Amicus Curiae Brief — Michael Nance, Petitioner v. Timothy C. Ward, Commissioner, Georgia Department of Corrections, et al.
Supreme Court briefMar 4, 2022
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No. 21-439
In the
Supreme Court of the United States
MICHAEL NANCE,
Petitioner,
v.
TIMOTHY C. WARD, COMMISSIONER, GEORGIA
DEPARTMENT OF CORRECTIONS, et al.,
Respondents.
On Writ of Certiorari to the United States
Court of A ppeals for the Eleventh Circuit
BRIEF OF AMICI CURIAE LEGAL
SCHOLARS IN SUPPORT OF PETITIONER
Bruce H. Schneider
Counsel of Record
Christine E. Ellis
Hinako Gojima
Stroock & Stroock & Lavan LLP
180 Maiden Lane
New York, NY 10038
(212) 806-5400
bschneider@stroock.com
Counsel for Amici Curiae
310853
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORTIES . . . . . . . . . . . . . . . iii
INTERESTS OF AMICI CURIAE . . . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . 3
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
I.
A prisoner’s method-of-execution challenge
is properly raised under 42 U.S.C. § 1983
regardless of whether the alternative method
alleged is authorized under state law . . . . . . . . . 6
A. This Court clearly established in
Bucklew v. Precythe that a prisoner can
allege an alternative method of execution
that is not authorized by state law . . . . . . . . 7
B. T h i s C o u r t ’ s j u r i s p r u d e n c e
supports a ruling that 42 U.S.C. §
19 8 3 i s t he pr op e r pr o c e du r a l
vehicle for such challenges . . . . . . . . . . . . . 11
C. Alleging a non-statutory alternative
method of execution through 4 2
U.S.C. § 1983 is a well-established
practice that allows for the timely
administration of justice . . . . . . . . . . . . . . . 15
ii
Table of Contents
Page
II. Requiring prisoners who cannot allege
a statutorily-authorized alternative to
pr oc e ed i n hab e a s w i l l ef fe c t ively
prevent constitutional review of of states’
execution protocols . . . . . . . . . . . . . . . . . . . . . . . . 19
A. If non-statutory alternative methods
cannot be raised under 42 U.S.C. § 1983,
any state can insulate an unconstitutional
execution method from review by
failing to authorize an alternative . . . . . . . 20
B. Relegating all method-of-execution
challenges alleging a non-statutory
alternative method to successive
habeas petitions would procedurally
overrule the right recently announced
in Bucklew v. Precythe . . . . . . . . . . . . . . . . 22
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
iii
TABLE OF CITED AUTHORITIES
Page
Cases
Abdur’Rahman v. Parker,
558 S.W.3d 606 (Tenn. 2018) . . . . . . . . . . . . . . . . . . . 17
Arthur v. Commissioner, Ala. Dept. of
Corrections,
840 F.3d 1268 (11th Cir. 2016),
abrogated in part by Bucklew, 139 S. Ct. 1112 . . 22-23
Arthur v. Dunn,
195 F. Supp.3d 12575 (M.D. Ala. 2016) . . . . . . . . . . . 23
Baze v. Rees,
553 U.S. 35 (2008) . . . . . . . . . . . . . . . . . . . . . . . . passim
Bible v. Davis,
No. 4:18-CV-1893, 2018 WL 30688049
(S.D. Tex. June 21, 2018),
aff’d, 739 F. App’x. 766 (5th Cir. 2018) . . . . . . . . .8, 24
Boyd v. Myers,
No. 2:14-CV-1017-WKW, 2015 WL 58529484
(M.D. Ala. Oct. 7, 2015), aff’d sub nom. Boyd v.
Warden, Holman Corr. Facility, 856 F.3d 853
(11th Cir. 2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Bucklew v. Precythe,
139 S. Ct. 112 (2019) . . . . . . . . . . . . . . . . . . . . . . passim
iv
Cited Authorities
Page
Butts v. Chatman,
No. 5:13-cv-194, 2014 WL 185339
(M.D. Ga. Jan. 15, 2014) . . . . . . . . . . . . . . . . . . . . . 5, 18
Dep’t of Homeland Sec. v. Thuraissigiam,
140 S. Ct. 1959 (2020) . . . . . . . . . . . . . . . . . . . . . . . 4, 11
Edwards v. Balisok,
520 U.S. 641 (1997) . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Glossip v. Chandler,
No. CIV-14-0665-F, 2021 WL 3561229
(W.D. Okla. Aug. 11, 2021) . . . . . . . . . . . . . . . . . . . . . 24
Glossip v. Gross,
576 U.S. 863 (2015) . . . . . . . . . . . . . . . . . . . . . . . passim
Heck v. Humphrey,
512 U.S. 477 (1994) . . . . . . . . . . . . . . . . . . . . . . . . 11, 14
Hill v. McDonough,
547 U.S. 573 (2006) . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
In re Campbell,
874 F.3d 454 (6th Cir. 2017) . . . . . . . . . . . . . . . . . . . . 13
In re Fed. Bureau of Prisons’ Execution
Protocol Cases,
471 F. Supp. 3d 209 (D.D.C. 2020),
vacated on other grounds sub nom.
Barr v. Lee, 140 S. Ct. 2590 (2020) . . . . . . . . . . 24-25
v
Cited Authorities
Page
Kelley v. Johnson,
496 S.W.3d 3460 (Ark. 2016) . . . . . . . . . . . . . . . . . . 8, 23
Lockett v. Ohio,
438 U.S. 586 (1978) . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Martin v. Hunter’s Lessee,
14 U.S. 304 (1816) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
McGehee v. Hutchinson,
854 F.3d 488 (8th Cir. 2017) . . . . . . . . . . . . . . . . . . 8, 23
Nelson v. Campbell,
541 U.S. 637 (2004) . . . . . . . . . . . . . . . . . . . . . . . . . 4, 11
Payne v. Tennessee,
501 U.S. 808 (1991) . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Preiser v. Rodriguez,
411 U.S. 475 (1973) . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Roane v. Barr,
2020 WL 3960928 (D.D.C. July 13, 2020) . . . . . . . . . 21
Sealey v. Chatman,
No. 1:14-cv-00285, 2017 WL 11477455
(N.D. Ga. Nov. 9, 2017), aff’d sub nom.
Sealey v. Warden, Georgia Diagnostic Prison,
954 F.3d 1338 (11th Cir. 2020) . . . . . . . . . . . . . . . . . 18
vi
Cited Authorities
Page
Skinner v. Switzer,
562 U.S. 521 (2011) . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Texas v. United States,
523 U.S. 296 (1998) . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Tollette v. Warden,
No. 4:14-cv-110, 2014 WL 5430029
(M.D. Ga. Oct. 22, 2014) . . . . . . . . . . . . . . . . . . . . . 5, 18
Wilkinson v. Dotson,
544 U.S. 74 (2005) . . . . . . . . . . . . . . . . . . . . . . . . . 12, 15
Wolff v. McDonnell,
418 U.S. 539 (1974) . . . . . . . . . . . . . . . . . . . . . 11, 14, 15
Wood v. Ryan,
759 F.3d 1076 (9th Cir. 2014),
vacated, 573 U.S. 976 (2014) . . . . . . . . . . . . . . . . . . . 17
Woodson v. North Carolina,
428 U.S. 280 (1976) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Statutes and Other Authorities
U.S. Const. Amend VIII . . . . . . . . . . . . . . . . . . . . . passim
28 U.S.C. § 2244(b)(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
vii
Cited Authorities
Page
28 U.S.C. § 2244(d)(1)(A) . . . . . . . . . . . . . . . . . . . . . . . . . 16
42 U.S.C. § 1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Death Penalty Information Center, Authorized
Methods by State . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
Death Penalty Information Center, State and
Federal Info, Utah . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Emily Bohatch, SC House passes bill bringing
back electric chair, introducing firing squad,
State (May 6, 2021) . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
Kim Chandler, Alabama says it has built method for
nitrogen gas execution, AP News (Aug. 7, 2021) . . 13
Mark Berman, Arizona Execution Lasts Nearly
Two Hours; Lawyer Says Joseph Wood
Was ‘Gasping and Struggling to Breathe,’
Washington Post (Jul. 23, 2014) . . . . . . . . . . . . . . . . 17
Statista, Average time between sentencing and
execution for inmates on death row in the
United States from 1990 to 2019 . . . . . . . . . . . . . . . . 16
1
INTERESTS OF AMICI CURIAE1
Amici Curiae2 are legal scholars and academics who
have dedicated their careers to the study, teaching and
practice of United States constitutional law, including the
death penalty and methods of execution. Many amici have
written scholarly articles on these topics.
Many amici listed below earlier wrote to this Court
in 2018 by submitting a brief in Bucklew v. Precythe, 139
S. Ct. 1112 (2019), to apprise the Court of information
regarding the availability of alternative methods of
execution to be considered in clarifying the applicable
Eighth Amendment standard for method-of-execution
challenges. Amici agreed with the Court’s clear statement
in that case that prisoners challenging an unconstitutional
method of execution are not limited to proposing
alternative methods already authorized by state law.
They are particularly concerned today that the decision
below violates this Court’s own guidance by foreclosing
prisoners’ previously protected ability to allege wellestablished and available alternative methods of execution
that are not yet authorized under a given state’s law.
1. Amici affirm that no counsel for a party authored this brief
in whole or in part, and no party other than amici or their counsel
made a monetary contribution to the preparation or submission of
this brief. All parties consent to the filing of this brief.
2. The views expressed by amici curiae are their own and not
those of the institutions where they teach. The list of institutions to
which amici curiae belong is provided for identification purposes
only.
2
The below amici respectfully submit this brief urging
the Court to rule in favor of Petitioner.
• Eric Berger, Earl Dunlap Distinguished Professor
of Law, University of Nebraska College of Law
• William W. Berry III, Montague Professor of Law,
University of Mississippi School of Law
• Christopher L. Blakesley, Emeritus Professor of
Law, William S. Boyd School of Law
• Marc D. Falkoff, Professor of Law, Northern
Illinois University College of Law
• Brian Gallini, Dean & Professor of Law, Willamette
University College of Law
• Catherine M. Grosso, Professor of Law, Michigan
State University College of Law
• Janet C. Hoeffel, Catherine D. Pierson Professor
of Law, Tulane Law School
• Daniel LaChance, Winship Distinguished Research
Professor in History (2020-23) and Associate
Professor, Department of History, Emory University
• Corinna Barrett Lain, S. D. Roberts & Sandra
Moore Professor of Law, University of Richmond
School of Law
• Joseph Margulies, Professor of the Practice of Law
and Government, Cornell Law School
3
• Colin Miller, Professor of Law & Thomas H. Pope
Professorship in Trial Advocacy, University of
South Carolina School of Law
• Austin D. Sarat, William Nelson Cromwell
Professor of Jurisprudence and Political Science;
Chair of Political Science, Amherst College
• Kenneth Williams, Professor of Law, South Texas
College of Law Houston
SUMMARY OF ARGUMENT
In order to challenge a state’s proposed method
of execution as cruel and unusual under the Eighth
Amendment, a prisoner must also allege a known and
available alternative method. See Glossip v. Gross, 576
U.S. 863 (2015); Baze v. Rees, 553 U.S. 35, 50 (2008).
This court made clear in Bucklew v. Precythe that
“[a]n inmate seeking to identify an alternative method of
execution is not limited to choosing among those presently
authorized by a particular State’s law.” 139 S. Ct. 112,
1128 (2019) (emphasis added). When Petitioner raised an
as-applied challenge to Georgia’s method of execution
and alleged a non-statutory alternative that would spare
him unconstitutional pain, the Eleventh Circuit held that
the claim must be brought in habeas and dismissed the
challenge altogether as a second or successive habeas
petition. With this procedural maneuver, the decision below
effectively overturns this Court’s recent pronouncement in
Bucklew by leaving prisoners with no cognizable vehicle
to allege non-statutory alternative methods of execution.
To reaffirm the right explicitly recognized in Bucklew,
the decision below must be reversed.
4
The writ of habeas corpus has long been understood
as providing “a means of contesting the lawfulness of
restraint and securing release,” Dep’t of Homeland Sec.
v. Thuraissigiam, 140 S. Ct. 1959, 1969 (2020), while 42
U.S.C. § 1983 claims concern conditions of confinement
and sentencing, Nelson v. Campbell, 541 U.S. 637, 643–45
(2004). Method-of-execution challenges are properly
brought under § 1983 rather than through habeas petitions
because they do not challenge the validity of the prisoner’s
sentence or conviction, and success on such a claim leaves
the prisoner on death row and eligible for execution as he
was before. The burden to plead an alternative method
when raising method-of-execution challenges was placed
on prisoners in the first place “because [given] it is settled
that capital punishment is constitutional, ‘[i]t necessarily
follows that there must be a [constitutional] means of
carrying it out.’” Glossip, 576 U.S. at 869 (quoting Baze,
553 U.S. at 47). Alleging an alternative method serves
to prevent method-of-execution challenges from de facto
invalidating the sentence altogether, making them claims
most appropriately raised under § 1983.
Judicial economy further counsels in favor of allowing
prisoners to raise method-of-execution challenges as
straight-forward § 1983 claims, regardless of whether
the alternative method alleged is statutorily authorized.
Federal habeas petitions are required to be filed within
one year of the conviction being final, which is typically
several years before an execution is scheduled. Method-ofexecution challenges are often unripe at that time because
both the state’s execution method and/or the prisoner’s
physical condition can change in the intervening years,
giving rise to new as-applied claims. In recognition of this
fact, the Eleventh Circuit regularly dismisses methodof-execution challenges in habeas petitions, explicitly
5
mentioning the likelihood that the method in use at the
time of the petition is unlikely to be the one actually used.
See, e.g., Butts v. Chatman, No. 5:13-cv-194, 2014 WL
185339, *4 (M.D. Ga. Jan. 15, 2014); Tollette v. Warden,
No. 4:14-cv-110, 2014 WL 5430029, *9 (M.D. Ga. Oct. 22,
2014). Allowing prisoners to raise such challenges with a
straightforward § 1983 claim allows states to adopt new
execution methods when needed, while allowing prisoners
with as-applied challenges to vindicate their Eighth
Amendment rights.
The decision below relegates any method-of-execution
challenge raising a non-statutory alternative method to
a habeas petition and then dismisses such a petition on
the grounds that it is second or successive. This leaves
prisoners with no cognizable vehicle to allege non-statutory
alternative methods. Under such a rule, any state could
shield a new method of execution from meaningful review
by simply failing to authorize an alternative. Prisoners in
any of the seventeen states that authorize only one method
of execution will be especially affected, as the decision
below leaves them with no avenue to allege any alternative
method of execution, even when the state’s only authorized
method would cause them unconstitutional pain and an
alternative is feasible and easily implemented. This will
lead to a balkanized Eighth Amendment jurisprudence,
with prisoners of different states afforded different
opportunities to defend their constitutional rights. Such
a situation is contrary to this Court’s supreme authority
and is reflective of the exact situation that existed preBucklew, which this Court sought to correct with its
clear pronouncement in that case. To re-affirm Bucklew’s
explicit recognition that prisoners are not limited to
alleging statutorily-authorized alternative methods of
execution, the decision below should be reversed.
6
ARGUMENT
I.
A prisoner’s method-of-execution challenge is
properly raised under 42 U.S.C. § 1983 regardless
of whether the alternative method alleged is
authorized under state law.
This Court has held that in order to challenge a state’s
proposed method of execution as cruel and unusual under
the Eighth Amendment, a prisoner must also allege a
known and available alternative method. See Glossip v.
Gross, 576 U.S. 863 (2015); Baze v. Rees, 553 U.S. 35,
50 (2008). In Bucklew v. Precythe, this Court provided
further, clear guidance by holding that “[a]n inmate
seeking to identify an alternative method of execution is
not limited to choosing among those presently authorized
by a particular State’s law.” 139 S. Ct. 1112, 1128 (2019)
(emphasis added). The Eleventh Circuit’s ruling below
now seeks to relegate any challenge raising a nonstatutory alternative method to a habeas petition and to
foreclose relief by dismissing such a petition as successive,
effectively eradicating the right that this Court explicitly
announced in Bucklew.
Under this Court’s jurisprudence, method-ofexecution claims are not properly brought in habeas
because they do not challenge the validity of the death
sentence—even if a state’s only authorized method is
invalidated as applied to a particular prisoner, that
prisoner will remain on death row and immediately
eligible for execution when a new method is adopted. The
requirement to plead an alternative method was itself
created to ensure that challenges to a method of execution
do not render the death penalty de facto unconstitutional,
7
see Glossip, 576 U.S. at 869, making it clear that such
claims do not challenge the validity of the sentence itself
and are thus properly brought under § 1983 rather than
through a habeas petition.
Additionally, the Eleventh Circuit’s decision runs
contrary to the principles of judicial economy. A federal
habeas petition must be filed within a year of the conviction
becoming final, which is often a decade or longer before
an execution is scheduled. The methods authorized by
a state at the time of the habeas petition may well be
changed before the execution occurs, meaning such
claims would go from being unripe to moot. As-applied
challenges in particular cannot be expected to be raised
in a prisoner’s habeas petition because the prisoner’s
unique circumstances or medical condition that render the
state’s method unconstitutionally painful might develop or
worsen years after the habeas petition is filed. Methodof-execution claims are thus more appropriately brought
under 42 U.S.C. § 1983 when the claim accrues, rather
than years earlier when a federal habeas petition is filed.
This well-established practice ensures that questions
around a method’s constitutionality are adjudicated only
when they are ripe and ensures efficient use of judicial
resources.
A.
This Court clearly established in Bucklew
v. Precythe that a prisoner can allege an
alternative method of execution that is not
authorized by state law.
To prove that a method of execution is cruel and
unusual in violation of the Eighth Amendment, a prisoner
must demonstrate that the state’s proposed method
8
presents an “objectively intolerable risk of harm.” Baze,
553 U.S. at 50. This Court set forth a two-prong test for
meeting this Eighth Amendment standard in Glossip
v. Gross. A petitioner must plead and prove: (1) that
the state’s execution method poses a substantial risk of
severe pain; and (2) that there is a “known and available”
alternative method of execution that is “feasible, [and]
readily implemented” that “significantly reduce[s] a
substantial risk of severe pain.” Glossip, 576 U.S. at
877–82.
Glossip, however, “provided little guidance as to when
an alternative method of execution is ‘available,’” McGehee
v. Hutchinson, 854 F.3d 488, 500 (8th Cir. 2017) (Kelly,
J., dissenting), resulting in lower courts addressing the
“known and available” requirement inconsistently and
incorrectly. Many courts interpreted all non-statutory
alternative methods to be unavailable for that reason
alone. See, e.g., Kelley v. Johnson, 496 S.W.3d 346, 359–60
(Ark. 2016) (“Execution by firing squad is not identified
in the statute as an approved means of carrying out a
sentence of death . . . [therefore] it cannot be said that
the use of a firing squad is a readily implemented and
available option to the present method of execution.”);
Bible v. Davis, No. 4:18-CV-1893, 2018 WL 3068804, at
*9 (S.D. Tex. June 21, 2018) (holding that firing squad and
nitrogen hypoxia were not feasible or readily implemented
alternative methods because “Texas law and protocol
allow for the State to use only one method of execution:
lethal injection.”), aff’d, 739 F. App’x. 766 (5th Cir. 2018).
The recent decision in Bucklew v. Precythe further
clarified and built upon the Baze-Glossip pleading
standard while rejecting such overly strict interpretations
9
of the burden to allege an alternative method. 139 S. Ct.
at 1112. The Court reiterated that to establish whether
a “State’s chosen method of execution cruelly superadds
pain to the death sentence, a prisoner must show a feasible
and readily implemented alternative method of execution
that would significantly reduce a substantial risk of severe
pain and that the State has refused to adopt without a
legitimate penological reason.” Id. at 1125 (citing Baze,
553 U.S. at 52 and Glossip, 576 U. S. at 877). The Court
further explained that:
[T]he burden [a prisoner] must shoulder under
the Baze-Glossip test can be overstated. An
inmate seeking to identify an alternative method
of execution is not limited to choosing among
those presently authorized by a particular
State’s law. . . So, for example, a prisoner may
point to a well-established protocol in another
State as a potentially viable option.
Bucklew, 139 S. Ct. at 1128.
Justice Kavanaugh, who joined the decision, wrote
separately “to underscore the Court’s additional holding
that the alternative method of execution need not be
authorized under current state law—a legal issue that
had been uncertain before today’s decision. Importantly,
all nine Justices today agree on that point.” Id. at 1136
(Kavanaugh, J., concurring) (internal citations omitted).
In light of this holding, the Court saw “little likelihood
that an inmate facing a serious risk of pain will be unable
to identify an available alternative.” Id. at 1128–29. Yet
under the Eleventh Circuit’s ruling, such an outcome would
10
be virtually certain in any of the 17 states that, along
with the federal government, authorize only one method
of execution. See Death Penalty Information Center,
Authorized Methods by State, https://deathpenaltyinfo.
org/executions/methods-of-execution/authorized-methodsby-state. The decision below requires any prisoner
alleging an alternative method of execution that is not
yet authorized by the sentencing state to raise his claim
in a habeas petition, and then dismisses such a petition as
being second or successive and failing to meet the strict
jurisdictional requirements of 28 U.S.C. § 2244(b)(2).
Given that method-of-execution claims are unlikely to be
ripe when a prisoner’s first habeas petition is due to be
filed, such claims would virtually always have to be raised
sometime after the initial habeas petition is filed and are
therefore effectively barred under the Eleventh Circuit’s
ruling below. Thus, by eliminating § 1983 as a vehicle for
such challenges and holding that a habeas petition raising
such a claim is successive, the ruling below eviscerates a
method for vindicating a fundamental constitutional right
that this Court clearly and unequivocally preserved in
Bucklew. The Eleventh Circuit’s decision relegates deathsentenced prisoners to the uncertainty of the pre-Bucklew
era, destroying Bucklew’s clear mandate that prisoners
may allege methods of execution that are not presently
permitted under state law. The resulting patchwork
approach, in which a prisoner’s Eighth Amendment rights
are prescribed and limited by the relevant state’s law, is
incompatible with the fundamental principle emphasizing
a “necessity of uniformity of decisions throughout the
whole United States, upon all subjects within the purview
of the constitution.” Martin v. Hunter’s Lessee, 14 U.S.
304, 347–348 (1816) (emphasis in original).
11
B. This Court’s jurisprudence supports a ruling
that 42 U.S.C. § 1983 is the proper procedural
vehicle for such challenges.
In Bucklew, this Court emphasized that “the Eighth
Amendment is the supreme law of the land, and the
comparative assessment it requires can’t be controlled
by the State’s choice of which methods to authorize in its
statutes.” Bucklew, 139 S. Ct. at 1128. Because a methodof-execution challenge does not challenge the validity
of the underlying sentence—whether or not the alleged
alternative method is authorized by state statute—this
Court’s jurisprudence supports a conclusion that such
challenges must be brought under § 1983.
The writ of habeas corpus has long been understood
as providing “a means of contesting the lawfulness of
restraint and securing release,” Dep’t of Homeland Sec. v.
Thuraissigiam, 140 S. Ct. 1959, 1969 (2020), while § 1983
claims concern conditions of confinement and sentencing,
Nelson v. Campbell, 541 U.S. 637, 643–45 (2004). A habeas
claim is one that implies invalidity of the conviction
or sentence altogether, while a claim that “would not
necessarily spell speedier release, however . . . may be
brought under § 1983.” Skinner v. Switzer, 562 U.S. 521,
525 (2011) (internal quotation omitted). This Court has
repeatedly held that an action under § 1983 will not lie
where a state prisoner challenges “the fact or duration
of his confinement” and seeks either “immediate release
from prison” or shortening of the term of confinement.
Preiser v. Rodriguez, 411 U.S. 475, 482, 489 (1973); see
also Wolff v. McDonnell, 418 U.S. 539, 554 (1974); Heck v.
Humphrey, 512 U.S. 477, 481 (1994); Edwards v. Balisok,
520 U.S. 641, 648 (1997).
12
In practice, this has consistently been understood to
mean that challenges to the method and protocol by which
a prisoner is to be executed are properly brought under
§ 1983, as they impact not the sentence itself, but how it
is carried out. To hold otherwise is a misunderstanding
of black letter law. As Justice Scalia wrote,
It is one thing to say that permissible habeas
relief, as our cases interpret the statute,
includes ordering a ‘quantum change in the
level of custody,’ . . . It is quite another to say
that the habeas statute authorizes federal
courts to order relief that neither terminates
custody, accelerates the future date of release
from custody, nor reduces the level of custody.
Wilkinson v. Dotson, 544 U.S. 74, 86 (2005) (Scalia, J.,
concurring) (citation omitted).
The Eleventh Circuit’s reasoning in drawing the
opposite conclusion—that invalidating Georgia’s only
authorized execution method as applied to Petitioner
would necessarily imply the invalidity of his sentence—is
inaccurate. Were lethal injection to be held unconstitutional
as applied to Petitioner, he would remain on death row in
Georgia and still be eligible for execution. To carry out his
sentence, the people of Georgia and their representatives
could authorize one of many other available execution
methods, like the firing squad that petitioner alleged.
South Carolina amended its laws to allow the firing squad
and electric chair just last year, see Emily Bohatch, SC
House passes bill bringing back electric chair, introducing
firing squad, State (May 6, 2021), https://www.thestate.
com/news/politics-government/article251151894.html,
13
while Alabama, Oklahoma and Mississippi chose to
authorize execution by nitrogen hypoxia in 2018, see Kim
Chandler, Alabama says it has built method for nitrogen
gas execution, AP News (Aug. 7, 2021), https://apnews.
com/article/alabama-executions-57c6d76d5a0f6b4a8ecb23
24b7a68004. Nothing would prevent Georgia from taking
a similar step to authorize another method that does not
violate Petitioner’s constitutional rights. Such an approach
has been endorsed by the Sixth Circuit, which held that
an Ohio prisoner’s challenge to lethal injection (the state’s
only authorized method of execution) was required to be
raised as a § 1983 claim because if he were successful,
Ohio would still be permitted to execute the petitioner.
The Sixth Circuit held that success on Petitioner’s claim:
would not impair the validity of Campbell’s
death sentence at all. The fact that Ohio
currently permits execution only by lethal
injection does not change that fact. The Ohio
legislature could, tomorrow, enact a statute
reinstating the firing squad as an alternative
method of execution. . . . The State of Ohio could
still execute Campbell—it would simply need to
find a method that comports with the Eighth
Amendment.”
In re Campbell, 874 F.3d 454, 465–66 (6th Cir. 2017)
(emphasis in original).
This Court acknowledged in Bucklew that “existing
state law might be relevant to determining the proper
procedural vehicle for the inmate’s claim,” and that “if the
relief sought in a 42 U.S.C. §1983 action would ‘foreclose
the State from implementing the [inmate’s] sentence under
14
present law,’ then ‘recharacterizing a complaint as an
action for habeas corpus might be proper,’” Bucklew, 139
S. Ct. 1112 at 1128 (quoting Hill v. McDonough, 547 U.S.
573, 582–583 (2006)), but ultimately did not resolve the
question. This Court’s logic in placing the burden to raise
an alternative method of execution upon prisoners itself
supports a holding now that such claims are best brought
under § 1983. The Court reasoned in Glossip that “because
it is settled that capital punishment is constitutional,
‘[i]t necessarily follows that there must be a [constitutional]
means of carrying it out.’” 576 U.S. at 869 (quoting Baze,
553 U.S. at 47). Glossip placed this pleading burden
on prisoners explicitly to prevent method-of-execution
challenges from de facto rendering the death penalty
unconstitutional. The need to allege an alternative method
prevents the challenge from invalidating the sentence
altogether, making it more appropriately brought as a
§ 1983 claim rather than a habeas petition.
By seeking to challenge the method of execution
to be used against him while affirmatively pleading an
alternative method that would be less painful, Petitioner
does not challenge the validity of his sentence; if
successful, he would still remain under a sentence of
death. His claim is similar to that of petitioners in Wolff
v. McDonnell, who sought to challenge disciplinary
procedures by which state prison officials denied goodtime credits. 418 U.S. at 539. This Court ruled that
§ 1983 was the proper vehicle for the petitioners to obtain
both a declaration that the disciplinary procedures were
invalid and an injunction against their future enforcement.
Id. at 79–80. In obtaining this relief, petitioners challenged
the “wrong procedures, not . . . the wrong result (i.e.,
[the denial of] good-time credits).” Heck, 512 U.S. at 483
15
(discussing Wolff ). Conversely, they could not have their
invalidated credits restored under § 1983 because that
would necessarily shorten their terms of confinement,
making it a habeas claim. Wolff, 418 U.S. at 554. Similarly,
Petitioner’s claim in the instant case seeks to challenge
“wrong procedures”—an unconstitutionally painful
method of execution—without making any claim that his
execution itself would be a “wrong result.” This Court
used the same logic when deciding that Ohio prisoners
could use § 1983 to challenge the state’s procedures for
denying parole eligibility or suitability. While success in
their claims would entitle the prisoners to a new parole
eligibility review or application, which might in turn
shorten their sentences, it would not “necessarily spell
speedier release” and therefore the claims did not go to
“the core of habeas corpus.” Wilkinson, 544 U.S. at 82
(emphasis added) (internal citations omitted). Similarly,
while Petitioner’s success in the instant case might
temporarily impact the timing of his execution while
Georgia adopts a new, constitutional method to be used
against him, it does not necessarily prevent his sentence
from being carried out as ordered.
C.
Alleging a non-statutory alternative method
of execution through 42 U.S.C. § 1983 is a wellestablished practice that allows for the timely
administration of justice.
The need for rigorous procedural protections and
the highest standard of reliability in capital cases is
clear and well recognized by this Court. Woodson v.
North Carolina, 428 U.S. 280, 305 (1976) (“[T]he penalty
of death is qualitatively different from a sentence of
imprisonment . . . . Because of that qualitative difference,
16
there is a corresponding difference in the need for
reliability in the determination that death is the appropriate
punishment in a specific case.”); Lockett v. Ohio, 438 U.S.
586, 604 (1978) (“We are satisfied that this qualitative
difference between death and other penalties calls for
a greater degree of reliability when the death sentence
is imposed.”). Because method-of-execution challenges
are rarely, if ever, ripe at the time of a petitioner’s first
habeas deadline, the Eleventh Circuit’s decision below
will require courts to pass judgment on questions that are
not yet ripe for judicial review because they rely “upon
contingent future events that may not occur as anticipated,
or indeed may not occur at all.” Texas v. United States,
523 U.S. 296, 300 (1998) (citations omitted).
Congress has established a strict statute of limitations
that requires a federal habeas petition to be filed within
one year from the time that the conviction becomes
final. 28 U.S.C. § 2244(d)(1)(A). As this Court has noted,
however, there is often significant additional delay before
an execution is actually scheduled. See, e.g., Bucklew, 139
S. Ct. at 1134. In 2019, the average length of time between
sentencing and execution for prisoners on death row in
the United States was 264 months, or 22 years. Statista,
Average time between sentencing and execution for
inmates on death row in the United States from 1990 to
2019, https://www.statista.com/statistics/199026/averagetime-between-sentencing-and-execution-of-inmates-ondeath-row-in-the-us/. It is therefore likely that the method
of execution authorized and used by a state at the time a
prisoner files and litigates his habeas petition will change
before his execution date is set years later. While this
Court has recognized a need to prevent such delays, see,
e.g., Bucklew, 139 S. Ct. at 1134, the solution cannot be to
adjudicate claims before they are ripe.
17
States are changing their execution methods and
protocols with increasing frequency. This is a particular
concern for lethal injection executions, because prisoners
cannot determine if the lethal injection will cause them
unconstitutional pain without knowing the exact drugs,
dosages and procedures to be used. It has become common
practice for states to adopt lethal injection protocols for
each specific execution, based on the materials available
at that time. For example, Joseph Wood was executed in
Arizona on July 23, 2014 under a protocol confirmed by
the state a month earlier on June 25. See, e.g., Wood v.
Ryan, 759 F.3d 1076, 1078 (9th Cir. 2014), vacated, 573
U.S. 976 (2014), and Mark Berman, Arizona Execution
Lasts Nearly Two Hours; Lawyer Says Joseph Wood Was
‘Gasping and Struggling to Breathe,’ Washington Post
(Jul. 23, 2014), https://www.washingtonpost.com/news/
post-nation/wp/2014/07/23/arizona-supreme-court-staysplanned-execution/. Billy Ray Irick was executed on August
9, 2018 under a new protocol announced by Tennessee on
January 8 of the same year. Abdur’Rahman v. Parker, 558
S.W.3d 606, 611 (Tenn. 2018). While a prisoner might know
at the time of filing his habeas petition that he is likely
to be executed by lethal injection, he cannot adequately
assess the constitutionality of that without knowing the
precise protocol to be used. Neither can he determine what
alternative drugs, if any, are available for use instead.
Moreover, his own medical condition may change in a way
that renders a previously-constitutional method in his
case unconstitutionally painful in the present. Therefore,
it is impossible for prisoners to adequately challenge the
lethal injection years before they are to be executed, and
very possible that only non-statutory alternative methods
that do not require restricted drugs may be available.
In recognition of these trends, District Courts in the
18
Eleventh Circuit regularly dismiss method-of-execution
challenges in habeas petitions for being unripe. See Butts,
2014 WL 185339 at *4 (“Georgia’s lethal injection protocol
and procedures change frequently . . . Even if this Court
allowed discovery and held an evidentiary hearing now,
the evidence developed would likely be irrelevant by the
time [petitioner’s] execution is scheduled . . . [petitioner’s]
lethal injection claim is premature and should be brought
in a 42 U.S.C. § 1983 action.”); Tollette, 2014 WL 5430029
at *9 (“Any discovery regarding Georgia’s current lethal
injection procedures is likely to have no relevance when,
and if, [petitioner’s] execution is scheduled. As the Georgia
Supreme Court noted, Georgia has recently found it
necessary to make repeated alterations to its lethal
injection procedures. It is likely that the procedures will
change again before [petitioner’s] execution is scheduled.”)
(citations omitted); Sealey v. Chatman, No. 1:14-cv-00285,
2017 WL 11477455, *38 (N.D. Ga. Nov. 9, 2017) (“It is quite
possible that Georgia’s protocols will change between
now and the time that Petitioner’s execution date is set,
rendering moot any ruling by this Court.”), aff’d sub nom.
Sealey v. Warden, Georgia Diagnostic Prison, 954 F.3d
1338 (11th Cir. 2020).
Under the well-settled practice, states have the
flexibility to adopt a new method of execution, or a change
in protocol, and if indicated, prisoners can challenge its
constitutionality by filing a straightforward § 1983 claim.
Under the Eleventh Circuit’s logic, however, a prisoner is
required to raise any indicated challenges to the method of
execution in use at the time of his habeas petition, despite
the likelihood that a different method will be used when
he is actually executed. In practice, the Eleventh Circuit
would require prisoners to anticipate an unconstitutional
19
manner of execution (even one resulting from a medical
condition that may thereafter develop or worsen) and
prophylactically raise that challenge too early in the
process, wasting valuable time and judicial resources
in reviewing a method that will very likely not be used
on the day of the execution. Raising such claims under
§ 1983 instead allows courts to review a state’s method of
execution in the context of an actual “case or controversy,”
with due concern for prisoners’ Eighth Amendment rights.
II. Requiring prisoners who cannot allege a statutorilyauthorized alternative to proceed in habeas will
effectively prevent constitutional review of states’
execution protocols.
Method-of-execution challenges, and particularly asapplied challenges, are often not ripe when a first federal
habeas petition is required to be filed—within one year of
the conviction being final and typically a decade or longer
before a warrant of execution is actually issued—and they
are not adequate grounds to file a successive petition under
the decision below. Thus requiring petitioners without
a statutory alternative method to plead to proceed in
habeas would circumvent any meaningful opportunity to
challenge the state’s method. Such a rule is particularly
problematic in the many states that authorize only one
method of execution, where any petitioner raising an asapplied challenge would by definition be required to plead
a non-statutory alternative. This is contrary to this Court’s
recent pronouncement in Bucklew. Prior to Bucklew, some
state and lower courts took an overly restrictive view of
Glossip and summarily dismissed method-of-execution
challenges which alleged any alternative method that
was not already authorized under state law, effectively
allowing state law to set the parameters for prisoners’
20
Eighth Amendment challenges. This Court responded
to that problem by providing clear guidance that
“[a]n inmate seeking to identify an alternative method of
execution is not limited to choosing among those presently
authorized by a particular State’s law.” Bucklew, 139 S.
Ct. at 1128. This Court should now reaffirm that decision
by holding that non-statutory alternative methods are
properly raised in method-of-execution challenges under
42 U.S.C. § 1983.
A.
If non-statutory alternative methods cannot
be raised under 42 U.S.C. § 1983, any state
can insulate an unconstitutional execution
method from review by failing to authorize an
alternative.
The Eleventh Circuit’s decision below would require
any prisoner raising a method-of-execution challenge and
alleging an alternative method that is not authorized by
state law to bring his claim in a habeas petition. Given the
timeline of capital litigation, it is very common for such
claims to ripen long after a prisoner files his first habeas
petition, arising due to changes to the method of execution,
the prisoner’s physical condition, or both. Any successive
petition on these grounds would fail for lack of jurisdiction
under the decision below, as the Eleventh Circuit held
that the bar on successive petitions applies. Thus, by
eliminating § 1983 as an avenue for these challenges, the
Eleventh Circuit would allow any state to circumvent any
and all challenges to its execution method, including by
simply authorizing only one method. This would effectively
overturn Bucklew by leaving death-sentenced petitioners
with no cognizable avenues to allege non-statutory
alternatives, despite this Court’s recent proclamation that
they have the right to do so.
21
If a state can shield a potentially cruel and unusual
punishment from rev iew by not author izing any
constitutional alternatives, then that state effectively has
a veto power over capital prisoners’ Eighth Amendment
rights. Any state would be able to authorize impermissibly
cruel and unusual execution methods, like being drawn
and quartered, and could prevent the federal courts
from conducting a meaningful review by simply failing to
authorize any constitutional alternatives. More likely, a
state might authorize an otherwise constitutional method
of execution that causes a particular prisoner severe pain
and suffering, in violation of the Eighth Amendment, due
to his unique circumstances. And were such a Petitioner
to raise medical circumstances that make a state’s only
execution method cruel and unusual as applied to him, as
in the instant case, a method of execution “known” and
recognized could be denied to him simply because it was
not listed in the particular state statute, even if it would
alleviate unconstitutional suffering. This cannot be the
law.
A rule that allows each state to determine its “available”
methods of execution, no matter the constitutionality of
such methods, potentially permits a state to avoid all
review of those methods. Such a landscape will balkanize
Eighth Amendment jurisprudence, leading to arbitrary
and inconsistent results. Without question, “state laws
respecting crimes, punishments, and criminal procedure
are . . . subject to the overriding provisions of the United
States Constitution.” Payne v. Tennessee, 501 U.S. 808,
824 (1991). Yet, the Eleventh Circuit’s decision does bring
this principle into question, by allowing state statutes to
determine which prisoners are given an effective vehicle
to secure their Eighth Amendment rights and challenge
the unconstitutional method of execution to be used to
22
kill them. This cannot be what this Court intended when
it held so clearly that “[a]n inmate seeking to identify an
alternative method of execution is not limited to choosing
among those presently authorized by a particular State’s
law.” Bucklew, 139 S. Ct. at 1128.
B. Relegating all method-of-execution challenges
alleging a non-statutory alternative method to
successive habeas petitions would procedurally
overrule the right recently announced in
Bucklew v. Precythe.
If the right announced in Bucklew is to have meaning,
such claims must be allowed under § 1983, when a
prisoner’s as-applied challenge actually ripens. Allowing
the decision below to stand would procedurally circumvent
Bucklew’s holding, meaning new execution methods can
be easily shielded from constitutional scrutiny.
In the years before Bucklew, many lower courts
adopted an overly restrictive interpretation of the
requirement to plead an “available alternative,” allowing
petitioners to allege only methods already prescribed
in a state statute and for which the necessary elements
were in that state’s “medicine cabinet” at that moment in
time. The Eleventh Circuit held that allowing a petitioner
to amend his complaint to allege an alternative method
not authorized under Alabama state law would have
been futile, in part because petitioner was “not entitled
to veto the Alabama legislature’s constitutional choice as
to how Alabama inmates will be executed” and because
“Alabama is under no obligation to deviate from its widely
accepted, presumptively constitutional methods in favor
of [the petitioner’s] retrogressive alternative.” Arthur v.
Commissioner, Ala. Dept. of Corrections, 840 F.3d 1268,
23
1318 (11th Cir. 2016), abrogated in part by Bucklew, 139
S. Ct. 1112. Similarly, the Supreme Court of Arkansas
rejected the firing squad—one of the nation’s oldest
and most easily performed forms of execution—as an
alternative to lethal injection, determining that because
“[e]xecution by firing squad is not identified in the statute
as an approved means of carrying out a sentence of
death . . . it cannot be said that the use of a firing squad is
a readily implemented and available option to the present
method of execution.” Kelley, 496 S.W.3d at 359–60 (Ark.
2016). See also Arthur v. Dunn, 195 F. Supp.3d 1257,
1260 n.5 (M.D. Ala. 2016) (“A firing squad is not a legal
method of execution in Alabama.”); Boyd v. Myers, No.
2:14-CV-1017-WKW, 2015 WL 5852948, at *4 (M.D. Ala.
Oct. 7, 2015) (holding that Boyd failed to meet his burden
of pleading a feasible and readily available alternative
because he “identifie[d] a firing squad and hanging
as two feasible and readily available alternatives . . .
[b]ut those two methods are not permitted by statute
in Alabama”), aff’d sub nom. Boyd v. Warden, Holman
Corr. Facility, 856 F.3d 853 (11th Cir. 2017). Other courts
recognized that available methods can be non-statutory,
with the Eighth Circuit holding that “[w]e do not say that
an alternative method must be authorized by statute or
ready to use immediately” but that rather “the State must
have access to the alternative and be able to carry out
the alternative method relatively easily and reasonably
quickly.” McGehee, 854 at 493.
These inconsistent interpretations of Glossip’s
requirements gave rise to perverse and illogical results.
Firing squad, for example, was held as not “known and
available” in Arkansas, Kelley, 496 S.W.3d at 359–60,
Alabama, Arthur, 195 F. Supp. 3d at 1264–69, and Texas,
24
Bible, 2018 WL 3068804 at *9, despite being a method of
execution that is simple to implement, is older than the
United States, and was used in Utah as recently as 2010.
See Death Penalty Information Centre, State and Federal
Info, Utah, http://www.deathpenaltyinfo.org/state-andfederal-info/state-by-state/utah. While prisoners in states
like Arkansas and Alabama could at least pursue their
challenges by alleging other, statutory alternatives, such
rulings left prisoners in one-method states like Texas
and Georgia with no feasible option to pursue a methodof-execution challenge.
This Court sought to end this inconsistent practice in
Bucklew by clearly establishing that prisoners seeking to
challenge the method of execution to be used against them
are not limited to alleging alternative methods authorized
under the relevant state’s law. Lower courts began to
assess alleged alternative methods per Bucklew’s guidance
that they must be something that the “State could carry
[] out relatively easily and reasonably quickly,” Bucklew
at 1129, rather than focusing solely on the question of
statutory authorization. See, e.g., Glossip v. Chandler, No.
CIV-14-0665-F, 2021 WL 3561229, *12 (W.D. Okla. Aug.
11, 2021) (allowing a Petitioner in Oklahoma to proceed
past summary judgment with a method-of-execution
challenge alleging a firing squad as an alternative
method because it was sufficiently detailed to “permit a
finding that the State could carry it out ‘relatively easily
and reasonably quickly.’”) (quoting Bucklew); In re Fed.
Bureau of Prisons’ Execution Protocol Cases, 471 F.
Supp. 3d 209, 221-22 (D.D.C. 2020) (holding that because
a firing squad “is feasible, readily implemented, and would
significantly reduce the risk of severe pain, it satisfies the
Baze-Glossip requirements for proposed alternatives.”),
25
vacated on other grounds sub nom. Barr v. Lee, 140 S.
Ct. 2590 (2020). Yet the Eleventh Circuit’s decision below
would procedurally circumvent this Court’s recent holding
by relegating all such challenges to habeas petitions that
it then considers jurisdictionally barred as second or
successive. This would essentially be a return to the preBucklew era, when state and lower courts often rejected
non-statutory alternative methods as not being available.
If the Court’s recent holding is to have meaning, prisoners
must be allowed to allege non-statutory alternatives
through timely litigation under § 1983 when their claims
actually ripen, typically long after a first federal habeas
petition has been filed. Procedurally limiting prisoners to
raising only statutory alternative methods at this stage
would circumscribe Eighth Amendment rights by state
law, contrary to this Court’s supreme authority.
CONCLUSION
This Court should reverse and remand the judgment
below.
Respectfully submitted,
Bruce H. Schneider
Counsel of Record
Christine E. Ellis
Hinako Gojima
Stroock & Stroock & Lavan LLP
180 Maiden Lane
New York, NY 10038
(212) 806-5400
bschneider@stroock.com
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.