Petition for Writ of Certiorari — Davdrin Goffin, Petitioner v. Robbie K. Ashcraft, et al.
Supreme Court briefMar 15, 2021
Ask Donna
What actually matters in this document.
Text
No. ____________
IN THE
Supreme Court of the United States
DAVDRIN GOFFIN,
Petitioner,
v.
ROBBIE K. ASHCRAFT, INDIVIDUALLY AND OFFICIAL
CAPACITY AS POLICE OFFICER WARREN, AR,
Respondent.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Eighth Circuit
PETITION FOR A WRIT OF CERTIORARI
DANIEL S. HARAWA*
Counsel of Record
WASHINGTON UNIVERSITY SCHOOL OF
LAW APPELLATE CLINIC
One Brookings Drive, Box 11200
St. Louis, MO 63130
March 15, 2021
i
QUESTION PRESENTED
Tennessee v. Garner announced the rule that it is
unconstitutional for police officers to use deadly force
to apprehend a fleeing suspect who does not appear to
be armed or otherwise dangerous. 471 U.S. 1, 11
(1985).
The question presented is:
Is an officer entitled to qualified immunity if she
shoots a fleeing suspect in the back without warning
after watching another officer search the suspect for
weapons and the search turned up nothing, and thus
the officer had no probable cause to that believe the
suspect was armed?
ii
PARTIES TO THE PROCEEDINGS
Petitioner Davdrin Goffin was appellant in the
court of appeals.
Respondent Officer Robbie K. Ashcraft was
appellee in the court of appeals
Randy Peek, Chief of Police, Warren, AR, was
appellee in the court of appeals
Bryan Martin, Mayor, Warren, AR, was
appellee in the court of appeals.
John Doe, 1-10, was appellee in the court of
appeals.
City of Warren, AR, was appellee in the court
of appeals.
iii
RELATED CASES
Goffin v. Ashcraft, No. 18-1430, U.S. Court of
Appeals for the Eighth Circuit. Judgment
entered October 15, 2020.
Goffin v. Peek, No. 1:15-cv-1040, U.S. District
Court for the Western District of Arkansas.
Judgement entered January 23, 2018.
iv
TABLE OF CONTENTS
PAGE
QUESTION PRESENTED ......................................... i
PARTIES TO THE PROCEEDING ........................... ii
RELATED CASES .................................................... iii
TABLE OF AUTHORITIES ..................................... vi
OPINIONS BELOW ....................................................1
JURISDICTION ..........................................................1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED .........................................2
INTRODUCTION .......................................................3
STATEMENT OF THE CASE ....................................7
A. Officer Ashcraft Shot Unarmed Mr.
Goffin in the Back ..........................................7
B. The District Court Granted Officer
Ashcraft Summary Judgment .......................9
C. A Divided Eighth Circuit Affirmed. ..............9
REASONS FOR GRANTING THE PETITION .......12
A. The Eighth Circuit’s Decision Cannot
be Squared with Garner ...............................14
v
B. The Eighth Circuit’s Decision Conflicts
with Other Circuits’ Decisions Holding
it is Clearly Established that an Officer
Cannot Use Deadly Force in the Face of
Facts that Dispel Belief that the
Suspect is Armed ..........................................17
C. The Court Should Vacate the Eighth
Circuit’s Judgment and Remand for
Further Consideration in light of
Taylor v. Riojas ............................................23
CONCLUSION ..........................................................26
APPENDIX
Opinion of the United States Court of
Appeals for the Eighth Circuit .................. App. 1a
Withdrawn Opinion of the United
States Court of Appeals for the
Eight Circuit ............................................ App. 16a
Opinion of the United States District
Court for the Western District of
Arkansas .................................................. App. 27a
vi
TABLE OF AUTHORITIES
PAGE(S)
CASES:
A.K.H. by & through Landeros v. City of Tustin,
837 F.3d 1005 (9th Cir. 2016)..............................21
Anderson v. Creighton,
483 U.S. 635 (1987)..............................................13
Ashcroft v. al-Kidd,
563 U.S. 731 (2011)..............................................15
Brosseau v. Haugen,
543 U.S. 194 (2004) ..............................................16
Carr v. Castle,
337 F.3d 1221 (10th Cir. 2003)............................22
Davis v. Little,
851 F.2d 605 (2d Cir. 1988) .................................19
Graham v. Connor,
490 U.S. 386 (1989)..............................................12
Hope v. Pelzer,
536 U.S. 730 (2002) .................................... 5, 12, 13
Hutto v. Finney,
437 U.S. 678 (1978) ........................................23, 24
Lords Landing Vill. Condo. Council of Unit
Owners v. Cont’l Ins. Co.,
520 U.S. 893 (1997)..........................................6, 23
vii
K. W. P. v. Kansas City Public Schools,
931 F.3d 813 (8th Cir. 2019)................................16
McCoy v. Alamu,
No. 20-31
2021 WL 666347 (Feb. 22, 2021) ...........................6
O’Bert ex rel. Est. of O’Bert v. Vargo,
331 F.3d 29 (2d Cir. 2003) .............................17, 18
Russell v. Richardson,
905 F.3d 239 (3d Cir. 2018) ..........................19, 20
Saucier v. Katz,
533 U.S. 194 (2001) ................................................5
Streater v. Wilson,
565 F. App’x 208 (4th Cir. 2014) .........................20
Taylor v. Riojas,
141 S. Ct. 52 (2020)...................................... passim
Taylor v. Stevens,
946 F.3d 211 (5th Cir. 2019)................................24
Tennessee v. Garner,
471 U.S. 1 (1985).......................................... passim
Tolan v. Cotton,
572 U.S. 657 (2014) ................................................7
United States v. Lanier,
520 U.S. 259 (1997)..............................................12
Wilkins v. Gaddy,
559 U.S. 34 (2010)............................................5, 23
viii
Zadeh v. Robinson,
928 F.3d 457 (5th Cir. 2019)................................17
CONSTITUTIONAL PROVISION:
U.S. Const. amend. IV ................................................2
STATUTES AND RULES:
28 U.S.C. § 1254 ..........................................................1
42 U.S.C. § 1983 ......................................................2, 9
OTHER SOURCES:
Andrew Chung, et al., Shielded: Wrong
Place, Wrong Time, REUTERS, Aug. 25,
2020 ......................................................................17
PETITION FOR A WRIT OF CERTIORARI
Davdrin Goffin respectfully petitions for a writ of
certiorari to review the judgment of the United States
Court of Appeals for the Eighth Circuit.
OPINIONS BELOW
The Eighth Circuit’s opinion issued after panel
rehearing is reported at 977 F.3d 687 (App. 1a-15a).
The withdrawn opinion is reported at 957 F.3d 858
(App. 16a-26a). The opinion of the United States
District Court for the Western District of Arkansas is
unpublished but available at 2018 WL 522783 (App.
27a-39a).
JURISDICTION
The Eighth Circuit granted Mr. Goffin’s petition
for panel rehearing and issued its revised judgment
on October 15, 2020. On March 19, 2020, this Court
entered a standing order extending the time to file a
petition for a writ of certiorari in this case to March
15, 2021. This Court has jurisdiction under 28 U.S.C.
§ 1254.
2
CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED
The Fourth Amendment to the United States
Constitution provides:
The right of the people to be secure in
their persons, houses, papers, and
effects, against unreasonable searches
and seizures, shall not be violated, and
no warrants shall issue, but upon
probable cause, supported by oath or
affirmation,
and
particularly
describing the place to be searched, and
the persons or things to be seized.
U.S. Const. amend. IV.
Title 42 U.S.C. § 1983 provides:
Every person who, under color of any
statute, ordinance, regulation, custom,
or usage, of any State or Territory or
the District of Columbia, subjects, or
causes to be subjected, any citizen of
the United States or other person
within the jurisdiction thereof to the
deprivation of any rights, privileges, or
immunities
secured
by
the
Constitution and laws, shall be liable to
the party injured in an action at law,
suit in equity, or other proper
proceeding for redress . . . .
42 U.S.C. § 1983.
3
INTRODUCTION
Davdrin Goffin was suspected of burglarizing his
uncle’s house and stealing two guns. After receiving
the report, Officers Robbie Ashcraft and Aaron Hines
found Mr. Goffin sitting in the passenger seat of a car
at a nearby body shop. The officers approached with
their guns drawn and ordered Mr. Goffin to exit the
car with his hands up. Mr. Goffin complied. His hands
were empty. Seeing his empty hands, Officer Hines
holstered his weapon, ordered Mr. Goffin to put his
hands on the trunk, and “searched every part” of Mr.
Goffin’s body for weapons. With Officer Ashcraft close
by and observing, Officer Hines’ pat down turned up
nothing. When Officer Hines tried to handcuff Mr.
Goffin, Mr. Goffin spun around and began to run from
the officers. Suddenly and without warning, Officer
Ashcraft shot Mr. Goffin in the back from just two
steps away. When Mr. Goffin asked why she shot him,
Officer Ashcraft replied that he “shouldn’t have ran.”
Mr. Goffin alleged that Officer Ashcraft’s use of
deadly force violated his clearly established Fourth
Amendment rights. Indeed, over three decades ago,
the Court in Tennessee v. Garner held that police
cannot use deadly force to apprehend an unarmed
nondangerous suspect who tries to flee.
The Eighth Circuit nevertheless held Officer
Ashcraft was entitled to qualified immunity. Two
judges agreed that Officer Ashcraft’s use of deadly
force violated the Fourth Amendment. As Chief Judge
Smith explained in his concurrence, “probable cause
to believe that Goffin was armed dissipated upon
completion of [the] full body pat-down search that
revealed no weapons.” However, he and Judge Kobes
4
concluded that the shooting did not violate clearly
established law because no case had dealt with these
precise facts. As Judge Kobes’s majority opinion held
and Chief Judge Smith’s concurrence emphasized,
qualified immunity was warranted because Mr.
Goffin did not “provide a case clearly establishing that
a pat down that recovered nothing eliminated Officer
Ashcraft’s objectively reasonable belief that he was
armed and dangerous.”
Judge Kelly agreed with Chief Judge Smith that
Officer Ashcraft violated the Fourth Amendment, but
dissented from the ruling that Mr. Goffin’s rights
were not clearly established. Judge Kelly explained
that this Court “has long rejected the notion that ‘an
official action is protected by qualified immunity
unless the very action in question has been previously
held unlawful.’” In Judge Kelly’s view, Officer
Ashcraft was on “fair notice that her conduct was
unlawful” because it is “undisputed that since 1985, it
has been established by the Supreme Court that the
use of deadly force against a fleeing suspect who does
not pose a significant threat of death or serious
physical injury to the officer or others is not
permitted.” Judge Kelly concluded that “although the
novel faculty circumstance of a pat down may impact
whether a reasonable jury finds Ashcraft’s actions
objectively reasonable, it does not render inapplicable
[this] clearly established law . . . .”
Certiorari is warranted. The Garner Court put
police on fair notice over three decades ago that they
cannot shoot an unarmed suspect who tries to flee.
And as Judge Kelly explained, the fact that there was
an intervening pat down in this instance does not
5
make this established principle any less clear. How
an officer comes to learn a suspect is unarmed is
immaterial to the qualified immunity analysis. In
fact, Officer Ashcraft watching her partner search
every part of Mr. Goffin’s body, and seeing from the
search Mr. Goffin was unarmed, only underscores the
unreasonableness of her use of deadly force. Under
analogous circumstances, other circuits have denied
qualified immunity.
Summary reversal is appropriate. See Wilkins v.
Gaddy, 559 U.S. 34 (2010) (per curiam) (summarily
reversing because the lower court’s decision was “at
odds” with the Court’s case law). Chief Judge Smith
and Judge Kobes were laser-focused on the fact that
Mr. Goffin had not identified a case with the same
exact facts. But as the Court recently reiterated, “a
general constitutional rule already identified in the
decisional law may apply with obvious clarity to the
specific conduct in question” making a closely
analogous case unnecessary. Taylor v. Riojas, 141 S.
Ct. 52, 53-54 (2020) (quoting Hope v. Pelzer, 536 U.S.
730, 741 (2002)). The constitutional rule established
by Garner—that an officer may not use deadly force
to apprehend an unarmed suspect—applies with
obvious clarity here. Officer Ashcraft had more than
fair warning that her use of deadly force against Mr.
Goffin, who police had confirmed was unarmed, was
unconstitutional. Her actions did not fall within the
“hazy border between excessive and acceptable force.”
Saucier v. Katz, 533 U.S. 194, 206 (2001) (quotation
marks omitted).
Alternatively, the Court should grant certiorari,
vacate the judgment below, and remand for further
6
consideration in light of Taylor. See, e.g., McCoy v.
Alamu, No. 20-31, 2021 WL 666347 (Feb. 22, 2021).
In light of “intervening developments”—the Court’s
decision in Taylor—it is likely that “if given the
opportunity for further consideration,” that “such a
redetermination may determine the outcome of the
litigation.” Lords Landing Vill. Condo. Council of
Unit Owners v. Cont’l Ins. Co., 520 U.S. 893, 896
(1997) (explaining when GVR orders are appropriate).
7
STATEMENT OF THE CASE1
A. Officer Ashcraft Shot Unarmed Mr.
Goffin in the Back.
One evening, Officers Robbie Ashcraft and Aaron
Hines responded to a burglary call at the house of
Tommy Reddick. App. 27a. Reddick reported that his
nephew, Davdrin Goffin, broke into his home earlier
that day and stole a couple of guns, a box of bullets,
and a bottle pain pills. App. 27a-28a. Officer Ashcraft
told Mr. Reddick they had been “looking for” Mr.
Goffin in relation to a robbery. App. 28a. Mr. Reddick
responded that Mr. Goffin is “out of control,” and told
the officers they “better be ready to fight when you
find him.” App. 2a.
The officers split up to search for Mr. Goffin.
Officer Ashcraft stopped Dewayne Moore and asked
him if he had seen Mr. Goffin. App. 3a. Mr. Moore
responded that earlier, Mr. Goffin had flagged him
down for a ride. App. 3a. According to Mr. Moore,
when he pulled over, Mr. Goffin flashed two guns and
demanded that he take him to the carwash. App. 3a.
Afraid, Mr. Moore gave Mr. Goffin a ride. App. 3a. Mr.
Moore told Officer Ashcraft that Mr. Goffin looked
like he “was going to do something stupid.” App. 3a.
Officers Ashcraft and Hines found Mr. Goffin at a
nearby body shop. App. 3a. Mr. Goffin was sitting in
the passenger seat of a car, talking on the phone. App.
3a. The officers drew their weapons and approached,
ordering Mr. Goffin to exit the car with his hands up.
1 Because the case was resolved at summary judgment, the facts
are construed in the light most favorable to Mr. Goffin. See Tolan
v. Cotton, 572 U.S. 650, 657 (2014).
8
App. 3a. Mr. Goffin complied. App. 3a. His hands were
empty. See App. 3a. As Mr. Goffin was getting out of
the car, Officer Ashcraft claimed she saw something
“bumping in [his] right front pocket.” App. 3a.
Officer Hines then directed Mr. Goffin to the back
of the car, while Officer Ashcraft kept her gun trained
on Mr. Goffin. App. 29. Officer Hines ordered Mr.
Goffin to put his hands on the trunk. App. 29a. He
then patted Mr. Goffin down and “searched every part
of [Mr. Goffin’s] body” looking for weapons. App. 3a.
Officer Ashcraft was watching from a few feet away
with her gun still drawn. App. 29a.
Officer Hines’s search for weapons did not turn up
anything. App. 3a. Satisfied that Mr. Goffin was
unarmed, Officer Hines tried to handcuff Mr. Goffin.
App. 3a. He got one cuff around Mr. Goffin’s left wrist
and was about to cuff the right, when Mr. Goffin
wheeled around and started toward the street near
where several people were standing. App. 8a. Mr.
Goffin made it two steps before Officer Ashcraft,
without warning, shot him in the back. App. 4a.
The officers handcuffed Mr. Goffin and searched
his pockets, finding loose bullets and a magazine, but
no weapons. App. 4a. Mr. Goffin looked up at Officer
Ashcraft and asked her why she shot him. Officer
Ashcraft responded “because you shouldn’t have ran.”
ECF No. 56, Exh. 1 at 24.
B. The District Court Granted
Ashcraft Summary Judgment.
Officer
Mr. Goffin sued under 42 U.S.C. § 1983, alleging
Officer Ashcraft violated his Fourth Amendment
9
right to be free from excessive force. Officer Ashcraft
moved for summary judgment, arguing she did not
use constitutionally excessive force because she
reasonably believed Mr. Goffin was armed, and in the
alternative, that it was not clearly established that
her use of force was unconstitutional. Mr. Goffin
responded that it has been clearly established since
Garner “that an officer could not shoot a felon for the
purpose of preventing an escape.” ECF No. 56 at 23.
The district court granted summary judgment on
the ground that Officer Ashcraft did not violate Mr.
Goffin’s Fourth Amendment rights. The district court
held that “[t]he fact that a pat down occurred prior to
the shooting and the fact that Ashcraft never saw a
weapon in Goffin’s hand” were “insufficient to satisfy
Goffin’s burden of proving that Ashcraft’s actions
were objectively unreasonable.” App. 35a. It held that
under the totality of the circumstances, “Ashcraft had
probable cause to believe that Goffin posed a threat of
serious physical harm to her and others . . . .” App.
35a-36a. The district court did not engage in any
analysis of Garner.
C. A Divided Eighth Circuit Affirmed.
A fractured Eighth Circuit affirmed the district
court’s ruling, though none of the judges adopted its
reasoning. Judge Kobes wrote the majority opinion,
joined by Chief Judge Smith. Chief Judge Smith
wrote a separate concurring opinion. Judge Kelly
dissented.
The majority opinion recognized that Garner
established that an “officer is justified in using lethal
10
force [only] when ‘she has probable cause to believe
that the suspect poses a threat of harm to the officers
or others.’” App. 5a (quoting Garner, 471 U.S. at 11).
However, the majority held that Mr. Goffin had to
“provide a case clearly establishing that a pat down
that recovered nothing eliminated Officer Ashcraft’s
objectively reasonable belief that he was armed and
dangerous.” App. 6a (footnote omitted). Because Mr.
Goffin failed to identify such a case, the majority
concluded “that Officer Ashcraft [was] entitled to
summary judgment because it is not clearly
established that after observing a pat down that
removes noting from a suspect who an officer
reasonably believed to be armed and dangerous,
[that] an officer cannot use lethal force against that
suspect when he flees . . . .” App. 7a.
Chief Judge Smith wrote separately to opine that
Officer Ashcraft violated Mr. Goffin’s Fourth
Amendment rights. In his “view, probable cause to
believe that [Mr.] Goffin was armed dissipated upon
completion of the full body pat-down search that
revealed no weapons.” App. 9a. “Nonetheless, [he]
agree[d] with the court’s determination that Officer
Ashcraft is entitled to qualified immunity because
Goffin has not identified a case clearly establishing
that a pat down that recovered nothing eliminated
Officer Ashcraft’s objectively reasonable belief that he
was armed and dangerous.” App. 9a (quotation marks
omitted).
Judge Kelly disagreed. In her opinion, “a jury
could find that a reasonable officer would not have
believed Goffin posed a threat of serious physical
harm to the officer or others.” App. 12a. Judge Kelly
11
recounted the facts supporting this assertion: While
Officer Ashcraft initially received reports that Mr.
Goffin was armed, when “she arrived at the auto body
shop, she never saw a gun in Goffin’s possession.”
App. 12a. Mr. Goffin “was not holding a gun when he
was in the car, or when he exited the car.” App. 12a.
“At the back of the car,” Officer Ashcraft watched
Officer Hines “search[] every part of [Mr. Goffin’s]
body for weapons, including feeling for items in his
pockets and around his waist.” App. 12a. And Officer
“Ashcraft saw that the pat down revealed no weapons
of any kind.” App. 12a-13a. Still, “she shot him in the
back—without warning—after he took no more than
two steps.” App. 13a (quotation marks omitted).
Based on these facts, Judge Kelly believed that
Officer Ashcraft had “fair notice that her conduct was
unlawful” given that “since 1985, it has been
established by the Supreme Court that the use of
deadly force against a fleeing suspect who does not
pose a significant threat of death or serious physical
injury to the officer or others is not permitted.” App.
14a. Judge Kelly concluded that the majority “relies
on the precise scenario of a suspect fleeing after a pat
down that revealed no weapons to conclude that
Ashcraft violated no clearly established law. But the
pat down is a novel fact that does not render
inapplicable the clearly established law . . . .” App.
14a.
12
REASONS FOR GRANTING THE PETITION
Sometimes a “general constitutional rule already
identified in the decisional law may apply with
obvious clarity to the specific conduct in question,
even though ‘the very action in question has [not]
previously been held unlawful.’” Hope, 536 U.S. at 741
(quoting United States v. Lanier, 520 U.S. 259, 271
(1997)). In 1985, the Court established the
constitutional rule that an officer can resort to deadly
force to apprehend a fleeing suspect only if “the
suspect poses a significant threat of death or serious
physical injury to the officer or others.” Tennessee v.
Garner, 471 U.S. 1, 3 (1985). Garner established that
police are not permitted to use “deadly force to
apprehend a fleeing suspect who [does] not appear to
be armed or otherwise dangerous . . . .” Graham v.
Connor, 490 U.S. 386, 394 (1989).
The rule announced in Garner applies with
obvious clarity in this case. Officer Ashcraft shot Mr.
Goffin in the back from a few steps away despite the
fact Mr. Goffin was not holding a weapon, despite just
watching her colleague search Mr. Goffin for weapons
and personally witnessing the search turn up
nothing, despite his having only taken a few steps,
and without any warning that she was going to shoot.
Based on these facts, a jury could find that Officer
Ashcraft’s use of deadly force violated Mr. Goffin’s
rights as established over thirty years ago in Garner.
Indeed, two judges on the Eighth Circuit panel found
that Officer Ashcraft’s use of deadly force violated the
Fourth Amendment.
However, two judges on the Eighth Circuit held
Officer Ashcraft was entitled to qualified immunity
13
because no case “clearly establish[ed] that a pat down
that recovered nothing eliminated Officer Ashcraft’s
objectively reasonable belief that he was armed and
dangerous.” App. 9a; see App. 6a.
The Court should grant certiorari and reverse. It
has rejected the notion that the “very action in
question” must have been previously “held unlawful.”
Anderson v. Creighton, 483 U.S. 635, 640 (1987).
Rather, all that is necessary is “that in the light of
pre-existing law the unlawfulness must be apparent.”
Id. The unlawfulness of shooting an unarmed suspect
has been established for decades. And as Judge Kelly
explained, whether an officer knows a suspect is
unarmed because she witnessed a full body pat down
or through some other means does not render the
unlawfulness of shooting an unarmed suspect any
less clear. Officer Ashcraft had more than “fair notice”
that she could not shoot an unarmed suspect. Hope,
536 U.S. at 739. That she watched Mr. Goffin get
searched before she shot him only underscores the
illegality of her actions. Other circuits have denied
qualified immunity when faced with similar facts
revealing that the officer should have known the
suspect was unarmed, finding that Garner provided
more than sufficient clarity. In accordance with
Garner, the Eighth Circuit should have denied
qualified immunity here, too. Because it did not, the
Court should grant certiorari and reverse the Eighth
Circuit’s judgment. Alternatively, the Court should
grant certiorari, vacate the Eighth Circuit’s
judgment, and remand for further consideration in
light of Taylor v. Riojas.
.
14
A. The Eighth Circuit’s Decision Cannot be
Squared with Garner.
In Tennessee v. Garner, the Court held “that
apprehension by the use of deadly force is a seizure
subject to the reasonableness requirement of the
Fourth Amendment.” 471 U.S. at 7. There, two
officers responded to burglary call. Id. at 3. When they
arrived, they were met by a woman who said the
prowler was inside. Id. One officer radioed dispatch
while the other went to investigate. Id. The officer
heard a door slam and saw Garner running across the
backyard. Id. The officer “saw no sign of a weapon,
and, though not certain, was ‘reasonably sure’ and
‘figured’ that Garner was unarmed.” Id. As Garner
went to hop the back fence, the officer shot Garner in
the back of the head. Id. at 3-4.
The Court held that the officer’s use of force
violated the Fourth Amendment’s reasonableness
requirement. The Garner Court explained “that,
notwithstanding probable cause to seize a suspect, an
officer may not always do so by killing him.” Id. at 9.
The Court then announced the rule that “[w]here the
officer has probable cause to believe that the suspect
poses a threat of serious physical harm, either to the
officer or to others, it is not constitutionally
unreasonable to prevent escape by using deadly
force.” Id. at 11. However, a “police officer may not
seize an unarmed, nondangerous suspect by shooting
him dead.” Id. Moreover, “where feasible, some
warning [must be] given.” Id. at 11-12.
Garner clearly established the unlawfulness of
Officer Ashcraft’s conduct. Like in Garner, Officer
Ashcraft shot an unarmed burglary suspect from
15
behind without warning because he was trying to flee.
What makes the conduct here more egregious than
that in Garner, is that the officer in Garner thought
the suspected prowler was unarmed based only on a
hunch. Here, Officer Ashcraft not only saw that Mr.
Goffin had nothing in his hands, but watched a fellow
officer search him for weapons. Officer Ashcraft had
visual confirmation that Mr. Goffin was unarmed,
making her use of deadly force blatantly
unreasonable. More still, worse than in Garner, the
deadly force used here was not even necessary to
prevent the suspect’s escape. Mr. Goffin had only
taken two steps and therefore was still in arm’s reach
of two officers, who could have seized Mr. Goffin by
means other than deadly force (e.g., physical restraint
or using a taser). By shooting Mr. Goffin in the back
from pointblank range without warning, knowing full
well Mr. Goffin was unarmed, Officer Ashcraft
violated clearly established Fourth Amendment law.
Yet purporting to heed this Court’s warning that
courts should “‘not define clearly established law at a
high level of generality,’” App. 6a (quoting Ashcroft v.
al-Kidd, 563 U.S. 731, 742 (2011)), the Eighth Circuit
granted qualified immunity. The court did so because
Mr. Goffin did not “provide a case clearly establishing
that a pat down that recovered nothing eliminated
Officer Ashcraft’s objectively reasonable belief that he
was armed and dangerous.” App. 6a. As the majority
noted, in the Eighth Circuit, “A plaintiff’s failure to
identify a case where an officer acting under similar
circumstances was held to have violated the Fourth
Amendment is often fatal to a claim outside of obvious
cases.” App. 5a (quoting K. W. P. v. Kansas City
Public Schools, 931 F.3d 813, 828 (8th Cir. 2019)).
16
And according to the majority, Garner “stands for a
general proposition and cannot clearly establish the
rule in most cases.” App. 7a.
The Eighth Circuit’s decision is deeply flawed.
Officer Ashcraft did not need a case to tell her that
she no longer had probable cause to believe that Mr.
Goffin was armed after watching him being searched
for weapons. Garner explicitly established that it is
unreasonable for an officer to use deadly force against
an unarmed fleeing suspect. How an officer comes to
learn a suspect is unarmed does not change the
applicability of this clearly established rule. Garner
put police on notice that they cannot shoot unarmed
suspects to prevent them from getting away.
Qualified immunity only “shields an officer from
suit when she makes a decision that, even if
constitutionally deficient, reasonably misapprehends
the law governing the circumstances she confronted.”
Brosseau v. Haugen, 543 U.S. 194, 198 (2004) (per
curiam). Here, there are facts that dispel any
probable cause to believe Mr. Goffin was armed when
Officer Ashcraft decided to use deadly force. Her
conduct was so obviously illegal that a case with the
same exact facts was unnecessary.
17
B. The Eighth Circuit’s Decision Conflicts
with Other Circuits’ Decisions Holding it
is Clearly Established that an Officer
Cannot Use Deadly Force in the Face of
Facts that Dispel Belief that the Suspect
is Armed.
Judge Willett of the Fifth Circuit observed that
the “courts of appeals are divided—intractably—over
precisely what degree of factual similarity must exist”
for a constitutional right to be clearly established.
Zadeh v. Robinson, 928 F.3d 457, 479 (5th Cir. 2019)
(Willett, J., concurring in part, dissenting in part).2
Here, to overcome qualified immunity, the Eighth
Circuit did not want just a case with analogous facts.
It demanded a case with an identical fact pattern of
an officer witnessing a pat down before shooting a
fleeing suspect in order to overcome qualified
immunity. This circumscribed approach all but
ensures no officer will ever be held liable for their
unreasonable use of deadly force in the Eighth
Circuit. Whereas other courts of appeals, applying the
rule announced in Garner, have denied qualified
immunity when an officer is on notice that a suspect
is unarmed and yet shoots anyways.
Second Circuit. In O’Bert ex rel. Est. of O’Bert v.
Vargo, police received reports of a man beating a
woman in a trailer park parking lot. 331 F.3d 29, 33
2 In a comprehensive investigative report, Reuters studied 529
excessive force cases and found “significant differences in how
the federal appeals courts treat qualified immunity.” Andrew
Chung, et al., Shielded: Wrong Place, Wrong Time, REUTERS,
Aug. 25, 2020, https://www.reuters.com/investigates/specialreport/usa-police-immunity-variations/.
18
(2d Cir. 2003). Police arrived and spoke with the
woman, Miller, outside, while the man, O’Bert, waited
in the trailer. Id. The officers decided to arrest O’Bert
and ordered him out of the trailer. Id. O’Bert refused.
Id. When the officers warned they would come in and
arrest him, O’Bert threatened, “I will blow your
fucking heads off.” Id. Police asked Miller if O’Bert
had any guns, and she told them he had “a rifle or
hunting guns.” Id. One of the officers looked in the
trailer’s windows and saw “O’Bert standing in the
middle of the living room with nothing in his hands
but a cigarette.” Id. The other officers took the
opportunity to enter the trailer; one officer holstered
his gun so he could “tackle O’Bert and subdue him.”
Id. at 34. As the officer went for the tackle, O’Bert
turned in response, prompting another officer to
“sh[o]ot [O’Bert] through the chest.” Id.
Applying the rule announced in Garner, without
citing a case with the same precise facts, the Second
Circuit held that the officer who fired the deadly shot
was not entitled to qualified immunity. See id. at 3637. The Second Circuit reasoned that viewing the
facts in the light most favorable to the plaintiff, “it
could be permissibly inferred that at the moment the
officers entered the trailer they observed O’Bert
without a gun in his hands [and] that the officers
knew that he remained unarmed.” Id. at 39 (cleaned
up). While the officer emphasized the fact O’Bert had
threatened to “blow the officers’ heads off just
minutes before,” the Second Circuit concluded that
the “earlier threat did not give [the officer] license to
shoot to kill a man he knew, immediately before and
19
at the moment of the shooting, was unarmed.” Id. at
39-40 (cleaned up).3
Third Circuit. In Russell v. Richardson, a mom
called the court to ask for help with her teenage son,
L.T., who the court had previously deemed a “Person
in Need of Supervision” “beyond [his guardian’s]
control.” 905 F.3d 239, 244 (3d Cir. 2018). The court
dispatched marshals to the house; they found L.T.
“relaxing in his room, in his underwear and
unarmed.” Id. (quotation marks omitted). Upon
seeing the marshals, L.T. tried to run past them,
prompting one of the marshals to shoot L.T.,
paralyzing him. Id. at 244-45.
Applying the rule announced in Garner, without
citing a case with the same precise facts, the Third
Circuit held that the marshal who fired the shot was
not entitled to qualified immunity. See id. at 252. The
Third Circuit explained that Garner established that
police cannot resort to deadly force “where the
circumstances reflect the absence of a serious threat
of immediate harm to others.” Id. (quotation marks
omitted). The court of appeals reasoned that given
that L.T. was in his underwear, it would have been
“implausible to a reasonable officer that he was hiding
a weapon on his person.” Id. Therefore, “there was no
serious threat of immediate harm to others,” making
3 Not long after the Court decided Garner, the Second Circuit
affirmed a bench trial verdict finding an officer guilty of violating
the plaintiff’s Fourth Amendment rights where the officer patted
the plaintiff down, put him in the back of the police car, the
plaintiff got out and tried to escape, and the officer shot him from
behind. Davis v. Little, 851 F.2d 605, 606-08 (2d Cir. 1988).
20
this “an obvious case where Garner
establishes the law.” Id. (cleaned up).
clearly
Fourth Circuit. In Streater v. Wilson, police
responded to reports of a stabbing. 565 F. App’x 208,
209 (4th Cir. 2014) (unpublished). Officers identified
the victim, Streater, who told them “her assailant had
already fled by car.” Id. An officer saw two people
walking towards them from approximately 50 feet
away, one of whom was carrying a kitchen knife. Id.
An officer unholstered his weapon and ordered the
person holding the knife, J.G.—Streater’s son, to drop
it. Id. “J.G. failed to immediately comply and
continued to approach.” Id. J.G. then stopped 30 feet
away and dropped the knife. Id. The officer still yelled
at J.G. to disarm; J.G. responded that he had dropped
the knife. Id. The officer shot J.G. twice, paused, then
shot him twice more, killing him. Id.
Comparing this case to Garner, without citing
another case with the same precise facts, the Fourth
Circuit held that the officer violated J.G.’s clearly
established rights, because Garner held that “‘police
officer[s] may not seize an unarmed nondangerous
suspect by shooting him dead.’” Id. at 212 (quoting
Garner, 471 U.S. at 11). The court of appeals rejected
the officer’s argument that the facts in the case were
“not directly analogous to Garner,” concluding that
“J.G.’s right to be free from the use of lethal force to
effectuate a seizure under the totality of the
circumstances was manifestly included within more
general applications of the core Fourth Amendment
principles.” Id. (cleaned up).
21
Ninth Circuit. In A.K.H. by & through Landeros
v. City of Tustin, Hilda Ramirez called 911 to report
that her boyfriend, Benny Herrera, had stolen her
phone and hit her in the head. 837 F.3d 1005, 1008
(9th Cir. 2016). She told police her boyfriend “had not
used a weapon to take her phone, that Herrera did not
carry any weapons, and that Herrera had never been
violent with her before.” Id. An officer found Herrera
walking on the shoulder of the road. Id. at 1009. The
officer turned on the lights of his police SUV, at which
point “Herrera put his right hand in his sweatshirt
pocket and started alternately to skip, walk, and run
backwards facing [the officer].” Id. The officer opened
the car door, drew his gun, and ordered Herrera to get
down. Id. He did not comply. Id. Another officer pulled
up beside Herrera and shouted for him to get his hand
out of his pocket. Id. “Just as Herrera’s hand came out
of his pocket,” the officer “fired two shots in rapid
succession” without “any warning that he would
shoot,” killing Herrera. Id.
In holding that the officer violated Herrera’s
clearly established rights, the Ninth Circuit pointed
to Garner, which it called “instructive.” Id. at 1013.
Comparing the facts of Garner to the facts there, the
Ninth Circuit reasoned that the officer “in this case
had no more reason to suspect that Herrera was
armed than did the officer in Garner.” Id. Quoting
Garner, the Ninth Circuit concluded: “It has long been
clear that a police officer may not seize an unarmed,
nondangerous suspect by shooting him dead. Viewing
the evidence in the light most favorable to the
plaintiffs, that is precisely what [the officer] did here.”
Id. (cleaned up).
22
Tenth Circuit. In Carr v. Castle, two officers
responded to an assault at an apartment building.
337 F.3d 1221, 1224 (10th Cir. 2003). They knocked
on the suspect’s door and Randall opened it, “acting
very excited and very aggressive.” Id. at 1224-25. One
of the officers tried to handcuff Randall; Randall
struck the officer in the head and kicked the other in
the groin. Id. at 1225. Randall ran from the building
with the officers in pursuit. Id. Another officer joined
the chase and found Randall unable to climb a fence
because he had a slab of concrete in his hands. Id.
“Randall then ran toward [the officer] while raising
his arm to throw the concrete],” prompting two of the
officers to open fire. Id.
The Tenth Circuit held that the officers were not
entitled to qualified immunity, as Garner “plainly
control[s] this case.” Id. at 1227. The court of appeals
reasoned that the issue of when police are permitted
to “use deadly force to apprehend an unarmed fleeing
suspect” was “thoroughly vetted” in Garner, and that
although no case had been decided with these exact
facts, the circumstances here would “plainly come
under the rubric [of obvious cases] marked out in
Hope v. Pelzer.” Id. (citation omitted).
In short, other circuits have heeded the lesson of
Garner and have denied qualified immunity when an
officer is on notice that a suspect is unarmed or not
otherwise dangerous. These cases from other circuits
evince that Garner’s rule—that police may not use
deadly force to seize an unarmed suspect—applies
with obvious clarity to situations where the facts
dispel an officer’s probable cause to believe the
suspect is dangerous, even if the facts dispelling the
23
belief are novel. This is because the bottom line rule
announced in Garner remains the same. The Eighth
Circuit failed to follow Garner’s clear teachings. The
Court should grant certiorari and reverse. See, e.g.,
Wilkins, 559 U.S. at 34 (summarily reversing where
the lower court’s decision was “at odds” with this
Court’s precedent).
C. The Court Should Vacate the Eighth
Circuit’s Judgment and Remand for
Further Consideration in light of Taylor
v. Riojas.
Alternatively, the Court should grant certiorari,
vacate the Eighth Circuit’s judgment, and remand for
further consideration in light of Taylor v. Riojas, 141
S. Ct. 52 (2020), as the Eighth Circuit’s mistake in
this case is similar to the mistake made by the Fifth
Circuit in Taylor. See Lords Landing., 520 U.S. at 896
(“Where intervening developments, or recent
developments that we have reason to believe the court
below did not fully consider, reveal a reasonable
probability that the decision below rests upon a
premise that the lower court would reject if given the
opportunity for further consideration, and where it
appears that such a redetermination may determine
the ultimate outcome of the litigation, a GVR order is
potentially appropriate.” (cleaned up)).
In Hutto v. Finney, the Court opined about when
prison conditions violate the Eighth Amendment, in
dicta stating a “filthy, overcrowded cell . . . might be
tolerable for a few days and intolerably cruel for
weeks or months.” 437 U.S. 678, 686-87 (1978). In
Taylor, an inmate alleged that he was confined in “a
24
pair of shockingly unsanitary cells,” one of which was
covered in feces and the other overflowing with
sewage. 141 S. Ct. at 53. The Fifth Circuit held that
the conditions violated the Eighth Amendment, but
nevertheless concluded the officers were entitled to
qualified immunity. Taylor v. Stevens, 946 F.3d 211,
222 (5th Cir. 2019). The Fifth Circuit specifically
reasoned that the dicta in Hutto did not give prison
officials “‘fair warning’ that their specific acts were
unconstitutional.” Id.
This Court summarily reversed. The Court held
that “no reasonable correctional officer could have
concluded that, under the extreme circumstances of
this case, it was constitutionally permissible to house
Taylor in such deplorably unsanitary conditions for
such an extended period of time.” Taylor, 141 S. Ct. at
53. No closely analogous case was needed, said the
Court, because “[c]onfronted with the particularly
egregious facts of this case, any reasonable officer
should have realized that Taylor’s conditions of
confinement offended the Constitution.” Id. at 54. In
his concurring opinion, Justice Alito took particular
issue with the Fifth Circuit’s hiding behind Hutto,
admonishing that even the “equivocal and unspecific
dictum” in Hutto “does not justify what petitioner
alleges.” Id. at 56 (Alito, J., concurring).
Taylor is a reminder to the lower courts that they
should not inflexibly look for a case with identical
facts when faced with an obvious constitutional
violation. Yet that is exactly what the Eighth Circuit
did here. The Eighth Circuit held that qualified
immunity was appropriate because no case had dealt
with a pat down before the use of deadly force. But
25
that misses the forest for the trees, as the pat down
only confirmed that Mr. Goffin was unarmed and thus
made obvious that the use of deadly force was
unconstitutional. In the words of Judge Kelly, “the pat
down is a novel fact that does not render inapplicable
the clearly established law that officers may not use
deadly force unless the suspect poses a significant
threat of death or serious physical injury to the officer
or others.” App. 14a (quotation marks omitted).
This Court decided Taylor a month after the
Eighth Circuit issued its opinion below. And the Fifth
Circuit’s analysis in Taylor that the Court found
erroneous mirrors the Eight Circuit’s analysis here.
Accordingly, the Court should grant certiorari, vacate
the judgment below, and remand the case for further
consideration in light of Taylor.
26
CONCLUSION
The Court should grant the petition.
Respectfully submitted,
DANIEL S. HARAWA*
Counsel of Record
WASHINGTON UNIVERSITY SCHOOL
OF LAW APPELLATE CLINIC
One Brookings Drive, Box 1120
St. Louis, MO 63130
(314) 935-4689
dharawa@wustl.edu
Counsel for Petitioner
Davdrin Goffin
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.