Petition for Writ of Certiorari — City of Anaheim, California, et al., Petitioners v. Fermin Vincent Valenzuela, et al.
Supreme Court briefJun 24, 2022
Ask Donna
What actually matters in this document.
Text
App. 1
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
FERMIN VINCENT VALENZUELA;
V.V., by and through their Guardian,
Patricia Gonzalez, individually
and as successors-in-interest of
Fermin Vincent Valenzuela, II,
deceased; X.V., by and through
their Guardian, Patricia Gonzalez,
individually and as successors-ininterest of Fermin Vincent
Valenzuela, II, deceased,
No. 20-55372
D.C. Nos.
8:17-cv-00278CJC-DFM
8:17-cv-02094CJC-DFM
OPINION
Plaintiffs-Appellees,
V.
CITY OF ANAHEIM; DANIEL WOLFE;
WOOJIN JUN; DANIEL GONZALEZ,
Defendants-Appellants.
Appeal from the United States District Court
for the Central District of California
Cormac J. Carney, District Judge, Presiding
Argued and Submitted May 5, 2021
Pasadena, California
Filed August 3, 2021
App. 2
Before: John B. Owens and Kenneth K. Lee, Circuit
Judges, and Michael H. Simon,* District Judge.
Opinion by Judge Owens;
Dissent by Judge Lee
COUNSEL
Timothy T. Coates (argued) and Peter A. Goldschmidt,
Greines Martin Stein & Richland LLP, Los Angeles,
California; Steven J. Rothans and Jill Williams, Carpenter Rothans & Dumont LLP, Los Angeles, California; Robert Fabela, City Attorney; Moses W. Johnson,
Assistant City Attorney; City Attorney’s Office, Anaheim, California; for Defendants-Appellants.
Dale K. Galipo (argued) and Hang D. Le, Law Offices
of Dale K. Galipo, Woodland Hills, California; John
Fattahi, Law Office of John Fattahi, Torrance, California; Garo Mardirossian and Lawrence D. Marks,
Mardirossian & Associates Inc., Los Angeles, California; for Plaintiffs-Appellees.
Christopher D. Hu (argued), San Francisco, California,
for Amicus Curiae
Steven S. Fleischman, Scott P. Dixler, and Yen-Shang
Tseng, Horvitz & Levy LLP, Burbank, California, for
Amicus Curiae Association of Southern California Defense Counsel.
* The Honorable Michael H. Simon, United States District
Judge for the District of Oregon, sitting by designation.
App. 3
Michael E. Gates, City Attorney; Brian L. Williams,
Chief Trial Counsel; Daniel S. Cha and Pancy Lin, Senior Deputy City Attorneys; Office of the City Attorney,
Huntington Beach, California; for Amicus Curiae City
of Huntington Beach.
Steven J. Renick, Manning Kass Ellrod Ramirez
Trester LLP, Los Angeles, California, for Amicus Curiae International Municipal Lawyers Association.
OPINION
OWENS, Circuit Judge:
The City of Anaheim and individual officers (“Defendants”) appeal from a jury verdict awarding “loss of
life” damages to the family of Fermin Valenzuela, Jr.,
who died after an encounter with the police. We have
jurisdiction under 28 U.S.C. § 1291, and we affirm.1
I. FACTUAL AND PROCEDURAL BACKGROUND
A. The Death of Valenzuela
On July 2, 2016, Anaheim Police Department Officers Woojin Jun and Daniel Wolfe received a 911 dispatch about a “suspicious person” near a laundromat
in Anaheim. The dispatcher described Valenzuela’s appearance, indicated that no weapons had been seen,
1
This opinion only addresses the issue of loss of life damages. A concurrently filed memorandum disposition resolves the
remaining issues on appeal, including qualified immunity.
App. 4
and noted that it was unknown whether Valenzuela
was on drugs or required psychiatric assistance.
Arriving at the scene, the officers spotted Valenzuela and followed him into the laundromat, where
they observed him moving clothing from a bag into a
washing machine. As they approached, Wolfe said he
heard the sound of breaking glass and saw what he
recognized as a methamphetamine pipe. Wolfe then
asked Valenzuela whether he was “alright” and if he
had just “br[oke] a pipe or something.” Valenzuela replied that he was “good” and “just trying to wash” his
clothes.
Wolfe claimed that he then saw a screwdriver in
the bag, so he ordered Valenzuela to stop and put his
hands behind his back. Valenzuela stepped away from
the bag but did not immediately comply. Wolfe then
grabbed Valenzuela’s right arm and tried to pull it behind his back. Almost immediately after, Jun placed
Valenzuela in a choke hold as Wolfe tried to maintain
control of Valenzuela’s hands.2
A violent struggle ensued, with Jun continuing
the choke hold while the officers managed to knock
2
The parties dispute whether the officers placed Valenzuela
in a carotid hold or an air choke hold. A carotid hold involves
compressing the carotid arteries on both sides of the neck. When
properly applied, the hold should render someone unconscious
within seven to ten seconds. But when improperly applied, a carotid hold can turn into an air choke hold, which applies pressure
to the front of the neck and is much more dangerous. Without resolving this dispute, we use the term “choke hold” to describe the
neck restraints placed on Valenzuela.
App. 5
Valenzuela to the floor, face down. Jun then initiated a
second choke hold, and Valenzuela started turning purple and repeatedly screamed “I can’t breathe” and
“help me.” Wolfe then tased Valenzuela, who jumped to
his feet and ran out of the laundromat. The officers
chased after Valenzuela, pulling off some of his clothes
as he tried to escape and knocking him to the ground.
The officers repeatedly tased Valenzuela, who begged
for them to “stop it.”
Despite multiple choke holds and taser attacks,
Valenzuela ran across the street with the officers in
pursuit. Out of breath, Valenzuela repeatedly asked
the officers to “please don’t” and “don’t kill me.” He
managed to make it to a convenience store parking lot,
where he tripped and fell to the ground. While on the
ground, Wolfe placed Valenzuela in yet another choke
hold. Again, Valenzuela turned purple, repeatedly
screamed “help me” and “stop it,” and was audibly
gasping for air. Sergeant Daniel Gonzalez, a supervisory officer, arrived on the scene and encouraged Wolfe
to “hold that choke” and “put him out,” and gave Wolfe
tips on how to accomplish this. Wolfe maintained the
hold for between one and two minutes as Jun and
Gonzalez held down Valenzuela’s arms.
Towards the end of the encounter, Gonzalez asked
Wolfe whether Valenzuela was able to breathe. Gonzalez told the officers to roll Valenzuela on his side because he was “going to wake up.” Valenzuela never did,
and he fell into a coma and died eight days later in the
hospital. The Orange County medical examiner ruled
the manner of death as a homicide caused by
App. 6
“complication[s] of asphyxia during the struggle with
the law enforcement officer” while Valenzuela was “under the influence of methamphetamine.”
B. Procedural History
Valenzuela’s father and children filed suit under
42 U.S.C. § 1983 and California law for excessive force,
wrongful death, and similar theories of liability. After
a five-day trial, the jury awarded the Valenzuela family
a total of $13.2 million in damages on multiple theories
of liability, including $3.6 million for Valenzuela’s “loss
of life,”3 which was independent of any pain and suffering that he endured during and after the struggle with
the officers.4
In their post-trial motions, the Defendants argued
that because California state law did not recognize loss
of life damages, neither should § 1983. The district
court disagreed. After reviewing the relevant in- and
out-of-circuit case law, including Chaudhry v. City of
Los Angeles, 751 F.3d 1096 (9th Cir. 2014), the court
concluded that § 1983 permitted the recovery of loss
of life damages and that California state law to the
contrary was inconsistent with the federal statute’s
goals. As the court recognized, to hold otherwise
“would undermine the vital constitutional right
3
The Ninth Circuit’s Model Civil Jury Instruction 5.2 also
recognizes damages for the “loss of enjoyment of life.”
4
The other awards were $6 million for Valenzuela’s predeath pain and suffering and $3.6 million for his children’s loss of
Valenzuela’s love, companionship, society, and moral support.
App. 7
against excessive force—perversely, it would incentivize officers to aim to kill a suspect, rather than just
harm him.” This appeal followed.
II.
DISCUSSION
A. Standard of Review
We review de novo the district court’s decision regarding loss of life damages. See Chaudhry, 751 F.3d
at 1103.
B. Section 1983 and “Loss of Life” Damages
California law forbids recovery for a decedent’s
loss of life. Cal. Civ. Proc. Code § 377.34.5 And because
the relevant federal law is silent as to loss of life damages, California law controls our inquiry “unless it is
inconsistent with the policies of § 1983.” Chaudhry,
751 F.3d at 1103. We conclude that it is, mindful that
§ 1983 was meant to be a remedial statute and should
be “broadly construed” to provide a remedy “against
all forms of official violation of federally protected
rights.” Dennis v. Higgins, 498 U.S. 439, 445 (1991) (citation omitted); see also Wilson v. Garcia, 471 U.S. 261,
5
Section 377.34 provides: “In an action or proceeding by a
decedent’s personal representative or successor in interest on the
decedent’s cause of action, the damages recoverable are limited to
the loss or damage that the decedent sustained or incurred before
death, including any penalties or punitive or exemplary damages
that the decedent would have been entitled to recover had the decedent lived, and do not include damages for pain, suffering, or
disfigurement.” Cal. Civ. Proc. Code § 377.34 (emphasis added).
App. 8
271–72 (1985) (“[Section] 1983 provides a ‘uniquely
federal remedy against incursions under the claimed
authority of state law upon rights secured by the Constitution’ . . . [that] make[s] it appropriate to accord the
statute ‘a sweep as broad as its language.’ ” (internal
citation omitted)), superseded by statute on other
grounds. Section 1983’s goals include compensation for
those injured by a deprivation of federal rights and deterrence to prevent future abuses of power. Robertson
v. Wegmann, 436 U.S. 584, 591 (1978).
Our analysis begins, and largely ends, with
Chaudhry. In that case, we addressed whether
§ 377.34’s prohibition of pre-death pain and suffering
damages prevented § 1983 plaintiffs from obtaining
such relief. We recognized that “[o]ne of Congress’s primary goals in enacting § 1983 was to provide a remedy
for killings unconstitutionally caused or acquiesced in
by state governments,” and that “[i]n cases where the
victim dies quickly, there often will be no damage
remedy at all under § 377.34.” Chaudhry, 751 F.3d at
1103–04. Because California’s bar on such relief had
“the perverse effect of making it more economically advantageous for a defendant to kill rather than injure
his victim,” we held that it clashed with § 1983’s remedial purpose and undermined its deterrence policy. Id.
at 1104–05. “Section 377.34 therefore does not apply to
§ 1983 claims where the decedent’s death was caused
by the violation of federal law.” Id. at 1105.
In reaching this conclusion, Chaudhry relied in
part on Bell v. City of Milwaukee, 746 F.2d 1205, 1239
(7th Cir. 1984), overruled in part on other grounds by
App. 9
Russ v. Watts, 414 F.3d 783 (7th Cir. 2005), a § 1983
case which rejected Wisconsin laws precluding loss of
life damages because they made it “more advantageous
[for officials] to kill rather than injure.”6 In doing so,
Chaudhry implicitly disagreed with the Sixth Circuit’s
contrary decision in Frontier Ins. Co. v. Blaty, 454 F.3d
590, 601, 603 (6th Cir. 2006), which held that § 1983
did not conflict with a similar Michigan law because
§ 1983 compensates only for “actual damages suffered
by the victim,” and a loss of life “is not ‘actual’ . . . because it is not consciously experienced by the decedent.”
We see no meaningful way to distinguish
Chaudhry from this case.7 Both involve deaths caused
by a violation of federal law, and both consider the
limits that California’s § 377.34 places on § 1983 plaintiffs—limits that we have squarely rejected. Prohibiting loss of life damages would run afoul of § 1983’s
6
Chaudhry also relied on similar cases from the Tenth and
Second Circuits. See Chaudhry, 751 F.3d at 1104–05 (first citing
Berry v. City of Muskogee, 900 F.2d 1489, 1506 (10th Cir. 1990)
(rejecting an Oklahoma state law that limited survival damages
to property loss and lost earnings as inconsistent with § 1983);
and then citing McFadden v. Sanchez, 710 F.2d 907, 911 (2d Cir.
1983) (holding the same for a New York law barring punitive
damages in § 1983 survival actions)).
7
Although district courts in our circuit once were split over
the availability of loss of life damages under § 1983, they are
unanimous after Chaudhry. See Estate of Casillas v. City of
Fresno, No. 16-CV-1042, 2019 WL 2869079, at *16 (E.D. Cal. July
3, 2019) (“Critically, . . . the cases in California federal district
courts denying survival damages, including ‘loss of enjoyment of
life’ damages, are pre-Chaudhry; and courts in this district have
authorized hedonic damages in the post-Chaudhry landscape.”).
App. 10
remedial purpose as much as (or even more than) the
ban on pre-death pain and suffering damages. Following Chaudhry, we therefore hold that § 377.34’s prohibition of loss of life damages is inconsistent with
§ 1983.
The Defendants’ attempts to distinguish Chaudhry
fall flat. First, the Defendants argue that the injury in
this case is different because unlike pre-death pain
and suffering, a person cannot “actually experience”
the phenomenon of being dead. But we already rejected this quasi-metaphysical argument in Chaudhry
when we endorsed the Seventh Circuit’s analysis in
Bell, which identified the rationale behind Wisconsin’s
restrictive statute—“that the victim once deceased
cannot practicably be compensated for the loss of life
to be made whole”—and, in light of § 1983’s broad remedial purpose and deterrence goal, rejected the state
law anyway. Bell, 746 F.2d at 1236, 1239–40.
Second, the Defendants contend that the damages
in this case are already adequate: Even if Valenzuela’s
family could not recover the $3.6 million loss of life
award, they would still receive $9.6 million in predeath pain and suffering and wrongful death damages,
which sufficiently serves § 1983’s deterrent purpose.
But the above awards address different injuries. One
can endure pain and suffering separately from dying,
while another can die painlessly and instantly. “[T]o
further the purpose of § 1983, the rules governing compensation for injuries caused by the deprivation of constitutional rights should be tailored to the interests
protected by the particular right in question.” Carey v.
App. 11
Piphus, 435 U.S. 247, 258–59 (1978). Additionally, such
a framework would still preclude recovery for the decedent who is penniless, without family, and killed
immediately on the scene. That reading is not tenable
in light of § 1983’s remedial purpose. See Zinermon v.
Burch, 494 U.S. 113, 124 (1990) (“[Section] 1983 was
intended not only to . . . provide a remedy for violations
of civil rights ‘where state law was inadequate,’ but
also to provide a federal remedy ‘where the state remedy, though adequate in theory, was not available in
practice.’ ” (citation omitted)).
Finally, the Defendants argue that loss of life
damages are too speculative because juries have never
experienced death. But juries are regularly asked to
assess damages without direct sensory experience of
the issue before them—including, in this case, for predeath pain and suffering. And it is still better for juries
to decide whether a plaintiff has received sufficient
compensation than for our court to draw arbitrary
lines denying compensation entirely.8
At bottom, the Defendants ask us to overrule
Chaudhry. Not only is this outside our authority as a
three-judge panel, but it is also inconsistent with the
Supreme Court’s repeated reminders of § 1983’s goals
and remedial purpose.
AFFIRMED.
8
Contrary to the dissent’s contention that we are mandating
maximizing recovery, we continue to leave it to juries to decide
the appropriate award in each case.
App. 12
LEE, Circuit Judge, dissenting:
Fermin Valenzuela, Jr. did not deserve to die, even
if he defied police orders and forcefully resisted arrest.
His father did not deserve to lose his son. His two children did not deserve to lose their father. Valenzuela’s
family deserves compensation. And the jury agreed: In
a civil suit filed by his estate and his surviving family
members against the City of Anaheim and its police officers, the jury awarded $13.2 million in damages—$6
million for pre-death pain and suffering, $3.6 million
for wrongful death, and another $3.6 million for loss of
life.
As tragic as his death was, we must follow the
law—and California law prohibits damages for loss of
life. That means Valenzuela’s estate and his family
members should receive $9.6 million instead of $13.2
million. The majority opinion, however, holds that they
are entitled to the full $13.2 million, ruling that federal
common law supplants California law because it is “inconsistent” with § 1983’s goals of deterrence and compensation. Chaudhry v. City of Los Angeles, 751 F.3d
1096, 1103 (9th Cir. 2014).
But an award of $9.6 million (for wrongful death
and pain and suffering) is not “inconsistent” with deterrence or compensation. We can respect state law
enacted by the people of California and still meet the
twin policy goals of § 1983. We should not jettison California state law to maximize damages for § 1983
plaintiffs. I thus respectfully dissent.
App. 13
I.
Section 1983 does not require us to maximize damages.
Section 1983 serves as a powerful tool to vindicate
the constitutional rights of people who have suffered
harm at the hands of the government. 42 U.S.C. § 1983.
But because federal law does not provide for damages
in § 1983 actions, state law governs the availability of
damages unless it is “inconsistent” with the twin policy
goals of § 1983, compensation and deterrence. See Robertson v. Wegmann, 436 U.S. 584, 590–91 (1978); 42
U.S.C. § 1988(a). And for better or worse, California decided to bar “loss of life” damages in civil cases (though
it allows a panoply of other damages, including wrongful death and punitive damages). Cal. Civ. Proc. Code
§ 377.34.1 So we must determine whether California’s
ban on loss of life damages is “inconsistent” with the
goals of compensation and deterrence. Id.
Our analysis should start with the Supreme
Court’s decision in Robertson v. Wegmann, 436 U.S. 584
(1978). The plaintiff there had sued the government
for violating his constitutional rights but he passed
away before trial, and his estate tried to substitute
itself as the plaintiff. Louisiana’s statute, however,
extinguished a person’s tort claims at death, thus
1
Section 377.34 provides: “In an action or proceeding by a
decedent’s personal representative or successor in interest on the
decedent’s cause of action, the damages recoverable are limited to
the loss or damage that the decedent sustained or incurred before
death, including any penalties or punitive or exemplary damages
that the decedent would have been entitled to recover had the decedent lived, and do not include damages for pain, suffering, or
disfigurement.” Cal. Civ. Proc. Code § 377.34 (emphasis added).
App. 14
preventing an estate from recovering anything under
§ 1983. And because the plaintiff had no family members when he died, Louisiana’s law effectively barred
any damages. 436 U.S. at 590–91. While the unique
facts of that particular case led to no recovery and perhaps an unjust result, the Court held that the state law
was not “inconsistent” with § 1983 because “most Louisiana actions survive the plaintiff ’s death.” Id. Writing for the Court, Justice Marshall explained that
despite “the broad sweep of § 1983, we can find nothing
in the statute or its underlying policies to indicate that
state law causing abatement of a particular action
should invariably be ignored in favor of a rule of absolute survivorship.” Id. at 590–91. In other words, the
Court suggested that § 1983 does not trump state law
just because it does not provide maximum recovery for
plaintiffs.
But Robertson left open a more complex question:
Would a similar state law conflict with § 1983 if the
challenged governmental conduct directly caused the
plaintiff ’s death? Id. at 594. In Chaudhry, we answered this question in the narrow context of damages
for pre-death pain and suffering. Chaudhry v. City of
Los Angeles, 751 F.3d 1096, 1105 (9th Cir. 2014). In
that case, a police officer shot and killed a 21-year-old
autistic man sleeping in front of an apartment building. The police officer alleged that he had lunged towards him with a knife, a claim that was hotly
contested at trial. A jury awarded his estate $1 million
for pain and suffering, but California law bans damages for pre-death pain and suffering (though
App. 15
California allows someone who does not die to sue for
pain and suffering). This court reasoned that in “cases
where the victim dies quickly” and does not suffer any
pain and suffering, “there often will be no damage remedy at all.” Id. The opinion also noted that “a prohibition against pre-death pain and suffering awards for a
decedent’s estate has the perverse effect of making it
more economically advantageous for a defendant to
kill rather than injure his victim.” Id. Based on the
facts of that case, this court held that California’s ban
on pre-death pain and suffering was “inconsistent”
with § 1983’s goals of deterrence and compensation. Id.
The majority believes that Chaudhry controls this
case. It interprets that decision to allow federal common law to displace not only California’s ban on predeath pain and suffering (which was at issue in
Chaudhry) but also the prohibition on loss of life damages (which is at issue here). I do not read Chaudhry
as broadly as the majority does and believe it would be
unwise to expand its reach to loss of life damages (more
on that later).
California’s bar on loss of life damages does not
undermine § 1983’s goal of deterrence. This case is a
prime example. Not only are the defendants on the
hook for $9.6 million, but they will also likely have to
shell out millions more in attorneys’ fees. An eightfigure judgment deters even the largest city or police
department. Chaudhry also highlighted the potentially perverse incentive of allowing someone who does
not die to obtain pain and suffering damages but barring someone who does die from receiving those same
App. 16
damages. Id. But that incongruity does not exist for
loss of life damages because someone who does not die
cannot seek them. Thus, to borrow the language of
Chaudhry, California’s bar on loss of life damages does
not make death more “economically advantageous”
than injury. Id.
Nor does California’s bar on loss of life damages
undermine the goal of compensation. Chaudhry specifically focused on the danger that “there often will be
no damage remedy at all” if someone dies quickly and
experiences no pain and suffering. Id. at 1105 (emphasis added). Under those particular facts, California’s
state law might be “inconsistent” with § 1983’s goals of
deterrence and compensation. But that is not the case
here. Here, even without loss of life damages, Valenzuela’s estate and his children will still receive $9.6
million. While no amount of money can replace the loss
of Valenzuela’s life, that nearly eight-figure award is
not inconsistent with § 1983’s compensatory goal, especially given that pre-death pain and suffering damages
are now recoverable under Chaudhry.
The majority warns that California’s bar against
loss of life damages may hypothetically “preclude recovery for the decedent who is penniless, without family, and killed immediately on the scene.” Maj. Op. at
11. But the Supreme Court has already rejected that
argument: In assessing whether a state law is “inconsistent” with § 1983’s goals, we cannot refuse to apply
a state law just because it “caus[es] abatement of a particular action.” Robertson, 436 U.S. at 590–91 (emphasis added). Rather, we must take a broader view to see
App. 17
if the state law denies recovery under § 1983 in “most”
cases. Id. (upholding a state damages bar because
“most Louisiana actions survive the plaintiff ’s death”).
Put another way, courts cannot abrogate a state law
just because it may lead to a seemingly unjust result
in a particular § 1983 case. That is why the Court in
Robertson upheld the Louisiana state law: Even
though it meant that the plaintiff ’s estate would not
receive a penny, it was not “inconsistent” with § 1983
because plaintiffs in most cases would still obtain damages.
The majority opinion also suggests that the pain
and suffering and wrongful death damages do not adequately compensate Valenzuela’s estate and his surviving family members because these “awards address
different injuries.” Maj. Op. at 11. But neither § 1983
nor any court decision suggests that we can ignore a
state law unless it mandates damages for each theory
of harm suffered by the plaintiff or his survivors.
Simply put, we cannot supplant state law to mandate
maximum recovery for § 1983 plaintiffs. Rather, we
need to address whether the state law is inconsistent
with § 1983’s twin goals of deterrence and compensation. And here, I believe that $9.6 million satisfies both
of those important goals, and that we should thus respect the decision by the people of California to bar loss
of life damages.
App. 18
II.
We should revisit Chaudhry.
While I do not believe Chaudhry controls this case,
this court should still revisit that decision in a future
en banc proceeding because it misconstrued Robertson
and relied on flawed assumptions.
First, Chaudhry ignored the Supreme Court’s
guidance about when a state law is “inconsistent” with
§ 1983’s goals of deterrence and compensation. The
opinion incorrectly suggested that if a state law denies
recovery in a particular case or in some cases, that law
conflicts with § 1983. Chaudhry, 751 F.3d at 1104 (rejecting California’s ban on pre-death pain and suffering damages because the “practical effect” would be to
“often . . . eliminate . . . damage awards for the survivors of people killed by violations of federal law”).
But the Supreme Court in Robertson rejected such
an expansive reading of the word “inconsistent.” The
Court upheld the Louisiana law limiting damages—
even though it meant that the plaintiff in that case
would receive nothing—because plaintiffs in “most”
§ 1983 cases would still obtain recovery. Robertson, 436
U.S. at 590–91. As the Court explained, if “success of
the § 1983 action were the only benchmark, there
would be no reason at all to look to state law, for the
appropriate rule would then always be the one favoring the plaintiff, and its source would be essentially irrelevant.” Robertson, 436 U.S. at 593. Put another way,
a state law is “inconsistent” with § 1983’s goals only if
“most” § 1983 plaintiffs would not obtain recovery. But
Chaudhry turned Robertson on its head and implied
App. 19
that a state law is inconsistent whenever it denies recovery in any case or some cases.
Second, the facts in Chaudhry do not support its
reasoning. The court refused to apply California’s law
banning pre-death pain and suffering damages because following it would supposedly “eliminate . . .
damage awards for the survivors of people killed by violations of federal law.” Chaudhry, 751 F.3d at 1104.
But the facts of the case belie that assertion: “The jury
awarded $700,000 to the Chaudhrys for their wrongful
death claim under state law.” Id. at 1102. Curiously,
despite briefly mentioning this fact in the background
section of the opinion, the Chaudhry court never addressed why a wrongful death damages of $700,000
would not serve the goals of compensation and deterrence. So contrary to Chaudhry’s implication, California law compensated the plaintiffs, even without predeath pain and suffering damages. This omission
strikes at the core of Chaudhry’s reasoning for refusing
to follow state law.
Finally, the opinion relied on a dubious assumption that state law limiting damages would not deter
police officers and in fact may encourage them to deliberately kill suspects. It observed that “a prohibition
against pre-death pain and suffering awards for a decedent’s estate has the perverse effect of making it
more economically advantageous for a defendant to
kill rather than injure his victim.” Chaudhry, 751 F.3d
at 1104.
App. 20
That apparent assumption is not rooted in reality.
See, e.g., Carlson v. Green, 446 U.S. 14, 50 n.17 (1980)
(Rehnquist, J., dissenting) (rejecting the claim that
law enforcement officers “would intentionally kill the
individual or permit him to die, rather than violate his
constitutional rights to a lesser extent, in order to
avoid liability under Bivens”).
Chaudhry does not provide any support for its assumption that law enforcement officers would deliberately choose to kill, rather than injure, a suspect to
avoid potential liability for pre-death pain and suffering. Most fatalities involving law enforcement occur
during chaotic, messy, and dangerous situations in
which officers must make split-second decisions to
protect others’ lives or their own. See Jonathan Nix,
“On the Challenges Associated with the Study of Police
Use of Deadly Force in the United States: A Response
to Schwartz & Jahn,” (28 Jul. 2020), PLoS One 15(7);
e0236158 at *3, available at https://www.ncbi.nlm.nih.gov/
pmc/articles/PMC7386827/pdf/pone.0236158.pdf. (noting that “roughly 87% of the 5,134 citizens fatally shot
by police officers since 2015 were in possession of a potentially deadly weapon”) (citations omitted). All these
deaths are tragic, and many were unwarranted in
hindsight. But no evidence even remotely suggests
that these police officers acted out of some macabre desire to seek an “economically advantageous” outcome.
In other situations, a seemingly normal investigation or arrest spirals out of control, leading to a tragic
death. That is what happened here. Acting on a
woman’s complaint about a suspicious man following
App. 21
her, two Anaheim police officers approached Valenzuela in a laundromat. An officer asked him to put his
hands behind his back, but he did not comply. In the
ensuing struggle, all three men fell to the ground, and
one of the officers put him in a neck restraint. But
Valenzuela slipped away and fled the laundromat. One
of the officers tased him multiple times, but Valenzuela
sprinted across several lanes of traffic. The officers
caught up to him and tried to handcuff him, but Valenzuela resisted. During this five-minute encounter, the
officers told him to stop resisting 41 times, all to no
avail. Once the officers finally managed to put handcuffs on Valenzuela, the officer who had him in the
neck restraint released him immediately. Sadly, Valenzuela had lost consciousness and died eight days later.
As I noted in our related decision, I believe that the
officers used excessive force because it was obvious
that Valenzuela was in distress. But I do not believe
they made a calculated decision to kill him because it
would be “economically advantageous.” Indeed, once
they realized Valenzuela was unconscious, they tried to
resuscitate him through CPR.
Finally, even the most malevolent officer would not
kill a suspect because it would be “economically advantageous.” Almost all police officers today do not face
any personal financial liability because the government generally indemnifies them.2 The real deterrents
2
See Joanna C. Schwartz, “Qualified Immunity and Federalism All the Way Down,” 109 Geo. L.J. 305, 321 (2020) (discussing the development of state indemnification practices after the
Supreme Court invented modern qualified immunity). See also
App. 22
to police misconduct are not monetary damages (which
they do not personally pay anyway), but firings, negative media attention, and potential criminal liability.
Although we must construe § 1983 with a broad
remedial purpose, we cannot ignore the tension between Chaudhry and the actual law that Congress enacted. If Congress really thought that this court’s job
is to overwrite state law to maximize recovery, why
preserve state damages law? Robertson, 436 U.S. at
593. Surely, a uniform federal scheme would better accomplish that goal. Instead, Congress told us to respect
states’ sovereignty unless their law was “inconsistent”
with our own. 42 U.S.C. § 1988. Chaudhry ignores Congress’ directive as well as the will of the California people.
I respectfully dissent.
Martin A. Schwartz, “Should Juries Be Informed that Municipality Will Indemnify Officers’ § 1983 Liability for Constitutional
Wrongdoing?,” 86 Iowa L. Rev. 1209, 1217 (2001) (discussing the
common practice of state indemnification of officers entitled to
qualified immunity).
App. 23
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA
SOUTHERN DIVISION
FERMIN VINCENT
VALENZUELA,
) Case No.: SACV
) 17-00278-CJC (DFMx)
) consolidated with
Plaintiff,
) SACV 17-02094-CJC
v.
) (DFMx)
) ORDER DENYING
CITY OF ANAHEIM,
) DEFENDANTS’
et al.,
) MOTION FOR
Defendants.
) JUDGMENT AS A
) MATTER OF LAW
)
VINCENT VALENZUELA [Dkt. 392], DENYING
) DEFENDANTS’
and XIMENA VALEN)
ZUELA by and through ) MOTION FOR NEW
TRIAL [Dkt. 393],
their guardian
)
PATRICIA GONZALEZ, ) AND GRANTING
IN SUBSTANTIAL
Plaintiffs,
) PART PLAINTIFFS’
)
v.
MOTION FOR
)
ATTORNEY FEES
CITY OF ANAHEIM,
) AND COSTS
et al.,
) [Dkt. 385]
)
Defendants.
) (Filed Mar. 11, 2020)
I.
INTRODUCTION
On July 2, 2016, members of the Anaheim Police
Department (the “APD”) applied a neck restraint on
Fermin Vincent Valenzuela Junior (“Mr. Valenzuela”).
Mr. Valenzuela died. The principal question in the trial
that resulted was whether it was appropriate for the
App. 24
APD officers to use a particular type of neck restraint
called the “carotid hold.” The carotid hold involves
wrapping an officer’s arm around a suspect’s neck, and
attempting to apply bilateral pressure only to the sides
of the neck. When applied correctly, the hold temporarily restricts blood flow from the carotid arteries to the
brain and causes the suspect to lose consciousness for
a few seconds, allowing the officers to gain control of
the suspect. The suspect then quickly regains consciousness.
In practice, however, the hold is extremely difficult
to execute, especially if a suspect is panicking or otherwise resisting. An improperly applied carotid hold can
morph into an “air choke hold,” which obstructs the
subject’s airway and prevents him from breathing.
Even when the carotid hold is properly applied, using
it too often or too long can cause permanent brain
damage or even death. Because the hold is so dangerous, many police departments have prohibited it completely, or limited its use to deadly force situations. At
the time of the incident in this case, APD had a policy
of permitting the carotid hold even in non-deadly force
situations. APD officers used it (or at least attempted
to) and Mr. Valenzuela died.
Plaintiffs Fermin Vincent Valenzuela Senior (Mr.
Valenzuela’s father, “Mr. Valenzuela Sr.”), Vincent
Valenzuela (Mr. Valenzuela’s son), and Ximena Valenzuela (Mr. Valenzuela’s daughter) brought this civil
rights action against Defendants City of Anaheim (the
“City”), Officers Daniel Wolfe, Officer Woojin Jun, and
Sergeant Daniel Gonzalez. In November 2019, they
App. 25
presented evidence to a jury supporting their claims
for excessive force, deprivation of substantive due process, municipal liability (on both unlawful policy and
failure to train theories), wrongful death (on both negligence and battery theories), and violation of the Bane
Act, Cal. Civ. Code § 52.1(b). After five days of trial, the
jury returned a verdict in favor of Mr. Valenzuela’s children, finding, among other things, that Officers Jun
and Wolfe used excessive force when they attempted to
use the carotid hold, that Sergeant Gonzalez was liable
as the supervising officer, and that the City’s policy
permitting the carotid hold in nondeadly force situations was unlawful. (Dkt. 358.) The trial proceeded to
a second phase on damages. After two additional days
of trial, the jury returned with a second verdict, awarding Mr. Valenzuela’s children a total of $13.2 million in
damages. (Dkt. 372.)
Before the Court are three post-trial motions: (1)
Defendants’ motion for judgment as a matter of law
(Dkt. 392, hereinafter “JMOL Mot.”), (2) Defendants’
motion for a new trial (Dkt. 393, hereinafter “New
Trial Mot.”), and (3) Plaintiffs’ motion for attorney fees
and costs (Dkt. 385, hereinafter “Fee Mot.”). For the following reasons, Defendants’ motions are DENIED and
Plaintiffs’ motion is GRANTED IN SUBSTANTIAL
PART.
II.
BACKGROUND
On the morning of July 2, 2016, Valentina Moya
feared a man was following her while she was walking
App. 26
home from work. She called her daughter, Enia Moya,
and asked her to call the police. Enia called the APD
and told them a Hispanic man in his late twenties carrying a blue duffel bag and wearing black pants, a
black shirt, a tan beanie, and burgundy shoes was following her mother. APD Officers Jun and Wolfe responded to a broadcast regarding a “suspicious person”
with this description at the corner of Magnolia Avenue
and West Broadway.
When Officers Jun and Wolfe arrived to Magnolia
and Broadway, they saw a man meeting Enia’s description enter a laundromat. As the officers walked toward
the man, who turned out to be Mr. Valenzuela, they
heard what they believed was a glass methamphetamine pipe breaking. At the time, Mr. Valenzuela’s bag
was on the floor in front of a washing machine, and he
was moving clothing from the bag into the machine.
Officer Wolfe asked him: “Howdy, you alright? You
break a pipe or something?” Mr. Valenzuela seemingly
did not respond.
Officer Wolfe then observed the handle of a screwdriver in Mr. Valenzuela’s bag. Officer Wolfe ordered
Mr. Valenzuela to put his hands behind his back. When
Mr. Valenzuela did not comply, Officer Wolfe grabbed
his right arm and started to pull it behind his back. A
struggle ensued where all three fell to the ground, and
Officer Jun attempted to control Mr. Valenzuela using
a neck restraint.
The parties disputed the type of neck restraint Officer Jun used. Officer Jun testified that he applied the
App. 27
carotid hold. Plaintiffs asserted that Officer Jun either
incorrectly applied the carotid hold or used an air
choke hold. Officer Jun held the neck restraint with his
right arm for twenty-two seconds, and with his left arm
for another minute and twenty seconds. The body-worn
camera footage clearly shows Mr. Valenzuela turning
purple and screaming that he could not breathe.
The struggle continued as Mr. Valenzuela slipped
out of his shirt, ran out the front door of the laundromat, overcame multiple tases, and ran across several
lanes of traffic on Magnolia Avenue. As Mr. Valenzuela
reached the parking lot of a 7-Eleven across the street,
he tripped on a curb and fell to the ground. Officer
Wolfe then got on top of Mr. Valenzuela and attempted
to roll him onto his stomach. When he could not get
Mr. Valenzuela on his stomach, Officer Wolfe placed his
arm around Mr. Valenzuela’s neck to get into position
to apply another restraint hold.
APD Sergeant Daniel Gonzalez came to the scene
to assist. As Officer Wolfe attempted to apply a neck
restraint, Sergeant Gonzalez took hold of Mr. Valenzuela’s left arm while Officer Jun still held his right.
The parties again disputed the type of neck restraint
applied. Sergeant Gonzalez testified that he saw Officer Wolfe apply a proper carotid hold that did not
place pressure on Mr. Valenzuela’s trachea. Plaintiffs
contended that Officer Wolfe either improperly applied
the carotid hold, or applied an air choke hold. Regardless, the video footage shows Officer Wolfe’s right arm
around Mr. Valenzuela’s neck for at least sixty seconds.
App. 28
With three officers now holding Mr. Valenzuela,
Sergeant Gonzalez supervised Officer Wolfe’s neck restraint. The video footage shows Mr. Valenzuela wheezing and having difficulty breathing. Nevertheless,
Sergeant Gonzalez repeatedly directed Officer Wolfe to
“hold that choke.” Officer Wolfe did. When Officer Wolfe
eventually loosened the restraint, he kept his arm
around Mr. Valenzuela’s neck and rolled him onto his
stomach. Sergeant Gonzalez then handcuffed Mr.
Valenzuela’s left arm and asked Officer Wolfe, “Are you
letting him breathe?” Officer Wolfe responded that he
was.
Mr. Valenzuela lost consciousness. When he did
not regain consciousness, Sergeant Gonzalez ordered
the officers to start CPR. Their efforts were unsuccessful. Paramedics transported Mr. Valenzuela to Western
Anaheim Medical Center, where he died eight days
later.
On February 15, 2017, Mr. Valenzuela’s father and
two children filed this case, asserting claims against
Officer Jun, Officer Wolfe, and Sergeant Gonzalez for
excessive force, deprivation of substantive due process,
wrongful death (on both negligence and battery theories), and violation of the Bane Act, and against the
City for municipal liability (on both unlawful policy
and failure to train theories). (See Dkt. 185 [Second
Amended Complaint].)
On November 12, 2019, the Court impaneled a
jury. (Dkt. 346.) Trial proceeded in two phases. After
five days of trial, the jury returned a verdict in favor of
App. 29
Mr. Valenzuela’s two children, Vincent and Ximena, on
the issue of liability for all of their claims except deprivation of substantive due process. The jury found
that Officers Jun and Wolfe used excessive force
against Mr. Valenzuela, and that Sergeant Daniel Gonzalez was liable as a supervisory defendant. (Dkt. 358.)
The jury also found that the three officers committed
battery that was a substantial factor in causing Mr.
Valenzuela’s death, and that the officers were negligent and their negligence was a substantial factor in
causing Mr. Valenzuela’s death. (Id.) The jury further
found that Mr. Valenzuela was contributorily negligent, and assigned 85% of fault to Officer Jun, Officer
Wolfe, and/or Sergeant Gonzalez, and 15% to Mr.
Valenzuela. (Id.) The jury also found the officers acted
with sufficient intent to violate Mr. Valenzuela’s rights
under the Bane Act. (Id.) However, the jury found that
none of the officers acted with a purpose to harm in
violation of Plaintiffs’ substantive due process rights.
(Id.) Finally, the jury found that the City was liable because it had an unlawful official policy, practice, or custom, but that it was not liable for a failure to train. (Id.)
After a second phase of the trial on the issue of
damages, the jury returned a verdict awarding survival damages of $3,600,000 for Mr. Valenzuela’s loss
of life and $6,000,000 for his pre-death pain and suffering. (Dkt. 372.) The jury also awarded $1,800,000
each to Vincent and Ximena Valenzuela for wrongful
death damages for their past and future loss of Mr.
Valenzuela’s love, companionship, comfort, care,
App. 30
assistance, protection, affection, society, moral support,
training, and guidance. (Id.)
III. DEFENDANTS’ MOTION FOR JUDGMENT
AS A MATTER OF LAW
Defendants first move for judgment as a matter of
law. A party seeking judgment as a matter of law has
a “very high” standard to meet. Costa v. Desert Palace,
Inc., 299 F.3d 838, 859 (9th Cir. 2002), aff ’d, 539 U.S.
90 (2003). Specifically, a court may enter judgment as
a matter of law only if “a reasonable jury would not
have a legally sufficient evidentiary basis to find for
the [prevailing] party” as to an issue on which that
party has been fully heard during trial. Fed. R. Civ. P.
50(a)–(b). The jury’s verdict must be upheld if, viewing
the facts in the light most favorable to the nonmoving
party, there is substantial evidence for a reasonable
jury to have found in the nonmoving party’s favor.
Johnson v. Paradise Valley Unified Sch. Dist., 251 F.3d
1222, 1227 (9th Cir. 2001). When considering the motion, the court must draw all reasonable inferences in
favor of the nonmoving party, and it may not make
credibility determinations or weigh the evidence. Velazquez v. City of Long Beach, 793 F.3d 1010, 1018 (9th
Cir. 2015). The “high hurdle” this standard creates
“recognizes that credibility, inferences, and factfinding
are the province of the jury, not this court.” Costa, 299
F.3d at 859.
App. 31
A. Excessive Force
Defendants argue that they are entitled to judgment as a matter of law on all claims because the evidence at trial demonstrated the officers’ use of force
was objectively reasonable. (JMOL Mot. at 18–21.) Defendants are wrong. Under the Fourth Amendment, a
police officer may use only such force as is “objectively
reasonable” under all of the circumstances. Graham v.
Connor, 490 U.S. 386, 397 (1989). “The ‘reasonableness’
of a particular use of force [is] judged from the perspective of a reasonable officer on the scene, rather than
with the 20/20 vision of hindsight.” Id. at 396; see also
Kingsley v. Hendrickson, 135 S. Ct. 2466, 2473 (2015).
Factfinders assess reasonableness using several nonexhaustive factors: “the severity of the crime at issue,
whether the suspect poses an immediate threat to the
safety of the officers or others, and whether he is actively resisting arrest or attempting to evade arrest by
flight.” Graham, 490 U.S. at 396. The most important
factor is whether the suspect posed an immediate
threat. Mattos v. Agarano, 661 F.3d 433, 441 (9th Cir.
2011).
The evidence at trial showed that the carotid hold
is extremely dangerous. (See, e.g., Dkt. 409 [Transcript
from Trial Day 2, 11/13/19, AM, hereinafter “Day 2
AM”] at 122–23 [Officer Wolfe]; Dkt. 410 [Transcript
from Trial Day 3, 11/14/19, AM, hereinafter “Day 3
AM”] at 95 [Officer Jun]; Dkt. 411 [Transcript from
Trial Day 4, 11/15/19, AM, hereinafter “Day 4 AM”] at
41 [Sergeant Gonzalez]; Dkt. 412 [Transcript from
Trial Day 5, 11/18/19, AM, hereinafter “Day 5 AM”] at
App. 32
74 [Joe Callanan].) It involves wrapping an officer’s
arm around a suspect’s neck, and attempting to apply
pressure only to the sides of the neck. This is very difficult even under model conditions. And if there is any
level of struggle or resistance, it is even more difficult
to execute the carotid hold appropriately. Moreover,
just one minute of pressure on the carotid artery, even
when applying the hold correctly, can cause permanent
brain tissue damage. (Dkt. 428 [Transcript from Trial
Day 4, 11/15/19, PM, hereinafter “Day 4 PM”] at 94
[Sergeant Ciscel].) And as this case showed, attempting to use the hold can interfere with a person’s ability
to breathe and kill him. Because the carotid hold is so
dangerous, many police departments have prohibited
its use completely, or limited its use to deadly force situations. (See, e.g., Day 2 AM at 21–23 [Scott DeFoe];
Day 4 AM at 44 [Sergeant Gonzalez]; Day 4 PM at 108–
09 [Sergeant Ciscel]; Day 5 AM at 74 [Joe Callanan].)
Especially troubling here was the compelling evidence that the officers did not apply this very dangerous hold in the way they were taught to—they applied
it for too long, too often, and to the front of Mr. Valenzuela’s neck, ignoring Mr. Valenzuela’s clear symptoms
of distress. Specifically, the officers applied the carotid
hold for over two and a half minutes, despite statements in the Peace Officer Standards and Training
(“POST”) learning domain that pressure on the carotid
for just 60 seconds can cause permanent brain tissue
damage. See Headwaters Forest Def. v. Cty. of Humboldt, 276 F.3d 1125, 1131 (9th Cir. 2002), as amended
(Jan. 30, 2002) (relying on “regional and state-wide
App. 33
police practice and protocol” in qualified immunity
analysis); (Day 4 PM at 94 [Sergeant Ciscel]; see Day 5
AM at 22 [Joe Callanan testifying that a properly applied carotid hold “should render a person unconscious
briefly in a matter of seconds”].) Also contrary to POST,
the officers used the carotid hold more than twice in 24
hours. (Day 2 AM at 46 [Scott DeFoe].) In addition,
they applied pressure to the front of Mr. Valenzuela’s
neck. (See Day 4 PM at 109 [Sergeant Ciscel testifying
that proper application of the carotid hold should not
cause hyoid bone fracture]; Day 2 AM at 56 [Scott DeFoe agreeing]; Dkt. 426 [Transcript from Trial Day 2,
11/13/19, PM, hereinafter “Day 2 PM”] at 15–16 [Coroner Dr. Aruna Singhania testifying that Mr. Valenzuela’s hyoid bone was broken]; Day 4 AM at 62, 65 [Dr.
Bennet Omalu testifying the same].) Finally, the officers ignored numerous clear signs that Mr. Valenzuela
was having trouble breathing. (See, e.g., Day 2 AM at
47 [Scott DeFoe testifying that if “someone’s gasping
and their face is red, you should be able to look and say,
‘This is not working’ ”]; Day 4 PM at 62–63 [Dr. Gary
Vilke testifying that the neck restraint was not released until 35 seconds after snoring indicating difficulty breathing began].) Mr. Valenzuela was turning
purple, wheezing, gasping for air, and screaming that
he could not breathe.
The jury’s finding of excessive force was further
supported by evidence showing that when the officers
approached Mr. Valenzuela in the laundromat, they
had little to no information that he had committed any
crime—only that he was a “suspicious person.” See
App. 34
Graham, 490 U.S. at 396 (including “the severity of the
crime at issue” as one of the factors bearing on reasonableness); (see Day 3 AM at 92–93 [Officer Jun testifying that they did not have any information that Mr.
Valenzuela had harmed or had threatened to harm anyone]). Although Mr. Valenzuela was resisting or attempting to evade arrest at times, the most important
factor is whether he posed an immediate threat to the
officers or others. See Graham, 490 U.S. at 396; Mattos,
661 F.3d at 441. There was no evidence that Mr. Valenzuela was armed at any point in his interactions with
the officers. (See, e.g., Day 3 AM at 92–93 [Officer Jun
testifying that he did not see a weapon in Mr. Valenzuela’s hand or on his person]; Day 2 AM at 143 [Officer Wolfe testifying that he saw the handle of a
screwdriver in Mr. Valenzuela’s bag, but never indicating that Mr. Valenzuela accessed the screwdriver or
any other potential weapon].) Nor was he taking any
action that posed a threat of serious bodily injury to
officers or to others. And he certainly posed very little
threat during the final neck restraint when Officer
Wolfe was on top of him and Officer Jun and Sergeant
Gonzalez were holding his arms.
Viewing the facts in the light most favorable to
Plaintiffs, and drawing all reasonable inferences in
their favor, there was substantial evidence that the
officers used excessive force, and the jury reasonably
concluded they did. See Johnson, 251 F.3d at 1227;
Velazquez, 793 F.3d at 1018. The carotid hold was dangerous, and the officers knew it. But they used it anyway. They used it despite the fact that Mr. Valenzuela
App. 35
was not suspected of any serious crime and did not
pose an immediate threat. Worse yet, they applied it in
a way they were told not to—more times than they
should have, for longer than they should have, and despite numerous indications that Mr. Valenzuela was in
pain and distress. And they applied pressure to the
center of Mr. Valenzuela’s neck, making it impossible
for him to even breathe. Tragically, their use of the carotid hold on Mr. Valenzuela led to his unnecessary
death.
B. Qualified Immunity
Defendants argue that Officer Wolfe, Officer Jun,
and Sergeant Gonzalez are entitled to qualified immunity on Plaintiffs’ § 1983 claims. (JMOL Mot. at 2–
8.) Qualified immunity shields public employees from
§ 1983 liability if “their conduct does not violate clearly
established statutory or constitutional rights of which
a reasonable person would have known.” Harlow v.
Fitzgerald, 457 U.S. 800, 818 (1982). To determine
whether qualified immunity applies, courts evaluate
(1) whether the employee’s conduct violated a constitutional right, and (2) whether that right was clearly
established at the time of the incident. Pearson v. Callahan, 555 U.S. 223, 232 (2009). As discussed in the
preceding section, there is no question here that the
first prong is met. Rather, Defendants focus on the second prong, arguing that there was no clearly established law at the time of the incident that would make
a reasonable officer aware that using the carotid hold
App. 36
on Mr. Valenzuela was unreasonable under the circumstances.
“To be clearly established, a right must be sufficiently clear that every reasonable official would have
understood what he is doing violates that right.”
Hamby v. Hammond, 821 F.3d 1085, 1090 (9th Cir.
2016) (quoting Taylor v. Barkes, 135 S. Ct. 2042, 2044
(2015)) (per curiam) (emphasis in Hamby). “Although
a plaintiff need not find ‘a case directly on point, existing precedent must have placed the . . . constitutional
question beyond debate.’ ” Id. at 1091 (quoting Ashcroft
v. Al-Kidd, 563 U.S. 731, 741 (2001)). The Court must
make its inquiry “in light of the specific context of the
case, not as a broad general proposition.” Mullenix v.
Luna, 136 S. Ct. 305, 308 (2015).
Officer Jun, Officer Wolfe, and Sergeant Gonzalez
are not entitled to qualified immunity. Every reasonable officer on July 2, 2016 knew the carotid hold was
dangerous. Wrapping an officer’s arm around a suspect’s neck and attempting to apply pressure only to
the sides of the neck is very difficult, especially where
there is any level of struggle or resistance, as there was
here. (Day 2 AM at 122–23 [Officer Wolfe]; Day 3 AM
at 95 [Officer Jun]; Day 5 AM at 74 [Joe Callanan].)
Even when an officer executes the hold properly, using
it for just one minute can cause permanent brain tissue damage. (Day 4 PM at 94 [Sergeant Ciscel].) Because the carotid hold is so dangerous, and can cause
serious injury or death, many police departments have
prohibited it altogether, or limited its use to deadly
force situations. (See, e.g., Day 2 AM at 21–23 [Scott
App. 37
DeFoe]; Day 4 AM at 44 [Sergeant Gonzalez]; Day 4 PM
at 108–09 [Sergeant Ciscel]; Day 5 AM at 74 [Joe Callanan].)
Moreover, every reasonable officer on July 2, 2016
knew that using the carotid hold for more than two
minutes and thirty seconds and more than twice in 24
hours, applying pressure to the center of the neck, and
continuing the hold despite clear signs that the subject
could not breathe was an unreasonable use of force. See
Hamby, 821 F.3d at 1090. Yet the officers here did exactly that. They applied the carotid hold for far longer
than the period POST teaches can cause permanent
brain tissue damage. (Day 4 PM at 94 [Sergeant Ciscel]; see Day 5 AM at 22 [Joe Callanan].) They used it
more than twice in 24 hours. (Day 2 AM at 46 [Scott
DeFoe explaining that POST says not do to this]); see
Headwaters, 276 F.3d at 1131 (relying on “regional and
state-wide police practice and protocol” in qualified immunity analysis). They applied pressure to the front of
the neck, preventing Mr. Valenzuela from breathing.
(See Day 4 PM at 109 [Sergeant Ciscel]; Day 2 AM at
56 [Scott DeFoe]; Day 2 PM at 15–16 [Dr. Singhania];
Day 4 AM at 62 [Dr. Omalu].) And they continued the
hold despite numerous clear signs that Mr. Valenzuela
was having trouble breathing—he was turning purple,
wheezing, gasping for air, and screaming that he could
not breathe. (See, e.g., Day 2 AM at 47 [Scott DeFoe];
Day 4 PM at 62–63 [Dr. Vilke].) All of this despite the
fact that Mr. Valenzuela was merely a “suspicious person,” was not armed, and was not posing any immediate threat.
App. 38
The circumstances in this case are similar to those
in Drummond v. City of Anaheim, 343 F.3d 1052 (9th
Cir. 2003). There, with Mr. Drummond on the ground
and his hands cuffed behind him, officers put their
knees on his back and neck and placed the weight of
their bodies on him. Id. at 1054. He “soon fell into respiratory distress,” told the officers he could not breathe
and that they were choking him, and asked for a glass
of water. Id. at 1054–55. One eyewitness said the man
was “obviously” having trouble breathing. Id. at 1055.
After the officers then used a “hobble restraint,” binding his ankles, he went limp and lost consciousness. Id.
Mr. Drummond went into a “permanent vegetative
state.” Id. The Ninth Circuit held “that, under the circumstances, a reasonable officer would have had fair
notice that the force employed was unlawful, and that
any mistake to the contrary would have been unreasonable.” Id. at 1060. The Circuit further found that
the law at that time was clearly established, and “any
reasonable officer would have known that the force
used amounted to a constitutional violation.” Id. at
1062.
Drummond is not the only case on point. See, e.g.,
Booker v. Gomez, 745 F.3d 405, 425 (10th Cir. 2014)
(finding clearly established law made qualified immunity inappropriate where carotid hold was applied
for two minutes and 55 seconds, despite training to use
it only for one minute, during which time the suspect
was handcuffed, 50-75% of officer’s body weight put on
suspect’s back, and tased); Weigel v. Broad, 544 F.3d
1143, 1154 (10th Cir. 2008) (finding clearly established
App. 39
law precluded qualified immunity where, “even after it
was readily apparent for a significant period of time
(several minutes) that [the suspect] was fully restrained and posed no danger, the defendants continued to use pressure on a vulnerable person’s upper
torso while he was lying on his stomach”).
Simply stated, every reasonable officer on July 2,
2016 would have understood that applying the carotid
hold for longer than a minute, more than once, with
pressure on the front of the neck, despite clear signs
the suspect could not breathe, was an excessive use of
force. Qualified immunity does not apply.
C. Bane Act
Defendants argue they are entitled to judgment as
a matter of law on Plaintiffs’ Bane Act claim because
there was no evidence that the officers had the specific
intent to violate Mr. Valenzuela’s rights. (JMOL Mot.
at 16.) Although the elements of a Bane Act excessive
force claim are similar to a § 1983 excessive force
claim, the Bane Act requires an additional element of
specific intent. Reese v. Cty. of Sacramento, 888 F.3d
1030, 1044–45 (9th Cir. 2018). To violate the Bane Act,
a defendant must have “intended not only the force,
but its unreasonableness, its character as more than
necessary under the circumstances.” Id. at 1045 (quoting United States v. Reese, 2 F.3d 870, 885 (9th Cir.
1993)) (internal quotation marks omitted). “[I]t is not
necessary for the defendants to have been “thinking
in constitutional or legal terms at the time of the
App. 40
incidents, because a reckless disregard for a person’s
constitutional rights is evidence of a specific intent to
deprive that person of those rights.” Id.
Contrary to Defendants’ assertion, there was substantial evidence that Officers Jun and Wolfe had a
specific intent to use unreasonable force and that Sergeant Gonzalez had a specific intent to permit and encourage that use of unreasonable force. All three
officers testified that they knew the carotid hold was
dangerous. Officer Wolfe testified that at the time he
used the hold, he knew he should not apply the carotid
for more than 30 seconds, and that a properly applied
carotid hold should not interfere with someone’s ability to breathe. (Day 2 AM at 122–23.) He further knew
on the day of the incident that an improperly applied
carotid hold could interfere with someone’s ability to
breathe, and if he put pressure in the front of the neck
rather than the sides, that could cause serious injury
or death. (Id.) Officer Jun testified similarly that he
was trained to be careful in applying the carotid hold
because applying pressure to the front of a neck could
cause serious injury or death. (Day 3 AM at 95.) Sergeant Gonzalez testified that prolonged use of the carotid hold can cause serious injury or death, and that
he knew other departments had prohibited the use of
the carotid hold. (Day 4 AM at 41, 44.) Nevertheless,
the officers deliberately chose to apply the carotid hold
on Mr. Valenzuela.
Making matters worse, the officers applied or directed its application in a way contrary to POST—for
longer than 60 seconds, more than twice in 24 hours,
App. 41
and ignoring signs that Mr. Valenzuela was having
trouble breathing. They also applied it contrary to APD
policy and practice, which was to not use the carotid
hold for longer than 30 seconds. (Day 4 PM at 94 [Sergeant Ciscel explaining APD training to use the hold
for 30 seconds, and if a suspect has not “gone out, reassess the hold or move on to a different force option”].)
Moreover, Mr. Valenzuela was not presenting an immediate threat—indeed, for much of the final hold, Mr.
Valenzuela was on his stomach, Officer Wolfe was on
top of his back, and Officer Jun and Sergeant Gonzalez
were holding his hands. (See Day 4 AM at 41–42.)
Based on the substantial evidence presented, the jury
reasonably inferred an intent to use unreasonable
force from the fact that the officers deliberately chose
to use a dangerous hold and then used it contrary to
POST and APD training despite many signs that Mr.
Valenzuela was in pain and distress.1
1
Defendants also argue that the jury’s verdict on the Bane
Act claim was inconsistent with its verdict on the substantive due
process claim. Not so. To prove a substantive due process violation, Plaintiffs had to prove that “Officer Wolfe, Officer Jun,
and/or Sergeant Gonzalez acted with a purpose to harm Mr.
Valenzuela that was not related to a legitimate law enforcement
objective,” which “include detention, arrest, self-defense, or the
defense of others.” (Dkt. 360 [Court’s Instruction No. 16, emphasis added].) Based on the substantial evidence presented, the jury
reasonably concluded that the officers intended to use unreasonable force, as described above, but did not act with a purpose to
harm Mr. Valenzuela unrelated to any legitimate law enforcement objective. Put simply, the officers intended to use excessive
force to gain complete control and arrest Mr. Valenzuela, but they
did not intend to kill him.
App. 42
D. Monell
To prevail on their Monell claim on an unlawful
custom, practice, or policy theory, Plaintiffs had to
prove: (1) that the officers acted under color of state
law, (2) that the officers deprived Mr. Valenzuela of his
constitutional rights, (3) that the officers acted pursuant to an expressly adopted official policy or a widespread or longstanding practice or custom of the APD,
and (4) that the APD’s official policy, practice, or custom caused the deprivation of Mr. Valenzuela’s rights.
(Dkt. 360 [Court’s Instruction No. 13].) Defendants argue that judgment as a matter of law is appropriate
because “plaintiffs never articulated what the specific
custom, practice or policy of the City was that led to a
violation of Valenzuela’s rights.” (JMOL Mot. at 14.)
Defendants are wrong. Defendants admitted the City
had a well-established policy of directing its officers to
apply the carotid hold to gain control of a suspect, even
in non-deadly force situations. (See Day 4 AM at 34
[Sergeant Gonzalez testifying that APD policy does not
classify the carotid hold as deadly force]; Day 4 PM at
71, 82, 89 [Sergeant Ciscel describing the APD’s policy
regarding the carotid hold, and testifying that Officer
Jun and Officer Wolfe’s use of the carotid hold was
within that policy].) There was no question at trial as
to what the relevant policy was. The question was
whether that policy was lawful. Based on the substantial evidence presented at trial, the jury reasonably
concluded that it was not. See Johnson, 251 F.3d at
1227.
App. 43
Specifically, Plaintiffs presented compelling evidence that the carotid hold is extremely dangerous.
Even properly applied, for example, one minute on the
carotid artery can cause permanent brain tissue damage. (Day 4 PM at 94 [Sergeant Ciscel testifying about
what POST teaches].) Misapplication of the carotid
hold—which again is very easy in situations where
there is even minimal struggle—including by applying
pressure to the front of the neck, can cause serious injury or death. (See, e.g., Day 2 AM at 122–23 [Officer
Wolfe]; Day 3 AM at 95 [Officer Jun]; Day 4 AM at 41
[Sergeant Gonzalez]; Day 5 AM at 74 [Joe Callanan
testifying that improper application of the carotid hold
can cause serious injury or death].)
Plaintiffs further presented evidence that because
the carotid hold is so dangerous, other police departments prohibit use of the carotid altogether, and that
others, like the LAPD, prohibit it in non-deadly force
situations. (See, e.g., Day 2 AM at 21–23 [Scott DeFoe
testifying that “[m]any departments throughout the
country prohibit the use of (the carotid hold) altogether,” and the LAPD puts it “on the same parallel
with utilization of a firearm . . . [s]o you only can use
the carotid restraint hold if . . . an imminent threat of
great bodily injury or death exists, not when someone
is just being resistive, like in this case”]; Day 4 AM at
44 [Sergeant Gonzalez stating that the carotid hold is
not allowed in some police departments, “[b]ut it’s in
my policy and a lot of different policies”]; Day 4 PM at
108–09 [Sergeant Ciscel testifying that he has heard
complaints about the carotid hold throughout his
App. 44
career and some departments classify it as deadly
force]; Day 5 AM at 74 [Joe Callanan testifying that
LAPD classifies the carotid hold as deadly force].) But
the APD decided that the carotid, in Sergeant Gonzalez’s words, was “a good option to render someone temporarily unconscious and make them secure.” (Day 4
AM at 19.)
Plaintiffs also presented substantial evidence that
the APD’s policy caused the deprivation of Mr. Valenzuela’s constitutional rights. (See Day 2 PM at 26–29
[coroner Dr. Singhania testifying regarding the cause
of death]; Day 4 AM at 64–65, 71–72 [Dr. Omalu testifying that cause of death was asphyxiation and that
“[t]here is no scientific evidence that methamphetamine killed him or hypertension killed him”].) Indeed,
it caused his tragic death.
IV. DEFENDANTS’ MOTION FOR NEW TRIAL
Even where judgment as a matter of law is not appropriate because substantial evidence supports the
jury’s verdict, a court may grant a new trial if “the verdict is contrary to the clear weight of the evidence, or
is based upon evidence which is false, or to prevent, in
the sound discretion of the trial court, a miscarriage of
justice.” Silver Sage Partners, Ltd. v. City of Desert Hot
Springs, 251 F.3d 814, 819 (9th Cir. 2001) (quoting
United States v. 4.0 Acres of Land, 175 F.3d 1133, 1139
(9th Cir. 1999)); see Fed. R. Civ. P. 59(a)(1)(A) (stating
that courts may grant a new trial “for any reason for
App. 45
which a new trial has heretofore been granted in an
action at law in federal court”).
A. Monell
Defendants argue a new trial is warranted on
their Monell claim because the jury’s verdict on that
claim was contrary to the clear weight of the evidence.
Defendants are wrong. The clear weight of the evidence showed that the carotid hold is extremely dangerous, even when properly applied, and that there is
a serious possibility that using the carotid hold may
cause serious injury or death. (See Day 2 AM at 122–
23 [Officer Wolfe]; Day 3 AM at 95 [Officer Jun]; Day 4
AM at 41 [Sergeant Gonzalez]; Day 5 AM at 74 [Joe
Callanan].) Because the hold is so dangerous, other police departments had prohibited it or restricted its use
to deadly force situations. (See, e.g., Day 2 AM at 21–23
[Scott DeFoe]; Day 4 AM at 44 [Sergeant Gonzalez];
Day 4 PM at 108–09 [Sergeant Ciscel]; Day 5 AM at 74
[Joe Callanan].) The APD directed its officers to use the
carotid hold despite the dangers. (See Day 4 AM at 34
[Sergeant Gonzalez]; Day 4 PM at 71, 82, 89 [Sergeant
Ciscel].) What’s more, they directed their officers to use
it even in non-deadly force situations. (See id.)2 The
2
Defendants argue that Plaintiffs failed to present evidence
of deliberate indifference. (New Trial Mot. at 6–7.) However, they
confuse the requirements for finding municipal liability for failure
to train with liability for an unlawful official policy, practice, or
custom. Deliberate indifference is an element for failure to train,
but there is no such requirement for an unlawful policy. (Compare
Dkt. 360 [Court’s Instruction No. 13] with id. [Court’s Instruction
No. 14].)
App. 46
jury’s verdict on Plaintiffs’ Monell claim was not contrary to the clear weight of the evidence.
B. Bane Act
Defendants argue that the Court should grant a
new trial on Plaintiffs’ Bane Act claim because Plaintiffs did not present any evidence showing the officers
acted with the requisite intent. (New Trial Mot. at 9–
11.) The Court disagrees. The officers all testified that
they knew the carotid hold was dangerous. (Day 2 AM
at 122–23 [Officer Wolfe]; Day 3 AM at 95 [Officer Jun];
Day 4 AM at 41, 44 [Sergeant Gonzalez].) Nevertheless, they decided to use the hold, and further decided
to use it in a way contrary to POST and APD policy.
Specifically, they used the hold more times than they
were taught to, for longer than they were taught to,
and despite numerous signs that Mr. Valenzuela was
in pain, distress, and having trouble breathing. The
clear weight of the evidence showed that the officers
intended to use unreasonable force.
C. Allocation of Fault
Defendants argue that a new trial is warranted
because the jury’s allocation of fault—85% to Officer
Jun, Officer Wolfe, and/or Sergeant Gonzalez, and 15%
to Mr. Valenzuela—was contrary to the weight of the
evidence. (New Trial Mot. at 11–14.) They point to evidence that Mr. Valenzuela had a methamphetamine
pipe, did not put his hands behind his back when officers instructed him to, resisted arrest, and struggled
App. 47
with the officers. (Id. at 12.) They also point to the medical examiner’s determination that the cause of death
was “a complication of asphyxia during the struggle
with the law enforcement officer under the influence of
methamphetamine and cardiomegaly [enlarged heart]
as other condition contributing in the death.” (Day 2
PM at 24.)
Defendants miss the point. Mr. Valenzuela was not
a saint. He did not obey every command officers gave
him. He ran across the street after the struggle in the
laundromat. He resisted arrest. But the evidence
showed it was totally unnecessary to use this extremely dangerous hold. Mr. Valenzuela was not
armed. He was taking no action that threatened serious bodily injury to officers or to others. Indeed, during
the final hold, Mr. Valenzuela was on the ground with
one officer on top of him, one officer holding his right
arm, and another officer holding his other arm. Mr.
Valenzuela did not deserve to die. The jury’s allocation
of fault was not contrary to the clear weight of the evidence.
D. Misconduct by Plaintiffs’ Counsel
Defendants next argue that a new trial is warranted because four instances of purported “misconduct” by Plaintiffs’ counsel, taken together, “permeated
the entire trial” and “clearly demonstrate that the verdict was the result of passion.” (New Trial Mot. at 15;
Dkt. 421 [New Trial Reply] at 2.) To receive a new trial
because of attorney misconduct, Defendants must
App. 48
meet a very high standard: the misconduct must have
“substantially interfered with [Defendants’] interest,”
and the “flavor of [the] misconduct must sufficiently
permeate an entire proceeding to provide conviction
that the jury was influenced by passion and prejudice
in reaching its verdict.” S.E.C. v. Jasper, 678 F.3d 1116,
1129 (9th Cir. 2012). This standard is not even close to
being met here.
The first alleged act of “misconduct” Defendants
argue warrants a new trial is Plaintiffs’ counsel Garo
Mardirossian’s comment in opening statement that
Mr. Valenzuela and his sister were sexually and physically abused as children by their step-grandfather.
(Dkt. 425 [Transcript from Trial Day 1, 11/12/19, PM
[hereinafter “Day 1 PM”] at 24.) As background, many
of the Court’s rulings on Plaintiffs’ fourteen motions in
limine and Defendants’ eleven motions in limine favored Defendants. (See Dkt. 325.) For example, the
Court ruled that in both the liability and damages
phases, Defendants could introduce evidence that Mr.
Valenzuela was under the influence of drugs at the
time of the incident, that Mr. Valenzuela had a drugrelated criminal history, that officers heard a methamphetamine pipe break in the laundromat, and that Defendants could refer to Mr. Valenzuela as an “addict.”
(Id. at 13–18.) The Court concluded that this evidence
was relevant to critical questions at trial, including
whether the force used was reasonable and whether
the carotid hold caused Mr. Valenzuela’s death. (Id.)
In an attempt to explain the evidence regarding
Mr. Valenzuela’s drug and criminal history that
App. 49
Defendants were going to introduce, Mr. Mardirossian
referred to childhood abuse in his opening statement.
(Day 1 PM at 24.) The Court immediately sustained
Defendants’ objection to the comment, stating that this
evidence would be appropriate for the damages phase
but not the liability phase. (Id.) Although evidence regarding childhood abuse was certainly relevant (and
the jury was going to find out about it in the damages
phase), during the liability phase it would have unduly
delayed the trial and confused the jury. The evidence
was not prejudicial to Defendants—indeed, mentioning the childhood abuse essentially confirmed that Mr.
Valenzuela had a drug problem.
Defendants moved for a mistrial based on Mr.
Mardirossian’s comment. (Day 1 PM at 47–51.) The
Court denied the motion. (Id. at 51.) Nevertheless, the
Court agreed to instruct the jury again after opening
statements that those statements are not evidence and
that the jury may not consider them in deciding what
the facts are. (Day 1 PM at 82; see id. at 11 [Court’s
pre-trial instruction that an opening statement is not
evidence].) The Court specifically addressed Mr.
Mardirossian’s comment about sexual abuse:
One of the critical issues in the liability phase
is whether the force used by the officers was
excessive under the totality of the circumstances. Whether Mr. Valenzuela was under
the influence of methamphetamine and
whether he had an enlarged heart due to
methamphetamine use are relevant to
whether the force used by the officers was
App. 50
excessive and, if so, whether that force was
the substantial factor in causing Mr. Valenzuela’s death. The reasons why Mr. Valenzuela may have taken methamphetamine
before the encounter with the police officers or
the reasons why he may have had a methamphetamine abuse problem are not relevant to
the liability issues. I’m instructing you that
you cannot consider those reasons during
your deliberations for the first phase, liability
issues.
(Id.) After trial, the Court again instructed the jury
that both opening statements and closing arguments
are not evidence. (Dkt. 360 [Court’s Instruction No. 4].)
The second instance of purported “misconduct” are
two questions by Plaintiffs’ counsel Dale Galipo. Specifically, Mr. Galipo asked Officer Wolfe and Officer Jun
whether they were trained on how to deal with people
with post-traumatic stress disorder. (Day 2 AM at 141;
Dkt. 427 [Transcript from Trial Day 3, 11/14/19, PM]
at 31.) Defendants objected to these questions based on
relevance and under Federal Rule of Civil Procedure
403. The Court overruled the objections. The testimony
Mr. Galipo elicited was relevant to at least two issues:
first, whether the force used was reasonable, including
because the video of the incident made clear that Mr.
Valenzuela had mental health issues, and second,
whether the APD failed to train its officers, especially
given the possibility that individuals with mental
health issues may not submit to police authority as a
rational person would. In response to Mr. Galipo’s
question, Officer Wolfe testified that officers learn
App. 51
about “a variety of conditions,” but the focus of training
“is behavior, how to keep them safe, and how to keep
the public safe,” and the questioning then moved to
safety. (Day 2 AM at 141–142.) Officer Jun testified
that he did not remember whether he was trained on
post-traumatic stress disorder specifically, and the
questioning quickly turned to what force is reasonably
necessary. (Id. at 31–32.) The Court instructed the jury
that questions and objections by lawyers are not evidence. (Id.)
The third occurrence of supposed “misconduct” is
that during his closing argument at the damages
phase, Mr. Galipo mentioned (accurately) that the City
of Anaheim was a defendant in the case. (Dkt. 414
[Transcript from Trial Day 7, 11/20/19, hereinafter
“Day 7”] at 40.) Defendants did not object. (Id.) However, Defendants now contend that this isolated statement “violat[ed] their agreement and the Court’s
subsequent order that there be no mention that the
City would pay any judgment entered against the officers.” (New Trial Mot. at 16.) But Mr. Galipo never
said the City would pay any judgment. His statement
did not violate any Court order, nor did it prejudice the
Defendants in any way. Moreover, the Court instructed
the jury on what it could and could not consider in deciding how much to award damages. (Dkt. 377 [Court’s
Instruction Nos. 1–4].)
The fourth instance of asserted “misconduct” is
that Plaintiffs introduced during the damages phase a
letter that Plaintiffs did not produce in discovery. (New
Trial Mot. at 17; see Dkt. 430 [Transcript from Trial
App. 52
Day 6, 11/19/19, PM, hereinafter “Day 6 PM”] at 16–
19.) This was a handwritten letter Mr. Valenzuela
wrote to the mother of his children, Patricia Gonzalez.
(Day 6 PM at 16.) Ms. Gonzalez testified that in the
letter, Mr. Valenzuela asked how “little Vince” was doing in school. (Id.) He wrote, “Man, I’m so proud of him
for being such a good boy and attending [the ‘Cops for
Kids’] program.” (Id. at 17.) He continued, “I love him.
Miss him. He’s always going to be my big guy.” (Id.)
Turning to his daughter, Mr. Valenzuela wrote, “My
Little Ximena. How is she doing in school? Oh, my baby
girl. She’s still a baby I love her to heck.” (Id.) He
added, “it’s cool when she sings.” (Id. at 18.) This evidence showed the relationship Mr. Valenzuela had
with his children and was therefore directly relevant
to the jury’s determination of what dollar value to put
on Vincent and Ximena Valenzuela’s loss of love, companionship, comfort, care, assistance, protection, affection, society, moral support, training, and guidance.
The Court overruled Defendants’ hearsay objection to
the letter because the evidence was relevant to show
Mr. Valenzuela’s state of mind and his relationship
with and feelings toward the children. (Id. at 135.) The
Court also overruled Defendants’ Rule 403 objection
because there was no prejudice.
The contention that a comment in opening statement regarding childhood abuse, two questions about
police training on post-traumatic stress disorder, an
accurate statement in closing argument that the City
was a Defendant, and the use of a highly relevant
letter amounted to misconduct that sufficiently
App. 53
“permeated” this entire trial and unfairly prejudiced
Defendants so severely as to warrant throwing out a
jury verdict rendered after two phases and seven days
of trial is simply not credible. The jury was properly
instructed on what evidence it could consider in determining liability and damages, and none of the purported misconduct was the type that would appeal to
jurors’ passions and make them unable to follow Court
instructions. It is absolutely implausible that these issues led the jury to be “influenced by passion and prejudice in reaching its verdict.” See Jasper, 678 F.3d at
1129.
E. Excessive Damages Award
Defendants argue that a new trial is warranted
because the jury’s damages award was excessive. (New
Trial Mot. at 17–19.) “Doubts about the correctness of
the verdict are not sufficient grounds for a new trial:
the trial court must have a firm conviction that the
jury has made a mistake.” Landes Const. Co. v. Royal
Bank of Canada, 833 F.2d 1365, 1372 (9th Cir. 1987)
(citing Tennant v. Peoria & Pekin Union Ry., 321 U.S.
29, 35 (1944) (“Courts are not free to reweigh the evidence and set aside the jury verdict merely because the
jury could have drawn different inferences or conclusions or because judges feel that other results are more
reasonable.”)).
Defendants specifically take issue with Plaintiffs’
counsel’s statements in closing argument regarding
the value of a B-1 bomber, a Picasso painting, or
App. 54
LeBron James’ basketball contract. It is somewhat disingenuous for Defendants to complain about these
statements. Defendants’ counsel himself in closing argument explicitly asked the jury to tie the children’s
loss of love, companionship, comfort, care, protection,
affection, society, moral support, training, and guidance to something improper—the cost of going to college. He told the jury that Plaintiffs’ attorneys want
them “to award millions and millions of dollars to these
kids,” but he instead suggested that “we should take
care of their college.” (Day 7 at 35.) He then outlined
the cost of going to a California State University or a
University of California school. (Id.) There had been, of
course, no evidence presented during trial about the
cost of a college education. Indeed, there was not even
any evidence that Mr. Valenzuela would have paid for
the children’s college education had he lived.
Nevertheless, Defendants contend that Plaintiffs’
counsel improperly asked the jury to use the value of a
B-1 bomber, a Picasso pointing [sic], or Lebron James’
Lakers contract “as benchmarks.” (New Trial Mot. at
17.) Plaintiffs’ counsel did not. Rather, he used these
items in the context of his argument that all life has
value. (See Day 7 at 22 [“Next. Now, how do we value
things in society? Things like a B-1 bomber, almost a
billion dollars. You know, you look at a painting by Picasso, beautiful painting, $155 million. This is our life.
This is how we value things. Life is far more important.”].) This was not improper.
In any event, Defendants suffered no prejudice
from Plaintiffs’ counsel’s brief and isolated statements
App. 55
during closing argument. “[N]o citation is required for
the elementary proposition that attorneys are allowed
wide latitude in their closing arguments to juries.”
Kehr v. Smith Barney, Harris Upham & Co., 736 F.2d
1283, 1288 (9th Cir. 1984) (Ely, J., concurring). Bringing up the value of a B-1 bomber or a Picasso painting
did not have any tendency to so appeal to jurors’ passions that they would not have been able to follow the
Court’s instructions. Indeed, the jury’s verdict was nowhere near the values Mr. Mardirossian placed on the
plane or the painting.
The Court is not left with any conviction—much
less a firm one—that the jury made a mistake. See
Landes Const. Co., 833 F.2d at 1372. It is very difficult
to assign a dollar value to an individual’s life. It is very
difficult to quantify the pain and suffering involved in
being choked to death. It is very difficult to quantify
children’s loss of love, companionship, comfort, care,
assistance, protection, affection, society, moral support,
training, and guidance when they lose their father. In
the context of the jury’s attempt to put a dollar value
on the love and support of a father, Plaintiffs’ counsel’s
statements were hyperboles and, quite frankly, inconsequential.
F. Duplicative Damages Award
Defendants argue that a new trial is warranted
because the jury’s damages award was duplicative.
(New Trial Mot. at 19–20.) They contend that the
jury awarded a particular damages amount for each
App. 56
category of love, companionship, comfort, care, protection, affection, society, moral support, training, and
guidance, and the award is duplicative because those
categories overlap. (Id. [citing Day 7 at 23–24].) But
the jury did no such thing. In fact, the jury asked
questions about these categories that show the jury
purposely avoided awarding overlapping damages.
Specifically, the jury asked the Court for the legal definition of “society.” (Dkt. 364.) The Court responded
that “society” means “the love, companionship, comfort,
care, protection, affection, moral support, training and
guidance that a child receives from a father’s continued existence.” (Dkt. 365.) The jury then asked: “ ‘Society’ was one of the components of the list of 11 ‘areas’
on the verdict sheet. Your answer implies that ‘society’
is not a ‘stand alone’ area. Is this correct or is society
to be looked at on its own? Is ‘society’ a stand alone or
a summation of the entire list of 11?” (Dkt. 367.) The
Court responded, “It is a combination of all the other
words on the list.” (Dkt. 369.) The jury’s questions
show that the jury understood the potential overlap in
the categories in the jury instruction, and wanted to
ensure that it did not award overlapping damages.
G. Bifurcation
Defendants argue that a new trial is warranted
because the Court erred in refusing to bifurcate individual liability claims from supervisory and municipal
liability claims. (New Trial Mot. at 20–21.) The evidence presented at trial confirmed the Court’s reasoning that the individual, supervisory, and municipal
App. 57
liability issues were all inextricably linked and the evidence to prove them overlapped substantially. (See
Dkt. 325 at 7–8.) The evidence showed that the officers
attempted to apply the carotid hold because they were
trained to use it in non-deadly force situations to control and arrest a suspect. To bifurcate liability the way
Defendants suggested would have unfairly prejudiced
Plaintiffs, the Court, the jury, and the individual officers. And it would also have created undue delay,
wasted time, and resulted in the needless presentation
of duplicative evidence. Specifically, evidence relating
to supervisory and municipal liability was directly relevant to the individual officers’ liability, because the
jury had to decide whether the officers used excessive
force and acted with a purpose to harm Mr. Valenzuela,
as Plaintiffs alleged, or whether the neck restraint was
reasonably applied in conformity with their supervision by Sergeant Gonzalez, their training, and APD
policy, as Defendants contended.3
H. Damages for Loss of Life Under 42 U.S.C.
§ 1983
Finally, Defendants argue that the Court erred
in allowing the jury to award damages for Mr.
3
Defendants argue that the Court should have bifurcated
the liability issues to “protect the individual officer defendants
from the prejudice that might result if a jury heard evidence regarding the municipal defendant’s allegedly unconstitutional policies.” (New Trial Mot. at 21 [quoting Green v. Baca, 226 F.R.D.
624, 633 (C.D. Cal. 2005)].) But as explained, the evidence of
APD’s allegedly unconstitutional policies was central to the individual officers’ defense.
App. 58
Valenzuela’s loss of life. (New Trial Mot. at 21–22.) But
failing to award damages for Mr. Valenzuela’s loss of
life would undermine the vital constitutional right
against excessive force—perversely, it would incentivize officers to aim to kill a suspect, rather than just
harm him.
Because federal law is silent on the measure of
damages in § 1983 actions, state law governs unless it
is inconsistent with the policies of § 1983. See 42 U.S.C.
§ 1988; Robertson v. Wegmann, 436 U.S. 584, 589–90
(1978). California law does not allow a decedent’s estate to recover for the decedent’s loss of life. Cal. Civ.
Proc. Code § 377.34. Instead, state law limits recovery
to pre-death economic damages in an action brought
by a decedent’s successor-in-interest. Id.
A primary goal driving Congress’s enactment of
§ 1983 was to provide for killings unconstitutionally
caused or acquiesced in by state governments. See
Monroe v. Pape, 365 U.S. 167, 172–76 (1961), overruled
in part on other grounds by Monell v. Dep’t of Soc.
Servs. of the City of N.Y., 436 U.S. 690 (1978). There are
two policies underlying § 1983: (1) to compensate persons injured when officials deprive them of federal
rights, and (2) to prevent abuses of power by those acting under color of state law. Robertson, 436 U.S. at 590–
91. Whether California’s bar on loss of life damages applies in § 1983 actions depends on whether this limit
is inconsistent with § 1983’s twin goals of compensation and deterrence. See id. at 591–92.
App. 59
Neither the Supreme Court nor the Ninth Circuit
has addressed this issue directly. The Ninth Circuit
came closest to the question in Chaudhry v. City of Los
Angeles, where it considered whether California’s bar
on survival damages for pre-death pain and suffering
was inconsistent with § 1983. 751 F.3d 1096, 1103 (9th
Cir. 2014). It held that it was. By limiting damages in
survival actions to the victim’s pre-death economic
losses, “[t]he practical effect of [California Code of Civil
Procedure] § 377.34 is to reduce, and often to eliminate, compensatory damage awards for the survivors
of people killed by violations of federal law.” Id. at 1104.
In cases where the victim dies quickly, there will often
be no remedy at all. Id. And “[e]ven in cases of slow
death where pre-death economic damages might be
available, § 377.34’s limitation will often be tantamount to a prohibition, for the victims of excessive
police force are often low-paid or unemployed.” Id. Prohibiting recovery for pre-death pain and suffering
therefore creates a perverse effect: it is more economically advantageous for a defendant to kill rather than
injure his victim. Id. Consequently, the Ninth Circuit
held that California’s prohibition on pre-death pain
and suffering damages limits recovery too severely to
be consistent with § 1983’s deterrence policy. Id. at
1105.
Chaudhry cited with approval an out-of-circuit
decision, Bell v. City of Milwaukee, which held that a
Wisconsin statute barring damages for loss of life was
inconsistent with § 1983. 746 F.2d 1205, 1239 (7th Cir.
1984), overruled in part on other grounds by Russ v.
App. 60
Watts, 414 F.3d 783 (7th Cir. 2005). In Bell, a Milwaukee police officer shot and killed the decedent, planted
a knife on his body, and then lied about the circumstances of the killing. Id. at 1215–18. The decedent’s
siblings and estate sued under § 1983. In rejecting the
Wisconsin law precluding recovery of damages for loss
of life in survival actions, Bell concluded that “if Section 1983 did not allow recovery for loss of life notwithstanding inhospitable state law, deterrence would be
further subverted since it would be more advantageous
to the unlawful actor to kill rather than injure.” Id. at
1239.
Other courts have reached the same conclusion. A
majority of district courts considering the issue have
held that § 377.34’s bar on loss of life damages is inconsistent with the policies of § 1983. See, e.g., T.D.W.
v. Riverside Cty., 2009 WL 2252072, at *7 (C.D. Cal.
July 27, 2009) (finding excluding damages for loss of
enjoyment of life would be inconsistent with the purposes of § 1983); Guyton v. Phillips, 532 F. Supp. 1154,
1167–68 (N.D. Cal. 1981) (finding § 1983’s deterrent
purpose “is hardly served when the police officer who
acts without substantial justification suffers a harsher
penalty for injuring or maiming a victim than for killing him”); see also Thomas v. Cannon, 2017 WL
2954920, at *3 (W.D. Wash. July 10, 2017) (finding
Washington’s limit on damages for loss of life inconsistent with § 1983’s policies). And since Chaudhry, no
court has held otherwise. See Estate of Casillas v. City
of Fresno, 2019 WL 2869079, at *16 (E.D. Cal. July 3,
2019) (collecting cases).
App. 61
The Court agrees with the weight of authority
holding that California’s bar on loss of life damages is
inconsistent with the policies behind § 1983. Foreclosing recovery for loss of life creates a backwards incentive: officers should aim to kill, not injure. Even more,
they should kill quickly, lest the decedent’s estate recover damages for pre-death pain and suffering, now
available under Chaudhry. Incentivizing the use of
executioner-style force is clearly inconsistent with
§ 1983’s policy of deterrence. It also trivializes our
fundamental right against excessive force. The Constitution demands more from those the government entrusts to use deadly force. They must do so only when
necessary to protect themselves and others from serious physical injury.
Damages for loss of life also provide compensation
for individuals killed by a violation of their constitutional rights. Every life has value. This platitude rings
true even if someone is unemployed, homeless, a drug
addict, and broke. In the name of tort reform, California law subverts this principle by limiting damages in
survival actions to the victim’s pre-death economic
losses. Consider how this limit impacts § 1983 actions
where an officer unjustifiably uses deadly force. Victims of excessive force are often low paid or unemployed. They are more likely to be persons of color, and
thus statistically likely to be paid less on the dollar.
These lives have worth beyond economic loss. Barring
recovery for the innate value of a life, particularly
where a law enforcement officer has unlawfully killed
App. 62
someone, conflicts with § 1983’s policy of compensation.
It would be a great injustice to allow a perpetrator
of excessive force to get away with paying no damages
just because the victim is dead and penniless. Loss of
life damages are necessary to promote the important
policies underlying § 1983 and the fundamental American value that every life matters.
V.
PLAINTIFFS’ MOTION FOR ATTORNEY
FEES
“The general rule in our legal system is that each
party must pay its own attorney’s fees and expenses.”
Perdue v. Kenny A. ex rel. Winn, 559 U.S. 542, 550
(2010). In an action brought under 42 U.S.C. § 1983,
however, “the court, in its discretion, may allow the
prevailing party . . . a reasonable attorney’s fee as part
of the costs.” 42 U.S.C. § 1988(b). Attorney fees are also
recoverable under the Bane Act. Cal. Civ. Code § 52.1(i)
(“In addition to any damages, injunction, or other equitable relief awarded . . . the court may award the . . .
plaintiff reasonable attorney’s fees.”). Under this authority, Plaintiffs seek an award of $1,333,355 in fees
and $51,639.07 in costs, in addition to the costs allowable under 28 U.S.C. § 1920. (Fee Mot. at 2.)
A. Prevailing Party
Plaintiffs may be considered prevailing parties if
they succeed on any significant issue in litigation that
App. 63
achieves some of the benefit sought in bringing the
lawsuit. Hensley v. Eckerhart, 461 U.S. 424, 433 (1983).
Plaintiffs Vincent and Ximena Valenzuela prevailed on
their claims when the jury found that the officers used
excessive force, that Sergeant Gonzalez was liable as a
supervisory defendant, and that the City was liable
based on an unlawful policy, practice, or custom, and
awarded a total of $13.2 million in damages. As the
prevailing party on the pivotal issue of whether the use
of the neck restraint was reasonable, they are entitled
to their reasonable attorney fees. Specifically, Vincent
and Ximena Valenzuela prevailed on the issues of unreasonable force, supervisory liability, municipal liability on an unlawful policy, practice, or custom theory,
battery, negligence, and liability under California’s
Bane Act.
Defendants argue that Mr. Valenzuela Sr. was not
a prevailing party because the jury found against
Plaintiffs on his only claim—violation of substantive
due process. This matters because Plaintiffs seek fees
for the work of Dale Galipo, who appeared in this case
for the first time on October 30, 2019, on behalf of Mr.
Valenzuela Sr. only. (See Dkt. 324 [Notice of Appearance of Counsel].) Then, on November 18, 2019—after
the jury found for Defendants on Mr. Valenzuela Sr.’s
claim but before the damages phase began—Mr. Galipo
was added as counsel of record for Vincent and Ximena
Valenzuela as well. (Dkt. 352.) Defendants argue that
all of Mr. Galipo’s work before November 18, 20194 is
4
Although Mr. Galipo worked on this case “from its inception,” Plaintiffs seek reimbursement only for time incurred
App. 64
not compensable as “time incurred while representing
a non-prevailing party.” (Dkt. 404 [Defendants’ Opposition to Fee Motion, hereinafter “Fee Opp.”] at 5–6;
Dkt. 404-1 [Defendants’ objections to Mr. Galipo’s
time].)
The Court is not persuaded. The work Mr. Galipo
performed on behalf of Mr. Valenzuela Sr. is not separable from Vincent and Ximena Valenzuela’s case. Mr.
Galipo questioned every witness in the liability phase.
He performed the closing argument for all Plaintiffs.
The work he performed preparing for trial clearly
served all Plaintiffs, not just Mr. Valenzuela Sr. There
was no evidence or argument at trial that went only to
Mr. Valenzuela Sr.’s substantive due process claim—
indeed, any evidence relevant to that claim was also
relevant to Vincent and Ximena Valenzuela’s substantive due process claim. Accordingly, the evidence Mr.
Galipo reviewed, the arguments he developed, the
strategy he contributed, and the other work Mr. Galipo
performed was all relevant to Vincent and Ximena
Valenzuela’s claims and was related to their ultimate
success. Cf Hensley, 461 U.S. at 435 (analyzing treatment of fees on unsuccessful claims, and explaining
that the correct analysis hinges on whether the plaintiff ’s work on the other claims was related to the plaintiff ’s ultimate success). Simply put, Mr. Galipo’s stellar
advocacy was key to Vincent and Ximena’s success.
beginning August 24, 2019. (Dkt. 385-5 [Declaration of Garo
Mardirossian] ¶ 14.)
App. 65
B. Reasonableness of the Fee
The customary method of determining fees is
known as the lodestar method. Morales v. City of San
Rafael, 96 F.3d 359, 364 (9th Cir. 1996). The lodestar
amount is the “number of hours reasonably expended
on the litigation multiplied by a reasonable hourly
rate.” Hensley, 461 U.S. at 433. There is a strong presumption that the lodestar figure represents a reasonable fee. Morales, 96 F.3d at 363 n.8; see also Harris v.
Marhoerfer, 24 F.3d 16, 18 (9th Cir. 1994) (“Only in rare
instances should the lodestar figure be adjusted on the
basis of other considerations.”). The lodestar approach
captures the factors that courts have traditionally considered in assessing the reasonableness of a fee award:
“(1) the time and labor required, (2) the novelty and
difficulty of the questions involved, (3) the skill requisite to perform the legal service properly, (4) the preclusion of other employment by the attorney due to
the acceptance of the case, (5) the customary fee,
(6) whether the fee is fixed or contingent, (7) time limitations imposed by the client or the circumstances,
(8) the amount involved and the results obtained,
(9) the experience, reputation, and ability of the attorneys, (10) the ‘undesirability’ of the case; (11) the nature and length of the professional relationship with
the client, and (12) awards in similar cases.” Morales,
96 F.3d at 364 & n.9 (citing Kerr v. Screen Guild Extras,
Inc., 526 F.2d 67, 70 (9th Cir. 1975), cert. denied, 425
U.S. 951 (1976)).
App. 66
1. Hourly Rates
The Court first determines Plaintiffs’ attorneys’
reasonable hourly rates. “The hourly rate for successful civil rights attorneys is to be calculated by considering certain factors, including the novelty and
difficulty of the issues, the skill required to try the case,
whether or not the fee is contingent, the experience
held by counsel, and fee awards in similar cases.”
Moreno v. City of Sacramento, 534 F.3d 1106, 114 (9th
Cir. 2008). Courts also are guided by “the rate prevailing in the community for similar work performed by
attorneys of comparable skill, experience, and reputation.” Trevino v. Gates, 99 F.3d 911, 925 (9th Cir. 1996);
see also Dang v. Cross, 422 F.3d 800, 813 (9th Cir. 2005).
“The fee applicant has the burden of producing satisfactory evidence, in addition to the affidavits of its
counsel, that the requested rates are in line with those
prevailing in the community for similar services of
lawyers of reasonably comparable skill and reputation.” Jordan v. Multnomah Cty., 815 F.2d 1258, 1263
(9th Cir. 1987). Once the party claiming fees presents
evidence supporting the claimed rate, the burden
shifts to the party opposing fees to present countervailing evidence that persuasively rebuts the fee seeker’s
proof of a reasonable hourly rate. See Gates v.
Deukmejian, 987 F.2d 1392, 1405 (9th Cir. 1992).
a. Dale Galipo
Dale Galipo, the lead trial lawyer in this case, requests an hourly rate of $1,000. (Fee Mot. at 8.) When
App. 67
it comes to police excessive force cases in Los Angeles,
Mr. Galipo is without question at the top of his field. In
a recent case similar to this one, this Court found that
an hourly rate of $1,000 for Mr. Galipo is reasonable
and consistent with the prevailing rate in the Central
District for attorneys of comparable skill, experience,
and reputation. (See Craig et.al. v. County of Orange
et.al., Case No. SACV 17-00491-CJC (KESx), Dkt. 245.)
The Court again finds that $1,000 is a reasonable
hourly rate for Mr. Galipo.
b. Garo Mardirossian
Garo Mardirossian seeks an hourly rate of $900.
Mr. Mardirossian graduated from Whittier College
School of Law and was admitted to the California Bar
in 1981. He has managed his own law firm ever since,
and has litigated numerous police excessive force
cases. (Dkt. 385-5 [Declaration of Garo Mardirossian]
¶¶ 6–8.) In 2006, he was selected as one of the “Best
Lawyers in America” by ABOTA, and in 2012, he was
recognized by the Daily Journal as one of the top 100
California lawyers. (Id. ¶ 12.)
Defendants submit that a more reasonable hourly
rate for Mr. Mardirossian is $650. (Fee Opp. at 11.)
They rely principally on R.S., et al v. City of Long
Beach, et al., Case No. SACV11-536-AG, Dkt. 221
(C.D. Cal. Jan. 31, 2014), another case where Mr.
Mardirossian conducted a trial with Mr. Galipo, where
another court in this district determined that a
App. 68
reasonable hourly rate for Mr. Mardirossian was $550.
(See id.)
The Court agrees that $650 is a reasonable hourly
rate for Mr. Mardirossian, and is more in line with the
prevailing rate for attorneys with his experience performing the services he performed here. See Novel v.
L.A. Cty. Sheriff ’s Dep’t, 2019 WL 6448955, at *3 (C.D.
Cal. Aug. 20, 2019) (finding that $690 per hour was a
reasonable hourly rate for a partner working under another partner in a Los Angeles § 1983 trial); Smith v.
Cty. of Riverside, 2019 WL 4187381, at *6 (C.D. Cal.
June 17, 2019) (relying in § 1983 case on evidence that
the median rate for partners with more than 21 years
of experience across all-sized law firms and all practice
areas in Los Angeles was $688).
Plaintiffs have not met their burden of showing
that $900 is in line with the prevailing rates in the
community for lawyers who perform the type of services Mr. Mardirossian performed in this case. In asserting that a $900 rate is reasonable, Plaintiffs argue
that “[f ]or many decades [Mr. Mardirossian] has been
one of the top attorneys in California and it is impossible to find an attorney with his resume whose reasonable rate is $650/hour.” (Dkt. 422 [Plaintiffs’ Reply in
Support of Fee Motion, hereinafter “Fee Reply”] at 3.)
But Plaintiffs miss the point. It is not enough to say
that other attorneys with 38 years of experience have
hourly rates around $900. (Fee Mot. at 9 [citing McKibben v. McMahon, 2019 WL 1109683, at *14 (C.D. Cal.
Feb. 28, 2019), where the court relied on a compilation
of fee awards in civil rights cases stating that civil
App. 69
rights litigation attorneys with 26–49 years of experience bill $887-$1230 per hour].)5 Mr. Mardirossian was
not the lead lawyer in this case. He conducted no witness examination during the liability phase of trial,
and played only a minor role in the damages phase.
The services he performed simply did not require the
skill and experience of an attorney with 38 years of
experience. (See Dkt. 385-6 [Mr. Mardirossian’s timesheets].) Mr. Galipo’s representation and stellar advocacy were what led to the multi-million dollar verdict,
not those of Mr. Mardirossian.
c. Lawrence Marks
Lawrence Marks seeks an hourly rate of $750.
Mr. Marks graduated from University of the Pacific,
McGeorge School of Law and was admitted to the
California Bar in 1991. (Dkt. 385-7 [Declaration of
Lawrence D. Marks] ¶ 3.) He spent about ten years defending attorneys and doctors for malpractice, and has
spent about 18 years representing plaintiffs in personal injury matters, including civil rights matters.
(Id. ¶¶ 4–5.) He has tried or second-chaired more than
20 jury trials, taken thousands of depositions, and participated in several civil rights police excessive force
cases. (Id. ¶¶ 6–8.) Defendants argue that a more
5
Nor is Mr. Galipo’s declaration supporting Mr.
Mardirossian’s request for $900 per hour enough to tip the balance. (See Fee Mot. at 10; Dkt. 385-1 ¶ 22 [“I believe that given
his accomplishments, the length of time he has been an attorney
and his significant contributions and excellent work on this case,
Mr. Mardirossian should be awarded $900 per hour.”].)
App. 70
reasonable hourly rate is $400 per hour, again citing
R.S., Case No. SACV11-536-AG, Dkt. 221, and the fact
that the only support for this rate are the attorneys’
own declarations. (Fee Opp. at 8.)
The Court finds that $550 is a reasonable hourly
rate for Mr. Marks. Mr. Marks did not present any evidence at trial. The work he performed was akin to an
associate behind the scenes, including obtaining evidence and drafting briefing and discovery. (Dkt. 385-8
[Mr. Marks’ timesheets]). Plaintiffs have not met their
burden to show that a $750 hourly rate is in line with
the prevailing community rates for lawyers with Mr.
Marks’ experience who perform the types of services
Mr. Marks performed in this case (which did not require the skill of an attorney with 28 years’ experience). A $550 rate accounts for the role Mr. Marks
played supporting Mr. Galipo and Mr. Mardirossian,
and what appears to be the prevailing rate for similar
associate work in Los Angeles § 1983 cases. See, e.g.,
Novel, 2019 WL 6448955, at *3 (finding that $550 per
hour was a reasonable hourly rate for an associate
working under two partners in a Los Angeles § 1983
trial); Smith, 2019 WL 4187381, at *6 (relying in
§ 1983 case on evidence that the median rate for associates with more than 7 years of experience across allsized law firms and all practice areas in Los Angeles
was $524); Mkay Inc. v. City of Huntington Park, 2019
WL 1751823, at *3 (C.D. Cal. Mar. 7, 2019) (noting that
associates from the Greenberg Gross and D.R. Welch
firms billed at rates between $325 and $395 per hour).
App. 71
d. John Fattahi
To oppose Defendants’ post-trial motions, Plaintiffs added new counsel, John Fattahi. (See Dkt. 403
[January 31, 2020 Notice of Association of Counsel];
Fee Reply at 17.) Plaintiffs seek an hourly rate of $725
per hour for Mr. Fattahi’s work.
Mr. Fattahi graduated from UCLA School of Law
and was admitted to the California Bar in 2006. (Dkt.
422-7 [Declaration of John Fattahi] ¶ 6.) He served
for one year as a law clerk to Chief U.S. District Judge
Virginia A. Phillips in the Central District of California, and was then a litigation associate for two years
at Quinn Emanuel Urquhart & Sullivan, LLP. (Id.) He
then worked for about two and a half years in Mr.
Galipo’s office, and opened his own solo practice in
July 2011. (Id. ¶ 7.) Mr. Fattahi has been selected as a
Rising Star of Southern California by Super Lawyers
magazine each year between 2015 and 2019. (Id.) Mr.
Fattahi represents that a court has awarded him a
$550 hourly rate for second-chairing a police excessive
force trial, and that he has also obtained fee settlements resulting in $540 and $550 hourly rates. (Id.
¶ 5.)
Defendants respond that $550 is a more appropriate rate for Mr. Fattahi. (Dkt. 423 at 1.) They cite cases
where courts determined that a reasonable hourly rate
for Mr. Fattahi was $400, $350 (2 cases), $320 (2 cases),
and $280 per hour. (Id. at 2–4.) “[A]n attorney’s prior
fee award may bear on the selection of a reasonable fee
in a later case, particularly when the award was for
App. 72
work performed in the relevant community.” Schwarz
v. Sec’y of Health & Human Servs., 73 F.3d 895, 908
(9th Cir. 1995). However, it is not alone sufficient to
support the rate’s reasonableness.
The Court finds that Plaintiffs have not carried
their burden to show that $725 per hour is the prevailing rate in the community for similar services of lawyers of reasonably comparable skill and reputation.
The more novel and difficult legal issues and the impressiveness of the results obtained by the Plaintiffs
happened before and during trial, not after trial when
Mr. Fattahi participated. Moreover, the prevailing rate
in the community for attorneys of similar experience
does not appear to be as high as Mr. Fattahi seeks. See
McKibben, 2019 WL 1109683, at *14 (collecting awards
between $485 and $665 for attorneys with 13 to 14
years of experience); Mkay Inc., 2019 WL 1751823, at
*4 (concluding that $525 was a reasonable hourly rate
for a 2006 UCLA Law graduate in Los Angeles § 1983
case). Considering these factors, the skill required to
file the oppositions Mr. Fattahi filed, and awards other
courts have found reasonable for Mr. Fattahi, the Court
determines that $500 is a reasonable hourly rate for
Mr. Fattahi.
2. Billed Hours
The Court now determines whether the billed
hours are reasonable. A court may award fees only for
the number of hours it concludes were reasonably expended on the litigation. See Hensley, 461 U.S. at 434.
App. 73
“[T]he fee applicant bears the burden of documenting
the appropriate hours expended in the litigation and
must submit evidence in support of th[e] hours
worked.” Deukmejian, 987 F.2d at 1397–98.
In support of Plaintiffs’ fee motion, each attorney
submitted time records detailing the work they performed. Defendants argue various categories of hours
should be excluded. One category of hours Plaintiffs’
counsel spent that Defendants argue is not reasonable
are what Defendants call “duplicative” hours. For example, Defendants object that it is duplicative to
award fees for multiple attorneys to prepare witnesses
for depositions and attend depositions. (Dkt. 404-2 at 6
[objecting that Mr. Mardirossian and Mr. Marks both
billed to prepare for and attend depositions of Dr.
Omalu and Mr. DeFoe]; Dkt. 404-3 at 16 [objecting to
recovery of Mr. Marks’ time spent preparing an outline
for Dr. Singhania’s direct examination where Mr.
Galipo did the examination].) However, it is not uncommon for multiple attorneys to participate in depositions or for one attorney to prepare materials for
another attorney’s preparation, and the Court does not
see how the number of hours billed for these tasks was
unreasonable.
Defendants further object to many of Mr. Marks’
time entries as “duplicate work” because the entries
have the same text as prior days’ entries. (See, e.g., Dkt.
404-3 at 16 [objecting to entry for “Prepare Index Of
Portions Of Deposition Of Witness/Defendant Sgt.
Daniel Gonzalez Plaintiffs Intend To Offer At Trial, Per
Local Rule 16-2.7” because it reflects “[d]uplicate work,
App. 74
same as task performed on 10/20/19”].) However, it is
not unusual for an attorney to spread one task across
multiple days, and the Court has no evidence that
these billing entries represent the same work.
Defendants also object to certain entries reflecting
what they argue is excessive time. (See, e.g., Dkt. 4043 at 3, 6 [objecting to “[e]xcessive amount of time for
legal research”]; id. at 5 [objecting that time spent reviewing certain document and photos was excessive].)
As to most of these objections, the Court disagrees that
the amount billed appears excessive. However, Defendants request very limited reductions for Plaintiffs’ refiling of various motions in limine, arguing that the
time Plaintiffs spent reviewing, updating, and re-filing
those nearly identical motions is excessive. (Dkt. 4043 at 12.) The Court will make those few requested reductions, which result in a total of 7.5 hours’ reduction
from Mr. Marks’ time.
Next, Defendants object to hours Mr. Mardirossian
billed for conversations with the children’s mother on
issues regarding their behavior at school because
these are not “litigation-related activity.” (Dkt. 404-2
at 2 [0.8 hours on July 11, 2016 for “[t]elephone conversation with Ms. Gonzalez re: Vincent Valenzuela having fainted at school”]; id. at 5 [0.3 hours on January 9,
2019 for conversation “re: Ximena’s behavior at school,
and need to bring stuffed animal to class with her”].)
The Court disagrees that this time was not related
to the litigation. In the damages phase, the jury had
to decide whether Vincent and Ximena Valenzuela
lost love, companionship, comfort, care, protection,
App. 75
affection, society, moral support, training, and guidance, and if they did, how much money that loss was
worth. The information Mr. Mardirossian obtained in
those conversations was directly relevant to those
damages issues, and some was presented at trial. (See,
e.g., Day 6 PM at 62–63 [Ximena’s first grade teacher
testifying about how Ximena brought a stuffed animal
to school and hugged it when she felt sad about her
dad].) Accordingly, the Court does not exclude these
hours from Plaintiffs’ attorney fee recovery.
Defendants further argue that one task Mr. Marks
performed at the very beginning of the case is “paralegal work” and thus the time spent (2.4 hours) should
be reduced by half. Though the Court agrees in principle that nonattorney work should not be reimbursed at
attorney rates, the Court finds that Plaintiffs’ counsel
did not improperly bill for nonattorney work here.
Defendants also object that the 99.3 hours Mr.
Fattahi billed was excessive for preparing two oppositions to post-trial motions. (See Dkt. 423.) For example,
Defendants contend that “given Mr. Fattahi’s representation of his considerable skill and experience in
civil rights litigation, particularly police use of force
cases,” the over 50 hours he spent on legal research on
excessive force, qualified immunity, and similar issues
is excessive. (Id.) The Court agrees that the amount of
time spent by a lawyer who did not participate in the
case previously does not appear reasonable. Under the
circumstances, the Court finds that 70 hours were
reasonably expended on Plaintiffs’ responses to Defendants’ post-trial motions.
App. 76
The parties agree that 4 hours of time should be
deducted from both Mr. Mardirossian and Mr. Marks’
time because they billed for an “MSC with Judge
Otero” on May 29, 2019, when the settlement conference occurred on May 30, 2019, and they also billed
time on that date. (Dkt. 404-2 at 7; Dkt. 404-3 at 11;
Fee Reply at 9.) Accordingly, the Court will exclude
these hours.
For the reasons discussed, the Court reduces the
hours billed by Mr. Mardirossian by 4 hours, the hours
billed by Mr. Marks by 11.5 hours, and the hours billed
by Mr. Fattahi by 29.3 hours.
3. Lodestar Calculation
Based on the above analysis, the lodestar amounts
for Plaintiffs’ counsel are as follows:
Hourly
Attorney
Rate
Dale Galipo
$1,000
Garo Mardirossian $650
Lawrence Marks
$550
John Fattahi
$500
Total
6
Hours
284.1
404.76
910.57
70
1,669.3
Lodestar
$284,100
$263,055
$500,775
$35,000
$1,082,930
This number is calculated by subtracting 4 from the 404.7
hours requested for Mr. Mardirossian’s time, as reflected in the
table on page 17 of Plaintiff ’s Fee Reply.
7
This number is calculated by subtracting 11.5 from the 922
hours requested for Mr. Marks’ time, as reflected in the table on
page 17 of Plaintiff’s Fee Reply. The Court notes that Defendants
calculate the total number of hours Mr. Marks billed to be higher
than the number of hours Plaintiffs request. (Dkt. 404-3 at 18.)
The Court relies on Plaintiffs’ lower calculation.
App. 77
C. Costs
Section 1988 also allows for recovery of reasonable
out-of-pocket expenses that “would normally be
charged to a fee paying client.” Woods v. Carey, 722
F.3d 1177, 1180 n.1 (9th Cir. 2013). Plaintiffs seek
$51,639.07 in such costs for photocopying, travel, and
various costs associated with depositions and trial.
(Fee Mot. at 16–18.) Defendants argue the Court
should not award such costs because “[t]his is not a
situation where neither the attorneys who incurred
the costs, nor the plaintiff cannot afford to pay.” (Fee
Opp. at 13–14.) Defendants present no argument or
evidence that these expenses would not normally be
charged to a fee-paying client, and the Court concludes
that awarding these costs is appropriate here. See
Woods, 722 F.3d at 1180 n.1.
VI. CONCLUSION
For the foregoing reasons, Defendants’ motions for
judgment as a matter of law and for a new trial are
DENIED. Plaintiffs’ motion for attorney fees is
GRANTED IN SUBSTANTIAL PART. Based on the
Court’s lodestar calculation, Plaintiffs are awarded
$1,082,930 in attorney fees, and $51,639.07 in out-ofpocket costs.
App. 78
DATED:
March 11, 2020
/s/ Cormac J. Carney
CORMAC J. CARNEY
UNITED STATES
DISTRICT JUDGE
App. 79
UNITED STATES DISTRICT COURT
CENTRAL DISTRICT OF CALIFORNIA
SOUTHERN DIVISION
FERMIN VINCENT
VALENZUELA,
) Case No.: SACV
) 17-00278-CJC (DFMx)
) consolidated with
Plaintiff,
) SACV 17-02094-CJC
v.
) (DFMx)
) JUDGMENT ON
CITY OF ANAHEIM,
) JURY VERDICT
et al.,
)
Defendants.
(Filed Dec. 4, 2019)
)
)
)
VINCENT VALENZUELA
)
and XIMENA VALEN)
ZUELA by and through )
their guardian
)
PATRICIA GONZALEZ, )
Plaintiffs,
)
)
v.
)
CITY OF ANAHEIM,
)
et al.,
)
)
Defendants.
)
This action came on regularly for trial on November 12, 2019 in Courtroom 7C of the United States
District Court, Central District of California before
the Court and a jury, the Honorable Judge Cormac J.
Carney presiding.
App. 80
A jury of eight persons was regularly empaneled
and sworn. Witnesses were sworn and testified. After
hearing the evidence and arguments of counsel, the
jury was duly instructed by the Court and the case
was submitted to the jury. The jury deliberated and
thereafter returned a verdict on Phase I on November
18, 2019, and on Phase II on November 20, 2019 as follows:
PHASE I VERDICT
Question 1: Did Officer Woojin Jun or Officer Daniel
Wolfe use excessive or unreasonable force against
Fermin Vincent Valenzuela Junior in violation of his
constitutional rights under the Fourth Amendment?
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Question 2: Is Sergeant Daniel Gonzalez liable as
a supervisory defendant for the unlawful actions of
Officer Woojin Jun or Officer Daniel Wolfe?
X
Yes.
No.
Question 3: Is the City of Anaheim liable for the actions of any of its defendant police officers based on
an unlawful official policy, practice, or custom of the
Anaheim Police Department?
X
Yes.
No.
App. 81
Question 4: Is the City of Anaheim liable for the actions of any of its defendant police officers based on the
Anaheim Police Department’s failure to train?
Yes.
X No.
Question 5: Did any of the defendant police officers
act with a purpose to harm unrelated to legitimate law
enforcement objectives in violation of Plaintiffs’ substantive due process rights to familial relations under
the Fourteenth Amendment?
Officer Woojin Jun
Yes.
X No.
Officer Daniel Wolfe
Yes.
X No.
Sergeant Daniel Gonzalez
Yes.
X No.
Question 6: Did any officer use unreasonable force
and commit battery under state law?
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Sergeant Daniel Gonzalez
X
Yes.
No.
Question 7: Was any officer’s unreasonable force
and battery a substantial factor in causing Fermin
Vincent Valenzuela Junior’s death?
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Sergeant Daniel Gonzalez
X
Yes.
No.
App. 82
Question 8:
law?
Was any officer negligent under state
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Sergeant Daniel Gonzalez
X
Yes.
No.
Question 9: Was any officer’s negligence a substantial factor in causing Fermin Vincent Valenzuela Junior’s
death?
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Sergeant Daniel Gonzalez
X
Yes.
No.
Question 10: Was Fermin Vincent Valenzuela Junior
also negligent during the incident in question?
X
Yes.
No.
Question 11: Was Fermin Vincent Valenzuela Junior’s
negligence a substantial factor in causing his death?
X
Yes.
No.
Question 12: What percentage of fault do you assign
for the negligence?
Officer Woojin Jun, Officer Daniel Wolfe, __85___%
and/or Sergeant Daniel Gonzalez
Fermin Vincent Valenzuela Junior
__15___%
App. 83
Question 13: Did any of the defendant police officers
violate Fermin Vincent Valenzuela Junior’s rights under California Civil Code § 52.1?
Officer Woojin Jun
X
Yes.
No.
Officer Daniel Wolfe
X
Yes.
No.
Sergeant Daniel Gonzalez
X
Yes.
No.
PHASE II VERDICT
Question 1: What are Fermin Vincent Valenzuela
Junior’s survival damages for his loss of life and for his
pre-death pain and suffering?
Loss of Life:
$
Pre-death pain and suffering $
3.6 Million
6 Million
Question 2: What are Vincent Valenzuela’s damages
for the past and future loss of Fermin Vincent Valenzuela Junior’s love, companionship, comfort, care, assistance, protection, affection, society, moral support,
training, and guidance?
$
1.8 Million
Question 3: What are Ximena Valenzuela’s damages
for the past and future loss of Fermin Vincent Valenzuela Junior’s love, companionship, comfort, care, assistance, protection, affection, society, moral support,
training, and guidance?
$
1.8 Million
App. 84
BASED UPON THE FOREGOING, IT IS ORDERED
AND ADJUDGED THAT:
1.
2.
Plaintiffs Vincent Valenzuela and Ximena Valenzuela shall recover from Defendants City of Anaheim, Officer Woojin Jun, Officer Daniel Wolfe and
Sergeant Daniel Gonzalez, jointly and severally,
the total sum of $13,200,000, costs in this action,
and statutory attorney fees to be determined by
the Court. This amount is broken down as follows:
a.
Plaintiffs Vincent Valenzuela and Ximena
Valenzuela, as successors in interest to Fermin Vincent Valenzuela Junior, shall recover
from Defendants City of Anaheim, Officer
Woojin Jun, Officer Daniel Wolfe and Sergeant Daniel Gonzalez, jointly and severally,
the total sum of $9,600,000, and costs in this
action, to be determined by the Court.
b.
Plaintiff Vincent Valenzuela shall also recover
from Defendants City of Anaheim, Officer
Woojin Jun, Officer Daniel Wolfe and Sergeant Daniel Gonzalez, jointly and severally,
the sum of $1,800,000, and costs in this action,
to be determined by the Court.
c.
Plaintiff Ximena Valenzuela shall also recover
from Defendants City of Anaheim, Officer
Woojin Jun, Officer Daniel Wolfe and Sergeant Daniel Gonzalez, jointly and severally,
the sum of $1,800,000, and costs in this action,
to be determined by the Court.
In addition to the foregoing, and as the prevailing
parties on their Fourth Amendment Claim, their
Monell Claim and their Bane Act Claim, Plaintiffs
App. 85
are entitled to recover statutory attorney fees and
applicable costs, to be determined by the Court.
3.
Plaintiffs Vincent Valenzuela and Ximena Valenzuela shall recover post-judgment interest on all
of the above sums at the rate of 1.60% from the
date of this Judgment, or $578.63 per day, for the
first year, and compounded annually thereafter,
pursuant to 28 U.S.C. § 1961.
DATED:
December 4, 2019
/s/ Cormac J. Carney
CORMAC J. CARNEY
UNITED STATES
DISTRICT JUDGE
App. 86
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
FERMIN VINCENT VALENZUELA;
V.V., by and through their Guardian,
Patricia Gonzalez, individually
and as successors-in-interest of
Fermin Vincent Valenzuela, II,
deceased; X.V., by and through
their Guardian, Patricia Gonzalez,
individually and as successors-ininterest of Fermin Vincent
Valenzuela, II, deceased,
No. 20-55372
D.C. Nos.
8:17-cv-00278CJC-DFM
8:17-cv-02094CJC-DFM
ORDER
Plaintiffs-Appellees,
V.
CITY OF ANAHEIM; DANIEL WOLFE;
WOOJIN JUN; DANIEL GONZALEZ,
Defendants-Appellants.
Filed March 30, 2022
Before: John B. Owens and Kenneth K. Lee, Circuit
Judges, and Michael H. Simon,* District Judge.
Order;
Statement by Judge Bea;
Dissent by Judge Collins
* The Honorable Michael H. Simon, United States District
Judge for the District of Oregon, sitting by designation.
App. 87
COUNSEL
Timothy T. Coates and Peter A. Goldschmidt, Greines
Martin Stein & Richland LLP, Los Angeles, California;
Steven J. Rothans and Jill Williams, Carpenter
Rothans & Dumont LLP, Los Angeles, California;
Robert Fabela, City Attorney; Moses W. Johnson, Assistant City Attorney; City Attorney’s Office, Anaheim,
California; for Defendants-Appellants.
Dale K. Galipo and Hang D. Le, Law Offices of Dale K.
Galipo, Woodland Hills, California; John Fattahi, Law
Office of John Fattahi, Torrance, California; Garo
Mardirossian and Lawrence D. Marks, Mardirossian &
Associates Inc., Los Angeles, California; for PlaintiffsAppellees.
Christopher D. Hu, Horvitz & Levy LLP, San Francisco, California; Steven S. Fleischman and Scott P.
Dixler, Horvitz & Levy LLP, Burbank, California; for
Amicus Curiae Association of Southern California Defense Counsel. Steven J. Renick, Manning Kass Ellrod
Ramirez Trester LLP, Los Angeles, California, for Amicus Curiae International Municipal Lawyers Association.
ORDER
Judges Owens and Simon have voted to deny the
petition for panel rehearing. Judge Owens has voted to
deny the petition for rehearing en banc, and Judge
Simon so recommends. Judge Lee has voted to grant
the petition for panel rehearing and rehearing en banc.
App. 88
The full court was advised of the petition for rehearing en banc. A judge requested a vote on whether
to rehear the matter en banc. The matter failed to receive a majority of the votes of the nonrecused active
judges in favor of en banc consideration. Fed. R. App. P.
35.
The petition for panel rehearing and the petition
for rehearing en banc are DENIED.
Judge Bea’s statement respecting the denial of rehearing en banc and Judge Collins’ dissent from the
denial of rehearing en banc are filed concurrently herewith.
Judge Watford did not participate in the deliberations or vote in this case.
BEA, Circuit Judge, with whom Judges CALLAHAN,
IKUTA, BENNETT, R. NELSON, BADE, LEE, BRESS,
BUMATAY, and VANDYKE join, and with whom Judge
COLLINS joins as to Parts I and II(A), respecting the
denial of rehearing en banc:
In Valenzuela, a divided panel of our court held
that California’s prohibition on post-death “hedonic”
damages awards,1 which purportedly compensate the
deceased for the pleasure he would have taken from
1
The word “hedonic” comes from the Greek word for “pleasure.” Victor E. Schwartz & Cary Silverman, Hedonic Damages:
The Rapidly Bubbling Cauldron, 69 Brook. L. Rev. 1037, 1041
(2004).
App. 89
his life had he lived, is inconsistent with the compensation and deterrence goals of 42 U.S.C. § 1983. The
court so held despite the $6 million awarded to Valenzuela’s estate for his pre-death pain and suffering and
the $3.6 million awarded to his family for wrongful
death. Indeed, the “hedonic” damages were precisely a
repetition of the wrongful death award: another $3.6
million.
The panel’s holding is foreclosed by the Supreme
Court precedent of Robertson v. Wegmann, 436 U.S. 584
(1978) (holding that a state law that totally eliminated
a § 1983 claim did not violate the compensation and
deterrence goals of § 1983), deepens a circuit split that
already exists between the Sixth and Seventh Circuits,
compare Frontier Ins. Co. v. Blaty, 454 F.3d 590, 601–
03 (6th Cir. 2006) (relying on Robertson to hold that
prohibitions on post-death “hedonic” damages awards
are not inconsistent with § 1983 because § 1983 compensates for “actual damages suffered by the victim”
and a loss of life is not “actual . . . because it is not consciously experienced by the decedent”), with Bell v. City
of Milwaukee, 746 F.2d 1205, 1239 (7th Cir. 1984)
(holding that a post-death hedonic damages ban was
inconsistent with § 1983 because the ban created perverse incentives for police officers to kill rather than
injure), relies on an incorrect application of 42 U.S.C.
§ 1988, which governs damages in § 1983 cases, and
conflicts with the tort law schemes of the 44 other
states which ban post-death “hedonic” damages. For
these reasons, Valenzuela should have been given en
banc review.
App. 90
I.
BACKGROUND
A. Post-Death Damages at the Common Law:
There Were and Are None.
Over 200 years ago, Lord Ellenborough declared
that “[i]n a civil Court, the death of a human being
could not be complained of as an injury.” Baker v. Bolton, 1 Camp. 493, 170 Eng. Rep. 1033 (1808). Indeed,
“[n]othing is better settled than, at common law, the
right of action for an injury to the person is extinguished by the death of the party injured.” Mich. Cent.
R. Co. v. Vreeland, 227 U.S. 59, 67 (1913). Said another
way: actio personalis moritur cum persona—a personal
right of action dies with the person. Henshaw v. Miller,
58 U.S. 212, 213 (1854). The common law simply does
not provide a cause of action, either for the victim’s estate or the victim’s family, against a tortfeasor if the
victim dies before a judgment is obtained. It goes without saying that the common law, by failing to provide a
cause of action, also fails to compensate the victim’s estate and the victim’s family for the value of the life the
victim would have lived had he survived.
B. California’s Statutory Scheme
Given the “manifestly unjust,” id., consequences of
a rule which allowed a tortfeasor to escape all liability
if his wrongful deed resulted in the victim’s death before judgment, this common law doctrine has been abrogated by “wrongful death” statutes. England started
the trend back in 1846 with Lord Campbell’s Act, and
every state in the union has followed suit. Restatement
App. 91
(Second) of Torts, § 925 cmt. a. (“In the United States
also, the omission of the common law has been corrected in every state by statutes colloquially known as
‘wrongful death acts.’ Most of these are modeled more
or less closely on the English Act.”). It was not the evolution of the common law but statutory law which gave
rise to this cause of action. The common law did not
change.
California, like most states, authorizes two types
of civil actions for cases where a victim dies at the
hands of his tortfeasor.
First, the executor of the decedent’s estate may
bring a survival action. Under the state’s survival statute, the victim’s estate is entitled to recover for the
“loss or damage that the decedent sustained or incurred before death, including any penalties or punitive or exemplary damages that the decedent would
have been able to recover had the decedent lived, and
do not include damages for pain, suffering, or disfigurement.” Cal. Civ. P. Code § 377.34(a) (emphasis added).
These damages can include compensation for lost
wages, medical expenses, funeral expenses, or other
economic losses.
It is true that California’s survival statute limits
recovery to economic damages suffered by the victim
before death. But while most states allow for pre-death
pain and suffering damages, this limitation to predeath damages is typical. Restatement (Second) of
Torts § 925, cmt. a. (“If the defendant’s act has caused
the death, in most states the survival and revival
App. 92
statutes are interpreted as giving the representative of
the estate no more than the damages accruing before
death.”).
California’s wrongful death statute further authorizes the decedent’s family, separate from his estate, to recover “all just damages” incurred by the loss
of their loved one. Cal. Civ. P. Code § 377.61. The victim’s spouse may bring an action for loss of consortium,
which compensates the spouse for “not only the loss of
companionship and affection through the time of trial
but also for any future loss of companionship and affection that is sufficiently certain to occur.” Boeken v.
Philip Morris USA, Inc., 48 Cal. 4th 788, 799 (Cal.
2010) (emphasis in original). The availability of these
damages can result in substantial recovery for the
families of victims of police violence, which I discuss
below.
After Chaudhry v. City of Los Angeles, 751 F.3d
1096, 1103 (9th Cir. 2014), which followed the same dubious reasoning as Valenzuela but goes unchallenged
here, the decedent’s estate is also entitled to recover
for pain and suffering the decedent endured before
death in a § 1983 action. The Valenzuela majority saw
no “meaningful way” to distinguish Chaudhry,” even
though, unlike here, Chaudhry focused specifically on
pre-death damages. The Valenzuela majority then
found California tort law inconsistent with the compensation and deterrence purposes of § 1983, despite
its making available nearly every conceivable form of
just damages.
App. 93
C. Post-Death “Hedonic” Damages
Post-death “hedonic” damages, which purport to
compensate a victim for the lost pleasure he would
have enjoyed from his life, can include injuries like the
lost “ability to enjoy the occupation of your choice, activities of daily living, social leisure activities, and internal well-being,”2 or the lost enjoyment of “going on
a first date, reading, debating politics, the sense of
taste, recreational activities, and family activities.”3
California permits “hedonic” damages awards in
tort cases where the victim survives. Huff v. Tracy, 57
Cal. App. 3d 939, 943 (Cal. 1976) (“California case law
recognizes, as one component of general damage, physical impairment which limits the plaintiff ’s capacity to
share in the amenities of life . . . No California rule restricts a plaintiff ’s attorney from arguing this element
to a jury.”) (internal citations omitted). But it does
not allow recovery for post-death “hedonic” damages.
Garcia v. Superior Ct., 42 Cal. App. 4th 177, 185 (Cal.
Ct. App. 1996).
But like the other limitations in its survival statute, California’s prohibition on post-death “hedonic”
damages is not unique; all but five states prohibit
them.4 And the states that do allow them do so only by
2
Schwartz, supra note 1, at 1038.
Id. at 1039 (citing Kansas City S. Ry. Co. v. Johnson, 798
So. 2d 374, 381 (Miss. 2001)).
4
The five states are Arkansas (Durham v. Marberry, 356
Ark. 491 (Ark. 2004)), Connecticut (Kiniry v. Danbury Hospital,
183 Conn. 448 (Conn. 1981)), Hawaii (Ozaki v. Ass’n of Apartment
Owners of Discovery Bay, 954 P.2d 652 (Haw. Ct. App. 1998)),
3
App. 94
statutory enactment, not as a judge-made invention
under the common law.
II.
DISCUSSION
A. Valenzuela’s Holding is Foreclosed by Robertson.
Judge Lee correctly pointed out that our analysis
in this case should begin with the Supreme Court’s
holding in Robertson. Valenzuela, 6 F.4th at 1104 (Lee,
J., dissenting). In Robertson, the plaintiff, Clay Shaw,
filed a civil rights action under § 1983 in the Eastern
District of Louisiana claiming malicious prosecution.
Shortly before trial commenced, Shaw died from
causes unrelated to the alleged civil rights violation.
436 U.S. at 585. After Shaw’s death, the executor of his
estate, Edward Wegmann, moved to be substituted as
plaintiff. Id. at 586. When the district court granted the
motion, the defendants responded by moving to dismiss the action on the ground that the action had
abated on Shaw’s death. Id. Under Louisiana law, tort
claims survived death only if brought by close relatives. Because Wegmann was not a close relative but a
mere executor of Shaw’s estate, applying Louisiana
law would cause Shaw’s § 1983 action to abate. Id. at
587–88.
The district court held that the Louisiana law was
inconsistent with federal law under § 1988 and denied
New Hampshire (Marcotte v. Timberlane/Hampstead Sch. Dist.,
143 N.H. 331 (N.H. 1999)), and New Mexico (Romero v. Byers, 117
N.M. 422 (N.M. 1994)).
App. 95
the defendants’ motion to dismiss. Id. at 587. The defendants filed an interlocutory appeal to the Fifth Circuit. Id. The Fifth Circuit affirmed and found the
Louisiana law which caused the action to abate was
“inconsistent with the broad remedial purposes embodied in the Civil Rights Acts.” Shaw v. Garrison, 545
F.2d 980, 983 (5th Cir. 1977) (overruled). The Supreme
Court reversed, writing that “despite the broad sweep
of § 1983, we can find nothing in the statute or its underlying policies to indicate that a state law causing
abatement of a particular action should invariably be
ignored in favor of a rule of absolute survivorship.” Id.
at 590.
1. If a state law causing total abatement of
a particular claim is consistent with
§ 1983, so is a law barring a single category of damages.
The Valenzuela majority adopted the same failed
position as the Fifth Circuit in Robertson, arguing that
California’s prohibition on post-death “hedonic” damages, “run[s] afoul of § 1983’s remedial purpose. . . .”
Valenzuela, 6 F.4th at 1103. But just as the Robertson
Court found “nothing in the statute or its underlying
policies to indicate that a state law causing abatement
of a particular action should invariably be ignored in
favor of a rule of absolute survivorship,” Robertson, 436
U.S. at 590, the Valenzuela majority has pointed to
“nothing in the statute or its underlying policies to indicate that a state law” prohibiting the award of a single category of damages “should be invariably ignored
App. 96
in favor of a rule of ” damages maximization. Id. Yet
that is precisely what the majority held.
Robertson found that Louisiana’s survival law
which entirely abated the § 1983 action was not inconsistent with § 1983 especially in light of the fact that
“most Louisiana actions survive the plaintiff ’s death.”
Id. at 591. Similarly, California’s tort damages scheme,
as modified by Chaudhry, is consistent with § 1983 because it makes available every category of damages, except post-death “hedonic” damages. It stands to reason
that if abatement of an entire cause of action can be
not inconsistent with the policy goals of § 1983, a law
prohibiting a single category of damages should be not
inconsistent as well.
2. Robertson rejected the majority’s point
that post-death “hedonic” damages are
necessary to incentivize police not to
kill.
The Valenzuela majority also argued that California law was inconsistent with the deterrent purpose of
§ 1983 because it has “the perverse effect of making it
more economically advantageous for a defendant to
kill rather than injure his victim.” Valenzuela, 6 F.4th
at 1102 (citing Chaudhry, 751 F.3d at 1103–04). As a
practical and mathematical matter this is not accurate, as discussed below. But more importantly, as a legal matter, the Supreme Court in Robertson has
already rejected this argument:
App. 97
In order to find even a marginal influence on
behavior as a result of Louisiana’s survivorship provisions, one would have to make the
rather farfetched assumptions that a state official had both the desire and the ability deliberately to select as victims only those persons
who would die before conclusion of the § 1983
suit . . . and who would not be survived by any
close relatives.
Robertson, 436 U.S. at 592 n.10. To think that a police
officer, when deciding to use deadly force, calculates
the difference in exposure of himself and his employer
to damages for the victim’s pain and suffering versus
wrongful death damages arising from the instant
death of the victim is necessarily based on the “rather
far-fetched assumption” that the policeman had information about the suspect’s family and earning potential, and had the sang-froid, the cynicism, and the time
to calculate the optimal result in damage reduction before he used that force.
3. Robertson considered and rejected the
majority’s hypothetical about the victim
with no family.
The Valenzuela majority also argued that, in the
absence of post-death “hedonic” damages, the availability of a wrongful death claim in California is insufficient to bring California’s damages scheme in line
with the federal law because, “such a framework would
still preclude recovery for the decedent who is penniless, without family, and killed immediately on the
App. 98
scene.” Valenzuela, 6 F.4th at 1103. But the Supreme
Court had rejected this argument as well; a zero-recovery result is no basis to disregard state law. See id. at
1106 (Lee, J., dissenting) (“[W]e cannot refuse to apply
a state law just because it causes abatement of a particular action.” (quoting Robertson, 436 U.S. at 590–91)
(cleaned up)).
Acknowledging that Louisiana’s survival law precluded recovery for people without families, the Court
went on to say that “surely few persons are not survived by one of these close relatives, and in any event
no contention is made here that Louisiana’s decision to
restrict certain survivorship rights in this manner is
an unreasonable one.” Id. at 592. Indeed, “[t]he reasonableness of Louisiana’s approach is suggested by the
fact that several federal statutes providing for survival
take the same approach. . . .” Id. at 592 n.8. Similarly,
here, there are no federal statutes which state a possible recovery for post-death “hedonic” damages, and
the reasonableness of California’s approach is evidenced by the fact that 44 other states prohibit such
damages. Confronted with the majority’s hypothetical,
the Supreme Court was unpersuaded and found no inconsistency between the Louisiana law and the remedial purposes of § 1983, even when total abatement of
the family-less and penniless victim’s claim was at
stake.
App. 99
4. Any limitations in Robertson’s holding do
not support the panel majority’s conclusion.
The opposition to the petition for rehearing en
banc downplays the applicability of Robertson’s holding because, in that case, the victim’s death was not
due to his unconstitutionally inflicted injuries.5
But the Robertson holding left open only the narrow question of “whether abatement based on state law
could be allowed in a situation in which deprivation of
federal rights caused death.” Id. at 594–95 (emphasis
added). The California law at issue does not cause any
action to abate—it merely fails to award one item of
damages after allowing pre-death economic damages,
wrongful death damages, damages for loss of consortium, and now, per Chaudhry, pre-death pain and suffering damages.
Furthermore, Robertson’s limited holding did not
make this court’s holding in Valenzuela a foregone conclusion. Leaving the question open did not preordain
its answer, and the majority opinion fails to explain
how Valenzuela is meaningfully distinguishable from
5
I acknowledge that Robertson’s holding is limited: “Our
holding today is a narrow one, limited to situations in which no
claim is made that state law generally is inhospitable to survival
of § 1983 actions and in which the particular application of state
survivorship law . . . has no independent adverse effect on the
policies underlying § 1983 . . . We intimate no view, moreover,
about whether abatement based on state law could be allowed in
a situation in which deprivation of federal rights caused death.”
Robertson, 436 U.S. at 594.
App. 100
Robertson. Confronted with the facts of Valenzuela, in
which the family of the victim of the constitutional
violations was awarded millions of dollars, it is a
stretch to infer that the Supreme Court would have
reached a different conclusion than the one it reached
in Robertson, where the victim’s estate went entirely
uncompensated.
5. Robertson is widely applicable.
The Sixth Circuit, relying on Robertson has already held that prohibitions on post-death “hedonic”
damages are not inconsistent with § 1983 because
§ 1983 compensates for “actual damages suffered by
the victim” and a loss of life is not “actual . . . because
it is not consciously experienced by the decedent.”
Frontier Ins. Co., 454 F.3d at 601–03.6
In Sharbaugh v. Beaudry, 267 F. Supp. 3d 1326,
1335 (N.D. Fla. 2017), the court held that Florida’s prohibition on pre-death pain and suffering damages in
wrongful death actions was not inconsistent with
§ 1983 because “neither § 1983 nor the common law
expressly provided for the survival of a personal injury
6
Why the Sixth Circuit’s opinion is perfectly consistent with
the common law theory of awarding damages only for harms consciously experienced is discussed below. See infra Part II(C)(2).
However, the Seventh Circuit has reached the opposite conclusion. See Bell, 746 F.2d at 1239 (holding that a Wisconsin law
precluding post-death “hedonic” damages was inconsistent with
§ 1983 because it created perverse incentives for police officers to
kill rather than injure). If not vacated en banc, the panel majority’s opinion here will deepen the circuit split.
App. 101
pain and suffering claim after death occurs, and . . .
Congress has placed the survival of claims in the legislative hands of the states.”
In that case, the plaintiff argued that the lack of
pre-death pain and suffering damages would not satisfy the compensation and deterrence goals of § 1983
because the victim, “had a learning disability which
limited his earning potential, he had no loss of earnings before his death, he permitted his children to be
adopted by his father-in-law, and the State of Florida
paid for his cremation.” Id. at 1336.
The court was unpersuaded. Citing Robertson, the
court correctly noted that the “inquiry under § 1988 . . .
is not whether the level of damages that a particular
plaintiff will receive in the specific circumstances of
one case is inconsistent with the civil rights policies
but rather whether the state law is inconsistent with
federal policies.” Id. Even if looking at the actual damages awarded to the plaintiff was the relevant inquiry
under Robertson, in this case, Valenzuela’s estate and
his family were awarded millions of dollars even without the “hedonic” damages.
B. California Tort Law is Consistent with the
“Broad Remedial Purposes” Which Underlie § 1983.
Consistent with the Supreme Court’s decision in
Robertson, California’s ban on post-death “hedonic”
damages awards should not be viewed in a vacuum.
Robertson found that Louisiana’s survival law which
App. 102
entirely abated the action was not inconsistent with
§ 1983 in light of the fact that “most Louisiana actions
survive the plaintiff ’s death.” Id. at 591. Similarly,
here, California’s prohibition on post-death “hedonic
damages” should be viewed in the context of the other
available categories of damages, including damages for
pre-death economic losses, wrongful death, loss of consortium, and, as modified by Chaudhry, pre-death pain
and suffering.
1. Unconstitutional police killings do not
save money in California.
Not only has the majority’s “perverse effect” argument been rejected by the Supreme Court but given
the wide availability of damages under California law,
there is simply no evidence that police officers are economically incentivized to kill rather than injure. Valenzuela, 6 F.4th at 1102 (citing Chaudhry, 751 F.3d at
1103–04). In fact, the facts of Valenzuela belie this assertion.
Imagine if Valenzuela’s injuries were not fatal and
he survived his encounter with police long enough to
obtain a judgment at trial. Under California law, plaintiffs are not entitled to a separate pain and suffering
instruction and a pre-death “hedonic” damages instruction. Huff, 57 Cal. App. 3d. at 944. Thus, in this
hypothetical, the jury would have been able to compensate Valenzuela only for his pain and suffering and any
economic damages he incurred as a result of the officers’ excessive force. Based on what the jury awarded
App. 103
Valenzuela’s estate for his pre-death pain and suffering, we can assume this number would be in the ballpark of $6 million. Valenzuela, 6 F.4th at 1101 n.4.
If Valenzuela had died prior to trial but the jury
had not awarded post-death “hedonic” damages in violation of California law, the jury could have awarded
the $6 million for pre-death pain and suffering to
Valenzuela’s estate and the $3.6 million it awarded for
wrongful death to the family, for a total of $9.6 million.
That is a damages award $3.6 million dollars greater
than what Valenzuela would have received had he
lived, even without post-death “hedonic” damages. We
see that the same is true in Craig v. Petropulos, 856 F.
App’x 649 (9th Cir. 2021) (unpublished), which was
decided at the same time and by the same panel as
Valenzuela. There, the jury awarded $200,000 in predeath pain and suffering, $1.4 million for wrongful
death, and $1.8 million for post-death loss of life. Even
operating under the doubtful assumption that police
officers respond to their economic incentives when
choosing to apply deadly force, they are still properly
incentivized to avoid the use of deadly force, and
thereby avoid an adverse wrongful death award. This
is so even without post-death “hedonic” damages added
to the equation. The majority’s math does not add up.
App. 104
2. The awards, even absent post-death “hedonic” damages, were more than adequate
as to deterrence and compensation.7
Westlaw has several tools to compare the wrongful
death awards that the families in Valenzuela and
Craig received to see whether my claim that wrongful
death awards in § 1983 cases are sufficient to satisfy
the remedial goals of § 1983 is borne out.
First, take a look at the Westlaw Personal Injury
Valuation Handbook. This resource compiles statistics
from wrongful death jury trials to create an average,
or “basic injury value” for wrongful death claims based
on the age, marital status, and number of children of
the deceased. This basic injury value can then be adjusted for income. Valenzuela was thirty-two when he
died, single, and had two children. Thus, his basic injury value for wrongful death according to the handbook is $1,737,197. However, he had no employment
nor salary at the time of his death. Thus, we decrease
this base number by 94%, which leaves us with
$104,231.82. Someone in the position of Valenzuela’s
family could hope to recover only $104,231.82 at a jury
trial for wrongful death on average. Valenzuela’s family was awarded $3.6 million.
We see a similar result in Craig. Brandon Witt was
thirty-nine and single, with no children at the time of
his death. It does not appear that evidence of his
7
Neither the plaintiffs in Valenzuela nor Craig sought additur to increase the damages awards; additur is available under
California law. Cal. Civ. Proc. Code § 662.5.
App. 105
income or salary was presented at trial, so without adjusting for income, the basic injury value for his wrongful death amounts to $975,000. His parents were
awarded $1.4 million for his wrongful death.
And there is no reason to believe that these outcomes are statistical aberrations. Westlaw has another
tool, California Jury Verdicts and Settlements, which
allows us to compare wrongful death awards in similar
cases. In Estate of Rose v. County of Sacramento, 2017
WL 5564148 (E.D. Cal. 2017), the parents of an excessive force victim who died by police gunshot received
$4.5 million in wrongful death damages. In Sentell v.
City of Long Beach, 2013 WL 6515430 (C.D. Cal. 2013),
the excessive force victim’s family received $4.5 million
in wrongful death damages. In Estate of Pickett v.
County of San Bernardino, 2018 WL 10230033 (C.D.
Cal. 2018), the excessive force victim’s parents were
awarded $8.5 million in wrongful death damages.
The availability of other forms of damages, including wrongful death damages, brings California’s tort
scheme in line with federal law, even in the absence of
post-death “hedonic” damages. In Garcia, 42 Cal. App.
4th at 185, the California Court of Appeal reached that
conclusion when it held that California’s prohibition on
post-death “hedonic” damages awards was not inconsistent with § 1983 because the availability of punitive
damages in survival actions satisfied the compensation and deterrence goals of § 1983.
App. 106
3. The majority’s rebuttal is unpersuasive.
The majority opinion in Valenzuela offers two
counterpoints to explain why the availability of a
wrongful death remedy is not enough to bring California’s prohibition on post-death “hedonic” damages in
line with federal law. Neither of these arguments are
persuasive.
a. The victim without family is not before
us.
First, the majority argues that California’s wrongful death remedy is insufficient to deter police killings
because “such a framework would still preclude recovery for the decedent who is penniless, without family,
and killed immediately on the scene.” Valenzuela, 6
F.4th at 1103. But these are not the facts before us.
Moreover, this argument was already foreclosed by
Robertson, which, as discussed above, refused to toss
aside state tort law merely because that law resulted
in a zero-recovery outcome for that particular plaintiff,
even if that plaintiff died with no family.
Robertson is not alone among Supreme Court
precedents in its rejection of the majority’s claim that
police officers respond to their economic incentives
when deciding to use deadly force. As the Court wrote
in Whitley v. Albers, 475 U.S. 312, 320 (1986), police officers making decisions “in haste, under pressure, and
frequently without the luxury of a second chance” do
not stop and evaluate whether the victim in a fastdeveloping confrontation has family before using
App. 107
deadly force. In the words of Justice Holmes,
“[d]etached reflection cannot be demanded in the presence of an uplifted knife.” Brown v. United States, 256
U.S. 335, 343 (1921). Yet the idea that police officers
perform this “detached reflection” out of economic
self-interest is the dubious assumption upon which
Valenzuela’s holding rests.8
b. Post-death “hedonic” damages do not
compensate the victim.
The majority also dismissed out of hand the possibility that California’s wrongful death claim brings
California’s statutory scheme in line with § 1983
simply because the wrongful death award “address[es]
different injuries.” Valenzuela, 6 F. 4th at 1103. Really?
If the wrongful death award and the post-death “hedonic” damages award are for “different injuries,” why
then do the two awards in Valenzuela match to the
penny? Much more likely than attempting to speculate
8
Judge Lee’s dissent also correctly points out that even in
the unlikely event that officers take time to reflect on their economic incentives before deploying deadly force, most are not personally liable for the damages awards they incur. Valenzuela, 6
F.4th at 1108 (“[E]ven the most malevolent officer would not kill
a suspect because it would be ‘economically advantageous.’ Almost all police officers today do not face any personal financial
liability because the government generally indemnifies them. The
real deterrents to police misconduct are not monetary damages
(which they do not personally pay anyway), but firings, negative
media attention, and potential criminal liability.”) (Lee, J., dissenting) (footnote omitted). Of course, neither of the Valenzuela
nor Craig juries found the officers were “malevolent,” since punitive damages were not awarded against them.
App. 108
how the elements of one award might differ in economic value from those of the other is the likelihood
that the jury simply doubled the awards for Valenzuela’s death: $3.6 million and $3.6 million for each of
the divorced Valenzuela’s two children.
This assumption is borne out by the closing arguments. Valenzuela’s attorney did not argue that the
jury should award a specific amount for Valenzuela’s
loss of life to his estate and a specific amount for
wrongful death to the children separately. Instead, he
repeatedly stated that all damages were to compensate
Valenzuela’s children:
So I know it sounds a little confusing because
you’re talking about the pain and suffering for
someone who has died already and his loss of
life, but under the Fourth Amendment, because you found excessive or unreasonable
force, those are damages that are recoverable
by law and they go to the children. Those damages go to the children.
This point was driven home by the court’s own
jury instructions: “Ladies and gentlemen, I just want
to be clear . . . You must award only the damages that
fairly compensate the children for their loss.”
Instead of the jury performing a separate calculation for the lost pleasure of Valenzuela’s life, Valenzuela’s children enjoyed double recovery for their
wrongful death damages.9 Rather than “compensation,”
9
The two awards for the death of Brandon Witt are only
slightly more disguised: his two parents were awarded post-death
App. 109
this double counting seems like over-compensation,
especially since § 1983 also provides for an award of
attorney’s fees.10
Just because the wrongful death claim compensates the family of the victim instead of the victim’s
estate (and thus, possible creditors) does not mean that
the wrongful death claim by itself cannot satisfy the
deterrent purpose of § 1983. What matters for deterrence is the size of the damages award, not the person
to whom the award is paid. As for compensation, Robertson already held that compensating the victim’s estate does not serve the compensation goal of § 1983
anyway, as those awards are always enjoyed by the
beneficiaries of the victim’s estate, and not the victim
of the unconstitutional violation himself. Robertson,
436 U.S. at 592.11
The size of the wrongful death damages awarded
to the families of the victims in Valenzuela and Craig
demonstrate why California’s prohibition on postdeath “hedonic” damages is not inconsistent with the
compensation and deterrence goals of § 1983. And the
majority’s only response to this point rests on flawed
assumptions about how police officers respond during
emergencies and who is ultimately responsible for paying out these multi-million-dollar damages awards.
“hedonic” damages of $1.4 million and wrongful death damages of
$1.8 million.
10
The prevailing party in a § 1983 action is entitled to attorney’s fees under 42 U.S.C. § 1988(b).
11
Why Robertson’s analysis on this point is consistent with
traditional tort law rules I discuss below. See infra Part II(C)(1).
App. 110
The majority would toss aside a robust state tort law
scheme for failure to achieve the unenumerated policy
goals of § 1983 based on a hypothetical which strains
credulity and then replace that state law with a rule
which, as the numbers show, does not do a better job of
serving those goals.
C. Post-death “hedonic” damages are contrary
to the common law of torts.
It is not the role of this court to decide whether
post-death “hedonic” damages are a good idea as a policy matter. California, one of the most plaintiff-friendly
of jurisdictions, has already decided to prohibit them—
along with 44 other states. But there is good reason not
to second guess California’s choice. Post-death “hedonic” damages contravene traditional tort law liability rules and cannot be reliably calculated.
1. Post-death “hedonic” damages do not
compensate the victim of the unconstitutional injury.
“[T]he law of torts attempts primarily to put an injured person in a position as nearly as possible equivalent to his position prior to the tort.” Restatement
(Second) of Torts, § 901, cmt. a. Because post-death “hedonic” damages are not awarded to the victim of the
tort but are awarded only after the victim has died, the
award is always enjoyed by the decedent’s estate.
Awards that go to the decedent’s estate are never able
to restore the decedent to his prior position of being
App. 111
alive nor do they provide substitute compensation to
the victim.
Indeed, because post-death “hedonic” damages are
awa
This text is long and has been trimmed here. Open the source document for the complete record.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.