Amicus Curiae Brief — Gerald H. Hawkins, Individually and as a Trustee of the CN Hawkins Trust and Gerald H. Hawkins and Carol H. Hawkins Trust, et al., Petitioners v. Deb Haaland, Secretary of the Interior, et al.
Supreme Court briefNov 8, 2021
Ask Donna
What actually matters in this document.
Text
No. 21-520
In The
Supreme Court of the United States
____________________
GERALD H. HAWKINS, et al.,
Petitioners,
v.
DEBRA HAALAND, Secretary of the Interior, et al.,
Respondents.
____________________
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the District of Columbia Circuit
____________________
BRIEF AMICUS CURIAE OF
OREGON FARM BUREAU
IN SUPPORT OF PETITIONERS
____________________
PAUL J. BEARD II
Counsel of Record
FISHERBROYLES LLP
4470 W. Sunset Blvd.,
Suite 93165
Los Angeles, CA 90027
(818) 216-3988
paul.beard@fisherbroyles.com
Counsel for Amicus Curiae Oregon Farm Bureau
i
Question Presented
The United States is the owner of certain
instream water rights within Oregon’s Upper
Klamath Basin. The federal government holds these
water rights in trust for the benefit of the Klamath
Indian Tribes. In 2013, the Tribes and the federal
government entered into a Protocol Agreement, which
establishes a process by which “calls” for the
implementation of the water rights are to be placed
with Oregon’s Water Resources Department. Among
other things, the Protocol provides that, if “the Parties
cannot agree on whether to make a call, either Party
may independently make a call and the other party
will not withhold any required concurrence or object
to the call[.]”
The D.C. Circuit held below that Petitioners—a
group of landowners and livestock producers whose
lands and businesses have been devastated by the
Protocol-authorized implementation of the Tribes’
instream water rights—lack standing to challenge the
Protocol. Regardless of the Protocol, the D.C. Circuit
reasoned, the federal government has no authority to
countermand the Tribes’ preferred management of
trust assets. In so holding, the D.C. Circuit parted
company with decisions of this Court, as well as of
other circuit courts, which have repeatedly affirmed
the federal government’s paramount authority in
managing Indian trust property.
The question presented is:
Does the federal government possess final
decision-making authority over the management of
water rights held in trust for an Indian tribe?
ii
TABLE OF CONTENTS
INTEREST OF AMICUS CURIAE ........................... 1
SUMMARY OF THE ARGUMENT .......................... 3
ARGUMENT ............................................................... 5
I.
THE D.C. CIRCUIT’S DECISION IS IN
TENSION WITH OREGON SUPREME
COURT JURISPRUDENCE CONCERNING
THE OWNERSHIP ANDMANAGEMEN OF
WATER RIGHTS HELD IN TRUST ........... 5
II. THE D.C. CIRCUIT’S DECISION CONFLICTS
WITH THE FEDERAL POLICY OF
ENSURING
THE
INDIAN
TRUST
RELATIONSHIP SERVES, NOT JUST THE
INDIAN TRIBES, BUT THE GENERA
PUBLIC INTEREST .................................. 11
A. Drought Conditions and Federally
Unhampered Water Calls in the Klamath
Basin Have Taken a Heavy Toll on the
General Public, Including Ranchers,
Farmers, and Other Households ................ 11
B. The D.C. Circuit’s Decision Authorizes the
Federal Government to Ignore Its Role To
Avoid Public Harms Resulting from
Unfettered Water Calls Made by the
Klamath Tribes ......................................... …17
CONCLUSION.......................................................... 21
iii
Table of Authorities
Cases
Akhmetshin v. Browder,
983 F.3d 542 (D.C. Cir. 2020) ........................... 10
Allen v. Hendrick,
206 P. 733 (Or. 1922) ........................................... 6
Audubon Soc’y of Portland v. Zinke,
2019 U.S. Dist. LEXIS 230161 (D. Or.
Nov. 18, 2019) ...................................................... 1
Arkansas Project v. Shaw,
835 F.Supp.2d 251 (S.D. Tex. 2011).................... 1
Choctaw Nation v. United States,
119 U.S. 1 (1886) ............................................... 19
Cobell v. Norton,
240 F.3d 1084 (D.C. Cir. 2001) ........................... 9
Colorado River Water Conserv. Dist. v. U.S.,
424 U.S. 800 (1976) ............................................. 1
Fort Vannoy Irrig. Dist. v. Wat. Res.
Comm’n,
199 P.3d 277 (Or. 2008) ............................. passim
Hawkins v. Haaland,
991 F.3d 216 (D.C. Cir. 2021) ............................. 2
Klamath Irrig. Dist. v. United States,
635 F.3d 505 (Fed. Cir. 2011) .............................. 2
iv
McKesson v. Doe,
141 S. Ct. 48 (2020) ........................................... 10
United States v. Davis,
139 S. Ct. 2319 (2019) ....................................... 18
United States v. Minnesota,
270 U.S. 181 (1926) ........................................... 18
Stop the Dump Coal. v. Yamhill Cty.,
435 P.3d 698 (Or. 2019) ....................................... 1
United States v. Jicarilla Apache Nation,
564 U.S. 162 (2011) ......................................17-19
United States v. Oregon, Water Resources
Dep’t,
44 F.3d 758 (9th Cir. 1994) ................................. 6
United States v. Rickert,
188 U.S. 432 (1903) ........................................... 19
United States v. Term Limits v. Thornton,
514 U.S. 779 (1995) ........................................... 18
Statutes
Or. Rev. Stat. §§ 130.001, et seq. ............................. 9
Or. Rev. Stat. §§ 130.025 .......................................... 9
Regulations
Or. Exec. Order No. 20-02 (Mar. 2, 2020) .............. 12
v
Other Authorities
Amos, Adell Louise, Developing the Law of
the River: The Integration of Law and
Policy into Hydrologic and SocioEconomic Modeling Efforts in the
Willamette River Basin,
62 U. Kan. L. Rev. 1091 (2014) ........................... 5
Benson, Reed D., Giving Suckers (and
Salmon) an Even Break: Klamath Water
and the Endangered Species Act,
15 Tul. Envtl. L.J. 197 (2002) ........................... 16
Cloran, William F., The Ownership of Water
in Oregon: Public Property vs. Private
Commodity,
47 Willamette L. Rev. 627 (2011) ................... 5-6
Cooper, Mary Anne, Assessing Western
Drought Conditions—Natural Disasters
Compound Severe Drought for Oregon
Farmers and Ranchers,
Oregon Farm Bureau,
https://bit.ly/3GZi9YH ..................................13-14
1 Cohen’s Handbook of Federal Indian Law,
§ 5.05[2] ................................................................ 9
Ehrlich, April, Homes Lose Running Water
in Klamath Basin As Houses Compete
with Farmers, Ranchers,
Oregon Public Broadcasting (Apr. 24,
2016)..............................................................15-16
vi
Kaye, Barry, How a Historic Drought Has
Left Klamath Basin Farmers Caught in
the Middle with No Water,
The Siskiyou Daily News,
https://bit.ly/3k4RZtA (May 14, 2021) .............. 16
Klamath County, Drought,
https://bit.ly/3BUcCyR ...................................... 12
Klamath County, Frequently Asked
Questions: Free Water Storage Tanks,
Water Filling Station and Water Deliver
in Response to Dry Wells in Klamath
County, Oregon, https://bit.ly/3CIHOlP ............ 15
Oregon Wild, A Vision for the Klamath
Basin, https://bit.ly/2ZMx7jq ............................ 12
Parks, Bradley, Bureau of Reclamation
Shuts Down Primary Canal for Klamath
Project Irrigators Amid Worsening
Drought,
Oregon Public Broadcasting (May 12,
2021)................................................................... 13
Spain, Glen, Dams, Water Reforms, and
Endangered Species in the Klamath
Basin,
22 J. Envtl. L. & Litig. 49 (2007) ...................... 16
U.S. Bureau of Reclamation, Extreme
Drought Conditions Force Closure of
Klamath Project’s “A” Canal,
https://on.doi.gov/3wdr0kd ................................ 12
vii
Restatement (Third) of Trusts, § 859 ................... 7-8
1
INTEREST OF AMICUS CURIAE
Oregon Farm Bureau (“OFB”)1 is Oregon’s
largest
grassroots
agriculture
association,
representing over 6,670 farming and ranching
families, raising over 220 different types of crops and
livestock across the State. OFB’s mission is to promote
educational improvement, economic opportunity, and
social advancement for its members and the farming,
ranching, and natural resources industry as a whole.
The OFB has participated as amicus curiae in state
and federal cases across the country that implicate the
interests of Oregon farmers and ranchers. See, e.g.,
Audubon Soc’y of Portland v. Zinke, 2019 U.S. Dist.
LEXIS 230161 (D. Or. Nov. 18, 2019); Aransas Project
v. Shaw, 835 F.Supp.2d 251 (S.D. Tex. 2011); Stop the
Dump Coal. v. Yamhill Cty., 435 P.3d 698 (Or. 2019).
OFB’s interest lies in the broader consequences of
the D.C. Circuit’s decision, which upends the State’s
comprehensive “system for the adjudication and
management of rights to the use of the State’s waters.”
Colorado River Water Conserv. Dist. v. United States,
424 U.S. 800, 819 (1976). The decision below does this
by effectively creating two classes of water users
whose water rights are held in trust by third parties.
One class is subject to the Oregon rule that the trustee
of a water right, as its legal owner, is solely
1 All counsel of record for the parties in this case received timely
notice of, and provided written consent to, the filing of this brief.
No party or counsel for any party authored this brief in whole or
in part, and no party or counsel for any party made a monetary
contribution towards the preparation or submission. No person
other than amici, their members or counsel made a monetary
contribution towards the preparation or submission of this brief.
2
responsible for managing that water right. Fort
Vannoy Irrig. Dist. v. Wat. Res. Comm’n, 188 P.3d 277,
295 (Or. 2008); see Klamath Irrig. Dist. v. United
States, 635 F.3d 505, 518 (Fed. Cir. 2011). Meanwhile,
another class of water users is exempt from the
Oregon rule and may independently call for the
implementation of a water right legally owned by a
third party, even over the legal owner’s objection.
Hawkins v. Haaland, 991 F.3d 216, 225, 231 (D.C. Cir.
2021).
In addition, OFB has an interest in ensuring that
the federal government is held to its congressionally
imposed obligation to ensure that, as trustee of the
Klamath Tribes’ water rights, the general public
interest—including the interests of farmers, ranchers,
and other residents—is acknowledged and adequately
protected.
If the D.C. Circuit’s decision stands, it will only
inject confusion and unfairness into Oregon’s wellestablished system for managing and implementing
water rights. And it will do so at the worst possible
time—during a state of emergency related to severe
drought in the Klamath Basin. The Court should
decide whether the same rule should apply to all
Oregon water held in trust, as required by Oregon
Supreme Court decisions, and whether the federal
government’s role as guardian of the general public
interest should be restored when it acts as trustee of
tribal assets. OFB has a keen interest in ensuring that
its many members, who are Oregon water users both
in and outside the Upper Klamath Basin, are all able
to farm, ranch, and support the wildlife on their lands
3
through a framework that is uniform, consistent,
predictable, and fair.
Finally, while OFB acknowledges and respects
the sovereign rights of the Klamath Tribes as a
governmental entity, OFB supports the efforts of the
water users in this case—including individual farmers
who belong to the Klamath Tribes—to vindicate their
irrigation rights. Further, OFB members strongly
support the prior appropriations doctrine, and have
been working closely with the tribes, environmental
groups, and all water users in the Klamath Basin to
resolve the long-standing water conflicts in the
Klamath Basin. OFB members are aware of and
sensitive to the many broken promises that the
federal government has made to the tribes over the
years. The issues in the Klamath Basin largely stem
from the federal government promising the same
resources to multiple parties. Many of OFB’s farmers
in the basin received their land as part of the G.I bill,
and have worked across multiple generations to make
it productive. This is why OFB members are
participating in processes to try to resolve these longstanding challenges in the basin. One of the biggest
challenges facing the basin is that the Klamath Tribes
did not come “online” as senior water rights holders in
the basin until 2013—and their water rights and other
pre-1909 water rights are still under adjudication in
the courts.
SUMMARY OF THE ARGUMENT
This brief highlights two reasons why the Court
should grant review in addition to those that the
petition identifies.
4
First, the D.C. Circuit’s decision is in tension with
the decisions of the Oregon Supreme Court that
govern rights to Oregon water held in trust.
Significantly, the Oregon Supreme Court has held
that the beneficiary of trust property—here, the
Klamath Tribes—may not manage said property,
which is the prerogative and duty of the trustee—
here, the federal government. Fort Vannoy, 188 P.3d
at 295-96. Thus, in addition to creating conflicts with
decisions of this Court and federal circuit courts, the
D.C. Circuit’s decision parts ways with Oregon court
precedents.
Second, the D.C. Circuit’s decision effectively
relieves the federal government of its congressionally
mandated obligation—under the Indian trust
relationship—to consider the general public interest
in managing Indian trust assets, such as water rights.
The decision authorizes the federal government to
stand by, powerless, as the Klamath Tribes make
consequential decisions for an entire region—based on
totally unmanaged water calls—without any
consideration of the dire impacts on the general
populace. The Klamath Basin and its tribal and
nontribal farmers, ranchers, and residents have been
devastated by drought. The ecosystem, too, has
suffered from inadequate water. Life-altering
decisions about Indian trust assets normally are made
in coordination with the federal government, as
representative of the general public interest. The
Court should review the lower court’s decision to
determine whether the D.C. Circuit decision conflicts
with well-established federal law concerning the
Indian trust relationship, which serves, not just the
5
interests of tribal governments, but those of the
Nation and its people as a whole.
For these reasons, and those stated in the
petition, OFB urges the Court to grant review.
ARGUMENT
I.
The D.C. Circuit’s Decision Is in Tension
with
Oregon
Supreme
Court
Jurisprudence
Concerning
the
Ownership and Management of Water
Rights Held in Trust
Beyond the federal conflicts discussed in the
petition, the D.C. Circuit’s decision also is in tension
with Oregon Supreme Court decisions concerning
trust rights to state waters. Fort Vannoy, 188 P.3d at
295 (Or. 2008).
“Water law is a creature of state law.” Adell
Louise Amos, Developing the Law of the River: The
Integration of Law and Policy into Hydrologic and
Socio-Economic Modeling Efforts in the Willamette
River Basin, 62 U. Kan. L. Rev. 1091, 1101 (2014).
That is because “[a]ll water within the state from all
sources of water supply belongs to the public.” See Or.
Rev. Stat. § 537.110. In service of that principle, the
Oregon Water Resources Department has extensive
rules and procedures for allocating water resources
through the permitting process. See generally Or.
Admin. R. 690 (2021). Oregon’s surface waters are
extensively regulated pursuant to “both the public
trust and the police power” of the State. William F.
Cloran, The Ownership of Water in Oregon: Public
Property vs. Private Commodity, 47 Willamette L.
6
Rev. 627, 648 (2011) (discussing state ownership of
water). In Oregon, adjudication and management of
water rights have long been subject to a robust and
comprehensive system of rules and regulations. See,
e.g., United States v. Oregon, Water Resources Dep’t,
44 F.3d 758, 766-67 (9th Cir. 1994). As the Ninth
Circuit has observed, “Oregon’s system” has long been
“firmly established” and even “duplicated in Arizona,
California, and Nevada.” Id. at 767.
As is relevant here, Oregon law also governs
rights to state water held in trust. This general
principle was confirmed in a 2008 decision of the
Oregon Supreme Court. In Fort Vannoy, 188 P.3d at
295, the Court considered whether the beneficiary of
a water right held in trust by a third-party could
manage that water right. The trustee with the legal
title to the water right was an irrigation district. The
beneficiaries with an equitable interest in the water
right—the right to use the trust corpus, i.e., the
water—were the district’s members. Id.
Answering the question in the negative, the
Court drew on Oregon trust law to define the nature
and scope of the trust relationship. Id. at 295-96. The
Court cited an early Oregon Supreme Court opinion,
which established that “[a] trust implies two
estates”—“one legal, and the other equitable.” Id. at
295 (quoting Allen v. Hendrick, 206 P. 733, 740 (Or.
1922) (internal citation marks omitted)). As the Allen
Court explained, the trust “also implies that legal title
is held by one person, the trustee, while another
person, the cestui que trust, has the beneficial
interest.” Allen, 206 P. at 740. The Court in Fort
Vannoy concluded:
7
The existence of the trust relationship
bifurcates the ownership interest in each
certificated water right. The [irrigation]
district holds legal title to the water right
as trustee, and the members hold
equitable title as the beneficiaries.
Acting in a fiduciary capacity, the
district’s duties as trustee include
management of the water right and
the water that it provides, and the
members enjoy the use of that water as
their beneficial interest.
Fort Vannoy, 188 P.3d at 295 (emphasis added).
Importantly, the Fort Vannoy Court held that it
would “run afoul of the trust relationship” under
Oregon trust law to “permit[] a beneficiary to manage
the trust property.” Fort Vannoy, 188 P.3d at 296.
Indeed, the notion that the trustee, as legal owner,
manages and controls the trust corpus to the exclusion
of the beneficiary is all but inherent in a trust
relationship and represents the general national
consensus. As the Restatement (3d) of Trusts states:
In administering a trust, the trustee has,
except as limited by statute or the terms
of the trust, (a) all of the powers over
trust property that a legally competent,
unmarried individual has with respect to
individually owned property, as well as
(b) powers granted by statute or the
terms of the trust and (c) powers
specifically
applicable
to
trust
administration that are recognized in
other Sections of this Restatement.
8
Restatement (Third) of Trusts, § 859(1); see id., cmt.
on subsection 1 (“[T]he powers allowed to trustees
have gradually, rather steadily, expanded through
judicial decisions and legislation and also through the
drafting practices of experienced lawyer.”).
The principle articulated in Fort Vannoy applies
with equal force here: Acting through Respondents,
the United States is the legal owner of a water right
held in trust for the benefit of a tribal government, the
Klamath Tribes. As legal owner, the United States is
the sole manager of that water right under Oregon
trust principles. Therefore, the tribal government may
not independently make calls on its instream water
right absent federal concurrence.
The D.C. Circuit rejected that argument,
parting ways with Oregon Supreme Court decisions
pertaining to Oregon water rights held in trust. App.
A-21 (“[T]he Tribes were free to make calls in the
exercise of their treaty rights.”). But tellingly, it did
not do so on the grounds that federal law requires that
a tribal-government beneficiary be permitted to
manage a water right legally owned by the United
States. Rather, the lower court rejected the argument
because it did not view Fort Vannoy as relevant to the
trust relationship between the United States and the
tribal government App. A-23—24 (discussing Fort
Vannoy).
The D.C. Circuit’s analysis misunderstood the
role that State law plays in ascertaining the rights
and obligations inherent in trusts—even a federally
created trust where federal law is silent. As Cohen’s
Handbook of Federal Indian Law explains, in relevant
part:
9
Private trust law principles are most
often invoked in controversies involving
direct management of tribal resources
and funds. In these situations, the
government’s role is most akin2 to that of
a private fiduciary, and the common law
of trusts provides a rich source of norms
governing the basic duties of a trustee.
Trust law treatises, the Restatement of
Trusts, and state and federal trust law
opinions are invoked as guides to
determine the scope of enforceable
fiduciary duties.
1 Cohen’s Handbook of Federal Indian Law § 5.05[2].
There may be instances when federal law
speaks to the rights and obligations under a federally
created trust. But even when “the general ‘contours’ of
the [federal] government’s obligations may be defined
by statute,” “the interstices must be filled in through
reference to general trust law”—as supplied by state
law and state supreme courts interpreting that law.
Cobell v. Norton, 240 F.3d 1081, 1101 (D.C. Cir. 2001)
(emphasis added). In this case, that “general trust
law” includes the Oregon Uniform Trust Code, as well
as Oregon common law. Or. Rev. Stat. §§ 130.001 et
seq.; see also id. § 130.025 (“The common law of trusts
and principles of equity supplement this chapter,
except to the extent modified by this chapter or other
law.”).
While there are similarities between a private trust
relationship and the Indian trust relationship, the comparison is
not exact, as explained in Part II.B, infra.
2
10
Again, the D.C. Circuit decision cites no federal
law that directly answers the dispositive question
whether the Klamath Tribes may independently
manage a water right legally owned by the federal
government. As noted above, the court seemed to cast
aside Fort Vannoy and other Oregon precedents,
instead speculating (again, based on no specific
federal or state law on point) that the Klamath Tribes,
as trust beneficiary, had somehow been conferred a
power normally reserved to the United States as the
legal owner of the trust corpus. The court did not
adequately address whether Oregon trust law, as
interpreted by the Oregon Supreme Court, supports a
federal
concurrence
requirement
in
these
circumstances. Akhmetshin v. Browder, 983 F.3d 542,
558, 561 (D.C. Cir. 2020) (Tatel, J., dissenting) (“The
Supreme Court recently warned federal courts
against ‘[s]peculat[ing]’ about ‘novel issues of state
law peculiarly calling for the exercise of judgment by
the state courts.’” (quoting McKesson v. Doe, 141 S. Ct.
48, 51 (2020)).
The tension that the D.C. Circuit’s decision
creates with Oregon Supreme Court cases erodes the
predictability, certainty and basic fairness that all
water uses expect in the management of the State’s
water rights. If the D.C. Circuit decision stands
unreviewed, it will create a two-tier system for
management of water rights in Oregon. On the one
hand, some beneficiaries of a water right held in trust
by a third party—including many individual tribal
members—will continue to be subject to the rule
announced in Fort Vannoy, which places control of the
water right firmly in the hands of the third party. On
the other hand, the Klamath Tribes, as the beneficiary
11
of a water right legally owned by the federal
government, will be entitled to a special rule—created
by the D.C. Circuit opinion—that allows it to
independently manage the water right.
Significantly, Oregon is home to unadjudicated
water rights in other basins claimed by tribal
governments. The lower court’s decision will also
entitle those tribal governments, once their rights are
adjudicated, to the same special rule allowing them to
manage water rights owned by the federal
government. Thus, Oregon water users now are faced
with two decisions in fundamental conflict with each
other—Fort Vannoy and the D.C. Circuit decision—
with water users subject to the former at a significant
disadvantage vis-à-vis those subject to the latter.
Again, the two-tier system that the D.C. Circuit
decision endorses is not based on Oregon law; in fact,
it appears to be based on no discernible legal
authority, state or federal. This Court’s review is
necessary to resolve this tension between a federal
court of appeals decision and the jurisprudence of a
State court.
II.
The D.C. Circuit Court’s Decision
Conflicts with the Federal Policy of
Ensuring the Indian Trust Relationship
Serves, Not Just the Indian Tribes, But the
General Public Interest
A. Drought
Conditions
and
Federally
Unhampered Water Calls in the Klamath
Basin Have Taken a Heavy Toll on the
General Public, Including Ranchers,
Farmers, and Other Households
12
Considered “one of the most ecologically
important watersheds in the United States,” the
Klamath Basin is and historically has been in severe
drought. Oregon Wild, A Vision for the Klamath
Basin, https://bit.ly/2ZMx7jq (last visited on Nov. 3,
2021). The basin contains most of Klamath County,
which has “declared disaster for drought more than
any other county in the state” and has therefore been
“a major concern for residents of the county.” Klamath
County, Oregon, Drought, https://bit.ly/3BUcCyR (last
visited Nov. 3, 2021). In the latest example of the
area’s perennial drought conditions, in March 2021,
the Governor of Oregon determined there was a state
of drought emergency in Klamath County, finding
that:
Extreme low water supply conditions
have caused natural and economic
disaster conditions in Klamath County,
resulting in a severe, continuing drought
emergency in that county during 2020. .
. . These conditions have had significant
economic impact on the agriculture and
livestock industries in Klamath County.
Or. Exec. Order No. 20-02 (Mar. 2, 2020).3
The Governor’s emergency declaration was
followed by the United States Bureau of Reclamation’s
announcement in May 2021 that the Klamath
Project—a water-management project developed by
Available at https://bit.ly/3EEWV04 (last visited on Nov. 3,
2021).
3
13
the federal government to supply farmers with
irrigation water in the Klamath Basin—would receive
no water deliveries for the first time since the project’s
creation in 1907. United States Bureau of
Reclamation, Extreme Drought Conditions Force
Closure
of
Klamath
Project’s
“A”
Canal,
https://on.doi.gov/3wdr0kd (May 12, 2021); see also
Bradley W. Parks, Bureau of Reclamation Shuts
Down Primary Canal for Klamath Project Irrigators
Amid
Worsening
Drought,
Oregon
Public
Broadcasting (May 12, 2021) (reporting that the
“decision will leave Klamath Project irrigators with no
water for the season as this year’s historic drought
deepens”).4
Needless to say, the region’s farmers and
ranchers have been ravaged by this state of affairs.
Mary Anne Cooper, Assessing Western Drought
Conditions—Natural Disasters Compound Severe
Drought for Oregon Farmers and Ranchers, Oregon
Farm Bureau, https://bit.ly/3GZi9YH (Sept. 2, 2021).
As amicus curiae Oregon Farm Bureau recently
reported:
[T]he Klamath Project delivers water to
nearly a quarter of a million acres of
productive farmland and two refuges
that are critical stops for migratory birds
on the Pacific Flyway. Years of
unseasonably dry conditions paired with
restrictions under the Endangered
Species Act left hundreds of farmers
4 Available at https://bit.ly/2ZMruBN (last visited on Nov. 3,
2021).
14
without irrigation water. While some
farmers in the basin were able to turn to
groundwater to irrigate a portion of their
property, many were left with nothing
this season.
Id.
The impacts of drought in the Klamath Basin
have reverberated throughout Oregon, one of the most
agriculturally diverse States in the country. Oregon
produces over 225 agricultural commodities, with
farm-level agricultural receipts contributing “more
than $5 billion to Oregon’s economy with an estimated
total added value of $28 billion when accounting for
total supply chain benefits.” Id. Oregon “ranks first in
the nation for hazelnuts, Christmas trees and many
grass and specialty seeds.” Id. And, “[w]hile Oregon’s
top commodities are nursery stock ($1.7 billion), cattle
and calves ($736 million), dairy ($547 million) and hay
($378 million), Oregon is best known for its specialty
crops, like grass seed for golf courses and lawns, and
cover crop seed, carrot seed, sugar beet seed and
several other specialty seed crops.” Id. “Oregon is also
known for hazelnuts, fruit, berries and vegetables.”
And “[p]roving that happy cows don’t always come
from California, Oregon is home to the iconic
Tillamook Creamery, a farmer-owned cooperative
known worldwide for its cheese, ice cream and other
dairy products.” Id.
In sum, drought conditions have put the
region’s and State’s farming and agricultural industry
in peril.
15
Extreme drought conditions in the Klamath
Basin have impacted, not just farmers and ranchers
whose livelihoods depend on water, but nonagricultural homeowners, too. “Exceptional drought
conditions” have so affected the Klamath Basin that
many domestic wells “have received less recharge
than normal resulting in an unprecedented number of
domestic wells going dry or producing less water than
is needed.” Klamath County, Oregon, Frequently
Asked Questions: Free Water Storage Tanks, Water
Filling Station and Water Delivery in Response to Dry
Wells
in
Klamath
County,
Oregon,
https://bit.ly/3CIHOlP (Updated 7/27/21). The drought
emergency has required, among other things, state
and local agencies to mobilize to offer affected
households free water-filling stations, free water
storage tanks, and even direct water delivery, with
severe restrictions on how such water can be used. Id.
Drought conditions are unlike anything anyone in the
basin has seen in many years.
With farmers, ranchers, and households all
competing for limited water resources, social conflict
has grown. With water cut-offs—from tribal calls and
a cessation of water deliveries from the Klamath
Project—desperate farmers and ranchers have had to
pump water from underground to support their
livelihoods, and help feed the region’s and the State’s
residents. Those measures have has caused some to
struggle. One resident reported: “I have no water . . . .
I can’t take a bath. I can’t clean my house. I can’t cook.
And now my well is probably not going to work.” April
Ehrlich, Homes Lose Running Water in Klamath
Basin As Houses Compete with Farmers, Ranchers,
16
Oregon Public Broadcasting, https://bit.ly/2ZPUSXI
(April 24, 2016).
These conflicts come as no surprise. As one
commentator aptly described it, the Klamath Basin is
an area “where water is the limiting factor for so many
species as well as for most human development,” and
“water conflicts are nothing new.” Glen Spain, Dams,
Water Reforms, and Endangered Species in the
Klamath Basin, 22 J. Envtl. L. & Litig. 49, 53 (2007).
Then there are the flora and fauna in the
Klamath Basin, which have also been hit hard by the
region’s recurring drought problems. The basin has
refuges with, among other environmental features,
wetlands that have lacked “a reliable water supply.”
Reed D. Benson, Giving Suckers (and Salmon) an
Even Break: Klamath Water and the Endangered
Species Act, 15 Tul. Envtl. L.J. 197, 205 (2002). The
basin is also home to “many native fish and wildlife
species” that “are in serious trouble” because of “too
little water and” and “poor water quality.” Id. at 200.
Gone, too, is the rural way of life: “With little water
filling the canals or crops in the ground also largely
missing are the sounds of rural life, from tree frogs to
red-winged black birds to the methodical hum of
wheel line irrigation equipment.” Barry Kaye, How a
Historic Drought Has Left Klamath Basin Farmers
Caught in the Middle with No Water, The Siskiyou
Daily News, https://bit.ly/3k4RZtA (May 14, 2021).
17
B. The D.C. Circuit’s Decision Authorizes the
Federal Government to Ignore Its Role To
Avoid Public Harms Resulting from
Unfettered Water Calls Made by the
Klamath Tribes
The D.C. Circuit’s decision only exacerbates the
above-described harms already suffered by tribal and
nontribal farmers, ranchers, and households
generally who depend on access to water to sustain
their lives and livelihoods. The decision does so by
holding that the federal government is powerless to
exercise any management authority over Klamath
Tribes’ water calls. If the federal government
exercised the authority its trust ownership implies,
including in the context of the Indian trust
relationship, the federal government would be forced
to independently evaluate the Klamath Tribes’ water
calls against impacts to the public interest. The
Indian trust relationship requires the federal
government’s independent evaluation of such a call’s
effect on farmers, ranchers and residents in the
Klamath Basin.
In many of its decisions, this Court has
affirmed the nature and scope of the Indian trust
relationship as it pertains to trust assets, highlighting
the dual purposes that inform that relationship as
regulated by Congress.
“[T]he relationship between the United States
and the Indian tribes is distinctive”— “different from
that existing between individuals whether dealing at
arm’s length, as trustees and beneficiaries, or
otherwise.” United States v. Jicarilla Apache Nation,
18
564 U.S. 162 (2011) (internal citation and quotation
marks omitted). Significantly, in the Indian trust
relationship, “the organization and management of
the trust is a sovereign function subject to the
plenary authority of Congress,” as representative
of the people. Jicarilla, 564 U.S. at 175 (emphasis
added); see also United States Term Limits v.
Thornton, 514 U.S. 779, 803 (1995) (“In that National
Government, representatives owe primary allegiance
. . . to the people of the Nation.”); United States v.
Davis, 139 S. Ct. 2319, 2323 (2019) (referring to “the
people’s elected representatives in Congress’). As a
consequence, the federal government, as a sovereign,
“has a real and direct interest”—independent of the
tribe’s—in the management of trust assets. United
States v. Minnesota, 270 U.S. 181, 194 (1926). The
“trust relationship” has been “designed . . . to serve the
interests of the United States as well as to benefit the
Indian Tribes.” Jicarilla, 564 U.S. at 180. “The United
States has a sovereign interest in the administration
of Indian trusts distinct from the private interests of
those who may benefit from its administration.” Id.
181. This becomes especially important where there
are conflicting interests:
[W]hen multiple interests are involved
in a trust relationship, the equivalence
between the interests of the beneficiary
and the trustee breaks down. That
principle applies with particular force to
the Government. Because of the multiple
interests it must represent, the
Government cannot follow the fastidious
standards of a private fiduciary, who
would breach his duties to his single
19
beneficiary solely by representing
potentially conflicting interests without
the beneficiary’s consent. . . [T]he
Government may be obliged to
balance competing interests when it
administers a tribal trust.
Id. at 182 (internal citations and quotation marks
omitted) (emphasis added).
It stands to reason that, in resolving competing
interests in the administration of trust assets like
water rights, the federal government would
adequately consider and safeguard the general public
interest. See United States v. Rickert, 188 U.S. 432,
443 (1903) (trust relationship “authorizes the
adoption on the part of the United States of such
policy as their own public interests may dictate”
(quoting Choctaw Nation v. United States, 119 U.S. 1,
28 (1886))).
Here, administration of Klamath Tribes’
instream water rights requires a balancing of
competing interests, including those of tribal and
nontribal farmers, ranchers, and residents of the
basin who require water. Acknowledgment of its role
as the guardian of the general public interest would
require the federal government to consider the effects
of water calls on the general public interest. In
deciding whether to concur in a call, the federal
government would be forced to consider, not just the
Klamath Tribes’ private interests, but the public
impacts of that call on the economic, social, and
environmental well-being of other members of the
public. That approach is consistent with the federal
20
mandate that the Indian trust relationship serves a
dual purpose: promoting the tribe’s interests and the
federal government’s independent obligation to
safeguard the public interest.
With the D.C. Circuit’s opinion, the Indian
trust relationship serves only the interests of the
tribal government. The federal government is
rendered impotent over the call process, allowing the
Klamath Tribes to make critical decisions without
regard to the public interest, resulting in untold
impacts on the lives and livelihoods of an entire
region. Thus, in addition to the federal and state-court
conflicts the D.C. Circuit decision creates, the decision
also conflicts with the principles that undergird the
Indian trust relationship, as interpreted by this
Court.5
5 It should also be noted that the Klamath Tribes receive the
benefit of federal resources, attorneys, and the power of the
federal government in developing their claims to instream water
rights. It stands to reason that those same federal resources—
through the voice of the federal government—should also be
involved in the water rights’ implementation, and that the
federal government be precluded from waiving its duty to
manage those water rights in service, not just of the tribal
government, but of the general public interest as well.
21
CONCLUSION
For these reasons, and those stated in the
petition, the petition should be granted.
DATED: November 2021
Respectfully submitted,
PAUL J. BEARD II
Counsel of Record
FisherBroyles LLP
4470 W. Sunset Blvd.
Suite 93165
Los Angeles, CA 90027
(818) 216-3988
Counsel for Amicus Curiae
Oregon Farm Bureau
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.