Petition for Writ of Certiorari — Vaughn Hoeflin Standley, Petitioner v. Department of Energy
Supreme Court briefMay 2, 2022
Ask Donna
What actually matters in this document.
Text
FILED
m 0 2 2022
OFFICE OF THE CLERK
No. 21-
In the Supreme Court of the United States
VAUGHN HOEFLIN STANDLEY
Petitioner;
v.
DEPARTMENT OF ENERGY,
Respondent
ON PETITION FOR WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FEDERAL CIRCUIT
PETITION FOR WRIT OF CERTIORARI
Vaughn H. Standley
pro se,
14410 Sedona Drive
Gainesville, Virginia 20155
vaughnstandley@gmail.com
571-723-5196
Question Presented
Should not an agency’s Congressional budget
justifications be considered compelling evidence of
the agency’s belief?
1
Statement of Related Proceedings
This case arises from the following proceedings'
•
*
Standley v. Dep’t of Energy., No. DC-1221-200788-W-l (M.S.P.B. June 1, 2021).
Standley v. Dep’t of Energy, No. 2021-2149,
(Fed. Circ. February 16, 2021).
There are no other proceedings in state or federal
trial or appellate courts, or in this Court, directly
related to this case within the meaning of this Court’s
Rule 14.l(b)(iii).
u
Table of Contents
Question Presented.......................................................
l
Statement of Related Proceedings.............................
li
Table of Contents.......................................................... in
Table of Authorities...................................................... IV
Opinions Below.............................................................. 1
Jurisdiction.....................................................................
1
Statutes at Issue...........................................................
1
Statement of the Case..................................................
3
Argument.........................................................................
4
Conclusion....................................................................... 9
Appendix A- U.S. Court of Appeals for the Federal
Circuit Opinion, February 16, 2022.......................... la
Appendix B- Merit System Protection Board Final
Order, June 1, 2021....................................................... lb
in
Table of Authorities
Cases
Montgomery v. Merit Systems Protection Board, 382
Fed. App’x 942, 947 (Fed. Cir. 2010)........................ 3
Statutes
§ 1065 of the National Defense Authorization Act of
2008 (Public Law 110-181 § 1065)........................... 3
28 U.S.C. § 1295(a)(9)..................................................... 3
28 U.S.C. 1254(i)............................................................ 1
5 U.S.C. § 2302(a)(2)(D)(i) of the Whistleblower
Protection Act (“WPA”), Pub. L. No. 101-12, 103
Stat. 16 (1989) (codified as amended by
Whistleblower Protection Enhancement Act of
2012 (“WPEA”), Pub. L. No. 112-199, 126 Stat.
1465 in scattered sections of 5 U.S.C.)......
..... 3
IV
Opinions Below
The Federal Circuit’s opinion is reported at
Standley v. Dep’t of Energy, No. 2021-2149, (Fed.
Circ. February 16, 2021) and is reproduced at App. la
- 14a. The opinion of the Merit Systems Protection
Board is reported at Standley v. Dep’t of Energy, No.
DC-1221-20-0788-W-1 (M.S.P.B. June 1, 2021) and is
reproduced at App. lb - 40b.
Jurisdiction
The judgment of the Court of Appeals for the
Federal Circuit for Docket # 2021-2149 was entered
on February 16, 2022. The jurisdiction of this Court
is invoked under 28 U.S.C. 1254(1). It is timely filed
before 90 days after the Federal Circuit’s decision.
Statutes at Issue
5 U.S.C § 2302:
(a) (2) For the purpose of this section—
(D) “disclosure” means a formal or informal
communication or transmission, but does
not include a communication concerning
policy decisions that lawfully exercise
discretionary authority unless the employee
or applicant providing the disclosure
reasonably believes that the disclosure
evidences—
(i) any violation of any law, rule, or
regulation; or
1
(b) Any employee who has authority to take,
direct others to take, recommend, or approve
any personnel action, shall not, with respect to
such authority—
(8) take or fail to take, or threaten to take or
fail to take, a personnel action with respect
to any employee or applicant for
employment because of—
(A) any disclosure of information by an
employee or applicant which the
employee or applicant reasonably
believes evidences—
(i) any violation of any law, rule, or
regulation, or
(9) take or fail to take, or threaten to take or
fail to take, any personnel action against
any employee or applicant for employment
because of—
(D) refusing to obey an order that would
require the individual to violate a law,
rule, or regulation
Section 1065, Public Law 110-18L
MAINTENANCE OF CAPABILITY FOR
SPACE-BASED NUCLEAR DETECTION.
The Secretary of Defense shall maintain the
capability for space-based nuclear detection at
a level that meets or exceeds the level of
capability as of the date of the enactment of
this Act.
2
Statement of the Case
I am an employee of the U.S. National Nuclear
Security Administration (NNSA), which is part of the
U.S. Department of Energy (DOE). I allege that I
made protected disclosures about the need to field the
third Space and Atmospheric [Nuclear] Burst
Reporting System (SABRS‘3). SABRS-3 is a suite of
instruments fielded on Department of Defense (DOD)
satellites in support of treaty monitoring and Nuclear
Command, Control, and Communications (NC3).
Production of SABRS-3 is managed by NNSA’s Office
of Defense Nuclear Nonproliferation (DNN) Research
and Development (R&D). Edward Watkins is the
current Assistant Deputy Administrators (ADA) of
DNN R&D, preceded by Rhys Williams, who left the
NNSA in May 2016.
I claim that my disclosures are protected under 5
U.S.C § 2302(a)(2)(i), § 2302(b)(8)(A)(i), and §
2302(b)(9)(D) of the WPEA because the DOE
documented its perception that it is required to
produce nuclear detonation detection instruments to
comply with Public Law 110-181, § 1065. Protection
for such “perceived as” whistleblowers was
established in Montgomery v. Merit Systems
Protection Board, 382 Fed. App’x 942, 947 (Fed. Cir.
2010).
Pursuant to 28 U.S.C. § 1295(a)(9) (2012), I
appealed to the U.S. Court of Appeals for the Federal
Circuit (“Federal Circuit”) a final order of the Merit
U.S. Merit Systems Protection Board (MSPB) denying
requested relief as a part of an individual right of
action (IRA) appeal. See Standley v. Dep’t ofEnergy,
No. DC-1221-20-0788-W“1 (M.S.P.B. June 1, 2021).
3
Argument
Americans have a right to know and trust what
the DOE believes. The only way they really can is by
being able to trust the department’s written words in
its official documents, like DOE’s budget requests, or
its reports to Congress about how to keep nuclear
weapons safe and reliable. And yet, the Federal
Circuit seems to think nothing of sacrificing this trust
to get two DOE executives off the hook for retaliation.
Its finding that DOE’s Congressional budget
justifications do not necessarily convey DOE’s belief
calls into question the integrity of DOE’s written
communications. It signals that neither Congress nor
the public can rely on what the DOE says in them,
about NC3 systems like SABRS-3, the safety and
reliability of nuclear weapons, or anything else.
The Federal Circuit claims to have considered my
petition “in the best light the facts and law allow and
in considerable detail.” (App. 13a) However, a cursory
review of the facts shows this to be false. The Federal
Circuit bent over backwards to rule in favor of the
DOE, going so far as to falsify an MSPB finding. The
incongruity and recklessness of not holding DOE to
its beliefs documented in Congressional budget
justifications is a sign of bias against whistleblowers.
This bias is also plainly evident in the statistics of the
appeals process and in the Federal Circuit’s
extracurricular remarks. Unless this court remedies
the decision, severe and long-lasting harm will be
done. The barrier for WPEA appellants to have their
disclosures protected will be too great. Executives can
too easily retaliate against whistleblowers and then
dissemble to evade accountability.
4
Between 2013 and 2021, seven of DOE’s
Congressional budget requests state the department’s
belief that it is required by law to produce suites of
nuclear
detonation
detection
instruments.
Referencing a requested increase of $25,650,000 for
Nuclear Detonation
Detection,
DOE’s
2013
Congressional budget request states, “The increase
permits production of satellite sensors for nuclear
detonation detection at the rate needed to sustain
replenishment of current capability as required. This
sustains the capability to monitor nuclear threats to
the U.S. such as surface and above - ground nuclear
detonations as required by Public Law 110 - 181; Sec
1065.” (M.S.P.B. No. DC-1221-20-0788-W-1, Tab-32:
Appellant's Close ofRecord Submission, p. 26). DOE’s
FY 2014 Congressional Budget Request states that
the Nuclear Detonation Detection budget increase
“reflects NNSA’s assumption of sensor - satellite
integration costs that the Department of Defense
formerly paid. These sensor payloads provide the
capability to monitor nuclear threats to the U.S. such
as surface and above - ground nuclear detonations as
required by Public Law 110 - 181! Sec 1065” (//>.)
DOE’s FY 2015 Congressional budget request states,
“DNN will contribute to the nation’s space based
global nuclear detonation detection capability per
Public Law 110 - 181; Sec 1065.” (lb. 26 - 27). DOE’s
FY 2016 Congressional Budget request states, “DNN
will also contribute to the nation's space based global
nuclear detonation detection capability as required by
law” (lb. 27). DOE’s FY2019, FY2020, and FY2021
Congressional budget requests all refer to “producing
the nation's space - based global nuclear detonation
detection capability as required by law.” (Ib.)
5
The seven Congressional budget justifications
quoted in the preceding paragraph mean exactly what
they say and, like all others, involved a lot of formal
review before appearing in DOE’s budget requests,
with the intent that they accurately represent the
department’s position. In fact, DOE policy required
that these statements were reviewed and approved by
Williams and Watkins. {Ib. 25).
The MSPB acknowledged that DOE’s yearly
budget requests “repeatedly reference Section §1065
as the justification for its request for funding the
SABRS project” (App. 19b) And yet, inexplicably, the
MSPB dismissed this evidence, arguing that a
“[cjitation to a law as support for a budget item does
not equate to that law requiring the program’s
existence” (App. 19b) Although this finding
acknowledges the simple fact that words in an
executive branch document carry no legal authority,
it does not address DOE’s belief about §1065 in any
way, shape, or form. Had it, words like “belief’ or
“perception” would be included, and there would be
some sort of accompanying explanation as to why the
budget justifications do not represent DOE’s belief.
But the words and explanations are both missing, so
it has nothing to do with DOE’s beliefs.
The Federal Circuit falsified this MSPB finding by
making it specifically about DOE’s belief. It did so by
adding the word “belief’ to its recap of the conclusion“as the Board explained, the statutory references in
the budgetary requests did not necessarily equate to
a belief that the agency was bound by that statute.”
(App. 9a) The Federal Circuit paraphrases this MSPB
finding, instead of quoting it, so that the word “belief’
can be added. It appears, therefore, that the judges
6
j
knew the change was necessary in order to convey the
meaning required. This one-word change is what the
Federal Circuit then uses to underwrite its false claim
that the MSPB accounted for the beliefs documented
in the budget requests. It then shamelessly washed
its hands of the matter, proclaiming that it is not able
to disturb the Board’s finding because the Board had
already
weighed
the
Congressional
budget
statements against other “substantial evidence.” (lb.)
The Federal Circuit opinion is 3,364 words (App.
A). The MSPB’s Initial Decision is 10,613 (App. B).
But each commit just one sentence to tossing out the
evidence associated with the seven Congressional
budget justifications. Altogether, zero reasons are
given for why the Congressional justifications about §
1065 do not represent DOE’s belief. Negligence is the
only explanation. But the degree of negligence points
to bias. Indeed, statistics of the appeals process
confirms the presence of bias favoring the
government. Of the 4,879 individuals who filed an
MSPB appeal in 2021, only 139 were granted relief.1
That’s less than 3%. However, 4,879 is just a tiny
fraction of the millions of federal workers who can file.
It cannot be that there is so little fraud, waste, abuse,
or corruption. Or, that employees are wrong so often.
The reason for these low numbers is that employees
are heavily deterred from appealing. Clearly, they do
not believe that they will be treated fairly if they file
a claim, and MSPB statistics indicate that they are
correct to believe so. Alas, the MSPB and Federal
Circuit seem blithely unaware of their bias.
1 MSPB, Annual Report for FY2021, February 18, 2022, pp.
10-12.
7
In 2019, the MSPB ordered the DOE to rectify my
2015 and 2016 performance ratings, finding that
Williams had “engaged in communications and
generated documents so indicative of retaliatory
animus they simply cannot be overcome by later
explanations.” See Standleyv. Department ofEnergy,
MSPB Docket No. DC-1221-18'0284-W-1 (November
21, 2018) (Initial Decision) at 48. Even though I
prevailed, one can see that the judge felt pressure to
explain away Williams’ retaliatory animus. In the
instant case, however, the MSPB and Federal Circuit
explain away Williams’ animus with one out-ofcontext “we hold no requirements” (App. 5a) e-mail.
Bias in this case is also found in the Federal
Circuit’s extracurricular remarks. The judges finish
by snarking “that the record shows conclusively that
Dr. Standley has had more than his day in court.”
(App. 14a) But having followed the WPEA appeals
process, I could not have gotten “more” than is due
me. We should all be surprised and disappointed that
officers of the court would include such a snide
remark. It is beneath the institution and casts doubt
on the seriousness of the opinion. In truth, the remark
betrays a contempt for pesky pro se WPEA appellants
who dare pursue justice against overwhelming odds.
The decision sets an awful precedent, further
constraining the already narrow and hyper technical
criteria for establishing if an appellant’s disclosures
are protected. Because DOE’s statements to Congress
about § 1065 could not be clearer, the court’s decision
essentially tells federal employees that under no
circumstances can they be “perceived as” a
whistleblower based on the beliefs expressed by an
agency in its statements to Congress.
8
The decision also makes it easier for dastardly
executives to retaliate against whistleblowers and
then dissemble to escape accountability. The record
shows that Williams and Watkins opposed SABRS'3
because they wanted to apply its funds to unrelated
work. I refused to cancel the SABRS-3 program to
release these funds because Williams would not give
me a direct order to do so. Frustrated by my refusal,
he asked the National Security Council to cancel it.
But it too refused, citing § 1065 as one of the reasons.
Incensed, he and Watkins pretended they were never
opposed to SABRS'3, set out to obstruct it, and
retaliated against me for not going along. Such illegal
conduct cannot be prosecuted unless agency
executives are held accountable to the beliefs that
they themselves help establish in the agency’s
statements to Congress.
An agency’s Congressional budget justifications
should be considered compelling evidence of the
agency’s belief, and no less so when deciding if a
disclosure is to be protected under the WPEA.
Conclusion
The petition for a writ of certiorari should be
granted.
Respectfully submitted.
Vaughn H. Standley,
pro se,
14410 Sedona Drive
Gainesville, Virginia 20155
vaughnstandley@gmail.com
(571) 723-5196
9
APPENDIX
Appendix A: U.S. Court of Appeals for the Federal
Circuit Opinion, February 16, 2022
UNITED STATES COURT OF APPEALS FOR THE
FEDERAL CIRCUIT
VAUGHN HOEFLIN STANDLEY,
Petitioner
v.
DEPARTMENT OF ENERGY,
Respondent
2021-2149
Petition for review of the Merit Systems Protection
Board in No. DC-1221-20-0788-W-l.
Decided: February 16, 2022
VAUGHN HOEFLIN STANDLEY, Gainesville, VA,
pro se.
ALBERT S. IAROSSI, Commercial Litigation
Branch, Civil Division, United States Department of
Justice, Washington, DC, for respondent. Also
represented by BRIAN M. BOYNTON, MARTIN F.
HOCKEY, JR., FRANKLIN E. WHITE, JR.
Before MOORE, Chief Judge, PLAGER and
O’MALLEY, Circuit Judges.
la
Dr. Vaughn H. Standley1 at the time this case
arose was employed by the U.S. Department of
Energy (hereinafter “DOE”) in its National Nuclear
Security Administration. He petitions for review of
the Merit Systems Protection Board’s (“MSPB” or
“Board”) decision denying his request for corrective
action in an individual right of action appeal.2 We
have jurisdiction pursuant to 28 U.S.C. § 1295(a)(9).
Petitioner alleges that the DOE retaliated against
him when he made repeated attempts to correct what
he considered a seriously erroneous agency decision
related to the mission of providing space-based
nuclear detection. Unsuccessful at the agency level
and convinced that the agency thereafter retaliated
against him for attempting to ensure our continued
nuclear detection capability as required by law, Dr.
Standley made repeated attempts to get the Merit
Systems Protection Board to correct the agency. His
attempts failed there as well.
As we shall explain, this case is his latest attempt
to get help—including from this court—in his cause.
Because the Board again ruled against him, we must
decide whether the Board properly denied corrective
action on the record presented.
BACKGROUND
By statute, the Secretary of Defense is responsible
for our space-based nuclear detection capability.
1 Some of the records in the case refer to Standley as “Mr.,”
some as “Dr.” There are references in the agency email
exchanges indicating that Standley was referred to by the
agency as “Dr. Standley”—we adopt that as his proper title.
2 Standley v. Dep’t of Energy, No. DC-1221-2O0788-W-1,
2021 WL 2290504 (M.S.P.B. June 1, 2021).
2a
Section 1065of the National Defense Authorization
Act of 2008 provides that “[t]he Secretary of Defense
shall maintain the capability for space-based nuclear
detection at a level that meets or exceeds the level of
capability as of the date of the enactment of this Act.”3
Although this statutory responsibility was
assigned to the Secretary of the Department of
Defense (“the Secretary”), the DOE traditionally has
assisted the Secretary in this mission. To that end,
the DOE provided a system of space-based sensors for
nuclear detection, referred to as the Space and
Atmospheric Burst Reporting System or SABRS. The
Secretary then included SABRS on its Air Force
satellites.
While
this
division
of
labor
sounds
straightforward in theory, apparently it has not been
straightforward in practice, particularly with respect
to funding. This is likely, in no small part, because,
while the Secretary bears legal responsibility under §
1065, the statute
does not prescribe any particular means or
technology by which space-based nuclear
detection capabilities must be maintained.
Rather, it is only violated if detection
capability falls below a pre-set standard, and a
National Security Council (“NSC”) interagency
policy committee has the discretion to decide
how best to maintain that standard.
Standley v. Merit Sys. Prot. Bd., 715 F. App’x 998,
1002 (Fed. Cir. 2017) (internal citation omitted).
3 Pub. L. No. 110-181, § 1065, 122 Stat. 3, 324 (2008).
3a
Thus, while the Secretary in the past has relied on
the DOE’s SABRS program to assist in carrying out
its mission, § 1065 does not require that the Secretary
do so. Similarly, nothing in the statute requires that
the DOE continue to provide its SABRS program to
the Secretary.
With this background, we turn to the particular
facts of this case. This requires a look at a complex of
government agency decisional levels, and serious
allegations by Dr. Standley spanning several years,
amidst a veritable alphabet soup of governmental
abbreviations.
At the time of the events at issue, Petitioner Dr.
Standley, who appears before us pro se, was a General
Engineer employed in the DOE’s National Nuclear
Security Administration (“NNSA”), Office of Defense
Nuclear Nonproliferation Research and Development
(“DNN”), Office of Nuclear Detonation Detection
(“NDD”).
The workplace hierarchy involved in the case, in
ascending order of rank, was: General Engineer Dr.
Vaughn Standley; NDD Director Tom Kiess; DNN
Associate Assistant Deputy Administrator Edward
Watkins; DNN Assistant Deputy Administrator Rhys
Williams; DNN Deputy Administrator Anne
Harrington; and NNSA Deputy Administrator
Madelyn Creedon.4 Prior to May 2015, the position of
Dr. Standley’s immediate superior, the NDD Director,
was vacant, so Dr. Standley reported directly to
4 Watkins replaced Williams as DNN Assistant Deputy
Administrator in July 2016. David LaGraffe replaced Watkins
as DNN Associate Assistant Deputy Administrator in April
2017.
4a
Watkins in his role as DNN Assistant Deputy
Administrator.
Dr. Standley worked on the third iteration of the
SABRS program—SABRS3. He contends that over
several years he sought to ensure that the program
was funded and supported, in no small part because
Dr. Standley believed this was legally necessary
under § 1065. He alleges that, in contrast, his
superiors attempted to block funding of and his work
on SABRS3, despite—according to Dr. Standley—also
believing that the DOE was legally responsible under
§ 1065. As noted, these allegations span several years,
and involve several layers of officialdom; we recount
the most salient facts below.5
On August 8, 2014, Dr. Standley emailed
Williams, Watkins, and Kiess, indicating that Dr.
Standley was studying how to include SABRS3 on an
existing Air Force satellite. Williams responded via
email:
We need to talk. I do not, repeat do not, support
NNSA being involved in any way, shape or form
with a free flier. We provide the payload.
Period. If DoD can’t get it’s [sic] act together to
support the existing requirement, it’s not ours
to fix. We hold no requirements. And SABRS3
hosting and data down link is a kluge. I don’t
want NNSA stuck paying for this for the next
20 years—and we will. I am deciding now
whether to stop SABRS3 funding and redirect.
I plan to provide a decision brief to NAl/2 in the
near future.
5 A more complete account is found in the record before the
Board.
5a
Appendix (“A”) 3. In response, Dr. Standley agreed
that it was a “total kluge,” and noted that “[e]ach and
every attempt by the community over the last 10
years to get them [the Air Force] to pay or accept
funds/direction” had failed. Id. He also stated:
“Dealing with that has been adhoc/ ugly. The whole
hosted-payload business is messy. Personally, I feel
well equipped to deal with it but someone (you) will
decide how much mess we tolerate.” Id.
Considerably later, during the week of March 26,
2015, Dr. Standley participated in a meeting with Air
Force representatives to finalize a joint brief for the
House Armed Services Committee (“HASC”). Dr.
Standley requested that the brief include a statement
that § 1065 required U.S. Nuclear Detection System
(“USNDS”) capability to be maintained in the future.
An Air Force representative emailed Williams and
Creedon, informing them of Dr. Standley’s request,
which was approved. Williams forwarded the email to
Dr. Standley and others with the note “FYSA,” which
presumably meant “for your situation awareness.”
Later still, in or around July 2015, Williams
agreed to a Department of Defense (“DOD”) request
to suspend executive-level decision meetings of the
USNDS Board of Directors, pending further guidance
from the National Security Council on how to
structure the USNDS. On July 29, 2015, Dr. Standley
emailed Williams, asking him to reconsider his
decision because it was necessary for the Board to
“press a DOD decision to follow-through with funding
the necessary ground infrastructure to support
SABRS in the long term.” A. 5. Williams thanked Dr.
Standley for his input and stated he would consider
it. Nevertheless, on September 18, 2015, Williams
6a
instructed Dr. Standley to cease funding ground
segment support related to the USNDS program.
Shortly thereafter, on September 23, 2015, Dr.
Standley sent an email entitled “Obstruction of Public
law 110-118, NDAA 2008, Maintenance of Spacebased Nuclear Detonation Detection System” to Rose
Gottemoeller, Under Secretary of State for Arms
Control and International Security Affairs. Dr.
Standley copied the email to the HASC Chairman, to
Harrington,
to
Department
of
Defense
representatives, and to the U.S. Office of Special
Counsel. In the email, Dr. Standley claimed that
Williams was obstructing compliance with § 1065.
Harrington forwarded that email to Williams,
asking him to “fill in whatever background you have
on this.” A. 7. Williams responded:
Dr. Standley raises, what he believes, are
serious issues. That said, in no way has DNN
R&D or myself obstructed implementation of
US Law. In fact, we (NNSA) has [sic] increased
funding for this important area and have
driven the interagency to keep this a priority—
to meet US law.
A. 7.
Following several earlier unsuccessful attempts to
getthe DOE position changed, on August 6, 2020, Dr.
Standley filed the instant individual right of action
appeal with the Board. He alleged that the DOE and
its employees, Williams and Watkins, retaliated
against him for his efforts to change the DOE policy
by not selecting him for any of three DOE Director
positions posted in 2014, 2015, and 2017. Specifically,
he alleged that Williams and Watkins believed that
7a
the DOE was responsible under § 1065, and that Dr.
Standley was engaging in protected whistleblowing
when he opposed efforts to defund and cease work on
the SABRS3 program. Dr. Standley contends that
they subsequently retaliated against him for his
whistleblowing by not selecting him for any of the
three DOE Director positions.
The assigned MSPB administrative judge denied
corrective action, finding that Dr. Standley failed to
meet his burden of proving that the agency personnel
perceived him as a whistleblower. In the absence of a
petition for review at the MSPB, the decision became
final on July 6, 2021. Dr. Standley timely petitioned
for this court’s review.
DISCUSSION
We must affirm the Board’s decision unless it is
“(1) arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with law; (2) obtained
without procedures required by law, rule, or
regulation having been followed; or (3) unsupported
by substantial evidence.” 5 U.S.C. § 7703(c).
Substantial evidence “means such relevant evidence
as a reasonable mind might accept as adequate to
support a conclusion.” Consol. Edison Co. v. Nat’l
Labor Reis. Bd., 305 U.S. 197, 229 (1938). “[T]he
standard is not what the court would decide in a de
novo appraisal, but whether the administrative
determination is supported by substantial evidence
on the record as a whole.” Parker v. U. S. Postal Serv.,
819 F.2d 1113, 1115 (Fed. Cir. 1987).
On appeal, Dr. Standley contends that the Board
failed to consider certain evidence indicating that the
DOE, Williams, and Watkins perceived Dr. Standley’s
8a
activities to be protected, and that the Board also
failed to consider certain evidence indicating that the
DOE acted fraudulently.
I
First, Dr. Standley argues that the Board failed to
consider certain “direct” evidence supporting his
position—namely, the September 2015 email from
Williams to Harrington and the DOE’s annual
congressional budgetary requests over several years,
which consistently referenced §1065 in requesting
funds.6
Dr. Standley contends that this evidence reflects
Williams’s, Watkins’s, and the DOE’s perceptions
that the DOE was required to continue the SABRS3
program to comply with § 1065. This is not an
unreasonable argument, but it is one that the Board
expressly considered and rejected in light of the
evidence. See A. 20 (discussing email), A. 14-15
(discussing yearly budgetary requests).
As the Board explained, the email from Williams
to Harrington demonstrated that Williams disagreed
with Dr. Standley’s views and instead believed that
the DOE was continuing to support an important area
of law, albeit one that was not the DOE’s sole
responsibility. In other words, as Williams stated in
his email, the issue was one of interagency concern.
Similarly, as the Board explained, the statutory
references in the budgetary requests did not
necessarily equate to a belief that the agency was
bound by that statute.
6 Although Dr. Standley contends that the Board failed to
consider this evidence, he admits that the Board considered the
budgetary requests. See Opening Br. at 6.
9a
A different fact-finder might have viewed the
email and budgetary requests as supporting Dr.
Standley’s position, but, given the record, because
substantial evidence supports the Board’s conclusion
we cannot reverse or vacate it. “[W]here two different,
inconsistent conclusions may reasonably be drawn
from the evidence in record, an agency’s decision to
favor one conclusion over the other is the epitome of a
decision that must be sustained upon review for
substantial evidence.” In re Jolley, 308 F.3d 1317,
1329 (Fed. Cir. 2002).
II
Second, Dr. Standley argues that the Board failed
to consider certain “indirect” evidence—for example,
Williams’s statement about “meeting] US law”; Dr.
Standley’s request to reference § 1065 in the March
2015 HASC briefing; and Dr. Standley’s September
2015 email. Dr. Standley contends that, given the
“direct” evidence mentioned above, this “indirect”
evidence supports his position. But again, the Board
expressly considered this evidence and simply
reached a different conclusion. See A. 19 (concerning
Williams’s statement about “meet[ing] US law”), A.
19- 20 (concerning the HASC briefing), A. 20-21
(concerning the September 2015 email).
As before, substantial evidence supports the
Board’s conclusion on each point. Williams’s
statement about meeting U.S. law was made in
conjunction with his express belief that it was an
interagency concern—not a matter solely for the
DOE. Dr. Standley’s HASC briefing request was not
only unopposed but honored, which made sense given
the Department of Defense’s involvement in the
briefing and ultimate legal responsibility under §
10a
1065. Similarly, Dr. Standley’s September 2015 email
certainly demonstrated his own belief that the DOE
was legally responsible under § 1065 via SABRS3, but
Williams’s followup response to Harrington indicated
a consistent belief that the DOE was not responsible
in that manner.
The evidence supports the agency’s position that
the SABRS3 program was part of the DOE’s mission
to assist the Secretary of Defense. Dr. Standley’s
suggested alternative conclusion is certainly possible,
but it does not detract from the substantial evidence
supporting the Board’s conclusion. As before, we
cannot reverse or vacate on this record given the
standard of review.
Ill
Third, Dr. Standley contends that the Board failed
to cite Watkins’s affidavit and therefore failed to
consider any of Watkins’s sworn statements. Dr.
Standley pinpoints Watkins’s affidavit statement
that “SABRS-3 hosting and gaps were the topic of on
going undersecretary-level Interagency Policy
Committee (IPC) meetings.” Opening Br. At 14
(quoting A. 32). Dr. Standley believes this statement
demonstrates that Watkins and the DOE perceived
the SABRS3 program as necessary for § 1065
compliance.
The Board found that Dr. Standley “failed to
present preponderant evidence that Watkins
perceived him as a whistleblower with respect to the
allegations in this appeal.” A. 22. While the Board
could have viewed Watkins’s statement as supporting
Dr. Standley’s position, the Board also could have
viewed Watkins’s statement as it did—supporting the
11a
DOE’s position that SABRS3 was not just an issue for
the DOE, but instead had to be sorted out by the
Interagency Policy Committee, as Watkins expressly
indicated in his affidavit. See A. 32. Because the
Board’s conclusion was supported by substantial
evidence, we cannot disturb it.
In a similar vein, Dr. Standley faults the Board for
its statement that he “did not put forth particular
evidence and argument regarding Watkins’ alleged
perception of him as a whistleblower with respect to
any of the alleged whistleblowing in this appeal.”
Opening Br. at 7 (quoting A. 22). Dr. Standley asserts
that, before the Board, he highlighted Watkins’s
statement that Dr. Standley’s allegedly protected
activities were “widely known.” Opening Br. at 7.
But Watkins never made this statement, as Dr.
Standley admits on the very same page. See id.
Watkins referred to the “subject of potential gaps”—
not Dr. Standley’s actions— as “widely known.” A. 32.
That such gaps existed and were widely known does
nothing to prove Dr. Standley’s contention as to
Watkins’s perception of Dr. Standley’s actions.
Indeed, Watkins had no knowledge of the majority of
Dr. Standley’s actions. See A. 32-33. Further, in his
submissions to the Board, Dr. Standley admitted that
Watkins’s affidavit was largely silent on these points,
but Dr. Standley nevertheless contended that
Watkins purposely obfuscated the truth.
While Dr. Standley’s interpretation of Watkins’
statements is possible, the Board’s contrary
conclusion is again supported by substantial
evidence. Substantial evidence supports the finding
that Watkins’s consistent belief was that the coverage
gaps were an interagency issue—not one solely for the
12a
DOE. Again, we cannot reverse or vacate on this
record given the standard of review.
IV
Fourth and finally, Dr. Standley contends that the
Board failed to consider facts indicating that the DOE
acted fraudulently by misrepresenting its stance on §
1065 to avoid jurisdiction while simultaneously
seeking funding from Congress based on § 1065. Dr.
Standley highlights the DOE’s annual congressional
budgetary requests referencing § 1065, despite the
agency’s litigation position before the Board and this
court that the DOE bore no legal responsibility under
§ 1065.
Again, the Board considered this argument and
rejected it, finding that the mere mention of the
statute in a budgetary request was insufficient to
support Dr. Standley’s claims. Given the record and
Dr. Standley’s arguments on appeal, we agree. That
the DOE referenced the statute when seeking funds
to support the Secretary of Defense’s legal obligation
does not necessarily mean that the DOE viewed that
obligation as its own. Belatedly, since there were no
findings of fraud, we cannot endorse Dr. Standley’s
argument that the Board should have viewed
Williams in a less favorable light. As before, the
Board’s decision was supported by substantial
evidence.
SUMMARY
Given the critical importance of the military
program at issue, as well as Dr. Standley’s wellintentioned beliefs about the mission, and his pro se
status throughout this extended series of appeals, we
have considered his petition in the best light the facts
13a
and law allow and in considerable detail. This is the
third decision by this court (and the fourth review
before the MSPB) arising from the government’s
decision regarding funding and continuation of DOE’s
SABRS program.
In the two previous cases before this court, decided
by nonprecedential decisions, Dr. Standley presented
alternative theories for the reasons he should have
been treated as a whistleblower. In this, the third
theory, he tried to prove that the deciding officials
believed all along that he was right, but ruled against
him nevertheless. As in the previous cases, his effort
to convert a government policy decision with which he
disagreed into the appearance of an intended
wrongful use of government property was unavailing.
The Board’s decision was supported by substantial
evidence and was not arbitrary, capricious, an abuse
of discretion, or otherwise not in accordance with law,
or obtained without procedures required by law, rule,
or regulation having been followed. We have
considered Dr. Standley’s remaining arguments and
find them unpersuasive. In sum, we believe that the
record shows conclusively that Dr. Standley has had
more than his day in court.
CONCLUSION
For the foregoing reasons, we affirm the Board’s
decision.
AFFIRMED
COSTS
No costs.
14a
Appendix B: Merit System Protection Board Final
Order, June 1, 2021
UNITED STATES OF AMERICA
MERIT SYSTEMS PROTECTION BOARD
WASHINGTON REGIONAL OFFICE
VAUGHN HOEFLIN STANDLEY,
Appellant,
v.
DEPARTMENT OF ENERGY,
Agency.
DOCKET NUMBER
DC-1221-20-0788-W-1
DATE: June 1, 2021
Vaughn Hoeflin Standley, Gainesville, Virginia, pro
se.
Saul Ramos, Albuquerque, New Mexico, for the
agency.
BEFORE
Monique Binswanger
Administrative Judge
INITIAL DECISION
On August 6, 2020, the appellant timely filed the
instant Individual Right of Action (IRA) appeal
alleging the agency retaliated against him for
perceived whistleblowing disclosures and activity.
See Appeal File (AF), Tab 1. The Board has
lb
jurisdiction over this appeal pursuant to 5 U.S.C. §
1221(a) and 5 C.F.R. § 1209.2; see also AF, Tab 14.
The appellant did not request a hearing; accordingly,
this decision is based on the written record.
For the following reasons, the appellant’s request
for corrective action is DENIED.
ANALYSIS AND FINDINGS
Background
The appellant is a General Engineer with the
agency’s National Nuclear Security Administration
(NNSA), Office of Defense Nuclear Nonproliferation
Research and Development (DNN R&D), Office of
Nuclear Detonation Detection (NDD). Also within the
DNN R&D office was the Office of Proliferation
Detection (PD). Both NDD and PD were overseen by
two GS-15 Directors, both of whom report to the DNN
Assistant Deputy Administrator (ADA). The ADA
then reports directly to the DNN Deputy
Administrator (DA), who reports to the NNSA DA. At
all times relevant to this appeal, Madelyn Creedon
served as the NNSA DA and Anne Harrington served
as the DNN DA. Rhys Williams served as the DNN
ADA from 2012 to May 2016. Edward Watkins served
as Williams’ Deputy (Associate ADA) during this time
and was reassigned to the ADA position in July 2016
following Williams’ departure. David LaGraffe,
previously the PD Director, was promoted to the
Associate ADA position in April 2017. During all
times relevant to this appeal, the appellant was a GS15 General Engineer in NDD and reported directly to
the NDD Director. However, in or around 2014, the
NDD Director position was vacancy and the appellant
2b
reported directly to Watkins, the Associate ADA at
that time. Tom Kiess was selected as the NDD
Director in or around May 2015.
The appellant managed the agency’s Space-based
Nuclear Detonation Detection (SNDD) program. As
relevant to this appeal, Section 1065 of Public Law
110-181 requires the Secretary of Defense to maintain
a particular level of capability for space-based nuclear
detonation detection. Pub. L. No. 110-181, § 1065. The
Department of Energy (DOE), through the SNDD and
in partnership with Los Alamos National Laboratory
(LANL), produced the nuclear detonation detection
sensors, known as the Space and Atmospheric Burst
Reporting System (SABRS) that the Department of
Defense (DOD) included in its satellites in
satisfaction of Section 1065. During the events at
issue in this appeal, the agency was working with
LANL to produce the third iteration, SABRS’3, for
inclusion in a DOD satellite.
On July 31, 2014, during a Program Management
Review meeting, the appellant and LANL briefed
Williams and Watkins on fielding SABRS‘3 on a U.S.
Air Force (USAF) Space Test Program (STP) aircraft
(SAT‘6) “to prevent a performance coverage cap.” AF,
Tab 32 at 15. This briefing addressed the concern that
the USAF STP would need to obtain a satellite that
would serve as the host for SABRS-3 sensors. Id. at
32. On August 8, 2014, the appellant emailed
Williams, Watkins, and Kiess the following message
regarding that possibility:
FYI, in partnership with STP, we stopped
‘dispositioning’ of Boeing satellite and made it
available as possible host of SABRS3. Was
3b
short turnaround since previous owner insisted
it be off their books within a month. Integration
study begins now.
AF, Tab 33 at 41. Immediately thereafter, Williams
respondedWe need to talk. I do not, repeat do not, support
NNSA being involved in anyway, shape or form
with a free flier. We provide the payload.
Period. If DoD can’t get it’s act together to
support the existing requirements, it’s not ours
to fix. We hold no requirements. And SABRS 3
hosting and data down link is a kluge. I don’t
want NNSA stuck paying for this for the next
20 years ■ and we will. I am deciding now
whether to stop SABRS 3 funding and redirect.
I plan to provide a decision brief to NA1/2 in the
near future.
Id. The appellant respondedUnderstood. We will stop when you decide.
I agree, it is a total kluge but it is the only way
I can see to get it over the west. GEO has been
a kluge since someone at AFSPC decided years
ago that they didn’t want it on SBIRS. Each and
every attempt by the community over the last
10 years to get them to pay or accept
funds/direction for GEO has failed. Dealing
with that has been ad-hoc/ugly.
The whole hosted-payload business is messy.
Personally, I feel well equipped to deal with it
but someone (you) will decide how much mess
we tolerate.
4b
Id. at 40*41.
Williams did not stop the program or redirect
funding at that time. On December 9, 2014, Williams
issued a memorandum for the record entitled “New
Program Management Requirements for Space-Based
Nuclear Detonation Detection (SNDD) Program.” AF,
Tab 33 at 65. Therein, Williams detailed measures
DNN R&D would undertake to obtain assurances
that the SNDD program was efficient and successful.
Id. Accordingly, the appellant continued his work on
SABRS.
During the week of March 26, 2015, the appellant
participated in a meeting with USAF representatives
to finalize a joint brief requested by the House Armed
Services Committee (HASC) on U.S. Nuclear
Detection System (USNDS) capability. During that
process, the appellant requested the brief include a
statement that PL 110-181 (Section 1065) requires
USNDS capability to be maintained in the future. AF,
Tab 1 at 64. The statement was included in the brief.
Id. On March 26, 2015, USAF representative
informed Creedon of the appellant’s requested
changes and that they were accepted, and requested
her concurrence on the brief so it could be delivered to
the HASC. AF, Tab 1 at 64.
Williams was copied on the email. Id. That same
day, Williams forwarded that email to the appellant,
“FYSA,” copying Harrington, Watkins, Lagraffe, and
other agency and LANL employees.1 Id. He also
commented in the email- “My sense is [Creedon] may
1 FYSA is commonly understood to mean to “for your
situational awareness.”
5b
want to hold until the IPC [Interagency Policy
Committee meeting] - now scheduled for [April] 8th.”
Id
On April 8, 2015, the IPC met to discuss the future
of the SABRS program. The following day, the
appellant emailed a large group of individuals
involved in the SABRS program to notify them that
the IPC stated there would be no SABRS coverage
gaps. AF, Tab 34 at 21. He states the IPC further
confirmed DOD’s “responsibility for the ground
system.” Id. He concludes, therefore, that the team
would continue to work with USAF STP on fielding
the satellite for SABRS-3 and an additional
experiment, referred to as “SENSER,” to be included.
Id. On April 10, 2015, Williams emailed the appellant
and credited him for achieving the “positive outcome”
of the IPC meeting, specifically stabilization of the
NNSA program. AF, Tab 1 at 89. Williams relayed his
concern that LANL may want to focus on the “fun
science” of SENSER rather than the “mundane
engineering and integration” of SABRS-3. Id. at 8990. He stated, however, that the agency “must do”
SABRS-3 and informed the appellant that all funding
and focus must be prioritized toward that goal, at the
expense of SENSER, if necessary. Id. at 89-90.
In or around July 2015, Williams agreed to a DOD
request to suspend executive-level decision meetings
of the USNDS, including the interagency USNDS
Board of Directors (BOD), pending further guidance
from the National Security Council (NSC) on how to
structure the USNDS. AF, Tab 1 at 67. On July 29,
2015, the appellant emailed Williams and requested
he reconsider his decision. AF, Tab 34 at 24; AF, Tab
1 at 67. He stated a BOD was necessary in order to
6b
“press a DOD decision to follow-through with funding
the necessary ground infrastructure to support
SABRS in the long-term.” AF, Tab 34 at 24. He stated
DOD’s internal debate on funding could lead to delays
that have “potential cost impacts to the NNSA and
STP.” Id. He concluded a BOD would “hopefully
develop much needed cross-agency leadership within
the USNDS program.” Id. Williams thanked the
appellant for his input and stated he would consider
it. Id. On September 18, 2015, Williams instructed the
appellant to cease funding ground segment support
related to the USNDS program. AF, Tab 34 at 25.
In response to these actions, on September 23,
2015, the appellant sent an email to Rose
Gottemoeller, Under Secretary of State for Arms
Control and International Security Affairs, entitled
“Obstruction of Public law 110-118, NDAA 2008,
Maintenance of Space-based Nuclear Detonation
Detection System.” AF, Tab 1 at 65-68. The appellant
copied
Harrington,
Chairman
Mac
HASC
Thornberry, the Office of Special Counsel, and DOD
representatives. Id. At 68. Therein, the appellant
states that Williams is “obstructing compliance with
Section 1065 of Public Law 110-118.” Id. As support
for his statement, he references Williams’ July 2014
email to him and states Williams pressured him to
stop working on SABRS-3, though he acknowledges
Williams did not direct him to halt work. Id. at 66.
The appellant further alleged that Williams verbally
recommended to NSC staff that they terminate
SABRS-3, despite recognizing that doing so “would
likely mean the end of all future SABRS and thus a
degradation in space based nuclear detection
capabilities — a clear violation of the public law.” Id.
7b
at 66. The appellant stated that Williams’
recommendation was rejected and the IPC ordered
continued work on SABRS'3 and subsequent systems.
Id.
The appellant stated that Williams threatened to
cancel SABRS-3 if the DOD “did not follow through on
its responsibility to field the ground segment.” Id. at
67. He further stated Williams ordered him to stop
funding on all groundside integration activity for
SABRS because Williams believed DOD was
responsible for ground-side integration work and
expending DOE funds would violate appropriations.
Id. Finally, the appellant took issue with Williams’
agreement to a DOD request to suspend executivelevel decision meetings of the BOD. He stated this
decision would “seem innocuous,” except that he
believes DOD was attempting “to frustrate those
seeking to comply with Congress’ direction to
continue the SABRS program.” Id. at 67. He alleged
that suspension of executive-level leadership
meetings “has allowed the DOD to abrogate
responsibility for the SABRS ground segment” and
that this will inevitably lead to a halt in production of
SABRS'3 and cancellation of the entire SABRS
program. Id. at 68. He concluded that Williams “is
both actively and passively hindering execution” of
the program by his actions and omissions in this
regard./d.
In response to the appellant’s email, Harrington
forwarded the message to Williams and others, and
asked that Williams “fill in whatever background you
have on this.” AF, Tab 34 at 26. Williams responds-
8b
Absolutely. Dr. Standley raises, what he
believes, are serious issues. That said, in no
way has DNN R&D or myself obstructed
implementation of US Law. In fact, we (NNSA)
has increased funding for this important area
and have driven the interagency to keep this a
priority - to meet US law.
Id. at 26. In November 2015, Kiess, wrote in his Fiscal
Year 2015 performance evaluationEven though he disagrees with the activities of
some organizations involved in the USNDS, his
strong disagreements with some individuals
are (perhaps too) well known in the community,
which could impact efforts to build rapport and
foster closer working relationships.
The Sept 23 disclosure was done in a way that
may have been counterproductive.
AF, Tab 34 at 30. In October 2016, the appellant was
detailed to the National Defense University (NDU)
College of International Security Affairs and
remained on detail with the NDU December 2020. In
late-October 2016, DNN R&D hired Craig Sloan to
manage the office’s LYNM program.
In May 2017, the agency announced a vacancy for
the PD Office Director Position. The appellant applied
for the position and was interviewed, along with six
other applicants. Three applicants, including Sloan,
were given second interviews. The appellant was not
amongst these applicants. In August 2017, Sloan was
selected for the position.
9b
Nonselection actions
The appellant alleges Williams and/or Watkins
retaliated against him for perceived whistleblowing
activities when he was nonselected on the following
three occasions for the NDD and PD Office Director
positions. The parties have stipulated to the basic
timeline facts regarding these selections. AF, Tab 25.
14-012 7-GOV
On September 19, 2014, the agency advertised the
NDD Director position and the appellant timely
applied. Six candidates, including the appellant, were
certified as eligible for the position. On October 28,
2014, Watkins cancelled the vacancy announcement,
citing his dissatisfaction with the candidate pool and
stating his intention to reannouncement the position
with a modified job analysis to “widen the net.” AF,
Tab 16 at 29.
15-0086-GQV
On March 6, 2015, the NDD Director position was
readvertised and the appellant again timely applied.
Ten applicants were certified as eligible for the
position. Watkins served as the recommending official
and Williams served as the selection official. Watkins
formed an interview panel of himself and three other
managers. The appellant received a first interview
with the hiring panel but was not one of the two
candidates selected for a second interview with
Williams. In or around May 2015, Tom Kiess was
selected for the NDD Director position.
10b
17-0124-GOV
On May 8, 2017, the agency announced a vacancy
for the PD OfficeDirector and the appellant timely
applied for the position. 17 applicants were certified
as eligible for the position. LaGraffe and four other
managers comprised the hiring panel and Watkins
served as the selecting official. The appellant received
a first interview with the hiring panel but was not one
of the three candidates selected for a second interview
with Watkins. In or around July 2017, Craig Sloan
was selected for the PD Director position.
Procedural History
The appellant has had several prior IRA appeals
before the Board that involve, inter alia, the
communications he now alleges are the root cause of
Williams’ and Watkins’ perception of him as a
whistleblower. A brief discussion of those prior
appeals and the outcomes thereof is therefore prudent
to this discussion.
DC-1221 -16-0168- W-l
On November 26, 2015, the appellant filed an IRA
appeal alleging the agency retaliated against him for
whistleblowing, which he alleged included his July
31, 2014 briefing to Williams regarding fielding of
SABRS‘3 on the USAF STP satellite, and his response
to Williams’ August 8, 2014 email regarding possible
halting of SABRS-3 funding. See Standley v.
Department of Energy, MSPB Docket No. DC'122116-0168‘W-l (January 13, 2016) (Initial Decision).
The appellant alleged that, because of his protected
disclosures and activity, in October 2014 the agency
nonselected him for the NDD Director position and
lib
canceled the vacancy. Id. On January 13, 2016, MSPB
Administrative Judge Andrew Dunnaville issued an
Initial Decision dismissing the appeal for lack of
jurisdiction. Id. AJ Dunnaville found the appellant’s
alleged disclosures and activity were not protected
under Sections (b)(8) or (b)(9), as the appellant’s
statements regarded a policy debate, did not involve
a “substantial and specific danger to public health
and safety,” and, with respect to the August 2014
email, was not a refusal to obey an order that would
require him to violate the law. Id.
The appellant filed a petition for review (PFR) of
the AJ’s decision to the Board and, on January 3,
2017, the Board denied the appellant’s PFR. Standley
v. Department ofEnergy, MSPB Docket No. DC'122116-0168-W-l, 2017 WL 56181 (January 3, 2017)
(Final Order). The Board affirmed AJ Dunnaville’s
finding that the appellant failed to make a protected
disclosure under Section (b)(8). Id. In so holding, the
Board stated that the responsibility to maintain
space-based nuclear detection “falls to the Secretary
of Defense” rather than to the Department of Energy
or the appellant’s colleagues therein. Id. at H 11. The
Board noted that members of the U.S Strategic
Command and the USAF opposed the SABRS3
program and that SABRS was not the only way the
Secretary of Defense could satisfy its obligation under
Section 1065. Id. For these reasons, the Board held
the appellant did not have a reasonable belief that he
was disclosing a violation of law. Id. The Board
further noted that “decision pertaining to continuing
SABRS3
followed
considerable
interagency
consultation and debate in the context of broader
programmatic discussions” and that disagreement
12b
with such fairly debatable policy decisions such as
this are not protected under Section (b)(8). Id. at ^ 13.
The appellant appealed the Board’s decision to the
U.S. Court of Appeals for the Federal Circuit (CAFC)
and, on November 13, 2017, the court upheld the
Board’s decision finding the appellant did not make
protected disclosures. StandJey v. Merit Systems
Protection Board, 715 Fed. App’x 998 (Fed. Cir. 2017).
The court found that the appellant’s allegations
“amount to a policy dispute” and that a disinterested
observer could not reasonably believe his allegations
“evidenced either a violation of law or a danger to
public health and safety.” Id. at 1002. The court noted
that the DOE is not statutorily responsible for the
requirements in Section 1065 and that “[a]ny
pronouncements or decisions made by members of the
NDD and NNSA would amount to policy
considerations taken to aid the Secretary of the DOD,
with whom ultimate legal authority rests.” Id. The
court further echoed the Board’s holding that Section
1065 did not “prescribe any particular means or
technology by which space-based nuclear detection
capabilities must be maintained.” Id. It found that
several interagency partners opposed the SABRS3
project and
[a] disinterested observer could not reasonably
conclude that recommending to an external
agency how to exercise its discretion,
particularly where the recommendation fit
within the agency’s available and considered
options, is a violation of the law.
Id. The appellant petitioned for a writ of certiorari to
the U.S. Supreme Court and, in May 2018, the Court
13b
denied the writ. Standley v. Merit Systems Protection
Board' 138 S.Ct. 2596 (May 29, 2018). Accordingly,
the Board’s decision finding the appellant’s
allegations do not constitute protected disclosures
remains intact.
DC-1221-17-0091-W-1
On November 1, 2016, the appellant filed an IRA
appeal alleging the agency retaliated against him for,
in part, his September 23, 2015 letter to Gottemoeller,
copied to OSC, when the agency nonselected him for
promotion in May 2015 and he received a lowered
performance rating in FY 2015. See Standley v.
Department of Energy, MSPB Docket No. DC-122117-0091‘W-l (April 13, 2017) (Initial Decision).
During case processing, AJ Mehring ruled that the
Board does not have jurisdiction over the September
23, 2015 letter as a protected disclosure under Section
(b)(8), as his statements therein constituted a policy
dispute and he failed to establish a reasonable person
would believe he was disclosing a violation of law. See
DC-1221-17-0091-W-1 Appeal File, Tab 13 at 8. AJ
Mehring also noted that the statements therein were
very similar to those the Board held were not
protected under (b)(8) for the same reasons. Id. AJ
Mehring found, however, that the letter constituted
protected activity under Section b(9)(C) because the
appellant also sent the letter to OSC, and she
assumed jurisdiction over that claim. Id. at 9.
On April 13, 2017, following a hearing, AJ
Mehring dismissed the appeal for lack of jurisdiction,
finding the appellant failed to exhaust his claim that
he was retaliated against for protected activity under
Section (b)(9)(C), i.e., that he was retaliated against
14b
specifically for sending the letter to OSC rather than
for the contents thereof. See Standley v. Department
of Energy,; MSPB Docket No. D01221-17-0091-W-1
(April 13, 2017) (Initial Decision). The appellant
appealed AJ Mehring’s decision to the CAFC and, on
November 13, 2017, the court affirmed the decision.
See Standley v. Department of Energy, 715 Fed.
App’x 1008 (Fed. Cir. 2017).
DC-1221 -18-0284- W-l
On January 29, 2018, the appellant filed an IRA
appeal alleging, in relevant part, that the agency
retaliated against him for forwarding his September
23, 2015 letter to OSC with respect to his FY 2015 and
FY 2016 performance ratings. See Standley v.
Department of Energy, MSPB Docket No. DC'122118-0284-W-l (November 21, 2018) (Initial Decision).
AJ Harrell found the appellant had now exhausted
his claim with OSC that his letter constituted
protected activity under Section (b)(9)(C) and that the
Board had jurisdiction over his reprisal claim. See
DC-1221-18-0284-W-1 Appeal File, Tab 18 at 10-11.
On November 21, 2018, AJ Harrell issued an Initial
Decision finding the agency retaliated against the
appellant for his protected activity when Kiess issued
him a lowered FY 2015 and FY 2016 performance
rating. See Standley v. Department ofEnergy, MSPB
Docket No. DC-1221-18-0284-W-1 (November 21,
2018) (Initial Decision). She ordered the agency to
reconstruct the appellant’s FY 2015 and FY 2016
ratings. Id.
15b
DC-1221 -20-0788- W~1
On August 6, 2020, the appellant filed the instant
appeal, alleging the agency nonselected him for
vacancies 14-0127-GOV, 15-0086'GOV, and 17-0124GOV in retaliation for perceived whistleblowing vis a
vis his statements on July 31, 2014, August 8, 2014,
March 26, 2015, and September 23, 2015. Specifically,
the appellant alleged that, though prior adjudications
determined these statements do not constitute actual
protected disclosures or activity under Sections (b)(8)
or (b)(9), Williams and Watkins perceived him to have
made protected disclosures or activity with regard
thereto. To support his claims, the appellant alleges
Williams and Watkins believe Section 1065 governs
the agency’s actions with respect to the SABRS
program and, therefore, they perceived him to have
been disclosing a violation of law and refusing to obey
an order that would require him to violate the law
(August 8, 2014 email).
On November 10, 2020,1 issued an Order Finding
Jurisdiction, wherein I found the Board has
jurisdiction over the appellant’s claims. AF, Tab 14.
The appellant did not request a hearing on his claims.
Pursuant to my Close of Record Order, the parties
timely submitted written evidence and argument
regarding the appellant’s claims. SeeAF, Tabs 32-37.
The record is now ripe for review and I have
considered all evidence of record in issuing this
decision.
16b
Applicable Law
The appellant has the burden of proving by a
preponderance of the evidence2 that the agency
perceived him to have made a protected
whistleblowing disclosure and/or engaged in
protected whistleblowing activity, and that this
perception was a contributing factor to the personnel
actions at issue. A protected disclosure is one that the
employee reasonably believes3 evidences one or more
of the categories of wrongdoing listed in 5 U.S.C. §
2302(b)(8), even if his belief is mistaken. Mithen v.:
Department of Veterans Affairs, 122 M.S.P.R. 489, U
24 (2015), affd, 652 F. App’x 971 (Fed. Cir. 2016).
In cases of perceived whistleblowing, the analysis
focuses on the agency’s perceptions, i.e., whether the
agency officials involved in the personnel actions at
issue believed that the appellant made or intended to
make disclosures that evidenced the type of
wrongdoing listed under 5 U.S.C. § 2302(b)(8) or
engaged in protected activity under 5 U.S.C. §
2302(b)(9). King v. Department of the Army, 116
M.S.P.R. 689, K 8 (2011). The appellant must then
prove the agency’s perception was a contributing
2 A “preponderance of the evidence” is defined as that degree
of relevant evidence that a reasonable person, considering the
record as a whole, would accept as sufficient to find that a
contested fact is more likely to be true than untrue. 5 C.F.R.
§1201.56(c)(2).
3 A reasonable belief exists if a disinterested observer with
knowledge of the essential facts known to and readily
ascertainable by the appellant could reasonably conclude that
the actions of the Government evidence one of the categories of
wrongdoing listed in section 2302(b)(8)(A). Lachance v. White,
174 F.3d 1378, 1381 (Fed. Cir. 1999); Chavez v. Department of
Veterans Affairs, 120 M.S.P.R. 285,18 (2013).
17b
factor in its decision to take or not take the personnel
action at issue. If the appellant meets this burden of
proof, corrective action must be ordered unless the
agency shows, by clear and convincing evidence,4 that
it would have taken the same action even in the
absence of a protected disclosure. 5 U.S.C. §
1221(e)(2); Chavez, 120 M.S.P.R. 285, H 28 (2013).
The appellant failed to prove he was perceived as a
whistleblower
I find the appellant failed to meet his burden of
proving either Williams or Watkins perceived him as
a whistleblower. The appellant alleges Williams and
Watkins knew that Section 1065 legally required the
agency to progress with SABRS, specifically the
development of SABRS-3. He argues:
The appellant.. .concluded that it was necessary
to field the SABRS'3 satellite on the STPSAT-6
satellite to prevent foreseeable gaps in the
capability that would cause it to fall out of
compliance with § 1065. After communicating
this analysis to Williams and Watkins, they too
perceived that fielding SABRS3 on STPSAT-6
would prevent a performance gap and loss of
compliance with PL 110-181 and that there was
no other practical way to do so.
AF, Tab 32 at 25. The appellant thus alleges that
Williams’ and Watkins’ belief that Section 1065
4 “Clear and convincing evidence” is defined as the measure
or degree of proof that produces in the mind of the trier of fact a
firm belief as to the allegations sought to be established. 5 C.F.R.
§ 1209.4(d). It is a higher standard than “preponderance of the
evidence.” Id.
18b
applied to the DOE proves both Williams and
Watkins perceived him to be a whistleblower with
respect to the alleged disclosures and actions:
Even though the MSPB and CAFC later ruled that
Section 1065 does not apply to the DOE, Williams’
and Watkins perception that it did apply means that
the Appellant’s disclosures and activity related to
Section 1065 are protected by 5 U.S. Code § 2302(b)(8)
and § 2302 (b)(9)(D). Id.
The appellant has failed to support his argument
by a preponderance of the evidence. First and
foremost, the appellant fails to provide any reference
to the record supporting his conclusion that Williams
and Watkins agreed with his conclusions that
SABRS-3 was required in order to comply with the
law. I find the record does not reflect that conclusion.
The appellant points to the agency’s yearly budget
requests, which repeatedly reference Section 1065 as
the justification for its request for funding the SABRS
project. AF, Tab 32 at 26. Even if Williams and
Watkins believed Section 1065 was the basis for the
agency’s funding of the SABRS-3 program, the
appellant has failed to establish that either Williams
or Watkins believed failure to fund SABRS-3 would
violate that provision. Citation to a law as support for
a budget item does not equate to that law requiring
the program’s existence. Rather, Williams’ August 8,
2014 email to the appellant suggests otherwise, in
that he reiterates to the appellant that the DOE
“holds no requirements” and that it was DOD’s
responsibility to ensure various aspects of the
SABRS-3 project were both funded and viable.
19b
The appellant also pointed to statements from
other agency and external government officials
suggesting they believed funding SABRS-3 was
required to comply with SABRS-3. For example, the
appellant pointed to Harrington’s February 26, 2013
statement to the HASC that budget cuts to the NDD
R&D program would cause it to miss its delivery
milestone, resulting in the carrier satellite being
launched without the SABRS-3 sensors and a
degradation of U.S. nuclear detonation detection
capability required by Section 1065. AF, Tab 32 at 26.
He also pointed to IPC Member Mathew Heavner’s
deposition testimony that that the IPC decided “the
United
States
Government,
including
the
Department of Energy, would continue funding and
implementing the SABRS-3 satellite as part of the
Administration’s compliance with Section 1065. Id.at
27; AF, Tab 1 at 57. The appellant has failed,
however, to establish that these opinions reflected
Williams’ or Watkins’ perception of the appellant’s
actions as whistleblowing.
The appellant’s arguments gloss over the central
requirement of the perceived whistleblower claim.
The crux of a perceived whistleblower claim is not
that the agency perceived the appellant to have
alleged a violation of a law. Rather, particularly as
here where the alleged disclosures were not actually
protected, the appellant must show the observer
believed it was protected, i.e., that the observer
perceived it as a reasonably-believed allegation that
the law was violated. See Demery v. Department of
the Army, 809 Fed. App’x 892, 898 (Fed. Cir. 2020)
(even if the alleged disclosure was later determined to
be unprotected, the appellant may still have a
20b
whistleblower claim “if the agency officials
nevertheless perceived her as having engaged in
protected activity”)» Montgomery v. Merit Systems
Protection Board, 382 Fed. App’x 942, 947 (Fed. Cir.
2010) (agency officials did not perceive appellant as a
whistleblower where they did not concede the
legitimacy of the allegations and perceived them as
frivolous).
Williams’ and Watkins’ knowledge of the
appellant’s allegations alone does not equate to their
perception that the allegations disclosed actual
wrongdoing, i.e., their perception of protected
disclosures. Id. In Montgomery, the Federal Circuit
held that an appellant was not perceived as a
whistleblower by supervisors who acknowledged her
allegations of wrongdoing against them and
cautioned her in writing about those allegations,
because they believed her allegations were frivolous.
382 Fed. App’x at 947. Given that perception, the
court stated it would be “unreasonable” for the agency
to perceive the appellant as a whistleblower and
retaliate against her, absent specific evidence
otherwise. Id. Coverage therefore extends to an
appellant who is perceived to have made protected
disclosures rather than unprotected allegations.5
5 Though the Federal Circuit in Montgomery appears to
suggest the perceived whistleblower doctrine could apply to
reprisals for frivolous, unprotected allegations (“[accordingly,
absent specific evidence that OIG retaliated against Ms.
Montgomery for her frivolous allegations, the perceived
whistleblower doctrine does not apply”), the court cited as
support for this statement Special Counsel v. Spears, 75
M.S.P.R. 639, 654-55 (1997) and specifically referenced the
Board’s holding therein that “the alleged disclosure must at least
be reasonable for the perceived whistleblower doctrine to apply.”
21b
The appellant acknowledges that both the Board
and the Federal Circuit ruled that the appellant did
382 Fed. App’x 942, 947. Furthermore, the Board in Spears
specifically rejected the argument that it need not find “whether
the disclosures could reasonably be believed to evidence matters
protected under the statute.” Id. at 653. The Board stated:
Where the individual making the disclosure
cannot be determined, it is still possible, and
necessary, to determine whether a hypothetical
observer could reasonably believe that the
information is evidence of agency wrongdoing
covered by the statute. Absent such a
reasonable belief, the statute does not apply.
Id. at 653. The Board then discussed several of its prior
perceived whistleblower cases, all of which involved underlying
disclosures that either did or were reasonably believed by the
recipient to have exposed covered wrongdoing. Id. at 653*54;
citing Mausser v. Department of the Army, 63 M.S.P.R 41, 44
(1994); Special Counsel v. Department of the Interior, 68
M.S.P.R. 19, 23 (1995); Thompson v. Farm Credit
Administration, hi M.S.P.R. 569, 581*82 (1991). I find the
Montgomery court’s reliance on Spears is affirmative of the
Board’s long-held interpretation
that the
perceived
whistleblower doctrine applies only to circumstances in which
the agency perceived a protected disclosure was made, rather
than a perception of unprotected allegations. Id. This is further
consistent with the Federal Circuit’s more recent decision in
Demery, wherein the court referenced Montgomery and held
that an appellant whose disclosure was later found to be
unprotected could still have a claim if the agency nevertheless
perceived her as having made such a protected disclosure. 809
Fed. App’x at 898. Accordingly, I find the Montgomery case does
not stand for the proposition that WPA coverage extends to cases
wherein the recipient does not perceive the appellant to have
made “disclosures that evidenced the type of wrongdoing listed
under 5 U.S.C. § 2302(b)(8).” King, 116 M.S.P.R. at H 8.
22b
not have a reasonable belief that he was disclosing a
violation of law, i.e. that his statements were not
protected disclosures. Accordingly, it is simply
unreasonable for the appellant to suggest that
Williams or Watkins held such a belief absent any
evidence substantiating that suggestion. I find no
such evidence in the record. The appellant has failed
to provide preponderant evidence that Williams or
Watkins perceived his statements as anything other
than policy disagreements over the direction of the
SABRS program. Regarding the appellant’s July 2014
briefing, it is clear the briefing discussed the vehicle
for the sensor payload as the necessary “gap-filler” for
Section 1065 compliance. AF, Tab 32 at 32. The
briefing explained the STP would provide the “gapfiller host” satellite that would house the SABRS-3
sensors. Id. It is therefore apparent that the concern
was not over whether DOE would meet its production
target for the payload sensors, but whether the DOD
would meet its responsibility to field a satellite to
carry those sensors into orbit. I find, therefore, there
is no reason for Williams or Watkins to have perceived
the appellant to have been reasonably alleging any
violation of law with his comments during this
briefing, nor has the appellant presented any such
evidence.
Likewise, it is unreasonable to conclude that
Williams perceived his August 8, 2014 email about
the STP host to have directed the appellant to violate
the law, or that the appellant’s response thereto was
a refusal to violate the law on his behalf. In his email
to the appellant, Williams expresses a clear
distinction between the agency’s responsibility to
produce SABRS-3 sensors (“We provide the payload.
23b
Period.”) and DOD’s responsibility to field a satellite
capable of housing those sensors (“If DoD can’t get it’s
act together to support the existing requirements, it’s
not ours to fix”). His email stresses that DOE must
stay out of DOD’s responsibilities so that it does not
get “stuck” having to commit funding to the issue for
years in the future. AF, Tab 1 at 87. He further states
that he is deciding “whether to stop SABRS 3 funding
and redirect.” Id.
No reasonable person could perceive that this
statement, given the context of the email, was a
directive to violate the law by stopping SABRS-3
work, nor has the appellant provided sufficient
evidence that Williams otherwise perceived or
intended his email to have that effect. The appellant
alleges Williams’ email “served as tacit approval to
the Appellant for him to [cancel SABRS-3] while at
the same time intimidating the Appellant into a
course of action that Wiliams could later disavow.”
AF, Tab 32 at 37. He further alleges Williams knew
DOD had not “gotten its act together” and that DOE
would be required to “fix” it. Id. at 52. He concludes
“Williams just said these things because he was
frustrated and trying to get the Appellant to do what
he would not, which was to stop spending money on
SABRS-3 so he could ‘redirect’ the funds to [a different
program].” Id.
I find the appellant’s argument convoluted,
illogical, and simply not supported by the record. It is
evident from his email that Williams believed the
program was in jeopardy due to DOD’s delays and, as
discussed above, Williams believed the responsibility
for successfully launching the SABRS-3 host rested
with DOD. The appellant himself argues that, at the
24b
time of this email, Williams expected the IPC to stop
SABRS-3 funding because he did not expect “a
credible plan” would emerge to spend those funds
given DOD’s delays. AF, Tab 32 at 52. He further
states that Williams believed the DOD had “given up
on SABRS” and, therefore, the funds for SABRS-3
could be redirected. Id. at 54. There is simply no
evidence that Williams perceived himself to be setting
the appellant up to take illegal action by simply
expressing his intention to redirect funds from a
program of questionable viability. The record likewise
does not support the appellant’s claim that Williams
perceived the appellant’s response as a refusal to obey
any order that would require violation of law. In his
response, the appellant agrees with Williams
regarding the funding “kluge” and states he would
execute Williams’ decision to stop funding SABRS'3 if
and when it is made (“We will stop when you decide”).
The appellant makes no refusal and does not indicate
to Williams that he believes he has been directed to
violate the law. Accordingly, I find it unreasonable to
conclude that Williams perceived this response to
have done so.
Regarding the appellant’s March 2015 edits to the
HASC briefing, I find the appellant failed to prove
either Williams or Watkins perceived the edits as
whistleblowing. The appellant requested that the
USAF include reference in the brief to Section 1065
as requiring USNDS to be maintained in the future,
which the USAF did. I note the appellant described
the briefing as a joint document prepared by the
Secretary of Defense “in coordination with the
Secretary of Energy and the Secretary of State.” AF,
Tab 32 at 38. It is therefore entirely reasonable to
25b
reference Section 1065’s basic requirement for the
DOD in the briefing. The appellant failed to present
evidence indicating either Williams or Watkins
perceived him to have disclosed a violation of law with
this simple edit. In fact, he failed to present evidence
that either had had any reaction to the appellant’s
edit at all. Rather, the email was sent as an “FYSA”
to the appellant, who acknowledges Williams
forwarded the email “without expressing an
objection” or any sign of surprise. AF, Tab 32 at 39,
43. The appellant argues only that Williams
statement that Creedon may want to hold off on the
brief until after the IPC evidenced his expectation
that the IPC would stop SABRS~3 funding, despite
“knowing” the appellant “would not stop advocating
for SABRS'3 as the way to comply with Section 1065
unless given a direct order.” AF, Tab 32 at 39. The
appellant’s arguments again convolute the gravamen
of a perceived whistleblower claim and fails to meet
his burden of proof.
Regarding the appellant’s September 23, 2015
letter, his statements have been previously
adjudicated as unprotected policy discussion.
Accordingly, it would be unreasonable to find that
Williams or Watkins perceived the appellant made a
protected disclosure absent particular evidence
establishing that perception. Again, the appellant has
failed to present such evidence. Williams’ response to
Harrington specifically refuted the appellant’s
allegations. It states that, while the appellant raised
“what he believes” to be serious issues, Williams
responds unequivocally that “in no way has DNN
R&D or myself obstructed implementation of US
Law.” AF, Tab 34 at 26. He reiterates that, “[i]n fact,
26b
we (NNSA) has increased funding for this important
area and have driven the interagency to keep this a
priorityto met US Law.” Id. Williams similarly
testified in a prior Board proceeding “I felt that the
content was incorrect that that was neither here nor
there.” AF, Tab 32 at 58.
The appellant has failed to present any evidence
that either Williams or Watkins behaved in a manner
that suggested they gave the appellant’s allegations
credence. C.f., e.g., Thompson v. Farm Credit
Administration, 51 M.S.P.R. 569, 581-82 (1991)
(manager perceived appellant as a whistleblower
where there was evidence that he believed the
disclosure would be embarrassing and possibly
evidence mismanagement and abuse of discretion).
Rather, he alleges more generally that Williams was
negatively affected by the letter. The appellant
presents evidence that the appellant was questioned
by Harrington regarding the contents of the letter
and, after speaking with her, Harrington directed him
to call all those copied on the letter to “explain the
content.” AF, Tab 32 at 57. The appellant further
alleges that Harrington fielded questions about the
letter from Creedon after a January 2016 meeting on
another topic, and said she was looking into the
matter. Id. at 57; AF, Tab 35 at 10. He also points to
Kiess’s sworn testimony, provided during an earlier
Board proceeding, regarding Williams’ reaction to the
letterI think [Williams] was taken by surprise. I
think we had some professional differences of
opinion on issues we were debating at the time.
I think [Williams] was surprised by the
disclosure, not expecting it and I think he was
27b
seeing what impact...not sure how the people
who received the letter were going to respond
and I think he adopted a sort of wait and see
attitude....I think he was perhaps a little
surprised, maybe a little disappointed that our
differences on issues resulted in that...I think
[Williams] just took stock of it and kept on
going, managing the office.
AF, Tab 34 at 50. The appellant concludes that
“Williams had to actively respond to the appellant’s
September 23, 2015 letter and that it involved high
level meetings that required preparation. Reacting to
the Appellant’s disclosure was inconvenient, and very
likely included some embarrassment.” AF, Tab 32 at
58. He states that his letter “forced Williams to do
extra work and spend time explaining his view of
those matters to his supervisors.” Id.at 60.
I find this evidence corroborates Williams’s
expressed disagreement with the appellant’s
assertions rather than his perception of their validity.
Nothing about Williams’ actions in this regard
supports the appellant’s burden of proving Williams
perceived the appellant to have had a reasonable
belief that he was disclosing a violation of law.6 Nor
6 The appellant points to AJ Harrell’s Initial Decision finding,
in part, that Williams and Kiess had a “strong motive” to
retaliate against the appellant as a result of the September 23,
2015 letter when Kiess issued him a lower FY 2015 performance
evaluation, with which Williams concurred. See Vaughn v.
Department of Energy, MSPB Docket No. DC-1221-18-0284-W1 (November 21, 2018) (Initial Decision). I note that this finding
was made specifically with respect to the appellant’s protected
activity under 5 U.S.C. 2302 § (b)(9)(C), in that he submitted a
copy of the letter to the OSC. AJ Harrell did not make findings
28b
does the record otherwise contain such support. The
appellant speculates that Williams left the agency the
year after his September 23, 2015, a move he alleges
“may have been motivated by a desire to escape the
SABRS-3 episode.” AF, Tab 32 at 60. The appellant
presents nothing but conjecture to support that
allegation. I find no indication in the record that the
letter either caused Williams to depart the agency, or
that his departure was otherwise negatively
prompted by the letter. In fact, other than the
appellant’s argument that Williams had to do “extra
work” to explain the appellant’s allegations to the
letter’s recipients, the appellant presents no evidence
of any negative effect his letter had on Williams. As
the appellant points out, Williams left the agency to
take a job with the Department of the Defense (DOD).
I note that that Director of Global Operations for the
DOD U.S. Strategic Command was copied on the
September 23, 2015 letter. AF, Tab 1 at 68.1 find the
appellant allegation are speculative, conclusory, and
generally unsupported by the record.
I note that the appellant did not put forth
particular evidence and argument regarding Watkins’
alleged perception of him as a whistleblower with
respect to any of the alleged whistleblowing in this
appeal. He states that “Williams’ perceptions are
much more important that [sic] Watkins’ because
Williams was the ADA” during the first two
nonselections at issue. AF, Tab 36 at 32. I find the
appellant failed to present preponderant evidence
that Watkins perceived him as a whistleblower with
as to whether Williams perceived the appellant as having made
protected disclosures within that letter. Id.
29b
respect to the allegations in this appeal. In support of
his claim, the appellant argues only that Watkins was
aware of the appellant’s alleged whistleblower
disclosures and activity but registered no
disagreement with any of them. AF, Tab 36 at 32.
Regarding the September 23, 2015 letter, the
appellant alleges in a perfunctory manner that
“Watkins was also involved, and it likely affected him
too.” AF, Tab 32 at 60. I note, however, that the
appellant did not copy Watkins on the letter and the
letter did not address or dispute his actions with any
substance. AF, Tab 35 at 10. Nevertheless, Watkins’
knowledge of the statements and actions at issue does
not itself establish that he perceived the appellant to
have been a whistleblower. Rather, as discussed in
detail above, the appellant must establish Watkins
perceived the appellant to have been disclosing a
violation of law or refusing to obey an order that
would violate a law. The appellant has failed to do so.
I find the appellant has simply failed to support his
allegations with respect to both Williams and
Watkins.
As the appellant has failed to meet his burden of
proving the agency perceived him as a whistleblower
with respect to the statements and actions at issue, I
need not address whether those statements and
actions contributed to the nonselections at issue, or
whether the agency would have nonselected him
regardless of his statements and actions.
DECISION
The appellant’s request for corrective action is
DENIED.
30b
FOR THE BOARD:
/S/
Monique Binswanger
Administrative Judge
NOTICE TO APPELLANT
This initial decision will become final on July 6,
2021, unless a petition for review is filed by that date.
This is an important date because it is usually the last
day on which you can file a petition for review with
the Board. However, if you prove that you received
this initial decision more than 5 days after the date of
issuance, you may file a petition for review within 30
days after the date you actually receive the initial
decision. If you are represented, the 30-day period
begins to run upon either your receipt of the initial
decision or its receipt by your representative,
whichever comes first. You must establish the date on
which you or your representative received it. The date
on which the initial decision becomes final also
controls when you can file a petition for review with
one of the authorities discussed in the “Notice of
Appeal Rights” section, below. The paragraphs that
follow tell you how and when to file with the Board or
one of those authorities. These instructions are
important because if you wish to file a petition, you
must file it within the proper time period.
BOARD REVIEW
You may request Board review of this initial
decision by filing a petition for review. If the other
party has already filed a timely petition for review,
you may file a cross petition for review. Your petition
or cross petition for review must state your objections
31b
to the initial decision, supported by references to
applicable laws, regulations, and the record. You
must file it withThe Clerk of the Board
Merit Systems Protection Board
1615 M Street, NW.
Washington, DC 20419
A petition or cross petition for review may be filed
by mail, facsimile (fax), personal or commercial
delivery, or electronic filing. A petition submitted by
electronic filing must comply with the requirements
of 5 C.F.R. § 1201.14, and may only be accomplished
at the Board's e-Appeal website (https*//eappeal.mspb.gov).
NOTICE OF LACK OF QUORUM
The Merit Systems Protection Board ordinarily is
composed of three members, 5 U.S.C. § 1201, but
currently there are no members in place. Because a
majority vote of the Board is required to decide a case,
see 5 C.F.R. § 1200.3(a), (e), the Board is unable to
issue decisions on petitions for review filed with it at
this time. See 5 U.S.C. § 1203. Thus, while parties
may continue to file petitions for review during this
period, no decisions will be issued until at least two
members are appointed by the President and
confirmed by the Senate. The lack of a quorum does
not serve to extend the time limit for filing a petition
or cross petition. Any party who files such a petition
must comply with the time limits specified herein.
For alternative review options, please consult the
section below titled “Notice of Appeal Rights,” which
sets forth other review options.
32b
Criteria for Granting a Petition or Cross Petition for
Review
Pursuant to 5 C.F.R. § 1201.115, the Board
normally will consider only issues raised in a timely
filed petition or cross petition for review. Situations in
which the Board may grant a petition or cross petition
for review include, but are not limited to, a showing
that(a) The initial decision contains erroneous findings
of material fact, (l) Any alleged factual error must be
material, meaning of sufficient weight to warrant an
outcome different from that of the initial decision. (2)
A petitioner who alleges that the judge made
erroneous findings of material fact must explain why
the challenged factual determination is incorrect and
identify specific evidence in the record that
demonstrates the error. In reviewing a claim of an
erroneous finding of fact, the Board will give
deference to an administrative judge’s credibility
determinations when they are based, explicitly or
implicitly, on the observation of the demeanor of
witnesses testifying at a hearing.
(b) The initial decision is based on an erroneous
interpretation of statute or regulation or the
erroneous application of the law to the facts of the
case. The petitioner must explain how the error
affected the outcome of the case.
(c) The judge’s rulings during either the course of
the appeal or the initial decision were not consistent
with required procedures or involved an abuse of
discretion, and the resulting error affected the
outcome of the case.
33b
(d) New and material evidence or legal argument
is available that, despite the petitioner’s due
diligence, was not available when the record closed.
To constitute new evidence, the information
contained in the documents, not just the documents
themselves, must have been unavailable despite due
diligence when the record closed.
As stated in 5 C.F.R. § 1201.114(h), a petition for
review, a cross petition for review, or a response to a
petition for review, whether computer generated,
typed, or handwritten, is limited to 30 pages or 7500
words, whichever is less. A reply to a response to a
petition for review is limited to 15 pages or 3750
words, whichever is less. Computer generated and
typed pleadings must use no less than 12 point
typeface and 1-inch margins and must be double
spaced and only use one side of a page. The length
limitation is exclusive of any table of contents, table
of authorities, attachments, and certificate of service.
A request for leave to file a pleading that exceeds the
limitations prescribed in this paragraph must be
received by the Clerk of the Board at least 3 days
before the filing deadline. Such requests must give
the reasons for a waiver as well as the desired length
of the pleading and are granted only in exceptional
circumstances. The page and word limits set forth
above are maximum limits. Parties are not expected
or required to submit pleadings of the maximum
length. Typically, a well-written petition for review is
between 5 and 10 pages long.
If you file a petition or cross petition for review,
the Board will obtain the record in your case from the
administrative judge and you should not submit
anything to the Board that is already part of the
34b
record. A petition for review must be filed with the
Clerk of the Board no later than the date this initial
decision becomes final, or if this initial decision is
received by you or your representative more than 5
days after the date of issuance, 30 days after the date
you or your representative actually received the
initial decision, whichever was first. If you claim that
you and your representative both received this
decision more than 5 days after its issuance, you have
the burden to prove to the Board the earlier date of
receipt. You must also show that any delay in
receiving the initial decision was not due to the
deliberate evasion of receipt. You may meet your
burden by filing evidence and argument, sworn or
under penalty of perjury (see 5 C.F.R. Part 1201,
Appendix 4) to support your claim. The date of filing
by mail is determined by the postmark date. The date
of filing by fax or by electronic filing is the date of
submission. The date of filing by personal delivery is
the date on which the Board receives the document.
The date of filing by commercial delivery is the date
the document was delivered to the commercial
delivery service. Your petition may be rejected and
returned to you if you fail to provide a statement of
how you served your petition on the other party. See
5 C.F.R. § 1201.4(j). If the petition is filed
electronically, the online process itself will serve the
petition on other e-filers. See 5 C.F.R. § 1201.14(j)(l).
A cross petition for review must be filed within 25
days after the date of service of the petition for review.
35b
NOTICE TO AGENCY/INTERVENOR
The agency or intervenor may file a petition for
review of this initial decision in accordance with the
Board's regulations.
NOTICE OF APPEAL RIGHTS
You may obtain review of this initial decision only
after it becomes final, as explained in the “Notice to
Appellant” section above. 5 U.S.C. § 7703(a)(1). By
statute, the nature of your claims determines the time
limit for seeking such review and the appropriate
forum with which to file. 5 U.S.C. § 7703(b). Although
we offer the following summary of available appeal
rights, the Merit Systems Protection Board does not
provide legal advice on which option is most
appropriate for your situation and the rights
described below do not represent a statement of how
courts will rule regarding which cases fall within
their jurisdiction. If you wish to seek review of this
decision when it becomes final, you should
immediately review the law applicable to your claims
and carefully follow all filing time limits and
requirements. Failure to file within the applicable
time limit may result in the dismissal of your case by
your chosen forum.
Please read carefully each of the three main
possible choices of review below to decide which one
applies to your particular case. If you have questions
about whether a particular forum is the appropriate
one to review your case, you should contact that forum
for more information.
(l) Judicial review in general. As a general rule, an
appellant seeking judicial review of a final Board
36b
order must file a petition for review with the U.S.
Court of Appeals for the Federal Circuit, which must
be received by the court within 60 calendar days of the
date this decision becomes final. 5 U.S.C. §
7703(b)(1)(A).
If you submit a petition for review to the U.S.
Court of Appeals for the Federal Circuit, you must
submit your petition to the court at the following
address'
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of
Appeals for the Federal Circuit is available at the
court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners
and Appellants,” which is contained within the court’s
Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono
representation for an appeal to the U.S. Court of
Appeals for the Federal Circuit, you may visit our
website
at
httpV/www.mspb.gov/probono
for
information regarding pro bono representation for
Merit Systems Protection Board appellants before the
Federal Circuit. The Board neither endorses the
services provided by any attorney nor warrants that
any attorney will accept representation in a given
case.
(2) Judicial or EEOC review of cases involving a
claim of discrimination. This option applies to you
only if you have claimed that you were affected by an
37b
action that is appealable to the Board and that such
action was based, in whole or in part, on unlawful
discrimination. If so, you may obtain judicial review
of this decision—including a disposition of your
discrimination claims—by filing a civil action with an
appropriate U.S. district court (not the U.S. Court of
Appeals for the Federal Circuit), within 30 calendar
days after this decision becomes final under the rules
set out in the Notice to Appellant section, above. 5
U.S.C. § 7703(b)(2); see Perry v. Merit Systems
Protection Board, 582 U.S.
137 S. Ct. 1975
(2017). If the action involves a claim of discrimination
based on race, color, religion, sex, national origin, or
a disabling condition, you may be entitled to
representation by a court-appointed lawyer and to
waiver of any requirement of prepayment of fees,
costs, or other security. See 42 U.S.C. § 2000e_5(£) and
29 U.S.C. § 794a.
Contact information for U.S. district courts can be
found at their respective websites, which can be
accessed through the link belowhttpV/www.uscourts.gov/Court_Locator/Court
Websites.aspx.
Alternatively, you may request review by the
Equal Employment Opportunity Commission (EEOC)
of your discrimination claims only, excluding all other
issues. 5 U.S.C. § 7702(b)(1). You must file any such
request with the EEOC’s Office of Federal Operations
within 30 calendar days after this decision becomes
final as explained above. 5 U.S.C. § 7702(b)(1).
If you submit a request for review to the EEOC by
regular U.S. mail, the address of the EEOC is^
38b
Office of Federal Operations
Equal Employment Opportunity Commission
P.O. Box 77960
Washington, D.C. 20013
If you submit a request for review to the EEOC via
commercial delivery or by a method requiring a
signature, it must be addressed to'
Office of Federal Operations
Equal Employment Opportunity Commission
131 M Street, N.E.
Suite 5SW12G
Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower
Protection Enhancement Act of 2012. This option
applies to you only if you have raised claims of
reprisal for whistleblowing disclosures under 5 U.S.C.
§ 2302(b)(8) or other protected activities listed in 5
U.S.C. § 2302(b)(9)(A)©, (B), (C), or (D). If so, and
your judicial petition for review “raises no challenge
to the Board's disposition of allegations of a prohibited
personnel practice described in section 2302(b) other
than practices described in section 2302(b)(8) or
2302(b)(9)(A)©, (B), (C), or (D),” then you may file a
petition for judicial review with the U.S. Court of
Appeals for the Federal Circuit or any court of appeals
of competent jurisdiction. The court of appeals must
receive your petition for review within 60 days of the
date this decision becomes final under the rules set
out in the Notice to Appellant section, above. 5 U.S.C.
§ 7703(b)(1)(B).
If you submit a petition for judicial review to the
U.S. Court of Appeals for the Federal Circuit, you
39b
must submit your petition to the court at the following
address^
U.S. Court of Appeals
for the Federal Circuit
717 Madison Place, N.W.
Washington, D.C. 20439
Additional information about the U.S. Court of
Appeals for the Federal Circuit is available at the
court’s website, www.cafc.uscourts.gov. Of particular
relevance is the court’s “Guide for Pro Se Petitioners
and Appellants,” which is contained within the court’s
Rules of Practice, and Forms 5, 6, 10, and 11.
If you are interested in securing pro bono
representation for an appeal to the U.S. Court of
Appeals for the Federal Circuit, you may visit our
website
at
httpV/www.mspb.gov/probono
for
information regarding pro bono representation for
Merit Systems Protection Board appellants before the
Federal Circuit. The Board neither endorses the
services provided by any attorney nor warrants that
any attorney will accept representation in a given
case.
Contact information for the courts of appeals can
be found at their respective websites, which can be
accessed through the link belowhttp 7/www. uscourt s. gov/Court_Locator/Court
Websites, aspx^l
40b
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.