Amicus Curiae Brief — National Collegiate Athletic Association, Petitioner v. Shawne Alston, et al.
Supreme Court briefMar 10, 2021
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Nos. 20-512, 20-520
IN THE
Supreme Court of the United States
NATIONAL COLLEGIATE ATHLETIC ASSOCIATION,
Petitioner,
v.
SHAWNE ALSTON, ET AL.,
Respondents.
AMERICAN ATHLETIC CONFERENCE, ET AL.,
Petitioners,
v.
SHAWNE ALSTON, ET AL.,
Respondents.
On Writs of Certiorari to the United States
Court of Appeals for the Ninth Circuit
BRIEF FOR THE PLAYERS ASSOCIATIONS OF
THE NATIONAL FOOTBALL LEAGUE,
THE NATIONAL BASKETBALL ASSOCIATION,
THE WOMEN’S NATIONAL BASKETBALL
ASSOCIATION, THE NATIONAL WOMEN’S
SOCCER LEAGUE, AND NATIONAL COLLEGIATE
PLAYERS AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
ANDREW S. TULUMELLO
Counsel of Record
KRISTEN C. LIMARZI
ARIANNA M. SCAVETTI
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036-5306
(202) 955-8657
atulumello@gibsondunn.com
Counsel for Amici Curiae
TABLE OF CONTENTS
INTEREST OF AMICI CURIAE ................................ 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ......................................................... 1
ARGUMENT ............................................................... 4
I.
College Athletes Work Extraordinarily
Hard At Their Sports At Deep Personal
Sacrifice ................................................................. 4
II. The NCAA’s Amateurism Rules Harm the
Lives of College Athletes ...................................... 9
A. The NCAA’s Amateurism Rules Deprive
College Athletes of Educational
Opportunities .................................................. 9
B. The NCAA’s Amateurism Rules Deprive
College Athletes of Financial Security ........ 12
III. The NCAA’s Concept of “Amateurism”
Cannot Justify Price Fixing................................ 15
A. Board of Regents Does Not Support the
NCAA ............................................................ 15
B. Amateurism Is An Empty And
Arbitrary Rationale ...................................... 16
C. The NCAA Cannot Justify Its Rules By
Defining College Sports As a PriceFixed Product................................................ 21
D. The NCAA’s Appeal To Its Educational
Mission Cannot Justify Price Fixing ........... 25
E. The NCAA’s Parade of Horribles Is
Unfounded and Contrary to the Trial
Record ........................................................... 26
CONCLUSION .......................................................... 31
ii
TABLE OF AUTHORITIES
Cases
Broad. Music, Inc. v. Columbia Broad.
Sys., Inc.,
441 U.S. 1 (1979) .................................................. 22
FTC v. Ind. Fed'n of Dentists,
476 U.S. 447 (1986) .............................................. 25
FTC v. Super. Ct. Trial Lawyers Ass’n,
493 U.S. 411 (1990) .............................................. 25
Law v. NCAA,
134 F.3d 1010 (10th Cir. 1998) ............................ 25
Nat’l Soc’y of Prof’l Eng’rs v. United
States,
435 U.S. 679 (1978) ........................................ 21, 31
NCAA v. Bd. of Regents of Univ. of
Okla.,
468 U.S. 85 (1984) .................... 3, 15, 16, 22, 24, 25
Standard Oil Co. v. FTC,
340 U.S. 231 (1951) .......................................... 2, 31
United States v. Socony-Vacuum Oil
Co.,
310 U.S. 150 (1940) ................................................ 3
United States v. Virginia,
518 U.S. 515 (1996) .............................................. 27
Constitutional Provisions
U.S. Const. pmbl........................................................ 30
iii
Other Authorities
2020-21 NCAA Division I Manual,
https://bit.ly/3vcl0Hy................................ 10, 18, 19
Alex Scarborough, Bama Boosters Pay
Off Saban’s Home (Oct. 27, 2014),
https://es.pn/2BSG5MJ ........................................ 18
Andy Staples, What Has the NCAA—or
Anyone—Learned from the College
Basketball Black Market’s Time on
Trial?, Sports Illustrated (May 9,
2019), https://bit.ly/32yR3CJ ............................... 30
Anthony P. Carnevale et al., Learning
While Earning: The New Normal,
Georgetown Univ. Ctr. for Educ. &
the Workforce (2015),
https://bit.ly/3szv4sc............................................. 12
Brent Schrotenboer, Colleges Still Have
Millions to Fire Football Coaches
Despite Claiming Financial Trouble
from Coronavirus, USA Today (Dec.
17, 2020), https://bit.ly/3uFWcrp ......................... 26
Brian Rosenberg, How the N.C.A.A.
Cheats Student Athletes, N.Y. Times
(Oct. 3, 2017),
https://nyti.ms/2xR9VhV ..................................... 10
Bureau of Labor Statistics, Table B-2
Average Weekly Hours and Overtime
of All Employees on Private Nonfarm
Payrolls by Industry Sector,
Seasonally Adjusted (Mar. 5, 2021),
https://bit.ly/2ZMeJDS ........................................... 5
iv
Chad W. Pekron, The Professional
Student-Athlete: Undermining
Amateurism as an Antitrust Defense
in NCAA Compensation Challenges,
24 Hamline L. Rev. 24 (2000) .............................. 21
Charles Robinson, Renegade Miami
Football Booster Spells Out Illicit
Benefits to Players, Yahoo! Sports
(Aug. 16, 2011),
https://yhoo.it/2BC1D0V ..................................... 30
Cheri D. Mah et al., Poor Sleep Quality
and Insufficient Sleep of a Collegiate
Student-Athlete Population, 4 Sleep
Health 251 (2018),
https://bit.ly/2B2xHtR ............................................ 8
Chris Knoester & B. David Ridpath,
Should College Athletes Be Allowed
to Be Paid? A Public Opinion
Analysis, Soc. of Sport J. 8 (2020) ....................... 23
Christian Dennie, Amateurism Stifles a
Student-Athlete’s Dream, 12 Sports
Law J. 221 (2005) ................................................... 9
Christopher A. Callanan, Advice for the
Next Jeremy Bloom: An Elite
Athlete’s Guide to NCAA
Amateurism Regulations, 56 Case
Western Reserve L. Rev. 687 (2006) ................... 10
Daniel E. Lazaroff, The NCAA in Its
Second Century: Defender of
Amateurism or Antitrust Recidivist?,
86 Or. L. Rev. 329 (2007) ..................................... 16
v
Daniel Libit & Michael McCann, ProNCAA Athletes Petitioning SCOTUS
Struggle to Stay on Message,
Sportico (Mar. 2, 2021),
https://bit.ly/2NPbhX4 ......................................... 13
David A. Grenardo, The Continued
Exploitation of the College Athlete:
Confessions of a Former College
Athlete Turned Law Professor, 95 Or.
L. Rev. 101 (2017) ................................................ 13
Derek Volner, More than 3.8 Million
Viewers for the NCAA Women’s
Basketball National Championship,
ESPN Press Room (Apr. 4, 2017),
https://bit.ly/3qqofaW ........................................... 28
Duke University, Finding On-Campus
Employment, https://bit.ly/3r2UCgN .................. 12
Elisia J.P. Gatmen, Academic
Exploitation: The Adverse Impact of
College Athletics on the Educational
Success of Minority Student-Athletes,
10 Seattle J. for Social Justice 509
(2011), https://bit.ly/3riQ46g ................................. 7
Gabe Feldman, A Modest Proposal for
Taming the Antitrust Beast, 41 Pepp.
L. Rev. 249 (2014) ................................................ 16
Gregory Wilson & Mary Pritchard,
Comparing Sources of Stress in
College Student Athletes and NonAthletes, 7 Athletic Insight 1 (2005),
https://bit.ly/2Mcp9XD ........................................... 8
vi
Howard J. Savage et al., American
College Athletics, Carnegie Found.
for the Advancement of Teaching
(1929) .............................................................. 18, 23
Jake New, NCAA Confirms Escort
Allegations at Louisville, Inside
Higher Ed (Oct. 21, 2016),
https://bit.ly/3kNmGCH....................................... 30
James Madison, Speech in Virginia
Convention (Dec. 2, 1829) .................................... 30
Janet E. Simon & Carrie L. Docherty,
Current Health-Related Quality of
Life Is Lower in Former Division I
Collegiate Athletes than in NonCollegiate Athletes, Am. J. Sports
Medicine (2013),
https://bit.ly/335vpWU ........................................... 9
Jasmine Harris, It's Naive to Think
College Athletes Have Time for
School, The Conversation (Oct. 9,
2018), https://bit.ly/3qrO4Hu ................................ 6
John Locke, Second Treatise of
Government (T. Peardon ed., 1952) ..................... 30
Julia Mullaney, These Are the Highest
Paid NFL Coaches in 2018 (Plus,
How They Compare to College
Football Coaches’ Salaries),
Sportscasting (Nov. 9, 2018),
https://bit.ly/2W9rS7w ......................................... 17
vii
Katelyn Ohashi, Opinion: Everyone
Made Money Off My N.C.A.A.
Career, Except Me, N.Y. Times (Oct.
9, 2019), https://nyti.ms/2NYcyug ...................... 14
Kimberly Elchlepp, ESPN’s Women’s
College World Series, Super
Regional, Regular Season Softball
Viewership Surges, ESPN Press
Room (June 6, 2019),
https://bit.ly/2MTKvMv ....................................... 28
Laine Higgins, Attendance at Women’s
College Basketball Games Is
Surging, Wall St. J. (Mar. 5, 2020),
https://on.wsj.com/38izagA .................................. 27
Lee Goldman, Sports and Antitrust:
Should College Students Be Paid to
Play, 65 Notre Dame L. Rev. 206
(1990) .................................................................... 21
Lev Akabas & Daniel Libit, Saban and
Day Contracts Reveal Money on the
Line in Championship Game: Data
Viz, Sportico (Jan. 11, 2021),
https://bit.ly/3b2EIh6 ........................................... 22
Lindsay Gibbs, Ending the Sham of
NCAA Amateurism Will Not End
Title IX, ThinkProgress (Mar. 30,
2018), https://bit.ly/37Sxv13 ................................ 29
Lindsay Gibbs, It’s Time to View Ending
NCAA Amateurism as a Women’s
Rights Issue, Too, Power Plays (Nov.
1, 2019), https://bit.ly/2O2vVCG ......................... 28
viii
Marc Edelman, Don’t Feed (or Shelter)
the Athletes: The Absurdity of NCAA
Amateurism in 2015, Forbes
SportsMoney (Feb. 28, 2015),
https://bit.ly/3dGGYvZ ......................................... 13
Michael T. Maloney & Robert E.
McCormick, An Examination of the
Role that Intercollegiate Athletic
Participation Plays in Academic
Achievement, 28 J. Hum. Resources
555 (1993), https://bit.ly/2MMmdkJ ...................... 6
Milton Friedman, Capitalism and
Freedom (1962) ..................................................... 29
NCAA, Estimated Probability of
Competing in Professional Athletics
(Apr. 8, 2020), https://bit.ly/3qQVdSJ ................. 14
NCAA, Questions and Answers on
Name, Image and Likeness (Jan.
2021), https://bit.ly/2PoyIXH ............................... 14
Nick Martin, College Football Coaches
Are Making Millions Off A Useless
Metric, Deadspin (Dec. 10, 2015),
https://bit.ly/3uB9OUB ........................................ 20
Non Profit Light, American Athletic
Conference (June 3, 2020),
https://bit.ly/3b2gzXR .......................................... 22
Patrick Hruby, Amateurism Isn’t
Educational: Debunking the NCAA’s
Dumbest Lie, Vice (June 14, 2017),
https://bit.ly/3uxrpgq ..................................... 11, 13
ix
Patrick Hruby, The NCAA Says Paying
Athletes Hurts Their Education.
That’s Laughable., Wash. Post (Sept.
20, 2018), https://wapo.st/3aXOoZZ .................... 12
Paul Kennedy, Crowd Count: UCLAUSC Breaks Women’s College
Attendance Record, SoccerAmerica
(Nov. 4, 2017), https://bit.ly/2Orr2TU ................. 27
Phillip E. Areeda, Antitrust Law (1986) ............... 3, 25
Ramogi Huma et al., How the NCAA’s
Empire Robs Predominantly Black
Athletes of Billions in Generational
Wealth (July 31, 2020),
https://bit.ly/3qP2nXI..................................... 17, 22
Sally Jenkins, The College Football
Playoff Won’t Pay Athletes, While Its
Selection Committee Stays at the
Ritz, Wash. Post (Aug. 22, 2019),
https://wapo.st/2NzDgr3 ...................................... 17
Sen. Chris Murphy, Madness, Inc.: How
Everyone Is Getting Rich Off College
Sports – Except the Players (Mar. 28,
2019), https://bit.ly/3qhK648 ............................... 26
Shaun R. Harper, Black Male StudentAthletes and Racial Inequities in
NCAA Division I College Sports:
2018 edition, Univ. of S. Calif., Race
& Equity Ctr. (2018),
https://bit.ly/3c1hW8D ........................................... 7
x
Steve Berkovitz et al., Top NCAAF
Assistant Coach Pay, USA Today
(Dec. 16, 2020),
https://bit.ly/2PmGrDy ........................................ 18
Steve Berkovitz et al., Top NCAAF
Coach Pay, USA Today (Nov. 17,
2020), https://bit.ly/2pPIHs5 ............................... 17
Steve Berkovitz et al., Top NCAAF
Strength Coach Pay, USA Today
(Dec. 16, 2020),
https://bit.ly/33JLD8g .......................................... 18
Tara Sullivan, In Punishing UMass for
a $252 Violation, the NCAA’s
Hypocrisy Is on Full Display, Boston
Globe (Oct. 24, 2020),
https://bit.ly/3kmGvk2 ......................................... 20
Theo Francis, Many S&P 500 CEOs Got
a Raise in 2018 That Lifted Their
Pay to $1 Million a Month, Wall St.
J. (Mar. 17, 2019),
https://on.wsj.com/2WfhBGT ............................... 17
Tom Green, Auburn’s New Football
Facility Estimated to Cost $91.9
Million, Ala. Media Grp. (Jan. 27,
2021), https://bit.ly/3qR5Xk0 ............................... 19
University of Notre Dame, Student
Jobs, https://bit.ly/3bL5d9O ................................ 11
Walter Byers & Charles H. Hammer,
Unsportsmanlike Conduct (1995) ........................ 18
xi
Whitney Medworth, Nike Finally Made
Sabrina Ionescu Jerseys, and They
Sold Out in Hours, SB Nation (Nov.
13, 2019), https://bit.ly/2MTJXpV ....................... 28
Will Hobson & Steven Rich, Colleges
Spend Fortunes on Lavish Athletic
Facilities, Chi. Tribune (Dec. 23,
2015), https://bit.ly/2otXwQS .............................. 19
INTEREST OF AMICI CURIAE1
The National Football League Players Association, the National Basketball Players Association, the
Women’s National Basketball Players Association,
and the National Women’s Soccer League Players Association (collectively, the “Professional Associations”)
are the exclusive collective bargaining representatives of players in the National Football League, the
National Basketball Association, the Women’s National Basketball Association, and the National
Women’s Soccer League. Most of the Professional Associations’ members are (like the class members in
this case) former Division I athletes. The National
Collegiate Players Association is a 501(c)(3) nonprofit
advocacy group that serves as the only independent
voice for college athletes across the nation. The Associations share a strong interest in ensuring that members receive enriching educational and athletic experiences during college. The Associations also have
unique insights into the impact of the NCAA’s amateurism rules on the lives of college athletes, and, in
particular, into the economic, social, and professional
harms the NCAA’s rules exact.
INTRODUCTION AND
SUMMARY OF ARGUMENT
A. College sports are a multi-billion dollar business. The NCAA’s amateurism rules ensure that everyone can benefit financially except the “student athletes” who produce the product in the first place. For
1
Pursuant to Supreme Court Rule 37.6, no counsel for a party
authored this brief in whole or in part, and no person or entity
other than amici or their counsel made a monetary contribution
to this brief’s preparation. The parties have consented to the filing of this brief.
2
college athletes who will never play professional
sports—which is all but a handful of them—the
NCAA’s amateurism rules deprive them of their only
opportunity in life to receive any economic benefits or
enhanced education-related opportunities for their
athletic talent and hard work. It makes college sports
one of the very few sectors of American society where
adults are unable to monetize their labor and talents
at all.
The sins of amateurism also run much deeper.
The NCAA’s amateurism rules restrict athletes’ opportunities for intellectual, social, and personal
growth—in ways both big and small. As the NCAA
has acknowledged, its amateurism rules discourage
athletes from graduating. They isolate athletes on
campus and away from friends and family. They deter
any athlete from starting a business or writing a book.
In short, the NCAA’s amateurism rules impede the
human flourishing of the men and women they ostensibly protect.
B. While the antitrust laws embody “faith in the
value of competition,” Standard Oil Co. v. FTC, 340
U.S. 231, 248 (1951), the NCAA’s amateurism rules
abhor it. The NCAA admits that its Division I Manual
prescribes horizontal agreements to eliminate competition. These rules fix the benefits any school may offer to a college athlete at NCAA-defined “legitimate
educational expenses and modest achievement
awards.” NCAA Br. 37; see also id. at 7, 27, 29, 46 n.4.
Amateurism is not a sufficiently concrete or intelligible justification for this horizontal price fixing. To
the extent it has any practical meaning, amateurism
defines “college sports” as “sports subject to price fixing.” As the NCAA says repeatedly, for college sports
3
to be different than professional sports “athletes must
not be paid.” NCAA Br. 3, 6, 27, 34, 38, 45–46, 49.
But as a matter of basic antitrust doctrine, a product
cannot be defined to include “price fixing” as an essential element. Moreover, as the district court found,
college sports are differentiated from professional
sports because the athletes are students—not because
they are uncompensated.
This Court’s decision in NCAA v. Board of Regents
of University of Oklahoma, 468 U.S. 85 (1984), does
not save the NCAA. Board of Regents invalidated
rules restricting competition for television rights to
NCAA games as unreasonable restraints of trade.
The Court’s dicta describing student-athletes as unpaid does not immunize all limitations on educationrelated compensation from antitrust scrutiny.
The NCAA’s plea for “latitude” in light of its “educational mission” is equally unavailing. Even if amateurism rules did foster educational enrichment (they
do the exact opposite), courts should “not inquire
whether the restraint promotes the ‘public interest’
but only whether it increases competition.” Phillip E.
Areeda, Antitrust Law, ¶ 1504, at 381 (1986). Finally,
the NCAA’s speculative arguments about the harms
that might arise from market forces in college athletics are nothing more than “the age-old cry of ruinous
competition,” which this Court has consistently held
is never a defense to price-fixing conspiracies. United
States v. Socony-Vacuum Oil Co., 310 U.S. 150, 221–
22 (1940).
*
*
*
While the NCAA relies on deference and dicta, the
players rely on well-supported factual findings on a
4
full-blown trial record. That record demonstrates that
that “amateurism” is not a valid justification for denying college athletes the same right to earn as every
other American. The judgment of the court of appeals
should be affirmed.
ARGUMENT
I.
College Athletes Work Extraordinarily Hard
At Their Sports At Deep Personal Sacrifice
Division I college athletics are intense and demanding. The day begins at dawn with early morning
film sessions, followed by five hours of class, nearly
five hours of team meetings and practice, and another
hour or two of tutoring or study sessions before the
day ends. Alec James Depo., ECF No. 1116-13 at 245
(describing daily routine for University of Wisconsin
football player); Trial Tr. (Jenkins), ECF No. 1041 at
747–51 (describing daily routine for Clemson football
player).2 Division I football players spend on average
over 40 hours per week on athletic activities during
the football season, while Division I men’s and
women’s basketball players average nearly 35 hours
per week. ER674. 3 At many schools and for many
athletes, the demands can be even more onerous. Jt.
Trial Ex. 0014-0006 (Pac-12 report finding that athletes averaged 50 hours a week on athletics during
seasons).
2
“ECF No.” cites refer to the electronic docket in In re Nat’l Collegiate Athletic Ass’n Athletic Grant-in-Aid Cap Antitrust Litig.,
No. 4:14-md-2541 (N.D. Cal.) (Wilken, J.).
3
“ER” citations are to the excerpts of the record filed with the
Ninth Circuit.
5
When combined with academic duties, college athletes end up working 75-to-80 hour weeks, on average,
every week during their months-long seasons. ER677.
That is more than double the average workweek for
the typical American worker (35 hours). See Bureau
of Labor Statistics, Table B-2 Average Weekly Hours
and Overtime of All Employees on Private Nonfarm
Payrolls by Industry Sector, Seasonally Adjusted
(Mar. 5, 2021), https://bit.ly/2ZMeJDS.
The offseason is no better for most athletes.
NCAA data show that more than two-thirds of Division I football players and Division I men’s basketball
players report spending as much or more time on athletic activities in the offseason. ER678. Almost 60%
of Division I women’s basketball players report the
same. Id.
The consequences of repeatedly spending upwards of 40 hours per week on athletics, including
many hours of intense physical exertion, are unsurprising. In pursuit of their sport, college athletes frequently sacrifice (1) their academic goals, (2) their extracurricular pursuits, and (3) their own mental and
physical health.
First, for many college athletes, academics necessarily takes a backseat to athletics. The demands of
Division I athletics all but guarantee that outcome.
Whereas attending practice, games, and meetings is
almost always either officially or practically mandatory, athletes have more flexibility in choosing, attending, and studying for classes. It is only natural
for the discretionary to give way to the obligatory, particularly when athletes are told by their coaches and
others that their “primary focus” should be athletics.
Trial Tr. (Shawne Alston) 670:12–21. The primacy of
6
athletics inevitably leads to “academic sacrifices.” Jt.
Trial Ex. 0014-0016 (Pac-12 report); Jasmine Harris,
It’s Naïve to Think College Athletes Have Time for
School,
The
Conversation
(Oct.
9,
2018),
https://bit.ly/3qrO4Hu (Division I football and men’s
basketball players spend three times as many hours
per week on athletics as on academics). For example,
plaintiff Justine Hartman, a former basketball player
at U.C. Berkeley, testified at trial that because of her
six-hours-per-day practice routine, she would often
“literally have to run to make it to class,” and that
“sometimes it would be pointless” because class would
have “another 20 minutes left, and I hadn’t showered
or eaten.” Trial Tr. 797:20–23.
More poignantly, college athletes are often forced
to sacrifice their preferred majors and classes based
on their athletic obligations. NCAA data reveal that
athletic commitments prevented 51% of Division I
women’s basketball players, 50% of Division I Football
Bowl Subdivision (“FBS”) football players, and 34% of
Division I men’s basketball players from enrolling in
the classes they wanted. Pls.’ Trial Ex. 0059-0006
(NCAA GOALS study). A Pac-12 report found that
athletes are “discouraged from taking certain majors
from the outset [of college] due to their athletic demands” and often “change their majors … either because they cannot schedule the classes and other requirements they need, or they cannot keep up with
their academic demands due to their sport’s time demands.” Jt. Trial Ex. 0014-0016.
It is no surprise, then, that studies consistently
have found a negative relationship between athletic
participation and academic performance, particularly
in revenue-producing college sports. See, e.g., Michael
7
T. Maloney & Robert E. McCormick, An Examination
of the Role that Intercollegiate Athletic Participation
Plays in Academic Achievement, 28 J. Hum. Resources
555 (1993), https://bit.ly/2MMmdkJ; Elisia J.P. Gatmen, Academic Exploitation: The Adverse Impact of
College Athletics on the Educational Success of Minority Student-Athletes, 10 Seattle J. for Social Justice
509 (2011), https://bit.ly/3riQ46g; Shaun R. Harper,
Black Male Student-Athletes and Racial Inequities in
NCAA Division I College Sports: 2018 edition, Univ. of
S.
Calif.,
Race
&
Equity
Ctr.
(2018),
https://bit.ly/3c1hW8D.
Second, the athletic demands placed upon college
athletes significantly limit their opportunities outside
the classroom. Most athletes, for example, “don’t have
the time” to get part-time jobs. Trial Tr. (Hartman)
810:15. Studies show that part-time employment is
something many athletes want. Jt. Trial Ex. 00140006 (Pac-12 report). The Pac-12 found that time
commitments make it “very difficult” for athletes to
participate in internships. Jt. Trial Ex. 0014-0016.
The story is the same for student clubs and organizations. Plaintiff Martin Jenkins testified that “football
time requirements” prevented him from remaining a
part of Clemson’s entrepreneurship club. See Trial Tr.
791:3–20; see also Trial Tr. (Hartman) 810:12–13.
Third, the rigors of college athletics can cause athletes’ health to suffer, both during and after college.
Division I football and basketball players average less
than 6.2 hours of sleep per night, with Division I football players getting less than 5.7 hours a night. Pls.’
Trial Ex. 0059-0025 (NCAA GOALS study). As a result, almost half of Division I football and basketball
players are so tired from the physical demands of their
8
sports that they “struggle to find energy to do other
things.” Id. at 0044; see also Cheri D. Mah et al., Poor
Sleep Quality and Insufficient Sleep of a Collegiate
Student-Athlete Population, 4 Sleep Health 251
(2018), https://bit.ly/2B2xHtR (“Collegiate athletes
frequently experience poor sleep quality, regularly obtain insufficient sleep, and commonly exhibit daytime
sleepiness.”).
Sleep deprivation, combined with extreme time
pressure, can adversely affect athletes’ mental health.
According to NCAA data, more than a third of Division I men’s basketball and football players experience intense stress, feeling that “difficulties were piling up so high that [they] could not overcome them.”
Pls.’ Trial Ex. 0059-0043 (NCAA GOALS study).
Other studies have found that college athletes report
more stress than non-athletes across a “wide variety
of variables,” including “having a lot of responsibilities,” “not getting enough time for sleep,” and “having
heavy demands from extracurricular activities.”
Gregory Wilson & Mary Pritchard, Comparing
Sources of Stress in College Student Athletes and NonAthletes, 7 Athletic Insight 1, 4 (2005),
https://bit.ly/2Mcp9XD.
Athletes’ physical health is also consistently, and
unavoidably, at risk. The grueling physical activity
required to be a Division I athlete leads to high rates
of injuries—some of which can be career ending and
permanently life altering. According to one study of
hundreds of former Division I athletes between ages
40 and 65, more than twice as many athletes reported
sustaining major injuries and experiencing chronic injuries compared to non-athletes. See Janet E. Simon
& Carrie L. Docherty, Current Health-Related Quality
9
of Life Is Lower in Former Division I Collegiate Athletes than in Non-Collegiate Athletes, Am. J. Sports
Medicine (2013), https://bit.ly/335vpWU.
College athletes unavoidably carry the heavy consequences of their labor in their bodies and minds—
and will do so for the rest of their lives. And due to
the NCAA’s amateurism rules, notwithstanding these
sacrifices, they are precluded from receiving any enhanced educational opportunities or economic benefits
during their college years, unlike all other students
(and nearly all other American adults).
II. The NCAA’s Amateurism Rules Harm the
Lives of College Athletes
A.
The NCAA’s Amateurism Rules Deprive College Athletes of Educational Opportunities
The NCAA claims that its “core mission” is “to facilitate intercollegiate sports as an important component of the educational opportunities offered by its
members schools.” NCAA Br. 15. But the NCAA’s
amateurism rules impair these opportunities—to a
nearly farcical degree.
Take Division I bylaw 12.5.2.1, which prohibits
athletes from receiving money for promoting any
“commercial product.” The NCAA has interpreted
that bylaw to prohibit a University of Oklahoma baseball player from promoting his own book about overcoming brain cancer and losing his father to leukemia.
See Christian Dennie, Amateurism Stifles a StudentAthlete’s Dream, 12 Sports Law J. 221, 235–37 (2005).
The NCAA has also tried to use the bylaw to bar a
Northwestern University football player—and theater major—from appearing in a feature film. See
10
Christopher A. Callanan, Advice for the Next Jeremy
Bloom: An Elite Athlete’s Guide to NCAA Amateurism
Regulations, 56 Case Western Reserve L. Rev. 687,
691–92 (2006). Or consider Division I bylaw 12.4.4,
which prohibits college athletes who start a business
from using their “name, photograph, appearance or
athletics reputation” to promote the business. Athletes who have been caught in the crosshairs of this
rule include two swimmers from the University of
Iowa who started a T-shirt screening business, and a
cross-country runner at Texas A&M who started a water bottle company. See Brian Rosenberg, How the
N.C.A.A. Cheats Student Athletes, N.Y. Times (Oct. 3,
2017), https://nyti.ms/2xR9VhV.
Normally, colleges and universities would laud
and encourage exceptional extracurricular accomplishments such as these; the NCAA responds instead
with threats of athletic ineligibility. None of this is
lost on college athletes, who, stripped completely of
economic opportunities by the NCAA, can only marvel
as they pass by the school bookstore with their jersey
number hanging for sale in the window. Meanwhile,
multiple NCAA bylaws authorize the NCAA and its
member institutions to use athletes to endorse schoolowned products and activities in a wide variety of circumstances. See NCAA Division I Manual § 12.5.1.
“Amateurism” can have no integrity in the eyes of athletes whose earning potential has been taken from
them in a context so laden with contradictions.
Most disturbingly, the NCAA’s amateurism rules
also hamper academic achievement. The graduation
rate of football players in top conferences is 20% lower
than that of non-athletes; for men’s basketball play-
11
ers, the graduation rate is more than 30% lower. Patrick Hruby, Amateurism Isn’t Educational: Debunking the NCAA’s Dumbest Lie, Vice (June 14, 2017),
https://bit.ly/3uxrpgq. The NCAA admitted in this
case that voiding its amateurism rules and increasing
athlete compensation would increase graduation
rates. See Defs.’ Opp’n to Pls.’ Am. Joint Mot. for
Class Cert. at 11, ECF No. 216. The NCAA conceded
that “many of those student-athletes who now leave
college to play professional football or basketball
would, if they were paid to play college sports, stay in
school longer.” Id. (emphasis added). Antitrust doctrine has gone topsy-turvy when the amateurism rationale for price-fixing also works to the detriment of
students’ academic lives.
The NCAA suggests that permitting colleges to offer certain education-related benefits to athletes
would have “serious negative effects on the educational experience of many student-athletes.” NCAA
Br. 49; see also Br. of Former Student-Athletes as
Amici Curiae in Support of Pet’rs (“Former Athletes
Br.”) 31–35. But there is no record evidence—let
alone a reason—to believe that compensating athletes
(or providing them enhanced educational benefits)
would have any adverse effect on their studies.
Neither the NCAA nor any of its member schools
prohibits non-athletes from earning money while pursuing their academic studies out of concern for their
educational well-being. Most colleges offer students
on-campus job opportunities, as lab assistants, teaching assistants, campus tour guides, and so on. See,
e.g., University of Notre Dame, Student Jobs,
https://bit.ly/3bL5d9O (“In addition to earning money,
student employees may develop professional skills,
12
experience, and networks that lead to success in work
and life after graduation.”); Duke University, Finding
On-Campus Employment, https://bit.ly/3r2UCgN
(“Many students work during their time at Duke,
holding jobs in a wide range of locations and environments. Finding campus employment is an important
part of your professional development as you prepare
to launch your career[.]”).
College students balance paid labor and academic
studies all the time. Between 70 and 80 percent of undergraduate students are employed, and about 40 percent of undergraduates work at least 30 hours per
week. Anthony P. Carnevale et al., Learning While
Earning: The New Normal, Georgetown Univ. Ctr. for
Educ.
&
the
Workforce
21
(2015),
https://bit.ly/3szv4sc. It insults college athletes to
suggest that they alone, unlike the rest of their peers,
could not achieve this balance. If a budding Hollywood movie star can work on a Star Wars film while
enrolled at Harvard without jeopardizing her education, the dedicated men and women who play college
sports can do the same. Patrick Hruby, The NCAA
Says Paying Athletes Hurts Their Education. That’s
Laughable., Wash. Post (Sept. 20, 2018),
https://wapo.st/3aXOoZZ (referring to Natalie Portman’s movie work).
B.
The NCAA’s Amateurism Rules Deprive College Athletes of Financial
Security
The NCAA’s amateurism rules also undermine
college athletes’ financial well-being. Unable to monetize their athletic talent and lacking time to work a
paying job, the athletes who form the backbone of a
billion-dollar business often find themselves unable to
13
purchase basic necessities—including food. David A.
Grenardo, The Continued Exploitation of the College
Athlete: Confessions of a Former College Athlete
Turned Law Professor, 95 Or. L. Rev. 101, 106 & n.20
(2017). More than 40% of Division I football and men’s
basketball players report not having “enough money
to buy the things I need (e.g. groceries).” Pls.’ Trial
Ex. 0059-0041 (NCAA GOALS study) (emphasis omitted). Retired NFL running back Darren McFadden—
one of the former student athletes identified in the
brief filed by college players supporting the NCAA—
was unable to afford a $50 parking ticket. Daniel
Libit & Michael McCann, Pro-NCAA Athletes Petitioning SCOTUS Struggle to Stay on Message, Sportico
(Mar. 2, 2021), https://bit.ly/2NPbhX4. Students who
turn elsewhere for food and shelter risk being declared ineligible for college sports. Marc Edelman,
Don’t Feed (or Shelter) the Athletes: The Absurdity of
NCAA Amateurism in 2015, Forbes SportsMoney
(Feb. 28, 2015), https://bit.ly/3dGGYvZ (describing a
formerly homeless Baylor University running back removed from the roster after accepting housing from an
acquaintance).
Even for those athletes who can afford necessities,
the NCAA’s amateurism rules prevent them from
earning income that could be used to participate in
normal social activities like eating out with friends or
going on dates—basic economic freedoms that their
fellow students are afforded, but that athletes are denied. Hruby, Amateurism Isn’t Educational, supra.4
4
Amici suggest that athletes’ ability to be compensated for the
commercial use of their name, image, and likeness are a separate
issue not implicated here. Former Athletes Br. 9 n.5. Not so.
Even as the NCAA considers whether to loosen its restrictions on
14
Depriving athletes of compensation while in college is particularly problematic because, for most athletes, college sports provide their only opportunity in
life to monetize their athletic talents. In 2019, just
over 4% of draft-eligible Division I men’s basketball
players were selected in the NBA draft; less than 4%
of draft-eligible Division I football players were selected in the NFL draft; and less than 3% of draft-eligible Division I women’s basketball players were selected in the WNBA draft. See NCAA, Estimated
Probability of Competing in Professional Athletics
(Apr. 8, 2020), https://bit.ly/3qQVdSJ.
The challenges are even greater for athletes in
sports with limited or no professional opportunities
beyond college. In women’s gymnastics, for example,
athletes generate sizeable followings, sell out arenas,
and garner enormous viewing numbers on YouTube,
but they have no professional path to follow after college. Katelyn Ohashi, Opinion: Everyone Made Money
Off My N.C.A.A. Career, Except Me, N.Y. Times (Oct.
9, 2019), https://nyti.ms/2NYcyug.
athletes benefiting from their name, image, and likeness, it continues to insist any changes must not “undermin[e] the NCAA’s
model of amateur intercollegiate athletics.” NCAA, Questions
and Answers on Name, Image and Likeness (Jan. 2021),
https://bit.ly/2PoyIXH. This undoubtedly falls within the scope
of rules setting the “standards of amateurism” that the NCAA
believes should be held procompetitive as a matter of law and
exempt from detailed rule-of-reason analysis. NCAA Br. 27. After all, the NCAA’s view in this Court is that “student-athletes
are not paid to play at all.” Id. at 36; see also id. at 46 (“not paying student-athletes is precisely what makes them amateurs”)
(citation and emphasis omitted).
15
III. The NCAA’s Concept of “Amateurism” Cannot Justify Price Fixing
The NCAA’s entire rationale for eliminating competition among colleges is the inherent value of “amateurism”—the idea that college athletes should be unpaid. That empty concept cannot justify the NCAA’s
price fixing and nothing this Court has said suggests
otherwise.
A.
Board of Regents Does Not Support
the NCAA
For decades, the NCAA has defended its anticompetitive restrictions by relying on dicta from the
Court’s decision in NCAA v. Board of Regents of University of Oklahoma, 468 U.S. 85, 101 (1984). Board
of Regents does not immunize the NCAA’s amateurism rules from scrutiny.
Board of Regents held that the NCAA’s restrictions on the number of annually televised college
football games violated the antitrust laws. 468 U.S.
at 105–13. The Court stated that the NCAA’s restraint was subject to rule-of-reason analysis, rather
than per se illegality, because NCAA rules “enable[] a
product to be marketed which might otherwise be unavailable . . . and hence can be viewed as procompetitive.” Id. at 102 (emphasis added). The Court cited a
“myriad of rules” that “must be agreed upon” to enable
competition, including “such matters as the size of the
field, the number of players on a team, and the extent
to which physical violence is to be encouraged or proscribed.” Id. at 101. The Court then discussed other
NCAA rules that appeared to help the NCAA preserve
the identity of college sports, the defining feature of
which the Court understood to be the sports’ identification “with an academic tradition.” Id. To preserve
16
that product, the Court said, “athletes must not be
paid, must be required to attend class, and the like.”
Id. at 102 (emphasis added). It is this last observation
that has formed the entire foundation for the NCAA’s
amateurism defense in the decades since.
That passing observation simply cannot bear the
legal and factual weight the NCAA has placed upon it.
This Court did not deem NCAA’s amateurism rules
“procompetitive as a matter of law” or hold they must
be “upheld without a trial or ‘detailed’ rule-of-reason
analysis[.]” Contra NCAA Br. 26–27. Rather, the
Court held that because the NCAA’s rules “can be
viewed” as procompetitive, they should not be struck
down without a rule-of-reason analysis. 468 U.S. at
102 (emphasis added). The Court said nothing at all
about any potential procompetitive benefits of the
NCAA’s compensation caps. The NCAA’s attempt to
turn that dictum into a holding that forecloses Respondents’ claims is not credible.5
B.
Amateurism Is An Empty And Arbitrary Rationale
The NCAA and its member institutions proclaim
that the “‘tradition of amateurism’ ‘adds richness and
diversity to intercollegiate athletics.’” NCAA Br. 6.
They deride critics for suggesting the NCAA’s “adherence to its conception of amateurism is a sham.” Id.
5
The dicta from Board of Regents has been “criticized frequently
and consistently,” over the ensuing decades. Daniel E. Lazaroff,
The NCAA in Its Second Century: Defender of Amateurism or Antitrust Recidivist?, 86 Or. L. Rev. 329, 353 (2007) (collecting
sources); see also Gabe Feldman, A Modest Proposal for Taming
the Antitrust Beast, 41 Pepp. L. Rev. 249, 251 (2014).
17
at 29. But it is not the NCAA’s adherence to amateurism that is a “sham.” The “sham” is claiming as procompetitive a rule that everyone who touches college
athletics may profit handsomely from the sport except
for the athletes who produce it.
The disparities are well documented but forceful
and startling. College athletes often struggle to get
by, but the NCAA, college administrators, and coaches
live comfortable lives—if not lives of luxury. Sally
Jenkins, The College Football Playoff Won’t Pay Athletes, While Its Selection Committee Stays at the Ritz,
Wash. Post (Aug. 22, 2019), https://wapo.st/2NzDgr3.
Mark Emmert, the president of the NCAA, earns
nearly $4 million in salary each year. The salaries of
the commissioners of top athletic conferences range
from $2 million to $5 million. Even college athletic
directors average more $1 million in annual salary.
Ramogi Huma et al., How the NCAA’s Empire Robs
Predominantly Black Athletes of Billions in Generational Wealth 4 (July 31, 2020), https://bit.ly/3qP2nXI.
Total annual pay for Division I college football head
coaches can approach $11 million per year—more
than most NFL head coaches and nearly as much as
the average CEO at an S&P 500 company;6 assistant
6
Steve Berkovitz et al., Top NCAAF Coach Pay, USA Today
(Nov. 17, 2020), https://bit.ly/2pPIHs5; Julia Mullaney, These Are
the Highest Paid NFL Coaches in 2018 (Plus, How They Compare
to College Football Coaches’ Salaries), Sportscasting (Nov. 9,
2018), https://bit.ly/2W9rS7w (estimating that only one NFL
coach makes more than $10 million); Theo Francis, Many S&P
500 CEOs Got a Raise in 2018 That Lifted Their Pay to $1 Million
a
Month,
Wall
St.
J.
(Mar.
17,
2019),
https://on.wsj.com/2WfhBGT.
18
coaches’ salaries now top $2.5 million per year,7 and
even strength coaches make almost $750,000.8 Boosters often supplement these salaries by providing millions more in direct cash payment to the coaches. 9
Meanwhile, the athletes whose hard work pays for
these salaries are told to find fulfillment from the
“physical, mental and social benefits to be derived”
from athletics. NCAA Division I Manual § 2.9.10
Amateurism is arbitrary because the concept is
undefined and malleable. The term does not appear
anywhere in the NCAA’s 600-plus page bylaws, and
NCAA officials have no idea what it means. ER25
(former SEC Commissioner: “I’ve never been clear on
… what is really meant by amateurism.”). The best
7
Steve Berkovitz et al., Top NCAAF Assistant Coach Pay, USA
Today (Dec. 16, 2020), https://bit.ly/2PmGrDy.
8
Steve Berkovitz et al., Top NCAAF Strength Coach Pay, USA
Today (Dec. 16, 2020), https://bit.ly/33JLD8g.
9
See Alex Scarborough, Bama Boosters Pay Off Saban’s Home,
ESPN.com (Oct. 27, 2014), https://es.pn/2BSG5MJ (“the Crimson
Tide Foundation paid off [head coach Nick] Saban’s $3.1 million
home in January 2013”).
10
For almost a century, the NCAA has perpetuated amateurism,
not out of reverence for any Olympic ideal, but instead, as the
NCAA’s own former Executive Director put it, as “a transparent
excuse for monopoly operations that benefit [non-athletes].”
Walter Byers & Charles H. Hammer, Unsportsmanlike Conduct
388 (1995). That much was clear at least as far back as 1929,
when a comprehensive report on college athletics described “the
university of the present day” as “eagerly” embracing amateur
football because it “wants popularity, but above all it wants
money and always more money. The athlete is the most available publicity material the college has.” Howard J. Savage et al.,
American College Athletics, Carnegie Found. for the Advancement of Teaching xv (1929) (“Carnegie Report”).
19
the NCAA can offer is to define amateurism “by reference to what they say it is not: namely, amateurism is
not ‘pay for play.’” Id. But even that is not entirely
accurate—athletes may receive some compensation in
exchange for their services. NCAA Br. 29 (acknowledging that athletes may receive cost of attendance,
“legitimate expenses” and “modest achievement
awards”). Amateurism provides no discernible or intelligible principle for determining whether the magic
line of “professionalism” is crossed at two post-eligibility scholarships or twenty (ER32); whether athleticperformance awards should be capped at $5,000 or
$100,000 (ER27–28); or whether schools should be allowed to pay for athletes’ loss-of-value insurance premiums (ER30).
The result is that arbitrariness is part of the
NCAA’s DNA. Under NCAA rules, tennis players may
accept up to $10,000 in prize money prior to collegiate
enrollment; football, basketball, and soccer players
may not. NCAA Division I Manual § 12.1.2.4. Auburn
University is free to lure recruits with a $91 million
football facility featuring “a players lounge, barbershop, two recording studios, [and] a flight simulator”
without threatening amateurism. Tom Green, Auburn’s New Football Facility Estimated to Cost $91.9
Million, Ala. Media Grp. (Jan. 27, 2021),
https://bit.ly/3qR5Xk0; see also Will Hobson & Steven
Rich, Colleges Spend Fortunes on Lavish Athletic Facilities,
Chi.
Tribune
(Dec.
23,
2015),
https://bit.ly/2otXwQS (describing “city-state”-like facilities with “sand volleyball courts, laser tag, movie
theater, bowling lanes, barber shop and other amenities”). But the University of Massachusetts’s inadvertent reimbursement of a $252 telephone jack in
two players’ apartment required vacating three years’
20
of victories for every member of the school’s women’s
tennis team. Tara Sullivan, In Punishing UMass for
a $252 Violation, the NCAA’s Hypocrisy Is on Full Display,
Boston
Globe
(Oct.
24,
2020),
https://bit.ly/3kmGvk2. The NCAA has no problem
with athletes receiving the cost of college attendance,
plus “books” and “a computer,” NCAA Br. 7—but insists that permitting schools to offer musical instruments to college athletes would “entirely eviscerate
the procompetitive distinction between college and
professional athletes,” id. at 49. The NCAA has no
problem with college athletes’ coaches receiving hundreds of thousands of dollars in compensation for the
athletes’ academic performance, Nick Martin, College
Football Coaches Are Making Millions Off A Useless
Metric,
Deadspin
(Dec.
10,
2015),
https://bit.ly/3uB9OUB (describing NCAA coaches’ bonuses based on athletes’ GPA and graduation rates),
but laments that “academic or graduation awards and
incentives” for the athletes themselves would be “the
very definition of a professional salary,” NCAA Br.
47–48, and would “fundamentally change the nature
of college sports,” College Conferences Br. 43.
The NCAA tries to wave off these profound and
amoral inconsistencies as merely “a disagreement
about how to implement the principle of amateurism
on the margins.” NCAA Br. 29. But the arbitrariness
of the NCAA’s rules demonstrates that amateurism
does no real analytical work and is meaningless as a
rationale—it is a malleable and continuously evolving
target whose only consistent function is to serve as a
pretext for price fixing.
21
C.
The NCAA Cannot Justify Its Rules
By Defining College Sports As a
Price-Fixed Product
According to the NCAA, the “standards of amateurism” and “the mold” for college sports is that “athletes must not be paid.” NCAA Br. 27. Of course, preserving amateurism for its own sake cannot justify the
NCAA’s compensation rules. It is self-evident (and
settled law) that price fixing cannot be self-justifying.
See Nat’l Soc’y of Prof’l Eng’rs v. United States, 435
U.S. 679, 696 (1978) (“[T]he Rule of Reason does not
support a defense based on the assumption that competition itself is unreasonable.”).
It would make “a mockery of the antitrust laws”
to allow the NCAA to incorporate amateurism (i.e.,
price fixing) as an essential element of its “product.”
Lee Goldman, Sports and Antitrust: Should College
Students Be Paid to Play, 65 Notre Dame L. Rev. 206,
236 (1990). This is obvious in any other context. A
group of private law firms could not conspire to fix associate salaries on the theory that clients prefer lawyers who practice for the “love of the law.” Nor could
concert venues justify an agreement to limit payments
to non-headliner bands on the ground that they are
creating a new product of “amateur” concerts. See id.
A group of beef producers could not justify an agreement to fix an inflated price for “premium” beef on the
ground that the price restraint helps distinguish premium beef from regular beef. See Chad W. Pekron,
The Professional Student-Athlete: Undermining Amateurism as an Antitrust Defense in NCAA Compensation Challenges, 24 Hamline L. Rev. 24, 66 (2000).
The NCAA’s amateurism-as-a-product argument is
specious.
22
While this Court has held that price fixing might
be justifiable where “the agreement on price is necessary to market the product at all,” Broad. Music, Inc.
v. Columbia Broad. Sys., Inc., 441 U.S. 1, 23 (1979)
(emphases added), that is manifestly not the case
here. Even Board of Regents recognized that “[t]he
identification of [college sports] with an academic tradition differentiates college [sports] from and makes
it more popular than professional sports to which it
might otherwise be comparable[.]” 468 U.S. at 101–
02 (emphasis added).
Given the opportunity at trial, the NCAA failed to
establish that its compensation rules define a unique
product or spur consumer demand. See Bd. of Regents, 468 U.S. at 113 (defendant faces “a heavy burden of establishing an affirmative defense” to restraint on trade). All the NCAA could offer is a madefor-litigation survey (discredited by the district and
appellate courts) and anecdotal hearsay about the
connection between amateurism and consumer demand. ER41–42. The NCAA now points to lay testimony from Pac-12 Commissioner Larry Scott (salary:
$5.2 million 11 ), American Athletic Conference Commissioner Michael Aresco (salary: $1.9 million12), and
the Ohio State University athletics director Eugene
Scott (salary: $1.55 million13) to support its claim that
only amateurism can ensure consumer demand for
college sports. NCAA Br. 43–44. But the district
11
Huma, supra, at 4.
12
Non Profit Light, American Athletic Conference (June 3, 2020),
https://bit.ly/3b2gzXR.
13
Lev Akabas & Daniel Libit, Saban and Day Contracts Reveal
Money on the Line in Championship Game: Data Viz, Sportico
(Jan. 11, 2021), https://bit.ly/3b2EIh6.
23
court did not credit that testimony and made factual
findings to the contrary—factual findings which the
NCAA does not contest on appeal.
To the contrary, the district court correctly found
that eliminating restrictions on education-related
benefits would “only reinforce consumers’ perception
of student-athletes as students, thereby preserving
demand.” Pet. App. 43a. Consumer demand did not
wane after the NCAA itself loosened restrictions on
other education-related benefits. Id. at 20a, 36a. And
the latest research reveals that a majority of American adults support allowing college athletes to be paid
and that “support appears to be highest among passionate sports fans.” Chris Knoester & B. David Ridpath, Should College Athletes Be Allowed to Be Paid?
A Public Opinion Analysis, Soc. of Sport J. 8, 11
(2020).
In other words, college sports are distinct because
“student-athletes are, in fact, students,” not because
they are unpaid. ER48. Student-athletes “would continue to be students in the absence of the challenged
rules”—indeed, even absent the NCAA. ER49. College sports played by students flourished for decades
before the NCAA came into existence and continued
to grow explosively up until the early 1950s when the
NCAA first enforced its compensation rules. See Carnegie Report at 13–33.
The NCAA claims that any loosening of its rules
“will vitiate the distinction between college and professional sports.” NCAA Br. 4. But no one could sincerely believe that Alabama versus Auburn at BryantDenny Stadium in November will suddenly become indistinguishable from an NFL game because a few
players received a musical instrument or a graduate
24
school scholarship. Nor would an upset win by a 16th
seed or a Cinderella run during March Madness become indistinguishable from NBA games because a
basketball player was promised a future internship
with his or her conference or school. Contrary to the
NCAA’s view (NCAA Br. 6), the true “hallmark[]” of
college sports—what gives it “richness and diversity”
(Bd. of Regents, 468 U.S. at 113, 120)—is that the
players are students enrolled in the college, playing in
a multi-generational ecosystem of rabid fans, including students and alums and their families—not that
the athletes play the games “unpaid.”14
Moreover, if, as the NCAA claims, consumers actually prefer to watch unpaid athletes, then a rule prohibiting compensation would be unnecessary. Freed
from the NCAA’s unnecessary restrictions, colleges
would compete to pay student-athletes as little as possible to serve this “consumer demand” for a “differentiated product.” NCAA Br. 43–44. But no one—including the NCAA—thinks this way, because no one—
including the NCAA—believes it to be true.
14
Even if it were true, as the NCAA suggests (NCAA Br. 47),
that “Consumers would . . . understand that cash payments for
internships were part of the compensation for student-athletes’
athletic play,” that is a distinct question from the antitrust analysis, which is whether the restraints in place now are essential
to preserve college athletics as a product separate from professional sports. The answer to that question—as found at trial—
is no.
25
D.
The NCAA’s Appeal To Its Educational Mission Cannot Justify Price
Fixing
The NCAA also claims that its actions are justified because it imposes them “as part of serving a societally important non-commercial objective: higher
education.” NCAA Br. 3. But the NCAA’s ostensible
interest in higher education does not relax the requirements of the Sherman Act.
This Court has consistently rejected the suggestion that price fixing can be justified because it purportedly serves broader societal values. See FTC v.
Super. Ct. Trial Lawyers Ass’n, 493 U.S. 411, 423–24
(1990) (rejecting argument by trial lawyers that boycott of court-appointed work was justified to promote
the social value of increasing the quality of representation); FTC v. Ind. Fed'n of Dentists, 476 U.S. 447,
462–64 (1986) (refusing to consider ethical policy of
insuring proper dental care as a valid procompetitive
end). Rather, antitrust is concerned with whether the
challenged restraint promotes competition. Bd. of Regents, 468 U.S. at 117 (rejecting justifications offered
to support a challenged restraint that do not promote
competition as “inconsistent with the basic policy of
the Sherman Act”); see also Phillip E. Areeda, Antitrust Law, ¶ 1504, at 381 (1986).
For this reason, the Tenth Circuit has rejected the
NCAA’s claim that restricting assistant coaches’ salaries is justified on the ground that doing so preserves
“entry-level coaching position[s].” Law v. NCAA, 134
F.3d 1010, 1021 (10th Cir. 1998). Law held that the
rule of reason does not take into account the professed
“social value” from maintaining coaching positions for
younger people. Id. at 1021–22. The NCAA’s “give us
26
a pass because we mean well” argument is just as unpersuasive here as it was in Law.
In any event, the NCAA’s restrictions on education-related compensation do nothing to further its academic mission. To the contrary, as explained in Section II.A., these rules thwart the intellectual development of college athletes.
E.
The NCAA’s Parade of Horribles Is
Unfounded and Contrary to the
Trial Record
Bereft of economic argument, record evidence,
and doctrinal support, the NCAA trots out a list of
anxieties about what might happen if its amateurism
rules are invalidated.
The NCAA and its amici suggest that schools
would rather defund or eliminate their athletic programs than compensate their athletes. Former Athletes Br. 24–30; Br. of Ga. et al. (“States Br.”) 33–34.
That is absurd. Colleges spend hundreds of millions
on athletic facilities and salaries, and the NCAA does
not explain why that would change. Sen. Chris Murphy, Madness, Inc.: How Everyone Is Getting Rich Off
College Sports – Except the Players 7 (Mar. 28, 2019),
https://bit.ly/3qhK648 (a larger share of Power Five
revenue is spent on salaries for 4,400 coaches than on
student aid for 45,000 athletes). Colleges currently
pay millions of dollars to former coaches. In 2020
alone, public colleges with major football programs
“committed . . . to more than $107.5 million in buyoutrelated payments . . . for head coaches, assistants and
strength coaches[.]” Brent Schrotenboer, Colleges
Still Have Millions to Fire Football Coaches Despite
Claiming Financial Trouble from Coronavirus, USA
27
Today (Dec. 17, 2020), https://bit.ly/3uFWcrp. Eliminating the NCAA’s amateurism rules would simply
enable colleges to redirect that spending towards the
individuals who actually generate that revenue.
The NCAA and its amici also complain that if
schools are permitted to offer compensation or education-related benefits to male athletes, they might be
required to do the same for women athletes. NCAA
Br. 32; States Br. 31–33. The NCAA invidiously implies that women’s sports might suffer if market forces
are introduced to college athletics. That argument
wrongly assumes that women’s sports have no economic value to colleges, and it is also old-fashioned
stereotyping. United States v. Virginia, 518 U.S. 515,
533, 542 n.12 (1996) (Ginsburg, J.) (“[O]verbroad generalizations” about the “talents, capacities, or preferences” of women, “have . . . impeded[] women’s progress toward full citizenship stature throughout our
Nation’s history.”).
Women athletes have “equal opportunity to aspire, achieve, participate in and contribute to” their
schools “based on their individual talents and capacities.” Id. at 532. Attendance figures and ticket prices
for women’s basketball games exceeds that of men’s
games at many schools. Laine Higgins, Attendance at
Women’s College Basketball Games Is Surging, Wall
St. J. (Mar. 5, 2020), https://on.wsj.com/38izagA.
Some women’s college soccer games are just as wellattended as Major League Soccer games. Paul Kennedy, Crowd Count: UCLA-USC Breaks Women’s College Attendance Record, SoccerAmerica (Nov. 4, 2017),
https://bit.ly/2Orr2TU (nearly 12,000 fans in attendance). Jerseys for top female college athletes sell out
28
instantly. Whitney Medworth, Nike Finally Made Sabrina Ionescu Jerseys, and They Sold Out in Hours,
SB Nation (Nov. 13, 2019), https://bit.ly/2MTJXpV.
Millions of viewers tune in to watch the finals of
women’s March Madness and the College Softball
World Series. Derek Volner, More than 3.8 Million
Viewers for the NCAA Women’s Basketball National
Championship, ESPN Press Room (Apr. 4, 2017),
https://bit.ly/3qqofaW; Kimberly Elchlepp, ESPN’s
Women’s College World Series, Super Regional, Regular Season Softball Viewership Surges, ESPN Press
Room (June 6, 2019), https://bit.ly/2MTKvMv. Allowing competition will greatly increase the benefits
available to women players as colleges compete with
one another to build the best women’s sports programs.
Indeed, the NCAA’s rules have a more profoundly
negative effect on female athletes than on male athletes, primarily because women at this point in history
generally have fewer opportunities in athletics after
their college careers end. There are fewer roster spots
available in the professional ranks for elite women
athletes: the WNBA has 12 professional teams and
the NWSL has 10, compared to 30 NBA teams and 27
MLS teams. This foists impossible decisions on talented women athletes. Olympic champions like Katie
Ledecky and Kyla Ross have been forced to choose between capitalizing on their success or pursuing their
college careers—they ended up forfeiting years of their
highest earning potential. Lindsay Gibbs, It’s Time to
View Ending NCAA Amateurism as a Women’s Rights
Issue, Too, Power Plays (Nov. 1, 2019),
https://bit.ly/2O2vVCG. Permitting, if not requiring
pursuant to Title IX, colleges to compensate female
athletes will incentivize them to invest in women’s
29
sports and to create additional avenues for continued
growth. Lindsay Gibbs, Ending the Sham of NCAA
Amateurism Will Not End Title IX, ThinkProgress
(Mar. 30, 2018), https://bit.ly/37Sxv13.
The NCAA and its amici also warn that non-revenue sports will be jeopardized if its amateurism rules
are lifted, but again there is no record evidence or
sound argument to support this speculation. See, e.g.,
NCAA Br. 32; Former Athletes Br. 28; States Br. 31–
34. Many schools already maintain their athletic programs even if their athletic departments do not make
a profit. Former Athletes Br. 25. And if profits were
required for schools to maintain their athletic programs, Divisions II and III of the NCAA would have
long since been eliminated. See id. at 26. So too for
drama societies, school newspapers, intramural flag
football, and the chess club.
The NCAA next warns that permitting schools to
offer educational benefits, such as post-eligibility internships, will simply allow them to funnel de facto
salaries to players as a recruiting tool. NCAA Br. 37–
38. But colleges already spend lavishly to lure top
athletes to their programs through, for example, the
construction of luxurious athletic facilities. Eliminating amateurism would permit colleges to compete
with books instead of buildings and to reward athletes
instead of administrators.
The bottom line is that the NCAA’s parade of horribles is all speculative. And as with “most arguments
against the free market,” these arguments reflect “a
lack of belief in freedom itself.” Milton Friedman,
Capitalism and Freedom 15 (1962). Free markets
have elevated the well-being of mankind for centuries.
While the introduction of limited market forces may
30
change the status quo in ways that are uncomfortable
for the NCAA, there is every reason in law and in history to trust that the elimination of anticompetitive
constraints will lead to the betterment of collegiate
sports and “promote the General Welfare.” U.S.
Const. pmbl.
Moreover, the NCAA’s current regime is not a
model of ethics and integrity. By trying to smother
market forces, the NCAA has driven them underground and witnessed seemingly endless scandals
proliferate under its purview. See, e.g., Andy Staples,
What Has the NCAA—or Anyone—Learned from the
College Basketball Black Market’s Time on Trial?,
Sports
Illustrated
(May
9,
2019),
https://bit.ly/32yR3CJ (reviewing fallout of federal
government’s investigation into college basketball
bribery scandal); Jake New, NCAA Confirms Escort
Allegations at Louisville, Inside Higher Ed (Oct. 21,
2016), https://bit.ly/3kNmGCH (describing use of parties with dancers and escorts to lure basketball program recruits); Charles Robinson, Renegade Miami
Football Booster Spells Out Illicit Benefits to Players,
Yahoo!
Sports
(Aug.
16,
2011),
https://yhoo.it/2BC1D0V (University of Miami booster
“provided thousands of impermissible benefits to at
least 72 athletes from 2002 through 2010”).
College athletes deserve better. They possess and
deserve the opportunity to realize their right to employ their talents and to reap the fruits of their labors.
See John Locke, Second Treatise of Government 17 (T.
Peardon ed., 1952) (“The labour of his body, and the
work of his hands, we may say, are properly his.”); see
also James Madison, Speech in Virginia Convention
(Dec. 2, 1829) (the “personal right to acquire property
31
… is a natural right”). And notwithstanding the
queasy-making hypotheticals the NCAA will wave
around, antitrust law puts its faith in freedom and in
the long run:
‘The heart of our national economic policy long
has been faith in the value of competition.’
Standard Oil Co. v. FTC, 340 U.S. 231, 248
(1951). The assumption that competition is
the best method of allocating resources in a
free market recognizes that all elements of a
bargain—quality, service, safety, and durability—and not just the immediate cost, are favorably affected by the free opportunity to select among alternative offers. Even assuming
occasional exceptions to the presumed consequences of competition, the statutory policy
precludes inquiry into the question whether
competition is good or bad.
Nat’l Soc’y of Prof’l Eng’rs, 435 U.S. at 695.
CONCLUSION
The NCAA’s amateurism rules demand that college athletes sacrifice their minds and bodies for their
schools and for their love of the game while every
penny of economic benefit flows to someone else.
Nothing in this Court’s precedent compels the Court
to condone this system, which is anathema to modern
antitrust law and deeply rooted American values.
This Court should reject amateurism as a justification
for price fixing under the antitrust laws and put college athletes on the same footing as every other American adult. The judgment of the Ninth Circuit should
be affirmed.
32
Respectfully submitted,
ANDREW S. TULUMELLO
Counsel of Record
KRISTEN C. LIMARZI
ARIANNA M. SCAVETTI
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036-5306
(202) 955-8657
atulumello@gibsondunn.com
Counsel for Amici Curiae
March 10, 2021
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.