Petition for Writ of Certiorari — Levi Frasier, Petitioner v. Christopher L. Evans, et al.
Supreme Court briefJul 8, 2021
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No. 21-____
IN THE
LEVI FRASIER,
Petitioner,
v.
CHRISTOPHER EVANS ET AL.,
Respondent.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Tenth Circuit
PETITION FOR A WRIT OF CERTIORARI
Elizabeth Wang
LOEVY & LOEVY
2060 Broadway, Suite 460
Boulder, CO 80302
Kendall Turner
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20006
Yaira Dubin
O’MELVENY & MYERS LLP
7 Times Square
New York, NY 10036
Jeffrey L. Fisher
Counsel of Record
Edward C. DuMont
STANFORD LAW SCHOOL
SUPREME COURT
LITIGATION CLINIC
559 Nathan Abbott Way
Stanford, CA 94305
(650) 724-7081
jlfisher@stanford.edu
QUESTIONS PRESENTED
1. Whether training or law enforcement policies
can be relevant to whether a police officer is entitled to
qualified immunity.
2. Whether it has been “clearly established” since
at least 2014 that the First Amendment protects the
right of individuals to record police officers carrying
out their duties in public.
ii
PARTIES TO THE PROCEEDING
The petitioner, plaintiff below, is Levi Frasier.
Respondents, defendants below, are Christopher
L. Evans, Charles C. Jones, John H. Bauer, Russell
Bothwell, and John Robledo.
The City of Denver was also a defendant in the
district court. But the court dismissed the claim
against the City, and petitioner did not appeal that
holding.
iii
RELATED PROCEEDINGS
Frasier v. Evans, D.C. No. 1:15-CV-01759-REBKLM (D. Colo. 2018)
Frasier v. Evans, No. 19-1015 (10th Cir. 2021)
iv
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................ i
PARTIES TO THE PROCEEDING ............................ ii
RELATED PROCEEDINGS ...................................... iii
TABLE OF AUTHORITIES ........................................vi
PETITION FOR A WRIT OF CERTIORARI ..............1
OPINIONS BELOW .....................................................1
JURISDICTION ...........................................................1
RELEVANT CONSTITUTIONAL AND
STATUTORY PROVISIONS ................................1
INTRODUCTION .........................................................2
STATEMENT OF THE CASE .....................................4
A. Factual background .........................................4
B. Procedural history ...........................................8
REASONS FOR GRANTING THE WRIT .................11
I.
The Court should resolve whether officer
training or law enforcement policies can be
relevant to the qualified immunity inquiry .......12
A. The courts of appeals are divided over
this question ..................................................12
B. The question is recurring and important .....14
C. This case is an excellent vehicle for the
Court to address the issue.............................15
D. The Tenth Circuit’s holding that officer
training and law enforcement policies
are categorically irrelevant is wrong ............16
v
II. The Court should address whether the
First Amendment clearly establishes that
individuals may record police officers
carrying out their duties in public ......................23
A. The circuits are openly split over this
issue................................................................23
B. The issue is vitally significant ......................25
C. This case is an ideal vehicle for resolving
the conflict......................................................26
D. The Tenth Circuit incorrectly held that
the First Amendment right here is not
clearly established .........................................26
CONCLUSION ...........................................................31
APPENDIX
Appendix A, Opinion of the United States
Court of Appeals for the Tenth Circuit
(March 29, 2021) ..................................................1a
Appendix B, District Court’s Order Granting
Plaintiff’s Motion to Reconsider Dismissal
of First Amendment Claim on Qualified
Immunity Grounds (November 2, 2018) ..........64a
vi
TABLE OF AUTHORITIES
Page(s)
Cases
ACLU of Illinois v. Alvarez,
679 F.3d 583 (7th Cir. 2012) .................... 11, 23, 27
Anderson v. Creighton,
483 U.S. 635 (1987) ........................................ 18, 22
Ashcroft v. al-Kidd,
563 U.S. 731 (2011) .............................................. 27
Baxter v. Bracey,
140 S. Ct. 1862 (2020) ...................................... 2, 23
Booker v. South Carolina Dep’t of Corrections,
855 F.3d 533 (4th Cir. 2017) ................................ 13
Branzburg v. Hayes,
408 U.S. 665 (1972) .............................................. 29
Brosseau v. Haugen,
543 U.S. 194 (2004) (per curiam) .................. 22, 26
Brown v. Ent. Merchs. Ass’n,
564 U.S. 786 (2011) .............................................. 31
Butz v. Economou,
438 U.S. 478 (1978) .............................................. 21
Champion v. Outlook Nashville, Inc.,
380 F.3d 893 (6th Cir. 2004) ................................ 13
Channel 10, Inc. v. Gunnarson,
337 F. Supp. 634 (D. Minn. 1972) ....................... 27
Chestnut v. Wallace,
2018 WL 5831260 (E.D. Mo. 2018)........................ 5
City of Houston v. Hill,
482 U.S. 451 (1987) .................................. 29, 30, 31
Drummond v. City of Anaheim,
343 F.3d 1052 (9th Cir. 2003) .............................. 12
vii
Faragher v. City of Boca Raton,
524 U.S. 775 (1998) .............................................. 19
Fields v. City of Philadelphia,
862 F.3d 353 (3d Cir. 2017) ......................... passim
First Nat’l Bank v. Bellotti,
435 U.S. 765 (1978) ........................................ 28, 29
Fordyce v. City of Seattle,
55 F.3d 436 (9th Cir. 1995) ............................ 11, 27
Garcia v. Montgomery County,
145 F. Supp. 3d 492 (D. Md. 2015) ...................... 27
Gentile v. State Bar,
501 U.S. 1030 (1991) ............................................ 29
Gericke v. Begin,
753 F.3d 1 (1st Cir. 2014) .................................... 24
Glik v. Cunniffe,
655 F.3d 78 (1st Cir. 2011) .......................... passim
Harlow v. Fitzgerald,
457 U.S. 800 (1982) .............................. 3, 14, 21, 22
Higginbotham v. City of New York,
105 F. Supp. 3d 369 (S.D.N.Y. 2015)................... 27
Hope v. Pelzer,
536 U.S. 730 (2002) ...................................... passim
Houchins v. KQED, Inc.,
438 U.S. 1 (1978) .................................................. 29
Illinois v. Krull,
480 U.S. 340 (1987) .............................................. 19
Jackson v. City of Cleveland,
925 F.3d 793 (6th Cir. 2019) .................................. 2
Kelly v. Borough of Carlisle,
622 F.3d 248 (3d Cir. 2010) ................................. 24
viii
Kisela v. Hughes,
138 S. Ct. 1148 (2018) .......................... 2, 21, 22, 30
Lambert v. Polk County,
723 F. Supp. 128 (S.D. Iowa 1989) ...................... 27
Lewis v. City of New Orleans,
415 U.S. 130 (1974) ........................................ 30, 31
Malley v. Briggs,
475 U.S. 335 (1986) .................................... 9, 21, 22
Marbury v. Madison,
5 U.S. (1 Cranch.) 137 (1803) .............................. 20
Maye v. Klee,
915 F.3d 1076 (6th Cir. 2019) .............................. 13
McCullough v. Maryland,
17 U.S. (4 Wheat.) 316 (1819).............................. 20
Mills v. Alabama,
384 U.S. 214 (1966) ........................................ 29, 31
Monell v. Dep’t of Social Servs.,
436 U.S. 658 (1978) .............................................. 19
Mullenix v. Luna,
577 U.S. 7 (2015) (per curiam) ............................ 21
Okin v. Village of Cornwall-on-Hudson Police Dep’t,
577 F.3d 415 (2d Cir. 2009) ................................. 13
Raiche v. Pietroski,
623 F.3d 30 (1st Cir. 2010) .................................. 12
Saucier v. Katz,
533 U.S. 194 (2001) .............................................. 22
Smith v. City of Cumming,
212 F.3d 1332 (11th Cir. 2000) ...................... 11, 27
Sorrell v. IMS Health Inc.,
564 U.S. 552 (2011) .............................................. 28
ix
Stanton v. Sims,
571 U.S. 3 (2013) (per curiam) ...................... 21, 28
Taylor v. Riojas,
141 S. Ct. 52 (2020) (per curiam) ........................ 29
Treats v. Morgan,
308 F.3d 868 (8th Cir. 2002) ................................ 13
Tucker v. City of Shreveport,
998 F.3d 165 (5th Cir. 2021) .................................. 2
Turner v. Lieutenant Driver,
848 F.3d 678 (5th Cir. 2017) .............. 10, 24, 27, 30
United States v. Ross,
32 F.3d 1411 (9th Cir. 1994) ................................ 19
Vazquez v. City of Kern,
949 F.3d 1153 (9th Cir. 2020) ........................ 12, 13
White v. Pauly,
137 S. Ct. 548 (2017) (per curiam) ...................... 21
Wilson v. Layne,
526 U.S. 603 (1999) ............................ 17, 18, 27, 28
Zadeh v. Robinson,
928 F.3d 457 (5th Cir. 2019) ............................ 2, 20
Constitutional Provisions
U.S. Const., amend. I ......................................... passim
U.S. Const., amend. IV ..................................... 8, 17, 19
U.S. Const., amend. VIII ...................................... 16, 17
U.S. Const., amend. XIV ............................................ 13
Statutes
28 U.S.C. § 1254(1) ....................................................... 1
42 U.S.C. § 1983 ................................................. passim
x
Other Authorities
Baude, William, Is Qualified Immunity
Unlawful?, 106 Cal. L. Rev. 45 (2018) .................. 2
Br. for United States as Amicus Curiae, No.
16-1650, Fields v. City of Philadelphia, 862
F.3d 353 (3d Cir. 2017) ........................................ 16
Consent Decree, United States v. City of New
Orleans, 35 F. Supp. 3d 788 (E.D. La. 2013) ...... 16
Denver Police Dep’t, Operations Manual (rev.
March 2016)............................................................ 8
Famous Trials: Original Statement Issued by
the Minneapolis Police Department on the
Death of George Floyd: “A Medical
Incident” (May 25, 2020)...................................... 25
Koeberi, Chris, Fox31 News Denver, Denver
Police Accused of Using Excessive Force
(Nov. 25, 2014) ....................................................... 8
Montgomery County Police, Citizen
Videotaping Interactions (January 2013) ............. 5
Schwartz, Joanna C., The Case Against
Qualified Immunity, 93 Notre Dame L.
Rev. 1797 (2018) ..................................................... 2
Settlement Agreement, United States v. Town
of E. Haven, No. 8:12-cv-03592 (D. Conn.
Dec. 20, 2012) ....................................................... 16
Statement of Interest of the United States,
Garcia v. Montgomery Cty., No. 8:12-cv03592 (D. Md. March 4, 2013) ............................. 16
U.S. Dep’t of Justice, Civil Rights Division, Re:
Christopher Sharp v. Baltimore City Police
Dep’t (May 14, 2012) ........................................ 4, 16
PETITION FOR A WRIT OF CERTIORARI
Petitioner Levi Frasier respectfully seeks a writ of
certiorari in this case to the United States Court of
Appeals for the Tenth Circuit.
OPINIONS BELOW
The opinion of the United States Court of Appeals
for the Tenth Circuit (Pet. App. 1a-63a) is published at
992 F.3d 1003. The relevant order of the district court
(Pet. App. 64a-72a) is unpublished but available at
2018 WL 6102828.
JURISDICTION
The court of appeals entered its judgment on
March 29, 2021. Pet. App. 1a. On March 19, 2020, this
Court entered a standing order that extends the time
to file a petition for a writ of certiorari in this case to
August 26, 2021. This Court has jurisdiction under 28
U.S.C. § 1254(1).
RELEVANT CONSTITUTIONAL AND
STATUTORY PROVISIONS
The First Amendment provides in relevant part:
“Congress shall make no law . . . abridging the
freedom of speech, or of the press.”
42 U.S.C. § 1983 provides in relevant part: “Every
person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory
or the District of Columbia, subjects, or causes to be
subjected, any citizen of the United States or other
person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity,
or other proper proceeding for redress.”
2
INTRODUCTION
In recent years, some Justices have called for a
reexamination of the qualified-immunity doctrine. See
Baxter v. Bracey, 140 S. Ct. 1862, 1865 (2020)
(Thomas, J., dissenting from the denial of certiorari)
(expressing “strong doubts” about doctrine); Kisela v.
Hughes, 138 S. Ct. 1148, 1162 (2018) (Sotomayor, J.,
dissenting) (doctrine “sends an alarming signal to law
enforcement officers and the public”). Several lower
court judges have echoed these calls, expressing
“unease” with the doctrine and urging “recalibration of
contemporary immunity jurisprudence.” Zadeh v.
Robinson, 928 F.3d 457, 479-80 (5th Cir. 2019)
(Willett, J., concurring); see also, e.g., Jackson v. City
of Cleveland, 925 F.3d 793, 822 (6th Cir. 2019)
(“Qualified immunity has outgrown its original
justifications.”); Tucker v. City of Shreveport, 998 F.3d
165, 186 (5th Cir. 2021) (Higginson, C.J., dissenting)
(“highlight[ing] the importance of recent attention
given to the issue of qualified immunity”). Prominent
academics also have explained how qualified
immunity has become increasingly unmoored from
any statutory text or historical practice—and, indeed,
is threatening to undermine the rule of law itself. See,
e.g., William Baude, Is Qualified Immunity
Unlawful?, 106 Cal. L. Rev. 45 (2018); Joanna C.
Schwartz, The Case Against Qualified Immunity, 93
Notre Dame L. Rev. 1797 (2018).
Regardless of whether this Court might wish to
reconsider qualified immunity as a whole, this case
presents a timely opportunity to resolve two divisions
of authority and to curb an unjustified distortion of the
doctrine. At the time of the remarkable incident in this
case, the respondent police officers’ training and
3
departmental policies expressly advised them that the
First Amendment protects the right of citizens to
record officers performing their duties in public. All
four federal court of appeals decisions on the issue said
the same thing, consistent with this Court’s precedent.
Yet the Tenth Circuit granted the respondents
immunity for doing exactly what they had been told
was unconstitutional. The Tenth Circuit reasoned (1)
that the training and law enforcement policies are
“irrelevant” to the qualified-immunity analysis and (2)
that existing legal precedent was insufficient on its
own to make the right here clearly established. Pet.
App. 29a; see also id. 19a-38a.
Both of these holdings conflict with the law in
other circuits. Several courts of appeals have held that
training and policies are relevant in the qualifiedimmunity analysis. And the First Circuit concluded a
decade ago that case law clearly established that the
First Amendment protects the “right to videotape
police carrying out their duties in public.” Glik v.
Cunniffe, 655 F.3d 78, 82-85 (1st Cir. 2011).
Furthermore, as the district court observed, it
“makes no sense” under the circumstances here to
confer qualified immunity. Pet. App. 66a. The
qualified-immunity doctrine was created to prevent
officers from being held unexpectedly liable based on
constitutional rules they “neither knew nor should
have known” existed. Harlow v. Fitzgerald, 457 U.S.
800, 819 (1982). The officers here all testified that they
knew they were violating petitioner’s rights. Their
training, department policies, and precedent all
underscored that reality. Whatever the outer
boundaries of qualified immunity may be, this case is
far beyond them. Certiorari should be granted.
4
STATEMENT OF THE CASE
A. Factual background
1. Since as early as 2007, the City of Denver has
trained its police officers “that the public has the right
to record them performing their official duties in
public spaces.” Pet. App. 13a. The training bulletin
issued that year also “had the force and effect of official
policy.” A_1033.1 Starting in 2010, the Denver Police
Department also provided a mandatory course for
supervisors entitled Perspectives on Policing, which
reiterated that citizens have a First Amendment right
to record officers. A_1031; see also A_370. An
additional course that commenced in 2012 included a
slide to the same effect: “[C]itizens have a First
Amendment right to videotape the actions of police
officers in public places.” A_391, 1031.
These directives and recognitions are of a piece
with others from around the country. In 2012, the U.S.
Department of Justice issued guidance on the issue,
recognizing “individuals’ First Amendment right to
observe and record police officers engaged in the public
discharge of their duties.” U.S. Dep’t of Justice, Civil
Rights Div., Re: Christopher Sharp v. Baltimore City
Police Dep’t at 1 (May 14, 2012). Other major police
departments have likewise long had policies “advising
officers not to interfere with a private citizen’s
recording of police activity because it [i]s protected by
the First Amendment.” Fields v. City of Philadelphia,
862 F.3d 353, 356 (3d Cir. 2017) (Philadelphia Police
Department memorandum issued in 2011); see also
1
Citations to “A_” are to the Appellants’ Appendix in the
Tenth Circuit. “SA_” refers to the Appellant’s Supplemental
Appendix.
5
Chestnut v. Wallace, 2018 WL 5831260, at *3 (E.D.
Mo. 2018) (St. Louis Metropolitan Police Department
special order issued in 2009 recognizing this
“unambiguous First Amendment right”); Montgomery
County Police, Citizen Videotaping Interactions 1-2
(January 2013) (same).
2. On August 14, 2014, respondent John Bauer, a
detective in the Denver Police Department, saw what
he thought was a drug transaction involving a silver
car. He radioed for backup and followed the car to a
parking lot. Exiting his vehicle, Detective Bauer then
announced “police.” Pet. App. 8a. When the driver of
the car, David Flores, did not immediately show his
hands, Bauer “pulled him from the car and pinned him
against it.” Id.
As respondent Sergeant Russell Bothwell arrived
to assist, Flores “removed a sock from his waistband
and stuffed it in his mouth.” Pet. App. 8a. There was
no indication that Flores was armed or dangerous. But
the officers assumed the sock contained drugs, so they
ordered him to “spit it out.” Id. The officers then “fell
to the ground” with Flores as they tried to remove the
sock. Id.
Petitioner Levi Frasier was observing this tussle
from nearby in the parking lot. Detective Bauer
initially “asked him for help” getting the sock out of
Flores’s mouth. Pet. App. 8a. Petitioner briefly
assented. But as other officers arrived, they asked
petitioner to step back. Petitioner “moved about ten
feet away and started video-recording the event using
his tablet computer.” Id. Nothing he did interfered
with the officers’ actions. SA_101, 111; A_268.
What petitioner recorded was dramatic. While
Flores refused to release the sock from his mouth, one
6
of the officers pinned his forearm on Flores’s head.
Another officer pinned Flores’s arms behind his back.
Respondent Officer Charles Jones then punched
Flores “in the face six times in rapid succession,” Pet.
App. 8a; SA_75. As petitioner later described it: “[T]he
punches were punishing, but what must have hurt
even more was the cement hitting Mr. Flores back in
the face. . . . [I]t seemed like after one strike, [Officer
Jones] could have stopped and, . . . manually pulled
out the sock.” SA_75. “There wasn’t a need for the
second or the third, for sure the fourth, fifth, or sixth.
Each one seemed to get more violent and powerful.” Id.
Flores’s girlfriend, Mayra Lazos-Guerrero, who
was seven-and-one-half-months’ pregnant, began
screaming and approached the officers. “Officer Jones
pushed her away, and then Officer Evans grabbed her
ankle and pulled her off her feet.” Pet. App. 9a. She fell
onto her stomach and face, hitting the pavement.
As petitioner recorded the violent interaction,
Sergeant Bothwell called out, “Camera!” Pet. App. 9a.
All of the officers had attended the Denver Police
Department’s trainings explaining that citizens have
a First Amendment right to record the police while
performing their duties in public. Id. 66a, 70a. And
they all were aware that this constitutional rule
“protected [Frasier’s] right to record them.” Id. 13a,
66a, 70a. Nevertheless, as petitioner stopped filming
and returned to his parked car, Officer Evans followed
him “and asked him to bring his identification and the
video of the arrest to the officer’s patrol car.” Id. 9a.
Petitioner brought his driver’s license, but not his
computer tablet, over to the patrol car. He was afraid
that if he let the officers have access to the video, they
would make it “disappear.” Id. 9a. As petitioner
7
explained, “I had just witnessed an officer that I didn’t
feel had the power to be able to strike somebody in the
face, and I was the only one with video evidence of his
wrongs.” SA_33, 78. Officer Evans continued to ask for
the video. Gesturing to the back seat of his patrol car,
he told petitioner, “Well, we could do this the easy way
or we could do this the hard way.” Pet. App. 9a. When
petitioner still did not respond, Officer Evans asked
him to fill out a witness statement form. Upon further
prodding from Officer Evans to disclose whether he
filmed the incident, petitioner wrote (falsely) in his
statement that “he took only a Snapchat photo of the
arrest.” Id. 10a. He added that he “no longer had a
copy” of the photo on his “phone” because “Snapchat
removes [footage] as soon as you send [it].” Id.
(alterations in court of appeals opinion).
Officer Evans told petitioner to go get his phone.
As petitioner returned from his car, another officer
said, “That’s not it” and indicated that his recording
device had been larger. A_1014-15. At that point, all
five of the officers encircled petitioner and demanded
the video. Believing he would be taken to jail if he
refused any longer, petitioner retrieved his tablet. Pet.
App. 11a. Officer Evans then “grabbed the tablet out
of [petitioner’s] hands” and began searching for the
video of the arrest. Petitioner objected that this was
improper without a warrant, but Officer Evans
continued to scan files on the tablet. Id. He then
announced to the other officers, “I don’t see the video
in here. I can’t find it.” Id. Another officer responded,
“As long as there’s no video, it’s okay. . . . [I]f there’s
just a photo, that’s fine, as long as there’s no video.”
Id.; SA_89, 96. The officers then gave petitioner back
his tablet and his driver’s license, and he left.
8
Mr. Flores was taken away in an ambulance,
bleeding from the back of his head. The record does not
disclose the extent of his injuries.
3. After the incident, petitioner provided a copy of
his video to the Denver Police Department and Fox31
News Denver. The media outlet aired an investigative
report on the officers’ use of force and produced several
follow-up reports.2 After the incident was publicized,
the Department changed its use-of-force policy to
prohibit officers from using “physical force solely to
stop a person from swallowing a substance or to
retrieve evidence from the person’s mouth.” A_1098
(DPD Ops. Manual § 116.06(3)(b), rev. March 2016).
B. Procedural history
1. Petitioner sued the respondent officers and the
City and County of Denver under 42 U.S.C. § 1983.
Petitioner claimed, as relevant here, that the officers
violated the First Amendment by retaliating against
him for filming them while performing their duties in
public. Petitioner also alleged that the City and
County were liable for this violation because they
failed to train the officers adequately about the
public’s First Amendment rights.3
The district court initially granted the officers’
motion to dismiss on qualified immunity grounds,
2
The initial report, as well as petitioner’s video itself, can be
found
here:
https://kdvr.com/news/problem-solvers/denverpolice-accused-of-excessive-force-illegal-search/.
3
Petitioner also advanced Fourth Amendment claims based
on the officers’ detention of him and their search of his computer
tablet. His unlawful search claim against Officer Evans remains
pending for trial; other such claims were dismissed and are not
at issue here. Pet. App. 12a, 63a.
9
holding that the right to record officers’ performance
of their official duties in public places “was not clearly
established” at the time of the incident here. Pet. App.
12a-13a. After a period of discovery, in which the City
and County “presented evidence that the Denver
Police Department had been training its officers since
February 2007 that the public has the right to record
them performing their official duties in public spaces,”
the district court granted summary judgment against
petitioner on his failure-to-train claims. Id. 13a.
In light of the latter ruling, the district court
elected to reconsider its qualified immunity order, and
it reinstated petitioner’s First Amendment claims
against the officers. The district court reasoned that it
would “make[] no sense” to allow the City and County
to avoid liability on the ground that it had a “policy in
place” that the First Amendment protects citizens’
right to record police officers, while also granting the
officers qualified immunity on the ground that the law
was not sufficiently clear to put them on notice of the
illegality of their actions. Pet. App. 66a. “Although
qualified immunity ‘leaves ample room for mistaken
judgments,’” the district court explained, “it does not
protect ‘the plainly incompetent or those who
knowingly violate the law.’” Id. 67a (quoting Malley v.
Briggs, 475 U.S. 335, 341 (1986) (emphasis added)).
The officers later moved for summary judgment,
and the district court denied that motion. The court
reasoned that the officers knew that the First
Amendment protected petitioner’s filming of their
actions and that “the record supported a finding that
they had retaliated against [petitioner]” for doing so.
Pet. App. 15a.
10
2. The officers appealed the denial of qualified
immunity on petitioner’s First Amendment claim, and
the Tenth Circuit reversed.
As an initial matter, the court of appeals held that
the district court had erred in considering the officers’
training and law enforcement policies. The Tenth
Circuit gave two reasons for that holding. First, it
reasoned that “[j]udicial decisions are the only valid
interpretive source of the content of clearly
established law.” Pet. App. 28a (emphasis added).
Second, the Tenth Circuit asserted that the qualifiedimmunity doctrine is concerned exclusively with the
objective reasonableness of an officer’s actions. It is
therefore “irrelevant,” the court of appeals concluded,
whether “the officers [in this case] subjectively knew—
based on their training or from municipal policies—
that their conduct violated Mr. Frasier’s First
Amendment rights.” Id. 29a.
Having set aside the law enforcement training
and policies indicating that the officers’ conduct here
was unconstitutional, the Tenth Circuit asked
whether judicial opinions had clearly established by
2014 that the First Amendment protects the right to
record officers performing their official duties in public
places. The Tenth Circuit expressly recognized that
there is a “circuit split” on that issue: The First Circuit
held over a decade ago that this right is clearly
established, while the Third and Fifth Circuits have
held in cases like this that the right was not clearly
established. Pet. App. 37a; see also Glik v. Cunniffe,
655 F.3d 78, 82-85 (1st Cir. 2011); Fields, 862 F.3d at
362; Turner v. Lieutenant Driver, 848 F.3d 678, 687
(5th Cir. 2017). The Tenth Circuit then sided with the
latter circuits.
11
Citing precedent from this Court, the Tenth
Circuit acknowledged that the First Amendment
protects “the creation and dissemination of
information,” particularly when individuals are
engaged in “[n]ews gathering.” Pet. App. 31a (citations
omitted). But the court of appeals believed that those
principles operate at too high a “level of generality” to
give the requisite notice to police officers that their
conduct was unlawful. Id. 33a. The Tenth Circuit also
accepted that all four federal courts of appeals to
address the underlying constitutional issue before the
events at issue here had uniformly held “that there is
a First Amendment right to record the police
performing their duties in public spaces.” Id. at 35a
(citing ACLU of Illinois v. Alvarez, 679 F.3d 583 (7th
Cir. 2012); Glik, 655 F.3d at 82-84; Smith v. City of
Cumming, 212 F.3d 1332 (11th Cir. 2000); Fordyce v.
City of Seattle, 55 F.3d 436 (9th Cir. 1995)). But the
Tenth Circuit held that the lower court consensus on
the constitutional question was not enough to clearly
establish that rule. Id. 36a.
Finally, the Tenth Circuit refused to decide
whether the First Amendment in fact guarantees a
right to record the police in public spaces. Pet. App.
30a n.4. While every court of appeals to address the
issue has held that it does, the issue is now expressly
unresolved as a matter of Tenth Circuit law. Id.
REASONS FOR GRANTING THE WRIT
The Tenth Circuit’s decision creates one circuit
split and deepens another. At a minimum, this Court
should review the Tenth Circuit’s holding that officer
training and law enforcement policies are
categorically irrelevant to whether an officer is
entitled to qualified immunity. The Tenth Circuit’s
12
rule—which applies across all Section 1983 claims—
directly contravenes this Court’s precedent and is
deeply misguided. In addition, the Tenth Circuit’s
ultimate qualified-immunity holding also warrants
review. In a decision denying qualified immunity that
the Tenth Circuit expressly rejected, the First Circuit
held a decade ago that the right “to videotape police
carrying out their duties in public” is “a basic, vital,
and well established liberty safeguarded by the First
Amendment.” Glik v. Cunniffe, 655 F.3d 78, 82-85 (1st
Cir. 2011). The right is too important for its
enforceability against individual officers under
Section 1983 to wax and wane depending on
geography.
I.
The Court should resolve whether officer
training or law enforcement policies can be
relevant to the qualified immunity inquiry.
A.
The courts of appeals are divided over this
question.
The Tenth Circuit’s decision splits with other
circuits over whether law enforcement training and
policies (reflected in manuals, internal directives, and
the like) can be relevant to whether an officer is
entitled to qualified immunity.
1. The First, Second, Sixth, and Ninth Circuits all
hold that, in addition to judicial decisions, “[t]raining
materials” and law enforcement policies “are also
relevant” in the qualified-immunity analysis. Vazquez
v. City of Kern, 949 F.3d 1153, 1164 (9th Cir. 2020);
see also Drummond v. City of Anaheim, 343 F.3d 1052,
1062 (9th Cir. 2003) (“training materials” were
“relevant” to finding law clearly established); Raiche
v. Pietroski, 623 F.3d 30, 39 (1st Cir. 2010) (denying
qualified immunity in part based on departure from
13
“officer’s training”); Okin v. Village of Cornwall-onHudson Police Dep’t, 577 F.3d 415, 436-37 (2d Cir.
2009) (officers’ defiance of “extensive professional
training” and state law provided “strong support” for
denying qualified immunity); Booker v. South
Carolina Dep’t of Corrections, 855 F.3d 533, 546 (4th
Cir. 2017) (denying qualified immunity in part based
on “internal policies”); Champion v. Outlook
Nashville, Inc., 380 F.3d 893, 904 (6th Cir. 2004)
(denying qualified immunity in part based on “the
training these Officers received”); Maye v. Klee, 915
F.3d 1076, 1087 (6th Cir. 2019) (same regarding
internal “policy”).
The Ninth Circuit’s recent decision in Vazquez is
illustrative. The plaintiff claimed that a corrections
officer violated her Fourteenth Amendment right to
bodily integrity by spying on her while she was
undressing and showering in a juvenile detention
facility. This Court has no case law directly speaking
to this legal issue. The Ninth Circuit nonetheless held
that the officer was not entitled to qualified immunity,
relying on case law in the lower courts as well as the
“the Juvenile Hall administrative policies” prohibiting
the officer’s actions “and the training [the officer]
likely attended.” Vazquez, 949 F.3d at 1165.
2. Three circuits (two of those just mentioned
above, plus one more) have similarly held that
administrative
regulations
are
“relevant
in
determining whether an inmate’s right was clearly
established.” Treats v. Morgan, 308 F.3d 868, 875 (8th
Cir. 2002); see also Okin, 577 F.3d at 433-34 (Second
Circuit: “administrative provisions” also relevant);
Booker, 855 F.3d at 546 (Fourth Circuit: regulations
are “relevant in determining whether an inmate’s
14
right was clearly established”) (citation omitted).
These decisions also conflict with the Tenth Circuit’s
holding here that “[j]udicial decisions are the only
valid interpretive source of the content of clearly
established law.” Pet. App. 28a (emphasis added).
B. The question is recurring and important.
As the array of cases in the previous section
indicates, the question whether police officers’
training and law enforcement policies are relevant to
the qualified-immunity inquiry is a frequently
recurring issue. The issue also raises a basic
methodological question regarding the doctrine. The
issue can arise in a broad sweep of Section 1983
cases—from police search-and-seizure practices, to
retaliation for engaging in free speech or expression,
to alleged cruel and unusual treatment of prisoners.
Needless to say, the qualified immunity doctrine
itself is also immensely consequential. The doctrine
not only determines whether those who suffer
constitutional injuries can be compensated; it affects
the degree to which “[t]he public interest in deter[ing]
of unlawful conduct” in the first place is served.
Harlow v. Fitzgerald, 457 U.S. 800, 819 (1982). The
qualified-immunity doctrine further influences the
public’s perception of the law itself. When our legal
system fails to deliver justice to those who suffer
mistreatment at the hands of governmental agents,
the citizenry may wonder why those agents are not
held to account. And when those agents violated their
own training and policies, the public may wonder all
the more. This Court should not allow indeterminacy
in this respect to persist.
15
C. This case is an excellent vehicle for the
Court to address the issue.
This case provides an optimal opportunity to
resolve whether training and law enforcement policies
are, as the Tenth Circuit held here, categorically
irrelevant to qualified-immunity analyses.
To begin, the Tenth Circuit directly and expressly
framed this issue in its opinion and gave it extended
treatment. Pet. App. 19a-29a. The court of appeals
also held in absolute terms that training and law
enforcement policies are always “irrelevant” to
qualified-immunity analyses. Id. 20a, 23a, 29a. In fact,
the court of appeals held that such training and
policies must be ignored “even if the officers [in this
case] subjectively knew—based on their training or
from municipal policies—that their conduct violated
Mr. Frasier’s First Amendment rights.” Id. 29a.
This case is also the best possible scenario to test
the court of appeals’ categorical rule. The training and
departmental policies that applied here did not simply
proscribe certain behavior as a matter of police “best
practices” or the like. They specifically instructed the
officers regarding the dictates of the Constitution,
explaining that the First Amendment gives people a
“right[] to record the police in the public discharge of
their official duties.” Pet. App. 13a. The record also
demonstrates unambiguously that the officers here
had attended these trainings and knew that they
violated petitioner’s rights. Id.
Nor was this local training and policy somehow
idiosyncratic; it tracked direct guidance from the
federal government. In 2012, the Department of
Justice expressly recognized “individuals’ First
Amendment right to observe and record police officers
16
engaged in the public discharge of their duties.” U.S.
Dep’t of Justice, Civil Rights Div., Re: Christopher
Sharp v. Baltimore City Police Dep’t at 2 (May 14,
2012). In the two years preceding the events here, the
Government had reiterated that position in particular
cases. See Statement of Interest of the United States,
Garcia v. Montgomery County, No. 8:12-cv-03592 (D.
Md. March 4, 2013); Consent Decree at 44-45, United
States v. City of New Orleans, 35 F. Supp. 3d 788 (E.D.
La. 2013); Settlement Agreement at 20-21, United
States v. Town of E. Haven, No. 3:12-cv-01652 (D.
Conn. Dec. 20, 2012). After the events here, the
Government again reiterated this view. See Br. for
United States as Amicus Curiae, No. 16-1650, Fields
v. City of Philadelphia, 862 F.3d 353 (3d Cir. 2017).
Finally, the question whether the training and
policies are relevant was outcome-determinative
below. The district court held that the Denver Police
Department’s training and policies tipped the balance
in the qualified-immunity inquiry. See Pet. App. 65a71a. The Tenth Circuit did not dispute that these
features of the case would require the denial of
qualified immunity. Instead, it deemed them legally
“irrelevant.” Id. 29a.
D.
The Tenth Circuit’s holding that officer
training and law enforcement policies are
categorically irrelevant is wrong.
1. This Court’s precedent dictates that training
and law enforcement policies are relevant to the
qualified-immunity inquiry.
In Hope v. Pelzer, 536 U.S. 730 (2002), the Court
considered whether it was clearly established, as a
matter of Eighth Amendment law, that prison guards
could not handcuff prisoners to a “hitching post” as a
17
sanction for disruptive conduct. Partly “in light of . . .
an Alabama Department of Corrections (ADOC)
regulation, and a DOJ report” stating that the
hitching post could not be used in the manner at issue,
the Court held that the guards were not entitled to
qualified immunity. Id. at 741-42. Lest there be any
doubt that the regulations and DOJ report mattered,
the Court expressly stated that they were “[r]elevant”
and that they “len[t] support to” and “buttressed” the
view “that reasonable officials in the ADOC should
have realized that the use of the hitching post . . .
violated the Eighth Amendment.” Id. at 743-45. The
dissenting Justices disagreed with the majority’s
ultimate determination that the guards were not
entitled to qualified immunity, but they accepted the
legitimacy of “rel[ying] on” non-judicial materials to
reach that holding. Id. at 759 (Thomas, J., dissenting).
Similarly, in Wilson v. Layne, 526 U.S. 603 (1999),
the Court considered whether it was clearly
established that the Fourth Amendment prohibited
police officers from allowing members of the media to
accompany them while executing warrants in people’s
homes. “[I]mportant to [the Court’s] conclusion” that
the law was not clearly established in this regard was
“a Marshals Service ride-along policy that explicitly
contemplated that media who engaged in ride-alongs
might enter private homes with their cameras as part
of fugitive apprehension arrests.” Id. at 617. As in
Hope, the dissent disagreed with the majority’s
qualified immunity holding, but it accepted that
officers and courts could look to “such a document for
guidance.” Wilson, 526 U.S. at 625 (Stevens, J.,
dissenting).
18
The Tenth Circuit cited Hope nine times. Pet.
App. 19a, 31a, 33a, 34a, 38a, 61a. It cited Wilson as
well. Id. 36a. Yet the Tenth Circuit never mentioned
those cases’ express reliance on training and policies.
Once the full reasoning in those cases is properly
taken into account, the court of appeals’ holding
cannot stand.
2. Instead of engaging with the pertinent analyses
in Hope and Wilson, the Tenth Circuit gave two
reasons for holding that training and law enforcement
policies are “irrelevant” to the qualified-immunity
analysis. First, the Tenth Circuit opined that
“[j]udicial decisions are the only valid interpretive
source of the content of clearly established law.” Pet.
App. 28a (emphasis added). Second, the Tenth Circuit
asserted that a court’s qualified-immunity analysis
turns exclusively on the clearly-established-law
inquiry—that is, “on the objective reasonableness of
an official’s conduct”—and never “on whether he
subjective[ly] belie[ved] his conduct was lawful.” Id.
22a (internal quotation marks and citations omitted).
Neither of these assertions affords license to disregard
this Court’s on-point precedent. But even on their own
terms, the assertions are misguided.
a. The “clearly established law” inquiry is
designed to determine whether a “reasonable officer”
in the situation at issue would have known that his
conduct was unlawful. Anderson v. Creighton, 483
U.S. 635, 639-41 (1987). As the Tenth Circuit
observed, this inquiry is an objective one. Pet. App.
22a.
But it does not follow that judicial opinions are the
only thing that can be relevant to whether the law is
clearly established. Past training or the existence of a
19
policy is also an objective fact, no different from the
existence of judicial precedent. That is, it requires no
assessment of an officer’s mind to determine whether
he was instructed that the conduct at issue was
unconstitutional or otherwise impermissible. It simply
requires taking testimony about the training that was
provided or reading the pertinent policy.
The Tenth Circuit also emphasized that only
judicial decisions can “authoritatively define the
boundaries of permissible conduct.” Pet. App. 28a.
That may be so, but it is a red herring. The qualifiedimmunity doctrine deals with remedies, not rights
themselves. And there is nothing that restricts courts
from considering legal prescriptions in training
manuals and the like in determining whether to hold
a defendant liable for damages. To the contrary, it is
commonplace in the realm of remedies to consider
things like whether a defendant followed a “stated
policy” prohibiting sexual harassment, Faragher v.
City of Boca Raton, 524 U.S. 775, 807 (1998), or—for
purposes of the Fourth Amendment’s exclusionary
rule—whether a police officer’s conduct complied with
an existing statute, Illinois v. Krull, 480 U.S. 340, 34950 (1987), or regulation, United States v. Ross, 32 F.3d
1411, 1415 (9th Cir. 1994).
In fact, municipal liability under Section 1983
itself turns not just on whether the defendant violated
the Constitution, but also on whether the violation
stemmed from a “policy” or practice. Monell v. Dep’t of
Social Servs., 436 U.S. 658, 690 (1978). As the district
court below observed, it “makes no sense” to enable a
municipal defendant to avoid liability on the ground
that it had a “policy in place” prohibiting the conduct
at issue, and then to turn around and ignore the
20
individual defendants’ violation of that policy when
assessing their own liability. Pet. App. 66a; see also id.
69a-70a. The same policies that absolve the police
department here of liability put the officers
unambiguously on notice that their conduct was
unconstitutional—and thus properly subjected them
to individual liability.
That leaves the Tenth Circuit’s invocation of
Marbury v. Madison, 5 U.S. (1 Cranch.) 137 (1803),
and McCullough v. Maryland, 17 U.S. (4 Wheat.) 316
(1819). Pet. App. 28a. It is, no doubt, “emphatically the
province and duty of the judicial department to say
what the law is.” Marbury, 5 U.S. (1 Cranch.) at 177;
see also McCullough, 17 U.S. (4 Wheat.) at 401
(similar). But there is considerable irony in invoking
that concept in a decision that expressly declines to
say what the law is. See Pet. App. 30a n.4. More
fundamentally, the notion that Marbury and
McCullough prevent courts from holding officials
accountable for violating constitutional rules of which
they had unambiguous notice reinforces that the
qualified-immunity
doctrine
has
become
so
disoriented that this Court’s attention is required. If
anything, the pertinent lesson from Marbury should
be that the United States is “a government of laws,
and not of men,” and “[i]t will certainly cease to
deserve that high appellation, if the laws furnish no
remedy for the violation of a vested legal right.” 5 U.S.
(1 Cranch.) at 163; see also Zadeh v. Robinson, 928
F.3d 457, 481 (5th Cir. 2019) (Willett, J., concurring).
b. Even if evidence of training and law
enforcement policies were instructive only as to an
officer’s subjective state of mind, they would still be
relevant to the qualified-immunity inquiry. The
21
qualified-immunity doctrine is designed to prevent
officers from being held liable based on constitutional
rules they “neither knew nor should have known”
existed. Harlow, 457 U.S. at 819 (emphasis added); see
also Butz v. Economou, 438 U.S. 478, 506 (1978) (“[I]t
is not unfair to hold liable the official who knows or
should know he is acting outside the law.” (emphasis
added). As noted above, the clearly-established-law
inquiry implements the “should have known” prong of
this test by identifying when any reasonable officer
must have known she was acting illegally. But that
analysis is unnecessary when the officer already knew
from her training and binding departmental policies
that she was acting illegally.
The Court stated as much in Malley v. Briggs, 475
U.S. 335 (1986), explaining that qualified immunity
does not shield “incompetent” officers “or those who
knowingly violate the law.” Id. at 341 (emphasis
added). The Court has reaffirmed this formulation
numerous times since, indicating time and again that
officers who know that their conduct is
unconstitutional are not entitled to qualified
immunity. See Kisela v. Hughes, 138 S. Ct. 1148, 1152
(2018) (per curiam); White v. Pauly, 137 S. Ct. 548, 551
(2017) (per curiam); Mullenix v. Luna, 577 U.S. 7, 1112 (2015) (per curiam); Stanton v. Sims, 571 U.S. 3, 6
(2013) (per curiam).4
4
As the Tenth Circuit noted, Justice Brennan made a
similar point in his concurrence in Harlow v. Fitzgerald, 457 U.S.
800 (1982). See Pet. App. 24a-25a. The Tenth Circuit reasoned
that Justice Brennan’s concurrence is “not binding.” Id. 24a
(citation omitted). But the actual-knowledge prong of qualifiedimmunity analysis derives from Harlow’s majority opinion, and
has been reaffirmed in Malley and numerous other decisions.
22
Ignoring all of this recent precedent, the Tenth
Circuit contended that Anderson v. Creighton
rendered “an officer’s ‘subjective beliefs’” categorically
“irrelevant.” Pet. App. 22a-23a (quoting Anderson, 483
U.S. at 641). But the officer in Anderson had no
subjective belief that his conduct was unlawful. Nor
did the Court’s opinion otherwise bar consideration of
subjective knowledge. To the contrary, the Court
explained that qualified immunity “generally turns on
the ‘objective legal reasonableness’ of the action.”
Anderson, 483 U.S. at 639 (emphasis added) (quoting
Harlow, 457 U.S. at 819). And the Court reaffirmed
Malley’s proviso that qualified immunity is not
available to officers “who knowingly violate the law.”
Id. at 638 (quoting Malley, 475 U.S. at 341).
The Malley proviso also makes sense. “[T]he
focus” of the qualified-immunity inquiry “is on
whether the officer had fair notice that her conduct
was unlawful.” Kisela, 138 S. Ct. at 1152 (quoting
Brosseau v. Haugen, 543 U.S. 194, 198 (2004) (per
curiam)); see also Hope, 536 U.S. at 739 (qualified
immunity operates “to ensure that before they are
subjected to suit, officers are on notice that their
conduct is unlawful” (quoting Saucier v. Katz, 533 U.S.
194, 206 (2001))). The “clearly established” inquiry is
one way to establish the requisite notice, by way of a
legal rule that a reasonable officer is presumed to
know clearly established law. But when an officer
actually knew her conduct was unlawful, the fairnotice requirement is even more plainly satisfied.
Indeed, it would turn the qualified-immunity
doctrine’s fair-notice concept upside down to say that
officers may testify that they “knew—based on their
training or from municipal policies”—that their
23
conduct was unlawful, and then shield themselves
from liability on qualified-immunity grounds. Pet.
App. 29a. The fact that the Tenth Circuit held
otherwise here shows just how far some modern
qualified-immunity case law has strayed from the
doctrine’s origins. There may be some historical
support for granting qualified immunity where an
officer acted in accordance with local policy or
training. See Baxter v. Bracey, 140 S. Ct. 1862, 1864
(2020) (Thomas, J., dissenting from the denial of
certiorari). But there is zero historical support for
immunizing an officer where his unconstitutional
conduct flouted his training and local policy. Id.
II. The Court should address whether the First
Amendment clearly establishes that individuals
may record police officers carrying out their
duties in public.
The first question presented is certworthy in its
own right. The second question presented here—
whether the First Amendment clearly establishes that
individuals may record police officers carrying out
their duties in public—is also worthy of review.
A. The circuits are openly split over this issue.
As the Tenth Circuit acknowledged, the circuits
are “split on the clearly-established-law question” in
this case—namely, whether the First Amendment
clearly establishes that individuals may record police
officers carrying out their duties in public. Pet. App.
37a; see also ACLU of Illinois v. Alvarez, 679 F.3d 583,
601 & n.10 (7th Cir. 2012) (likewise noting “circuit
split” over whether the “right to record police” was
clearly established).
The first decision in this regard was issued in
2010. In that case, the Third Circuit held that there
24
was no clearly established right to record the police
while carrying out official duties in public. Kelly v.
Borough of Carslisle, 622 F.3d 248, 262 (3d Cir. 2010).
In a subsequent case involving events occurring just
months before the events here, the Third Circuit
reaffirmed this view, holding that officers who
retaliated against individuals for filming them were
entitled to qualified immunity. Fields v. City of
Philadelphia, 862 F.3d 353, 362 (3d Cir. 2017). About
the same time, the Fifth Circuit issued a decision to
the same effect, Turner v. Lieutenant Driver, 848 F.3d
678, 687 (5th Cir. 2017), and the Tenth Circuit
followed those decisions here. Pet. App. 36a-38a.
The First Circuit, by contrast, held shortly after
the Third Circuit initially staked out its position on
the issue that the First Amendment right “to
videotape police carrying out their duties in public” is
clearly established. Glik v. Cunniffe, 655 F.3d 78, 8285 (1st Cir. 2011). In Glik, an individual, “[c]oncerned
that the officers were employing excessive force to
effect [an] arrest,” stood roughly ten feet away and
“record[ed] video footage of the arrest on his cell
phone.” Id. at 79-80. After the officers retaliated
against him, he filed suit under Section 1983 claiming
a violation of the First Amendment. The First Circuit
rejected the officers’ assertion of qualified immunity,
stressing that “a citizen’s right to film government
officials, including law enforcement officers, in the
discharge of their duties in a public space is a basic,
vital, and well-established liberty safeguarded by the
First Amendment.” Id. at 85; see also Gericke v. Begin,
753 F.3d 1, 9-10 (1st Cir. 2014) (applying this holding
in context of recording a traffic stop).
25
In short, if this case had arisen in New England
instead of the Mountain West, the officers would not
have been entitled to qualified immunity. Only this
Court can resolve this conflict.
B. The issue is vitally significant.
The question whether individuals have a clearly
established right to film police officers performing
their duties in public is vitally significant. Such
recordings play a central role in facilitating the
public’s awareness and scrutiny of police tactics.
Sometimes such recordings build public trust. They
may also evoke sympathy for the difficult and
dangerous tasks officers can be required to perform.
Other times recordings reveal abuses of authority
and produce public outcry that leads to reform. The
recent recording of the killing of George Floyd—which
emerged shortly after the Minneapolis Police
Department characterized the killing as a “medical
incident during police interaction”5—is one prominent
example. The 1991 recording of the beating in Los
Angeles of Rodney King is another. Though less
explosive, the recording in this case is still another.
Like those other recordings, the recording here aired
on the local news. After that publicity, the Denver
Police Department changed its policy regarding when
officers may use physical force on persons suspected of
holding potential evidence in their mouths. SA_92;
A_1098. Yet so long as the right to record uniformed
police officers in public spaces is not protected and
enforceable, this method of participating in selfgovernment and instigating policy change is at risk.
5
https://www.famous-trials.com/george-floyd/2720-originalmpd-statement-on-floyd-a-medical-incident.
26
C. This case is an ideal vehicle for resolving the
conflict.
As with the first question presented, this case is
an excellent vehicle for resolving whether individuals
have a clearly established right to film police officers
performing their duties in public spaces. The facts of
this case cleanly present the issue. There is no
contention, for instance, that petitioner somehow
interfered with the officers’ ability to perform their
duties or that the officers were carrying out those
duties in nonpublic spaces. The Tenth Circuit also
considered the legal issue at length.
The Tenth Circuit framed its analysis in terms of
whether the asserted First Amendment right was
clearly established “in August 2014.” Pet. App. 29a.
But specific framing poses no difficulty. An inherent
feature of every qualified-immunity case is that it
involves looking backwards to decide whether the law
was clearly established “at the time of the conduct” at
issue. Brosseau v. Haugen, 543 U.S. 194, 198 (2004)
(per curiam). And there has been no legal development
since the events here that undercut the relevancy of
the judicial precedent that then existed. Accordingly,
answering the question whether the First Amendment
right at stake here was clearly established by 2014 will
not only resolve the circuit split over this issue but
should also resolve the question whether the law is
clearly established right now.
D. The Tenth Circuit incorrectly held that the
First Amendment right here is not clearly
established.
The robust consensus of federal appellate
decisions demonstrates that the underlying right of
individuals to record police officers performing their
27
duties in public spaces has been clearly established
since before the events at issue here. This Court’s First
Amendment precedent confirms that reality.
1. The clearly-established-law inquiry does not
require a case from this Court that is “directly on
point,” Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011),
or even “materially similar” to the situation at hand,
Hope v. Pelzer, 536 U.S. 730, 741 (2002). A “robust
‘consensus of cases of persuasive authority’” can also
clearly establish a legal rule. al-Kidd, 563 U.S. at 742
(quoting Wilson v. Layne. 526 U.S. 603, 617 (1999)).
Put another way, the “weight of authority from other
courts” can itself create clearly established law. Pet.
App. 37a (citation omitted).
When the events here occurred, all four federal
courts of appeals to have considered the constitutional
issue had held that “there is a First Amendment right
to record the police performing their duties in public
spaces.” Pet. App. 35a (citing ACLU of Illinois v.
Alvarez, 679 F.3d 583 (7th Cir. 2012); Glik v. Cunniffe,
655 F.3d 78 (1st Cir. 2011); Smith v. City of Cumming,
212 F.3d 1332 (11th Cir. 2000); Fordyce v. City of
Seattle, 55 F.3d 436 (9th Cir. 1995)).6 But, citing
6
More recently the Third and Fifth Circuits have agreed
with this conclusion, although they held that the right had not
previously been “clearly establish[ed].” See Fields, 862 F.3d at
362; Turner, 848 F.3d at 687. That brings the circuit tally on the
underlying constitutional issue to six, with none opposed. District
courts in several circuits that have not yet addressed the issue
also have recognized the right. See Garcia v. Montgomery
County, 145 F. Supp. 3d 492, 506-07 (D. Md. 2015); Higginbotham
v. City of New York, 105 F. Supp. 3d 369, 380 (S.D.N.Y. 2015);
Lambert v. Polk County, 723 F. Supp. 128, 133 (S.D. Iowa 1989);
Channel 10, Inc. v. Gunnarson, 337 F. Supp. 634, 638 (D. Minn.
1972).
28
Wilson, the Tenth Circuit held that respondents were
entitled to qualified immunity because the circuits
have “disagreed regarding whether this purported
First Amendment right to record [i]s clearly
established.” Pet. App. 36a.
The Tenth Circuit misread Wilson. That case
holds that qualified immunity is generally appropriate
where courts “disagree on a constitutional question.”
Wilson, 526 U.S. at 618 (emphasis added); see also
Stanton v. Sims, 571 U.S. 3, 10 (2014) (per curiam)
(same). But that is not the situation in this case. Here,
every circuit to consider the underlying constitutional
question has agreed on that question. The Tenth
Circuit simply confused the relevance of a split on the
issue of qualified immunity with a split on the
underlying constitutional question. Because there is
no disagreement on the underlying constitutional
question, qualified immunity is inappropriate here.
2. Even if the consensus in the courts of appeals
alone were not enough to establish that the right to
record the police in performance of their official duties
in public is clearly established, the Tenth Circuit’s
holding would still be erroneous. “Basic First
Amendment principles” long recognized by this Court
fortify the lower court consensus. Glik, 655 F.3d at 82.
In particular, “the First Amendment goes beyond
protection of the press and the self-expression of
individuals.” First Nat’l Bank v. Bellotti, 435 U.S. 765,
783 (1978). It also protects “the creation and
dissemination of information.” Sorrell v. IMS Health
Inc., 564 U.S. 552, 570 (2011). This right to capture
and disseminate information “has particular
significance” with respect to promoting the discussion
of governmental affairs. Bellotti, 435 U.S. at 777 n.11;
29
accord Mills v. Alabama, 384 U.S. 214, 218 (1966). “[I]t
is here that the state has a special incentive to repress
opposition and often wields a more effective power of
suppression.” Bellotti, 435 U.S. at 777 n.11.
“An important corollary” to the right to contribute
to the stock of public information about governmental
operations is that “[t]here is an undoubted right to
gather news ‘from any source by means within the
law.’” Houchins v. KQED, Inc., 438 U.S. 1, 11 (1978)
(quoting Branzburg v. Hayes, 408 U.S. 665, 681-82
(1972)). This is especially true with respect to police
activity in public places. Given the vast discretion
accorded police officers in their day-to-day
undertakings, “[t]he public has an interest in [the]
responsible exercise” of police authority. Gentile v.
State Bar, 501 U.S. 1030, 1035-36 (1991); see also City
of Houston v. Hill, 482 U.S. 451, 461 (1987) (“[T]he
First Amendment protects a significant amount of
verbal criticism and challenge directed at police
officers.”). Gathering and “disseminat[ing] of
information relating to alleged governmental
misconduct” in this respect helps to deter abuses of
power and to formulate policy responses when abuses
occur. Gentile, 501 U.S. at 1034-35 (internal quotation
marks omitted).
The Tenth Circuit acknowledged that where
“general precedent applies ‘with obvious clarity,’ the
right can be clearly established notwithstanding the
absence of binding authority involving materially
similar facts.” Pet. App. 34a (discussing Hope, 536
U.S. at 741 (citations omitted)); accord Taylor v.
Riojas, 141 S. Ct. 52, 53 (2020) (per curiam). But the
Tenth Circuit reasoned that the “First Amendment
principles protecting the creation of speech and the
30
gathering of news” that exist this Court’s case law are
not clear enough to “put the unconstitutionality of the
officers’ allegedly retaliatory conduct ‘beyond debate.’”
Pet. App. 35a (quoting Kisela v. Hughes, 138 S. Ct.
1148, 1152 (2018)). The Tenth Circuit did not
elaborate on this contention; that is, it offered no
reason why the First Amendment might not protect
the right to record officers performing their duties in
public. But the Tenth Circuit apparently believed that
the absence of any precedent from this Court involving
expressive responses to police activity in the field was
fatal to petitioner’s claim. See id. 36a-37a (citing
Turner, 848 F.3d at 686).
This reasoning is mistaken. For one thing, it
improperly ignores the robust body of lower court
jurisprudence that is directly on point. The clearlyestablished-law inquiry is not a game of divide-andconquer. It is a holistic inquiry. See, e.g., Hope, 536
U.S. at 736-46. And here, the combination of precedent
from this Court and the lower courts (plus the officers’
training and departmental policies, see supra at 1623) renders the law clearly established.
Even so, the Tenth Circuit overlooked the salience
of this Court’s decisions in Hill and Lewis v. City of
New Orleans, 415 U.S. 130 (1974). In Hill, a bystander
observed police officers questioning someone holding
up traffic and shouted, “Why don’t you pick on
someone your own size?” 482 U.S. at 453-54. In Lewis,
a passenger in a car shouted obscenities at an officer
who asked to see her husband’s driver’s license. The
Court held in these cases that the First Amendment
guarantees citizens the right to direct “verbal
criticism” or “opprobrious” language at police officers
who are performing their duties in public. See Hill, 482
31
U.S. at 461; Lewis, 415 U.S. at 132. This is so even if
the individual’s speech “interrupt[s]” officers, making
it more difficult for them to conduct their duties. Hill,
482 U.S. at 462.
The First Amendment right here follows a fortiori.
Recording officers performing official duties in public
is expressive activity, equivalent to speaking to them
or disseminating a documentary regarding their
actions. See Brown v. Ent. Merchs. Ass’n, 564 U.S.
786, 792 n.1 (2011) (“Whether government regulation
applies to creating, distributing, or consuming speech
makes no difference.”). And peacefully undertaking
such expressive activity here does not interfere with
law enforcement operations in any way. What’s more,
filming police conduct such as the conduct here
contributes to “the free discussion of governmental
affairs,” Mills, 384 U.S. at 218, far more than hurling
sarcastic or foul language at the police. In light of
these precepts, any reasonable officer would have
understood that the First Amendment protected the
conduct at issue in this case—and the officers here had
been trained to respect that conduct. The Tenth
Circuit, therefore, had no justification to cloak the
officers in qualified immunity.
CONCLUSION
For the foregoing reasons, the petition for a writ
of certiorari should be granted.
32
Respectfully submitted,
Elizabeth Wang
LOEVY & LOEVY
2060 Broadway, Suite 460
Boulder, CO 80302
Kendall Turner
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20006
Yaira Dubin
O’MELVENY & MYERS LLP
7 Times Square
New York, NY 10036
July 8, 2021
Jeffrey L. Fisher
Counsel of Record
Edward C. DuMont
STANFORD LAW SCHOOL
SUPREME COURT
LITIGATION CLINIC
559 Nathan Abbott Way
Stanford, CA 94305
(650) 724-7081
jlfisher@stanford.edu
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.