Amicus Curiae Brief — National Pork Producers Council, et al., Petitioners v. Karen Ross, in Her Official Capacity as Secretary of the California Department of Food & Agriculture, et al.
Supreme Court briefAug 15, 2022
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No. 21-468
IN THE
Supreme Court of the United States
————
NATIONAL PORK PRODUCERS COUNCIL &
AMERICAN FARM BUREAU FEDERATION,
Petitioners,
v.
KAREN ROSS, et al.,
Respondents.
————
On Writ of Certiorari to the
United States Court of Appeals
for the Ninth Circuit
————
BRIEF OF HISTORIANS THOMAS AIELLO
AND JOSHUA SPECHT AS AMICUS CURIAE
IN SUPPORT OF RESPONDENTS
————
A. DAMI ANIMASHAUN
14 Wall Street, Suite 1603
New York, NY 10005
(929) 266-3971
SHAKEER RAHMAN
838 East 6th Street
Los Angeles, CA 90004
(323) 546-9236
SHELDON EISENBERG
Counsel of Record
COURTNEY ELGART
NAIRI SHIRINIAN
SULLIVAN & TRIGGS, LLP
1230 Montana Avenue
Suite 201
Santa Monica, CA 90403
(310) 451-8300
seisenberg@
sullivantriggs.com
Counsel for Amicus Curiae
August 15, 2022
WILSON-EPES PRINTING CO., INC. – (202) 789-0096 – WASHINGTON, D.C. 20002
QUESTION PRESENTED
Whether the Commerce Clause implicitly forbids a
state from regulating in-state sales of food originating
in conditions the state deems unhealthy, unsafe, or
immoral.
(i)
TABLE OF CONTENTS
Page
QUESTION PRESENTED ..................................
i
TABLE OF AUTHORITIES ................................
iv
STATEMENT OF INTEREST ............................
1
SUMMARY OF ARGUMENT .............................
1
ARGUMENT ........................................................
2
I. Since the Founding Era, states have
regulated local food sales to ensure safe
and healthy food for their citizens ...........
2
A. Inspection and Packing .......................
3
B. “Unwholesome” or Harmful Foods......
6
C. Moral Reform .......................................
10
II. States continued to lead the way on food
regulation through the industrial era ......
12
CONCLUSION ....................................................
19
(iii)
iv
TABLE OF AUTHORITIES
CASES
Page(s)
Austin v. Tennessee,
179 U.S. 343 (1900) ...................................
18
Baldwin v. G.A.F. Seeling, Inc.,
294 U.S. 511 (1935) ...................................
15
Eldred v. Ashcroft,
537 U.S. 186 (2003) ...................................
2
Missouri, K. & T. Ry. Co. v. Haber,
169 U.S. 613 (1898) ...................................
10
Missroon v. Waldo,
11 S.C.L. 76 (S.C. Const. App. 1819) ........
7
Nat’l Fed’n of Indep. Bus. v. Sebelius,
567 U.S. 519 (2012) ...................................
13
Nat’l Meat Ass’n v. Harris,
565 U.S. 452 (2012) ...................................
16
New York Tr. Co. v. Eisner,
256 U.S. 345 (1921) ...................................
2
Plumley v. Massachusetts,
155 U.S. 461 (1894) ............................. 14, 15, 17
Ramos v. Louisiana,
140 S. Ct. 1390 (2020) ...............................
1
Robertson v. California,
328 U.S. 440 (1946) ...................................
18
Savage v. Jones,
225 U.S. 501 (1912) ...................................
17
United States v. Lopez,
514 U.S. 549 (1995) ...................................
12
v
TABLE OF AUTHORITIES—Continued
CONSTITUTION
Page(s)
U.S. Const. art. I...........................................
12
U.S. Const. art. I, § 8, cl. 3 ..........................passim
STATUTES AND LEGISLATION
21 U.S.C.A. § 7 (West) (repealed 1938) .......
16
A Digest of the Laws of New Jersey (1838) .
5
A Digest of the Laws of the State of Georgia
(1822) .........................................................
7
Cal. Health & Safety Code § 25990 et seq ...
2
Laws Ind. 1907, ch. 206 (Burns’ Ann. St.
§ 16-1001 et seq.) .......................................
17
Pub. L. No. 59-384, 34 Stat. 768 (1906)
(repealed 1938) .......................................... 16, 17
Public Laws of the State of Rhode Island
and Providence Plantation (1844) ............
7
Public Statute Laws of the State of
Connecticut (1821) ....................................
11
645 The Laws of Maryland (1793) ...............
4
1 The Laws of the Commonwealth of
Massachusetts (1807) ............................... 6, 13
1 The Laws of the State of New York
(1802) .........................................................
11
5 The Laws of the State of New York
(1809) .........................................................
5, 6
1 The Laws of the State of New York
(1906) .........................................................
10
vi
TABLE OF AUTHORITIES—Continued
Page(s)
The Public Laws of the State of Rhode Island
and Providence Plantations (1798) ............
4
1 The Revised Code of the Laws of Virginia
(1819) .........................................................
6, 7
3 The Statutes at Large: Being a Collection
of All the Laws of Virginia from the First
Session of the Legislature in the Year
1619 (1823) ................................................
4
6 The Statutes at Large of Pennsylvania
(1902) .........................................................
11
14 The Statutes at Large of Pennsylvania
(1902) .........................................................
11
5 The Statutes at Large of South Carolina
(1839) .........................................................
7
2 The Statutes at Large of Virginia
(1819) .........................................................
5
1 The Statutes at Large of Virginia, From
October Session 1792 to December
Session 1806 (1835) ..................................
4
OTHER AUTHORITIES
Carl L. Alsberg, “Progress In Federal
Food Control,” in Mazyck P. Ravenel
(ed.), A Half Century of Public Health
(1921) ................................................... 13, 14, 16
Curtis P. Nettels, The Emergence of a
National Economy, 1775–1815 (1962) .....
3, 5
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Deborah Blum, The Poison Squad: One
Chemist’s Single-Minded Crusade for
Food Safety at the Turn of the Twentieth
Century (2019) ..........................................
15
Gergely Baics, Is Access to Food a Public
Good? Meat Provisioning in Early New
York City, 1790–1820, 39 J. Urb. Hist.
645 (2021) ..................................................
7
James Young, Pure Food: Securing the
Federal Food and Drugs Act of 1906
(1989) .........................................................
14
Joshua Specht, Red Meat Republic: A Hoofto-Table History of How Beef Changed
America (2019) ..........................................
1
Lorine Swainston Goodwin, The Pure Food,
Drink, and Drug Crusaders, 1879–1914
(1999) .........................................................
13
M.L. Byrn, Detection of Fraud and
Protection of Health: A Treatise on the
Adulteration of Food and Drink (1852) ....
8, 9
Marc Law, The Origins of State Pure Food
Regulation, 63 J. Econ. Hist. 1103 (2003) ...
14
Michael McConnell, Federalism: Evaluating
the Founders’ Design, 54 U. Chi. L. Rev.
1484 (1987) ................................................
13
Neal D. Fortin, Food Regulation: Law,
Science, Policy, and Practice (2017) ......... 12, 16
viii
TABLE OF AUTHORITIES—Continued
Page(s)
Peter Barton Hutt, A History of Government Regulation of Adulteration and
Misbranding of Food, 39 Food, Drug, &
Cosmetic L.J. 2 (1984) ..............................
12
Ruth Clifford Engs, The Progressive Era’s
Health Reform Movement (2003) .............
14
Sarah F. McMahon, A Comfortable Subsistence: The Changing Composition of Diet
in Rural New England, 1620–1840, 42
Wm. & Mary Q. 26 (1987) .........................
3, 8
Thomas Aiello, Jim Crow’s Last Stand:
Nonunanimous Criminal Jury Verdicts
in Louisiana (2015) ...................................
1
Thomas Hoskins, What We Eat: An Account
of the Most Common Adulterations of
Food and Drink (1861) .............................. 9, 10
Thurman B. Rice, The Hoosier Health
Officer: A Biography of Dr. John N.
Hurty and the History of the Indiana
State Board of Health to 1925 (1941) ......
15
Upton Sinclair, The Jungle (1906)...............
16
U.S. Dep’t of Health and Human Services,
Reducing Tobacco Use: A Report of the
Surgeon General (2000) ............................ 17, 18
Wallace F. Janssen, America’s First Food
and Drug Laws, 30 Food, Drug, Cosmetic
L.J. 665 (1975) ..........................................
3
ix
TABLE OF AUTHORITIES—Continued
Page(s)
William J. Novak, The People’s Welfare:
Law and Regulation in NineteenthCentury America (1996) ........................... 10-11
STATEMENT OF INTEREST
Amicus curiae Thomas Aiello is Professor of History
at Valdosta State University in Valdosta, Georgia. His
2015 book Jim Crow’s Last Stand: Nonunanimous
Criminal Jury Verdicts in Louisiana was cited in
Ramos v. Louisiana, 140 S. Ct. 1390, 1417–1418
(2020) (Kavanaugh, J., concurring).
Amicus curiae Joshua Specht is Assistant Professor
of History at the University of Notre Dame. He is the
author of Red Meat Republic: A Hoof-to-Table History
of How Beef Changed America (2019).
Amici are academic historians with professional
expertise in how states have regulated food, farming,
consumption, and commerce from the Founding Era
until today. Marshaling amici’s professional research,
this brief aims to provide an accurate and thorough
historical perspective to inform this Court’s analysis of
the Commerce Clause’s meaning and context.1
SUMMARY OF ARGUMENT
Since the time of the Commerce Clause’s ratification, states have regulated the sale of food and other
products within their borders in order to protect the
health, safety, and morals of their citizens. These
regulations included bans on local sales of unsafe or
unhealthy agricultural products and ingredients, along
with detailed inspection standards concerning the
production and processing of meat sold inside a state’s
borders, no matter where the meat originated. Indeed,
1
No counsel for a party authored this brief in whole or in part,
or made a contribution to fund the preparation or submission of
this brief. The Open Philanthropy Project is the only person or
entity that made a contribution to fund the preparation of this
brief. This brief is filed with the written consent of the parties.
2
during the Founding Era and for the Nation’s first
century, the power to regulate food in these ways was
exercised almost entirely by the states. And even
during the industrial era, as Congress began to legislate in this field, states still led the way in channeling
local concerns into local regulatory standards. Laws
like this have always meant that food producers
who pursue business in multiple states must choose
whether to adapt their production, processing, and
sourcing methods to those states’ standards. Like
those numerous and longstanding state laws, Proposition
12 simply regulates which products may be sold within
California’s borders. The Court should not construe
the Commerce Clause to cast doubt on such a wellestablished form of state marketplace regulation.
ARGUMENT
I. Since the Founding Era, states have
regulated local food sales to ensure safe
and healthy food for their citizens.
Local standards safeguarding sales of foods are as
old as the Republic. Throughout the Founding Era,
the states that debated and ratified the Commerce
Clause frequently enacted regulations governing the
sale of food and other goods based on concerns about a
product’s production, quality, and morality. This
Court has frequently looked to this type of “history and
precedent” to determine the Constitution’s meaning.
Eldred v. Ashcroft, 537 U.S. 186, 187 (2003). This is
because “a page of history is worth a volume of logic.”
New York Tr. Co. v. Eisner, 256 U.S. 345, 349 (1921).
In this case, Founding Era legislative practice confirms that the Commerce Clause does not bar states
from regulating local food sales in a manner that
evenhandedly impacts all who pursue commerce in the
state.
3
Throughout the Founding Era, states both imported
food to feed their citizens and exported it to sustain
their industries. See Curtis P. Nettels, The Emergence
of a National Economy, 1775–1815 (1962). And during
this period, states enacted detailed regulations governing local sales of food, regardless of whether the
food was imported or locally produced. This included
inspection and production standards for cured
meat and fish, as well as laws restricting sales of
“unwholesome” or harmful provisions, particularly
fresh meat and dairy products.
A. Inspection and Packing
In the Founding Era, states enacted detailed
inspection requirements governing the packing and
processing of foods, especially for salted meat and fish
that traveled interstate in barrels. These laws prevented “spoilage and contamination” in “barrels used
to store and ship foods domestically” and ensured that
barrels, which were typically purchased intact, contained precisely what was promised. Wallace F.
Janssen, America’s First Food and Drug Laws, 30
Food, Drug, Cosmetic L.J. 665, 666–67 (1975). These
regulations governed a large share of American meat
consumption, since “salt beef and pork dominated the
meat diet in most families” throughout “the late
eighteenth and early nineteenth centuries.” Sarah F.
McMahon, A Comfortable Subsistence: The Changing
Composition of Diet in Rural New England, 1620–
1840, 42 Wm. & Mary Q. 26, 36 (1987). And laws
establishing packing, weight, and quality standards
for these barrels necessarily required producers to
conform their production methods accordingly, as the
cost of selling food to a state’s citizens.
For example, in 1791, less than three years after
Virginia ratified the Commerce Clause, it began to
4
require that each barrel of salted pork sold in the
Commonwealth contain 204 pounds of pork. 3 The
Statutes at Large: Being a Collection of All the Laws
of Virginia from the First Session of the Legislature in
the Year 1619, p. 261 (1823). The same law also
mandated that each barrel have at least “twelve hoops
thereon.” Ibid. The next year, a new enactment made
the standards even more detailed and also specified
that the law applied to “[a]ll beef and pork exposed to
sale or barter within this commonwealth in barrels,
whether the same be packed here or imported from
Carolina, or any other place.” 1 The Statutes at Large
of Virginia, From October Session 1792 to December
Session 1806, p. 173 (1835) (emphasis added).
Other states followed suit. In 1793, Maryland
amended a prior inspection statute to require that
beef and pork imported to Georgetown be inspected.
645 The Laws of Maryland, ch. 21, p. 13 (1793).
Recognizing that the prior statute “impose[d] no
penalty on persons offering salted provisions for sale
in said town, except for exportation,” the legislature
required inspection of all beef or pork regardless of
origin before the meat could be sold in Georgetown.
Ibid. Likewise, in 1798, Rhode Island enacted comprehensive inspection standards for meat sold in the
state. Beef and pork were required to be of “a good
quality” and packed in either full barrels (which had
to contain 200 pounds) or half barrels (100 pounds).
The Public Laws of the State of Rhode Island and
Providence Plantations, p. 509 (1798). The act also
required that barrels of beef and pork be classified and
labeled either “prime” or “mess” according to the cuts
of meat packed inside. Id. at 510. In 1802, New Jersey
also specified weight requirements for barrels of beef
and pork “exposed to sale within [the] state” and
mandated that the barrels “be[] of the materials and
5
dimensions” described and labeled “prime,” “mess,” or
“cargo” based on the cut of meat inside. A Digest
of the Laws of New Jersey, § 5, pp. 41–42 (1838). The
state also required that barrels conform to other
requirements such as having 12 hoops and completely
coopered heads. Ibid.
States also established inspection standards that
affected processing methods for fish, an industry
chiefly sustained by fisheries in New England. See
Nettels, supra, at 216–217. In Virginia, for example,
a 1795 law required detailed inspection of “[e]very
barrel of fish” regardless of whether it was “packed in
this Commonwealth for sale, in any town established
in this state . . . or imported here.” “An Act for
Inspection of Fish,” 2 The Statutes at Large of
Virginia, ch. 225, § 2, p. 191 (1819). Electric refrigeration was well over a century away, so the law provided
that “all barrels so packed shall be full, well nailed,
and pegged, and the fish therein shall be well salted,
sound, and well seasoned.” Id. § 3.
Seven years later, New York enacted a law with a
similar name but different requirements. “An Act for
the Inspection of Fish,” 5 The Laws of the State of New
York, ch. 59, p. 282 (1809). This 1802 law established
a system of appointing “not more than four inspectors
of fish in the city and county of New York” who would
enforce distinct packing and volume standards for
distinct species of fish (for example, “every barrel of
salmon inspected[] shall contain two hundred pounds”
and “nothing herein contained shall prevent the
putting up of dry salted herring, in barrels made of red
oak or black oak, with heads made of pine”), alongside
a mandate that “every barrel . . . in which fish shall
be packed . . . shall be made of well seasoned white
oak, rock oak or white ash staves and heading,” shall
6
“have twelve good hoops,” and shall “be perfectly
tight.” Id. §§ 3, 13, pp. 282–284.
These inspection laws – specifying complex state
standards for how barrels of pork, beef, salmon, herring,
and other fish should be packed, nailed, pegged,
weighted, and seasoned – necessarily impacted production and processing for whoever wished to supply
these products for a state’s consumers. This means
these laws necessarily had some effect on business
decisions outside the regulating state.
B. “Unwholesome” or Harmful Foods
The earliest state laws regulating food also banned
the sale of foods based on their quality or conditions
of origin, especially “unwholesome” provisions. In
1785, two years before the Constitutional Convention,
Massachusetts became the first state to enact a
general food law. Titled “An Act Against Selling
Unwholesome Provisions,” the law regulated all local
sales of food, regardless of origin. The law’s purpose
was to protect citizens from the sale of “diseased,
corrupted, contagious, or unwholesome provisions,”
which were a “great nuisance of public health and
peace.” 1 The Laws of the Commonwealth of
Massachusetts, p. 224 (1807). The law restricted the
sale of all such provisions “whether for meat or drink,”
punishable by fine or imprisonment. Ibid.
Virginia and South Carolina enacted similar laws
both before and after ratifying the Commerce Clause.
“An Act Prescribing the Punishment of Those Who Sell
Unwholesome Meat or Drink,” 1 The Revised Code of
the Laws of Virginia, ch. 187, p. 551 (1819) (enacting
in 1786 escalating criminal penalties for any person
“that selleth the flesh of any animal dying otherwise
than by slaughter or slaughtered when diseased, or a
7
baker, brewer, distiller, or other person, who selleth
unwholesome bread or drink”); id. at ch. 1, p. 4
(reenacting this law verbatim in 1819); 5 The Statutes
at Large of South Carolina, p. 22 (1839) (banning the
sale of “any poor carrion, blown, puffed up, or
unwholesome meats”); cf. Missroon v. Waldo, 11 S.C.L.
76, 78 (S.C. Const. App. 1819) (reversing a South
Carolina jury’s verdict that was in favor of a vendor
who had sold four barrels of “unwholesome” bread,
described as “loaves of English stamp which . . . in the
centre [of] was a musty collection which was equal to,
and perhaps worse, than a mixture of base metals”).
These laws continued to spread over the next decades.
E.g., A Digest of the Laws of the State of Georgia, pp.
366–367 (1822); Public Laws of the State of Rhode
Island and Providence Plantation, p. 411 (1844).
These “unwholesome” food laws were enforced both
through civil actions and through inspections of local
sales of fresh food, especially meat and dairy products.
While milk and fresh meat did not travel long distances in this era before refrigeration, both products
still crossed state borders and supplied regional
markets. A share of New York City’s meat and milk
was, for example, supplied from cattle herds across the
river in neighboring New Jersey. See Gergely Baics,
Is Access to Food a Public Good? Meat Provisioning in
Early New York City, 1790–1820, 39 J. Urb. Hist. 645,
650 (2021). Because “citizens expected their local
governments to ensure the availability of adequate
quantities and quality,” vendors and customers gathered
in public spaces “to conduct trade in fresh food under
the watchful eye of the municipal government.” Ibid.
These government inspectors were tasked with safeguarding “public health standards in the sale of fresh
provisions.” Id. at 655.
8
The expansion of “unwholesome” meat laws – as
well as the concerns underlying them – tracked the
expansion of American meat consumption, which
grew steadily in the decades following Independence.
See, e.g., McMahon, supra, at 36–39 (explaining that
combined average household allowances of beef and
pork in New England rose from 165 pounds in the
middle of the 18th century to “200 pounds by the early
19th century”). And as meat eating continued to
increase into the middle of the 19th century, so did
fears of the unsafe origins of animal products, including urgent concerns about the conditions in which
animals were raised.
For example, a health treatise from 1852 summarized
concerns about cattle fed “rotten” and “decompos[ing]”
produce, inhaling “poisonous vapors,” and housed
in inhumane conditions. M.L. Byrn, Detection of
Fraud and Protection of Health: A Treatise on the
Adulteration of Food and Drink, p. 37 (1852),
http://www.loc.gov/item/07026067. These conditions
were understood to create hazardous meat, supplied to
consumers who had no knowledge of the alarming
origins:
[A]fter the animals are fed and housed in
this way . . . they become, as a natural
consequence, worn down by disease and illtreatment—bloated up like the drunkard—
they then being of no further use as milch
cows, are killed, and the meat sent into
market to be consumed by an unconscious
and unthinking people.
Id. at 38. The treatise directly linked the way animals
were being “housed and fed” across the nation to the
“impur[ity]” of food products:
9
When we reflect on the many benefits these
useful animals were created to confer on
mankind, the more we become disgusted with
the way they are housed and fed, to supply
the large cities with milk; and persons must
not think that it is confined to New York,
Philadelphia, and Boston, but all cities of any
size are cursed with impure milk.
Id. at 30.
Another volume from the same period, written by a
physician and focused on threats to healthy eating,
also warned about the cramped quarters that livestock
suffered in, breathing filth and unable to move around:
The suffering animals stand in low unventilated buildings so closely, that it is impossible
for them to lie down without lying upon one
another. They breathe over and over again
the same air, tainted with the exhalations of
their own fevered bodies, and of the unutterable slimy filth voided from their diseased
and ulcerated intestines.
Thomas Hoskins, What We Eat: An Account of the
Most Common Adulterations of Food and Drink, p. 170
(1861), http://resource.nlm.nih.gov/62420660R. The
book observed that Americans had long been drawn to
reforming these inhumane conditions:
The distillery stables of New York, where
cows stand in hundreds and even thousands,
as closely as they can be packed, surrounded
by liquid filth, in low unventilated buildings,
fed almost entirely on the hot slop from the
whiskey stills, and in every stage of disease
and rottenness, have attracted the attention
of persons interested in sanitary reform and
10
the prevention of disease, ever since they
were first begun.
Id. at 165.
In addition to the health dangers of impure farm
products and unwholesome meat, another critical concern for the early states was disease spreading among
both humans and livestock. These afflictions were
thought to spread most rampantly in hot weather and
especially in crowded cities, so New York in 1801
banned importation of cotton, hides, coffee, or peltry
into New York City from June to October. “An Act to
provide against infectious and pestilential Diseases,”
1 The Laws of the State of New York, ch. 92, § 16, p.
368 (1906). State officials suspected that these goods
contributed to disease, so despite what importers might
consider an unworkable restriction on the interstate
trade of staple goods, the state took precautions to
protect its citizens. After all, “[t]he same bale of goods,
. . . the same cask of provisions, or the same ship, that
may be the subject of commercial regulations, may
also be the vehicle of disease.” Missouri, K. & T. Ry.
Co. v. Haber, 169 U.S. 613, 627 (1898) (quotation
omitted). But laws restricting those goods were “no
more intended as regulations on commerce than the
laws which permit their importation [we]re intended to
inoculate the community with disease.” Ibid.
C. Moral Reform
Finally, in addition to regulation of foods, Founding
Era states also enacted local restrictions on other
products they deemed harmful. And because “[t]he
postrevolutionary era witnessed the origins of one of
the most concerted and energetic moral reform movements in American history,” a major focus here was
moral perils. William J. Novak, The People’s Welfare:
11
Law and Regulation in Nineteenth-Century America,
p. 152 (1996). For example, states banned private
lottery tickets, declaring them a nuisance, e.g., 1 The
Laws of the State of New York, ch. 12, p. 35 (1802), as
well as tickets from state-run lotteries, e.g., Public
Statute Laws of the State of Connecticut, tit. 22, § 75,
p. 166 (1821) (banning any effort “within this state”
to “sell or otherwise dispose of any lottery tickets”
including those “issued from or under the authority of
any other state whatever”).
Pennsylvania’s efforts to ban lottery tickets are
especially relevant. In 1762, Pennsylvania’s colonial
legislature had enacted penalties for any person “who
shall set up or establish any lottery, or sell or expose
to sale any ticket or device in such lottery.” 6 The
Statutes at Large of Pennsylvania, p. 184 (1902).
After Independence, interstate flow of lottery tickets
undermined the ban. So legislators revisited the
matter in 1792, observing that the colonial ban “hath
not in latter years been considered to extend to
lotteries set up and established without this state.” 14
The Statutes at Large of Pennsylvania, pp. 198–199
(1902). Four years after their state convention voted
in Independence Hall to ratify the Constitution, the
state thus expanded the act to ban sale of any lottery
tickets, irrespective of origin, unless “authorized by
the laws of this commonwealth.” Id. at 199.
This range of early state laws protecting consumers
from harmful food and other goods – both locally
produced and imported alike – shows that the people
who drafted, debated, and ratified the Commerce
Clause did not believe they were surrendering this
power. Despite this proliferation of state laws regulating food products, Congress left regulation of domestic
food production to the states for at least the Republic’s
12
first century. This of course did not mean Congress
lacked power to regulate interstate commerce related
to food. Rather, regulating local food sales has always
been a quintessential state power, no matter that
these “numerous state inspection, quarantine, and
health laws had substantial effects on interstate
commerce.” United States v. Lopez, 514 U.S. 549, 594
(1995) (Thomas, J., concurring).
2
II. States continued to lead the way on food
regulation through the industrial era.
Industrialization brought both new benefits and
new threats to consumer health and safety. But far
from showing that early understandings of the Commerce
Clause became outmoded with industrial transformation,
the history of food regulation into this period confirms
the Founding Era’s wisdom of allowing states to lead
on this front. This proved especially important in a
highly networked and integrated national economy,
which exposed Americans to a growing range of new
health and safety concerns.
2
The “first federal food protection law was enacted by Congress
in 1883 to prevent the importation of adulterated tea.” Neal D.
Fortin, Food Regulation: Law, Science, Policy, and Practice, p. 4
(4th ed. 2022). The law solely governed foreign imports. “This
was followed in 1896 by the oleo-margarine statute, which was
passed because dairy farmers and the dairy industry objected to
the sale of adulterated butter and fats colored to look like butter.”
Ibid. But due to “doubts about the constitutional power of
Congress to regulate” domestic food production, “the legislation
imposed its regulatory control under the guise of a complex
system of taxation” enacted through Article I’s taxing power.
Peter Barton Hutt, A History of Government Regulation of
Adulteration and Misbranding of Food, 39 Food, Drug, &
Cosmetic L.J. 2, 45 (1984).
13
States continued to take the lead in safeguarding
food consumption to meet these threats, helping ensure
that “the facets of governing that touch on citizens’
daily lives [were] administered by smaller governments closer to the governed.” Nat’l Fed’n of Indep.
Bus. v. Sebelius, 567 U.S. 519, 536 (2012). Because
states tend to be more responsive to local consumers,
these laws meant that “innovation and competition
in government” was based on “local tastes and local
conditions.” Michael McConnell, Federalism: Evaluating
the Founders’ Design, 54 U. Chi. L. Rev. 1484, 1493
(1987). And because industrialization meant both
more centralized and specialized industries and more
mass-produced goods, these state laws necessarily
impacted national producers and supply chains.
States enacted the first laws dealing with the
hazards of certain industrially produced foods, usually
called “pure food” legislation. These laws prohibited
the mislabeling and adulteration of both natural and
processed food products. In Massachusetts – which a
century earlier had enacted the country’s first general
food law in 1795, see supra, at 6 – starting around
1879, “coalitions of consumers, health providers, and
public health officials were able to secure fairly comprehensive pure food laws, update and supplement
them as needs arose, and claim, with some justification, that Massachusetts led the nation in enforcing
the food laws on its books.” Lorine Swainston
Goodwin, The Pure Food, Drink, and Drug Crusaders,
1879–1914, pp. 62–63 (1999). Illinois had passed a
similar law in 1874, and a dozen other states followed
in the next decade. See Carl L. Alsberg, “Progress In
Federal Food Control,” in Mazyck P. Ravenel (ed.), A
Half Century of Public Health, p. 214 (1921).
14
Even as laws governing food purity and labeling
spread, they were by no means uniform. This meant
it “was often illegal to sell a product in one state that
was manufactured under strict laws in another.” Ruth
Clifford Engs, The Progressive Era’s Health Reform
Movement, p. 271 (2003); see also Alsberg, supra, at
215. In turn, “large national firms involved in interstate trade . . . resisted state regulation because
compliance with widely varying state regulations was
potentially costly.” Marc Law, The Origins of State
Pure Food Regulation, 63 J. Econ. Hist. 1103, 1120
(2003). But state legislators nonetheless acted to
protect their consumers, and “[b]y 1900 nearly every
state had passed some kind of pure food or pure dairy
legislation that made it illegal to sell ‘adulterated’ food
products.” Id. at 1103; see also James Young, Pure
Food: Securing the Federal Food and Drugs Act of
1906 (1989).
This Court rejected Commerce Clause challenges to
these laws, for example upholding a Massachusetts
criminal conviction for sale of butter “made partly of
fats, oils and oleaginous substances and compounds
thereof, not produced from unadulterated milk or
cream.” Plumley v. Massachusetts, 155 U.S. 461, 462
(1894). The challenged law no doubt impacted out-ofstate production of butter. But the Court explained
that this regulation of a food’s ingredients and production was within “plenary” state power, despite the
impact on interstate commerce:
If there be any subject over which it would
seem the states ought to have plenary control,
and the power to legislate in respect to which,
it ought not to be supposed, was intended to
be surrendered to the general government, it
is the protection of the people against fraud
15
and deception in the sale of food products.
Such legislation may, indeed, indirectly or
incidentally affect trade in such products
transported from one state to another state.
Id. at 473.
States continued passing pure food laws similar to
the one Plumley upheld as a response to local reports
of unsanitary, misleading, and unsafe food production
practices. For example, Indiana enacted such a law in
1898 after John Hurty, a Purdue University chemistry
professor and the state’s chief public health officer,
estimated that four hundred children in the state
had died from adulterated milk. Deborah Blum, The
Poison Squad: One Chemist’s Single-Minded Crusade
for Food Safety at the Turn of the Twentieth Century,
p. 63 (2019). Hurty even reported that milk producers
were faking the look of cream using pureed calf brains:
“It had been hard to get rid of the brains of immature
animals slaughtered. People could not be induced to
eat brain sandwiches in sufficient amount to use all
the brains, and so a new market was devised.”
Thurman B. Rice, The Hoosier Health Officer: A
Biography of Dr. John N. Hurty and the History of the
Indiana State Board of Health to 1925, p. 255 (1941).
Meanwhile in New York, a study of milk “produced
just across the Hudson River in New Jersey . . . found
‘so numerous a proportion of liquefying colonies [of
bacteria] that further counting was discontinued.’”
Blum, supra, at 23 (citation omitted). In a later case
out of New York, this Court observed that there was
no question that “milk may be excluded [from the
state] if necessary safeguards have been omitted” and
“[a]ppropriate certificates may be exacted from
farmers in Vermont and elsewhere.” Baldwin v.
G.A.F. Seeling, Inc., 294 U.S. 511, 524 (1935).
16
The success of state laws that protected consumers
from unwholesome, impure, or otherwise objectionable
goods – as well as growing outrage about conditions in
the nation’s food manufacturing plants – eventually
led to louder calls for the federal government to follow
the states’ lead. See Fortin, supra, at 4. Theodore
Roosevelt answered that call, urging federal standards
in his annual message to Congress in 1905. Within
the next year, “Upton Sinclair’s muckraking novel The
Jungle sparked an uproar over conditions in the
meatpacking industry” in ways no politician could,
Nat’l Meat Ass’n v. Harris, 565 U.S. 452, 455 (2012),
and Congress passed the Pure Food and Drug Act of
1906, which prohibited “the manufacture, sale, or
transportation of adulterated or misbranded or
poisonous or deleterious foods, drugs or medicines,
and liquors,” Pub. L. No. 59-384, 34 Stat. 768 (1906)
(repealed 1938).
While the 1906 law established federal standards, it
did not supersede state law. And sure enough, just
“within two years after the passage of the federal law
at least thirty states amended or enacted food laws.”
Alsberg, supra, at 271. Even across these new laws
“many differences remained.” Ibid. Across the nation,
states insisted on more stringent standards than
the federal law, reaching deeper into the details of
industrial production. For example, Indiana in 1907
banned sales of concentrated animal feed – which the
federal Pure Food and Drug Act regulated in the same
manner as human food, see 21 U.S.C.A. § 7 (West)
(repealed 1938) – unless manufacturers used methods
specifically approved by the U.S. Association of
Official Agricultural Chemists to ascertain “the
minimum percentage of crude fat or crude protein,
allowing 1 per cent of nitrogen to equal 6.25 per cent
of protein,” as well as “the maximum percentage of
17
crude fiber,” Laws Ind. 1907, ch. 206 (Burns’ Ann. St.
§ 16-1001 et seq.).
Indiana’s content labeling requirements went far
beyond the Pure Food and Drug Act’s misbranding
restrictions. Nonetheless, this Court upheld the Indiana
law against both Commerce Clause and preemption
challenges filed by a Minnesota producer who had
placed products violating the law’s standards on a
train to Indiana. See Savage v. Jones, 225 U.S. 501,
521, 532 (1912). The Court reiterated the same rule it
had applied to reject numerous industry challenges to
food-related state regulations over the years: “when
the local police regulation has real relation to the
suitable protection of the people of the State, and is
reasonable in its requirements, it is not invalid because
it may incidentally affect interstate commerce.” Id. at
525 (listing cases beginning with Plumley, 55 U.S.
461). The Court also cast aside the producer’s claim
that Indiana had “set up arbitrary standards governing conditions of manufacture.” Id. at 528.
States also led the way in enacting consumer
protections that evolved largely without congressional
culmination or even support. The clearest example
here is cigarettes.
Leadership on regulation of
smoking came from the states, with Congress rarely
weighing in. The first state consumer restrictions
were enacted in New Jersey and Washington in 1883,
outlawing underage sales. U.S. Dep’t of Health and
Human Services, Reducing Tobacco Use: A Report
of the Surgeon General, p. 30 (2000) (hereinafter
Surgeon General Report). By the decade’s end over
half the states in the union had such laws, and by
World War II every state besides Texas did too (Texas
joined in 1964). Id. at 31.
18
Some states went much further. In 1895, North
Dakota banned all cigarettes. By 1901, three more
states enacted similar bans and eleven others “had
some general anticigarette legislation.” Surgeon General
Report, supra, at 32. Eight more states joined over the
next decade. Ibid. Upholding Tennessee’s total ban,
this Court ruled that the law was fully “within the
police power of the States.” Austin v. Tennessee, 179
U.S. 343, 345 (1900). Addressing the impact on
interstate commerce, the Court rejected the notion
that a supplier “may, under the commerce clause of
the Constitution of the United States, bring into
[Tennessee] from other states cigarettes in unlimited
quantities, and sell them despite the will of Tennessee
as expressed in its legislation.” Id. at 362. As it
happens, these bans eventually fell. But that was
not because courts declared them invalid under the
Commerce Clause. Rather, state residents had enough
of the crusade and got their political representatives
to agree. See Surgeon General Report, supra, at 32.
In the light of this history, the ultimate question in
this case is whether states can keep contributing to the
development of regulatory standards in the way they
always have, versus whether the Commerce Clause
should be interpreted to “force all of the states to
accept the lowest standard for conducting the business
permitted by one of them.” Robertson v. California,
328 U.S. 440, 460 (1946). It may well be prudent for
Congress to enact federal uniformity in meat production and processing. Or it might be better to permit
more state innovation and let markets respond.
These are – and long have been – questions for state
legislatures and Congress, not for courts applying the
dormant Commerce Clause.
19
CONCLUSION
The Commerce Clause does not prohibit states from
enacting local safeguards on food originating outside
the state. If it did, many state laws pioneered by the
same Americans who drafted, debated, and ratified
the Constitution would be on questionable constitutional footing and the country’s ongoing history of food
regulation would be undermined. The judgment of the
Court of Appeals should be affirmed.
Respectfully submitted,
A. DAMI ANIMASHAUN
14 Wall Street, Suite 1603
New York, NY 10005
(929) 266-3971
SHAKEER RAHMAN
838 East 6th Street
Los Angeles, CA 90004
(323) 546-9236
SHELDON EISENBERG
Counsel of Record
COURTNEY ELGART
NAIRI SHIRINIAN
SULLIVAN & TRIGGS, LLP
1230 Montana Avenue
Suite 201
Santa Monica, CA 90403
(310) 451-8300
seisenberg@
sullivantriggs.com
Counsel for Amicus Curiae
August 15, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.