Opposition Brief — Dantazias Raines, Petitioner v. Georgia
Supreme Court briefApr 19, 2021
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No. 20-6775
In the
Supreme Court of the United States
Dantazias Raines,
Petitioner,
v.
State of Georgia,
Respondent.
On Petition for Writ of Certiorari to the
Supreme Court of Georgia
BRIEF IN OPPOSITION
Christopher M. Carr
Attorney General
Andrew A. Pinson
Solicitor General
Counsel of Record
Beth A. Burton
Deputy Attorney General
Ross W. Bergethon
Deputy Solicitor General
Paula K. Smith
Senior Asst. Attorney General
Miles C. Skedsvold
Assistant Attorney General
Office of the Georgia
Attorney General
40 Capitol Square, SW
Atlanta, Georgia 30334
(404) 458-3409
apinson@law.ga.gov
Counsel for Respondent
QUESTION PRESENTED
If the Eighth Amendment requires a sentencer to make an affirmative
factual finding that a juvenile offender is “permanently incorrigible” before
imposing a discretionary life-without-parole sentence for murder, is that
finding a “fact that increases the penalty for a crime beyond the prescribed
statutory maximum” that must be found by a jury under Apprendi?
ii
TABLE OF CONTENTS
Page
Question Presented ............................................................................................ ii
Opinions Below .................................................................................................... 1
Constitutional Provisions Involved .................................................................... 1
Statement ............................................................................................................ 1
A. Factual Background ................................................................................ 1
B. Proceedings Below .................................................................................. 2
Reasons for Denying the Petition ....................................................................... 4
I.
There is no conflict of authority. ............................................................ 6
II. Review is premature in light of Jones v. Mississippi. ........................... 8
III. The decision below is correct. ............................................................... 11
Conclusion.......................................................................................................... 15
iii
TABLE OF AUTHORITIES
Page(s)
Cases
Apprendi v. New Jersey,
530 U.S. 466 (2000) .............................................................................. passim
Babbage v. State,
768 S.E.2d 461 (Ga. 2015)............................................................................ 14
Beckman v. Florida,
No. 18-6185, 139 S.Ct. 1166 (Feb. 19, 2019) ................................................. 5
Beckman v. State,
230 So.3d 77 (Fla. App. 2017) ........................................................................ 7
Blackwell v. California,
No. 16-8355, 138 S.Ct. 60 (Oct. 2, 2017) ....................................................... 5
Blakely v. Washington,
542 U.S. 296 (2004) ............................................................................ 9, 13, 14
Cabana v. Bullock,
474 U.S. 376 (1986) .................................................................................. 9, 13
Commonwealth v. Batts,
163 A.3d 410 (Pa. 2017) ........................................................................... 7, 11
Cunningham v. California,
549 U.S. 270 (2007) ...................................................................................... 15
Enmund v. Florida,
458 U.S. 782 (1982) .................................................................................. 9, 15
Fletcher v. Louisiana,
No. 15-5500, 577 U.S. 904 (2015) .................................................................. 5
Hurst v. Fla.,
577 U.S. 92 (2016) ........................................................................................ 15
Jones v. Mississippi,
No. 18-1259..................................................................................................... 9
iv
Lewis v. State,
804 S.E.2d 82 (Ga. 2017).............................................................................. 14
McGilberry v. State,
292 So.3d 199 (Miss. 2020) ...................................................................... 6, 10
Miller v. Alabama,
567 U.S. 460 (2012) ............................................................................ 4, 12, 14
Montgomery v. Louisiana,
577 U.S. 190 (2016) .............................................................................. passim
Oregon v. Ice,
555 U.S. 160 (2009) ...................................................................................... 13
People v. Blackwell,
207 Cal. Rptr. 3d 444 (2016) .............................................................. 7, 11, 15
People v. Skinner,
917 N.W.2d 292 (Mich. 2018) .................................................................. 6, 10
Pope v. Illinois,
481 U.S. 497 (1987) ........................................................................................ 9
Raines v. State,
820 S.E.2d 679 (Ga. 2018).......................................................................... 1, 2
Raines v. State,
845 S.E.2d 613 (Ga. 2020).................................................................... 1, 6, 10
Ring v. Arizona,
536 U.S. 584 (2002) ............................................................................ 9, 13, 14
Skinner v. Michigan,
No. 18-6782, 139 S.Ct. 1544 (Apr. 15, 2019) ................................................. 5
State v. Fletcher,
149 So.3d 934 (La. App. 2014) ................................................................. 7, 10
State v. Hart,
404 S.W.3d 232 (Mo. 2013) ............................................................................ 8
State v. James,
813 S.E.2d 195 (N.C. 2018) ............................................................................ 7
v
State v. Keefe,
478 P.3d 830 (Mon. 2021) ........................................................................ 6, 10
Stevens v. State,
422 P.3d 741 (Okla. Crim. App. 2018) ........................................................... 8
Tison v. Arizona,
481 U.S. 137 (1987) ........................................................................................ 9
Veal v. State,
784 S.E.2d 403 (Ga. 2016).............................................................................. 2
Constitutional Provisions
U.S. Const. amend. VI ......................................................................................... 1
U.S. Const. amend. VIII ...................................................................................... 1
Statutes
O.C.G.A. § 16-5-1(e)(1) ...................................................................................... 14
Other Authorities
6 Wayne R. LaFave et al., Criminal Procedure § 26.4 (i) (4th ed.
2019 Update) .................................................................................................. 7
vi
OPINIONS BELOW
The Supreme Court of Georgia’s decision affirming petitioner’s
conviction for malice murder is reported at Raines v. State, 820 S.E.2d 679
(Ga. 2018); the Court’s decision affirming the denial of his motion to have a
jury decide his eligibility for life without parole is reported at Raines v. State,
845 S.E.2d 613 (Ga. 2020).
CONSTITUTIONAL PROVISI ONS INVOLVED
The Sixth Amendment to the United States Constitution provides:
In all criminal prosecutions, the accused shall enjoy the right to a
speedy and public trial, by an impartial jury of the State and
district wherein the crime shall have been committed, which
district shall have been previously ascertained by law, and to be
informed of the nature and cause of the accusation; to be
confronted with the witnesses against him; to have compulsory
process for obtaining witnesses in his favor, and to have the
Assistance of Counsel for his defence.
U.S. Const. amend. VI.
The Eighth Amendment to the United States Constitution provides:
“Excessive bail shall not be required, nor excessive fines imposed, nor cruel
and unusual punishments inflicted.” U.S. Const. amend. VIII.
STATEMENT
A.
Factual Background
On the evening of December 20, 2011, petitioner Dantazias Raines went
to a friend’s house to ask the friend, Traylor, to participate in a robbery.
Raines, 820 S.E.2d at 683. Petitioner flagged down a cab, and, once he and
Traylor were inside, pulled a gun on the driver, Brandy Guined. Id. Traylor
fled the car, hearing a gunshot and a woman’s scream as he went. Id. Traylor
1
called petitioner later that night and asked if he had shot the cab driver;
petitioner responded “Hell, yeah.” Id. When Traylor asked the next day why
petitioner had shot the cab driver, petitioner explained that she had tried to
grab the gun and he got nervous and shot her. Id. Petitioner was 17 years old
at the time. Pet. App. B at 29.
Police were called to the scene in the early morning hours of December
21, 2011, where they found a vehicle trapped in a fence with the wheels
spinning at a high rate of speed. Raines, 820 S.E.2d at 683. Officers were
eventually able to break a window and shut off the engine before the car
could break through the fence. Id. Guined, who had suffered a gunshot wound
to the chest, was unconscious behind the wheel. Id. She died later at the
hospital. Id.
B.
Proceedings Below
A jury convicted petitioner of malice murder and several other crimes in
March 2013. Id. at 682. Petitioner was sentenced to life without parole for the
murder and a term-of-years sentence of 19 years for his other crimes. Id.
The Georgia Supreme Court affirmed petitioner’s convictions and
sentences in part, reversed his convictions for misdemeanor obstruction, and
vacated his term-of-years sentence. Id. at 679. The court also remanded the
case for resentencing under its decision in Veal v. State, 784 S.E.2d 403, 412
(Ga. 2016), which relied on this Court’s decision in Montgomery v. Louisiana,
577 U.S. 190, 206–12 (2016). Id.
On remand, petitioner filed a motion for a jury to decide the
appropriateness of a life without parole sentence under Veal and Miller. Pet.
App. B at 30. The trial court denied the motion, but certified its order for
2
immediate review. Id. The Georgia Supreme Court granted interlocutory
review to consider whether “a defendant facing a sentence of life without
parole for an offense committed when he was a juvenile has a constitutional
right to have a jury (as opposed to a judge) make the requisite determination
of whether he is ‘irreparably corrupt’ or ‘permanently incorrigible.’” Id.; Pet.
App. C. Petitioner argued that, under the Sixth Amendment, a jury—not a
judge—must decide whether he is “irreparably corrupt” or “permanently
incorrigible” before imposing a sentence of life without parole. Id. at 30.
The court held that “a defendant who is convicted of committing murder
when he was a juvenile does not have a federal constitutional right to have a
jury determine … whether he is irreparably corrupt or permanently
incorrigible such that he may be sentenced to [life without parole].” Id. at 32.
The Court first rejected petitioner’s attempt to “equate[] the ‘maximum
punishment’ with the ‘statutory maximum’ under Apprendi and its progeny.”
Id. at 42. “Georgia’s murder sentencing statute,” the Court explained,
“authorizes a sentence of LWOP for a defendant convicted of murder, and a
jury verdict finding a defendant guilty of murder demonstrates that the jury
has found [the necessary facts] beyond a reasonable doubt.” Id. at 43. Thus,
unlike state statutes which required some additional finding by a judge to
impose that sentence, the Court reasoned that a Miller determination is a
“constitutional constraint.” Id. at 45 (emphasis in original). “In other words …
[Miller and Montgomery] do not speak to what punishment a state statute
authorizes for a given offense,” and thus do not represent the “statutory
maximum” for Apprendi purposes. Id. at 47. As a result, “where LWOP is
authorized by [a] state statute,” it “does not constitute a ‘sentence
enhancement’ for Sixth Amendment purposes—and thus does not require
3
that a jury make specific findings to justify [the] imposition of that
sentence—even when the Eighth Amendment has imposed additional
constitutional limitations on the availability of that sentence.” Id. at 50.
Finally, the court also rejected petitioner’s “assumption that the ‘specific
determination’ of irreparable corruption … is the type of ‘fact’ Apprendi
contemplated.” Id. at 51. Neither Miller nor Montgomery characterized
juvenile LWOP as an “enhanced punishment,” the court reasoned, because
both repeatedly used terms like “sentencer,” “sentencing authority,”
“sentencing court,” and “sentencing judge.” Id. at 52 (citing Montgomery, 577
U.S. at 195, 208–09, 224–26 and Miller v. Alabama, 567 U.S. 460, 465, 474,
478–80, 483, 489 (2012)). Thus, the court sided with the “great weight of
authority” rejecting the argument that the Sixth Amendment requires a jury
to decide eligibility for juvenile life without parole. Id. at 61 n.12.
REASONS FOR DENYING THE PETITION
In Miller v. Alabama, this Court held that “mandatory life-withoutparole sentences for juveniles violate the Eighth Amendment,” because a
sentencer must be able to consider “an offender’s youth and attendant
characteristics” before imposing that penalty. 567 U.S. at 465, 483. And in
Apprendi v. New Jersey, the Court held that, “other than the fact of a prior
conviction,” the Sixth Amendment requires that “any fact that increases the
penalty for a crime beyond the prescribed statutory maximum … must be
submitted to a jury and proved beyond a reasonable doubt.” 530 U.S. 466, 466
(2000). From these limited holdings, petitioner extrapolates two further
constitutional requirements: he contends that even a discretionary lifewithout-parole sentence for a juvenile violates the Eighth Amendment if that
4
sentence is imposed without an affirmative factual finding that the juvenile
offender is “permanently incorrigible.” Pet. at 13. And he contends that,
under Apprendi, the Sixth Amendment requires that factual finding to be
made by a jury beyond a reasonable doubt. Id. Because the trial court
imposed a discretionary life-without-parole sentence based on the judge’s
determination that he was permanently incorrigible, petitioner contends that
his Sixth Amendment rights were violated. The Georgia Supreme Court
rejected this contention, holding that “a defendant who is convicted of
committing murder when he was a juvenile does not have a federal
constitutional right to have a jury determine … whether he is irreparably
corrupt or permanently incorrigible such that he may be sentenced to [life
without parole].” Id. at 32.
Further review is not warranted. This Court has denied review of the
question whether Apprendi requires a jury to find the “fact” of “permanent
incorrigibility” as a prerequisite to imposing a discretionary life-withoutparole sentence at least four times. See Skinner v. Michigan, No. 18-6782,
139 S. Ct. 1544 (Apr. 15, 2019); Beckman v. Florida, No. 18-6185, 139 S. Ct.
1166 (Feb. 19, 2019); Blackwell v. California, No. 16-8355, 138 S. Ct. 60 (Oct.
2, 2017); Fletcher v. Louisiana, No. 15-5500, 577 U.S. 904 (2015). The few
state courts that have addressed petitioner’s argument have uniformly
rejected it: although petitioner alleges a 7-1 split among state courts, the lone
court on the short side has clarified that its prior decision did not recognize
the right to the jury finding that petitioner claims. Even if there were a
conflict that might otherwise warrant review, granting review here would be
premature, as this Court is now considering whether Miller requires a factual
finding of permanent incorrigibility in the first place—a premise central to
5
petitioner’s argument. Finally, in any event, the decision below is correct.
Miller does not require a finding of fact, but even if it did, that fact would not
“increase” the “statutory maximum,” and therefore would not trigger
Apprendi’s mandate. The petition for a writ of certiorari should be denied.1
I.
There is no conflict of authority.
A handful of state courts have addressed the question presented, and
every one has rejected petitioner’s argument. These courts generally reason
that where the relevant state statutes authorize a life-without-parole
sentence for a defendant convicted of murder, any further determination
required by Miller is not properly considered a factual finding that “increases
the statutory maximum” under Apprendi. See, e.g, State v. Keefe, 478 P.3d
830, 840 (Mon. 2021) (noting that, under Miller, youth is essentially “a
mitigating factor which can reduce the possible sentence for deliberate
homicide”); Raines, 845 S.E.2d at 618–19 (explaining that equating
“maximum punishment” with “statutory maximum,” as used in Apprendi,
“conflates [this Court’s] Sixth Amendment analysis … with its analysis in
Eighth Amendment precedent”); McGilberry v. State, 292 So.3d 199, 207
(Miss. 2020) (“[T]he Miller factors are not elements of the crime that the
sentencer must find beyond a reasonable doubt to impose a life-withoutparole sentence.”); People v. Skinner, 917 N.W.2d 292, 306 (Mich. 2018)
(“[G]iven that a life-without-parole sentence is authorized by the jury’s
1 Because there is no conflict of authority, and further percolation would be
necessary whatever the outcome of Jones, there is no substantive reason to
hold this case pending Jones. That said, the State recognizes that the Court
may wish to hold this petition pending the decision in Jones to avoid
telegraphing any particular outcome in that case. After Jones is decided,
however, the petition should be denied for the reasons set out here.
6
verdict alone, additional fact-finding … is not prohibited by the Sixth
Amendment.”); State v. James, 813 S.E.2d 195, 209 n.7 (N.C. 2018) (declining
to address the defendant’s Apprendi argument “given [the court’s] conclusion
that a valid statutory scheme for the sentencing of juveniles convicted of firstdegree murder does not require the sentencing authority to find the existence
of aggravating circumstances before imposing a sentence of life imprisonment
without the possibility of parole”); Commonwealth v. Batts, 163 A.3d 410, 456
(Pa. 2017) (“A finding of ‘permanent incorrigibility’ cannot be said to be an
element of the crime committed; it is instead an immutable characteristic of
the juvenile offender.”); Beckman v. State, 230 So.3d 77, 96 (Fla. App. 2017)
(explaining that “where a sentencing judge imposes a sentence within the
range prescribed by statute, ‘any facts found function[] as mere sentencing
factors, rather than elements of an aggravated offense”) (quoting Apprendi,
530 U.S. at 481); People v. Blackwell, 207 Cal. Rptr. 3d 444, 466 (2016)
(holding that a finding required by Miller need not be made by jury because
Miller mandates consideration of youth as a mitigating factor, not an increase
in the punishment authorized by a jury’s verdict); State v. Fletcher, 149 So.3d
934, 943 (La. App. 2014) (holding that Apprendi does not apply in this context
because Miller does not require proof of an additional element of “irrevocable
corruption”); see also 6 Wayne R. LaFave et al., Criminal Procedure § 26.4 (i)
(4th ed. 2019 Update) (“[C]ourts have rejected arguments that Apprendi
reaches the factors listed in Miller that must be considered before imposing a
life without parole sentence on a juvenile offender in order to comply with the
Eighth Amendment.”).
Petitioner cites two cases to show that the question presented here
“divides” the lower courts, but neither establishes any such division.
7
Petitioner admits that State v. Hart, 404 S.W.3d 232 (Mo. 2013), did not
decide the Sixth Amendment question, but remanded for a jury finding based
on a state statute. Pet. 19. As for the second case, petitioner contends that
the Oklahoma Court of Criminal Appeals held that a juvenile offender has a
Sixth Amendment right to put the question of permanent incorrigibility to a
jury. Id. (citing Stevens v. State, 422 P.3d 741, 750 (Okla. Crim. App. 2018)).
But the Oklahoma Court of Appeals itself disagrees. As that court recently
explained, citing Stevens, “neither the Supreme Court nor this Court have
found a Sixth Amendment right to jury sentencing.” Bever v. State, 467 P.3d
693, 700 (Okla. Crim. App. 2020) (emphasis added). “In fact,” it reasoned,
“both Miller and Montgomery recognized that it is appropriate for a judge to
make sentencing decisions.” Id. The court clarified that Stevens instead holds
only that “the trial necessary to impose life without parole on a juvenile
homicide offender must be a trial by jury.” Id. (citing Stevens, 422 P.3d at
750) (emphasis added). Finally, the court noted that, “under [Oklahoma]
state law, criminal defendants have a statutory right to have a jury help
determine the sentence.” Id. (emphasis added); compare Stevens, 422 P.3d at
750 (requiring the prosecutor to allege permanent incorrigibility). This
holding puts to rest petitioner’s assertion that Stevens creates a state-court
split on the question presented.
II.
Review is premature in light of Jones v. Mississippi.
Even if there were a conflict of authority that might otherwise warrant
review, it would be too soon for this Court to consider the question.
Petitioner’s Apprendi claim is dependent on the premise that a sentencer
must make an affirmative factual finding that the juvenile offender is
8
“permanently incorrigible” before imposing a discretionary life-without-parole
sentence. But this Court is now considering that premise in Jones v.
Mississippi, No. 18-1259, and its answer is likely to either scuttle petitioner’s
argument altogether or, at the least, require percolation in the lower courts.
The forthcoming decision in Jones could moot the question presented
altogether. Under Apprendi, “[i]f a State makes an increase in a defendant’s
authorized punishment contingent on the finding of fact, that fact … must be
found by a jury beyond a reasonable doubt.” Ring v. Arizona, 536 U.S. 584,
602 (2002) (citing Apprendi, 530 U.S. at 482–83). The relevant “statutory
maximum” for Sixth Amendment purposes is what “the jury’s verdict alone …
allow[s].” Blakely v. Washington, 542 U.S. 296, 303–04 (2004). If this Court
concludes in Jones that Miller does not require a sentencer to make any
formal finding, petitioner’s Apprendi argument fails at its premise. Pet. at 14
(explaining that “if a finding of ‘irreparable corruption’ or ‘permanent
incorrigibility’ is required before a juvenile can be sentenced to life without
parole, the Sixth Amendment guarantees the right to a jury to make that
finding”); see also Cabana v. Bullock, 474 U.S. 376, 385–86 (1986) (holding
that a judge could make Eighth Amendment findings required by Enmund v.
Florida, 458 U.S. 782 (1982), and Tison v. Arizona, 481 U.S. 137, 158 (1987))
overruled in part on other grounds by Pope v. Illinois, 481 U.S. 497, 503 n.7
(1987).
Even if the Court were to hold in Jones that Miller requires some kind
of determination or finding—be it a “historical fact” or “more a judgment,” see
Jones v. Mississippi, No. 18-1259, Tr. of Oral Argument at 8–9, 34 (Nov. 3,
2020)—before imposing any life-without-parole sentence on a juvenile
offender, it would be premature to take up petitioner’s question at that time.
9
Even now, only a handful of lower courts have addressed petitioner’s specific
argument at all. And, of course, none of those courts had the benefit of
whatever opinion this Court will hand down in Jones. Some courts that have
already addressed the question rejected any Apprendi arguments at the
threshold because they concluded that Miller does not require an affirmative
factual finding of permanent incorrigibility is required. See, e.g., Raines, 845
S.E.2d at 621 (noting that Miller and Montgomery had not “characterized the
determinations of irreparable corruption … as a factfinding”); McGilberry,
292 So. 3d at 206 (rejecting Apprendi argument as “counter to Montgomery,
which confirmed that Miller does not require trial courts to make a finding of
fact regarding a child’s incorrigibility”) (citations omitted); Skinner, 917 N.W.
2d at 310 (“[J]ust as whether a sentence is proportionate is not a factual
finding, whether a juvenile is ‘irreparably corrupt’ is not a factual finding.”);
Fletcher, 149 So.3d at 943 (“Miller does not require proof of an additional
element of ‘irretrievable depravity’ or ‘irrevocable corruption.’”). If this Court
were to hold otherwise, those courts would need a chance to revisit their
holdings and engage in the rest of the Apprendi analysis.
Other courts’ rejections of petitioner’s Apprendi argument do not hinge
on whether Miller requires formal factfinding. See, e.g., Keefe, 478 P.3d at 840
(“[N]either ‘irreparable corruption’ nor ‘permanent incorrigibility’ are [the
type of] facts which could increase a possible sentence. Rather, youth is a
mitigating factor which can reduce the possible sentence for deliberate
homicide in Montana.”) (emphasis added); Raines, 845 S.E.2d at 613 (holding,
in the alternative, that even if Miller requires a formal finding of permanent
incorrigibility, juvenile life without parole is not a “sentence enhancement”
for Sixth Amendment purposes because it is authorized by state statute);
10
Batts, 163 A.3d at 456 (“A finding of ‘permanent incorrigibility’ cannot be said
to be an element of the crime committed; it is instead an immutable
characteristic of the juvenile offender.”); Blackwell, 207 Cal. Rptr. at 466
(explaining that “Miller … avoids disproportionate punishment by mandating
consideration of mitigating circumstances specific to youth[,]” which is
different from “increasing the punishment authorized by a jury’s verdict
based on a fact not found by the jury”). These courts, too, may need to
reassess their holdings in light of Jones, depending on whether their view of a
finding under Miller tracks with whatever Jones says about it. Finally, many
other lower courts could soon face a similar Apprendi argument in light of
Jones. If the Court were to take up petitioner’s Apprendi question at this
time, it would do so in the absence of a single lower court decision addressing
Apprendi arguments after Jones, let alone any conflict of authority on how to
do so. The ordinary and better course would be to allow the lower courts to
address any such arguments in the first instance. If a meaningful conflict
emerges, the Court could then take up the question with the benefit of those
courts’ reasoned decisions.
III. The decision below is correct.
In any event, petitioner’s argument fails on the merits, because the
Georgia Supreme Court correctly concluded that a juvenile offender does not
have a Sixth Amendment right to have a jury decide his eligibility for life
without parole under Miller and Montgomery. Pet. App. B at 32. As a
threshold matter, the argument rests on a flawed legal premise. In arguing
that “the jury trial right conferred by the Sixth Amendment requires that the
irreparable corruption finding be made by a jury,” Pet. 14, petitioner assumes
11
that “permanent incorrigibility” is a “fact” that triggers Apprendi analysis.
But Mississippi has the right of it in Jones: Miller does not require a factual
finding as a prerequisite to a discretionary sentence for a juvenile offender.
Miller held that mandatory life without parole sentencing schemes are
unconstitutional as applied to juveniles. 567 U.S. at 460. In Montgomery, the
Court held that Miller’s prohibition was a substantive, retroactive rule of
constitutional law because the Eighth Amendment requires consideration of
“youth and its attendant characteristics” before sentencing a juvenile to life
without parole. 577 U.S. at 210. Yet in the same breath, the Court
emphasized that “Miller did not impose a formal factfinding requirement.” Id.
Indeed, Miller explained that the Eighth Amendment “mandates only that a
sentencer … consider[] an offender’s youth and attendant characteristics”
before imposing life without parole. 567 U.S. at 483. This, Miller reasoned, is
because “[b]y making youth (and all that accompanies it) irrelevant to
imposition of that harshest prison sentence,” a mandatory life sentence
without parole “poses too great a risk of disproportionate punishment.” Id. at
479. So when a sentencing authority considers youth and attendant
circumstances before imposing life without parole, Miller is satisfied. That
dooms petitioner’s Sixth Amendment claim because Apprendi applies only to
“[a] fact that increases the penalty for a crime beyond the prescribed
statutory maximum.” 530 U.S. at 490 (emphasis added). If Miller does not
require a factual finding at all, it also cannot require the type of fact which
must be proved to and found by a jury.
But even if Miller required some kind of affirmative finding, the Georgia
Supreme Court correctly held that such a finding would still not be a
sentence-enhancing fact which must be proved to a jury under Apprendi. Pet.
12
App. B at 42–50. The Sixth Amendment guarantees the right to have a jury
find facts which increase the maximum statutory sentence. Apprendi, 530
U.S. at 490. This guarantee follows from the bedrock principle that the
government must prove to a jury “all facts necessary to constitute a statutory
offense … beyond a reasonable doubt.” Id. at 483–84 (emphasis added). So, if
proof of some fact would raise the penalty that state law authorizes for the
offense, that amounts to a greater offense which must be proved beyond a
reasonable doubt. See, e.g., Ring, 536 U.S. at 609 (an Arizona statute
requiring a judge to find at least one aggravating factor to impose the death
penalty violated the Sixth Amendment). In other words, and as the Georgia
Supreme Court held, the “statutory maximum” for Sixth Amendment
purposes depends on what “the jury’s verdict alone ... allow[s].” Blakely, 542
U.S. at 303–04; cf. Pet. App. B at 42–43. This Court emphasized in Oregon v.
Ice that “the Sixth Amendment does not countenance legislative
encroachment on the jury’s traditional domain” and that “Apprendi’s core
concern” is “a legislative attempt to remove from the province of the jury the
determination of facts that warrant punishment for a specific statutory
offense.” 555 U.S. 160, 168, 170 (2009) (citation and punctuation omitted)
(emphasis added); cf. Pet. App. B at 55–58. Miller’s requirements are
constitutional thresholds, not statutory benchmarks—so they do not factor
into the Apprendi calculus. See, e.g., Cabana, 474 U.S. at 385–86 (holding
that although the Eighth Amendment forbids imposition of the death penalty
unless the defendant himself killed, intended to kill, or attempted to kill, that
required finding is not one that a jury must make); cf. Pet. App. B at 48–50.
Indeed, Miller and Montgomery themselves say that the “sentencing court” or
“sentencing judge” may decide whether the defendant is eligible for life
13
without parole. Montgomery, 577 U.S. at 195, 208–09, 224–26; Miller, 567
U.S. at 465, 474, 478–80, 483, 489.
Just so here. Georgia law authorizes a sentence of life without parole for
a defendant convicted of murder. O.C.G.A. § 16-5-1(e)(1). That means that a
guilty verdict for murder carries with it all of the factual findings necessary
to impose life without parole. Pet. App. B at 42–45; see Lewis v. State, 804
S.E.2d 82, 89 (Ga. 2017) (“The language of the murder statute clearly states
the range of sentence that may be imposed upon conviction. It clearly
establishes that no additional facts are required to be found by the jury for
the imposition of life without parole.”) (citation omitted); Babbage v. State,
768 S.E.2d 461, 466 (Ga. 2015) (“[L]ife without parole is now within the range
of statutorily authorized punishments .... Because life without parole falls
within the statutory range, Apprendi simply does not apply to this sentencing
scheme.”) (citation omitted; emphasis in original); see also Ring, 536 U.S. at
602 (“[A] defendant may not be exposed ... to a penalty exceeding the
maximum he would receive if punished according to the facts reflected in the
jury verdict alone.”). Put differently, unlike the laws this Court has struck
down under Apprendi, Georgia law authorizes life without parole on the
jury’s guilty verdict alone—not contingent on some additional factual finding.
Compare Apprendi, 530 U.S. at 468–69 (maximum sentence for Sixth
Amendment purposes was the 10-year maximum authorized by the New
Jersey statute, because the statute required a trial judge to find facts beyond
the jury verdict to authorize an extended term of imprisonment for between
10 and 20 years); Ring, 536 U.S. at 603–04 (Arizona statute required a judge
to find at least one aggravating circumstance to authorize the sentence of
death instead of life imprisonment); Blakely, 542 U.S. at 303–04 (Washington
14
statute required a trial judge to make additional factual findings beyond the
jury verdict to authorize the maximum 10-year sentence); Cunningham v.
California, 549 U.S. 270, 293 (2007) (California statute required a judge to
find facts to authorize an elevated sentence of 16 years); Hurst v. Fla., 577
U.S. 92, 93 (2016) (where a jury verdict for first-degree murder authorized
only a sentence of life without parole, and a Florida statute required a judge
to make additional findings of fact to increase punishment to the death
penalty, the maximum sentence for Sixth Amendment purposes was life
without parole). If Miller bears on that framework at all, it is by requiring the
consideration of potential mitigating factors—not implicitly amending the
code to recast permanent incorrigibility as an aggravating factor. See
Blackwell, 207 Cal. Rptr. at 466 (“Miller, like Enmund [and] Tison, avoids
disproportionate punishment by mandating consideration of mitigating
circumstances specific to youth. This is not the same as increasing the
punishment authorized by a jury’s verdict.”). Simply put, because Georgia’s
sentencing scheme for murder allows life without parole for juvenile offenders
upon conviction, any additional constitutional requirement imposed by Miller
is not an increased or “enhanced” sentence that would trigger Apprendi.
The Georgia Supreme Court thus correctly rejected petitioner’s
Apprendi argument, and so that decision does not warrant further review.
CONCLUSION
For the reasons set out above, this Court should deny the petition.
15
Respectfully submitted.
Christopher M. Carr
Attorney General
Andrew A. Pinson
Solicitor General
Counsel of Record
Beth A. Burton
Deputy Attorney General
Ross W. Bergethon
Deputy Solicitor General
Paula K. Smith
Senior Asst. Attorney General
Miles C. Skedsvold
Assistant Attorney General
Office of the Georgia
Attorney General
40 Capitol Square, SW
Atlanta, Georgia 30334
(404) 458-3409
apinson@law.ga.gov
Counsel for Respondent
16
CERTIFICATE OF SERVICE
I hereby certify that on April 19, 2021, I served this brief on all parties
required to be served by mailing a copy of the brief to be delivered by email,
per prior agreement, addressed as follows:
Mark Aaron Loudon-Brown
The Southern Center for Human Rights
60 Walton Street NW
Atlanta, GA 30303
mloudonbrown@schr.org
Counsel for Petitioner
/s/ Andrew A. Pinson
Andrew A. Pinson
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