Amicus Curiae Brief — Bradley LeDure, Petitioner v. Union Pacific Railroad Company
Supreme Court briefFeb 7, 2022
Ask Donna
What actually matters in this document.
Text
No. 20-807
In The
Supreme Court of the United States
Bradley ledure,
v.
unIon PacIfIc raIlroad comPany,
Petitioners,
Respondent.
On Petition for a Writ of Certiorari to the United
States Court of Appeals for the Seventh Circuit
BRIEF OF AMICI CURIAE BY THE SHEET METAL,
AIR, RAIL TRANSPORTATION WORKERS–
TRANSPORTATION DIVISION, THE
BROTHERHOOD OF LOCOMOTIVE ENGINEERS
AND TRAINMEN, AND ACADEMY OF RAIL LABOR
ATTORNEYS IN SUPPORT OF PETITIONER
lawrence m. mann
Counsel of Record
Alper & Mann, P.C.
9205 Redwood Avenue
Bethesda, MD 20817
(202) 298-9191
mann.larrym@gmail.com
Joshua d. mcInerney
General Counsel, BLET
Barkan Meizlish LLP
4200 Regent St, Suite 210,
Columbus, Ohio 43219
(614) 221-4221
jmcinerney@barkanmeizlish.com
KevIn Brodar
General Counsel, SMART-TD
24950 Country Club Blvd
North Olmstead, OH 44070
(216) 228-9400
kbrodar@smart-union.org
nIcholas d. ThomPson
Casey Jones Law
3520 Cherryvale Avenue
Suite 83
Appleton, WI 54913
(757) 477-0991
nthompson@caseyjones.law
Additional Counsel on Inside Cover
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:0
JosePh m. sayler
David Tomenes
Bolt Hoffer Boyd Law Firm
2150 Third Avenue N
Anoka, MN 55303
(763) 406-7000
joseph.sayler@bolthoffer.com
Counsel for Amici
February 7, 2022
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...............................
iii
INTERESTS OF AMICUS CURIAE ..................
1
SUMMARY OF ARGUMENT ............................
2
ARGUMENT .......................................................
4
I. THE PLAIN TEXT OF THE LIA AND
THE FRA’s ENFORCEMENT OF IT DO
NOT DISTINGUISH BETWEEN
MOVING OR STATIONARY
LOCOMOTIVES ........................................
4
A. Legislative Changes To The LIA Show
That It Is Violated Even If A
Locomotive Is Not Moving ...................
4
B. Railroad Workers Are Injured More
Frequently On Stationary Locomotives
Than On Moving Locomotives. ............
7
C. Implications Of The Seventh Circuit’s
Decision Are Far Reaching. .................
8
D. Enforcement Of The LIA By The FRA
Does Not Distinguish Between Moving
And Standing Locomotives ..................
8
II. ADOPTION OF THE RAILROADS’
INTERPRETATION OF THE LIA
WOULD REQUIRE THE COURT TO
IGNORE STARE DECISIS, CREATE A
REGULATORY GAP, RESULT IN
ABSURD OUTCOMES, AND
OTHERWISE UNDERMINE THE
LIA’S PURPOSE........................................
12
ii
TABLE OF CONTENTS—Continued
Page
III. CANONS OF STATUTORY
INTERPRETATION AND STARE
DECISIS REQUIRE REVERSAL OF
THE SEVENTH CIRCUIT........................
15
IV. EXCLUDING SWITCHING AND PREDEPARTURE ACTIVIES FROM THE
DEFINITION OF “IN USE” WOULD
RENDER THE ACTS NEARLY
INAPPLICABLE........................................
18
A. Switching And Pre-Departure Work Is
A Necessary, Predominate Work Duty
Of Train Crews And Are The Most
Common Form Of Work Duties
Bringing Train Crews In Contact With
Equipment Protected By The Acts. ......
18
B. Given The Plain Language Of The
Acts, Excluding Switching And PreDeparture Work Would Render The
Acts Superfluous. .................................
21
C. Union Pacific Asks This Court To
Supplant Its Definition Of “In Use”
With One That Would Largely Render
The Acts Inapplicable. .........................
24
D. Rejecting The Acts’ Plain Meaning
And This Court’s Precedent Would
Dislodge Settled Rights And
Expectations, Inviting An Inconsistent
And Unsafe Application. .......................
27
CONCLUSION ....................................................
30
iii
TABLE OF AUTHORITIES
Page
Cases
Affolder v. New York, C. & St. L.R. Co.,
339 U.S. 96 (1950) ...........................................
26
Angell v. Chesapeake & O. Ry. Co.,
618 F.2d 260 (4th Cir. 1980) ...........................
19
Atlantic City R. Co. v. Parker,
242 U.S. 56 (1916) ...........................................
26
Brady v. Terminal Railroad Association,
303 U.S. 10 (1938) ........................................ passim
Carter v. Atlanta & St. A.B. Ry. Co.,
338 U.S. 430 (1949) .........................................
25
Chi. Milwaukee & St. Paul Ry. Co. v. Coogan,
271 U.S. 472 (1926) .........................................
17
Consolidated Rail Corporation v. Gottshall,
512 U.S. 532 (1994) ..................................... 6, 12, 15
Cooper Indus., Inc. v. Aviall Servs., Inc.,
543 U.S. 157 (2004).................................... 15, 22, 23
CSX Transp., Inc. v. McBride,
564 U.S. 685 (2011) ......................................... 17, 27
Hardt v. Reliance Standard Life Ins. Co.,
560 U.S. 242 (2010) .........................................
16
Hilton v. S.C. Pub. Ry. Comm’n,
502 U.S. 197 (1991) ..............................13, 17, 24 ,27
Holfester v. Long Island R.R. Co.,
360 F.2d 369 (2d Cir. 1966) ............................
16
Home Depot U. S. A., Inc. v. Jackson,
139 S. Ct. 1743 (2019) .....................................
16
Johnson v. So. Pac. Co.,
196 U.S. 1 (1904) .............................................
26
iv
TABLE OF AUTHORITIES—Continued
Page
Kurns v. R.R. Friction Prod. Corp.,
565 U.S. 625 (2012) .........................................
14
LeDure v. Union Pac. R.R. Co.,
2019 WL 399924 (S.D. Ill. Jan. 31, 2019) ......
18
Lilly v. Grand Trunk W. R.R. Co.,
317 US 481 (1943) ........................................... 14, 25
Lyle v. Atchison T. & S.F. Ry. Co.,
177 F.2d 221 (7th Cir. 1949) ...........................
28
Norfolk & W. Ry. Co. v. Hiles,
516 U.S. 400 (1996)..................................... 8, 19, 25
O’Donnell v. Elgin, J. & E. Ry. Co.,
338 U.S. 384, 385(1949) ..................................
26
Robb v. Burlington N. & Santa Fe Ry. Co.,
100 F. Supp. 2d 867
(N.D. Ill. 2000) ....................................................
22
San Antonio & Aransas Pass R. Co. v. Wagner,
241 U.S. 476 (1916) .........................................
26
Swinson v. Chicago, St. P., M. & O. Ry. Co.,
294 U.S. 529 (1935) .........................................
23
Tiller v. Atl. Coast Line R. Co.,
323 U.S. 574 (1945) .........................................
22
Urie v. Thompson,
337 U.S. 163(1949) ..........................................
26
U.S. v. Erie R. Co.,
237 U.S. 402 (1915) ......................................... 22, 26
Wright v. Ark. & Mo. R.R.,
574 F.3d 612 (8th Cir. 2009) ...........................
21
Virginia Uranium, Inc. v. Warren,
139 S. Ct. 1894 (2019) .....................................
15
v
TABLE OF AUTHORITIES—Continued
Page
Statutes and Regulatory Authorities
Federal Employers’ Liability Act,
45 U.S.C. §§ 51-60 ........................................ passim
Railway Labor Act,
45 U.S.C. §§ 151 ..............................................
1
Federal Railroad Safety Act of 1970,
49 U.S.C. §§ 20101-20144, 21301-21304 ........
6
Locomotive Inspection Act,
49 U.S.C.§ 20701 .......................................... passim
Safety Appliance Act
49 U.S.C. §§ 20101-20103, 20301-20306...... passim
45 U.S.C. § 53 ......................................................
11
45 U.S.C. § 54a .................................................... 10, 11
Pub. L. 110-432, codified at 49 U.S.C.
§ 103(c) (2008) .................................................
2, 6
Pub. L. 103–272, §1(a), July 5, 1994,
108 Stat. 745 ...................................................
5
Act of Feb. 17, 1911, ch.103, §2,
36 Stat. 913-914 ..............................................
4
H.R. Rep. No. 1974, 61st Cong.,
3d Sess. (1911).................................................
4
S. Rep. No.740, 68th Cong., 1st Sess. (1924) .....
5
H.R. Rep. No. 490, 68th Cong., 1st Sess. (1924)
5
44 Fed. Reg. 29604 (May 21, 1979.) ...................
9
45 Fed. Reg. 21092 (March 31, 1980) .................
8
49 C.F.R. Pt. 215 ................................................. 8, 10
vi
49 C.F.R. Pt. 229 ............................................. passim
49 C.F.R. Pt. 231 ................................................. 10, 23
Other Authorities
Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal
Texts (2012) ..................................................... 15, 16
Charles McDonald, The Federal Railroad
Safety Program: 100 Years of Safe Railroads,
Federal Railroad Administration (1993) ......... 15, 17
FRA’s Fiscal Year 2020 Enforcement Report ....
9
FRA’s Fiscal Year 2019 Enforcement Report ....
9
1st Cir. Pattern Jury Instr. For R.R. Empl.
Pers. Inj. Cases – § 2.1 (2011) ........................
29
5th Circuit Pattern Jury Instr. –
Civil § 5.2 (2014); 8th Cir. Civil Jury
Instr. §§ 15.41, 15.42 (2020) ...........................
29
Gamst & Gavallla, Hazard Survey of Remote
Control Locomotive Operations on the
General System of Railroads in the United
States ( 2005) ...................................................
18
RAIL SAFETY: Improved Human Capital
Planning Could Address Emerging Safety
Oversight Challenges, Report to
Congressional Requesters, December 2013;
GAO-14-85 .......................................................
9
Reinach & Gertler, An Examination of
Railroad Yard Worker Safety, Federal
Railroad Administration (2001) .....................
19
1
INTERESTS OF AMICI CURIAE 1
The Sheet Metal, Air, Rail, and Transportation
Workers-Transportation Division (“SMART-TD”)
is the duly recognized collective bargaining representative under the Railway Labor Act (“RLA”), 45
U.S.C. § 151, et. seq., for the crafts or classes of
conductors and other train service employees employed by freight, passenger and commuter rail
carriers operating in the United States. SMARTTD represents more than 100,000 employees in the
railroad industry.
The Brotherhood of Locomotive Engineers and
Trainmen (“BLET”) is the duly recognized collective
bargaining representative under the RLA for the
crafts or classes of locomotive engineers, conductors
and other train service employees employed by
freight, passenger and commuter rail carriers operating in the United States. BLET represents more
than 57,000 employees in the railroad industry.
The crafts or classes of employees represented by
SMART-TD and BLET comprise the crews who operate trains in the United States and are among
those persons who are affected by this matter.
The Academy of Rail Labor Attorneys (“ARLA”) is a
professional association with members nationwide
who represent railroad employees and their families
Pursuant to this Court’s Rule 37.2, amicus curiae states that
this brief was not authored in whole or in part by counsel for any
party and that no person or entity other than amicus curiae and
its counsel made a monetary contribution to the preparation or
submission of this brief. Each of the parties received notice of our
intention to file an amicus brief at least 10 days prior to the deadline to file this brief. The Petitioner and Respondent, through
counsel, gave their consent to the filing of this Brief.
1
2
in personal injury and wrongful death cases under the
Federal Employers’ Liability Act (“FELA”). 45 U.S.C.
§§ 51-60. The members of ARLA represent an overwhelming majority of employees seeking recovery under the FELA. ARLA’s primary purpose is the recovery of damages for those railroad employees
represented by its members, and ancillary to that purpose the promotion of rail safety for railroad employees and the general public.
The vast majority of railroad employees impacted
by this case are represented by the amici. The interests common to the amici in this matter are the preservation of a statute that provides compensatory relief for a railroad worker’s injury or death and as such
an economic incentive for railroads to operate safely.
SUMMARY OF ARGUMENT
The clear intent, encouragement, and dedication of
Congress is to the furtherance of the highest degree of
safety in railroad transportation. 49 U.S.C. § 103(c).
Coupled with these requirements, all of the railroad
safety laws are to be construed in order to accomplish
the remedial purpose of railroad safety. Neither of
these policies can be accomplished by upholding the
Seventh Circuit’s restrictive view of the Locomotive
Inspection Act (“LIA”) (49 U.S.C. § 20701).
If this Court were to restrict the LIA has violations
to only locomotives actually moving, then an overwhelming majority of violations imposed by the Federal Railroad Administration (“FRA”) under the LIA
and the Safety Appliance Act (“SAA” together with
the LIA (“the Acts”) (49 U.S.C. §§ 20101, 20301-20306)
would become a nullity, even though most railroad casualties occur on locomotives or trains temporarily
stopped. FRA always administered those laws with-
3
out the condition of movement and without opposition
regarding the application of those laws.
Regarding “use” or “used”, referenced in the LIA or
SAA, with only one exception, none of FRA’s 50-plus
years of enforcement of those laws distinguishes between moving equipment and standing equipment.
One of the core objectives of Congress in enacting
FELA and the Acts was to secure a uniform framework for protecting injured rail workers. This is made
clear in the plain text of the statutes. In the statutory
context, stare decisis is vital where this Court’s decisions have helped create a uniform standard. And,
change would dislodge settled rights and expectations.
In Brady v. Terminal Railroad Association, 303 U.S.
10 (1938), this Court made clear that equipment is
subject to the Acts safety requirements and is considered “in use” unless it is at a place of repair. This reflects the nature of the work that train crews perform
and the reality of the hazards they encounter in railroad yards and during switching. In contrast, the
Seventh’s Circuit’s decision, if upheld, would render
the long-standing protections afforded by the Acts superfluous. Congress has amended the Acts several
times since enactments, and nothing in those amendments indicates an intent to overturn Brady.
Through this Court’s decision in Brady and others,
a largely uniform application of “in use” has allowed
courts and litigants to reliably apply the Acts in FELA
cases. It allows railroad works, regulators, and railroads alike to know when minimum safety standards
must be met. This uniformity is consistent with the
remedial nature of FELA and the plain language of
the Acts. The test urged by the railroad and proposed
by the Seventh Circuit would turn this uniformity on
its head. As detailed below, a departure from this
4
long-established standard would have vast and dire
consequences to railroad safety. To reinterpret the
Acts, as the railroad urges disrespects the principle of
stare decisis and will endanger lives.
ARGUMENT
I. THE PLAIN TEXT OF THE LIA AND THE
FRA’s ENFORCEMENT OF IT DO NOT
DISTINGUISH BETWEEN MOVING OR
STATIONARY LOCOMOTIVES.
A. Legislative Changes To The LIA Show
That It Is Violated Even If A Locomotive
Is Not Moving.
The LIA is one of the oldest provisions of safety regulation in our Nation, dating back to the 19th century
when it was known as the Boiler Inspection Act. Originally, it was enacted because of frequent boiler explosions on steam locomotives and applied only to locomotive boilers and appurtenances. See, H.R. Rep. No.
1974, 61st Cong., 3d Sess. (1911). In 1915, the Act was
amended to cover the entire locomotive, tender, and
appurtenances. Congress addressed the problem further in 1924, attempting to increase the safety of the
public and workers.
Before 1924, the LIA was limited to locomotives
“moving” in interstate or foreign commerce. Act of
Feb. 17, 1911, ch.103, § 2, 36 Stat. 913-914. In 1924,
Congress amended the LIA, removing the requirement that equipment be moving, therein making it
unlawful for any carrier to “use or allow to be used
any locomotive or tender on its railroad line. . .” unless
they are in “proper condition and safe to operate without unnecessary danger of personal injury. . . . have
5
been inspected . . . ; and can withstand every test prescribed . . . .” 49 U.S. C. § 20701.2
The House and Senate reports include a letter from
the Interstate Commerce Commission, which was authorized to administer the LIA until the FRA was established in 1966, which is instructive:
It was necessary, in view of the language of section 2,
making it unlawful to use a locomotive “in moving
interstate traffic,” to secure evidence that the locomotives were in fact used in moving interstate traffic
when in an unsafe condition or overdue for inspection. Proof of interstate movement necessitated an
extensive examination of railroad records, including
wheel reports, waybills, and yard records, at many
different points. The time and labor necessary for
this not only militated materially against the prompt
handling of such cases, but limited, to a great extent
the number of cases which could be prepared for court
action with the small number of inspectors available.
The proposed amendment, in our opinion, will
remedy this situation by making it unnecessary to prove movement of interstate traffic.
H.R. Rep. No. 490, 68th Cong., 1st Sess. 5 (1924); S.
Rep. No.740, 68th Cong., 1st Sess. 5 (1924) (emphasis
added).
The statute makes it clear that movement is no
longer a requirement under the LIA. When Congress
makes a significant change in language and it
amends an existing statute, it “presumptively connotes a change in meaning.” Antonin Scalia & Bryan
Both the LIA and the SAA were further amended in 1994
without any substantive change. Pub. L. 103–272, § 1(a), July 5,
1994, 108 Stat. 745.
2
6
A. Garner, Reading Law: The Interpretation of Legal
Texts 256 (2012) (“If the legislature amends or reenacts a provision other than by way of a consolidating
statute or restyling project, a significant change in
language is presumed to entail a change in meaning”). Congress’s evident purpose here was to remove
the limiting language by expanding the LIA coverage beyond locomotives moving in interstate traffic,
and it should be interpreted to effectuate the remedial purpose of the law.
Congress, since its enactment of the FELA, the
Acts, and through its more recent enactment of the
Federal Railroad Safety Act of 1970 (49 U.S.C.
§ 20103(a)) has consistently expressed its intention
“to promote safety in all areas of railroad operations
and to reduce railroad-related accidents, and reduce
deaths and injuries to persons. . . .” Pub. L. 9l-458,
codified at 49 U.S.C. § 20101. Additionally, a 2008
amendment mandates that the FRA “shall consider
the assignment and maintenance of safety as the
highest priority, recognizing the clear intent, encouragement, and dedication of Congress to the furtherance of the highest degree of safety in railroad transportation.” Pub. L. 110-432, codified at 49 U.S.C.
§ 103(c) (2008). Each of these enactments demonstrate Congress’s intent to promote railroad safety.
Coupled with the above requirements, all railroad
safety laws are to be construed in order to accomplish
the remedial purpose of railroad safety. Brady v. Terminal Railroad Association, 303 U.S. 10 (1938). Moreover, FELA was enacted to “shif[t] part of the human
overhead of doing business from employees to their
employers.” Consolidated Rail Corporation v. Gottshall, 512 U.S. 532, 542 (1994). Neither of these policies can be accomplished by upholding the Seventh
Circuit’s restrictive view.
7
B. Railroad Workers Are Injured More
Frequently On Stationary Locomotives
Than On Moving Locomotives.
More employees are injured on stationary locomotives than those that are moving. In fact, almost twice
as many employees are injured when a locomotive is
standing, as compared with a moving locomotive. Statistics compiled by FRA show that between 2018 and
2021, there were 558 injuries to employees in a locomotive/train standing in the cab or walkways, while
there were only 316 injuries in moving locomotive/
train.3 Operating crews do more than transport freight
across the country. Much work is incidental, but required prior to any movement. Many crews are assigned to build trains in hundreds of rail yards throughout the country. They board and alight locomotives
and rail cars constantly in the yards, and are exposed
daily to the hazards that the FRA has addressed in the
safety regulations. Daily, their job duties require that
there are numerous inspections required by train
crews in rail yards before any locomotive is permitted
to move. See, e.g., 49 C.F.R. Part 229. And, in Brady,
this Court made clear that a locomotive or car is still in
use, though motionless. 303 U.S. at 13. The duty imposed is an absolute one, and Congress made no exception to those employed in inspecting cars. Id. at 15.
Those laws should be construed to afford a right of recovery for every injury caused by the failure to comply
with the requirements of the Acts. If the lower court’s
narrow interpretation of “in use” is followed, the adverse safety effect will be widespread and contrary to
this Court’s precedent. Moreover, the railroad safety
laws enacted by Congress would be gutted.
https://safetydata.fra.dot.gov/OfficeofSafety/publicsite/Query/
castall1.aspx.
3
8
C. Implications Of The Seventh Circuit’s
Decision Are Far Reaching.
The implications of the Seventh Circuit’s decision
are far reaching and will impact FELA litigation in a
vast range of contexts, impacting more than the LIA.
The SAA has similar language to the LIA. These two
statutes, along with FELA, share the same underlying purpose of protecting employees and providing
recovery for injured rail workers. Urie v. Thompson,
337 U.S. 163,191(1949). If this Court were to restrict
the LIA violations to only locomotives actually moving, then an overwhelming majority of violations imposed by the FRA under the Acts also would become a
nullity. This would also directly impact the FRA’s
freight car regulations at 49 C.F.R. Pt. 215, where the
FRA does not imposed a requirement that a freight
car be moving.
D. Enforcement Of The LIA By The FRA
Does Not Distinguish Between Moving
And Standing Locomotives.
This Court has reviewed how FRA enforces the Acts
to understand the Acts’ intended scope. Norfolk & W.
Ry. Co. v. Hiles, 516 U.S. 400. 413 (1996) .In promulgating locomotive safety standards, the FRA enforces
regulations whether the locomotive is moving or stationary. In construing prohibited acts in 49 C.F.R.
§ 229.7, it states: “For purposes of civil penalty liability, any use of a locomotive that is not in proper condition and safe to operate or that has not been inspected
or tested as required is a violation.” 45 Fed. Reg. 21092,
21093 (March 31, 1980). FRA’s section of its locomotive
standards is essentially a restatement of Section 2 of
the LIA. Id. (Codified at 49 U.S.C. § 20701). Additionally, the FRA has stated that “Section 2 is broad in its
sweep and makes clear that each carrier is responsible
9
to insure (sic) that locomotives used on its line are
safe.” 44 Fed. Reg. 29604, 29605 (May 21, 1979.)
In FRA’s fiscal year enforcement reports. In 2020, it
recommended 545 violations of LIA standards, 435
freight car safety standard violations, and 1,725 safety
appliance statutes and regulations violations.4 In 2020,
there were 200,262 defects discovered by FRA inspectors on Class I railroads,5 and 57,342 on the Union Pacific Railroad alone. Id. at 6, 10. Similarly, in 2019, it
found 515 inspections in which it recommended a LIA
violation, 429 freight car safety standards violations,
and 1,642 violations of the SAA statutes and regulations.6 In 2019, FRA identified 203,516 defects on Class
I railroads, of which 50,607 defects were discovered on
the Union Pacific Railroad. Id. at 6, 10. Substantially
more violations likely existed, as the Government Accountability Office stated, “[b]y FRA’s own estimation,
its inspectors have the ability to inspect less than 1
percent of the federally-regulated railroad system.”
RAIL SAFETY: Improved Human Capital Planning
Could Address Emerging Safety Oversight Challenges,
Report to Congressional Requesters, December 2013;
GAO-14-85 (p.2). Very little has changed since that report. Obviously, with such oversight lacking by FRA
due to its limited resources, the protections afforded by
FELA and the various safety laws, such as the Acts,
are even more essential to accomplishing Congress’
goals of improving rail safety and reducing injuries
and deaths of rail workers.
At page 5. https://railroad.dot.gov/elibrary/fiscal-year-2020enforcement report. The 2021 report has not been published.
4
5
These are the Nation’s 7 largest railroads.
At page 5. https://railroad.dot.gov/elibrary/fiscal-year-2019enforcement-report
6
10
Regarding “use” or “used,” referenced in the railroad safety statutes, none of the FRA’s 50-plus years
of enforcement distinguishes between moving equipment and standing equipment, with only one exception. In only one instance does an LIA regulation establish a penalty for movement of a noncomplying
locomotive, 49 C.F.R. § 229.9, which places some restrictions to ensure safe movement. And, even there,
railroads remain strictly liable to workers injured
while transporting a noncomplying locomotive. 45
U.S.C. § 54a. There are 199 other safety requirements
for locomotives. 49 C.F.R. Part 229, App. B-Schedule
of Civil Penalties. There are also 57 freight car safety
requirements, and none entail movement. 49 C.F.R.
Pt. 215, App. B-Schedule of Penalties. When added to
the safety appliances standards in 49 C.F.R. Pt. 231,
it cannot be validly argued that only locomotive movement is required to be considered in use by the LIA.
In this particular case, 49 C.F.R. § 229.45 requires all
systems and components on a locomotive to be free of
conditions endangering the safety of the crew, including
oil. Additionally, 49 C.F.R. § 229.119 requires that floors
of cabs, passageways, and compartments shall be kept
free from oil and other slipping hazards. Neither of
these regulations are limited to moving locomotives.
There are various other requirements that also
clearly apply when a locomotive is stationery and part
of a train that is not fully assembled: See, e.g., 49
C.F.R. § 229.9(e) The movement of noncomplying locomotives, as dead locomotives, does not cause the engine to cease being a locomotive for purposes of this
part even when the motors are inoperative; § 229.21Each locomotive in use shall be inspected at least once
during each calendar day and written report made.
These inspections are not done while train is under
11
way and distinguishes between inspections in a repair
facility versus one that is in use; § 229.41—This provides protection against personal injury; § 229.43 Exhaust and battery gases shall be located non-hazardous locations; § 229.45—All systems and components
shall be free of conditions that endanger the safety of
the crew, locomotives, or train; §§ 229.77-.91Cover the
electrical systems, which are operating even when the
locomotive is standing alone and idling; §§ 229.115.119—Addressing locomotive cabs and equipment, including seats, windows, floors/passageways, ventilation, open end platform, and air conditioning;
§ 229.127—Requires sufficient illumination for the
control panel; and §§ 229.137-.139—Requiring proper
sanitation facilities on the locomotive.
Logically, these sections apply when train crews encounter the locomotive to perform their work, as opposed to in the maintenance/repair shop. Such an application is consistent with decades of express intent
to protect crews when performing their duties, which
often occur when the locomotive is stationary and not
part of a fully assembled train awaiting imminent departure. Crews boarding and traversing a locomotive
passageway and compartment are clearly intended to
be within the scope of these regulations. Otherwise,
their provisions would be rendered meaningless and
absurd. All pre-departure work by train crews requires them to be onboard a standing locomotive, and
many situations arise which place employees in danger. For example, “Cab seats shall be securely mounted and braced. Cab doors shall be equipped with a secure and operable latching device.” 49 C.F.R.
§ 229.119(a). If a seat back fails once the engineer sits
down in preparation for, but before, movement, it is
negligence per se. 45 U.S.C. §§ 53 and 54a. Under this
regulation, the FRA holds the railroad accountable
12
not only when the locomotive is in motion, but also
when it is stationary. The regulation assures that
safety is required at all times when an employee is on
a locomotive.
II. ADOPTION OF THE RAILROADS’
INTERPRETATION OF THE LIA WOULD
REQUIRE THE COURT TO IGNORE
STARE DECISIS, CREATE A REGULATORY
GAP, RESULT IN ABSURD OUTCOMES,
AND OTHERWISE UNDERMINE THE
LIA’S PURPOSE.
Congress has sought to reign in railroads putting
profit ahead of employee safety by adopting the FELA.
See Gottshall, 512 U.S. at 542. Through the FELA,
Congress made railroads liable to employees injured
because of and in proportion to the railroads’ negligence. Congress has, however, found that more is
needed in certain areas, when it comes to locomotive
safety. Through the Acts, Congress has, therefore, set
minimum safety standards for locomotives.
Congress has motivated railroads to comply with
these standards by making them strictly liable to any
employee who is injured because of a locomotive that
is not in compliance. See Urie, 337 U.S. at 188-89.
Railroads can neither avoid liability by demonstrating
a lack of notice of the defect, nor reduce the amount
they owe the injured, through the employee’s comparative negligence when liability is based on noncompliance with LIA and its regulations.
Congress recognized, however, that holding railroads
strictly liable for injuries caused while making the repairs necessary to bring a locomotive into compliance
could disincentivize them from making such repairs—
the antithesis of the Acts’ purposes. Congress, there-
13
fore, exempted locomotives from the standards while
the railroads are in the act of bringing a locomotive into
compliance by performing maintenance or repairs at a
facility dedicated for such. See Brady, 303 U.S. at 13.
When a locomotive is in the shop, railroads can avoid
liability by demonstrating a lack of notice, and they can
reduce the amount they owe an injured employee
through the employee’s comparative negligence.
This paradigm strikes the right balance. Railroads
are motivated to bring their locomotives into compliance by being held strictly liable for any injuries caused
by a noncompliant locomotive. But they will not be
punished for injuries caused by noncompliant locomotives while they are in the process of bringing the locomotive into compliance while at a place of repair.
As discussed supra, at 11, this Court has consistently held that locomotives are exempt from the LIA only
when they are in a repair shop. In a minority of lower
courts, however, the railroads’ efforts have paid dividends, e.g., the Seventh Circuit has so expanded the
exemption so as to engulf the general rule such that
all locomotives and cars are exempted unless they are
fully assembled, through all inspections, and released
for travel.
The Seventh Circuit’s holding violates stare decisis.
In Brady, 303 U.S. at 13, this Court made clear that
only equipment at a place of repair is exempt from the
Acts’ minimum safety standards. As discussed supra,
at 4, Congress has amended the Acts several times
since then, and nothing in those amendments indicates an intent to overturn Brady. Under the doctrine
of stare decisis, this Court’s holding in Brady has “special force” that should have prevented the Seventh Circuit from issuing the decision at issue here. Hilton v.
S.C. Pub. Ry. Comm’n, 502 U.S. 197, 202 (1991).
14
The Seventh Circuit’s holding also creates a practical problem. As discussed supra, at 7, 21 29, under
the railroads’ interpretation of the term, locomotives would constantly be going in and out of “in
use”. Railroad employees, who are not lawyers, will
therefore be forced to guess throughout the day
whether the locomotive is safe for use. This hardly
furthers Congress’ purpose in setting minimum
safety standards or—“the protection of employees
and others by requiring the use of safe equipment.”
Lilly v. Grand Trunk W. R.R. Co., 317 US 481, 486
(1943).
Finally, the Seventh Circuit’s holding creates a
regulatory problem. As discussed supra, at 10, 13,
most locomotives are not fully assembled, through
all inspections, and released for travel. In the Seventh Circuit, then, the LIA no longer applies to most
locomotives—a paradox that certainly undermines
its purpose.
This is especially true when one considers preemption. This Court has long held that Congress has,
through the LIA, expressed its intent to broadly regulate locomotive safety. Kurns v. R.R. Friction Prod.
Corp., 565 U.S. 625, 631, 634 (2012) (citing Napier v.
Atl. Coast Line R. Co., 272 U.S. 605, 611-613 (1926).
Consequently, the LIA preempts state laws, regulations, and causes of action involving the design, construction, and/or maintenance of locomotives. Id. This
is true even for equipment that is exempted from the
minimum safety standards. Id.
The railroads may argue that interpreting the LIA
to exempt most locomotives while also preempting
state regulation is not a problem because the FELA
is sufficient to protect employees. Congress disagreed, as evidenced by it setting minimum safety
15
standards for locomotives in the first place. 49 U.S.C.
§ 20701, et seq. If Congress thought the FELA was
sufficient to protect employees, it would not have
wasted its time regulating locomotive safety through
the LIA.
Adopting the railroad’s proposed standard would
render large portions of the Acts superfluous, something this Court is loath to do. Cooper Indus., Inc. v.
Aviall Servs., Inc., 543 U.S. 157, 166 (2004). This
Court has also instructed against interpreting statutes in ways that create regulatory gaps. Virginia
Uranium, Inc. v. Warren, 587 U.S. __, 139 S. Ct.
1894, 1903 (2019) (rejecting proposed interpretation
that would create a regulatory gap and cripple the
government’s ability to regulate the unique risks of
uranium mining). For both reasons, the Seventh
Circuit was wrong to adopt the railroads’ conception
of “in use.”
III. CANONS OF STATUTORY INTERPRETATION AND STARE DECISIS REQUIRE
REVERSAL OF THE SEVENTH CIRCUIT.
The Acts have greatly improved railroad safety because of regulatory enforcement and worker remedies
through the FELA. The Acts were implemented over
one hundred years ago because of the massive number
of railroad workers being killed and injured each year.
Charles McDonald, The Federal Railroad Safety Program: 100 Years of Safe Railroads, Federal Railroad
Administration 1993). During the period leading up to
the Acts, safety was often sacrificed for profit and expansion. Id. Along with the Acts, Congress enacted
the FELA to pass some of this “‘human overhead’ of
doing business from employees to their employers.”
Gottshall, 512 U.S. at 542.
16
Here, the Acts are, if not in form, substantive7
amendments to FELA. Urie, 337 U.S. at 189. “They
are rather supplemental to it, having the purpose
and effect of facilitating employee recovery, not of
restricting such recovery or making it impossible.”
Id. at 190. As this Court has noted, the Acts “would
take on highly incongruous character if, at the very
time they were expediting employee recovery under
the FELA, they were also contracting the scope of
compensable injuries and to that extent defeating
recovery altogether.” Id.
As with any question of statutory construction,
this Court begins “by analyzing the statutory language, ‘assuming that the ordinary meaning of that
language accurately expresses the legislative purpose.”’ Hardt v. Reliance Standard Life Ins. Co., 560
U.S. 242, 251 (2010), quoting Gross v. FBL Financial
Services, Inc., 557 U. S. 167, 175 (2009). Likewise,
“[i]t is a fundamental canon of statutory construction
that the words of a statute must be read in their context and with a view to their place in the overall statutory scheme.” Home Depot U. S. A., Inc. v. Jackson,
139 S. Ct. 1743, 1748 (2019); see also A. Scalia & B.
Garner, Reading Law, supra, at 167 (“The text must
be construed as a whole.”).
As noted below, the plain language of the Acts
would be rendered moot were this Court to adopt the
Seventh Circuit’s interpretation of the Acts. The
Seventh Circuit’s interpretation reads into the Acts’
language and limitations that Congress chose not to
Numerous reported cases discuss this element of the LIA
and SAA, and cases that construe the term “in use” under one act
are authoritative for purposes of construing the term under the
other. See, e.g., Holfester v. Long Island R.R. Co., 360 F.2d 369,
373 (2d Cir. 1966).
7
17
include. Further, the Seventh Circuit’s ruling directly conflicts with this Court’s previous holdings.
Those holdings have long held that “in use” for purposes of the Acts encompasses equipment until it
reaches a place of repair. Regulators have enforced
it accordingly. Because of broad, consistent enforcement by the FRA of these federal rail safety statutes
and regulations, along with their application by the
courts under FELA, rail worker injuries have been
greatly reduced. McDonald, The Federal Railroad
Safety Program: 100 Years of Safe Railroads, Federal Railroad Administration (1993).
One of the core objectives of Congress in enacting
the FELA and the Acts was to secure a uniform framework for protecting injured rail workers. See Chi. Milwaukee & St. Paul Ry. Co. v. Coogan, 271 U.S. 472,
474 (1926). This objective has been readily accomplished. In the statutory context, stare decisis is vital
where this Court’s decisions have helped create a uniform standard. Change would dislodge settled rights
and expectations. Hilton, 502 U.S. at 202. To reinterpret the law as the railroad urges disrespects the principle of stare decisis. CSX Transp., Inc. v. McBride,
564 U.S. 685, 699 (2011).
Through this Court’s decision in Brady and others,
a largely uniform application of “in use” has allowed
courts and litigants to reliably apply the Acts in FELA
cases. The Seventh Circuit is an outlier. The overwhelming majority of state and federal courts apply
the standard articulated in Brady. This uniformity is
consistent with the remedial nature of FELA and the
plain language of the Acts. As detailed below, a departure from this long-established standard would have
vast consequences to railroad safety.
18
IV. EXCLUDING SWITCHING AND PREDEPARTURE ACTIVIES FROM THE
DEFINITION OF “IN USE” WOULD
RENDER THE ACTS NEARLY
INAPPLICABLE.
A. Switching And Pre-Departure Work Is A
Necessary, Predominate Work Duty Of
Train Crews And Are The Most Common
Form Of Work Duties Bringing Train
Crews In Contact With Equipment
Protected By The Acts.
Upholding the lower courts’ definition of in use—
and its negative impact on railroad safety and the
FELA in the future—is exactly the type of “highly incongruous” result against which this Court has previously admonished. See Urie, 337 U.S. at 189. The
courts below emphasized that there was “still a considerable amount of work to be done before this locomotive was ready for its next trip in interstate commerce” as the primary reason for not finding the
locomotive “in use.” LeDure v. Union Pac. R.R. Co.,
2019 WL 399924, at *4 (S.D. Ill. Jan. 31, 2019).
This “considerable amount of work” and “prep” the
lower court found dispositive is what is commonly referred to as switching, or the movement and assembly
of trains in a railroad yard before a fully made-up train
departs on the main line.8 Switching casualties are responsible for more fatalities among railroad workers
than any other kind of work activity. Gamst & Gavallla, Hazard Survey of Remote Control Locomotive OperLeDure estimated that this switching consisted of three
movements. Although it is irrelevant because this Court has interpreted “in use” to mean any work at a location other than a
place of repair, this is not a significant amount of switching work.
8
19
ations on the General System of Railroads in the United
States, at ix (2005). As this Court has previously noted
a primary reason for Congress passing the Acts was to
reduce deaths and injuries during switching and “[i]ts
success in promoting switchyard safety was stunning.” v. Hiles, 516 U.S. at 406. (emphasis added).
This Court, and others, have rejected previous efforts by the rail industry to exclude switching and
train crew work performed before a train leaves a yard
from the scope of the Acts. Union Pacific and the Seventh Circuit’s proposed change “would exclude the applications of the Act from its coverage of those activities occurring between servicing and preparing the
engine up until the time the engineer takes the controls.” Angell v. Chesapeake & O. Ry. Co., 618 F.2d
260, 262 (4th Cir. 1980). Such an interpretation contravenes the legislative purpose of the Acts and undermines its goal of uniform safety. Id.
Switching work is required for all freight transportation. Practically speaking, excluding switching and
pre-departure work from the Acts would largely eliminate the protections enacted by Congress and the
FRA, and greatly undermine the safety of train crews,
whose daily work occurs in railroad yards and at industries, not on mainlines. In fact, many train crew
members work exclusively in railroad yards. Railroad
yards are not analogous to any other transportation or
industrial facility. Reinach & Gertler, An Examination of Railroad Yard Worker Safety, Federal Railroad
Administration, at 11 (2001).9 Trains arrive and are
inspected, disassembled, and reassembled. Some aspects of newly assembled trains are inspected before
https://railroads.dot.gov/sites/fra.dot.gov/files/fra_net/2938/
ord0120.pdf
9
20
departing for another destination. Many railroad
yards also have facilities to service locomotives and
some yards have facilities to conduct major car repairs. Yards come in all sizes and shapes; and no two
yards are identical, since each is built to fit a particular geographical area or logistical need.
There are numerous hazards associated with railroad yards due to the high traffic volume, the physical
layout of the yard, and the labor-intensive nature of
switching cars. Id. at 15. These job hazards include a
high volume of large, heavy, moving equipment, such
as rail cars, locomotives, and other equipment governed by the Acts. The yards are heavily trafficked 24
hours a day. The issue of potentially hazardous equipment in heavily trafficked yards is compounded with
other conditions, such as inclement weather, poor
lighting, nighttime work, loud noise, visual distractions, and other workers and equipment moving and
working. When surveyed by the FRA, railroad workers identified poorly maintained equipment—those
subject to the Acts—as being a critical safety concern
regarding their work in railroad yards. Id. at 113.
Employees can be injured in or by a locomotive that
is moving or standing. An employee is almost twice as
likely to be injured when a locomotive is not moving.
Statistics compiled by the FRA show that from 2018 to
2021, there were 558 injuries to employees in a locomotive/train standing in the cab or walkways, and 316
injuries while a locomotive/train was moving.10 Significant work must be done by operating crews before
any train movement. Crews are assigned to build
trains in hundreds of rail yards throughout the coun-
https://safetydata.fra.dot.gov/OfficeofSafety/publicsite/Query/
castall 1.aspx.
10
21
try. They board and alight locomotives and rail cars
constantly in the yards, and are exposed daily to hazards the FRA has addressed in safety regulations. If
the narrow interpretation of “in use” by the Seventh
Circuit is applied to the Acts, the adverse safety effect
will be widespread.
Likewise, train crews performing pre-departure
work are required to “use” locomotives and railcars,
regardless of whether they are powered on or loaded.
To do this they encounter the same hazards as when
they encounter a powered locomotive or loaded car. To
perform this work they must use walkways on the locomotives and various safety appliances such as hand
brakes, pin lifters to couple/uncouple, air hoses to connect braking systems, and cables to connect electrical
systems. These hazards are equally significant as
those encountered when those same railcars are loaded, or locomotives are powered on.
B. Given The Acts’ Plain Language,
Excluding Switching And Pre-Departure
Work Would Render Much of The Acts
Superfluous.
Because of the nature of the work performed and
the remedial nature of FELA and the Acts, the majority of jurisdictions—relying on this Court’s decision in
Brady—have consistently held that equipment is “in
use” unless it is actively being repaired or is located in
a place of repair.
From a policy perspective, this makes perfect sense
because the “‘in use’ limitation gives the railroad an
opportunity to remedy hazardous conditions before
strict liability attaches to claims made by injured
workers.” Wright v. Ark. & Mo. R.R., 574 F.3d 612
(8th Cir. 2009). This rationale is consistent with this
22
Court’s decision in Brady, which also acknowledged
that rail equipment is no longer in use on a railroad’s
line when it “has reached a place of repair.” 303 U.S.
at 13-15. In practice it also makes sense, as many
standards incorporated under the Acts would be rendered irrelevant if “in use” was defined otherwise.
Adopting the railroad’s proposed standard would
render large portions of the Acts entirely superfluous, something this Court is loath to do. Cooper Indus., 543 U.S. at 166. But superfluity is precisely
what would occur were this Court to overturn its
precedent. For instance, the following safety provisions of the Acts would be rendered dead by the railroad’s proposed change:
• “Provisions calling for automatic couplers and
grab irons are of broader application and embrace switching operations.” U.S. v. Erie R. Co.,
237 U.S. 402, 408 (1915).
• Worker killed had viable claim under FELA and
the LIA due to violation of regulation constructed
under the LIA requiring lights. Locomotive was
involved in switching in “yard service.” Tiller v.
Atl. Coast Line R. Co., 323 U.S. 574, 577 (1945);
see current 49 C.F.R. § 229.125(b).
• Concerning handbrakes: “It is precisely because
safety in the yard during switching operations
calls for efficient hand brakes that can stop cars
and other vehicles that Congress passed the hand
brake provision.” “I will not adopt a construction
that renders a statutory provision superfluous
unless I am forced to.” Robb v. Burlington N. &
Santa Fe Ry. Co., 100 F. Supp. 2d 867, 870 (N.D.
Ill. 2000) (citing Erie, 237 U.S. at 408).
23
• A freight conductor can “recover for an injury resulting from failure of a grabiron” while switching. Swinson v. Chicago, St. P., M. & O. Ry. Co.,
294 U.S. 529, 531 (1935).
• 49 CFR § 231.30: Locomotives used in switching
service, outlining requirements for steps, coupling mechanisms, handholds, etc.
• 49 CFR § 229.3(b): Expressly excluding from the
LIA locomotives engaged in specific types of operations.
These are merely a few examples. Many others apply
equally to equipment inside and outside of yards and
switching locations, and, as a practical matter, are
much more important for safety reasons to train crews
during switching operations and inside railroad yards.
There is no reason why Congress would specify conditions under which the Acts apply, and at the same
time exclude those conditions through the “in use”
provision. To interpret the statute as such would violate the settled rule that this Court “must, if possible,
construe a statute to give every word some operative
effect.” Cooper, 543 U.S. at 166. Simply, most of the
Acts’ provisions apply exclusively or primarily to work
that is done while switching, pre-departure, or in railroad yards. During those activities, train crews encounter the equipment governed by the Acts. Congress
cannot have intended to enact extensive safety legislation that has no meaning. Practicality and common
sense dictate that equipment under the Acts remain
in use when a train crew encounters equipment when
they are not at a place of repair. Indeed, this is when
train crews encounter equipment while performing
their job duties as part of the operations department.
Equipment is considered in use unless it is being re-
24
paired or is in a place of repair. To hold otherwise
would exempt railroads from complying with the Acts’
safety requirements the majority of the time in which
transportation work is performed by train crews.
C. Union Pacific Asks This Court To
Supplant Its Definition of “In Use”
With One That Would Largely Render
the Acts Inapplicable.
The doctrine of stare decisis is most compelling
where, as here, this Court must engage in pure statutory construction. Hilton, 502 U.S. at 205. The doctrine has added force when people have acted in reliance on previous decisions. Id. at 202. Specifically,
the issue presented to this Court is whether it should
reexamine its longstanding statutory interpretation
of the Acts and their applicability under FELA. As
noted above, many of the safety provisions of the Acts
would be rendered inapplicable if the lower court’s
definition applied.
As this Court has stated, Congress did not intend
“to act so inconsistently or that, by dispensing with
the employee’s burden of proving negligence in certain
classes of Employers’ Liability Act suits, it had any
purpose to withdraw from that Act’s coverage any injury caused by the employment which was covered by
its terms.” Urie, 337 U.S. at 189. But that is precisely
the result that would occur if the meaning of “in use”
is uprooted in the dramatic fashion sought by Union
Pacific and its industry partners.
The practical impact of defining in use in congruity
with the clear language of regulations and statutes
can be seen in cases that interpreted in use consistently with Brady and this Court’s preceding decisions. Upholding the Seventh Circuit would now
25
overturn those cases, excluding workers from the
protections of the Acts.
This Court’s construction of the Acts rests on the
text of the statutes and its prior interpretations of
that language. Hiles, 516 U.S. at 411 n.15. This Court’s
previous decisions concerning the applicability of the
Acts during switching operations conflict with the
lower courts’ decisions, which referred to switching as
“a considerable amount of work to be done” before the
equipment could be considered “in use.” For example,
in Carter v. Atlanta & St. A.B. Ry. Co., 338 U.S. 430,
435 (1949), a train crew was performing switching activities at a paper plant, when the automatic couplers—which were required under the SAA—failed to
couple a rail car to a locomotive. The conductor was
injured trying to save the car and was struck by another piece of equipment. Id. Under the lower courts’
decision, the train would not have been considered assembled but would have been in the “additional work”
phase the lower court relied upon to determine the locomotive was not “in use”.
Similarly, adopting Union Pacific’s definition of “in
use” would conflict with this Court’s decision to apply
the LIA as in Lilly, 317 U.S. at 491. In Lilly, a train
crew member was injured while performing predeparture work on a locomotive, which was to be subsequently operated in a railroad yard. Id. at 483-84. Under the definition of “in use” created by the lower
courts, the LIA would no longer apply. This would negate the LIA’s “protection of employees and others by
requiring the use of safe equipment” that this Court
found important in Lilly. Id. at 486.
Likewise, this Court has issued numerous decisions
involving injuries that occurred when an employee
26
was forced to go between cars during coupling operations while railcars were being switched in yards:
• Johnson v. So. Pac. Co., 196 U.S. 1, 15 (1904):
Applying the SAA to an employee’s injuries sustained during coupling of dining car and engine
and rejecting unnecessarily narrow construction
of statute inconsistent with congressional intent.
• San Antonio & Aransas Pass R. Co. v. Wagner, 241 U.S. 476, 478 (1916): Brakeman whose
foot was caught between couplers was entitled to
relief under FELA because the SAA’s “protection
extends to men when coupling as well as when
uncoupling cars.”
• Atlantic City R. Co. v. Parker, 242 U.S. 56, 58
(1916): Jury entitled to find that railroad “had
not fully complied with law” and was liable under
the SAA and FELA where trainmen’s arm was
caught while coupling cars.
• Affolder v. New York, C. & St. L.R. Co., 339 U.S.
96, 97 (1950): Railroad employee whose leg was
amputated while “classifying, or sorting railcars”
that began moving after failing to couple could
recover under the SAA and FELA.
• O’Donnell v. Elgin, J. & E. Ry. Co., 338 U.S. 384,
385–86 (1949): Railworker who was adjusting
coupler on cars while switching and was killed
when two runaway cars—the result of a broken
coupler—struck him could recover under the SAA
and FELA.
• Erie R. Co., 237 U.S. at 408: “Provisions calling
for automatic couplers and grab irons are of
broader application and embrace switching operations.”
27
Under the Seventh Circuit’s new test, every single one
of these cases would result in a finding of “not in use,”
and the inapplicability of the Acts.
D. Rejecting the Acts’ Plain Meaning And
This Court’s Precedent Would Dislodge
Settled Rights and Expectations,
Inviting An Inconsistent And Unsafe
Application.
“Adherence to precedent promotes stability, predictability, and respect for judicial authority.” Hilton,
502 U.S. at 202. Countless lower courts, railroad
workers, and railroads themselves have long relied
upon this Court’s application of “in use” to the Acts.
This has been the case for over a century and is evident in this Court’s body of case law on the Acts. Given
the power of stare decisis in the statutory context, to
discard or narrow this Court’s previous definition of
“in use” and its application to the Acts “now would ill
serve the goals of ‘stability’ and ‘predictability’ that
the doctrine of statutory stare decisis aims to ensure.”
McBride, 564 U.S. at 699.
“Considerations of stare decisis have special force in
the area of statutory interpretation, for here, unlike in
the context of constitutional interpretation, the legislative power is implicated, and Congress remains free
to alter” this Court’s decisions. Hilton, 502 U.S. at
202. This is particularly true “when the legislature, in
the public sphere, and citizens, in the private realm,
have acted in reliance on a previous decision, for in
this instance overruling the decision would dislodge
settled rights and expectations or require an extensive legislative response.” Id. Congress has had over a
century to correct this Court’s decision in Brady and
its cases preceding it if they disagreed. It has not done
so. In turn, railroad workers, regulators, and the rail-
28
roads themselves have had the benefit of the reliability and uniformity that was—and remains—essential
to the safety driven nature of the Acts.
Accepting Union Pacific and the lower courts’ narrowing of the Acts’ applicability will eradicate many of this
Court’s previous rulings, leave railroad workers exposed
to increase hazards, and leave them without the remedies provided by the Acts under FELA which have been
consistent for over one hundred years. Such can only
lead to confusion and inconsistency in lower courts.
The district court here, for instance, expressed confusion because “there is no clear-cut test to determine
when a locomotive is ‘in use.’”11 The district court went
on to explain that multifactorial assessment was necessary to determine if the LIA and its safety requirements applied, finding his minimal switching work
dispositive.12 This highlights the problem for trial
courts, railroads, regulators, and particularly railroad
workers if this Court were to eschew its existing precedent in favor of the Seventh Circuit’s decision upending that precedent.
The current test—the Acts provide safety protections except when at a place of repair—is both easily
The trial court then relied upon, Lyle v. Atchison T. & S.F.
Ry. Co., 177 F.2d 221, 222 (7th Cir. 1949), which concerned servicing a locomotive at a maintenance facility.(emphasis added). By
no stretch could it be said that LeDure was servicing the locomotive, as train crews do not service such. That is done by maintenance employees “at a place of repair” like a shop or roundhouse.
11
In fact, the trial court focused on the type of work LeDure
was performing and about to perform, a consideration expressly
rejected by this Court in Brady. 303 U.S. at 16 (“liability springs
from its being made unlawful to use cars not equipped as required, not from the position the employee may be in, or the work
which he may be doing at the moment when he is injured.”).
12
29
understood and easy to apply uniformly and reliably.
Train crews are entitled under the Acts to expect safe
and compliant equipment when they encounter it to
perform their work, and have relied upon the Acts to
accomplish this unless the equipment has been pulled
out of service and is at a place of repair. Conversely,
the Seventh Circuit’s test would require train crews to
engage in a multifactorial assessment (either the
three factors identified by the trial court and/or a test
to determine “if considerable work” is yet to be done)
to determine if the equipment they are using is repaired, compliant, and safe.
It cannot be overstated that railroad workers, regulators, and the railroads themselves would constantly
be required to assess whether equipment is “in use”
and thus are protected afforded protection by the Acts.
Under this definition, railroads will have no incentive
whatsoever to provide equipment—that meets Congress and the FRA’s definition of safe—in railroad
yards and locations where switching is done, where
the majority of the work by train crews is performed.
This Court’s rule already provides a bright-line test
that can be applied by laymen, regulators, and judges
reliably and ensures consistent results.13 The interpretation urged by the Seventh Circuit would require an
analysis of several factors, rather than what this
Court’s precedent and the plain language of the statute
For instance, all three Circuits that have compiled pattern
jury instructions (the First, Fifth, and Eighth Circuits) have uniformly stated that Acts applies to all injuries except for those
“directly resulting from the inspection, repair and servicing of
railroad equipment located at a maintenance facility.” 1st Cir.
Pattern Jury Instr. For R.R. Empl. Pers. Inj. Cases – § 2.1 (2011).
5th Circuit Pattern Jury Instr. – Civil § 5.2 (2014); 8th Cir. Civil
Jury Instr. §§ 15.41, 15.42 (2020) (emphasis added).
13
30
have already established in a straightforward inquiry.
Doing so would invite inconsistent and conflicting applications of the Acts across the Nation’s court systems.
Most importantly, there will be dire safety repercussions; repercussions that would in essence revert back
to a dark era of railroading that existed before—and
was the reason for which—Congress passed the Acts.
CONCLUSION
The judgment of the court of appeals should be reversed.
Respectfully Submitted,
Lawrence M. Mann
Counsel of Record
Alper & Mann, P.C.
9205 Redwood Avenue
Bethesda, MD 20817
(202) 298-9191
mann.larrym@gmail.com
Joshua d. Mcinerney
General Counsel, BLET
Barkan Meizlish LLP
4200 Regent St, Suite 210,
Columbus, Ohio 43219
(614) 221-4221
jmcinerney@barkanmeizlish.com
Kevin Brodar
General Counsel, SMART-TD
24950 Country Club Blvd
North Olmstead, OH 44070
(216) 228-9400
kbrodar@smart-union.org
nichoLas d. ThoMpson
Casey Jones Law
3520 Cherryvale Avenue
Suite 83
Appleton, WI 54913
(757) 477-0991
nthompson@caseyjones.law
Joseph M. sayLer
David Tomenes
Bolt Hoffer Boyd Law Firm
2150 Third Avenue N
Anoka, MN 55303
(763) 406-7000
joseph.sayler@bolthoffer.com
Counsel for Amici
February 7, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.