Petition for Writ of Certiorari — Jay J. John, Petitioner v. Deutsche Bank National Trust Company, et al.
Supreme Court briefMar 11, 2022
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Case No.
In the Supreme Court of the
United States
JAY J. JOHN ,
Appellant-Petitioner,
v.
QUALITY LOAN SERVICE CORP. et al.,
Appellee-Respondent.
On Petition for Writ of Certiorari from the
Ninth Circuit Court of Appeals Case No. 20-35843
PETITION FOR WRIT OF CERTIORARI
SCOTT E. STAFNE , Counsel of Record
STAFNE LAW Advocacy & Consulting
239 North Olympic Avenue
Arlington, WA 98223
360.403.8700
scott@stafnelaw.com
i
QUESTIONS PRESENTED
Recently this Court has reminded judges that federal courts are based on the adversary system of justice.
“That is, we rely on the parties to frame the issues for
decision and assign to courts the role of neutral arbiter
of the matters the parties present.”
Unfortunately, the Ninth Circuit continues to have
difficulty applying this principle; both as one governing
its own decision-making with regard to issues which are
appropriate for decision on appeal and as to the standard of review which should be applied to a trial court’s
exercise of judicial power.
This case presents the following issues:
1. Must a district court decide a motion based on
those judicial inquiries framed by the movant and
his adversaries by applying the legal contentions of
the adverse parties to those facts the district court
finds to exist based on the parties’ presentations?
2. Whether structural aspects of our constitutional
government required a district court to consider
an attorney’s contentions that he is entitled to withdraw from a case or obtain an indefinite continuance to respond to a Motion to Dismiss based on
his State’s emergency regulations applicable
to COVID-19, his susceptibility to that infection,
and his inability to competently represent his client
without such a delay?
ii
PARTIES TO THE PROCEEDINGS
Plaintiff is Jay J. John, the Appellant below and
Plaintiff in the district court. His wife, who was not
named in the Complaint, has a community property interest in the home the underlying complaint was filed to
protect.
Respondents are Deutsche Bank National Trust
Company and Nationstar Mortgage, d/b/a/ Mr. Cooper.
They were Appellees below and Defendants before the
district court .
Quality Loan Service Corp. of Washington was a
nominal Defendant in the district court.
iii
RELATED PROCEEDINGS
United States Court of Appeals (9th Cir.)
John v. Deutsche Bank National Trust Company
et al., No. 20-35843 (October 13, 2021)
United States District Court (E.D. Wash.)
John v. Quality Loan Serv. Corp. et al., DC
No. 4:20-cv-05008-SAB (May 4, 2020)
iv
TABLE OF CONTENTS
QUESTIONS PRESENTED .......................................... i
PARTIES TO THE PROCEEDINGS .......................... ii
RELATED PROCEEDINGS ....................................... iii
PETITION FOR A WRIT OF CERTIORARI ............ 1
DECISIONS BELOW..................................................... 1
JURISDICTION .............................................................. 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ........................................... 2
STATEMENT OF THE CASE ..................................... 3
REASONS FOR GRANTING THE PETITION ...... 21
A. Review should be granted because the lower
courts failed to conduct a judicial inquiry ................ 21
B. In the United States judicial system motions
should be decided based on the presentations of
adverse parties ............................................................. 22
1. Judicial Neutrality ............................................ 24
2. Adversary System ............................................. 27
C. Supervisory Review is Appropriate ..................... 29
CONCLUSION .............................................................. 34
Table of Appendices ................................................ 1a, 2a
Appendix 1: Memorandum .......................................3a–6a
v
Appendix 2: Order Granting Extension of Time ......... 7a
Appendix 3: Order .....................................................8a, 9a
Appendix 4: Order Granting Motion to Dismiss for
Failure to State a Claim ........................................10a–21a
Appendix 5: Order Denying Motion to Withdraw and
Granting Motion for Extension of Time to Respond to
Motion to Dismiss ..................................................22a–25a
Appendix 6: Motion to Withdraw as the Attorney for
Plaintiffs Pursuant to LCivR 83.2(D)(4) .............26a–38a
Appendix 7: Declaration of Scott E. Stafne in Support
of His Motion to Withdraw as the attorney for
Plaintiffs Pursuant to LCivR 83.2(d)(4) ..............39a–52a
Appendix 8: Constitutional Provisions ....................... 53a
Appendix 9: Proclamation by the Governor High-Risk
Employees–Workers’ Rights 20-46.1 ................. 54a–59a
Appendix 10: Proclamation by the Governor Amending
Proclamations 20-25 ..............................................60a–68a
Appendix 11: Bank receipt........................................... 69a
vi
TABLE OF AUTHORITIES
Federal Cases
Ashcroft v. Iqbal,
556 U.S. 662, 129 S. Ct. 1937, 173 L. Ed. 2d 868
(2009) .......................................................................... 16
Biden v. Missouri,
142 S. Ct. 647, 211 L. Ed. 2d 433 (2022) ........... 20, 31
Bond v. United States,
564 U.S. 211, 131 S. Ct. 2355, 180 L. Ed. 2d 269
(2011) .......................................................................... 31
Castro v. United States,
540 U.S. 375, 124 S. Ct. 786, 157 L. Ed. 2d 778
(2003) .......................................................................... 29
Fletcher v. Peck,
10 U.S. (6 Cranch) 87, 3 L. Ed. 162 (1810) ............. 25
Greenlaw v. United States,
554 U.S. 237,128 S. Ct. 2559, 171 L. Ed. 2d 399
(2008) ..................................................................... 17, 28
Gte Sylvania v. Consumers Union of U.S.,
445 U.S. 375, 100 S. Ct. 1194, 63 L. Ed. 2d 467
(1980) .......................................................................... 24
vii
Hollingsworth v. Perry,
558 U.S. 183, 130 S. Ct. 705, 175 L. Ed. 2d 657
(2010) .......................................................................... 22
In re Murchison,
349 U.S. 133, 75 S. Ct. 623, 99 L. Ed. 942 (1955) ... 25
Ivey v. Bd. of Regents,
673 F.2d 266 (9th Cir. 1982) ..................................... 19
Jacobson v. Massachusetts,
197 U.S. 11, 25 S. Ct. 358 (1905) .............................. 15
Nat’l Fed’n of Indep. Bus. v. DOL, OSHA,
142 S. Ct. 661, 211 L. Ed. 2d 448 (2022) ........... 20, 31
Navy Seal 1 v. Austin,
No. 8:21-cv-2429-SDM-TGW, 2022 U.S. Dist.
LEXIS 31640 (M.D. Fla. Feb. 18, 2022) ................ 20
Prentis v. Atl. Coast Line Co.,
211 U.S. 210, 29 S. Ct. 67, 53 L. Ed. 150 (1908) ..... 21
S. Bay United Pentecostal Church v. Gavin Newsom
140 S. Ct. 1613, 207 L. Ed. 2d 154 (2020) ................15
Sambrano v. United Airlines, Inc.,
No. 21-11159, 2022 U.S. App. LEXIS 4347
(5th Cir. Feb. 17, 2022) ............................................. 20
viii
Sprint Commc’ns Co., L.P. v. APCC Servs.,
554 U.S. 269, 128 S. Ct. 2531, 171 L. Ed. 2d 424
(2008) .......................................................................... 23
Steel Co. v. Citizens for a Better Env't,
523 U.S. 83, 118 S. Ct. 1003, 140 L Ed. 2d 210
(1998) .................................................................... 23-24
TransUnion L.L.C. v. Ramirez,
141 S. Ct. 2190, 210 L. Ed. 2d 568 (2021) ............... 23
Tumey v. Ohio,
273 U.S. 510, 47 S. Ct. 437, 71 L. Ed. 749 (1927) ... 25
United States v. Campbell,
No. 16-10128, 2022 U.S. App. LEXIS 4317
(11th Cir. Feb. 16, 2022) ..................................... 27, 28
United States v. Sineneng-Smith,
140 S. Ct. 1575, 206 L. Ed. 2d 866 (2020) .......passim
Wood v. Milyard,
566 U.S. 463, 132 S. Ct. 1826, 182 L. Ed. 2d 733
(2012) .......................................................................... 28
Constitutional Provisions
U.S. Const. art. III .................................................passim
U.S. Const. amend. V ....................................................25
U.S. Const. amend. X ....................................................... 2
ix
U.S. Const. amend. XIV ............................................... 25
Federal Statutes
28 U.S.C. § 1254 ............................................................... 1
State Statutes
Wash. Rev. Code § 43.06.220 .......................................... 5
Rules
E.D. Wash. Local Civil Rule 7 ......................................... 7
Fed. R. Civ. P. 12(b)(6) .................................................... 7
Fed. R. Civ. Pro. 7 .......................................................... 10
Supreme Court Rule 10 ................................................. 22
Other Authorities
Blume, F., Annotated Justinian Code,
2nd edition, online: University of Wyoming ..... 25, 26
Clifford S. Fishman, Old Testament Justice,
51 Cath. U. L. Rev. 405 (2002) ................................. 25
Code Just. 3.5.1
(Emperors Valens, Gratian, Valentinian) (376) ..... 25
Day v. Savage,
Hobart (3d ed. i67i)85(K.B. 1614) ........................... 26
x
Dr. Bonham’s Case,
8 Colo. 107a, 118a, 77 Eng. Rep. 638 (C.P. 1610) .. 26
Earl of Derby’s Case,
12 Co. Rep. 114, 77 Eng. Rep. 1390 (K.B. 1614) ... 26
Garner, B. Black, H. C.,
Black’s Law Dictionary (10th ed. 2014) .................. 28
Gelinas, F., The Dual Rationale of Judicial Independence
(March 23, 2011). Constitutional Mythologies: New
Perspectives on Controlling the State, Alain Marciano,
ed., New York: Springer, 2011 , (2011) .................. 24, 26
Gerber, D.,
A Distinct Judicial Power: The Origins of an Independent Judiciary, 1606–1787
(Oxford Univ. Press 2011) ....................................... 24
Hamilton, A., Federalist Paper No. 80 (1788) ............. 27
Madison, J., Federalist Paper No. 10 (1787)
......................................................................... 23, 26, 32, 33
Madison, J., Federalist No. 51 (February 8, 1788) ....33
Resnik, J., Managerial Judges,
96 Harv. L. Rev. 374, 380-81 (1982) ........................ 27
1
PETITION FOR A WRIT OF CERTIORARI
Jay J. John, Appellant below, respectfully petitions for a writ of certiorari to review the judgment of
the United States Court of Appeals for the Ninth Circuit
in this case.
DECISIONS BELOW
The Memorandum decision of the Ninth Circuit
Court of Appeals is not reported, but is reproduced at
Pet. App. 1 at 3a–6a. The Order denying the petition for
panel rehearing and en banc review is not reported, but
is reproduced at Pet. App. 3 at 8a–9a.
The district court’s Order granting Johns adversaries’ Motion to Dismiss for failure to state a claim is
not reported, but is reproduced at Pet. App. 4, at 10a–
21a. The district court’s order entitled “Order denying
John’s counsel’s motion to withdraw and granting motion for extension of time to respond to Motion to Dismiss” is also not reported, but is reproduced at Pet. App.
5 at 22a–25a.
JURISDICTION
The jurisdiction of this Court is invoked under 28
U.S.C. § 1254(1) as this Petition is being timely filed as
per the Order by Justice Kagan extending the time to
file this petition to 150 days after denial of John’s request for en banc review. See Pet. App. 2 at 7a.
2
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
This case is based on the Separation of Powers and
Federalism structures of our government. The text of
Article III, §§ 1 and 2, and the text of the Tenth Amendment are set forth in the Pet. App. 8 at 53a.
There is no dispute that Governor Inslee’s Emergency Proclamations, orders, and guidance related to
the COVID-19 Pandemic were in effect during this time
period. The Emergency Proclamations have been reproduced at Pet. App. 9 at 54a–59a (Proclamation relating to “High Risk Employee Workers’ Rights”) and Pet
App. 10 at 60a–67a (Proclamation implementing the
“Stay Home-Stay Healthy” emergency Order).
3
STATEMENT OF THE CASE
This case was originally filed on August 28, 2019,
by Jay J. John in the Washington State Superior Court
for Benton County. Although signed by Mr. John, the
Complaint in this action was actually prepared by persons in New York State illegally practicing law in Washington. These drafters solicited desperate homeowner
debtors facing foreclosures, like the Johns, to buy their
unlawfully and not so competently prepared legal pleadings as a way of lining their own pockets.
As one would expect, the Johns’ Complaint, which
was conceived in barratry 1 was not well pleaded; and after filing the Complaint the Johns, who had little money,
nonetheless looked for an attorney in Washington State
to help them. This was not an easy task because there
were few lawyers left in Washington State at this time
who practiced law in this field. See Pet. App. at 46a–47a.
Cf. 28a
After much effort, the Johns obtained an elderly
attorney in Washington State to represent their interests. That attorney proposed the Johns file a land title
registration application under Washington’s “Registration of land titles (Torrens Act)”, Chapter 65.12 Revised
Code of Washington. And the John’s hired the elderly
lawyer to do so for them.
After the old attorney informed the attorney for
the deed of trust, i.e., Quality Loan as Trustee, that he
would be filing a Torrens application for the Johns,
1
“Barratry is the act of encouraging lawsuits between others in order to create legal business for one’s personal gain and profit. Barratry is illegal in all U.S. states. . . .” Cornell Law School definition
of “Barratry” at: https://www.law.cornell.edu/wex/barratry
4
Deutsche Bank National Trust Company (Deutsche)
and Nationstar Mortgage LLC (Nationstar) removed
the case, i.e., the one prepared by barrators and filed
with the Benton County Superior Court, to the United
States District Court for Eastern Washington on January 15, 2020. This was just five days before the first laboratory confirmed COVID-19 patient in the United
States was identified as being hospitalized less than 300
miles away in Everett, Washington. The Johns, through
their new attorney contested that removal and sought
remand.
On February 29, 2020, while motion practice regarding removal and remand was ongoing, Governor
Inslee declared a State of Emergency related to the
COVID-19 virus for all counties in Washington State.
On March 13, 2020, President Trump issued Proclamation 9994 declaring the COVID-19 Outbreak a National Emergency.
On March 18, 2020, Judge Thomas O. Rice, then
the Chief Judge of the United States District for the
Eastern District of Washington, signed General Order
No. 20-101-1 which stated in pertinent part:
This General Order is being issued in response to the evolving public health crisis
caused by the outbreak of the Coronavirus
Disease (COVID-19) and the recently-declared national emergency. This Court finds
it necessary in the interest of justice to take
proactive measures to slow the spread of the
virus and ensure the safety of litigants, counsel, . . . [and others, including] the communities of this district.”
5
The Order also stated: “5. Counsel need not object
to this General Order to preserve any issues for litigation, including an alleged violation of a client’s constitutional rights, as objections will be required in each individual case;” and “7. Hearings in civil or criminal
matters . . . set without oral argument are not affected
by this General Order; . . .”
These provisions were amended a day later on
March 19, 2020, to additionally effectuate the closure of
federal courthouses to the public in the Eastern District
of Washington. (General Order No. 20-101-2) These provisions have remained in effect since then. See General
Order No. 20-101-3 Extended.
On March 23, 2020, Governor Inslee issued Proclamation 20-25 which was entitled “Stay Home-Stay
Healthy.” Pet. App. 10. This Proclamation contained
several “whereas” clauses justifying the Order. Pet.
App. at 60a–62a. The second whereas clause stated:
“WHEREAS, as a result of the continued worldwide
spread of COVID-19, its significant progression in
Washington State, and the high risk it poses to our
most vulnerable populations, I . . . [am] exercising my
emergency powers under RCW 43.06.220 by prohibiting
certain activities…” Pet. App. at 60a. (Emphasis Supplied)
The Proclamation then orders:
“. . . based on the above situation and under
the provisions of RCW 43.06.220(1)(h), to
help preserve and maintain life, health, property or the public peace, and to implement
the Stay Home—Stay Healthy Order described above, I hereby impose the following
necessary restrictions on participation by all
6
people in Washington State by prohibiting
each of the following activities by all people
and businesses throughout Washington
State, . . .
1. All people in Washington State shall immediately cease leaving their home or place
of residence except: . . . for employment in
essential business services.
Pet. App. at 62a–64a.
Employment in essential business services was defined to include “an essential employee performing work
for an essential business as identified in the Essential
Critical Infrastructure Workers list.” Pet. App. at 64a.
That list of essential businesses included: “[p]rofessional services, such as legal or accounting and tax preparation, when necessary to assist in compliance with legally mandated activities and critical sector services.”
The Proclamation also required all people in
Washington State to immediately cease participating in
all public and private gatherings and multi-person activities for social, spiritual, and recreational purposes, regardless of the number of people involved. Pet. App. at
65a.
The Proclamation also stated: “non-essential businesses are strongly encouraged to immediately cease
operations other than performance of basic minimum
operations but must do so no later than midnight on
March 25, 2020.” Pet. App. at 66a.
7
The Proclamation warned “[v]iolators of this order
may be subject to criminal penalties pursuant to RCW
43.06.220(5).” 2 Pet. App. at 67a.
On March 27, 2020, President Trump issued Executive Order 13911 delegating additional authority under
the defense productions act with respect to health and
medical resources to respond to the spread of COVID-19.
On March 28, 2020, President Trump issued a
Memorandum providing federal support for Governors’
use of the National Guard to Respond to COVID 19.
On May 14, 2022, the district court denied Johns’
motion to remand.
Four days later on May 19, 2020, Deutsche Bank
and Nationstar filed a Motion to Dismiss John’s case for
failure to state a claim pursuant to Fed. R. Civ. Pro
12(b)(6). Under the district court’s Local Civil Rule
(LCivR) 7(c)(2)(B)(ii) the John’s were required to file a
response to this type of motion, i.e., a dispositive motion,
within 21 days.
On June 9, 2020, Governor Inslee issued Proclamation 20-46.1 “High-Risk Employees–Workers’ Rights.”
Pet. App. 9. The second “whereas clause” in this Proclamation was the same as the whereas clause previously
quoted herein. Compare Pet. App. at 54a with 60a.
2
This Proclamation was in effect when the district court denied the
elderly attorney’s motion to withdraw or for a continuance to respond to the motion to dismiss until a time when he was competently able to do so. As this Court can see there is nothing in the
Proclamation requiring persons who are vulnerable to the virus to
continue working if they are employees of an essential business.
Moreover, because all the employees of the not-for-profit religious
entity SLAC had been furloughed at that time there was no basis
for assuming the business was operational at this time.
8
Other “whereas clauses” supporting the proposition that
high-risk workers were not required to work for essential or non-essential employers during this time period
include:
WHEREAS, the Centers for Disease Control and Prevention reports that groups at
higher risk of severe illness or death from
COVID-19 are those over 65 years of age,
and people of any age who have certain
chronic underlying health conditions; and
WHEREAS, the threat of severe illness
and death from COVID-19 to Washington
State’s public and private sector workers
who are in these higher-risk groups is recognized, and action must be taken to protect them from working conditions that require them to be placed in situations where
they may be exposed to infection by the virus that causes the COVID-19 disease; and
WHEREAS, during this critical period of
virus spread throughout our state, public
and private sector workers in these highrisk groups must have access to accommodations to prevent greater risk of contracting COVID-19, and these decisions cannot
be left solely to the employer; and
WHEREAS, to protect our public and private sector workers in these high-risk categories from the significant life, health and
safety risks of the COVID-19 disease, it is
necessary that employers seek any and all
options for alternative work arrangements
9
and that these workers are protected from
job displacement, loss of employment benefits, and any requirement that they use personal accrued leave before applying for any
available unemployment benefits; and . . .
Pet. App. at 55a.
Proclamation 20-46.1 explains that as a result of
the above circumstances all employers, public and private, are prevented “from failing to provide accommodation to high-risk workers, as defined by the Centers
for Disease Control and Prevention, which protects
them from risk of exposure to COVID-19 disease on the
job.” Pet. App. at 56a–57a. This Proclamation also prohibited “all public and private employers in Washington
State and labor unions representing employees in
Washington State from applying or enforcing any employment contract provisions that contradict or otherwise interfere with the above prohibitions and the intent
of this Proclamation.” Pet. App. at 58a.
This Worker Rights Proclamation also warns that
violators may be subject to criminal penalties. 3 Pet. App.
at 59a.
The “President’s Coronavirus Guidelines for
America” during this time period instructed: “If you
are an older person, stay at home and away from other
people.” During this time period news articles stated:
“CDC tells people over 60 who have chronic diseases
like diabetes to stock up on goods and buckle down for
3
The Johns assert this “High–Risk Employees Proclamation” indicates that the “Stay at Home” Proclamation did not contemplate
that employees vulnerable to the virus could be forced to work because they were employed by an essential business as there is nothing in Governor Inslee’s Proclamation suggesting this.
10
a lengthy stay at home.” The Guidelines also instruct
that “People with diabetes, heart disease, lung disease,
and other serious underlying conditions are more likely
to develop serious outcomes, including death.”
And the “President’s Coronavirus guidelines for
America” instructed:
If you are an older person, stay home and
away from other people.
If you are a person with a serious underlying
health condition that can put you at an increased risk (for example, a condition that
impairs your lung or heart function or weakens your immune function), stay at home and
away from other people.
When it became obvious to Johns’ counsel on
June 16, 2020, that he would not be able to competently
respond to the creditors’ Motion to Dismiss because of
the impact the Pandemic was having on him personally
because of his age, medical conditions, and the location
of his home, he filed a motion for relief pursuant to Fed.
R. Civ. Pro. 7. This Court Rule states:
(1) In General. A request for a court order
must be made by motion. The motion must:
(A) be in writing unless made during a hearing or trial;
(B) state with particularity the grounds for
seeking the order; and
(C) state the relief sought.
The motion sought the Court’s approval for the attorney to withdraw as the Johns’ attorney because of the
Pandemic or “alternatively, to delay the briefing re-
lated to Defendant’s Motion to Dismiss until such
11
time as [the attorney] can recoup from the impact of
the COVID19 Pandemic on his ability to practice law.”
(Emphasis Supplied). See Pet. App. at 26a–38a (motion).
The Local Court Rules for the Eastern District
provided that a response memorandum should be filed
if the motion were opposed, see LCivR 7(b), and that a
reply Memorandum could be filed, if necessary, see
LCivR 7(c), thereby ensuring all parties had an opportunity to make such adversarial presentations as are
customarily made in this type of motions practice.
The motion to withdraw explained that the old and
housebound attorney, Scott Stafne, had “good cause” to
withdraw based on his status as a person particularly
susceptible to the virus. See Pet. App. at 27a–37a. The
withdrawal (and alternative request for an extension of
time until he could competently represent his clients)
were both premised on the emergency Pandemic Proclamations, Orders, and guidance previously discussed
and the attorney’s susceptibility to the virus because of
his age and underlying medical conditions, which included diabetes, immune dysfunction disease, and moderate heart disease. Id. Indeed, the attorney even disclosed to the Court that his T cell count was below 300,
see Pet. App. p. 39a.
Because virtually all the evidence applicable to
Johns’ motion to withdraw or continue Deutsche Bank’s
and its servicer’s Motion to Dismiss is included in the
attorney’s eleven-page undisputed declaration, it is included as Pet. App. 7 at 39a–53a. As can be seen, the elderly attorney’s declaration established that when the
motion was filed the Johns’ attorney was a 71-year-old
man who was an employee of a not-for-profit religious
organization who earned approximately $14.00 per hour
12
doing legal work for “those in need such as the hungry,
the sick, the poor, the homeless, the indebted, the enslaved, the vulnerable, and all others who are unfairly
prevented from exercising their God-given natural
rights.” Pet. App. 7. The undisputed declaration also established Johns’ attorney and the paralegal helping him
represent the Johns were then unemployed and sheltering at their homes because of the Pandemic. Id. The attorney’s declaration also established that because of the
location of his home he did not have access to those services—primarily the internet for legal research—that
he needed to practice law. Id. Thus, the uncontroverted
evidence before the district court and court of appeals
established that the attorney’s employer’s business operations were shut down until at least August 1, 2020,
and that the attorney was unemployed at least until
then, i.e., August 1, 2020, because of the Pandemic.
The attorney’s declaration also included copies of
emergency proclamations and orders related to the
COVID-19 Pandemic issued by the President for the
Nation and by Washington’s Governor for that state’s
inhabitants.
Among other things, the attorney testified:
18. After careful reflection about these executive proclamations I believe they are premised on the notion that because of my age and
other medical conditions I am more susceptible to contracting the COVID-19 coronavirus
than are most people; That if I contract the
virus because of this susceptibility I will put
others in the community at risk to the virus
by exposing them to it; That in order to
guard against this risk I am required by my
13
community to shelter at home until the virus
has subsided to the point where the risk of
my contracting the disease is acceptable; and
That I am also protected against others forcing me to work until after such time as my
local community, through my State Government, has determined that it is safe for me,
as a vulnerable individual, to return to work.
*
*
*
23. It is my position here that the Pandemic
and the facts related thereto with regard to
me provide “good cause” for my withdrawal
from this case because: (1) this Court has no
authority under the structural provisions of
the United States Constitution, i.e., Federalism, the Separation of Powers, and Checks
and Balances, to order me to perform work
in violation of properly issued emergency
laws and regulations by the properly designated local officials exercising the police
power of Washington within the borders of
that State’s authority; (2) the emergent nature of the harm posed by this Pandemic to
myself and the local community at large is
presently more pressing to the community
than the benefit of forcing me to represent
the Plaintiffs in this case, where because of a
number of factors, beyond my control, it is
likely that my legal representation cannot be
effective.
*
*
*
30. . . . [G]iven the Pandemic, my medical conditions, my present difficulties working, and
14
other cases having higher priority over
Plaintiffs’ case when I return to work, I do
not think there is much I can do to help these
Plaintiffs at this time because they are presently tied to a complaint prepared by those
engaged in the unauthorized practice of law
that is, in my view, unwinnable. In order to
help these clients, I would need to first have
the opportunity to amend that complaint to
raise more valid causes of action, . . . .Then I
would need time to prepare an adequate response based on the facts and law to Defendants’ motion to dismiss which was filed when
the shelter at home orders were applicable to
me.
31. I would agree not to withdraw from this
case if this Court would afford me a reasonable time to prepare the legal pleadings in
support of Plaintiffs’ motion to amend their
complaint and in response to Defendants’
motion to dismiss plaintiffs’ complaint. Such
reasonable time should take into account the
application of government laws, regulations,
and orders applicable to me and my local
community related to the Pandemic; consideration of whether I have access to a workplace conducive to practice law consistent
with that of my adversaries; and consideration of my health to prepare such briefing—
or such other conditions as this Court may
decide that will allow my clients an opportunity to competently present their best legal
15
and/or equitable positions under the United
States and Washington Constitution.
Pet. App. at 43a–52a.
Without waiting for any response—either an opposition or non-opposition—from Deutsche Bank and
Nationstar pursuant to LCivR 7(c), the district court
denied the specific relief the Johns’ attorney had requested. See Pet. App. at 22a–25a.
The word “denied” in the preceding sentence is
emphasized to draw attention to the fact that while the
court’s Order may be entitled: “Order denying John’s
Counsel’s Motion to Withdraw and Granting Motion for
Extension of Time to Respond to Motion to Dismiss”
that Order did not grant any part of the relief requested
by the motion. Id.
The alternative relief requested was a meaningful
opportunity for the attorney to competently represent
his clients after he no longer had to stay at home to comply with emergency regulations promulgated by Washington State and to protect himself. See motion at Pet.
App. 6. Notwithstanding that the Johns and their attorney claimed this relief was required by the federal structure of our government, citing South Bay United Pentecostal Church v. Gavin Newsom, 140 S, Ct. 1613 (2020)
and Jacobson v. Massachusetts, 197 U.S. 11 (1905), because state authorities, not unelected federal judges, 4
In Newsom, this Court observed that where state emergency regulations are appropriately enacted, “they should not be subject to
second-guessing by an unelected federal judiciary, which lacks the
background, competence, and expertise to assess public health and
is not accountable to the people.” S. Bay United Pentecostal Church
v. Newsom, supra. at 1613–14.
4
16
had the authority to issue emergency regulations applicable to local communities, the district court specifically
refused to consider this structural argument. Compare
Order, Pet. App. 5, with Motion, Pet. App. 6. Indeed, the
district court outright admits this:
The Court is sympathetic to Mr. Stafne’s
health concerns and desire to abide by public
health guidance. And the Court is not considering the State’s authority to exercise its police powers to implement laws about public
health during the Pandemic.
Pet. App. at 23a–24a.
Because the Johns and their counsel believed the
district court Judge was required to consider their motion under the party presentation principle underlying
our adversary system they appealed his Order to the
Ninth Circuit Court of Appeals, see Pet. App. 11 at 68a,
based on the Collateral-Order Doctrine because the attorney could not competently respond to the motion to
dismiss within this time frame. See Ashcroft v. Iqbal,
556 U.S. 662, 671 (2009) (The orders within this narrow
category “are immediately appealable because they finally determine claims of right separable from, and collateral to, rights asserted in the action, too important to
be denied review and too independent of the cause itself
to require that appellate consideration be deferred until
the whole case is adjudicated.” (cleaned up)).
The Eastern District court accepted the Johns’
$505.00 filing fee (which was not a small amount of
17
money for them) but refused to process their appeal to
the Ninth Circuit Court of Appeals. See Pet. App. 11. 5
And then, when the Johns’ attorney could not file
a response to the motion to dismiss, which had been unilaterally rescheduled by the district court without consideration of input from the parties, the district court
dismissed the Johns’ admittedly flawed Complaint prepared by barrators, see supra., against Deutsche Bank
and Nationstar without providing the Johns any leave to
amend. Pet. App. at 21a.
This Order dismissing the John’s case against
Deutsche Bank and Nationstar was also timely appealed
by the Johns, who were required to pay a second $505.00
filing fee to the district court to do so.
Following briefing the court of appeals for the
Ninth Circuit ruled specifically with regards to Johns’
party presentation arguments:
1. The district court did not violate the principle of party presentation. See United States
v. Sineneng-Smith, 140 S. Ct. 1575, 1579, 206
L. Ed. 2d 866 (2020) (explaining that under
the principle of party presentation “we rely
on the parties to frame the issues for decision
and assign to courts the role of neutral arbiter of matters the parties present” (quoting
Greenlaw v. United States, 554 U.S. 237, 243,
128 S. Ct. 2559, 171 L. Ed. 2d 399 (2008))).
The district court decided only the issues
Stafne raised and did not reach claims,
5
And notwithstanding that both courts were aware of the fact that
the Johns’ money had been inappropriately taken by them, never
sought to return their money to them.
18
issues, or theories that the parties themselves did not present. 6 In addition, the district court had the authority to rule on
Stafne’s motion without waiting for Defendants to file a response.
Pet. App. at 4a.
Although the Panel does not discuss the following
rulings as relating to the party presentation principle,
the Johns assert these rulings also violate that principle:
2. We reject John’s contention that the district court failed to consider Stafne’s “personal situation” and the State’s COVID-19
orders. First, there is nothing in the record
to suggest that the court failed to consider
Stafne’s contentions, and we assume that the
court did so. 7 Second, the district court was
not required to reject Stafne’s factual contentions on the record. See Fed. R. Civ. P.
6
The John’s assert the district Court outright declined to consider
either the factual or legal issues the Johns and their attorneys
properly raised by motion. See supra., pp. 16 (Citing to district court
decision stating: “[a]nd the Court is not considering the State’s authority to exercise its police powers to implement laws about public
health during the pandemic.” Pet. App. at 23a–24a)
7
As to the district court’s failure to consider the Johns’ legal arguments, see note 6, supra. As to the district Court’s failure to consider Stafne’s personal circumstances see district Court’s June 24
Order, at Pet. App. 5, which does not even acknowledge the attorney’s susceptibility to the virus much less discuss how this affects
application of the emergency regulations to him and whether the
federal judge was required to comply with the emergency regulations in granting the motions.
19
52(a)(3) (“The court is not required to state
findings or conclusions when ruling on a motion under Rule 12 or 56 or, unless these
rules provide otherwise, on any other motion.”). Third, district courts are not required
to state on the record their reasons for rejecting every argument made by a moving
party in support of a motion. E.g., Ivey v. Bd.
of Regents of Univ. of Alaska, 673 F.2d 266,
269 (9th Cir. 1982).
3. Although John argues that the district
court lacked the constitutional authority to
order Stafne to work in contravention of the
State’s public health orders, John has not
shown any conflict between the State’s orders
and the district court’s Order. The State’s orders required Washington residents to stay at
home, but included an exception for essential
workers, including “[p]rofessional services,
such as legal or accounting and tax preparation services, when necessary to assist in compliance with legally mandated activities and
critical sector services.” Office of the Governor, Proclamation 20–25, at p. 3 & Appendix,
at p. 11 (Mar. 23, 2020). 8
Pet. App. at 5a
8
The Johns assert the purpose for the “essential business” exception to the stay-at-home regulations was to allow professionals to
work if they could do so safely; not to give federal judges the authority to require elderly lawyers, vulnerable to the virus, to represent clients in a way that would be unsafe for the lawyer and of little
value to the client.
20
On June 24, 2020, when the district court denied
the Johns’ lawyer’s motion to withdraw or for an extension of time until he could competently and safely respond to the motion to dismiss approximately130,000
people had already died from the COVID-19 coronavirus. But as this Court knows when deaths and hospitalizations arguably attributable to the Pandemic dramatically increased in the next few months additional
emergency regulations were promulgated by the federal
government, states, municipalities, and private employers which required employees to take steps, like those
the attorney had requested he be allowed to take, to protect employees, their co-workers, and their communities
from spreading the virus. See e.g., Nat’l Fed’n of Indep.
Bus. v. DOL, OSHA, 142 S. Ct. 661 (2022)(involving
OSHA’ emergency mandate requiring applicable workers in large businesses to obtain COVID vaccinations in
order to work); Biden v. Missouri, 142 S. Ct. 647
(2022) (involving the Secretary of Health and Human
Services emergency regulations that mandated employees of facilities treating Medicare and Medicaid patients
susceptible had to be vaccinated against COVID-19);
Sambrano v. United Airlines, Inc., No. 21-11159, 2022
U.S. App. LEXIS 4347 (5th Cir. Feb. 17, 2022) (involving United Airlines requirement that its employees
must be vaccinated); Navy Seal 1 v. Austin, No. 8:21-cv2429-SDM-TGW, 2022 U.S. Dist. LEXIS 31640 (M.D.
Fla. Feb. 18, 2022)(involving Navy Seals objecting to the
Navy’s vaccine mandates.)
Those cases cited above—involving objections to
the legality of emergency regulations—are much different than this case in which an at-risk attorney seeks to
rely on emergency regulations the validity of which no
21
one contests to protect his health and the health of the
community.
REASONS FOR GRANTING THE PETITION
A. Review should be granted because the lower courts
failed to conduct a judicial inquiry
Most people familiar with this Nation’s adversarial
system of justice understand that after fact-finding is
performed, the law must be applied to those facts found
to exist. It is this two-step process which sets the exercise of judicial power apart from the other separated
powers of our government.
As Justice Holmes explained: “[a] judicial inquiry
investigates, declares and enforces liabilities as they
stand on present or past facts and under laws supposed
already to exist. That is its purpose and end.” Prentis v.
Atl. Coast Line Co., 211 U.S. 210, 226 (1908).
Review of this case should be granted because:
(1) the district court did not perform a judicial inquiry within the meaning of the separation of powers when ruling on the Johns’
motions because (a) it failed to apply the law
to the undisputed facts set forth in the attorney’s declaration, see Pet. App. 7, and (b) did
not consider the presentations of the adverse
parties, who may not have even opposed
these motions, in denying the relief the
Johns’ requested; and
(2) the Court of Appeals affirmed this decision without consideration of whether the
district court properly applied the law to
22
those undisputed facts in the record that the
Johns presented in support of their motion.
Thus, the Johns assert review is appropriate because the Court of Appeals has sanctioned such a departure from the appropriate course of judicial proceedings
by the district court, as to call for an exercise of this
Court’s supervisory power. See Supreme Court Rule
10(a). See also Hollingsworth v. Perry, 558 U.S.
183(2010) (“This Court’s interest in ensuring compliance
with proper rules of judicial administration is particularly acute when those rules relate to the integrity of judicial processes. Id. at 196). Cf. United States v. SinengSmith, 140 S. Ct. 1575, 1579 (2020)(This Court holds the
Ninth Circuit has failed to comply with the party presentation principle applicable to this Nation’s adversary
system of justice by ordering amici to make arguments
the parties had not.)
B. In the United States judicial system motions should
be decided based on the presentations of adverse parties
In Sineng-Smith, supra., this Court unanimously
confirmed prior decisions holding that “in both civil and
criminal cases, in the first instance and on appeal . . ., we
rely on the parties to frame the issues for decision and
assign to courts the role of neutral arbiter of matters the
parties present.” Id. at 1759.
The Johns urge this Court to accept review of this
case because the district court ignored the party
presentation principle by not considering the
presentations of fact and law by the adverse parties
when deciding the judicial inquiry raised by Johns’
motion.
23
Why didn’t the district court judge consider what
the parties had to say?
What interest did the district court judge have in
deciding the motion the way he did without consideration of the parties’ positions on these motions?
Since at least the time of the American Revolution, courts in the United States have employed a system of procedure that depends
upon a neutral and passive fact-finder (either
judge or jury) to resolve disputes on the basis of information provided by contending
parties during formal proceedings. This sort
of dispute-resolving mechanism is most frequently referred to as the adversary system.
Stephen Landsman, The Adversary System: A Description and Defense (1984)
This Court has often observed that history and
tradition define the meaning of Article III judicial
power. See e.g., TransUnion LLC v. Ramirez, 141 S. Ct.
2190, 2203 (2021)(“As Madison explained . . . federal
courts . . . decide only matters ‘of a Judiciary Nature.’ 2
Records of the Federal Convention of 1787, p. 430 (M.
Farrand ed. 1966)”). Sprint Communs. Co., L.P. v.
APCC Servs., 554 U.S. 269, 274 (2008) (“[H]istory and
tradition offer a meaningful guide to the types of cases
that Article III empowers federal courts to consider.”);
Steel Co. v. Citizens for a Better Env’t, 523 U.S. 83, 102
(1998) (“Article III, § 2 of the Constitution extends the
judicial Power of the United States…[to] cases and controversies of the sort traditionally amenable to and resolved by the judicial process” citing Muskrat v. United
States, supra, 219 U.S. 346 at 356-357.” (cleaned up));
24
Gte Sylvania v. Consumers Union of United States, 445
U.S. 375, 382 (1980) (“The purpose of the case-or-controversy requirement is to limit the business of federal
courts to questions presented in an adversary context
and in a form historically viewed as capable of resolution
through the judicial process.”)(cleaned up)).
This Court’s repeated statements that our system of justice relies on the parties, i.e., adversaries in a
case or controversy, to frame the issues for decision and
assigns to courts the role of neutral arbiter of the matters the parties present, describe aspects of that judicial
power which existed at the time our national Constitution was ratified.
1. Judicial Neutrality
History demonstrates that long ago—well before
the founding of the United States—civilized societies determined that judges must be neutral decision-makers
and that our founders understood this as an aspect of
that judicial power referenced in Article III. See e.g.,
Scott Douglas Gerber, A Distinct Judicial Power: The
Origins of an Independent Judiciary, 1606–1787 (Oxford
Univ. Press 2011) (Part One of Gerber’s Book, at pp 3–
41, demonstrates the ancient origins of that judicial neutrality which is incorporated in Article III. Part Two of
Gerbers’ book, at pages 42–321, chronicles the history
relating to each of the thirteen states during this time
period.); See also Gelinas, Fabien, The Dual Rationale
of Judicial Independence at 9–10 (March 23, 2011). Con-
stitutional Mythologies: New Perspectives on Controlling the State, Alain Marciano, ed., New York: Springer,
25
2011 9 (discussing ancient roots of the concept of adjudicatory justice, which trace back to Egypt’s First Intermediate Period and also appear in Babylonian inscriptions about this same period of time.) See also Clifford
S. Fishman, Old Testament Justice, 51 Cath. U. L. Rev.
405 (2002)(Explaining the ancient basis for modern day
law and procedure).
The classic principle of judicial neutrality established in antiquity and referenced early on by this Court
as a Separation of Powers principle applicable to the exercise of judicial power is “no one shall be his own judge
or decide his own case.” See Fletcher v. Peck, 10 U.S. (6
Cranch) 87, 133, 3 L. Ed. 162, 177 (1810) (stating that
this principle of justice applicable to courts and judges
is universally acknowledged.) 10
And history demonstrates that this principle was
part of Roman statutory law as early as 376 AD, Code
Just. 3.5.1 (Emperors Valens, Gratian and Valentinian
(376) See English translation of the Justinian Codex
from Fred H. Blume, “Annotated Justinian Code”, edited by Timothy Kearley, 2nd edition, online: University
9
Available at SSRN: https://ssrn.com/abstract=1761436
Later on in Tumey v. Ohio, 273 U.S. 510, 522-32 (1927) Chief Justice Taft recognized this separation of powers principle, no one shall
be his own judge, was also a source of Due Process protections afforded litigants by the Fifth and Fourteenth Amendments. See
also In re Murchison, 349 U.S. 133, 136 (1955) (Recognizing that
“[o]ur system of law has always endeavored to prevent even the
probability of unfairness. To this end no man can be a judge in his
own case and no man is permitted to try cases where he has an interest in the outcome.” (emphasis supplied))
10
26
of Wyoming. 11
This principle of Roman law became a part of European legal principles applicable to the exercise of judicial power in both civil and common law courts well before the founding of the United States. In France, a
nation which has an inquisitorial justice system, the
principle of judicial neutrality has been observed since
medieval times and was codified by edicts in 1493 and
1667, which eventually came to be incorporated into that
nation’s rules of procedure known as Grande Ordonnance de Procédure Civile, also known today as Code
Louis. See e.g., Gelinas, Fabien, The Dual Role of Judicial Independence, supra, at 10–11.
History also reflects that in England, which has an
adversarial system of justice, the principle that a judge
at common law was not competent to adjudicate a matter in which he had a direct financial interest was recognized as early as 1563, see Sir Nicholas Bacon’s Case
(1563) 2 Dyer 220b., and was well established before the
lack of neutral judges in the King’s courts of North
America became a rallying cry for revolution in this Nation’s Declaration of Independence. See e.g., Dr. Bonham’s Case, 8 Co. Rep. 107a, 118a, 77 Eng. Rep. 638, 652
(C.P. 1610); Earl of Derby’s Case, 12 Co. Rep. 114, 77
Eng. Rep. 1390 (K.B. 1614); and Day v. Savage, Hobart
(3d ed. i67i) 85 (K. B. 1614). See also Madison, James,
Federalist Paper No. 10 (1787) (“No man is allowed to
be a judge in his own cause, because his interest would
certainly bias his judgment, and, not improbably,
11
Last accessed on March 3, 2022, at:
http://www.uwyo.edu/lawlib/blume-justinian/_files/docs/Book3PDF/Book%203-5.pdf
27
corrupt his integrity.”); Hamilton, Alexander, Federalist Paper No. 80 (1788) (“No man ought certainly to be a
judge in his own cause, or in any cause in respect to
which he has the least interest or bias.”)
2. Adversary System
It is also evident that at the time the Constitution
was framed and ratified the judicial power of the United
States, like the judicial power of England, was exercised
through an adversarial, as opposed to an inquisitorial,
system of justice. See Article III standing cases cited
above for the proposition that judicial power must be exercised in the context of cases and controversies between adverse parties, supra., at p. 23–24 See also
Landsman, Adversary System, supra. at 18–19. (“From
the 1640s onward the full range of adversarial mechanisms began to grow, and by the end of the 1700s the
adversary system had become firmly established not
only in England but in America, as well.” Id. at 18–
19.); Judith Resnik, Managerial Judges, 96 Harv. L.
Rev. 374, 380-81 (1982) (tracing adversarialism’s history
and observing that “[t]he limits placed on federal judges
by the adversarial system comported with the views of
those who drafted the Constitution”). Cf. United States
v. Campbell, No. 16-10128, 2022 U.S. App. LEXIS 4317,
at *60 (11th Cir. Feb. 16, 2022), Newsom, J and Jordan,
J, Dissenting (suggesting that Article III courts are limited to exercising judicial power within the context of
this Nation’s adversary system of justice. “This is a case
about judicial power and its limits.”)
One of the central features of this Nation’s adversary system is that neutral judges resolve legal issues
“solely based on the evidence and the arguments
28
presented by the parties.” Lon L. Fuller, The Problems
of Jurisprudence, 706 (1949). See also Black’s Law Dictionary (10th ed. 2014) (defining “adversary system” as
“[a] procedural system, such as the Anglo-American legal system, involving active and unhindered parties contesting with each other to put forth a case before an independent decision-maker”).
“Adversary theory suggests that neutrality and
passivity are not only essential to ensure an evenhanded
consideration of each case, but also to convince society
at large that the judicial system is trustworthy.” Landsman, supra., at 3. “Judicial passivity helps to ensure the
appearance of fairness.” Id.
This Court has repeatedly held the principle of
party presentation, i.e., that courts and judges rely on
the parties to frame the issues of decision and assign to
courts the role of neutral arbiter of matters the parties
present, is basic to our—i.e., meaning the United
States’—adversary system. See Sineneng-Smith, 140 S.
Ct. at 1579 (referencing “our adversarial system”);
Wood v. Milyard, 566 U.S. 463, 472 (2012) (referencing
“our adversary system”); Greenlaw v. United States,
554 U.S. 237, 243 (2008) (referencing “our adversary
system”)
Accordingly, federal courts in our system—at the
trial level and on appeal—are required to follow this
principle especially when, as here, it arises at its most
basic level, which is when a request for an order is presented by an adverse party to a federal district court. At
that point, the party presentation principle requires
trial courts through their judges to consider the presentations of all the adverse parties before deciding those
29
judicial inquiries which have been framed by the parties
for decision.
The lower courts’ failures to allow adverse parties
to disputes to make their points and have them considered violate the core values of our adversary system of
justice, including without limitation the goals of 1.)
Truth and Accuracy, See United States v. Campbell,
supra, in **70–71; 2.) Fundamental Fairness, Id. at
**71–72; 3.) Separation of Powers and Judicial Restraint; Id. *72; 4.) Impartiality and its Appearance, Id.
at **72–74; and 5) Acceptance and Settlement. Id. at 74–
75.
C. Supervisory Review is Appropriate
When a district court judge decides a party’s motion sua sponte—without giving adversaries any chance
to respond to that motion pursuant to applicable court
rules allowing such responses—and that decision later
becomes the sole basis for dismissing the movant’s case
with prejudice there has been a clear and unfair violation of the party presentation rule, which this Court
should review pursuant to its supervisory powers. See
e.g., Castro v. United States, 540 U.S. 375, 381-83 (2003).
The Ninth Circuit’s sanctioning of the district
court’s failure to conduct a judicial inquiry consistent
with the party presentation principle is necessary because the Ninth Circuit Panel outright refused to apply
the applicable principle, i.e., courts “rely on the parties
to frame the issues for decision and assign to courts the
role of neutral arbiter of the matters the party present,” as the standard of review applicable to the undisputed facts in the record below.
Instead of observing (1) that the district court
judge did not wait for the presentations of John’s
30
adversaries and therefore ruled without considering the
parties’ presentations, and (2) that the district court
judge granted relief the Johns never sought, and which
was of no use to them, the Ninth Circuit Panel reviewing
the decision below suggests the district court judge
granted the relief the Johns’ requested. “The district
court decided only the issues Stafne raised and did not
reach claims, issues, or theories that the parties themselves did not present.” See Pet. App. at 4a. But as
demonstrated this factual assertion by the appeals court
simply is not true.
The facts before both federal courts below were established by undisputed declarations, see Pet. App. 7.
And they showed Stafne was unavailable to work because of his personal susceptibility to the virus and the
Governor’s stay at home emergency Proclamation during the time the district court judge required him to respond to a motion to dismiss against his clients. Id.
The Ninth Circuit Panel’s stretch to sanction the
district court’s refusal to comply with the party presentation principle—so as to promote the prospect of future
inquisitorial judging of motions based solely on judges’
predilections—is indicated by the Panel’s absurd legal
conclusion based on these facts that Proclamation 20-25
(requiring Washingtonians to shelter at home)—especially when interpreted in light of Proclamation 20-46.1
(relating to High-Risk Workers)—required the old lawyer who is particularly susceptible to COVID infection
to return to work and write a brief for Johns before it
was safe for him to do so.
The Separation of Powers and Federalism claims
the Johns asserted in their motion involved significant
structural issues which they and their attorney had
31
standing to assert under these circumstances because
the loss of their case without an opportunity to litigate
the merits surely constitutes an injury in fact. Bond v.
United States, 564 U.S. 211, 220-24, (2011). And as noted
previously, recent decisions by this Court clearly indicate that it is up to courts exercising Article III judicial
power to determine the enforceability of such emergency regulations under the Constitution and laws of
this Nation. Compare Biden v. Missouri, supra., (Majority of this Court stays injunction against emergency regulations requiring vaccination of healthcare workers
who care for older persons particularly susceptible to
contracting the virus because regulations are likely
within the agency’s authority); with Nat’l Fed’n of Indep. Bus. v. DOL, OSHA, supra. (Majority denies stay
of injunction against OSHA’s emergency regulations requiring virtually all employees of employers with at
least 100 employees be vaccinated because the government would likely lose on the merits because contracting
COVID was not a work-related danger, but a universal
risk of daily life.)
This Court should also exercise its supervisory
power to review the Ninth Circuit’s decision in this case
because of the Ninth Circuit’s nonsensical result. The
Ninth Circuit’s decision that vulnerable persons, like the
old lawyer suffering from various health conditions, cannot protect themselves and their community from the
impact of a Pandemic by complying with emergency
regulations requiring them to stay home suggests that
such regulations have no purpose. Or at least that Article III judges can ignore ostensibly valid regulations at
will, without ever considering whether they have any
regulatory force.
32
Additionally, this Court should exercise supervisory review herein because the Ninth Circuit’s factually
unsupported legal analysis affirming the wholly factually and legally unsupported decision of the district
court refusing to consider the facts and law relating to
the Johns’ motion invites observers of this judicial decision-making process to question what stake these
judges had in this particular case, or this particular
type of case, so as to cause these courts through their
judges to ignore the usual and accustomed prerequisites
for exercising Article III judicial power.
This is because these federal courts acting through
their judges have not functioned—and do not appear to
have functioned—as passive, neutral arbiters deciding
those issues the parties have framed for resolution.
Why did these particular judges so aggressively
attempt to ignore the facts and law related to the judicial
inquiry these debtor litigants and their attorney asked
the federal courts to resolve?
The Johns assert the most likely cause of these
judges’ rulings denying their motion based the Separation of Powers and Federalism structures of or government is judicial bias. If this is not so, then why have
these judges ignored the most basic aspects of our judicial system?
James Madison explained in The Federalist No. 10
the problem which this case appears to present. This
case involves a classic confrontation between creditors
and debtors, which are part of those factions of humanity which have existed since the dawn of time. “Those
who hold, and those who are without property, have ever
formed distinct interests in society.” See Madison,
James, The Federalist No. 10 (1787).
33
Madison opined in Federalist No. 10 that one of
the best ways to deal with the conflict between such factions is to provide both factions with an opportunity to
obtain justice. “It is a question to which the creditors are
parties on one side and the debtors on the other. Justice
ought to hold the balance between them.” Notwithstanding that Madison’s primary focus in Federalist
No. 10 was on the benefits a representative legislature
may provide in this regard, Madison observed with regard to the judicial branch of government that “[n]o man
is allowed to be a judge in his own cause, because his interest would certainly bias his judgment, and, not improbably, corrupt his integrity.” See supra., p. 26–27
The People of this Nation rely on our whole government, especially our courts to establish justice. “Justice”, Madison observed in Federalist No. 51 (February 8, 1788) “is the end of government. It is the end of
civil society. It ever has been and ever will be until it is
obtained, or until liberty be lost in the pursuit.”
When those occupying positions in government,
especially judges, betray those expectations of the People that it is possible for individuals in all factions to obtain justice in the same manner as their adversaries with
regard to such necessities as shelter and food the result
is a well-deserved resentment against this Nation because its officials do not provide the same justice for all.
See e.g., Frederick Douglass, “Country, Conscience,
and the Anti-Slavery Cause : An Address Delivered in
New York, New York, May 11, 1847.” 12 See also Pet.
12
Last accessed on March 5, 2022, at Yale MacMillan Center:
34
App. at 48a–51a. (Describing the effects of taking peoples’ homes from them.)
Thus, supervisory review should also be granted in
certain types of cases involving debtors like the Johns
because the decisions of the lower courts have allowed a
result that is not consistent with–and clearly appears
not be consistent with—the legitimate exercise of judicial power under Article III pursuant to our adversarial
system of justice.
CONCLUSION
The petition for a writ of certiorari should be
granted.
DATED this 11th day of March 2022.
Respectfully submitted,
x
s/
Scott E. Stafne
x
SCOTT E. STAFNE, Counsel of Record
STAFNE LAW Advocacy & Consulting
239 North Olympic Avenue
Arlington, WA 98223
360.403.8700
scott@stafnelaw.com
https://glc.yale.edu/country-conscience-and-anti-slaverycause#:~:text=I%20have%20not%2C%20I%20cannot,continue%20to%20remain%20as%20now.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.