TO RESENTENCING BASED ON
JOHNSON V. UNITED STATES AND UNITED STATES V. DAVIS.
Certiorari is especially warranted because, in addition to being textually wrong, the rule adopted below—requiring a COA to review crucial decisions of a
type that will rarely if ever generate constitutional
claims—has intolerable practical effects that must be
remedied. To wit, the Eleventh Circuit’s rule effectively eliminates appellate review of decisions denying requests for resentencing based on Johnson, 135
S. Ct. 2551, and Davis, 139 S. Ct. 2319.
In both those cases, the Court held unconstitutionally vague a residual clause under which thousands
of defendants, over several decades, had been sentenced to draconian prison sentences based on an arbitrary determination that they had committed a categorically violent offense. See Johnson, 135 S. Ct. at
2555-56, 2563 (invalidating 18 U.S.C. § 924(e)(2)(B));
Davis, 139 S. Ct. at 2323-24 (invalidating 18 U.S.C.
§ 924(c)(3)). This Court subsequently held that Johnson announced a substantive rule applicable on collateral review. Welch v. United States, 136 S. Ct.
1257 (2016). The First, Fourth, Fifth, Sixth, Tenth,
and Eleventh Circuits have extended that conclusion
to Davis. See King v. United States, 965 F.3d 60 (1st
Cir. 2020); In re Thomas, 988 F.3d 783 (4th Cir.
2021); United States v. Reece, 938 F.3d 630 (5th Cir.
2019); In re Franklin, 950 F.3d 909 (6th Cir. 2020)
14
(per curiam); United States v. Bowen, 936 F.3d 1091
(10th Cir. 2019); In re Hammoud, 931 F.3d 1032
(11th Cir. 2019).
Petitioner is merely one of numerous Johnson defendants still percolating through the federal courts
years after that decision, whose cases are quickly being
joined by many more under Davis. See, e.g., supra at
13-14; see also Davis, 139 S. Ct. at 2333 (noting that
18 U.S.C. § 924(c)(3)(B) was “used in ‘tens of thousands
of federal prosecutions’” over more than three decades
between enactment and invalidation). Indeed, in the
months following this Court’s determination that
Johnson applied on collateral review, the Eleventh
Circuit alone received nearly 2,000 applications for
leave to file second or successive petitions based on
that decision—a figure including only the fraction of
prisoners convicted in that circuit who had previously
sought § 2255 relief. See In re Jones, 830 F.3d 1295,
1301-02 (11th Cir. 2016) (Rosenbaum and J. Pryor,
JJ., concurring in result); see also Conrad Kahn &
Danli Song, A Touchy Subject: The Eleventh Circuit’s
Tug-of-War Over What Constitutes Violent “Physical
Force,” 72 U. MIAMI L. REV. 1130, 1141-46 (2018) (describing flood of § 2255 petitions filed in Eleventh
Circuit under Johnson). The upshot is that the question presented here is likely to recur hundreds—if not
thousands—of times over the coming years, as § 2255
petitioners seek resentencing under Johnson and Davis but receive bare corrections instead.
Absent intervention by this Court, appeals from
many such decisions will, for practical purposes, be
abolished in the Eleventh Circuit. That is so because,
by statute, a COA is available only for constitutional
claims. 28 U.S.C. § 2253(c)(2). When a district court
vacates one count of a multi-count conviction, however, Eleventh Circuit law generally treats the discre-
15
tionary decision not to further modify the original
sentence as a purely statutory one. See United States
v. Thomason, 940 F.3d 1166, 1172-73 (11th Cir. 2019)
(holding that such a modification is not “critical
stage” for which due process requires a hearing), cert.
denied, 140 S. Ct. 1213 (2020). Other courts of appeals have reached the same conclusion. See, e.g.,
Troiano v. United States, 918 F.3d 1082, 1086-87 (9th
Cir. 2019); Ajan, 731 F.3d at 633-34; Hadden, 475
F.3d at 668-69; Rust v. United States, 725 F.2d 1153,
1154 (8th Cir. 1984) (per curiam).
The ruling below, if allowed to stand, would render
crucial remedial decisions unreviewable and leave
prisoners unable to challenge even gross abuses of discretion. That cannot be what Congress intended, and
is not an injustice this Court should allow to persist.
CONCLUSION
The petition should be granted.
Respectfully submitted,
DAVID M. PORTER
Co-Chair, Amicus Curiae
Committee
NATIONAL ASSOCIATION
OF CRIMINAL DEFENSE
LAWYERS
801 I St., 3rd Floor
Sacramento, CA 95814
COLLIN P. WEDEL*
SIDLEY AUSTIN LLP
555 West Fifth St.
Los Angeles, CA 90013
(213) 896-6000
cwedel@sidley.com
JEFFREY T. GREEN
GABRIEL SCHONFELD
SHANA-TARA O’TOOLE
SIDLEY AUSTIN LLP
DUE PROCESS INSTITUTE
1501 K St., N.W.
700 Penn. Ave., S.E. #560 Washington, D.C. 20005
Washington, D.C. 20003
Counsel for Amici Curiae
November 24, 2021
* Counsel of Record
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