Opposition Brief — Pete Russell, Petitioner v. Bobby Lumpkin, Director, Texas Department of Criminal Justice, Correctional Institutions Division
Supreme Court briefApr 8, 2021
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No. 20-7071
IN THE
Supreme Court of the United States
______________________________
PETE RUSSELL,
v.
Petitioner,
BOBBY LUMPKIN, Director,
Texas Department of Criminal Justice,
Correctional Institutions Division,
Respondent.
______________________________
On Petition for Writ of Certiorari to the
United States Court of Appeals
For the Fifth Circuit
______________________________
RESPONDENT’S BRIEF IN OPPOSITION TO
PETITION FOR A WRIT OF CERTIORARI
________________________________
KEN PAXTON
Attorney General of Texas
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
BRENT WEBSTER
First Assistant Attorney General
RACHEL L. PATTON*
Assistant Attorney General
*Counsel of Record
JOSH RENO
Deputy Attorney General
For Criminal Justice
P.O. Box 12548, Capitol Station
Austin, Texas 78711
(512) 936-1400
rachel.patton@oag.texas.gov
This is a capital case.
QUESTION PRESENTED
Did the Fifth Circuit Court of Appeals properly deny a certificate of
appealability on Russell’s claim that he received ineffective assistance of
counsel at the punishment phase of his trial with respect to future
dangerousness?
ii
TABLE OF CONTENTS
QUESTION PRESENTED .................................................................................. ii
TABLE OF CONTENTS ..................................................................................... iii
TABLE OF AUTHORITIES ............................................................................... iv
BRIEF IN OPPOSITION TO PETITION FOR WRIT OF CERTIORARI ........ 1
STATEMENT OF THE CASE ............................................................................ 1
I. Facts of the Crime .....................................................................................1
II. Subsequent State and Federal Court Proceedings .................................9
REASONS FOR DENYING THE WRIT .......................................................... 11
ARGUMENT ...................................................................................................... 12
I. The Fifth Circuit Panel applied the correct COA standard. ............... 12
II. The Fifth Circuit Properly Denied COA Because the District Court’s
Denial of Russell’s Claim Was Not Debatable. .................................... 16
III. No Compelling Reason Otherwise Exists to Grant Certiorari. ........... 23
CONCLUSION ................................................................................................... 24
iii
TABLE OF AUTHORITIES
Cases
Page
Bryant v. Scott, 28 F.3d 1411 (5th Cir. 1994) ................................................. 18
Buck v. Davis, — U.S. —, 137 S. Ct.759 (2017) ........................................ 12-15
Cullen v. Pinholster, 563 U.S. 170 (2011) ....................................................... 12
Day v. Quarterman, 566 F.3d 527 (5th Cir. 2009) ......................................... 17
Gregory v. Thaler, 601 F.3d 347 (5th Cir. 2010) ............................................ 18
Harrington v. Richter, 562 U.S. 86 (2011) .................................... 11, 17, 19, 21
Jordan v. Fisher, 135 S. Ct. 2647 (2015) ........................................................ 14
Knowles v. Mirzayance, 556 U.S. 111 (2009) .................................................. 17
Miller-El v. Cockrell, 537 U.S. 322 (2003) ................................................. 12-15
Rompilla v. Beard, 545 U.S. 374 (2005) ......................................................... 18
Slack v. McDaniel, 529 U.S. 473 (2000) .................................................... 12-13
Strickland v. Washington, 466 U.S. 668 (1984) .......................................passim
United States v. Green, 882 F.2d 999 (5th Cir. 1989) ..................................... 18
Wiggins v. Smith, 539 U.S. 510 (2003) ................................................. 17-18, 21
(Terry) Williams v. Taylor, 529 U.S. 362 (2000) ............................................ 11
Wong v. Belmontes, 558 U.S. 15 (2009) .......................................................... 18
Yarborough v. Alvarado, 541 U.S. 652 (2004) ................................................ 12
Statutes
28 U.S.C. § 2253 .......................................................................................... 12-13
iv
28 U.S.C. § 2254 ........................................................................................ passim
v
BRIEF IN OPPOSITION
TO PETITION FOR WRIT OF CERTIORARI
Petitioner Pete Russell was convicted and sentenced to death for the
capital murder of Tanjela Brewer. During the course of committing the offense
of retaliation, Russell stabbed and killed Brewer.
Russell now petitions this Court for a writ of certiorari from the Fifth
Circuit’s denial of a certificate of appealability (COA). Upon denial of his
petition in the district court, Russell sought a COA from the Fifth Circuit on
six claims, one of which is relevant to the present proceeding.
The Fifth Circuit Court of Appeals denied Russell’s application for COA
and Russell now asks this Court to issue a writ of certiorari to decide the
question of whether the Fifth Circuit improperly denied a COA on one of his
ineffective assistance of trial counsel (IATC) at punishment claims.
STATEMENT OF THE CASE
I.
Facts of the Crime
The Fifth Circuit Court of Appeals summarized the factual background
of this case as follows:
Tanjala Brewer was a paid confidential informant for the Houston
Police Department under narcotics officer D.K. Bush. Brewer and
Pete Russell dated for about a year-and-a-half. After the romantic
relationship between Russell and Brewer ended, she took an
undercover officer, Bush, to Russell’s house and introduced him to
Russell as her nephew. Believing Brewer, Russell agreed to sell the
undercover officer several ounces of crack cocaine. After the
transaction, Russell was arrested. On August 9, 2001, Russell
1
pleaded guilty to delivery of a controlled substance and received a
ten-year sentence. However, Russell successfully requested that
the court delay the date for execution of his sentence until
September 7.
Around 11 p.m. on August 12, Brewer’s neighbor saw Brewer and
Russell walking down the street together near Brewer’s house.
About 1 a.m., the neighbor heard Brewer’s screen-door close and
saw Russell walking and then running down Brewer’s driveway
toward the street.
Before noon on August 13, 2001, family members discovered
Brewer’s body lying on her kitchen floor. Brewer’s throat had been
slit and she had been stabbed multiple times with a kitchen knife.
There was also evidence of asphyxiation and shoe imprints
indicating someone had stomped on her legs and stomach. Bloody
drag marks indicated she had been dragged from her bedroom to
the kitchen, where she was posed in a spread-eagle position with
her skirt raised and a crack pipe in her hand. Someone had written
on a mirror and wall with blood. Natural gas valves were turned
on in the home and candles were left burning. The toxicology report
pursuant to Brewer’s autopsy revealed the presence of a significant
amount of cocaine in her system.
Based on the neighbor’s account and evidence at the scene, Russell
became a suspect. Authorities located Russell a few days later,
sitting in a motel room bathtub, fully clothed and foaming at the
mouth from ingesting poison in an apparent suicide attempt.
Russell was taken to the hospital and his stomach was pumped.
Authorities discovered a diamond ring in Russell’s pocket.
Russell subsequently gave two recorded statements, one at the
hospital and one at the jail the following day, admitting guilt. The
recordings were introduced at trial and transcripts were provided
for reference. The preceding facts are largely undisputed. Russell
admits that he killed Brewer. However, he disputes why he killed
her. This goes to whether he committed capital murder. Here, that
is murder in the course of committing or attempting to commit
another crime, i.e., retaliation, under Texas law.
2
During Russell’s first recorded statement at the hospital, Houston
Police Department Sergeant Hal Kennedy asked him, “[i]n your
own words tell me what happened and why you did what you did.”
Russell replied that, “[Brewer]. . . She set—she set me up—she set
me up with the police.” When asked how Brewer set him up,
Russell said:
She brought an undercover to my house saying it was
her nephew that her nephew wanted to buy some
drugs . . . and about fifteen or thirty minutes later her
nephew which is the undercover, call me and I met him
up there at Family Dollar – McDonald’s and that’s
when I got busted.
Russell later said, “[a]nd then you know what I’m saying we
broke up and that’s when she set me up with the laws.” When
Kennedy asked how it is that Brewer got killed, Russell
responded:
Basically, ah I went over her house and you know
since she let me in and she was smoking some drugs
whatever and you know we were just talking
whatever you know about the things we used to do
and I was basically asking her “Why did you set me
up?” “Why did you set me up?” and she kept on
denying it talking bout “I ain’t set you up.” “I ain’t
set you up.” Saying “if you would have stayed with
me none of this would have happened” whatever.
And, basically, you know what I’m saying I just . . .
I just went off. I just snapped.
Russell also stated:
It just . . . It just happened all the while she was
smokin’ you know what I’m saying and the last thing
she said, “If you would have stayed with me it would
have never happened.” And the next thing I know I
just snapped like that you know there was a knife on
the lit dresser right there and I just grabbed it and
jumped on her right there.
3
Officers went to the jail the following day to take photographs of
a cut on Russell’s hand and he gave a second recorded
statement. During that second statement, Russell said that he
did not mean to kill Brewer and that “I really like to say though
that I’m sorry and that I really loved [Brewer] and if ah I could
do it all over again, it wouldn’t have happened.” When asked if
he just lost his temper, Brewer replied:
Yes sir, I just snapped and like a say I loved her, I
loved the family you know that I’m saying, the son and
everything and if I had the chance to do it over again,
I wouldn’t have done it. I want her family to know that
I’m sorry and her friends you know that I’m sorry and
that ah I would always love her and everything.
The [S]tate charged Russell with capital murder in the course of
committing or attempting to commit retaliation based on
Brewer informing the police of Russell’s drug dealing Russell
went to trial in 2003, and multiple witnesses testified.
Andre Wilson lived across the street from Brewer and knew both
Brewer and Russell. Wilson also knew that Russell was jealous
over Brewer. The evening before Brewer was murdered, Wilson
said he saw Brewer and Russell walking down the street
together away from Brewer’s house. Wilson said Brewer acted
normal and asked him for a cigarette. Wilson also testified that
he thought Russell and Brewer were still dating at the time.
Some hours later, around 11 p.m., Wilson saw Russell and
Brewer walking back toward Brewer’s house. At approximately
1 a.m., Wilson was on the porch at his grandmother’s house,
which was next door to Brewer’s, and heard a screen door slam.
Wilson then saw Russell walking and then running away from
Brewer’s house.
At the time of her death, Brewer was also involved in a
relationship with Wilbert Reed, Jr. Reed said he last saw
Brewer alive at approximately 12:15 a.m. on August 13, 2001.
Reed said he had talked to Brewer on the telephone and she
wanted him to come by to see her and drop her off some money
before he went to work driving a truck. Reed went by Brewer’s
house around 11:30 p.m. and testified that Brewer was happy
4
and in a very good mood during the forty-five minutes he was
there. Upon leaving Brewer’s house, Reed said he called Brewer
on his cell phone and they talked a few different times. When
Reed called Brewer back between 12:45 and 1 a.m., he received a
busy signal. Reed said he attempted to call Brewer multiple
times throughout the remainder of the night but kept getting a
busy signal and never talked to her again.
Reed testified that he and Brewer had plans for him to pick her
up when he got off work. After Reed got off work, he went by
Brewer’s house a couple of times, but nobody answered the door.
Reed said that he was angry, so, he wrote a note and slid it under
the door. In the note, Reed essentially accused Brewer of using
him and stated, “I guess Pete is the best man for you.” Reed
testified that he did not know Russell but knew Brewer and
Russell had been in a relationship. Reed also said that Brewer
was afraid of Russell.
Kennedy’s probable cause affidavit stated that Reed told him
Russell had been harassing Brewer, and that Brewer told him
on the night of the murder that Russell had come over to her
house and tried to force entry.
Deborah Calhoun, Brewer’s best friend for about six years, also
testified at trial regarding the relationship between Russell and
Brewer, who she said were in love with each other. Calhoun said
she was friends with both Brewer and Russell and talked to them
both daily during the last two weeks of Brewer’s life. Calhoun
testified that Russell had left a handwritten letter at Brewer’s
house around August 3, 2001. The letter, which was introduced
as an exhibit at trial, stated:
Tanjala, you are a good person. At the same time
you have a dope-smoking habit. You have lied, stole
and cheated all in the name of crack. I cannot trust
you [no] more. You are evil and out to hurt me. You
mean well, but the drugs keep on calling you. I don’t
need you [no] more. So go back to your X X X X.
When asked about Brewer’s demeanor when she read the letter,
Calhoun answered, “We never thought nothing of the letter. We
5
just laughed it off.” However, Calhoun also testified that Brewer
was afraid and scared of Russell during the last two weeks of her
life. Calhoun also recounted incidents of jealousy on the parts
of both Russell and Brewer. Calhoun testified that Russell had
taken Karen Foster to Brewer’s house once when she was there
and indicated Foster was his girlfriend.
Calhoun said she did not know Brewer was working as an
informant. More importantly, Calhoun said that Russell never
gave her the impression he knew Brewer was an informant.
Following that statement, the court took a short recess. After the
break, the prosecutor asked Calhoun whether Russell had ever
indicated to her that he knew Brewer set him up. Calhoun
responded affirmatively and said Russell was angry about it
around the beginning of July 2001.
On cross-examination, Calhoun said Russell was not sure
whether Brewer had set him up, but that he had said “a lot of
people in the neighborhood told him that she done it.” Calhoun
indicated Russell’s uncertainty stemmed from him still loving
Brewer, and that he had never told her anything about wanting
to retaliate against Brewer. Further, Calhoun said that toward
the end of July or the beginning of August, Russell had shown
her the ring that was in his possession at the time of his arrest
and indicated it was for Brewer. Calhoun testified that she told
Russell that Brewer was not going to accept the ring.
Bush, who was the undercover officer Brewer introduced to
Russell as her nephew, testified that he saw Russell twice after
the drug sting in which Russell and Foster were arrested. The
first time Bush saw Russell was just a few weeks after Russell’s
arrest in May 2001. Russell was walking out of the jail as Bush
was going into the jail. The second time, Brewer brought Russell
with her on July 20, 2001 to pick up payment for informant work
on another case. However, Bush said Russell did not exit the car,
which was about 100 yards away, and neither saw him nor
Brewer getting in his car. Bush also testified he questioned
Brewer about bringing Russell and she said it was not Russell
but that it was an older man who lived near her neighborhood
and gave her a ride.
6
Russell testified at trial that he and Brewer had dated for about
a year- and-a-half. He said their relationship broke down after
he got arrested. Russell also said Foster was not his girlfriend,
but rather a woman he worked with at the retirement home.
Russell said that, after he bonded out on the drug charge, he
contacted Brewer and the following exchange occurred: “When I
called her and asked her what happened she said, ‘Baby, don’t
get mad. I heard what happened. I’m trying to get in touch with
my nephew right now.’” Russell said he believed her. Russell
said Brewer told him about Reed, and he was suspicious, but she
said Reed was just a friend.
Russell said that he knew Brewer used drugs and that she had
asked him for drugs. He also said she would get drugs from
Donald Ray Hawkins. Russell said he was jealous of Brewer’s
relationship with Hawkins because he once caught her laying
across his bed in the motel where Hawkins lived.
Russell testified that he had purchased the wedding ring for
Brewer around August 1 and planned to give it to her the night
she was murdered. Russell said Brewer had called him and
asked him to give her some money for drugs. He said he took the
ring when he went to her house with the intention of proposing
to her. Russell said he arrived close to 1 a.m. He testified that,
as Brewer was sitting on the bed smoking crack, he inquired as
to where she was going to get drugs and she said: “I’m going to
get it down the street from Donald Ray [Hawkins].” Russell said
he told Brewer, “no,” and the couple got into a very heated
argument. Russell testified that the following then transpired:
And I just told her, You act like you fucking Donald
Ray, like that.
Then she had picked up a knife a kitchen knife that
she had on the table. She picked up a kitchen knife.
She said, I am fucking him Pete. I been fucking him.
That’s when I picked up a knife off the table and I
called her a bitch. I called her a bitch.
And she said, Fuck you, Pete. Fuck you, Pete. She
7
came at me with a knife and, and I pulled my hand
up. She cut me across my hand. I began just to out
of anger and rage, I just began to stab her and stuff.
Russell said that he felt like he “had been played, you know what
I am saying, messed over after all I did.”
Russell said that he fainted after he stabbed Brewer, and when
he came to, a voice in his head that be believed to be God was
telling him, “Tell them who I am.” So, he wrote on the wall and
mirror in blood. He further said that the body and house were
staged to represent the five elements of the universe: Earth,
wind, fire, water and air. Russell said that he put the crack pipe
back in Brewer’s hand to represent “the hurt” and “her habit.
This was her hell.”
Russell said, after murdering Brewer, he first went home, then
to hide out at a bayou behind his childhood elementary school,
and then to the motel, where he stayed a couple of days before
being arrested. He said he took the rat poison because the voice
told him to “come home.”
Russell claimed he did not know Brewer had set him up until
Kennedy told him at the hospital, “I know all about it. I know
your girl set you up with the law.” Russell said Kennedy also told
him that he knew Brewer was “messing” with Hawkins. Russell
testified that he did not stab Brewer because she informed on
him; he stabbed her because she told him she was having sex
with Hawkins and then cut his hand.
Officer Richard Moreno accompanied Russell in the ambulance
after his arrest. Moreno testified on rebuttal that Russell told him
the diamond ring in his watch pocket was for his girlfriend, Foster,
who was in jail on the same drug case in which Brewer had set up
Russell. Further, Russell said he and Foster were going to be
married when she made bond. However, Moreno did not include
any of that in his report, and Kennedy testified that Moreno
refrained from conversation with Russell in the ambulance.
8
Russell v. Lumpkin, No. 19-70015 (5th Cir. 2020) (citations omitted) (Pet. App.
1 at 2–10). 1
At punishment, the State presented a variety of witnesses that testified
to Russell’s previous violent acts, drug dealing, and the significance of the
victim’s loss on those who knew and loved her. See Pet. App. at 2; Pet. App. 4
at 4–5. Kirk Fletcher testified to being robbed at gunpoint by Russell on
October 2, 1991 when he was an employee at a store named Apple Tree. Id.
The jury heard from Devarick Williams, who lived in the same neighborhood
as Russell. Williams testified about Russell shooting him on June 29, 1991. Id.
A resident of Russell’s neighborhood testified about witnessing Russell point a
gun in a man’s face while he was simply waiting at a bus stop. Id. The same
witness saw Russell “jump[] on” another man because the man owed Russell
money. Id. This assault occurred the week prior to the murder. Id. Finally, the
State introduced a penitentiary packet and stipulation of evidence that proved
Russell’s convictions for the offenses of aggravated robbery, aggravated
assault, and for delivery of a controlled substance. Id.
II.
Subsequent State and Federal Court Proceedings
On February 17, 2003, Russell was convicted of capital murder and
sentenced to death for the murder of Tanjala Brewer during the commission of
“Pet.” refers to Russell’s Petition for Writ of Certiorari. “Pet. App.” refers to
the appendices to that petition.
1
9
retaliation. The conviction and sentence were affirmed on direct appeal to the
Texas Court of Criminal Appeals (CCA). See Pet. App. 1 at 11. Russell filed a
state application for writ of habeas corpus, and based on the trial court’s
findings and conclusions, and the court’s own review, the CCA denied habeas
relief. See Id. Russell then filed a federal habeas petition, followed by a motion
for stay and abeyance in order to return to state court to exhaust issues not yet
raised on state habeas. The district court granted Russell’s motion, but the
CCA dismissed the new application as an abuse of the writ without reaching
the merits. Id. Upon return to federal court, Russell filed an amended petition.
See Id. at 12. The Director filed a motion for summary judgment and answer
with brief in support. Russell responded to the motion and the Director filed a
sur-reply. On July 29, 2019, the district court entered a final judgment denying
Russell’s petition with prejudice and denying a COA. Pet. App. 2.
Russell appealed to the Fifth Circuit Court of Appeals and requested a
COA on six issues. Relevant to the present proceeding, Russell sought to appeal
the district court’s decision on his claim of IATC with regard to the future
dangerousness issue at punishment. The Fifth Circuit denied Russell’s
application for COA. Pet. App. 2. Russell now petitions this Court for a writ of
certiorari.
10
REASONS FOR DENYING THE WRIT
Russell presents no compelling reason for granting review on writ of
certiorari, and none exists. See Sup. Ct. R. 10 (Certiorari review “is not a
matter of right but of judicial discretion,” and “will be granted only for
compelling reasons.”) Indeed, the issue in this case involves only the lower
court’s proper application of this Court’s precedent. Further, Russell does not
allege any circuit split on the proper application of precedent, as none exists.
Accordingly, the petition presents no important question of federal law to
justify the exercise of this Court’s certiorari jurisdiction.
Under 28 U.S.C. § 2254(d), a federal court may not issue a writ of habeas
corpus for a defendant convicted under a state judgment unless the
adjudication of the relevant constitutional claim by the state court, (1) “‘was
contrary to’ federal law then clearly established in the holdings of” the
Supreme Court; or (2) “‘involved an unreasonable application of’” clearly
established Supreme Court precedent; or (3) “‘was based on an unreasonable
determination of the facts’ in light of the record before the state court.”
Harrington v. Richter, 562 U.S. 86, 100 (2011) (quoting (Terry) Williams v.
Taylor, 529 U.S. 362, 412 (2000)).
Section 2254(d) reflects the view that habeas corpus is a guard against
extreme malfunctions in state criminal justice systems, not a substitute for
ordinary error correction through appeal.
11
“A state court’s determination that a claim lacks merit precludes federal
habeas relief so long as ‘fairminded jurists could disagree’” on the correctness
of the state court’s decision. Harrington, 562 U.S. at 87 (quoting Yarborough v.
Alvarado, 541 U.S. 652, 664 (2004)). Further, in reviewing a state court’s
merits adjudication for reasonableness, a federal court is limited to the record
that was before the state court. § 2254(d)(2); Cullen v. Pinholster, 563 U.S. 170,
181 (2011).
ARGUMENT
I.
The Fifth Circuit Panel applied the correct COA standard.
Russell argues that the Fifth Circuit’s application of the standard for
granting a COA was overly burdensome and ventured too far into the realms
of a merits decision. Pet. at 35–39; 2 see Buck v. Davis, — U.S. —, 137 S. Ct.759
(2017); Miller-El v. Cockrell, 537 U.S. 322 (2003); Slack v. McDaniel, 529 U.S.
473 (2000). Russell asserts that, in contravention of this Court’s clear
precedent, the Fifth Circuit panel rejected Russell’s claim on the merits instead
of assessing the debatability of the district court’s opinion. Id. Russell is wrong.
As a jurisdictional prerequisite to obtaining appellate review, Russell
was first required to obtain a COA. 28 U.S.C. § 2253(c)(1)(A). The COA statute
requires the circuit court to make only a “threshold inquiry into whether the
“Pet.” refers to Russell’s Petition for Writ of Certiorari. “Pet. App.” refers to the
appendices to that petition.
2
12
circuit court may entertain the appeal,” and permits issuance of a COA only
where petitioner “has made a substantial showing of the denial of a
constitutional right.” Miller-El, 537 U.S. at 336 (citing Slack, 529 U.S. at 482–
83; 28 U.S.C. § 2253(c)(2)); see also Buck, 137 S. Ct. at 773–74 (reiterating that
appellate court should limit examination on COA to “threshold inquiry” into
the merits). This standard “includes showing that reasonable jurists could
debate that the petition should have been resolved in a different manner or
that the issues presented were adequate to deserve encouragement to proceed
further.” Slack, 529 U.S. at 484 (internal quotation marks and citation
omitted); cf. Harrington, 562 U.S. at 101 (2011) (“A state court’s determination
that the claim lacks merit precludes federal habeas relief so long as ‘fairminded
jurists could disagree’ on the correctness of the state court’s decision.”) (citation
omitted)).
The Fifth Circuit not only cited, but applied, the proper standard when
denying Russell’s COA request, limiting its review to no more than a “threshold
inquiry” into the merits of Russell’s Strickland 3 claim. The court stated,
“[w]hen the district court rejects constitutional claims on the merits, this court
conducts a threshold inquiry and issues a COA if ‘reasonable jurists would find
the district court’s assessment of the constitutional claims debatable or wrong.’
3
Strickland v. Washington, 466 U.S. 668 (1984).
13
This threshold inquiry does not require full consideration of the factual or legal
bases supporting the claims.” Pet. App. 1 at 12 (citing Miller-El, 537 U.S. at
336, 338). The court then conducted this “threshold inquiry,” concluding that
reasonable jurists would not debate the district court’s denial of Russell’s IATC
punishment claim. Pet. App. 1 at 23–29.
In reaching this conclusion, the Fifth Circuit did not conduct the type of
merits analysis of the IATC claim that this Court has suggested is
inappropriate. Rather, the court noted that “[t]he district court discussed the
state habeas court’s findings at length before engaging in its own analysis
under the ‘doubly deferential’ standard created by Strickland and 28 U.S.C. §
2254(d) and finding no merit.” Pet. App. 1 at 24 (citations omitted). The court
concluded that “Russell is unable to show that reasonable jurists would debate
whether the state court’s denial of his claim was unreasonable.” Pet. App. at
26–27.
This case does not follow the same “troubling” pattern identified by the
dissenting opinion in Jordan v. Fisher, 135 S. Ct. 2647, 2652 n.2 (2015)
(Sotomayor, J., joined by Ginsburg and Kagan, JJ., dissenting from denial of
certiorari). Specifically, the Fifth Circuit did not deny COA “after engaging in
an extensive review of the merits of a habeas petitioner’s claims,” or deny COA
over a dissenting opinion. Jordan, 135 S. Ct. at 2652 n.2; cf. Buck, 137 S. Ct.
at 773 (explaining that the court denied COA after essentially deciding merits
14
and over two votes dissenting from the denial of rehearing en banc). As noted,
the Fifth Circuit did not engage in an extensive review of Russell’s claims.
Indeed, the court did not hear oral argument, and the court’s threshold inquiry
on this issue covers only two pages of the opinion. 4 Nor did any justice dissent
from the decision. See Pet. App. 1.
In his pleading before this Court, Russell makes the blanket statement
that “reasonable jurists could agree with Russell”. Pet. at 36. Such conclusory
statements are insufficient. Russell argues as follows:
In this cause, too, the Circuit panel in this issue was really
deciding the issue on the merits. The Circuit panel put in a good
effort[,] but in doing so it ventured into “full consideration” of the
issue, contrary to Buck.
***
Buck reiterated the observation in Miller-El that “[w]hen a
court of appeals sidesteps [the COA] process by first deciding the
merits of an appeal, and then justifying its denial of a COA based
on its adjudication of the actual merits, it is in essence deciding an
appeal without jurisdiction.” Id., at 336-337. That also is what
happened in Russell’s case.
Pet. at 37–38. However, Russell cannot point to anywhere that the Fifth
Circuit overstepped its constraints and ventured into the improper realm of
making a merits determination.
The Fifth Circuit’s discussion of both of Russell’s IATC at punishment claims
comprised a total of approximately five and one-half pages. See Pet. App. 1 at 23–29.
4
15
After a brief recitation of the facts relevant to the issue, the Fifth Circuit
concluded that “Russell is unable to show that reasonable jurists would debate
whether the state court’s denial of his claim was unreasonable.” Pet. App. at
29. The brevity of the court’s analysis combined with its own statements
regarding the basis of their decision clearly indicate that the court performed
only the requisite “threshold inquiry” before denying COA.
In his briefing before the Fifth Circuit, Russell failed to demonstrate that
fairminded jurists could debate the correctness of the state court’s denial of his
writ of habeas corpus on his IATC claim at punishment related to future
dangerousness. Therefore, the denial of a COA was proper.
II.
The Fifth Circuit Properly Denied COA Because the District
Court’s Denial of Russell’s Claim Was Not Debatable.
Before this Court, Russell again fails to demonstrate that he was entitled
to a COA. Russell claims he received ineffective assistance at trial because his
counsel failed to investigate and present evidence that Russell did not pose a
future threat to society, specifically expert testimony on his likelihood of
committing further violent acts. 5
Russell’s complaint is that his trial attorneys did not employ an expert “to
connect the dots” created by the lay testimony that was presented. Pet. at 24. Russell
presents the report of Dr. Mark Cunningham as an example of the testimony
“representative of what experts in the field could research before trial and then
present at court.” Pet. at 22. However, Russell has acknowledged that Cunningham
may not have been available to testify at Russell’s trial. See Pet. App. 1 at 25–27. This
is a necessary factor as in order to prove prejudice Russell must demonstrate
prejudice. Russell cannot show that he was prejudiced by counsel’s failure to employ
5
16
Under § 2254(d), “because the Strickland standard is a general standard,
a state court has even more latitude to reasonably determine that a defendant
has not satisfied that standard.” Knowles v. Mirzayance, 556 U.S. 111, 123
(2009). As such, “[e]stablishing that a state court’s application of Strickland
was unreasonable . . . is all the more difficult. The standards created by
Strickland and § 2254(d) are both ‘highly deferential,’ and when the two apply
in tandem, review is ‘doubly’ so.” Richter, 562 U.S. at 105 (citations omitted).
“[S]trategic choices made after thorough investigation of law and facts
relevant to plausible options are virtually unchallengeable; and strategic
choices made after less than complete investigation are reasonable precisely to
the extent that reasonable professional judgments support the limitations on
investigation.” Strickland, 466 U.S. at 690–91. The reasonableness of an
attorney’s investigation must be determined by considering not only the
evidence already known to counsel, but also whether such evidence would lead
a reasonable attorney to investigate further. Wiggins v. Smith, 539 U.S. 510,
526–27 (2003). At a minimum, counsel should interview potential witnesses
an expert who may have been wholly unavailable to testify. Further, Russell does not
suggest any other experts were available to testify to similar statistics at the time.
As uncalled witnesses are disfavored as a basis for an IATC claim generally, Russell’s
failure to provide any evidence that any witness was available is fatal. See Day v.
Quarterman, 566 F.3d 527, 538 (5th Cir. 2009) (“that complaints of uncalled
witnesses are not favored in federal habeas corpus review because the presentation
of testimonial evidence is a matter of trial strategy and because allegations of what a
witness would have stated are largely speculative.”)
17
and independently investigate the facts and circumstances of the case. Bryant
v. Scott, 28 F.3d 1411, 1415 (5th Cir. 1994).
“An applicant ‘who alleges a failure to investigate on the part of his
counsel must allege with specificity what the investigation would have
revealed and how it would have altered the outcome of trial.’” Gregory v.
Thaler, 601 F.3d 347, 352 (5th Cir. 2010) (quoting United States v. Green, 882
F.2d 999, 1003 (5th Cir. 1989)).
“Strickland does not require counsel to investigate every conceivable line
of mitigating evidence no matter how unlikely the effort would be to assist the
defendant at sentencing.” Wiggins, 539 U.S. at 533. “[R]easonably diligent
counsel may draw a line when they have good reason to think further
investigation would be a waste.” Rompilla v. Beard, 545 U.S. 374, 383 (2005).
Regarding prejudice, it is not enough “to show that the errors had some
conceivable effect on the outcome of the proceeding.” Strickland, 466 U.S. at
693. Rather, counsel’s errors must be “so serious as to deprive the defendant of
a fair trial, a trial whose result is reliable.” Id. at 687. To make this
determination, a reviewing court must “consider all the relevant evidence that
the jury would have had before it if [the petitioner] had pursued a different
path—not just the . . . evidence [the petitioner] could have presented, but also
the . . . evidence that almost certainly would have come in with it.” Wong v.
Belmontes, 558 U.S. 15, 20 (2009).
18
This IATC issue was raised and rejected by the state habeas court and
the district court properly deferred to the state court findings. The district
court concluded not only that “Russell failed to overcome the presumption
afforded the state court findings, but that Russell did “not acknowledge the
state court findings to which [the] Court must defer.” Pet. App. 2 at 43. Before
the Fifth Circuit, and continuing to his briefing before this Court, Russell has
continued to selectively ignore the state court findings.
Part of Russell’s argument focuses on one finding by the state habeas
court. Russell takes issue with the state trial court’s finding that such evidence
is not relevant. 6 See Pet. at 31–33. However, as the Fifth Circuit pointed out
“that was not the court’s only finding as to this issue.” Pet. App. 1 at 28. The
state court also found, based on trial counsel’s affidavit, that counsel believed
Interestingly, Russell also argues that there are no state court findings on this
issue. “The state habeas court’s decision must be contrary to, or an unreasonable
application of, clearly established Federal law, as determined by this Court. By the
terms of the statute, that limitation applies to a ‘decision.’ What is a ‘decision’ in this
context? It is not just the ultimate state court order granting or denying relief, but
rather must mean a conclusion made by the state habeas court as to a particular
claim. If a state habeas court does not address a particular claim, then there has not
a decision on the claim.” Pet. at 34. Russell’s argument is simply inaccurate.
First, as Russell notes in his argument about the relevancy finding, there were
state court findings related to this issue. See Pet. at 31–33. Second, the statement is
legally inaccurate. Even if a state court is silent as to the factual basis of its merits
decision, that decision is still due deference. See Harrington v. Richter, 562 U.S. 86,
98 (2011) (“Where a state court’s decision is unaccompanied by an explanation, the
habeas petitioner’s burden still must be met by showing there was no reasonable
basis for the state court to deny relief. This is so whether or not the state court reveals
which of the elements in a multipart claim it found insufficient, for § 2254(d) applies
when a ‘claim,’ not a component of one, has been adjudicated.”)
6
19
evidence of Russell’s life and background was more effective than studies of
convicted murderers. The gist of Russell’s argument, as supported by
Cunningham’s report, is that counsel should have done more, i.e., should have
called an expert to contextualize the evidence presented, and to provide
statistics, scientific data and general information.
Russell complains that “[t]he federal district judge’s analysis was guided
in part by the state habeas judge’s finding, based on a ‘credible affidavit of trial
counsel Hayes,’ that the driving force in the strategy regarding future
dangerousness was a belief that ‘specific evidence of [Russell’s] life and
background presented to the jury would be more effective than studies of
convicted murderers’ (Appendix Exhibit 2, p. 43).” Pet. at 28. However, the
district judge followed the letter and spirit of the law by deferring to the state
findings. See 28 U.S.C. 2254(d).
State trial counsel, based upon reasonable investigation, developed a
trial strategy and diligently pursued it. As found by the state habeas court,
with regard to the investigation, trial counsel interviewed witnesses; obtained
discovery from the State; talked to Russell and his family numerous times,
including about his life and background; and hired a mitigation expert. Based
on this information trial counsel developed a punishment strategy that Russell
was a good person who never had a chance. Testimony was elicited to support
this theory including evidence on Russell’s rearing in a very poor part of
20
Houston, his abandonment by his father, family history of criminal activity,
poverty, and lack of proper parental supervision.
The theory of the case that trial counsel chooses to present falls squarely
within the realm of trial strategy that requires such highly deferential review.
Russell does not argue that trial counsel failed to present a future danger case.
That Russell quibbles with his trial counsel’s performance is nothing more
than the type of second-guessing that Strickland cautions against. 466 U.S. at
689.
A basic tenet of federal habeas litigation is that that the petitioner is
required to present evidence and argument supporting their claims, rather
than expecting the Director to bear the burden. See Richter, 562 U.S. 104.
However, Russell’s argument before this Court is replete with complaints and
speculation as to trial counsels’ strategy and any potential prejudice resulting
from failing to follow Russell’s now-favored approach.
The question under Wiggins must be: How could trial counsel
fairly compare the two evidentiary approaches, choosing lay
witnesses over experts, without investigating what an expert
actually could say and what scientific research an expert could
present? There is no indication that defense counsel investigated
the topic until a point was reached where further investigation
would be unnecessary, as this Court’s case law demands. Instead
defense counsel seems to have relied on a preconceived bias.
A courtroom is like a farmer’s market, in that the quality and
quantity of the work done beforehand is evident from the apparent
yield. What could the yield have been if trial counsel had
21
researched the topic of future dangerousness, or had obtained the
assistance of someone like Dr. Cunningham to do so?
Pet. at 29.
Russell complains that trial counsel could not compare “the two
evidentiary approaches, choosing lay witnesses over experts” because they
failed to conduct a proper investigation. Pet. at 29. However, in the very next
sentence, Russell then complains that trial counsel “relied on a preconceived
bias” against experts such as Cunningham. Pet. at 29. To support this claim,
Russell quoted a pre-trial motion filed by trial counsel requesting that the trial
court find the death penalty unconstitutional. Pet. at 27. Therefore, Russell’s
own briefing demonstrates that trial counsel was aware of the type of
testimony available through experts such as Cunningham on the issue of
future danger. Yet counsel made the strategic decision not to employ such an
expert and instead focus on Russell’s life, background, and who he was as a
person.
Furthermore, even assuming deficient performance, Russell cannot
demonstrate that he was prejudiced. Even had trial counsel presented a
Cunningham-like expert, there is no reason to believe that his sentence would
have been different. Considering the totality of the evidence that the jury
heard, studies of statistics could not have countered the evidence of Russell’s
other violent crimes which included convictions for aggravated robbery and
22
assault for the Apple Tree incident, the shooting of a man, and the assault of
another man over an undisclosed amount of money. Russell’s previous behavior
demonstrated a willingness to resort to violence for little or no reason.
Impersonal testimony on prison violence statistics would have been a far less
effective counter to the State’s evidence of Russell’s very personal tendency for
violence than the defense employed by Russell’s attorneys. Russell’s
complaints about his counsels’ strategy do not alter the fact that it was a
reasonable and informed strategy.
The district court, applying the doubly deferential standard afforded a
state court adjudication, deferred to the state court findings under AEDPA.
Reasonable jurists could not debate the district court’s denial of this claim.
Therefore, the Fifth Circuit’s denial of a COA on the claim was proper.
III.
No Compelling Reason Otherwise Exists to Grant Certiorari.
Finally, Russell claims that he is not requesting that this Court review
a “simple application of well-settled law.” Pet. at 17. Rather, he “emphasizes
the paramount importance of the first special issue submitted under Texas
law, concerning what is commonly called ‘future dangerousness.’” Id. However,
future dangerousness is not the issue that Russell requests this Court address.
In fact, Russell himself notes that “all this Court really needs to decide at this
time is whether a panel of the United States Court of Appeals for the Fifth
Circuit applied the procedures for a COA.” Id. Russell does not claim that the
23
Fifth Circuit applied the wrong precedent; he merely disagrees with the
conclusion the Fifth Circuit reached after a proper application of that
precedent. Id. at 35–39. Such a complaint does not merit this Court’s attention.
CONCLUSION
For all the reasons discussed above, the Court should deny Russell’s
petition for a writ of certiorari.
Respectfully submitted,
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney General
JOSH RENO
Deputy Attorney General
for Criminal Justice
EDWARD L. MARSHALL
Chief, Criminal Appeals Division
RACHEL L. PATTON
Lead Counsel
Assistant Attorney General
Counsel for Respondent
(512) 936-1400
rachel.patton@oag.texas.gov
24
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.