Amicus Curiae Brief — Timothy K. Moore, in His Official Capacity as Speaker of the North Carolina House of Representatives, et al., Petitioners v. Rebecca Harper, et al.
Supreme Court briefOct 24, 2022
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No. 21-1271
IN THE
Supreme Court of the United States
TIMOTHY K. MOORE, in his official capacity as Speaker of
the North Carolina House of Representatives, ET AL.,
Petitioners,
v.
REBECCA HARPER, ET AL.,
Respondents.
TIMOTHY K. MOORE, in his official capacity as Speaker of
the North Carolina House of Representatives, ET AL.,
Petitioners,
v.
NORTH CAROLINA LEAGUE OF
CONSERVATION VOTERS, INC., ET AL.,
Respondents.
ON WRIT OF CERTIORARI TO THE
NORTH CAROLINA SUPREME COURT
BRIEF OF AMICI CURIAE PROFESSORS
AKHIL REED AMAR, VIKRAM DAVID AMAR AND
STEVEN GOW CALABRESI
IN SUPPORT OF RESPONDENTS
Vikram David Amar*
University of Illinois College of Law**
504 East Pennsylvania Avenue
Champaign, IL 61820
amar@illinois.edu
(217) 244-8446
Counsel for Amici Curiae
*Counsel of Record
**University affiliation provided for
identification purposes only
Dated: October 24, 2022
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................... ii
INTEREST OFAMICI CURIAE ................................1
SUMMARY OF ARGUMENT.....................................1
ARGUMENT ...............................................................5
I.
What Core Constitutional
Question Does This Case Raise? ...........5
II.
How Does ISL Fare Under an
Originalist Lens? ...................................7
III.
Don’t ISL Critics Essentially
Ignore the Word “Legislature” in
Article I? ...............................................17
IV.
Is Empowering State Judges in
Congressional Districting
Particularly Problematic? ...................22
V.
Weren’t Legislatures Chosen
Because They Are the Most
Representative Bodies? .......................25
VI.
What About Other Provisions of
the Constitution? .................................25
VII.
What is the Proper Role for
Federal Courts Here? ..........................26
VIII. What About this Court’s Prior
Caselaw? .............................................28
IX.
What About ISL for Article II? ............30
X.
Must This Court Address ISL in
This Case? ............................................31
CONCLUSION ..........................................................32
i
TABLE OF AUTHORITIES
CASES:
Ariz. State Legislature v. Ariz. Indep. Redistricting
Comm’n, 576 U.S. 787 (2015)
......................................... 1-2, 4, 6, 15, 18, 22-25, 29
Bush v. Gore,
531 U.S. 98 (2000) ................................................. 28
Bush v. Palm Beach County Canvassing Board,
531 U.S. 70 (2000) ................................................. 29
Calder v. Bull,
3 U.S. (3 Dall.) 368 (1798) .................................... 23
Dobbs v. Jackson Whole Women’s Health Org.,
142 S. Ct. 2228 (2022) ............................................. 1
Erie R.R. Co. v. Tompkins,
304 U.S. 64 (1938) ........................................... 24, 26
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803).......................... 8, 9-10
McPherson v. Blacker,
146 U.S. 1 (1892) ................................................... 28
N.Y. State Rifle & Pistol Ass’n, Inc. v. Bruen,
142 S. Ct. 2111 (2022) ....................................... 1, 16
New York v. United States,
505 U.S. 144 (1992) ............................................... 32
Ohio ex rel Davis v. Hildebrant,
241 U.S. 565 (1916) ................................... 18, 22, 29
Rucho v. Common Cause,
139 S.Ct. 2484 (2019) ...................... 1, 22, 23, 25, 29
Smiley v. Holm,
285 U.S. 355 (1932) ........... 2, 6, 15, 18, 21-22, 29-30
ii
U.S. Term Limits, Inc. v. Thornton,
514 U.S. 779 (1995) ............................................... 17
CONSTITUTIONAL PROVISIONS:
DEL. CONST. of 1792, art. I, § 3 ................................ 13
DEL. CONST. of 1792, art. VIII, § 2 ........................... 12
GA. CONST. of 1789, art. IV, § 2 ............................... 12
KY. CONST. of 1792, art. XII, § 5 .............................. 13
KY. CONST. of 1792, art. III, § 2 ............................... 12
MASS. CONST. of 1780, ch. IV ............................. 11, 13
N.H. CONST. of 1784, pt. II ....................................... 11
N.H. CONST. of 1792, pt. I, art. XI ........................... 13
N.Y. CONST. of 1777, art. XXX ................................. 13
PA. CONST. of 1790, art. IX, § v ................................ 13
PA. CONST. of 1790, art. III, § 2 ............................... 12
S.C. CONST. of 1778, art. XXII ................................. 11
TENN. CONST. of 1796, art. III, 3………………………16
TENN. CONST. of 1796, art. XI, § 5………………….....16
U.S. CONST. art. II, § 2, cl. 2 .................................... 18
U.S. CONST. amend. XVII, § 2 .................................. 26
VT. CONST. of 1793, ch. I, art. 8................................ 13
OTHER AUTHORITIES:
3 THE RECORDS OF THE FEDERAL CONVENTION
OF 1787 (Max Farrand ed. 1911) ............................ 3
AKHIL REED AMAR, AMERICA’S CONSTITUTION:
A BIOGRAPHY (2005) .................................... 9, 23, 32
AKHIL REED AMAR, THE WORDS THAT MADE
US: AMERICA’S CONSTITUTIONAL
CONVERSATION, 1760-1840 (2021)........................... 8
iii
Vikram David Amar, Are Statutes
Constraining Gubernatorial Power to Make
Temporary Appointments to the United
States Senate Constitutional Under the
Seventeenth Amendment?, 35 HASTINGS
CONST. L.Q. 727 (2008) ........................................ 26
Vikram David Amar, (Yet) Another Reason
ISL Theory is Wrong About the Meaning of
Term State “Legislature”: The Constitution’s
References to the Federal Counterpart
— “Congress,” JUSTIA.COM (June 30, 2022) .......... 18
Vikram David Amar, Response to
Baude/McConnell on ISL, JUSTIA.COM (Oct.
17, 2022) ................................................................ 24
Vikram David Amar & Akhil Reed Amar,
Eradicating Bush-League Arguments Root
and Branch: The Article II IndependentState-Legislature Notion and Related
Rubbish, 2021 SUP. CT. REV. 1 (2022)
.......................................... 4, 7, 14, 22, 25, 27-28, 31
Steven G. Calabresi, The Vesting Clauses as
Power Grants, 88 NW. U. L. REV. 1377
(1994) ..................................................................... 19
Steven G. Calabresi, “A Government of
Limited and Enumerated Powers”: In
Defense of United States v. Lopez, 94 MICH.
L. REV. 752 (1995) ................................................. 26
Steven G. Calabresi & Joan L. Larsen, One
Person, One Office: Separation of Powers or
Separation of Personnel?, 79 CORNELL L.
REV. 1045 (1994) ................................................... 23
iv
Steven G. Calabresi & Saikrishna B. Prakash,
The President’s Power to Execute the Laws,
104 YALE L.J. 541 (1994) ...................................... 19
Steven G. Calabresi & Kevin H. Rhodes, The
Structural Constitution: Unitary Executive,
Plural Judiciary, 105 HARV. L. REV. 1153
(1992) ..................................................................... 19
STEVEN G. CALABRESI & CHRISTOPHER S. YOO,
THE UNITARY EXECUTIVE: PRESIDENTIAL
POWER FROM WASHINGTON TO BUSH (2012).......... 19
GORDON S. WOOD, THE CREATION OF THE
AMERICAN REPUBLIC, 1776–1787 (1969) ................. 8
v
INTEREST OFAMICI CURIAE 1
Akhil Reed Amar, Vikram David Amar, and
Steven Gow Calabresi are constitutional scholars and
historians who seek to aid this Court in its efforts to
practice principled constitutional decision-making
and faithful originalism.
SUMMARY OF ARGUMENT
In recent landmark rulings, this Court has
properly recommitted itself to originalism, promising
to interpret the Constitution as Americans publicly
understood the document when adopting it, with
special
attention
to
governmental
actions
immediately preceding and immediately glossing the
enacted text. Dobbs v. Jackson Whole Women’s
Health Org., 142 S. Ct. 2228 (2022); N.Y. State Rifle
& Pistol Ass’n, Inc. v. Bruen, 142 S. Ct. 2111 (2022).
Principled
originalism
compels
rejection
of
Petitioners’ claims. The more one knows about the
Constitution’s text, history, and deep structure, the
clearer it is that Petitioners must lose. Petitioners
also defy a long and consistent line of this Court’s
decisive precedents, a line that itself exemplifies
principled originalism.2
No party or party’s counsel authored or financially
supported any of this brief. The parties have consented to its
filing.
1
Ariz. State Legislature v. Ariz. Indep. Redistricting
Comm’n (“AIRC”), 576 U.S. 787, 807, 817-18 (2015) (holding that
2
the Constitution’s use of “legislature,” understood in historical
context, does not always confer power on a particular named
body but often, as in Article I, allows states to make use of their
own distinctive and dynamic lawmaking systems created by
their own constitutions); Rucho v. Common Cause, 139 S.Ct.
2484, 2507-08 (2019) (explicitly blessing the application of
substantive state constitutional limits enforced by state courts
1
Petitioners flout core tenets of the American
Founding. State constitutions—the pride and joy of
Revolutionary Americans—outranked mere state
statutes, just as the federal Constitution outranked
mere federal statutes. State supreme courts operated
as specially privileged interpreters of state laws and
state constitutions, much as this Court operated as a
specially privileged interpreter of federal laws and
the federal Constitution. The federal Constitution
confirmed the wide freedom of each state’s people, via
its state constitution, to restructure its future
governmental institutions, provided each state
remained republican in form and substance.
If the federal Constitution had intended to
severely limit a state’s future ability to reallocate
power between its own governmental branches, or
between its own voters and elected officials—or if the
federal Constitution meant to give a faraway federal
Court lacking expertise in state law carte blanche
over ordinary state-law issues—then we would expect
to see abundant evidence for these pulverizations of
the bedrock principles of 1776. Anti-Federalists would
have sounded alarms; Federalists would have had lots
in federal districting, as well as states’ creation of unelected
independent commissions for federal districting like the one
upheld in AIRC). Petitioners slight this key passage of Rucho,
which expressly endorses a major role for state courts in
congressional elections. Petitioners also all but concede (at
40n.9) that they can prevail only by overruling AIRC. This
overruling would have astonishing reverberations—logically
calling into question whether veto-pen-wielding governors are,
strictly speaking, part of the “legislature,” as they have been
understood to be for centuries, almost everywhere, for federalelection purposes. See Smiley v. Holm, 285 U.S. 355 (1932)
(Hughes, C.J.); infra note 7, pp. 20-22.
2
of explaining to do. Petitioners offer nothing close to
the massive evidence required.
And there are mountains of evidence on the
other side, namely, early state constitutions and
legislative practices. Every single state that adopted
a constitution in the critical time period (late 1777
through 1793) or that otherwise squarely addressed
the issue—nine states in all—openly contradicted
Petitioners’ vision. No state embraced this vision.
Elephants do not hide in mouse-holes, yet
Petitioners would have us believe that T-Rexes lurk
in insect-holes. In particular, Petitioners grossly
exaggerate the significance of one or two postratification politicos, whose ideas failed to carry the
day anywhere.
And then there is Petitioners’ invocation of the
alleged Pinckney Plan. The language Petitioners have
trumpeted to this Court is phony. This language was
no part of the real Pinckney Plan actually presented
to the Philadelphia Convention. Beginning around
1819, a bogus document masqueraded as the
Pinckney Plan. This bogus document was
immediately questioned by James Madison and
definitively discredited more than a century ago—
facts well known to expert historians. The true story
appears in the short Appendix to Farrand’s Records
that Petitioners cite but apparently never read to the
end. Petitioners actually lead their brief with this
fake and call this sham precursor to Article I, Section
4 “crucial[]” to their argument.3
See 3 THE RECORDS OF THE FEDERAL CONVENTION OF
1787 app. D, at 595, 601-04 (Max Farrand ed. 1911)
(summarizing the backstory of the fraudulent Pinckney Plan as
distinct from the true Pinckney Plan). Compare id. at 597 (phony
3
3
This error is important both for its own sake
and for a deeper point: Petitioners are not expert
historians—alas, not even competent ones. We do not
question their integrity but do challenge their
reliability and credibility. Every Justice should
exercise extreme caution before accepting any of
Petitioners’ assertions. Their brief is littered with
major misstatements and half-truths. (We lack space
to address them all, but highlight the biggest ones.)4
We ourselves do not claim infallibility, here or
elsewhere. Errors doubtless infect our own work. But
we do claim genuine expertise as legal scholars and
historians.5
We three speak today as blunt but true amici
curiae, and we intend to file future blunt briefs in
other cases. Proper originalism is serious business,
and the Court needs to hear from serious scholars—
especially when asked by adventurous litigants to
embrace new doctrines with vast and dangerous
implications for our republic. Today and in other
language repeatedly emphasized by Petitioners, at 2, 11, 15-16)
with 605 (most reliable reconstruction of the Pinckney Plan
containing no such language). For more on the significance of
this gaffe, see infra note 13.
4 The Court should also discount the claims of Professor
Michael Morley for reasons explained in Vikram David Amar &
Akhil Reed Amar, Eradicating Bush-League Arguments Root
and Branch: The Article II Independent-State-Legislature
Notion and Related Rubbish, 2021 SUP. CT. REV. 1, 4142&nn.102-108 (2022).
One important role for expert amici is to forcefully
counter misstatements by neophyte academics or unreliable
litigants. Cf. AIRC, 576 U.S. at 835-37 (Roberts, C.J., dissenting)
(mistakenly invoking the fraudulent Pinckney Plan, likely in
reliance on an erroneous 2005 student Note).
5
4
briefs we will advance nonpartisan positions that we
have taken as academics long before any partisan
implications could have been known. We are
dismayed that many legal scholars and academic
historians today view their scholarship as extensions
of their personal politics. By contrast, we aim to help
the Court get the law and the facts right, regardless
of whose political ox is gored. In the spirit of candor,
we offer below direct answers to the big questions
raised by the case. We also steer the Court to reliable
primary sources and secondary scholarship providing
more detail than we can offer in this brief . . . brief.
ARGUMENT
I.
What Core Constitutional Question Does This
Case Raise?
In a nutshell: ISL theory.
Less cryptically: Petitioners’ challenge is
premised on what has come to be known as the
“Independent State Legislature (ISL) Theory,” which
claims that under Article I (and also under Article II,
governing presidential elections)6 each state’s
ordinary elected legislature enjoys a federal
entitlement to have its enactments concerning
federal-election
logistics
take
full
effect
notwithstanding anything in the state constitution
that creates and bounds the legislature. ISL thus
denies the ability of states, through their
constitutions, to decide what the state legislature
shall consist of, what its procedures shall be, and
what substantive limits it must respect. ISLers also
say that, even if some state constitutional limits do
6 ISL is especially implausible in the Article II context.
See Question 9, infra.
5
legitimately constrain a given state’s ordinary elected
legislature, federal rather than state courts should
primarily interpret and apply those limits.7
Petitioners (at 24) waffle, suggesting that although
state courts cannot generally be involved in congressionalelection
regulation,
state
constitutional
features
of
gubernatorial presentment and (“perhaps”) direct democracy are
permissible. But logic is logic. If, as Petitioners claim, the
federal Constitution made a “deliberate” choice to vest
congressional-election-regulation
power
specifically
and
completely in the state’s ordinary “legislature” (which is
somehow defined other than by reference to state constitutional
provisions structuring a lawmaking system), then this choice
ousts governors, referenda, initiatives, and independent
redistricting commissions. (None were part of typical state
“legislatures” circa 1789, see infra pp. 20-22.) If, instead, as we
maintain, Article I’s reference to “legislature” preserved state
peoples’ and state constitutions’ broad discretion to restructure
their lawmaking systems post-1789, then governors, referenda,
initiatives, and commissions are all kosher ingredients—as are
state courts, if a post-1789 state constitution so decides. See
AIRC (upholding broad discretion).
Elsewhere, Petitioners (at 40n.9) in effect concede the
illogic of their waffle and openly invite overruling AIRC—a case
that in fact reached the right result via sound originalist and
doctrinal analysis. Were the Court to accept Petitioners’ radical
overture, the obvious next station on the logic train would oust
veto-pen-wielding governors from the federal election process—
a truly radical proposition overturning century-or-more-old
practice in virtually every state and undeniably violating this
Court’s unanimous and universally accepted ruling in Smiley
(1932). This would logically follow because vetoes were generally
absent from most state constitutions in 1789 and—under
Petitioners’ flatfooted faux-textualism—because “governors” are
distinct from “legislatures” today and were also distinct in 1789.
See infra pp.20-22.
7
6
II.
How Does ISL Fare Under an Originalist Lens?
Miserably.
Start with the text. What does “shall be
prescribed in each State by the Legislature thereof”
mean? In particular, what is a state “legislature” for
these purposes?
More precisely still: May a “legislature” include
a veto-pen-wielding governor? May it consist of an
independent agency, or the people themselves
engaged in direct democracy via initiatives,
referenda, conventions, or town meetings? May a
state constitution permissibly define its state
“legislature” to mean a body that must regulate
federal elections in a particular substantive manner?8
The public meaning of state “legislature” was
clear at the time of ratification: A state’s “legislature”
was not just something created to make laws on
behalf of the people; it was something created and
constrained by the state constitution.
This basic starting point—that state
legislatures were creatures of state constitutions,
creatures whose very existence and shape derived
from state constitutions—suffices to defeat ISL. As a
matter of Founding-era first principles, when Article
I refers to and empowers state “legislatures,” it means
things inherently subordinate to their state peoples
and state constitutions.
Article I takes state
Though some have suggested that this Court could
cleanly distinguish between state-constitutional procedural and
state-constitutional substantive limits on state legislatures,
such a made-up distinction in this domain is neither principled
nor workable. See Amar & Amar, supra note 4, at 18n.47.
8
7
legislatures as it finds them—that is, as defined and
limited by their parent constitutions.
The adoption of new republican state
constitutions across the American continent was a
transcendent achievement in the late 1770s,
acclaimed by Americans everywhere. These new state
constitutions were the beating heart of the American
Revolution. In a now-famous letter to his wife Abigail
on May 17, 1776, John Adams explained, with pride
and awe, the monumental import of the
Confederation Congress’s decisive vote to encourage
each state to adopt is own new constitution: A “whole
[state] Government of our own Choice, managed by
Persons who We love, revere, and can confide in, has
charms for which Men will fight.”9
So of course state constitutions were
understood as supreme over state legislatures at the
Founding! And of course state courts could—and
did—enforce these state higher laws against state
legislatures. Prominent state judicial review under
state constitutions predated the Philadelphia
Convention, The Federalist No. 78, and Marbury v.
Madison. Indeed, state constitutions formed the basic
template for the federal Constitution.10
9 See generally AKHIL REED AMAR, THE WORDS THAT
MADE US: AMERICA’S CONSTITUTIONAL CONVERSATION, 17601840, at 152–62 (2021) [hereinafter TWTMU] (“If we are to
understand what all the shouting was about in 1776—what the
main point of the conversation was—we must first ponder the
state constitutions that sprouted like so many daffodils up and
down the continent in the springtime of the New World.”);
GORDON S. WOOD, THE CREATION OF THE AMERICAN REPUBLIC,
1776–1787, at 46–132 (1969).
10
See TWTMU, supra note 9, at 181–96.
8
The language and logic of the Article VI
Supremacy Clause confirmed the supremacy of state
constitutions over mere state statutes, in the very
same breath that the clause confirmed the supremacy
of the federal Constitution over mere federal statutes.
The clause enumerated five types of law. In every
instance, the textual location of each type of law
tracked its legal rank, from highest law to lowest law:
The U.S. Constitution came first, then federal
statutes, then federal treaties, then state
constitutions, then state statutes. In that order,
textually and legally: “[1] This Constitution, and [2]
the Laws of the United States which shall be made in
Pursuance thereof; and [3] all Treaties made, or
which shall be made, under the Authority of the
United States, shall be the supreme Law of the Land;
and the Judges in every State shall be bound thereby,
any Thing in [4] the Constitution or [5] Laws of any
State to the Contrary notwithstanding.”11
Listen again, with fresh ears, to Chief Justice
John Marshall’s concluding passage in Marbury v.
Madison:
[I]n declaring what shall be the supreme
law of the land, the Constitution itself is
first mentioned, and not the laws of the
United States generally, but those only
which shall be made in pursuance of the
Constitution, have that rank. Thus, the
particular
phraseology
of
the
Constitution of the United States
confirms and strengthens the principle,
supposed to be essential to all written
AKHIL REED AMAR, AMERICA’S CONSTITUTION: A
BIOGRAPHY 299-307 (2005) [hereinafter ACAB].
11
9
Constitutions, that a law repugnant to
the Constitution is void, and that courts,
as well as other departments, are bound
by that instrument.
5 U.S. (1 Cranch) 137, 180 (1803) (emphasis added).
Now consider America’s experience under the
Articles of Confederation. In words that directly
foreshadowed the words of Article I’s Elections
Clause, the Confederation’s Article V expressly
provided that “delegates [to the Confederation
Congress] shall be annually appointed in such
manner as the legislature of each State shall direct”
(emphasis added). Between the time this text was
finalized (in November 1777) and the time the
Constitution’s essentially identical text was unveiled
(about a decade later), there were three, and only
three, states that adopted or revised their state
constitutions. Each of these three state constitutions
expressly regulated its state legislature in the
selection of Confederation congressmen. Thus, in all
three of the states that engaged in state constitutionmaking in the wake of the Articles of Confederation,
the elected state legislatures were emphatically NOT
independent.
Concretely: The 1778 South Carolina
Constitution required state lawmakers to choose
Confederation Congressmen “by ballot”; the
Massachusetts Constitution of 1780 specified the
month and manner in which the legislature had to
appoint Confederation Congressmen (June, meeting
in joint session in one room); and the New Hampshire
Constitution of 1784 prescribed the timing of
legislative action as well as the qualifications of
10
eligible Congressional delegations, among other
things.12
The words of the Articles (“in such manner as
the legislature of each State shall direct”) and the
later words of the Constitution (the “manner . . . shall
be prescribed in each State by the Legislature
thereof”) are semantically indistinguishable; the
Constitution simply echoed the Articles on this point.
If state constitutions could (and did) dictate rules for
state legislatures in the congressional-selection
process under the Articles, surely state constitutions
could likewise dictate rules for state legislatures in
the congressional-selection process under the
Constitution.13
Indeed—in deed—state constitutions did just
that. Post-ratification, state constitutions continued
to do precisely what they had done pre-ratification,
namely, regulate state legislatures in the domain of
congressional selection.
12 S.C. CONST. of 1778, art. XXII; MASS. CONST. of 1780,
ch. IV; N.H. CONST. of 1784, pt. II (clause beginning “The
delegates”). Petitioners (at 31) imaginatively imply that these
constitutional provisions violated the Articles, but cite precisely
zero persons at the Founding who said so. We call balderdash.
13 The Articles used the word “direct”; the Constitution,
“prescribe[].” These two words are essentially synonymous.
Let’s now reconsider the fake Pinckney Plan. The
Philadelphia framers never made any deliberate decision to
change Pinckney’s alleged word “state” to the word “legislature,”
as Petitioners (at 2, 11, 15-16) falsely claim and indeed deem
“crucial[].” The framers simply borrowed blandly from the
Articles’ language, which came with an anti-ISL gloss from all
the relevant state constitutions!
Oddly, Petitioners (at 31) essentially concede that “state”
and “legislature” were interchangeable in the Articles. But the
Constitution is the same as the Articles on this exact point.
11
Six of the seven state constitutions that were
adopted or revised in the Constitution’s earliest years
of operation regulated the manner of federal elections
and thereby cabined the independence of state
legislatures.14 Delaware’s 1792 Constitution required
that voters elect congressional representatives “at the
same places” and “in the same manner” as state
representatives.15 Three other state constitutions—
Georgia’s in 1789, Pennsylvania’s in 1790, and
Kentucky’s in 1792—required “all elections” to be “by
ballot” rather than viva voce. Though not singling out
congressional and presidential elections by name,
these provisions by their express terms applied to all
elections—annual elections for statewide offices, of
course, but also biennial elections for federal House
members and whatever quadrennial elections for
presidential electors might operate in the future.16
Likewise,
the
1792
New
Hampshire
Constitution and the 1793 Vermont Constitution
spoke universally in promising that “elections” of
every sort “ought to be free.” Even stronger
language—“elections shall be free and equal”—
appeared in the 1790 Pennsylvania Constitution; and
the 1792 Kentucky and Delaware Constitutions were
if anything even more categorical: “all elections
[emphasis added] shall be free and equal.” (At least
four
pre-1788
state
constitutions—Virginia’s,
The U.S. Constitution did not commence operation
until 1789. Over the next five years, seven states revised their
prior constitutions or adopted new ones: Georgia in 1789;
Pennsylvania, and South Carolina in 1790; Delaware, Kentucky,
and New Hampshire in 1792; and Vermont in 1793.
14
15 DEL. CONST. of 1792, art. VIII, § 2.
16 GA. CONST. of 1789, art. IV, § 2; PA. CONST. of 1790,
art. III, § 2; KY. CONST. of 1792, art. III, § 2.
12
Maryland’s, and North Carolina’s in 1776, and
Massachusetts’s in 1780—had similar language.)17
These clauses are obvious precursors of the language
of the current North Carolina Constitution that
Petitioners cavalierly denigrate in their Question
Presented and elsewhere (at 2) as improperly “vague.”
No early state legislature—none!—flaunted its
supposed independence by flouting its state
constitution. Petitioners do not cite a single actual
example of an early state legislature regulating
congressional elections contra its state constitution.
Petitioners do, however, cite two fake examples.18
Moreover, the two 1789 states that provided for
vetoes of general legislative action employed such
veto provisions in federal-election legislation. In
Massachusetts, bills regulating federal elections were
not enacted by the legislative houses alone but were
presented to—and subject to disapproval by—the
governor. In New York, such bills went to a Council of
Revision that included the governor and various state
judges. In these two key places—the only states with
veto rules in 1789— the legislature was thus plainly
17 N.H. CONST. of 1792, pt. I, art. XI; VT. CONST. of 1793,
ch. I, art. 8; PA. CONST. of 1790, art. IX, § v; KY. CONST. of 1792,
art. XII, § 5; DEL. CONST. of 1792, art. I, § 3.
18 Petitioners (at 32-35) are flatly wrong in suggesting
that the New York and Massachusetts legislatures violated their
state constitutions in early federal elections. These constitutions
contained no rules whatsoever governing House or Senate
elections under the Constitution. How could they? Adopted in
1777 and 1780, respectively, they predated the federal
Constitution. Petitioners have merely shown that, after 1788,
state legislatures were no longer bound by state constitutional
rules governing annual appointment to a Confederation
Congress that no longer existed. N.Y. CONST. of 1777, art. XXX
(“annually”); MASS. CONST. of 1780, ch. IV (“annually”).
13
understood from Day One as the lawmaking system.19
This is precisely the view we endorse, and the view
repeatedly and consistently embraced by this Court
over the course of a century. It is, however, precisely
contrary to Petitioners’ flatfooted, faux-textualist
view that “legislature” in Article I refers to a fixed
institution and not a lawmaking system.
In
sum:
Nine
early
states—Georgia,
Pennsylvania, South Carolina, Delaware, Kentucky,
New Hampshire, Vermont, Massachusetts and New
York—squarely rejected ISL. No early state among
the remaining six—Rhode Island, Connecticut, New
Jersey, Maryland, Virginia, and North Carolina—
embraced ISL. None of these six adopted a new
Constitution in the key time period, late 1777 through
1793. Nor did any of these six make executive or
judicial officers part of the ordinary lawmaking
process. In these six, the ISL issue never squarely
arose.
Ultimately, Petitioners offer . . . almost
nothing. They identify no evidence that any early
state ever acted on the basis of ISL ideas. They point
(at 25) to the “absence during the Early Republic of
any state-court opinion invalidating a state
legislature’s congressional map.” But if, as we believe,
state legislatures were generally and cheerfully
abiding by the constraints they (rightly) understood
state constitutions could impose, then there would of
course be nothing to see in state courts. To repeat,
Petitioners identify no affirmative state-legislative
violations.
19 Amar & Amar,
supra note 4, at 24-25.
14
Next, petitioners repeatedly assert (at 25-26)
that in the early republic “no state adopted any stateconstitutional provision that purported to control
congressional districting” and that “no state”
constitutionally regulated congressional elections
(italics in original). False! Petitioners elsewhere
concede (at 2, 35-39) the falsity of their claim,
undeniably as applied to Delaware.
Finally, Petitioners cite one or two Foundingera New York lawmakers20 who, in an irrelevant
context (see supra note 18), arguably professed
complete discretion in regulating federal elections.
Even if so, so what? New York did not enact any law
violative of the state constitution. Plus, the
legislature took pains to present its proposed laws
regulating congressional elections to a Council of
Revision that included state judges. These judges
were not part of the “legislature,” if that word is read
in flatfooted ISL fashion, but were indeed part of the
“legislature” if the word means “legislative system as
state constitutionally defined,” as we maintain and as
this Court’s binding precedents, Smiley and AIRC,
make emphatically clear.
So Petitioners’ early American evidence boils
down to this: In a country of millions, one or two
persons articulated an ISL understanding of Article I.
In the end, Petitioners point to NO government action
by ANY early state legislative or constitutional body
that necessarily reflected ISL belief; they fail to
adduce even a single example of a state legislative
Although Petitioners (at 34) say that two separate
speakers pushed ISL, the source they cite says otherwise,
attributing both comments to General Philip Schuyler.
20
15
body that, declaring independence
transgressed its state constitution.
(!),
openly
By contrast, Americans in every state where
the ISL issue arose in the 1780s and early 1790s did
not simply speak, but ACTED, directly contrary to
ISL tenets. These official actions involved hundreds
of government decisionmakers who NECESSARILY
rejected ISL. If ISL were the background
understanding of the words of Article I (and the
nearly identical words of the precursor Articles of
Confederation), then there would have been massive
recorded pushback in many places. But no dogs
barked.
A quick originalist addendum: Petitioners
invoke episodes many decades after ratification. This
history must be discounted appropriately. See Bruen,
142 S. Ct. at 2163 (Barrett, J., concurring) (“How long
after ratification may subsequent practice illuminate
original public meaning?”). Also, in any assessment of
evidence after 1793 —the closing date of our analysis
here21—the Court should give great weight to the
many later state constitutions emulating the early
state-constitutional practice we have highlighted
today. See Brief of Non-State Respondents (forcefully
rebutting Petitioners’ grossly misleading counts).22
21 This closing date—marking the fifth anniversary of
the Constitution’s launch in 1788-89—is not cherry-picked for
argumentative advantage. In fact, in 1796, Tennessee, became
the tenth state (out of ten) with an anti-ISL Constitution and the
tenth that strongly foreshadowed the very language of the North
Carolina constitutional clause at issue today—a clause
Petitioners mock as “vague” in their Question Presented. See
TENN. CONST. of 1796, art. III, §3; art. XI, § 5.
We suggest that Joseph Story’s mistaken pro-ISL
remarks in 1820—issued nonjudicially and impromptu, without
22
16
III.
Don’t ISL Critics Essentially Ignore the Word
“Legislature” in Article I?
Au contraire, we better explain this word than
do ISLers, who rip it from its historical and structural
context.
The word “legislature” did not float freely—
independently—in the eighteenth-century air.
Rather, the word was grounded in Founding-era law
and theory: A “legislature” was a creature of its
master constitution.
Consider the federal legislature. Nobody thinks
that the simple word “Congress” in the Constitution
enables the federal legislature to ignore its master
Constitution or its companion federal Supreme Court
specially tasked with enforcing its master
Constitution. So too, a state legislature is
presumptively bound by its master state constitution
and companion supreme court.
The word “Congress” appears in the federal
Constitution over 60 times. Context makes clear that
the word sometimes describes the House and Senate,
but not the President (as when the Constitution
discusses the “sessions” of Congress, or the
President’s provision of information to Congress). But
more often, “Congress” means House and Senate
adversarial briefing or extended deliberation—deserve little if
any weight. A towering figure, Story nonetheless erred on many
federal/state power issues: He wrongly championed a general
federal common law, wrongly embraced a federal common law of
crimes, wrongly overrode legitimate state free-soil rules, and
wrongly suggested that lower federal courts were
constitutionally required. Story’s off-the-cuff 1820 remarks are
of a piece with this pattern of error. See U.S. Term Limits, Inc.
v. Thornton, 514 U.S. 779, 856 (1995) (Thomas, J., dissenting)
(offering a similar critique of Story).
17
acting with the President via lawmaking, whether or
not the document specifies that “Congress” must act
“by law.” In many important contexts, the word
“Congress,” even without the “by law” qualifier, has
been properly understood—thanks to history,
structure, and context—to mean a lawmaking system
rather than a particular institution.23
Ditto for the Constitution’s various references
to a given state’s “legislature.” In context, this word
often means a state’s lawmaking system—as this
Court has repeatedly held in a century-old line of
cases. Ohio ex rel Davis v. Hildebrant, 241 U.S. 565
(1916) (White, C.J.); Smiley (1932) (Hughes, C.J.);
AIRC (2015).
Consider also the executive heads of
departments. “Congress may by Law vest the
Appointment of such inferior Officers, as they think
proper, in the President alone, in the Courts of Law,
or in the Heads of Departments.” U.S. CONST. art. II,
§ 2, cl. 2. Imagine that Congress passed a law vesting
appointment power for an assistant Attorney General
in the Attorney General, the head of the Justice
Department. Would sensible interpreters argue that
the President lacked power to direct the AG
concerning the appointment? No, even though the
Constitution distinguishes here between the
“President” and “Heads of Departments.” Everyone
would concede presidential power to cabin AG power
here. No one would read “Heads of Departments” to
mean “Independent Heads of Departments.”
(Yet) Another Reason ISL Theory
is Wrong About the Meaning of Term State “Legislature”: The
Constitution’s References to the Federal Counterpart
— “Congress,”
JUSTIA.COM
(June
30,
2022)
https://bit.ly/3s2iymR. See also AIRC, 576 U.S. at 808.
23 Vikram David Amar,
18
IHD theory—to coin a phrase—makes no sense
because there exists a backdrop principle of unitary
executive power over executive department heads.24
The president is his underlings’ master. Likewise,
there exists a backdrop principle that state
constitutions are masters of state legislatures. Both
backdrop principles appear explicitly in the federal
Constitution: The emphatic Article II Vesting Clause
repudiates IHD, and the five-tiered Article VI
Supremacy Clause repudiates ISL.25
But the stubborn question remains: Why did
the Founders write the Election Clause as they did,
reiterating the Articles of Confederation’s specific
reference to each state’s “legislature”? And more
pointedly: Does our reading make this word
meaningless?
Not at all.
The framers focused most intently on the
issues of the 1780s, not the 2020s. In 1787, the word
“legislature” identified an extant off-the-shelf
lawmaking apparatus in every state. The word
offered a comforting textual continuity with the
Articles (as glossed by the three key mid-1780s state
constitutions we have highlighted) and cohered with
democratic principles. Most important of all: The
24 See generally STEVEN G. CALABRESI & CHRISTOPHER
S. YOO, THE UNITARY EXECUTIVE: PRESIDENTIAL POWER FROM
WASHINGTON TO BUSH (2012); Steven G. Calabresi & Saikrishna
B. Prakash, The President’s Power to Execute the Laws, 104
YALE L.J. 541 (1994); Steven G. Calabresi & Kevin H. Rhodes,
The Structural Constitution: Unitary
Judiciary, 105 HARV. L. REV. 1153 (1992).
Executive,
Plural
The Vesting
Clauses as Power Grants, 88 NW. U. L. REV. 1377 (1994); On
Article VI, see supra text at note 11.
25 On Article II, see Steven G. Calabresi,
19
word cleanly jumpstarted the upcoming 1789 federal
election in most jurisdictions. In eleven states,
executives and judges were wholly outside the regular
lawmaking apparatus, but various executives and
judges nonetheless sometimes participated in
elections and appointments for state officials. In these
eleven states, Article I made clear that such
executives and judges would not make the rules for
the first federal elections. Had Article I said “state”
instead of “legislature,” there might have been more
ambiguity (and possible infinite-regress issues: who
within a “state” would decide who would decide?) in
the first federal elections in various places.
“Legislature” was a handy specification in 1789.
But as previously noted, there was one final
wrinkle to be ironed out in two key states: Did
“legislature” mean an institution (like the Congress
without the President) or a lawmaking system (like
Congress acting with the President)? In eleven states,
these two interpretations converged in result; the
institution known as the “legislature” made the laws,
and no one outside this institution participated in the
lawmaking system. But in two states—
Massachusetts and New York—executives (and in
New York, judges too) were indeed part of the
ordinary lawmaking system in 1787, via a defeasible
veto.
Were these actors—who were surely legislative
in function but arguably not legislature-ish in name—
part of the “legislature” within the original meaning
of Article I? In both states, these actors were indeed
part of the first federal elections! The Founding
generation understood “legislature” here to mean not
an institution, but a lawmaking system. This is
precisely the definition we endorse, and precisely the
20
definition this Court has used for more than a
century. (The Smiley case is especially decisive,
holding that a veto-pen-wielding governor is indeed
part of the Article I “legislature.”) Petitioners (at 3235) highlight the first federal elections in
Massachusetts and New York. But the actual practice
in these two states—the only two states where the
issue arose in 1789—utterly destroys Petitioners’
flatfooted definition of “legislature” as an institution
and not as a lawmaking system. See Smiley, 285 U.S.
at 369-70 (stressing this exact point about these two
states in 1789).
Under a proper originalist understanding of
“legislature,” each state’s people, acting though its
state constitution, retained broad power to redefine
the legislative system for all subsequent elections—
for example, by adding a gubernatorial veto to the
ordinary 1780s legislative system or by adopting an
alternative or supplemental legislative device, such
as initiative or referendum.
Note also that even as Revolutionary
Massachusetts gave its governor a personal veto pen
and thus made him and him alone, in effect, a third
lawmaking branch, New York’s governor shared veto
power with judges. But judges are the very actors
Petitioners wrongly contend cannot generally be
involved in federal-election policymaking!
Today, every state governor enjoys one-person
veto power, à la Revolutionary Massachusetts. And
Article I is understood in every state—and by this
Court, unanimously, in the 1932 Smiley case—to
include the governor as part of the “legislature” for
congressional-election purposes. Thus, in twelve of
the original thirteen states, the “legislature” today
21
refers to a different institutional cluster than it did in
the 1780s. This result has come about because Article
I from Day One has respected the broad power of state
constitutions to redefine from time to time the
contours of their respective “legislatures.” The word
“legislature” must be—and in fact is, everywhere and
uncontroversially—understood dynamically, not
statically.
At any given moment, the “legislature” of a
state for Article I purposes is thus whatever the state
people, via their state constitution and consistent
with republican-government principles, say the
“legislature”—or more precisely, the state’s
lawmaking system—is.26
This Court has said just that, and recently, in
the landmark AIRC case, whose core insight was
expressly endorsed in the even more recent and highprofile Rucho case. See supra note 2. These cases in
turn built squarely on earlier landmark cases—
Smiley (1932) and Hildebrant (1915)—stretching
back a full century. Each of these early landmark
rulings was unanimous. Each opinion issued from
this Court’s Chief Justice.
IV.
Is Empowering State Judges in Congressional
Districting Particularly Problematic?
No, although we appreciate why people steeped
in federal-courts jurisprudence might think so. From
the 1700s to the present, the relationship between
state legislatures and state courts has been very
different than the relationship between Congress and
federal courts.
26 Amar & Amar,
supra note 4, at 17-26.
22
At the Founding, many state judges had
powerful legislative roles. As noted above, New York’s
top judges, sitting in a Council of Revision with the
state executive, had a veto over ordinary legislation.
Also, state legislators at times had judicial roles.
Influenced by the British House of Lords, some states
at the Founding vested high judicial duties in the
state legislature’s upper chamber or the legislature as
a whole. See Calder v. Bull, 3 U.S. (3 Dall.) 368 (1798).
The super-strict distinction that ISLers rely upon—a
sharp delineation between state legislatures and
state courts—simply did not exist.27
Reflecting this Revolutionary-era landscape,
the U.S. Constitution did not generally prevent a
state from giving lawmaking and adjudicative power
to the same body. The Constitution has always
allowed a state to have two supreme courts or two
legislatures. (Today, Texas has two supreme courts
and many states split legislative power between an
ordinary
legislature
and
a
special
initiative/referendum process.) The Constitution also
allows a state to make its supreme “court” its supreme
“legislature” or vice versa, as this Court’s members
said long ago in Calder v. Bull.
Even now, state courts are often more like
ordinary legislatures than are unelected independent
redistricting commissions, which the Court explicitly
upheld in AIRC and blessed in Rucho. State judges
are often elected, and they openly fashion commonlaw policy. In one of the twentieth century’s most
See Steven G. Calabresi & Joan L. Larsen, One
Person, One Office: Separation of Powers or Separation of
Personnel?, 79 CORNELL L. REV. 1045, 1070n.116 (1994). ACAB,
supra note 11, at 210.
27
23
iconic cases, Justice Brandeis was emphatic:
“[W]hether the law of the State shall be declared by
its Legislature in a statute or by its highest court in a
decision is not a matter of federal concern.” Erie R.R.
Co. v. Tompkins, 304 U.S. 64, 78 (1938).
Petitioners turn federalism on its head when
they stymie states’ ability to restructure their
governments as they see fit. Petitioners take a clause
designed to respect and involve states and turn it into
a clause straitjacketing states and wrongly
aggrandizing one faraway federal court that could
never be expert on the unique laws of each state.
Although the Chief Justice’s dissent in AIRC
tried to distinguish between state devices that
supplement the ordinary state legislature and those
that supplant it, the AIRC Court correctly rejected
this distinction, which cannot be squared with Article
I’s text. If “legislature” is read flatfootedly à la
Petitioners, then any “mere” supplementation of
modern bicameral “legislatures” (even by governors,
to say nothing of auxiliary commissioners or judges)
would violate the (flatfootedly-defined) “legislature’s”
power to “prescribe”—to call the shots. If, instead, as
we maintain, “legislature” means the lawmaking
system established by the state constitution, then
even a supplanting redistricting commission or state
court is permissible.28
If a state constitution can leave redistricting to
the elected legislature but prescribe every jot and
tittle of the criteria and process the legislature must
See Vikram David Amar, Response to
Baude/McConnell on ISL, JUSTIA.COM (Oct. 17, 2022)
28
https://verdict.justia.com/2022/10/17/response-to-baudemcconnell-on-isl.
24
use, the state constitution must also be allowed to
generously
empower
other
institutions
for
29
redistricting purposes.
More recently in Rucho, the Court doubled
down on AIRC, in an opinion by the Chief Justice
himself, joined by both of the remaining AIRC
dissenters (Justices Thomas and Alito), plus Justices
Gorsuch and Kavanaugh. 139 S. Ct. at 2507-08.
V.
Weren’t Legislatures Chosen Because They
Are the Most Representative Bodies?
This structural argument boomerangs.
If a state’s legislature is preferred because it
answers to the state’s voters, then what is being
privileged is the sovereignty/will of the state’s people,
not the legislature per se. If the people of a given state
decide that the best way to effectuate their will is by
creating or amending their state constitution to
constrain or restructure legislative power, contra ISL,
then
that
state-constitutional
decision
actually promotes the underlying values of popular
sovereignty and federalism.
VI.
What About
Constitution?
Other
Provisions
of
the
They may well be different.
Unlike Articles I and II, some constitutional
provisions use specific language that reflects specific
historical concerns with some state governmental
institutions vis-à-vis others.
For example, Section 2 of the Seventeenth
Amendment, in a single sentence, pointedly
29
See Amar & Amar, supra note 4, at 31-35.
25
differentiates between the legislatures and executive
authorities of states, and confers appointment powers
only on the latter. As one of us (Vikram Amar) has
shown elsewhere, leading proponents of that
Amendment publicly voiced concerns about
malapportionment and the racial discrimination it
often reflected. These specific concerns help explain
an express Seventeenth Amendment preference for
governors over state legislatures in filling Senate
vacancies. (Governors, elected statewide, were
immune
from
gerrymandering
and
malapportionment.)30
But no comparably pointed linguistic contrast
between a state legislature and other state organs—
much less between a state legislature and the state
constitution that creates it—exists in Articles I and
II. Nor is there any meaningful history to support
such distinctions.
VII.
What is the Proper Role for Federal Courts
Here?
A limited one, resting on bedrock principles
underlying Erie and the Tenth Amendment.31
Generally, federal courts should intervene only
when state judges so grossly misinterpret state law
30 U.S. CONST. amend. XVII, § 2 (“When vacancies
happen . . . the legislature of any State may empower the
executive thereof to make temporary appointments. . ..”); see
Vikram David Amar, Are Statutes Constraining Gubernational
Power to Make Temporary Appointments to the United States
Senate Constitutional Under the Seventeenth Amendment? , 35
HASTINGS CONST. L.Q. 727, 744-50 (2008).
See Steven G. Calabresi, “A Government of Limited
and Enumerated Powers”: In Defense of United States v. Lopez ,
31
94 MICH. L. REV. 752, 800-01 (1995).
26
that their conduct when applied to state elections
violates due process or other rule-of-law principles.32
What might seem at first blush to a federal
court as state-court overreaching might in fact be
proper under that state’s legal and interpretive
traditions. There is no general federal common law of
state constitutional interpretation (or state
legislative interpretation or state common-law
interpretation).
The test cannot be whether a state supreme
court is suitably “textualist,” as some members of this
Court might seek to define textualism. A given state
legislature, the state people who elect that state
legislature, and the spirit of that state’s overarching
state constitution that gave birth to and sustains that
state legislature might well prefer a state-law
jurisprudence that is more purposive, or
structural/holistic,
or
precedent-based,
or
representation-reinforcing, or democracy-promoting,
or canon-driven, than relentlessly textual.
Petitioners seductively urge this Court to
intermeddle in the name of the state legislature,
which may well prefer a different interpretive method
than the one favored by Petitioners, see Question 10,
infra.
If state justices err, they are subject to
correction by state legal actors. But not so if this
Court errs. North Carolina state judges were picked
by North Carolinians. This Court’s members were
not. (Have any of the current justices taken the North
Carolina bar or practiced law in North Carolina?) As
32 For elaboration,
see Amar & Amar, supra note 4, at
48-49.
27
tempting as a large federal judicial role might be, it
runs afoul of Federalism 101.33
Indeed, Petitioners violate federalism’s first
principles in at least three distinct ways. First,
Petitioners twist a clause designed to affirm states’
rights into a proposed doctrine sharply limiting a
state people’s ability to structure its own legislative
system—its general right to redesign its “legislature”
as it sees fit. Second, Petitioners deny that state
supreme courts are the definitive interpreters of state
law. Third, Petitioners fail to recognize that even
when the U.S. Constitution builds on state laws and
state institutions, federal courts must generally defer
to good-faith state-court interpretations of state
law.34
In short, Petitioners are urging on this Court a
massive national power grab. In response, the Court
should remain true to bedrock principles of federalism
and institutional modesty.
VIII. What About this Court’s Prior Caselaw?
Definitive
Petitioners.
caselaw
cuts
hard
against
Petitioners (at 41) invoke language from
McPherson v. Blacker, 146 U.S. 1 (1892), but the
cryptic language from this case is rank dicta, and
confused dicta at that.35 The hurried pace of litigation
in Bush v. Gore, 531 U.S. 98 (2000) prompted
mistakes by three Justices, whose views were rejected
33
See Amicus Br. of Conference of Chief Justices.
34 Amar & Amar,
35
supra note 4, at 29n.71.
Id. at 30-31.
28
by a Court majority that day.36 The earlier Bush v.
Palm Beach County Canvassing Board, 531 U.S. 70
(2000), decided precisely nothing on the merits.37
By contrast, three other cases—Hildebrant,
Smiley, and AIRC—directly rejected earlier ISL
claims brought before this Court. All three squarely
held that in Article I, a state’s “legislature” means its
entire legislative system as defined by its master
state Constitution.38 Even more recently, this Court’s
high-profile Rucho opinion went out of its way to
embrace AIRC. Save for Justices Barrett and
Jackson, every member of the current Court has
authored or joined a Court opinion directly
repudiating ISL.39
There is no way Hildebrant, Smiley, and AIRC
could have come out the way they did—or Rucho been
written the way it was—if ISL were valid.
Petitioners all but admit (at 40 n.9) they can
win only if AIRC is overruled. But then, Smiley and
governors’ veto pens would logically be the next to
go.40
Such a direct assault on Smiley’s unanimous,
venerable, correctly decided, nonpartisan, and deeply
entrenched ruling would be catastrophic for the
country, the Constitution, and this Court.
36
Id. at 8-9, 17-33.
37
Id. at 15.
38
Id. at 31-35
39
Id. at 33-36. See also supra note 1, pp. 24-25.
40
See supra note 7.
29
IX.
What About ISL for Article II?
Although not at issue in this case, Article II
may be on the Court’s mind, given that many have
assumed that ISL works the same for Articles I and
II. In fact, were Petitioners’ convoluted logic to prevail
for Article I, ISL for Article II would necessarily fail.
For presidential electors, Article II provides
that “[e]ach state shall appoint [electors], in a manner
the legislature thereof may direct.” Unlike Article I,
Article II makes each state, not “the legislature
thereof” the empowered actor. That is, “each state”—
not each state “legislature” —is authorized and
obligated to appoint presidential electors.
True, Article II mentions “legislatures,” but
says only that state legislatures “may”— not “shall”
or “must”— direct the manner of elections.
So even if “legislature” somehow were to mean
an “unconstrained” or “independent” body, rather
than a lawmaking system, the words of Article II by
their very terms do not require that this be the body
that adopts presidential-selection regulations.
Attempting to compensate for their lack of
serious originalist arguments, Petitioners fixate on
(their awkward interpretation of) the word
“legislature” in Article I. Consistency demands that
they must fixate equally on the facts that Article II
empowers “each state” and not each state’s
“legislature” and that Article II says that state
legislatures “may”—but need not—be involved.
To be clear, we are not suggesting that ISL
works for Article I but not for Article II. It doesn’t
30
work for either.41 But were this Court to embrace ISL
for congressional elections, this embrace could be
based only on a very particular, faux-textualist, way
of parsing Article I. Neutral principles would then
require the same judicial parsing of Article II, which
in turn would doom ISL for Article II. This is not what
Petitioners would want; but they would be hoisted by
their own petard.42
X.
Must This Court Address ISL in This Case?
No.
This Court could instead affirm on the narrow
ground that the North Carolina Supreme Court has
concluded that the North Carolina legislature has
chosen to enlist state courts in guaranteeing that
congressional elections in the state conform to state
constitutional principles. Even if the North Carolina
constitution somehow does not apply of its own force,
it applies because the state legislature has
incorporated it by reference.43 If this Court has any
doubt about this, it could remand to the court below
for clarification.
Even if a state legislature were somehow free
to ignore its parent state constitution, that legislature
could surely choose to abide by that constitution and
to invite state courts to enforce that constitution as
the backdrop of all election-law statutes, state and
federal.44 The North Carolina legislature has
41 See Amar & Amar,
supra note 4, passim.
42 Petitioners expressly concede (at 2) they would lose if
Article I empowered “each state.”
43
See Amar & Amar, supra note 4, at 26-30.
44 An analogy: Even though the Federal Rules of Civil
Procedure do not directly apply of their own force to states, a
31
seemingly done that, by conferring jurisdiction on its
state courts to entertain claims of constitutional
violation in both federal and state elections.
Suppose that the North Carolina legislature
had passed a hyper-explicit statute unambiguously
specifying that the state constitution’s election-law
principles, as definitively construed by the state
supreme court, should apply to all federal elections,
and that the state supreme court should disregard
any statutory language inconsistent with the state
constitution. If so, surely the North Carolina Supreme
Court could have done what it did in this case.45
The question thus becomes: Are the North
Carolina jurisdictional enactments in the present
case best interpreted as functionally identical to our
hypothetical statute? This is a pure question of state
law for the North Carolina Supreme Court.
CONCLUSION
We respectfully urge this Court to affirm the
judgment below.
state legislature could choose to apply these Rules in state courts
by incorporating them by reference.
We reject Petitioners’ assertions (at 12, 44-48) that
this would violate nondelegation principles. Whether some state
constitutional nondelegation principle applies is a question for
North Carolina courts. Any new-minted federal rule that state
legislatures may be commandeered into federal service and may
not enlist the help of others would intrude enormously on state
autonomy, as guaranteed by the Tenth Amendment, the
Republican Government Clause, and basic principles of
federalism. Cf. New York v. United States, 505 U.S. 144 (1992).
45
32
Respectfully submitted,
Vikram David Amar*
University of Illinois College of Law**
504 East Pennsylvania Avenue
Champaign, IL 61820
amar@illinois.edu
(217) 244-8446
Counsel for Amici Curiae
*Counsel of Record
**University affiliation provided for
identification purposes only
Dated: October 24, 2022
33
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.