Amicus Curiae Brief — The Ohio Adjutant General's Department, et al., Petitioners v. Federal Labor Relations Authority, et al.
Supreme Court briefDec 16, 2022
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No. 21-1454
No. 21-1454
In the
In the
Supreme
of
Supreme Court
Court
of the
the United
United States
States
____________________
____________________
THE OHIO ADJUTANT GENERAL’S DEPARTMENT, ET AL.,
THE OHIO ADJUTANT GENERAL’S DEPARTMENT, ET AL.,
Petitioners,
Petitioners,
v.
v.
FEDERAL LABOR RELATIONS AUTHORITY, ET AL.,
FEDERAL LABOR RELATIONS AUTHORITY, ET AL.,
Respondents.
Respondents.
____________________
____________________
On Writ of Certiorari to the
On Writ of Certiorari to the
United States Court of Appeals for the Sixth Circuit
United States Court
of Appeals for the Sixth Circuit
____________________
____________________
BRIEF OF AMICI CURIAE AMERICAN
BRIEF OF AMICI CURIAE AMERICAN
FEDERATION OF LABOR AND CONGRESS OF
FEDERATION OF LABOR AND CONGRESS OF
INDUSTRIAL ORGANIZATIONS AND
INDUSTRIAL ORGANIZATIONS AND
LABORERS’ INTERNATIONAL UNION OF
LABORERS’ INTERNATIONAL UNION OF
NORTH AMERICA IN SUPPORT OF
NORTH AMERICA IN SUPPORT OF
RESPONDENTS
RESPONDENTS
____________________
____________________
BRUCE LERNER
HAROLD C. BECKER
BRUCE LERNER
HAROLD C. BECKER
RAMYA RAVINDRAN
General Counsel
RAMYA RAVINDRAN
General Counsel
SEBASTIAN BRADY
ANDREW LYUBARSKY
SEBASTIAN BRADY
ANDREW LYUBARSKY
BREDHOFF & KAISER,
Counsel of Record
BREDHOFF & KAISER,
Counsel of Record
815 Black Lives Matter
P.L.L.C.
P.L.L.C.
815 Black Lives Matter
805 15th Street N.W.
Plaza N.W.
Plaza N.W.
805 15th Street N.W.
Washington, DC 20005 Washington, DC 20006
Washington, DC 20005 Washington, DC 20006
(202) 637-5115
(202) 842-2600
(202) 842-2600
(202) 637-5115
alyubarsky@aflcio.org
alyubarsky@aflcio.org
Counsel for LIUNA
Counsel for the AFL-CIO
Counsel for LIUNA
Counsel for the AFL-CIO
Counsel continued on inside cover
Counsel continued on inside cover
Mosaic - (301) 927-3800 - Cheverly, MD
Mosaic - (301) 927-3800 - Cheverly, MD
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6/11/08
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THEODORE T. GREEN
General Counsel
905 Black Lives Matter
Plaza N.W.
Washington, DC 20006
(202) 737-8320
Counsel for LIUNA
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES...................................... iii
INTEREST OF AMICI CURIAE ................................1
INTRODUCTION AND SUMMARY OF
ARGUMENT .....................................................1
ARGUMENT ...............................................................3
I.
Congress Provided the FLRA
Jurisdiction Over Petitioners Through
Its Express Codification of Pre-FSLMRS
Jurisprudence ...................................................3
A.
The 1968 Technicians Act Gave
Dual-Status Technicians
Collective Bargaining Rights
Enforceable Against State
National Guards and State
Adjutants General Under PreFSLMRS Executive Orders ...................4
B.
Congress Expressly Codified This
Pre-Existing Jurisprudence in
the FSLMRS...........................................9
C.
Congress’ Contemporaneous
Rejection of Proposals to Strip
Technicians of the Right to
Collectively Bargain and to
Render the Right Unenforceable
Further Confirms that “Agency”
in the FSLMRS Includes State
ii
National Guards and Adjutants
General ................................................. 13
II.
1.
Congress Was Aware that
State National Guards
Were Covered by Executive
Order 11491 and Rejected
a Proposal to Strip Their
Dual-Status Technicians of
the Right to Organize................ 13
2.
Congress Specifically
Rejected a Proposal to
Exclude State National
Guards and their
Adjutants General from
Federal Labor Authorities’
Jurisdiction ................................ 20
Under the Relevant Statutory
Framework, Petitioners Constitute
Executive Agencies as Defined in the
FSLMRS .......................................................... 22
CONCLUSION .......................................................... 30
iii
TABLE OF AUTHORITIES
Cases
Albernaz v. United States, 450 U.S. 333
(1981) .................................................................... 10
Ass’n of Civilian Technicians, Wichita Air
Capitol Chapter v. FLRA, 360 F.3d 195
(D.C. Cir. 2004) .................................................... 14
Babcock v. Kijakazi, 142 S. Ct. 641 (2022) .................5
Bellotti v. Baird, 428 U.S. 132 (1976) ....................... 12
Bond v. United States, 572 U.S. 844 (2014) ............. 29
Bureau of Alcohol, Tobacco & Firearms v.
FLRA, 464 U.S. 89 (1983) .............................. 11, 23
Cannon v. Univ. of Chicago, 441 U.S. 677
(1979) .................................................................... 10
Carey v. Donohue, 240 U.S. 430 (1916) .................... 22
Chaudoin v. Atkinson, 494 F.2d 1323 (3d
Cir. 1974) ................................................................2
Comm’r of Internal Revenue v. Keystone
Consol. Indus., Inc., 508 U.S. 152 (1993) ............ 10
Dyer v. Dep’t of the Air Force, 971 F.3d
1377 (Fed. Cir. 2020) .............................................4
Fed./Postal/Retiree Coal., Am. Fed’n of
Gov’t Emps. v. Devine, 751 F.2d 1424
(D.C. Cir. 1985) .................................................... 12
FLRA v. Mich. Army Nat’l Guard, 878 F.3d
171 (6th Cir. 2017) .................................................2
Fort Stewart Schools v. FLRA, 495 U.S. 641
(1990). ................................................................... 23
iv
Gilliam v. Miller, 973 F.2d 760 (9th Cir.
1992) .......................................................................2
Ind. Air Nat’l Guard, Hulman Field, Terre
Haute, Ind. v. FLRA, 712 F.2d 1187 (7th
Cir. 1983) ................................................................2
Lipscomb v. FLRA, 333 F.3d 611 (5th Cir.
2003) ................................................................. 2, 12
Maryland ex rel. Levin v. United States,
381 U.S. 41 (1965) ..................................................4
Menominee Tribe of Indians v. United
States, 391 U.S. 404 (1968) .................................. 19
N.J. Air Nat’l Guard v. FLRA, 677 F.2d
276 (3d Cir. 1982)...................................................2
N.Y. Tel. Co. v. N.Y. State Dep’t of Lab.,
440 U.S. 519 (1979) .............................................. 19
Nat’l Cable & Telecomms. Ass’n v. Brand X
Internet Servs., 545 U.S. 967 (2005) .................... 10
Nelson v. Geringer, 295 F.3d 1082 (10th
Cir. 2002) .............................................................. 26
NeSmith v. Fulton, 615 F.2d 196 (5th Cir.
1980) ..................................................................... 28
Old Dominion Branch No. 496, Nat’l Ass’n
of Letter Carriers, AFL-CIO v. Austin,
418 U.S. 264 (1974) ................................................5
Perpich v. Dep’t of Defense, 496 U.S. 334
(1990) ........................................................ 25, 27, 29
State of Neb., Military Dep’t, Office of
Adjutant Gen. v. FLRA, 705 F.2d 945
(8th Cir. 1983) ........................................................2
v
United States v. Stewart, 311 U.S. 60
(1940) .................................................................... 19
Administrative Cases
Adjutant Gen. Dep’t, State of Ohio, Air
Nat’l Guard, A/SLMR No. 44, Case No.
53-2974 (May 20, 1971)..........................................7
Ala. Air Nat’l Guard, A/SLMR No. 67, Case
No. 40-1943 (June 30, 1971) ..................................7
Ark. Army Nat’l Guard & Nat’l Fed’n of
Fed. Emps., Loc. 1671, 1 FLRA 876
(1979) .................................................................... 12
Cal. Army Nat’l Guard 1st Battalion, 250th
Artillery Air Def., A/SLMR No. 47, Case
No. 70-1532 (June 1, 1971) ....................................7
Dep’t of Def., Ark. Nat’l Guard, A/SLMR
No. 53, Case No. 64-1136 (CA) (June 8,
1971) .......................................................................7
Dep’t of Def., Nat’l Guard Bureau, Adjutant
Gen., State of Ga., A/SLMR No. 74, Case
No. 40-1994 (July 12, 1971) ..................................7
Dep’t of Def., Nat’l Guard Bureau, Fla.
Army Nat’l Guard, and Fla. Air Nat’l
Guard, A/SLMR No. 37, Case No. 421244 (May 11, 1971) ..............................................7
Fed. Corr. Complex, Yazoo City, Miss., 73
FLRA 114 (2022) .................................................. 24
Immigr. & Customs Enforcement, 70 FLRA
208 (2017) ............................................................. 24
Minn. Army Nat’l Guard, A/SLMR No. 14,
Case No. 51-1243 (Feb. 22, 1971) .........................7
vi
Miss. Army Nat’l Guard Jackson, Miss., 57
FLRA 337 (2001) .................................................. 12
Miss. Nat’l Guard, 172 Military Airlift Grp.
(Thompson Field) & Int’l Union of Elec.,
Radio, and Mach. Workers, AFL-CIO,
Case No. 41-1723, A/SLMR No. 20
(April 2, 1971) ...................................... 8, 11, 12, 16
Nat’l Park Serv., 73 FLRA 220 (2022) ...................... 24
Penn. Army & Air Nat’l Guard & Ass’n of
Civilian Technicians, 1 FLRA 310 (May
9, 1979) ................................................................. 12
Penn. Nat’l Guard, A/SLMR No. 9, Case
No. 21-1876 (Jan. 25, 1971) ...................................7
Va. Nat’l Guard Headquarters, 4th
Battalion, 111th Artillery, A/SLMR No.
69, Case No. 46-1611 (June 30, 1971) ...................7
Statutes
5 U.S.C. § 101 ............................................................ 23
5 U.S.C. § 105 ................................................ 10, 23, 24
5 U.S.C. § 7103 .................................................... 10, 22
5 U.S.C. § 7104 .......................................................... 11
5 U.S.C. § 7105 ................................................ 2, 10, 11
5 U.S.C. § 7135 .................................................... 12, 19
10 U.S.C. § 111 .......................................................... 24
10 U.S.C. § 7062 .................................................. 24, 25
10 U.S.C. § 9062 ........................................................ 25
10 U.S.C. § 10105 ...................................................... 25
vii
10 U.S.C. § 10111 ...................................................... 25
32 U.S.C. § 101 .................................................... 25, 26
32 U.S.C. § 109 .......................................................... 29
32 U.S.C. § 312 .......................................................... 28
32 U.S.C. § 314 .......................................................... 28
32 U.S.C. § 709 .................................................. 2, 4, 28
Nat’l Guard Technicians Act of 1968, Pub.
L. No. 90-486 ..........................................................4
Ohio Rev. Code Ann. § 5913.01 ................................. 27
Ohio Rev. Code Ann. § 5913.021 ............................... 28
Ohio Rev. Code Ann. § 5919.01 ........................... 26, 27
Ohio Rev. Code Ann. § 5923.01 ................................. 24
Pub. L. No. 95-610 (1978), codified as
amended at 10 U.S.C. § 976(b)(1)-(2). ........... 14, 18
Pub. L. No. 98-525 (1984).......................................... 14
Other Authorities
95 Cong. Rec. H10,709 (daily ed. Sept. 26,
1978) (statement of Rep. Stratton) ...................... 18
95 Cong. Rec. S15,061 (daily ed. Sept. 16,
1977) ......................................................... 14, 15, 16
95 Cong. Rec. S19,034 (daily ed. Oct. 14,
1978) (statement of Sen. Stennis) ....................... 18
Exec. Order No. 10988, 27 Fed. Reg. 551
(Jan. 17, 1962) ........................................................5
Exec. Order No. 11491, 34 Fed. Reg. 17605
(Oct. 29, 1969) ........................................ 5, 6, 10, 12
viii
H.R. Rep. No. 90-1823 (1968), reprinted in
1968 U.S.C.C.A.N. 3318.........................................4
H.R. Rep. No. 95-894(I) (1978) .................................. 18
H.R. Rep. No. 95-894(II) (1978) .......................... 18, 22
Prohibition on Union Organization of the
Armed Forces: Hearing on S. 274 Before
the H. Subcomm. On Civil Serv. Of the
H. Comm. On Post Office and Civil
Serv., 95th Cong. (1978)................................. 17, 21
S. Rep. No. 95-411 (1977) .......................................... 15
Unionization of Military Personnel:
Hearing on S. 274 Before the
Investigations Subcomm. of the H.
Comm. on Armed Servs., 95th Cong.
(1977) .................................................. 16, 20, 21, 22
1
INTEREST OF AMICI CURIAE
The American Federation of Labor and
Congress of Industrial Organizations (AFL-CIO) is a
federation of 58 national and international labor
organizations with a total membership of over 12.5
million working men and women. 1 Many of the AFLCIO’s affiliated unions represent employees of the
federal government, including several that represent
the civilian technicians at issue here. The Laborers’
International Union of North America (LIUNA) is an
international union representing roughly 500,000
members throughout the United States and Canada
across multiple industries in the private sector, from
construction to energy to manufacturing, and in the
public sector. LIUNA represents approximately 5,000
National Guard technicians in 11 states and
territories. Amici have a strong interest in ensuring
that their members’ collective bargaining rights are
protected and enforceable against their employers.
INTRODUCTION AND SUMMARY OF
ARGUMENT
Every court to consider the question has
concluded that the Federal Labor Relations Authority
(FLRA) has jurisdiction over Petitioners and their
1 Counsel for Petitioners, counsel for Respondent, and counsel for
Intervenor-Respondent have each consented to the filing of this
amicus brief. No counsel for a party authored this brief in whole
or in part, and no person or entity, other than the amici curiae,
made a monetary contribution to the preparation or submission
of this brief.
2
counterparts in other states. 2 That this unbroken line
of cases exists is unsurprising. As set forth in the
briefs of the Federal Labor Relations Authority and
American Federation of Government Employees,
Local 3970, AFL-CIO, the FLRA’s jurisdiction over
Petitioners follows directly from the statutory scheme
governing the employment of dual-status technicians.
This conclusion is only bolstered by the additional
points amici make below.
First, contrary to Petitioners’ ahistorical
presentation, the Federal Service Labor-Management
Relations Statute (FSLMRS) was not enacted in a
vacuum. Rather, the definition of the very term at
issue in this case—the term “agency” in 5 U.S.C.
§ 7105(g)—was lifted verbatim from Executive Order
No. 11491. In enacting the FSLMRS, Congress—
which was well aware that many of the dual-status
technicians at issue in this case were represented in
collective bargaining with state national guards and
adjutants general under the Executive Order—not
2 See, e.g., Pet. App. at 14a; FLRA v. Mich. Army Nat’l Guard,
878 F.3d 171, 174 (6th Cir. 2017); Lipscomb v. FLRA, 333 F.3d
611, 613 (5th Cir. 2003); State of Neb., Military Dep’t, Office of
Adjutant Gen. v. FLRA, 705 F.2d 945, 952-53 (8th Cir. 1983); Ind.
Air Nat’l Guard, Hulman Field, Terre Haute, Ind. v. FLRA, 712
F.2d 1187, 1190 n.3 (7th Cir. 1983); N.J. Air Nat’l Guard v.
FLRA, 677 F.2d 276, 286 (3d Cir. 1982); see also Gilliam v. Miller,
973 F.2d 760, 762 (9th Cir. 1992) (“[Oregon Adjutant General’s]
personnel actions as supervisor over the federal civilian
technicians are taken in the capacity of a federal agency.”);
Chaudoin v. Atkinson, 494 F.2d 1323, 1329 (3d Cir. 1974)
(adjutant general was federal “agency or agent” for purpose of
mandamus statute because “32 U.S.C. § 709 charges the
adjutant generals with employment and administration of the
civilian technicians who are federal employees”).
3
only incorporated the same definition of “agency,” but
also expressly codified in the text of the statute the
pre-existing state of labor law for federal employees.
That pre-existing law clearly vested jurisdiction over
state national guards and adjutants general in the
federal entities charged with enforcing the federal
labor rights enjoyed by dual-status technicians.
Second, under the detailed statutory scheme
governing state national guards, these entities are
components of a federal agency, the Department of
Defense, that is undoubtedly covered by the FSLMRS.
This Court should therefore affirm the judgment
below.
ARGUMENT
I. Congress Provided the FLRA Jurisdiction
Over Petitioners Through Its Express
Codification of Pre-FSLMRS Jurisprudence
The Federal Service Labor-Management
Relations Statute (FSLMRS), which is part of the
Civil Service Reform Act of 1978, was not written on
a clean slate. Before the statute’s enactment, federal
employees, including dual-status technicians, had
been granted collective bargaining rights by executive
order. Dual-status technicians made frequent use of
these rights, and by 1978 it was well-settled that state
adjutants general and state national guards could be
ordered by the relevant federal bodies to respect these
rights. In 1978, Congress, acting against this
backdrop, expressly codified that state of affairs. This
codification dooms Petitioners’ arguments—all the
more so because, as contemporaneous evidence of
congressional intent shows, in endorsing the practice
under the executive order, Congress was acting with
4
full knowledge of the unionization of dual-status
technicians and the fact that state adjutants general
and state national guards were their counterparts in
bargaining and unfair labor practice proceedings.
A. The 1968 Technicians Act Gave DualStatus Technicians Collective Bargaining
Rights Enforceable Against State National
Guards and State Adjutants General
Under Pre-FSLMRS Executive Orders
The class of workers at issue in this case—dualstatus technicians—has existed in some form for over
a century. See Maryland ex rel. Levin v. United States,
381 U.S. 41, reh’g granted, judgment vacated on other
grounds, 382 U.S. 159 (1965). Their status today,
however, turns largely on a 1968 federal law, the
National Guard Technicians Act of 1968 (Technicians
Act), Pub. L. No. 90-486.
Before the enactment of the Technicians Act,
dual-status technicians—though they were “paid with
federal funds”—”were state employees.” Dyer v. Dep’t
of the Air Force, 971 F.3d 1377, 1380 (Fed. Cir. 2020).
That changed with the enactment of the Technicians
Act. Under the Technicians Act, these technicians
were expressly classified as federal employees. See id.;
see also H.R. Rep. No. 90-1823 (1968), reprinted in
1968 U.S.C.C.A.N. 3318, 3324 (“[A]ll technicians on
the effective date of the Act and those to be employed
in the future will become Federal employees as a
matter of law.”). Technicians are employed by the
Department of the Army or the Department of the Air
Force, but are, either way, “employee[s] of the United
States.” 32 U.S.C. § 709(e); see also Babcock v.
5
Kijakazi, 142 S. Ct. 641, 643 (2022) (describing dualstatus technicians as “federal civilian employee[s]”).
By becoming federal employees, technicians
gained collective bargaining rights. At the time of the
Technicians Act, those rights were granted to federal
employees by Executive Order No. 10988, which
provided that “[e]mployees of the Federal Government
shall have . . . the right, freely and without fear of
penalty or reprisal, to form, join and assist any
employee organization,” Exec. Order No. 10988, § 1(a),
27 Fed. Reg. 551 (Jan. 17, 1962), which the order
defined as “any lawful association, labor organization,
federation, council, or brotherhood having as a
primary purpose the improvement of working
conditions among Federal employees, or any craft,
trade or industrial union whose membership includes
both Federal employees and employees of private
organizations,” id. § 2.
Less than two years after dual-status
technicians became federal employees, President
Nixon issued Executive Order No. 11491 (EO 11491),
replacing Executive Order No. 10988, see Exec. Order
No. 11491, § 26, 34 Fed. Reg. 17605 (Oct. 29, 1969),
and “establish[ing] a labor-management relations
system for federal employment which is remarkably
similar to the scheme of the National Labor Relations
Act,” Old Dominion Branch No. 496, Nat’l Ass’n of
Letter Carriers, AFL-CIO v. Austin, 418 U.S. 264, 27374 (1974). Similar to its predecessor, EO 11491
granted “[e]ach employee of the executive branch of
the Federal Government . . . the right, freely and
without fear of penalty or reprisal, to form, join, and
assist a labor organization or to refrain from any such
6
activity,” and guaranteed that “each employee shall be
protected in the exercise of this right.” EO 11491,
§ 1(a). This order went further, however, and also
created a set of procedures and remedies to effectuate
and protect that right. It defined a set of unfair labor
practices that agencies and labor organizations were
prohibited from committing, see id. § 19(a)-(b), and
required agencies to grant exclusive recognition to
labor organizations when those organizations were
elected as representatives of “appropriate unit[s]” of
agency employees, id. § 10(a).
EO 11491 also provided a mechanism for
resolving disputes relating to these employees’
exercise of their collective bargaining rights. It
provided that the Assistant Secretary of Labor for
Labor-Management
Relations
would
“decide
complaints of alleged unfair labor practices and
alleged violations of the standards of conduct for labor
organizations” and “decide questions as to the
appropriate unit for the purpose of exclusive
recognition and related issues submitted for his
consideration.” Id. § 6(a)(1),(4). It further provided
that in such cases, “the Assistant Secretary may
require an agency or a labor organization to cease and
desist from violations of this Order and require it to
take such affirmative action as he considers
appropriate to effectuate the policies of this Order.”
Id. § 6(b). Notably, “agency” was defined by the Order
as “an executive department, a Government
corporation, and an independent establishment as
defined in section 104 of title 5, United States Code,
except the General Accounting Office.” Id. § 2(a).
7
The newly-federalized technicians did not wait
long to avail themselves of the Executive Order’s
protections and procedures. During the first year
following the activation of EO 11491’s disputeresolution mechanisms, dual-status technicians in at
least ten states—including Ohio—brought cases
before the Assistant Secretary. 3 Nor were the
3 See Penn. Nat’l Guard, A/SLMR No. 9, Case No. 21-1876 (Jan.
25, 1971) (directing representation election in statewide unit of
Pennsylvania National Guard); Minn. Army Nat’l Guard,
A/SLMR No. 14, Case No. 51-1243 (Feb. 22, 1971) (directing
representation election in statewide unit of Minnesota National
Guard); Dep’t of Def., Nat’l Guard Bureau, Fla. Army Nat’l
Guard, and Fla. Air Nat’l Guard, A/SLMR No. 37, Case No. 421244 (May 11, 1971) (directing separate representation elections
in Florida Air and Army National Guards); Adjutant Gen. Dep’t,
State of Ohio, Air Nat’l Guard, A/SLMR No. 44, Case No. 53-2974
(May 20, 1971) (directing representation election in statewide
unit of Ohio Air National Guard); Cal. Army Nat’l Guard 1st
Battalion, 250th Artillery Air Def., A/SLMR No. 47, Case No. 701532 (June 1, 1971) (dismissing ULP charges stemming from
alleged anti-union activities within the California Army
National Guard); Dep’t of Def., Ark. Nat’l Guard, A/SLMR No. 53,
Case No. 64-1136 (CA) (June 8, 1971) (finding that Arkansas
National Guard had committed ULP by disparaging employee
who had initiated grievance, and ordering adjutant general to
sign and post notice of such); Ala. Air Nat’l Guard, A/SLMR No.
67, Case No. 40-1943 (June 30, 1971) (finding inappropriate
proposed bargaining unit including only certain technicians
employed by the Alabama Air National Guard and dismissing
election petition); Va. Nat’l Guard Headquarters, 4th Battalion,
111th Artillery, A/SLMR No. 69, Case No. 46-1611 (June 30,
1971) (resolving questions of scope of bargaining unit and
ordering election among Virginia National Guard technicians);
Dep’t of Def., Nat’l Guard Bureau, Adjutant Gen., State of Ga.,
A/SLMR No. 74, Case No. 40-1994 (July 12, 1971) (directing
elections among Georgia Air and Army National Guards). The
Assistant Secretary of Labor’s decisions can be found on the
8
jurisdictional questions that Petitioners raise before
this Court ignored or overlooked during this period. In
fact, in only the third case involving dual-status
technicians decided by the Assistant Secretary, the
Mississippi National Guard claimed that the federal
institutions empowered by EO 11491 to resolve labor
disputes lacked jurisdiction to issue orders enforcing
its provisions in relation to dual-status technicians,
raising arguments that are nearly identical to those
that Petitioners press before this Court. 4 The
Assistant Secretary rejected these arguments and
ruled that state National Guard units and their
adjutants general each constituted an “agency” under
the definitions of EO 11491. See Miss. Nat’l Guard,
172 Military Airlift Grp. (Thompson Field) and Int’l
Union of Elec., Radio, and Mach. Workers, AFL-CIO
(“Thompson Field”), Case No. 41-1723, A/SLMR No.
20 (April 2, 1971). Rejecting the proposition that he
lacked jurisdiction to enforce orders under EO 11491
FLRA’s website at https://www.flra.gov/system/files/webfm/
Authority/Archival%20Decisions%20&%20Leg%20Hist/ASLLM
R%20Decisions%20&%20Reports%20on%20Rulings%20VOL%2
01.pdf.
4 Specifically, the Mississippi National Guard contended that (1)
“the Executive Order is neither binding upon nor applicable to
employees of the state of Mississippi”; (2) the Technicians Act
“was, in fact, enacted solely for the purpose of granting
retirement benefits and protection under the [FTCA] to excepted
National Guard technicians”; (3) EO 11491 was “not binding
upon nor applicable to the sovereign state of Mississippi”; and (4)
Mississippi law did “not grant the Adjutant General any
authority to negotiate or enter into contracts with labor
organizations.” Miss. Nat’l Guard, 172 Military Airlift Grp.
(Thompson Field) & Int’l Union of Elec., Radio, and Mach.
Workers, AFL-CIO (“Thompson Field”), Case No. 41-1723,
A/SLMR No. 20 (April 2, 1971).
9
“because the employees involved are under the
operational control of the Adjutant General of the
State of Mississippi, who is appointed and employed
pursuant to State law,” the Assistant Secretary held
that the state adjutant general was “acting as an
agent of the Secretaries of the Army and the Air
Force” and that “the provisions of the Executive Order
are applicable to the [Mississippi National Guard].”
Id. at 2, 7.
This authoritative decision paved the way for a
decade of union representation of dual-status
technicians, during which the technicians made heavy
use of EO 11491’s dispute-resolution mechanisms.
Time and again, the Assistant Secretary asserted
jurisdiction over state National Guard organizations
and their adjutants general to delineate appropriate
bargaining units and supervise elections, order the
certification of exclusive bargaining representatives,
and remedy unfair labor practices. Two other bodies
created by EO 11491, the Federal Labor Relations
Council and the Federal Service Impasses Panel,
resolved various appeals of the Assistant Secretary’s
decisions and addressed numerous impasses in
collective bargaining, respectively.
B. Congress Expressly Codified This PreExisting Jurisprudence in the FSLMRS
Thus, when Congress enacted the FSLMRS, it
was settled law that state national guards and state
adjutants general were covered by EO 11491’s
definition of “agency.” That definition specifically
provided that an “agency” included “an executive
department, a Government corporation, and an
independent establishment as defined in section 104
10
of title 5, United States Code, except the General
Accounting Office.” EO 11491, § 2(a). And Congress,
in enacting the FSLMRS and delineating the FLRA’s
authority, adopted precisely this same definition: it
gave the FLRA authority to require affirmative action
by “agenc[ies],” 5 U.S.C. § 7105(g), which it defined, as
relevant here, as “an Executive agency,” id.
§ 7103(a)(3)—a term which, at that time and today,
means “an Executive department, a Government
corporation, and an independent establishment,” id.
§ 105; see also 5 U.S.C. § 105 (1976).
This Court has repeatedly stated that it is
appropriate
“to
assume
that
our
elected
representatives . . . know the law.” Albernaz v. United
States, 450 U.S. 333, 341 (1981) (quoting Cannon v.
Univ. of Chicago, 441 U.S. 677, 696-97 (1979)).
Accordingly, when Congress enacts into law a phrase
that has “acquired a settled judicial and
administrative interpretation,” it “presumptively [i]s
aware” of this settled interpretation and, in
construing the statute including that phrase, “it is
proper to accept the already settled meaning” of that
phrase. Comm’r of Internal Revenue v. Keystone
Consol. Indus., Inc., 508 U.S. 152, 159 (1993); see also,
e.g., Nat’l Cable & Telecomms. Ass’n v. Brand X
Internet Servs., 545 U.S. 967, 992 (2005) (“Congress
passed the definitions in the Communications Act
against the background of this regulatory history, and
we may assume that the parallel terms
‘telecommunications service’ and ‘information service’
substantially incorporated their meaning . . . .”).
Applying this longstanding principle here, it is clear
that the term “agency” in the FSLMRS was to have
the same meaning and scope as that term was used in
11
EO 11491. And there is no question that the term
“agency” under EO 11491 included state national
guards and adjutants general.
This alone should resolve this case. But even if
there remained any doubt as to the meaning of the
term “agency” in the FSLMRS, Congress went further
in the text of the statute and expressly incorporated
pre-existing decisions under EO 11491, including
Thompson Field, into the statute. That decision,
which held that entities such as Petitioners were
covered agencies under EO 11491, was adopted by
Congress,
further
confirming
the
proper
interpretation of the same term in the FSLMRS.
In the FSLMRS, Congress replaced the
adjudicatory bodies designated in EO 11491 with the
Federal Labor Relations Authority. See 5 U.S.C.
§§ 7104, 7105; see also Bureau of Alcohol, Tobacco &
Firearms v. FLRA, 464 U.S. 89, 92 (1983). But far
from wiping out the jurisprudence that had
accumulated under EO 11491, Congress expressly
provided that
[p]olicies, regulations, and procedures
established under and decisions issued
under Executive Orders 11491, 11616,
11636, 11787, and 11838, or under any
other Executive order, as in effect on the
effective date of this chapter, shall
remain in full force and effect until
revised or revoked by the President, or
unless superseded by specific provisions
of this chapter or by regulations or
decisions issued pursuant to this
chapter.
12
5 U.S.C. § 7135(b); see Fed./Postal/Retiree Coal., Am.
Fed’n of Gov’t Emps. v. Devine, 751 F.2d 1424, 1426
(D.C. Cir. 1985) (holding that § 7135(b) “in the
clearest of terms kept alive en toto the pre-CSRA
regime”).
Thompson Field is a “decision[] issued under
Executive Order[] 11491.” See EO 11491 § 6(a)(2)
(granting Assistant Secretary authority to “decide
questions as to the appropriate unit for the purpose of
exclusive recognition and related issues submitted for
his consideration”); id. § 6(b) (granting Assistant
Secretary authority to “require an agency . . . to take
such affirmative action as he considers appropriate to
effectuate the policies of this Order”). 5 By expressly
providing in § 7135(b) that existing decisions such as
Thompson Field, which specifically rejected the
interpretation of “agency” that Petitioners seek here,
Thompson Field has never been “revised or revoked by the
President,” nor has it been “superseded by . . . regulations or
decisions issued pursuant to this chapter [by the FLRA].” 5
U.S.C. § 7135(b). Indeed, the newly-constituted FLRA continued
exercising jurisdiction over state national guards and adjutants
general promptly upon its formation. See, e.g., Ark. Army Nat’l
Guard & Nat’l Fed’n of Fed. Emps., Loc. 1671, 1 FLRA 876, 878
(Aug. 15, 1979); Penn. Army & Air Nat’l Guard & Ass’n of
Civilian Technicians, 1 FLRA 310, 312 (May 9, 1979); see also
Bellotti v. Baird, 428 U.S. 132, 143 (1976) (noting that statutory
interpretation by “the officials charged with enforcement of the
statute” is “of some importance and merits attention”). The
FLRA has since repeatedly and consistently reaffirmed the
Assistant Secretary’s jurisdictional holding. See Pet. App. 17a167a (FLRA decision in this case); Miss. Army Nat’l Guard
Jackson, Miss., 57 FLRA 337, 339 (2001) (“When the state
National Guards administer the technicians program, they act in
their federal capacity.”), aff’d sub nom. Lipscomb v. FLRA, 333
F.3d 611 (5th Cir. 2003).
5
13
were to be carried forward under the FSLMRS, there
is no doubt that the term “agency” in the FSLMRS
includes, and was intended to include, the state
National Guards and adjutants general.
C. Congress’ Contemporaneous Rejection of
Proposals to Strip Technicians of the
Right to Collectively Bargain and to
Render the Right Unenforceable Further
Confirms that “Agency” in the FSLMRS
Includes State National Guards and
Adjutants General
The foregoing establishes that, under the text
of the FSLMRS, Petitioners are subject to the
authority of the FLRA. The contemporaneous
legislative history surrounding the passage of the
FSLMRS further confirms this interpretation. At the
moment it adopted the FSLMRS, Congress was not
only aware that state National Guard organizations
were covered by EO 11491, and that decisions of the
governing agencies had confirmed this coverage, but
Congress also expressly approved of this coverage by
rejecting proposals that sought to strip the
technicians of the right to organize and divest the
federal government of authority to enforce
technicians’ collective bargaining rights.
1. Congress Was Aware that State
National Guards Were Covered by
Executive Order 11491 and Rejected a
Proposal to Strip Their Dual-Status
Technicians of the Right to Organize
In 1978, a month after enacting the FSLMRS
as part of the Civil Service Reform Act of 1978,
14
Congress made it “unlawful for a member of the
armed forces, knowing of the activities or objectives of
a particular military labor organization,” to engage in
any union activities, including to “join or maintain
membership” or “attempt to enroll any other member
of the armed forces” in such an organization. Pub. L.
No. 95-610, § 2 (1978), codified as amended at 10
U.S.C. § 976(b)(1)-(2). Congress limited its definition
of the term “member of the armed forces” to “(A) a
member of the armed forces who is serving on active
duty, or (B) a member of a Reserve component while
performing inactive-duty training,” id., codified as
amended at 10 U.S.C. § 976(a)(1), thereby excluding
dual-status technicians from the scope of its
prohibition. 6
Excluding technicians from the scope of § 976
was a conscious decision reached after more than a
year of congressional debate. In fact, the original
version of the bill passed by the Senate expressly
barred dual-status technicians from unionizing. See S.
274, 95th Cong. § 2(a) (as passed by Senate), 95 Cong.
Rec. S15,061 (daily ed. Sept. 16, 1977) (making it
unlawful for any “member of the armed forces” to “join
or to maintain membership in [a labor] organization”
and including “any person employed as a civilian
technician by a Reserve component and who is also a
member of a Reserve component” as a member of the
armed forces for purposes of the act); see also S. Rep.
6 Section 976’s current inclusion of “a member of the National
Guard who is serving on full-time National Guard duty,” which
itself does not cover dual-status technicians qua dual-status
technicians, was not added until 1984. Pub. L. No. 98-525,
§ 414(a)(6) (1984); see Ass’n of Civilian Technicians, Wichita Air
Capitol Chapter v. FLRA, 360 F.3d 195, 197-98 (D.C. Cir. 2004).
15
No. 95-411, at 7 (1977) (Senate bill contained “a
provision which would specifically include within its
coverage civilian technicians employed by Reserve
and Guard units who are also military members of
these units,” with an intent to “prohibit such
employees from being represented whether in their
military or their civilian capacities”). The Senate
Committee on Armed Services recognized that this
amendment would require “effectively withdrawing
[civilian technicians] from the coverage of the current
Executive order regulating labor relations in the
Federal sector.” Id. Indeed, the Senate rejected an
amendment to this original version that would have
expressly excluded technicians from its scope. See 95
Cong. Rec. S15,067, S15,084-85 (daily ed. Sept. 16,
1977).
Supporters of the Senate bill justified the
inclusion of dual-status technicians within the scope
of the bill by arguing specifically that these
technicians’ use of EO 11491’s dispute-resolution
mechanisms was burdening the state officials
overseeing them. On the Senate floor, the bill’s
sponsor asserted that “[o]ver 40 unfair labor practice
charges [involving dual-status technician unions]
have been filed [with the Assistant Secretary] so far
this year” while “[a] number of these complaints have
reached the Federal Services Impasses Panel,” and
“hundreds of thousands of man-hours [have been]
expended . . . in union matters [rather than] mission
accomplishment.” 95 Cong. Rec. S15,071 (daily ed.
Sept. 16, 1977) (statement of Sen. Thurmond).
Opponents of the bill shared the understanding that
dual-status technicians could seek enforceable
remedies under EO 11491, but disagreed that this was
16
a problem in need of fixing. See, e.g., id. at S15,068
(statement of Sen. Williams) (opposing the bill and
objecting that “[c]ivilian technicians were made
Federal employees by an act of Congress in 1968” and
had “enjoyed collective bargaining rights under the
Federal employees labor relations program” since that
time). No Senator, whether supporting or opposing
the proposed bill, opined that state National Guard
organizations were not covered by EO 11491’s
definition of “agency,” or that the Assistant Secretary
had erred in concluding as much.
The same was true in the House Committees
that analyzed the bill following its approval in the
Senate. The Investigations Subcommittee of the
House Committee on Armed Services entered into the
record the Assistant Secretary’s Thompson Field
decision holding that state adjutants general and
National Guard organizations were “agencies” for the
purposes of EO 11491. Unionization of Military
Personnel: Hearing on S. 274 Before the Investigations
Subcomm. of the H. Comm. on Armed Servs., 95th
Cong. 148-53 (1977) (materials entered into the record
following statement of Kenneth T. Blaylock, National
President, American Federation of Government
Employees) (hereinafter, “House Investigations
Subcommittee Hearing”). The Subcommittee then
heard detailed testimony about the impact of the
unionization of the technicians on the state national
guards. For example, the Executive Vice President of
the National Guard Association of the United States
(“NGA”), which opposed technicians’ unionization,
testified that under EO 11491 “[t]he processes of
collective bargaining and negotiation consume untold
thousands of hours of the limited time available to
17
State military authorities and National Guard
technicians.” Id. at 83; see also id. (“The almost
continuous involvement in labor relations matters
seriously diverts State military authorities from their
principal task of producing the readiness required by
national war plans.”). He stated his view clearly: “If
National Guard Technicians were excluded from
Executive Order 11491, the requirement for collective
bargaining and negotiation would be eliminated.” Id.
at 89. 7
During these hearings, no Member of Congress
or testifying witness opined that the federal entities
charged with administering EO 11491 lacked
jurisdiction to enforce their orders against National
Guard organizations and their adjutants general, or
that the Assistant Secretary had erred in determining
as much. Instead, all proceeded from the premise that
the state National Guards and adjutants general were
covered agencies under EO 11491, and debated
vigorously whether their responsibilities under that
Order should be eliminated by the criminalization of
dual-status technician unionization.
Ultimately, both House Committees that
addressed the bill removed the provisions that would
have eliminated dual-status technicians’ collective
7 The NGA’s executive vice president provided similar testimony
to the Subcommittee on Civil Service of the House Committee on
Post Office and Civil Service. Prohibition on Union Organization
of the Armed Forces: Hearing on S. 274 Before the H. Subcomm.
On Civil Serv. Of the H. Comm. On Post Office and Civil Serv.,
95th Cong. 71-72 (1978) (statement of Major Gen. Francis S.
Greenlief) (hereinafter “House Civil Service Subcommittee
Hearing”).
18
bargaining rights under EO 11491. The House
Committee on Armed Services concluded that the bill
“should not be burdened with the civilian technician
provisions, particularly since that language could
possibly endanger the entire bill” on constitutional
grounds as an infringement on freedom of association.
See H.R. Rep. No. 95-894(I), at 5 (1978). The House
Committee on Post Office and Civil Service, for its
part, deemed it inappropriate to “deny to civilian
technicians the right to representation in collective
bargaining,” which “has been available to such
employees since 1968 under Executive Order 11491.”
H.R. Rep. No. 95-894(II), at 6 (1978).
This was no ministerial change. The bill’s
sponsor in the House declared that the provision’s
deletion was “the principal distinction between [the
bill] as amended and the bill passed by the Senate a
year ago.” 95 Cong. Rec. H10,709 (daily ed. Sept. 26,
1978) (statement of Rep. Stratton). Following passage
of the amended bill in the House, the Senate acceded
to the amendment, despite the misgivings of some. See
95 Cong. Rec. S19,034 (daily ed. Oct. 14, 1978)
(statement of Sen. Stennis) (“[T]he House has made it
clear that a bill that includes these technicians will
not be acceptable to them, and I feel we have no choice
but to accede to this position.”). The bill leaving dualstatus technicians’ union rights unaffected was signed
into law by President Carter the following month. See
Pub. L. No. 95-610, 92 Stat. 3085 (Nov. 8, 1978).
Accordingly, the legislative history of Public
Law No. 95-610 clearly demonstrates that the 95th
Congress was fully aware that, under EO 11491, the
federal government had jurisdiction to enforce its
19
orders against state national guards and adjutants
general. While the Senate initially resolved to strip
the federal government of this authority, the House
rejected this proposal and the law that ultimately
passed maintained the bargaining rights of
technicians as Congress understood them.
One month earlier, this same Congress had
passed the FSLMRS, with its crucial provision
maintaining in place all “[p]olicies, regulations, and
procedures established under and decisions issued
under Executive Order[] 11491.” 5 U.S.C. § 7135(b).
Given that Congress clearly understood that the
federal agencies enforcing federal-sector labor
relations policy had jurisdiction over state National
Guards, as described above, the conclusion that
Congress intended the FLRA to maintain the same
authority is inescapable. See, e.g., N.Y. Tel. Co. v. N.Y.
State Dep’t of Lab., 440 U.S. 519, 541 (1979) (finding
legislative history of Social Security Act decisive in
interpreting National Labor Relations Act where the
“two statutes were considered in Congress
simultaneously and enacted into law within five
weeks of one another”); Menominee Tribe of Indians v.
United States, 391 U.S. 404, 410 (1968) (interpreting
Termination Act of 1954 in light of separate law that
was passed by “the same Congress” and “amended . . .
only two months after the Termination Act became
law”); United States v. Stewart, 311 U.S. 60, 64 (1940)
(finding it plain that two acts enacted “by the same
Congress and at the same session” should be
interpreted in pari materia).
20
2. Congress Specifically Rejected a
Proposal to Exclude State National
Guards and their Adjutants General
from Federal Labor Authorities’
Jurisdiction
If Congress’ awareness of EO 11491’s provision
of jurisdiction over state National Guard
organizations coupled with its adoption of EO 11491’s
policies and decisions in § 7135(b) were not sufficient
to affirm the Court of Appeals in this case, the same
Congress that enacted § 7135(b) as part of the
FSLMRS also rejected a proposal that would have
done exactly what Petitioners seek to do in this case:
leave technicians with the theoretical right to
organize but strip them of the means of enforcing their
rights against their day-to-day employers.
When considering the aforementioned Senate
bill criminalizing technician unionization, a
subcommittee of the House Committee on Armed
Services heard testimony from former Solicitor
General Erwin Griswold that the proposed ban on
technician unionization “present[ed] very serious
constitutional problems.” House Investigations
Subcommittee Hearing at 230. He testified that “the
courts would have great difficulty in sustaining”
against constitutional challenge a statute like that
passed by the Senate criminalizing someone
“belong[ing] to a union which represents him in his
civilian capacity and . . . makes no effort . . . to
represent him with respect to the terms and
conditions of his military employment.” Id. at 231; see
also id. at 230 (opining that courts would likely “hold
it was invalid as applied to the membership in a
21
civilian union which does not undertake to bargain or
to represent in any way with respect to the military”).
Following Griswold’s testimony, opponents of
dual-status technician unions changed their position
before the Civil Service Subcommittee of the House
Committee on Post Office and Civil Service.
Responding to the subcommittee’s concern about the
constitutionality of the bill as applied to technicians,
the Executive Vice President of the NGA testified that
he now believed that the original ban “probably is
unconstitutional” and should be deleted from the bill.
House Civil Service Subcommittee Hearing at 87
(statement of Major Gen. Francis S. Greenlief).
Instead, NGA proposed that technicians “should be
treated as a unique group—as are the members of the
FBI, the CIA, and the Tennessee Valley Authority and
other agencies excluded from Executive Order 11491,
who are permitted to belong to unions and participate
in union activities, but not to be represented by them
in matters relating to the conditions of employment.”
Id. at 69-70. 8 NGA noted that they were “asking for
legislation that would, in effect, remove the National
Guard technicians from the Executive Order,” adding
that “we have asked that administratively within the
Specifically, NGA proposed that the Technicians Act be
amended to prohibit any “civilian officer or employee of the
Department of Defense, adjutant general designated under [the
Act], or member of the armed forces” from entering into CBAs or
according recognition to any technicians’ union. House Civil
Service Subcommittee Hearing at 73 (statement of Major Gen.
Francis S. Greenlief). It should be noted that, while this would
have prohibited rather than required bargaining, even that
formulation was premised on the federal Government’s authority
to regulate the actions of state adjutants general.
8
22
administration [and] it has not been provided.” Id. at
74.
As noted above, Congress did not adopt this
proposal either. Instead, the House Committee
concluded that “it was in the national interest for
these dual-status employee to enjoy representation in
their civilian capacities.” H.R. Rep. No. 95-894(II), at
6 (1978). Given that Congress expressly refused to
alter federal jurisdiction over state National Guards
under EO 11491 when directly requested to do so, it is
wholly implausible that the same Congress intended
to do so sub silentio in the contemporaneously-passed
FSLMRS, especially when it carried forward the very
same definition of “agency” that existed under the
Executive Order. See Carey v. Donohue, 240 U.S. 430,
437 (1916) (“[W]e are not at liberty to supply by
construction what Congress has clearly shown its
intention to omit.”).
II. Under the Relevant Statutory Framework,
Petitioners Constitute Executive Agencies as
Defined in the FSLMRS
As the foregoing makes clear, Congress’ express
incorporation in the FSLMRS of EO 11491’s definition
of agency and the pre-existing decisional authority
interpreting that term is sufficient to end this case.
But even if one were to take Petitioners’ approach and
assume Congress was writing on a blank slate when
enacting the FSLMRS, their contention that they are
not covered agencies under § 7105 would still be
erroneous.
The FSLMRS defines “agency” as an “Executive
agency,” 5 U.S.C. § 7103(a)(3), which is elsewhere
23
itself defined as “an Executive department, a
Government corporation, and an independent
establishment,”
5
U.S.C.
§ 105.
“Executive
department” comprises the fifteen departments listed
in 5 U.S.C. § 101—including, as relevant here, the
Department of Defense. According to Petitioners,
because they are not themselves “among the fifteen
departments identified in the definition of [Executive
department],” they cannot be an “Executive agency”
covered by the FSLMRS. Pet. Br. 23. But whatever
superficial appeal this argument may have, it
immediately collapses upon scrutiny.
The FLRA’s jurisdiction over “Executive
departments” necessarily extends to all constituent
parts of those Executive departments, including any
subordinate agencies or entities that compose them.
To hold otherwise would fly in the face of this Court’s
prior FLRA decisions. In Bureau of Alcohol, Tobacco
& Firearms v. FLRA, for example, the Court reviewed
the merits of an FLRA order directed at the Bureau of
Alcohol, Tobacco & Firearms even though the Bureau
is not listed in 5 U.S.C. § 101 but was instead “an
agency within the Department of the Treasury.” 464
U.S. 89, 93 (1983). And in Fort Stewart Schools v.
FLRA, this Court reviewed the merits of an FLRA
order directed to respondents even further removed
from the list of agencies in 5 U.S.C. § 101—because
they were schools “owned and operated by the United
States Army,” itself a component of the Department of
Defense. 495 U.S. 641, 643 (1990).
Thus, contrary to Petitioners’ contention, the
FLRA need not prove that Petitioners are the
Department of Defense any more than it need prove
24
that the National Park Service is the Department of
the Interior, 9 U.S. Immigration and Customs
Enforcement is the Department of Homeland
Security, 10 or a prison under the Bureau of Prisons’
authority is the Department of Justice. 11 The FLRA
can assert and establish jurisdiction over Petitioners
by showing that these entities constitute part of an
agency listed in 5 U.S.C. § 105. Here, the statutes
describing the structure of the Department of Defense
and the state National Guard plainly establish that
the Ohio National Guard—itself composed of the Ohio
Army National Guard and Ohio Air National Guard,
see Ohio Rev. Code Ann. § 5923.01(B)—is a
constituent part of that Department.
The Department of Defense is composed of,
inter alia, the Department of the Army and the
Department of the Air Force. 10 U.S.C. § 111(b)(6),
(8). The Department of the Army—through the
intermediary of “the Army,” id. § 7062(b)—consists of
four parts: “the Regular Army, the Army National
Guard of the United States, the Army National Guard
while in the service of the United States and the Army
Reserve.” 12 Id. § 7062(c)(1).
9 See, e.g., Nat’l Park Serv., 73 FLRA 220 (2022).
10 See, e.g., Immigr. & Customs Enforcement, 70 FLRA 208
(2017).
11 See, e.g., Fed. Corr. Complex, Yazoo City, Miss., 73 FLRA 114
(2022).
12 The Army National Guard of the United States and the Army
National Guard are “two overlapping but distinct organizations,”
organized by Congress in 1933 to resolve difficulties created by
“[t]he draft of individual members of the National Guard into the
25
The second of these parts, the “Army National
Guard of the United States,” is “the reserve
component of the Army that consists of -- federally
recognized units and organizations of the Army
National Guard.” 10 U.S.C. § 10105. And the Army
National Guard is defined as “that part of the
organized militia of the several States and Territories,
Puerto Rico, and the District of Columbia, active and
inactive, that-- (A) is a land force; (B) is trained, and
has its officers appointed, under the sixteenth clause
of section 8, article I, of the Constitution; (C) is
organized, armed, and equipped wholly or partly at
Federal expense; and (D) is federally recognized.” 32
U.S.C. § 101(4) (emphasis added).
The Ohio Army National Guard satisfies each
of these prerequisites and is therefore a federally
recognized “unit[ or] organization[]” of the “Army
National Guard,” which in turn makes it part and
parcel of the “Army National Guard of the United
States,” the Department of the Army, and ultimately
the Department of Defense under 10 U.S.C. § 7062. 13
Army during World War I.” Perpich v. Dep’t of Defense, 496 U.S.
334, 345 (1990) (internal quotation marks omitted). Since 1933,
everyone who enlists in a state National Guard simultaneously
enlists in the National Guard of the United States; when
individuals are “ordered into federal service with the National
Guard of the United States,” they temporarily lose their status
as members of the state militia “during their period of active
duty” with the federal government. Id. at 347.
13 The same analysis holds true for the Ohio Air National Guard
as well. See 10 U.S.C. § 9062(d)(1) (“The Air Force consists of . . .
“the Regular Air Force, the Air National Guard of the United
States, the Air National Guard while in the service of the United
States, and the Air Force Reserve”); id. at § 10111 (“The Air
26
See In re Sealed Case, 551 F.3d 1047, 1051 (D.C. Cir.
2009) (noting the “continuous status” of the Army
National Guard “as part of the Army National Guard
of the United States”); id at 1055 n.* (Kavanaugh, J.,
concurring in judgment) (“Under the statutory
scheme, a federally recognized unit or organization of
the Army National Guard of the United States is
always part of the Army National Guard of the United
States.”) 14; see also Nelson v. Geringer, 295 F.3d 1082,
1093 (10th Cir. 2002) (“[T]he Wyoming Air and Army
National Guard units remain reserve components of
the United States Air Force and Army respectively.”).
Ohio law buttresses this conclusion, defining the Ohio
National Guard of the United States” consists of “federally
recognized units and organizations of the Air National Guard”);
32 U.S.C. § 101(6) (Air National Guard is defined as “that part of
the organized militia of the several States and Territories,
Puerto Rico, and the District of Columbia, active and inactive,
that-- (A) is an air force; (B) is trained, and has its officers
appointed, under the sixteenth clause of section 8, article I of the
Constitution; (C) is organized, armed, and equipped wholly or
partly at Federal expense; and (D) is federally recognized”).
In his opinion concurring in the judgment, then-Judge
Kavanaugh noted that depending on the circumstances of the
state National Guard at issue, there may be “federal recognition
of units and organizations within a state’s Guard, but not of the
entire state Guard as an entity.” Id. In either case, the FLRA
would have jurisdiction over each and every federally-recognized
unit composing the Ohio National Guard, all of which are
directed by Ohio’s Adjutant General. See 32 U.S.C. § 101(4), (6)
(requiring, as a matter of federal law, that a state National
Guard be “federally recognized”); Ohio Rev. Code Ann. § 5919.01
(defining membership in Ohio National Guard as extending only
to recognized units of the Army and Air National Guards of the
United States). The only question would be whether the sub-unit
or the larger Ohio National Guard would be the respondent to an
FLRA complaint.
14
27
National Guard as consisting of “those organizations
and units that are, under the laws of the United
States and the regulations promulgated under them,
prescribed as the portion of the army or air national
guard of the United States located and organized
within this state.” Ohio Rev. Code Ann. § 5919.01(A)
(emphasis added).
In their briefing, Petitioners contend that “[t]he
Ohio National Guard is never a federal entity,”
claiming that only the Guard’s “members switch from
state to federal service when called into active duty.”
Pet. Br. 35 (citing Perpich, 496 U.S. at 347).
Petitioners misread Perpich’s account of the structure
of the National Guard of the United States. While
Perpich indeed “stands for the proposition that
federally activated guardsmen temporarily lose their
State National Guard status,” this does not “sever[]
the continuous link between the Army National
Guard of the United States and federally recognized
units of the Army National Guard when not on active
federal service.” In re Sealed Case, 551 F.3d at 1052.
Instead, as then-Judge Kavanaugh observed,
federally recognized state National Guard units and
organizations are “always part of the Army National
Guard of the United States” regardless of whether
they have been federally activated and, therefore, are
always federal entities. Id. at 1055 n.* (Kavanaugh,
J., concurring in the judgment).
The same conclusion applies to the Ohio
Adjutant General as the head of the Ohio National
Guard. See Ohio Rev. Code Ann. § 5913.01(A); id. §
5923.01(A)(1). This conclusion is bolstered by the fact
that adjutants general occupy a special status under
28
federal law and are not purely state officials. Their
very existence is mandated by federal law, and they
must “make such returns and reports as the Secretary
of the Army or Secretary of the Air Force may
prescribe.” 32 U.S.C. § 314(a), (d). They must also
swear an oath to obey orders from the President. Id. §
312. As to Petitioners specifically, Ohio law provides
that the Ohio Adjutant General must be “a federally
recognized officer in the Ohio national guard”
throughout his tenure. Ohio Rev. Code Ann. §
5913.021(A), (E). And, as most relevant here, in that
federal role, they act on behalf of the Secretary of the
Army (or Secretary of the Air Force as the case may
be) as the “employ[er] and administ[rator]” of the
dual-status technician federal employees at issue in
this case. 32 U.S.C. § 709(d). So the FLRA’s
jurisdiction over the Ohio National Guard naturally
extends over the Ohio Adjutant General and Adjutant
General’s Department as well. See NeSmith v. Fulton,
615 F.2d 196, 199 (5th Cir. 1980) (“The conclusion that
an adjutant general is a federal agency as well as a
state officer reflects the hybrid state-federal character
of the National Guard and the role of adjutants
general in administering it.”). 15
15 As set forth in the FLRA’s brief, there is a separate and
independent basis for jurisdiction over the Ohio Adjutant
General because he exercises the authority of the Department of
Defense when he acts as the statutorily-designated employer of
dual-status technicians. See FLRA Br. 20-22, 27-32. Indeed, the
language used in the statutory command that “the Secretary
concerned shall designate the adjutants general … to employ and
administer the technicians authorized by this section” connotes
Congress’ understanding that what it was requiring concerning
the employment of technicians was an internal allocation of
authority within the Departments. 32 U.S.C. § 709(d).
29
Under the relevant statutory framework,
Petitioners are components of the National Guard of
the United States, and thus ultimately components of
the Department of Defense—one of the fifteen
“Executive departments” over which the FLRA
unquestionably has jurisdiction under the FSLMRS.
As such, the FLRA’s jurisdiction extends over
Petitioners as well. 16
The federalism canon Petitioners invoke cannot alter the
conclusion compelled by the plain text. As Petitioners
acknowledge, this canon only applies in cases of statutory
ambiguity. See, e.g., Bond v. United States, 572 U.S. 844, 859
(2014) (invoking federalism canon “to resolve ambiguity in a
federal statute”). The statutory scheme described here, while
certainly complex, is not ambiguous. In any event, the conclusion
that the statutory text compels—that state national guards and
their directors are components of a federal agency—is entirely
consistent with the constitutional plan. See, e.g., Perpich, 496
U.S. at 351-52 (noting that, while “[t]he Federal Government
provides virtually all of the funding, the materiel, and the
leadership for the State Guard units,” a state wishing to
disentangle itself from the federal armed forces may eschew this
arrangement and “may provide and maintain at its own expense
a defense force”) (citing 32 U.S.C. § 109(c)). Moreover,
Petitioners’ concession that the federal National Guard Bureau
“can impose its view of union-management relations on the Ohio
National Guard” itself undermines any possible federalism
concerns regarding the FLRA’s assertion of jurisdiction. Pet. Br.
33-34.
16
30
CONCLUSION
This Court should affirm the judgment below.
Respectfully submitted,
Harold C. Becker
General Counsel
Andrew Lyubarsky
Counsel of Record
815 Black Lives Matter Plaza N.W.
Washington, DC 20006
(202) 637-5115
alyubarsky@aflcio.org
Counsel for the American Federation
of Labor and Congress of Industrial
Organizations
Bruce Lerner
Ramya Ravindran
Sebastian Brady
Bredhoff & Kaiser, P.L.L.C
805 15th Street N.W.
Washington, DC 20005
(202) 842-2600
Theodore T. Green
General Counsel
905 Black Lives Matter Plaza N.W.
Washington, DC 20006
(202) 737-8320
Counsel for Laborers’ International
Union of North America
December 16, 2022
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