Amicus Curiae Brief — New York State Rifle & Pistol Association, Inc., et al., Petitioners v. Kevin P. Bruen, in His Official Capacity as Superintendent of New York State Police, et al.
Supreme Court briefJul 16, 2021
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No. 20-843
In the Supreme Court of
the United States
NEW YORK STATE RIFLE & PISTOL
ASSOCIATION, INC., ET AL.,
Petitioners
v.
KEVIN J. BRUEN, ET AL.,
Respondents
ON WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SECOND CIRCUIT
BRIEF FOR AMICUS CURIAE NATIONAL
AFRICAN AMERICAN GUN ASSOCIATION, INC.
IN SUPPORT OF PETITIONERS
STEPHEN P. HALBROOK*
3925 Chain Bridge Road
Suite 403
Fairfax, VA 22030
(703) 352-7276
protell@aol.com
*Counsel of Record
NEZIDA S. DAVIS
Davis Bakari Law LLC
2915 Pleasant Ridge Dr.
Decatur, GA 30034
(404) 771-1832
nsdavis@davisbakarilaw.com
Counsel for Amicus Curiae
i
QUESTION PRESENTED
Whether the State’s denial of petitioners’
applications for concealed-carry licenses for
self-defense violated the Second Amendment.
ii
TABLE OF CONTENTS
Page
QUESTION PRESENTED
................... i
TABLE OF AUTHORITIES . . . . . . . . . . . . . . . . . . iv
STATEMENT OF INTEREST
OF AMICUS CURIAE . . . . . . . . . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . 2
ARGUMENT
............................. 4
I. The Historical Exclusion of African
Americans from Exercise of the Right
to Bear Arms by Total Bans or by
Discretionary Licensing Laws Reflected
Their Status as Slaves or Non-citizens . . . . . . . . . . 4
II. The Right to Bear Arms, Like that
of Other Bill of Rights Guarantees,
Is Inherent in “The People” . . . . . . . . . . . . . . . . . . . 11
III. The Fourteenth Amendment Was
Understood to Guarantee the Right to
Bear Arms from State Violation Through
Arbitrary Licensing Restrictions . . . . . . . . . . . . . . 18
iii
A. Protecting the Right of the People
at Large, Particularly the Freedmen,
to Carry Arms Was a Primary Objective
of the Fourteenth Amendment . . . . . . . . . . . . . . . . 18
B. The Right to Bear Arms Was Understood
as Protected by the Civil Rights Act of 1871 . . . . . 24
IV. Discretionary Licensing Facilitated
Jim Crow Restrictions . . . . . . . . . . . . . . . . . . . . . . . 27
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
iv
TABLE OF AUTHORITIES
CASES
Page
Aldridge v. Commonwealth,
2 Va. 447 (Gen. Ct. 1824) . . . . . . . . . . . . . . . . . . . . . 5
Bliss v. Commonwealth,
2 Litt. 90 (Ky. 1822) . . . . . . . . . . . . . . . . . . . . . . . . . 6
Cooper v. Savannah,
4 Ga. 72 (1848) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
District of Columbia v. Heller,
554 U.S. 570 (2008) . . . . . . . . . . . . . . . . . . . . . . 12, 13
Harman v. Forssenius,
380 U.S. 528 (1965) . . . . . . . . . . . . . . . . . . . . . . . . . 30
Kachalsky v. County of Westchester,
701 F.3d 81 (2nd Cir. 2012),
cert. denied, 569 U.S. 918 (2013) . . . . . . . . . . . . . . 34
McDonald v. City of Chicago,
561 U.S. 742 (2010) . . . . . . . . . . . . . . . . . . . . . . 19, 24
Nunn v. State,
1 Ga. 243 (1846) . . . . . . . . . . . . . . . . . . . . . . . . . . 8, 9
v
Patsy v. Board of Regents,
457 U.S. 496 (1982) . . . . . . . . . . . . . . . . . . . . . . . . . 25
Scott v. Sanford,
60 U.S. (19 How.) 393 (1857) . . . . . . . . . . . . . . 10, 17
Simpson v. State,
13 Tenn. 356 (1833) . . . . . . . . . . . . . . . . . . . . . . . . . . 8
State v. Allmond,
7 Del. 612 (1856) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
State v. Huntley,
25 N.C. (3 Ired.) 418 (1843) . . . . . . . . . . . . . . . . . . . 10
State v. Newsom,
27 N.C. 250 (1844) . . . . . . . . . . . . . . . . . . . . . . . . . . 10
State v. Reid,
1 Ala. 612 (1840) . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 8
Sutherland v. Commonwealth,
109 Va. 834, 65 S.E. 15 (1909) . . . . . . . . . . . . . . . . 29
Waters v. State,
1 Gill 302 (Md. 1843) . . . . . . . . . . . . . . . . . . . . . . . . . 7
Watson v. Stone,
148 Fla. 516, 4 So. 2d 700 (1941) . . . . . . . . . . . . . . 28
vi
CONSTITUTIONS
U.S. Const., Amend. I . . . . . . . . . . . . . . . . . . . . . . . 12
U.S. Const., Amend. II . . . . . . . . . . . . . . . . . . passim
U.S. Const., Amend. IV . . . . . . . . . . . . . . . . . . . . . . 12
U.S. Const., Amend. XIII . . . . . . . . . . . . . . . . . . . . 11
U.S. Const., Amend. XIV . . . . . . . . . . . . . . . . passim
Ala. Const., Art. I, § 23 (1819) . . . . . . . . . . . . . . . . . 7
Ark. Const., Art. II, § 21 (1836) . . . . . . . . . . . . . . . . 8
Fla. Const., Art. I, § 21(1838) . . . . . . . . . . . . . . . . . . 8
Ky. Const., Art. XII, § 23 (1792) . . . . . . . . . . . . . . . . 6
Massachusetts Declaration of Rights,
Article 1 (1780) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Massachusetts Declaration of Rights,
Article 17 (1780) . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
N.C. Dec. of Rights, Art. XVII (1776) . . . . . . . . . . . . 9
N.H. Bill of Rights, §§ I & II (1783) . . . . . . . . . . . . 15
vii
Pa. Declaration of Rights, Art. XIII (1776) . . . . . . 13
Tenn. Const., Art. XI, § 26 (1796) . . . . . . . . . . . . . . . 8
Tenn. Const., Art. I, § 26 (1834) . . . . . . . . . . . . . . . . 8
Va. Const., Art. II, § 20 (1902) . . . . . . . . . . . . . . . . 30
Vt. Constitution, Art. I, § 1 (1777) . . . . . . . . . . . . . 14
STATUTES
Civil Rights Act, 14 Stat. 27 (1866) . . . . . . . 3, 20, 23
Civil Rights Act, 17 Stat. 13 (1871) . . . . . . . 3, 24, 26
42 U.S.C. § 1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Freedmen’s Bureau Act,
14 Stat. 173 (1866) . . . . . . . . . . . . . . . . . . . . 3, 20, 23
1833 Ga. Laws 226, 228 . . . . . . . . . . . . . . . . . . . . . . 9
1893 Fla. Laws 71-72 . . . . . . . . . . . . . . . . . . . . . . . 28
Acts 1741, c. 24, in 1 Statute Laws
of the State of Tennessee of a Public
& General Nature, 314 (1831) . . . . . . . . . . . . . . . . . 8
viii
Ala. Code 1975 § 13A-11-75(a)(1)a . . . . . . . . . . . . . 34
Ala. Code 1975 § 13A-11-75(a)(1)d . . . . . . . . . . . . . 34
An Act for the Gradual
Abolition of Slavery (Pa. 1780) . . . . . . . . . . . . . . . . 13
Certain Offenses of Freedmen,
1865 Miss. Laws p. 165, § 1 . . . . . . . . . . . . . . . . . . 19
Ch. 111, §§ 7 & 8, 1 Va. Code 423 (1819) . . . . . . . . . 5
Ch. 174, §§ 5& 6 (1798), in 2 Digest
of the Statute Law of Kentucky 1150 (1822) . . . . 6, 7
Ch. 176, § 1, 8 Laws of the
State of Del. 208 (1841) . . . . . . . . . . . . . . . . . . . . . . . 9
Ch. 258, 1926 Va. Acts 285 . . . . . . . . . . . . . . . . . . . 29
Ch. 86, § II (1806), in 3 Laws of Md. 297 (1811) . . . 7
Digest of the Laws of
the State of Ala. 391-92 (1833) . . . . . . . . . . . . . . . . . 8
S.C. Stat., No. 4730, § XIII, 250 (1865) . . . . . . . . . 19
Uniform Firearms Act, Acts 1936,
Ex. Sess., No. 82, § 5, at 51 . . . . . . . . . . . . . . . . . . . 33
ix
Va. Code, tit. 54, ch. 196, § 7 (1849) . . . . . . . . . . . . . 6
1 W.&M., Sess. 1, c. 15 §4 (1689) . . . . . . . . . . . . . . 12
1 W. & M., Sess. 2, c.2, (1689) . . . . . . . . . . . . . . . . . 12
LEGISLATIVE MATERIALS
Cong. Globe, 39th Cong.,
1st Sess. (1866) . . . . . . . . . . . . . . . . . . . . . . 19, 20, 21
Cong. Globe, 39th Cong., 2d Sess. (1866) . . . . . . . . 23
Cong. Globe, 42d Cong., 1st Sess. (1871) . . . . . . . . 25
2 Documentary History of the Ratification
of the Constitution (1976) . . . . . . . . . . . . . . . . . . . . 14
6 Documentary History of the
Ratification of the Constitution (2000) . . . . . . . . . . 15
18 Documentary History of the
Ratification of the Constitution (1995) . . . . . . . 15, 16
1 Elliot, Jonathon, ed., Debates in the Several
State Conventions (1836) . . . . . . . . . . . . . . . . . . . . 16
Ex. Doc. No. 118, House of Rep.,
39th Cong., 1st Sess. 20 (1866) . . . . . . . . . . . . . . . . 22
x
Ex. Doc. No. 268, 42nd Cong., 2d Sess. 2 (1872) . . 26
Fla. Sen. J. 13 (1866) . . . . . . . . . . . . . . . . . . . . . . . . 22
Report of the Joint Committee on
Reconstruction, H.R. Rep. No. 30,
39th Cong., 1st Sess., pt. 2 (1866) . . . . . . . . . . . . . 21
1 Report of the Joint Select Committee to Inquire
into the Condition of Affairs in the Late
Insurrectionary States (1872) . . . . . . . . . . . . . . . . . 26
OTHER AUTHORITIES
Anderson, Carol, The Second: Race and Guns
in a Fatally Unequal America 32 (2021) . . . . . 11, 12
Bogus, Carl, “The Hidden History of the Second
Amendment,” 31 U.C. Davis L. Rev. 309 (1998) . . 11
“Carrying Concealed Weapons,”
15 Virginia Law Register 391 (1909) . . . . . . . . . . . 29
Cobb, Charles Jr., This Nonviolent Stuff’ll
Get You Killed: How Guns Made the
Civil Rights Movement Possible (2014) . . . . . . 30, 33
2 Douglass, Frederick,
Life and Writings 201 (1950) . . . . . . . . . . . . . . . . . 17
xi
Ferron, Donald, Notes on MIA
Executive Board Meeting (Feb. 2, 1956) . . . . . . . . 32
“Frederick Douglass on the American Crisis,”
Newcastle Weekly Courant, May 26, 1865, at 6 . . 18
4 The Frederick Douglass Papers 84 (1991) . . . . . 18
Halbrook, Stephen, Freedmen, the
Fourteenth Amendment, and the
Right to Bear Arms (1998) . . . . . . . . . . . . . . . . . . . 24
Halbrook, Stephen, The Right to Bear Arms:
A Constitutional Right of the People or a
Privilege of the Ruling Class? (2021) . . . . . . . . . . . 4
Holmes, George,
Wages of Farm Labor (USDA 1912) . . . . . . . . . . . 28
Johnson, Nicholas, Negroes and the Gun:
The Black Tradition of Arms (2014) . . . . . . . . . 30, 31
Jones, Martha, Birthright Citizens:
A History Of Race and Rights in
Antebellum America (2018) . . . . . . . . . . . . . . . . . . . 7
Loyal Georgian, Feb. 3, 1866, at 1 . . . . . . . . . . . . . 20
xii
“Negro Leader Fails to Get Pistol Permit,”
Montgomery Advertiser, Feb. 4, 1956, at 3B . . 31, 32
New York Times, Oct. 26, 1866, at 2 . . . . . . . . . . . 23
Notes for Speech in Congress, June 8, 1789,
12 Papers of James Madison (1979) . . . . . . . . . . . . 12
2 Proceedings of the Black State
Conventions, 1840-1865 (1980) . . . . . . . . . . . . . . . . 19
Shofner, Jerrell, Nor Is It Over Yet:
Florida in the Era of Reconstruction,
1863-1877 (1974) . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Spooner, Lysander,
The Unconstitutionality Of Slavery (1860) . . . . . . 17
tenBroek, Jacobus, Equal Under Law (1965) . . . . 17
Tiffany, Joel, A Treatise on the
Unconstitutionality of Slavery (1849) . . . . . . . . . . 17
Tucker, St. George,
Blackstone’s Commentaries (1803) . . . . . . . . . . . . . 6
Tucker, St. George, A Dissertation on
Slavery: With a Proposal for the Gradual
Abolition of It, in the State of Virginia (1796) . . . . . 5
xiii
Vandiver, Margaret,
Lethal Punishment: Lynchings &
Legal Executions in the South (2006) . . . . . . . . . . 27
Wallace, John,
Carpet Bag Rule in Florida (1885) . . . . . . . . . . . . 22
Wells, Ida, Southern Horrors:
Lynch Law in All its Phases (1892) . . . . . . . . . . . . 27
Withers, R., “Road Building by Prisoners,”
in Proceedings of the National Conference
of Charities and Correction (1908) . . . . . . . . . . . . 30
Wright, George, Racial Violence in Kentucky
1865-1940: Lynchings, Mob Rule & “Legal
Lynchings” (1990) . . . . . . . . . . . . . . . . . . . . . . . . . . 27
Zilversmit, Arthur, The First
Emancipation: The Abolition of Slavery
in the North (1967) . . . . . . . . . . . . . . . . 13, 14, 15, 16
1
STATEMENT OF INTEREST
OF AMICUS CURIAE
Amicus curiae National African American Gun
Association, Inc. (NAAGA) is a nonprofit association
with headquarters in Griffin, Georgia, and organized
under Internal Revenue Code § 501(c)(4).1 NAAGA
was founded in 2015 to defend the Second Amendment
rights of members of the African American community.
NAAGA has 127 chapters with over 39,000 members in
39 states and the District of Columbia.
NAAGA’s mission is to establish a fellowship by
educating on the rich legacy of gun ownership by
African Americans, offering training that supports safe
gun use for self defense and sportsmanship, and
advocating for the inalienable right to self defense for
African Americans. Its goal is to have every African
American introduced to firearm use for home
protection, competitive shooting, and outdoor
recreational activities. NAAGA welcomes people of all
religious, social, and racial perspectives, including
African American members of law enforcement and
active/retired military.
1
No counsel for a party authored this brief in whole or in
part nor did such counsel or any party make a monetary
contribution to fund the preparation or submission of this brief.
No person other than this amicus curiae, its members, or its
counsel made such a monetary contribution. Petitioners gave
blanket consent for the filing of amicus curiae briefs in this case,
and Respondents gave consent for the filing of this brief.
2
NAAGA activities include individual and group
instruction in firearm safety and marksmanship,
target shooting at various ranges, and participation in
firearm training for sport and lawful self-defense. As
a result of the types of laws at issue in this case,
members who are residents of New York or of other
states with similar restrictions are deprived of the
exercise of their Second Amendment rights to bear
arms and would be subject to draconian criminal
penalties should they do so.
NAAGA’s interest in this case stems in part
from the fact that the Second Amendment right to bear
arms was denied to African Americans under the
antebellum Slave Codes, the post-Civil War Black
Codes, and the Jim Crow laws that persisted into the
twentieth century. Such laws often included arbitrary
prohibitions on the carrying of firearms with parallels
to New York’s current law. Such laws invariably
discriminate against the poor and minorities. NAAGA
will bring before the Court matter not brought to its
attention by the parties.
SUMMARY OF ARGUMENT
New York’s prohibition on carrying a handgun,
and its refusal to make carry licenses available to all
law-abiding citizens, violates the right of the people to
bear arms protected by the Second Amendment.
During the colonial, founding, and early republic
periods, slaves and even free blacks, particularly in the
3
southern states, were either barred from carrying a
firearm at all or were required to obtain a license to do
so, which was subject to the discretion of a government
official. African Americans were not considered as
among “the people” with the “right” to “bear arms.”
Exclusion of African Americans from the rights
of “the people” in the Second Amendment and other
Bill of Rights guarantees was in conflict with the
explicit text. The argument has been made that the
Second Amendment was adopted to protect slavery.
But the defect was not in recognizing the rights of
white Americans, but was in not recognizing the rights
of black Americans. The impetus for recognition of the
right to bear arms came from the Northern states,
which had abolished or were in the process of
abolishing slavery.
After the Civil War, the southern states enacted
the Black Codes, which prohibited African Americans
from bearing arms unless they obtained a license,
which an official had the discretion to grant or
withhold. No such requirement existed for a citizen to
bear arms.
Congress sought to rectify this by protecting the
right of all persons to bear arms in the Civil Rights Act
and Freedmen’s Bureau Act of 1866. The Fourteenth
Amendment was understood to guarantee the right to
carry arms from state violation through arbitrary
licensing restrictions. The right to bear arms was
further protected by the Civil Rights Act of 1871. But
restrictive licensing continued in the Jim Crow era.
4
Rev. Martin Luther King, Jr., was himself denied a
carry license under a discretionary issuance law.
New York’s discretionary licensing scheme is
within a similar legacy as the Black Codes and Jim
Crow regimes that prohibited the carrying of firearms
by African Americans without a license subject to the
discretion of the licensing authority. The difference is
that, instead of discriminating only against black
people, it deprives the people at large of the right to
bear arms and bestows the privilege on a tiny subset of
“the people.”
ARGUMENT
I. The Historical Exclusion of African Americans from
Exercise of the Right to Bear Arms by Total Bans or
by Discretionary Licensing Laws Reflected Their
Status as Slaves or Non-citizens
In the colonial, founding, and early republic
periods, Americans were recognized as having the
right peaceably to bear or carry arms in public. The
only exception was the slave codes that prohibited
slaves and, in some states, free blacks from bearing
arms without a license that government authorities
had discretion to grant or deny. See Stephen P.
Halbrook, The Right to Bear Arms: A Constitutional
Right of the People or a Privilege of the Ruling Class?
204-63 (2021).
Slaves were deprived of all of the rights that
would be set forth in the Bill of Rights. The Second
5
Amendment was not unique in that regard. St. George
Tucker summarized their plight thus:
To go abroad without a written
permission; to keep or carry a gun, or
other weapon; to utter any seditious
speech; to be present at any unlawful
assembly of slaves; to lift the hand in
opposition to a white person, unless
wantonly assaulted, are all offences
punishable by whipping.
St. George Tucker, A Dissertation on Slavery: With a
Proposal for the Gradual Abolition of It, in the State of
Virginia 65 (1796).
Virginia law provided: “No free negro or
mulatto, shall be suffered to keep or carry any firelock
of any kind, any military weapon, or any powder or
lead, without first obtaining a license from the court of
the county or corporation in which he resides . . . .” Ch.
111, §§ 7 & 8, 1 Va. Code 423 (1819).
As a Virginia court held, among the “numerous
restrictions imposed on this class of people [free
blacks] in our Statute Book, many of which are
inconsistent with the letter and spirit of the
Constitution, both of this State and of the United
States,” was the restriction “upon their right to bear
arms.” Aldridge v. Commonwealth, 2 Va. 447, 449
(Gen. Ct. 1824).
The contrast with free citizens was stark.
Calling the Second Amendment “the true palladium of
liberty,” St. George Tucker wrote: “The right of self
6
defence is the first law of nature . . . . Wherever . . . the
right of the people to keep and bear arms is, under any
colour or pretext whatsoever, prohibited, liberty, if not
already annihilated, is on the brink of destruction.” 1
St. George Tucker, Blackstone’s Commentaries, App.,
300 (1803).
Virginia’s only restriction on free citizens was
not enacted until 1838, and it related just to the
manner of bearing arms: “If a free person, habitually,
carry about his person hid from common observation,
any pistol, . . . he shall be fined fifty dollars.” Va.
Code, tit. 54, ch. 196, § 7 (1849).
Other southern states recognized the right to
carry arms by free citizens subject to restrictions on
concealed carry, and either banned carry by African
Americans or subjected it to discretionary licensing.
The Kentucky Constitution provided: “That the right
of the citizens to bear arms in defense of themselves
and the State shall not be questioned.” Ky. Const.,
Art. XII, § 23 (1792). Its restriction on concealed carry
was declared violative of that right. Bliss v.
Commonwealth, 2 Litt. 90, 92 (Ky. 1822).
However, Kentucky law provided that “[n]o
negro, mulatto, or Indian, whatsoever, shall keep or
carry any gun,” except that “every free negro, mulatto
or Indian, being a house-keeper, may be permitted to
keep one gun,” and “all negroes, mulattoes and
Indians, bond or free, living at any frontier plantation,
may be permitted to keep and use guns . . . by license
from a justice of the peace . . . .” Ch. 174, §§ 5& 6
7
(1798), in 2 Digest of the Statute Law of Kentucky
1150 (1822).
Maryland made it unlawful “for any free negro
or mulatto to go at large with any gun, or other
offensive weapon . . . .” Ch. 86, § II (1806), in 3 Laws
of Md. 297 (1811). However, this did not “prevent any
free negro or mulatto from carrying a gun” if he had “a
certificate from a justice of the peace, that he is an
orderly and peaceable person . . . .” Id.
The Court of Appeals of Maryland described
“free negroes” as being treated as “a vicious or
dangerous population,” as exemplified by laws “to
prevent their migration to this State; to make it
unlawful for them to bear arms; to guard even their
religious assemblages with peculiar watchfulness.”
Waters v. State, 1 Gill 302, 309 (Md. 1843).
Some free blacks obtained both permits to travel
and gun licenses. “As they traveled with a permit or
carried a licensed gun, they were that much closer to
citizenship.” Martha S. Jones, Birthright Citizens: A
History Of Race and Rights in Antebellum America
106-07 (2018).
Alabama’s bill of rights declared: “Every citizen
has a right to bear arms, in defence of himself and the
State.” Ala. Const., Art. I, § 23 (1819). A concealed
weapon ban was upheld because open carry was
allowed, and the court cautioned: “A statute which,
under the pretence of regulating, amounts to a
destruction of the right, or which requires arms to be
so borne as to render them wholly useless for the
8
purpose of defence, would be clearly unconstitutional.”
State v. Reid, 1 Ala. 612, 616-17 (1840).
Alabama provided that “no slave shall keep or
carry any gun,” but added that “any justice of the
peace may grant . . . permission in writing to any
slave, on application of his master or overseer, to carry
or use a gun and ammunition within the limits of said
master’s or owner’s plantation . . . .” Digest of the
Laws of the State of Ala. 391-92 (1833).
Tennessee’s first constitution declared: “That
the freemen of this State have a right to keep and to
bear arms for their common defence.” Tenn. Const.,
Art. XI, § 26 (1796). “[S]o solemn an instrument hath
said the people may carry arms . . . .” Simpson v.
State, 13 Tenn. 356, 360 (1833).
By contrast, Tennessee law provided that “[n]o
slave shall go armed with gun, sword, club or other
weapon” without a certificate from the county court.
Acts 1741, c. 24, in 1 Statute Laws of the State of
Tennessee of a Public & General Nature, 314 (1831).
Reflecting the above, Tennessee amended its
constitutional guarantee, which Arkansas and Florida
copied, to state: “That the free white men of this State
shall have a right to keep and to bear arms for their
common defence.” Tenn. Const., Art. I, § 26 (1834);
Ark. Const., Art. II, § 21 (1836); Fla. Const., Art. I, §
21(1838).
The Georgia Supreme Court held that the right
to bear arms expressed in the Second Amendment is
an inalienable right that applies to the states. Nunn
9
v. State, 1 Ga. 243, 250 (1846).The court invalidated a
ban on open carry of pistols based on “[t]he right of the
whole people, old and young, men, women and boys,
and not militia only, to keep and bear arms of every
description . . . .” Id. at 251.
In Georgia, it was unlawful “for any free person
of colour in this state, to own, use, or carry fire arms of
any description whatever . . . .” § 7, 1833 Ga. Laws 226,
228. Georgia’s high court held: “Free persons of color
have never been recognized here as citizens; they are
not entitled to bear arms, vote for members of the
legislature, or to hold any civil office.” Cooper v.
Savannah, 4 Ga. 72 (1848).
Delaware had no restrictions on the peaceable
carrying of arms by white persons. However, it
forbade “free negroes and free mulattoes to have, own,
keep, or possess any gun [or] pistol,” except that such
persons could apply to a justice of the peace for a
permit to possess a gun, which could be granted with
a finding “that the circumstances of his case justify his
keeping and using a gun . . . .” Ch. 176, § 1, 8 Laws of
the State of Del. 208 (1841). The police power was said
to justify restrictions such as “the prohibition of free
negroes to own or have in possession fire arms . . . .”
State v. Allmond, 7 Del. 612, 641 (1856).
North Carolina declared: “That the people have
a right to bear arms for the defense of the state . . . .”
N.C. Dec. of Rights, Art. XVII (1776). Thus, “[f]or any
lawful purpose — either of business or amusement —
10
the citizen is at perfect liberty to carry his gun.” State
v. Huntley, 25 N.C. (3 Ired.) 418, 422-23 (1843).
But North Carolina made it unlawful “if any free
negro, mulatto, or free person of color, shall wear or
carry about his or her person, or keep in his or her
house, any shot gun, musket, rifle, pistol, sword,
dagger or bowie-knife, unless he or she shall have
obtained a licence therefor from the Court of Pleas and
Quarter Sessions of his or her county . . . .” State v.
Newsom, 27 N.C. 250, 207 (1844) (Act of 1840, ch. 30).
The provision was upheld partly on the ground that
“the free people of color cannot be considered as
citizens . . . .” Id. at 254.
The court further averred: “It does not deprive
the free man of color of the right to carry arms about
his person, but subjects it to the control of the County
Court, giving them the power to say, in the exercise of
a sound discretion, who, of this class of persons, shall
have a right to the licence, or whether any shall.” Id.
at 253. This is reminiscent of the New York’s
argument today that the right of the people to bear
arms is not infringed by laws granting officials
discretion to deny them that very right.
Scott v. Sanford, 60 U.S. (19 How.) 393, 417
(1857), argued against recognition of the citizenship of
African Americans because it “would give to persons of
the negro race, who were recognized as citizens in any
one State of the Union, the right to enter every other
State whenever they pleased . . .; and it would give
them the full liberty of speech . . ., and to keep and
11
carry arms wherever they went.” Neither do New
York residents today have a right to carry arms
“wherever they went,” or indeed anywhere they go.
In sum, having no arms right was an incident of
slavery. Even free blacks were required to obtain a
license to possess or carry a firearm, and the license
could limit possession to one’s premises. Such laws
were based on the denial of the rights of citizenship to
African Americans.
II. The Right to Bear Arms, Like that of Other Bill of
Rights Guarantees, Is Inherent in “The People”
Exclusion of African Americans from the rights
of “the people” in the Second Amendment and other
Bill of Rights guarantees was in conflict with the
explicit text. It would remain for the Thirteenth
Amendment to abolish slavery and the Fourteenth
Amendment to guarantee fundamental rights to all to
rectify the injustice.
The argument has been made that the Second
Amendment was adopted to protect slavery.2 But the
2
That theory was first proposed in Carl T. Bogus, “The
Hidden History of the Second Amendment,” 31 U.C. Davis L. Rev.
309 (1998). However, Professor Bogus conceded: “The evidence
that the Second Amendment was written to assure the South that
the federal government would not disarm its militia . . . is almost
entirely circumstantial. Madison never expressly stated that he
wrote the Second Amendment for that purpose.” Id. at 372.
More recently, it has been argued that the Second
Amendment was a “bribe paid . . . with Black bodies.” Carol
12
defect was not in recognizing the rights of white
Americans, but was in not recognizing the rights of
black Americans. Besides Second Amendment rights,
African Americans also were denied rights under the
First and Fourth Amendments. None of these
amendments were adopted to protect slavery.
“[T]he Second Amendment, like the First and
Fourth Amendments, codified a pre-existing right.”
District of Columbia v. Heller, 554 U.S. 570, 592
(2008). The English Declaration of Rights recognized
thirteen “true, ancient and indubitable rights,”
including the following: “That the Subjects which are
Protestants, may have Arms for their Defence . . . .” 1
W. & M., Sess. 2, c.2, (1689).
The Declaration was plainly not grounded in the
need to suppress a domestic slave population —
England had none. However, limitation of the right to
the majority Protestant population made possible laws
disarming the minority Catholic population, 1 W.&M.,
Sess. 1, c. 15 §4 (1689), similar to southern laws
disarming African Americans. In drafting the Second
Amendment, James Madison recognized the fallacy of
limiting arms to Protestants. Madison, Notes for
Speech in Congress, June 8, 1789, 12 Papers of James
Madison, 193-94 (1979). But the fallacy in the
Anderson, The Second: Race and Guns in a Fatally Unequal
America 32 (2021). Much of Professor Anderson’s evidence relates
to the unjust and unequal enforcement of laws relating to firearms
discussed in this brief.
13
southern states would be not recognizing African
Americans as part of “the people.”
“By the time of the founding, the right to have
arms had become fundamental for English subjects.”
Heller, 554 U.S. at 593. “Americans valued the ancient
right . . . even more important for self-defense and
hunting” than for militia. Id. at 599.
From the American Revolution through the
adoption of the Second Amendment, the impetus for
recognition of the right to bear arms came more from
the northern states, where slavery was abolished or
dying, than from the southern states. In no way was
the Second Amendment a devil’s bargain extracted by
the slave states from a reluctant North. The history of
how this occurred further demonstrates the
fundamental right to carry arms for self-defense.
Pennsylvania was the first state to adopt an
arms guarantee, which provided: “That the people have
a right to bear arms for the defense of themselves, and
the state . . . .” Pa. Declaration of Rights, Art. XIII
(1776). It passed the first state abolition act. An Act
for the Gradual Abolition of Slavery (Pa. 1780). See
Arthur Zilversmit, The First Emancipation: The
Abolition of Slavery in the North 124-37 (1967)
(hereafter “Zilversmit”).
When the Constitution was proposed in 1789
without a bill of rights, the Pennsylvania Dissent of
Minority demanded one, including: “That the people
have a right to bear arms for the defense of themselves
and their own state, or the United States, or for the
14
purpose of killing game . . . .” 2 Documentary History
of the Ratification of the Constitution 623-24 (1976).
This was not an attempt to protect slavery.
Vermont’s Declaration of Rights of 1777 set
forth the following fundamental rights and abolished
slavery:
That all men are born equally free
and independent, and have certain
natural, inherent, and unalienable rights,
amongst which are the enjoying and
defending life and liberty; acquiring,
possessing, and protecting property, and
pursuing and obtaining happiness and
safety. Therefore, no male person, born in
this country, or brought from over sea,
ought to be holden by law, to serve any
person, as a servant, slave, or apprentice,
after he arrives to the age of twenty-one
years; nor female, in like manner, after
she arrives to the age of eighteen years .
...
Vt. Constitution, Art. I, § 1 (1777). See Zilversmit at
116.
The Vermont Declaration also provided: “That
the people have a right to bear arms for the defence of
themselves and the State . . . .” Id., § 15.
The Massachusetts Declaration of Rights,
Article 1 (1780), stated that “[a]ll men are born free
and equal, and have certain natural, essential, and
unalienable rights,” including “the right of enjoying
15
and defending their lives and liberties . . . .” And it
provided in Article 17: “The people have a right to keep
and to bear arms for the common defence.”
Court decisions in 1781-83 declared slavery
unconstitutional under Article I. Zilversmit at 113-15.
The Chief Justice of the Massachusetts Supreme Court
declared that “slavery is . . . as effectively abolished as
it can be by the granting of rights and privileges
wholly incompatible and repugnant to its existence.”
Id. at 114.
Samuel Adams proposed in the Massachusetts
ratification convention “that the said Constitution be
never construed . . . to prevent the people of the
United States, who are peaceable citizens, from
keeping their own arms . . . .” 6 Documentary History
of the Ratification of the Constitution 1453 (2000).
New Hampshire similarly provided that “[a]ll
men are born equally free and independent” and “have
certain natural, essential, and inherent rights; among
which are the enjoying and defending life and liberty
. . . .” N.H. Bill of Rights §§ I & II (1783). New
Hampshire courts read that language as abolishing
slavery. Zilversmit at 117.
When the federal Constitution was proposed,
New Hampshire demanded a guarantee that “Congress
shall never disarm any citizen, unless such as are or
have been in actual rebellion.” 18 Documentary
History of the Ratification of the Constitution 188
(1995).
16
In the Virginia convention, George Mason
recalled that “when the resolution of enslaving
America was formed in Great Britain, the British
Parliament was advised . . . to disarm the people; that
it was the best and most effectual way to enslave
them.” 3 Jonathon Elliot ed., The Debates in the
Several State Conventions on the Adoption of the
Federal Constitution 380 (1836).
The ensuing debate concerned defense against
tyranny and invasion; slavery was never mentioned in
reference to the right to bear arms. The Virginia
convention demanded that the federal Constitution
provide: “That the people have a right to keep and bear
arms . . . .” Id. at 658-59.
A proposal to abolish slavery in New York’s 1777
constitutional convention did not succeed. The state
later took various measures to end slavery and finally
enacted abolition in 1799. Zilversmit at 139-40, 14752, 181-82.
Rhode Island abolished slavery in 1784.
Zilversmit at 119-21.
New York and Rhode Island, along with North
Carolina, demanded that the federal Constitution
declare that “the people have a right to keep and bear
arms . . . .” 18 Documentary History of the Ratification
of the Constitution, 298 (1995) (N.Y.); id. at 316 (N.C.);
1 Elliot, Debates in the Several State Conventions, 335
(R.I.).
In short, the drive for what became the Second
Amendment came more from the northern states,
17
several of which had their own state guarantee of the
right to bear arms. And these were the same states
that had abolished or were in the process of abolishing
slavery. The defect in the American polity was the
failure of the southern states to extend recognition of
all fundamental rights to African Americans.
The constitutional guarantees accorded to “the
people” led to the abolitionist argument that slavery
was unconstitutional. The abolitionists saw the denial
of rights to African Americans as a violation of the first
eight amendments, and their arguments influenced the
framers of the Fourteenth Amendment. Jacobus
tenBroek, Equal Under Law 110-13, 126 (1965).
Abolitionist Lysander Spooner wrote that the
Second Amendment “recognize[s] the natural right of
all men ‘to keep and bear arms’ for their personal
defence,” which was “a right palpably inconsistent with
the idea of his being a slave.” Lysander Spooner, The
Unconstitutionality Of Slavery 98 (1860). According to
Joel Tiffany, the Second Amendment “is absolutely
inconsistent with permitting a portion of our citizens
to be enslaved.” Joel Tiffany, A Treatise on the
Unconstitutionality of Slavery 117—18 (1849).
Frederick Douglass agreed with the above
arguments. 2 Frederick Douglass, Life and Writings
201 (1950). The constitutionality of slavery upheld in
Dred Scott disregarded “the plain and commonsense
reading of the instrument itself; by showing that the
Constitution does not mean what it says, and says
what it does not mean . . . .” Id. at 420.
18
Frederick Douglass explained in 1865 that “the
black man has never had the right either to keep or
bear arms.” 4 The Frederick Douglass Papers 84
(1991). With slavery ending, he stated that the freed
people “must have the cartridge box, the jury box, and
the ballot box, to protect them.” “Frederick Douglass
on the American Crisis,” Newcastle Weekly Courant,
May 26, 1865, at 6.
The truism that “the people” in the Second
Amendment and other Bill of Rights guarantees really
means all of the people would be realized in the
Reconstruction Amendments. Today, it is not New
York’s prerogative to say who may and who may not
exercise liberties in the Bill of Rights.
III. The Fourteenth Amendment Was Understood to
Guarantee the Right to Bear Arms from State
Violation Through Arbitrary Licensing Restrictions
A. Protecting the Right of the People at Large,
Particularly the Freedmen, to Carry Arms Was a
Primary Objective of the Fourteenth Amendment
The Fourteenth Amendment was understood to
guarantee the right to keep and bear arms from state
infringement. Under the Black Codes, officials had
discretion on whether to issue licenses to allow
freedmen to keep arms and, if so, whether they could
carry arms out of their homes. Such laws were
considered to be in violation of the Second Amendment.
19
The first state law noted in McDonald as typical
of what the Fourteenth Amendment would invalidate
provided that “no freedman, free negro or mulatto, not
in the military service of the United States
government, and not licensed so to do by the board of
police of his or her county, shall keep or carry fire-arms
of any kind . . . .” Certain Offenses of Freedmen, 1865
Miss. Laws p. 165, § 1, quoted in McDonald v. City of
Chicago, 561 U.S. 742, 771 (2010). The official had
discretion to grant or deny the license.
South Carolina law provided that no person of
color “shall, without permission in writing from the
District Judge or Magistrate, be allowed to keep a fire
arm . . . .” S.C. Stat., No. 4730, § XIII, 250 (1865). An
African American convention resolved that “the late
efforts of the Legislature of this State to pass an act to
deprive us of arms be forbidden, as a plain violation of
the Constitution . . . .” 2 Proceedings of the Black
State Conventions, 1840-1865, 302 (1980). Senator
Charles Sumner summarized the petition, noting “that
they should have the constitutional protection in
keeping arms, in holding public assemblies, and in
complete liberty of speech and of the press.” Cong.
Globe, 39th Cong., 1st Sess. 337 (1866).
Rep. William Lawrence quoted Order No. 1
(1866) for the Department of South Carolina, which
declared:
The constitutional rights of all
loyal and well disposed inhabitants to
bear arms, will not be infringed;
nevertheless this shall not be construed
20
to sanction the unlawful practice of
carrying concealed weapons; nor to
authorize any person to enter with arms
on the premises of another without his
consent.
Cong. Globe, 39th Cong., 1st Sess., 908-09 (1866).
This order was repeatedly printed in the Loyal
Georgian, a black newspaper, beginning with the issue
of Feb. 3, 1866, at 1. That issue also included the
following:
Have colored persons a right to own and
carry fire arms?
A Colored Citizen
Almost every day we are asked
questions similar to the above. . . .
Article II, of the amendments to
the Constitution of the United States,
gives the people the right to bear arms,
and states that this right shall not be
infringed. . . . All men, without
distinction of color, have the right to keep
and bear arms to defend their homes,
families or themselves.
Id. at 3.
Deprivation of the right to bear arms was
debated in bills leading to enactment of the
Freedmen’s Bureau Act and the Civil Rights Act of
1866. Rep. Thomas Eliot, sponsor of the former,
explained that the bill would render void laws like that
of Opelousas, Louisiana, providing that no freedman
“shall be allowed to carry fire-arms” without
permission of his employer and as approved by the
21
board of police. Cong. Globe, 39th Cong., 1st Sess. 517
(1866). He quoted from a report that in Kentucky
“[t]he civil law prohibits the colored man from bearing
arms . . . .” Id. at 657.
Senator Garret Davis said that the Founding
Fathers “were for every man bearing his arms about
him . . . for his own defense.” Id. at 371. Yet places
like Alexandria, Virginia “enforce[d] the old law
against them in respect to whipping and carrying firearms . . . .” Report of the Joint Committee on
Reconstruction, H.R. Rep. No. 30, 39th Cong., 1st
Sess., pt. 2, at 21 (1866).
Senator Samuel Pomeroy noted that the
“safeguards of liberty under our form of Government”
included the following: “He should have the right to
bear arms for the defense of himself and family and his
homestead.” Cong. Globe, 39th Cong., 1st Sess., 1182
(1866).
Introducing the Fourteenth Amendment in the
Senate, Jacob Howard referred to “the personal rights
guaranteed and secured by the first eight amendments
of the Constitution; such as . . . the right to keep and
bear arms . . . .” Cong. Globe, 39th Cong., 1st Sess.
2765 (1866). He averred: “The great object of the first
section of this amendment is, therefore, to restrain the
power of the States and compel them at all times to
respect these great fundamental guarantees.” Id. at
2766.
22
In support of a bill which required the Southern
States to ratify the Fourteenth Amendment, Rep.
George W. Julian argued:
Although the civil rights bill is now the
law, . . . [it] is pronounced void by the
jurists and courts of the South. Florida
makes it a misdemeanor for colored men
to carry weapons without a license to do
so from a probate judge, and the
punishment of the offense is whipping
and the pillory. South Carolina has the
same enactments . . . Cunning legislative
devices are being invented in most of the
States to restore slavery in fact.3
Id. at 3210.
3
Florida’s 1865 law made it “unlawful for any Negro,
mulatto, or person of color to own, use, or keep in possession or
under control any . . . firearms or ammunition of any kind, unless
by license of the county judge . . . .” Ex. Doc. No. 118, House of
Rep., 39th Cong., 1st Sess. 20 (1866). Florida Governor David S.
Walker stated that the law “in regard to freedmen carrying
firearms does not accord with our Constitution, has not been
enforced and should be repealed.” Fla. Sen. J. 13 (1866). John
Wallace, a black politician, commented that, except for those
hunting on other person’s properties, “[t]he law prohibiting
colored people handling arms of any kind without a license, was
a dead letter,” adding: “We have often passed through the streets
of Tallahassee with our gun upon our shoulder, without a license,
and were never disturbed by any one during the time this law was
in force.” John Wallace, Carpet Bag Rule in Florida 35 (1885).
But the law was enforced in some counties. Jerrell H. Shofner,
Nor Is It Over Yet: Florida in the Era of Reconstruction, 18631877, at 84 (1974).
23
A Mississippi court declared the Civil Rights Act
void in upholding the conviction, under the 1865
Mississippi law quoted above, of a freedman for
carrying a musket without a license while hunting. It
held that the state arms guarantee protected only
citizens. New York Times, Oct. 26, 1866, at 2.
Another Mississippi court found the ban on
freedmen having arms without a license void:
The citizen has the right to bear arms in
defense of himself, secured by the
constitution. . . . Should not then, the
freedmen have and enjoy the same
constitutional right to bear arms in
defence of themselves, that is enjoyed by
the citizen? . . . While, therefore, the
citizens of the State and other white
persons are allowed to carry arms, the
freedmen can have no adequate
protection against acts of violence unless
they are allowed the same privilege.
New York Times, Oct. 26, 1866, at 2.
The above judicial decisions were noted in a
report from General Ulysses S. Grant stating: “The
statute prohibiting the colored people from bearing
arms, without a special license, is unjust, oppressive,
and unconstitutional.” Cong. Globe, 39th Cong., 2d
Sess., 33 (1866).
As passed, the Freedmen’s Bureau Act explicitly
recognized the right to bear arms, which clearly
included the right peaceably to carry arms in public:
the right . . . to have full and equal
benefit of all laws and proceedings
24
concerning personal liberty, personal
security, and the acquisition, enjoyment,
and disposition of estate, real and
personal, including the constitutional
right to bear arms, shall be secured to
and enjoyed by all the citizens of such
State or district without respect to race
or color or previous condition of slavery.
§ 14, 14 Stat. 173, 176-77 (1866).
“In sum, it is clear that the Framers and
ratifiers of the Fourteenth Amendment counted the
right to keep and bear arms among those fundamental
rights necessary to our system of ordered liberty.”
McDonald, 561 U.S. at 777. As such, the right of a lawabiding person to carry a firearm could not be
dependent on the discretion of an official.
B. The Right to Bear Arms Was Understood as
Protected by the Civil Rights Act of 1871
“[I]n debating the Civil Rights Act of 1871,
Congress routinely referred to the right to keep and
bear arms and decried the continued disarmament of
blacks in the South.” McDonald, 561 U.S. at 776,
citing Stephen P. Halbrook, Freedmen, the Fourteenth
Amendment, and the Right to Bear Arms 12031(1998). Today’s 42 U.S.C. § 1983, the Act provides
that any person who, under color of State law, subjects
a person “to the deprivation of any rights, privileges, or
immunities secured by the Constitution” is civilly
liable. 17 Stat. 13 (1871).
25
“[I]n passing § 1, Congress assigned to the
federal courts a paramount role in protecting
constitutional rights.” Patsy v. Board of Regents, 457
U.S. 496, 503 (1982). Rep. Henry Dawes explained
how the federal courts would protect “these rights,
privileges, and immunities . . . .” Id., quoting Cong.
Globe, 42d Cong., 1st Sess., 476 (1871). Dawes had
just noted that the citizen “has secured to him the
right to keep and bear arms in his defense.” Cong.
Globe, supra, at 475-76.
Patsy also cited the remarks of Rep. John
Coburn, 457 U.S. at 504, who on the same page
observed: “A State may by positive enactment cut off
from some the right . . . to bear arms . . . . How much
more oppressive is the passage of a law that they shall
not bear arms than the practical seizure of all arms
from the hands of the colored men?” Cong. Globe at
459.
“Opponents of the bill also recognized this
purpose . . . .” Patsy, 457 U.S. at 504 n.6 (citing
remarks of Rep. Washington Whitthorne). On the
same page of his speech, Whitthorne objected that “if
a police officer . . . should find a drunken negro or
white man upon the streets with a loaded pistol
flourishing it, & c., and by virtue of any ordinance, law,
or usage, either of city or State, he takes it away, the
officer may be sued, because the right to bear arms is
secured by the Constitution . . . .” Cong. Globe at 337.
To the contrary, supporters of the bill were concerned
that police would arrest a law-abiding African
26
American who was peaceably carrying a pistol, and
they wished to provide a legal remedy for such
deprivation.
A year after passage of the Civil Rights Act,
President Grant reported that in parts of the South Ku
Klux Klan groups continued to seek “to deprive colored
citizens of the right to bear arms and of the right to a
free ballot . . . .” Ex. Doc. No. 268, 42nd Cong., 2d Sess.
2 (1872).
In debate on a bill to expand civil rights
protection, Senator Daniel Pratt observed that the
Klan targeted the black who would “tell his fellow
blacks of their legal rights, as for instance their right
to carry arms and defend their persons and homes.”
Cong. Globe, 42nd Cong., 2d Sess., 3589 (1872).
While at this point in history the disarming of
blacks was taking place more by the Klan rather than
by state action, a report recalled the state laws of
1865-66 under which “a free person of color was only a
little lower than a slave. . . . [and hence] forbidden to
carry or have arms.” 1 Report of the Joint Select
Committee to Inquire into the Condition of Affairs in
the Late Insurrectionary States 261-62 (1872).
In sum, the Civil Rights Act of 1871 was
understood to provide a remedy to persons who were
deprived of the right to bear firearms. No one
suggested that the right was limited to one’s house or
that the state could limit licenses to carry arms only to
persons it subjectively deemed to have a “proper cause”
to do so. The laws that subjected the African
27
Americans to such a discretionary licensing system
were among the deprivations that prompted Congress
to act.
IV. Discretionary Licensing Facilitated Jim Crow
Restrictions
The Fourteenth Amendment did away with
actually naming African Americans in laws prohibiting
the right to bear arms. Instead, in the Jim Crow era
facially-neutral laws imposed prohibitive fees and
restrictions on the poor and were selectively enforced
in ways to deny the right of black citizens to possess
and carry arms.
In 1892, Ida B. Wells wrote that a “Winchester
rifle should have a place of honor in every black home,
and it should be used for that protection which the law
refuses to give.” Ida B. Wells, Southern Horrors: Lynch
Law in All its Phases 16 (1892). She had in mind
recent events in Jacksonville, Florida, and Paducah,
Kentucky, where well-armed blacks had thwarted
lynch mobs.4
Perhaps not coincidently, a year later Florida
made it a crime for a person “to carry around with him,
or to have in his manual possession” a “Winchester
4
See Margaret Vandiver, Lethal Punishment: Lynchings
& Legal Executions in the South 179 (New Brunswick, N.J.:
Rutgers University Press, 2006); George C. Wright, Racial
Violence in Kentucky 1865-1940: Lynchings, Mob Rule & “Legal
Lynchings” 169-170 (Baton Rouge: LSU Press, 1990).
28
rifle or other repeating rifle” without a license, which
“may” be granted after posting a $100 bond with
approved sureties. 1893 Fla. Laws 71-72. (In 1901,
the law was amended to add pistols to the list.) That
would be equivalent to $2,859 today.5 The average
monthly wage for farm labor in Florida in 1890 was
$19.35.6 Licenses were obviously beyond the means of
poor persons, not to mention the unlikelihood of them
being issued to African Americans.
This law “was passed when there was a great
influx of negro laborers in this State,” and it was “for
the purpose of disarming the negro laborers . . . . The
statute was never intended to be applied to the white
population . . . .” Watson v. Stone, 148 Fla. 516, 524,
4 So. 2d 700 (1941) (Buford, J., concurring). Moreover,
it was estimated that “80% of the white men living in
the rural sections of Florida have violated this
statute,” “not more than 5% of the men in Florida who
own pistols and repeating rifles have ever applied” for
a license, and that “there had never been . . . any effort
to enforce the provisions of this statute as to white
people, because it has been generally conceded to be in
contravention of the Constitution and non-enforceable
if contested.” Id.
5
“Why a dollar today is worth only 3% of a dollar in 1893,”
Mar. 12, 2021. https://www.in2013dollars.com/us/inflation/1893.
6
1912).
George K. Holmes, Wages of Farm Labor 29 (USDA
29
In Virginia, it was held lawful to carry a
concealed handgun if it was not readily accessible.
Sutherland v. Commonwealth, 109 Va. 834, 65 S.E. 15
(1909). The editors of the Virginia Law Register
criticized the decision with unabashed racist rhetoric
as follows:
It is a matter of common
knowledge that in this state and in
several others, the more especially in the
Southern states where the negro
population is so large, that this cowardly
practice of “toting” guns has always been
one of the most fruitful sources of crime .
. . . There would be a very decided falling
off of killings “in the heat of passion” if a
prohibitive tax were laid on the privilege
of handling and disposing of revolvers
and other small arms, or else that every
person purchasing such deadly weapons
should be required to register . . . . Let a
negro board a railroad train with a quart
of mean whiskey and a pistol in his grip
and the chances are that there will be a
murder, or at least a row, before he
alights.
“Carrying Concealed Weapons,” 15 Virginia Law
Register 391-92 (1909).
Registration and an annual tax of one dollar for
each pistol or revolver would be enacted in Virginia.
Ch. 258, 1926 Va. Acts 285. The intimidating process,
the paperwork, and the expense, similar to paying the
30
$1.50 poll tax for voting,7 would have made it difficult
or impossible for the poor, including African
Americans, to obtain or possess handguns.
Possession of an unregistered handgun was
punishable with a fine of $25-50 and sentencing to the
State convict road force for 30-60 days. Id. at 286. See
R. Withers, “Road Building by Prisoners,” in
Proceedings of the National Conference of Charities
and Correction 209 (1908) (“three-fourths of the convict
road force are negroes”). The law functioned to
prevent African Americans from carrying handguns
and to conscript those who exercised their right to bear
arms for forced road work.
The Jim Crow era, with its regime of legal
discrimination based on race, ended with the
enactment of federal civil rights legislation in the
1960s. Exercise of the right to bear arms for selfdefense was essential to protect members of the civil
rights movement. African Americans, including civil
rights icons, had a long tradition of carrying firearms
to protect themselves and their communities. See
Nicholas Johnson, Negroes and the Gun: The Black
Tradition of Arms (2014); Charles E. Cobb, Jr., This
Nonviolent Stuff’ll Get You Killed: How Guns Made
the Civil Rights Movement Possible (2014).
7
Va. Const., Art. II, § 20 (1902). “The Virginia poll tax was
born of a desire to disenfranchise the Negro.” Harman v.
Forssenius, 380 U.S. 528, 543 (1965).
31
Laws that subjected the right to bear arms to
discretionary licence issuance played a role in the
history of the civil rights movement. Perhaps the most
stark illustration was the denial of a carry license to
Martin Luther King, Jr.
Rev. King became nationally prominent as a
result of the bus boycott in Montgomery, Alabama,
which was triggered by Rosa Parks’ disobedience to the
segregated seating rules. King became the leader of the
boycott movement. In January 1956, King’s house was
bombed, and armed black men scrambled to protect
him, Coretta, and their young daughter. Johnson,
Negroes and the Gun, 261-62. Professor Johnson
relates:
King even sought a permit to carry
a concealed gun in his car. But local
authorities determined that he had not
shown “good cause” for needing a permit
to carry a firearm. A generation later,
protests against the caprice and cronyism
that pervaded these types of
discretionary permit systems would
spark a movement toward
nondiscretionary, “shall issue”
concealed-carry permits that would
become the American norm.
Id. at 262.
The denial of King’s application made the
Montgomery Advertiser, which reported:
32
A Negro boycott leader whose
home was bombed earlier this week has
been denied a pistol permit, the sheriff’s
department said yesterday.
The Rev. M. L. King and two other
Negro clergymen requested the permit
Wednesday, Sheriff Mac Sim Butler said.
Sheriff Butler said he declined to
issue a pistol permit which King said he
wanted for a night watchman at his
home.
He said threats against him have
been received “continuously” and he felt
the need for a watchman.
“Negro Leader Fails to Get Pistol Permit,” Montgomery
Advertiser, Feb. 4, 1956, at 3B.
At a meeting of movement organizers to discuss
how to protect mass meetings and the leaders, the
minutes reflected Rev. King to have stated: “I went to
the sheriff to get a permit for those people who are
guarding me. ‘Couldn’t get one’. In substance he was
saying ‘you are at the disposal of the hoodlums.’”
Donald T. Ferron, Notes on MIA Executive Board
Meeting (Feb. 2, 1956).8
At that time, Alabama law provided: “No person
shall carry a pistol in any vehicle or concealed on or
about his person, except in his place of abode or fixed
8
https://kinginstitute.stanford.edu/king-papers/documen
ts/notes-mia-executive-board-meeting-donald-t-ferron-1.
33
place of business, without a license therefor . . . .”
Uniform Firearms Act, Acts 1936, Ex. Sess., No. 82, §
5, at 51, 52. A probate judge, police chief, or sheriff
“may . . . issue a license . . . to carry a pistol in a
vehicle or concealed on or about his person . . ., if it
appears that the applicant has good reason to fear
injury to his person or property, or has any other
proper reason for carrying a pistol . . . .” Id. § 7
(emphasis added).
While the Act did not prohibit open carry of a
pistol, its ban on carrying in a vehicle without a license
surely hampered the ability of civil rights workers to
protect themselves. The Act had no exemption from
licensing for armed guards, so those guarding King
and other leaders were subject to arrest.
But the instinct for survival was far stronger
than the threat of arrest, and many in the civil rights
movement carried firearms for that reason. As
Professor Cobb relates, “there were few black leaders
who did not seek and receive armed protection from
within the black community. They needed it because
both local law enforcement and the federal government
refused to provide it.” Cobb, This Nonviolent Stuff’ll
Get You Killed, 7-8.
Martin Luther King would have had no problem
getting a pistol carry permit today in Alabama or in
the forty-one other “shall issue” states. Alabama law
now requires that a sheriff “shall issue” a permit to
carry a pistol concealed “unless the sheriff determines
that the person is prohibited from the possession of a
34
pistol or firearm pursuant to state or federal law, or
has a reasonable suspicion that the person may use a
weapon unlawfully or in such other manner that would
endanger the person's self or others.” Ala. Code 1975 §
13A-11-75(a)(1)a. Unless otherwise provided, “a sheriff
may not place conditions or requirements on the
issuance of a pistol permit or limit its scope or
applicability.” Id., § 13A-11-75(a)(1)d.
Would Rev. King have been able to get a carry
license under New York’s discretionary “proper cause”
law? Would he have been able to “demonstrate a
special need for self-protection distinguishable from
that of the general community or of persons engaged in
the same profession,” per Kachalsky v. County of
Westchester, 701 F.3d 81, 86 (2nd Cir. 2012)? Wasn’t
King in a similar threatened situation as many others
in the civil rights movement?
In historical perspective, New York’s law is heir
to the Black Codes and Jim Crow regimes except that,
instead of discriminating only against black people, it
deprives the people at large of the right to bear arms,
which is reserved to members of a privileged class
determined by government officials to have “good
cause.”
35
CONCLUSION
This Court should reverse the judgment of the
court below and hold that New York’s limitation of
carry licenses to persons that officials decide have a
“proper cause” violates the Second Amendment.
36
Respectfully submitted,
NATIONAL AFRICAN AMERICAN GUN ASSOCIATION,
INC. AMICUS CURIAE
STEPHEN P. HALBROOK*
3925 Chain Bridge Road, Suite 403
Fairfax, VA 22030
(703) 352-7276
protell@aol.com
*Counsel of Record
NEZIDA S. DAVIS
Davis Bakari Law LLC
2915 Pleasant Ridge Drive
Decatur, GA 30034
(404) 771-1832
nsdavis@davisbakarilaw.com
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.