Petition for Writ of Certiorari — Lisa Graham, Petitioner v. Alabama
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Appendix A
Graham v. State, --- So.3d ---- (2019)
Cole, J., recused himself.
2019 WL 3070058
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NOT YET RELEASED FOR PUBLICATION.
Court of Criminal Appeals of Alabama.
Lisa Leane GRAHAM
v.
STATE of Alabama
CR-15-0201
|
July 12, 2019
Synopsis
Background: Defendant was convicted on retrial in the
Circuit Court, Russell County, CC-07-686, of capital murder,
and was sentenced to death, after her first trial ended in a
mistrial. She appealed.
Holdings: The Court of Criminal Appeals, Kellum, J., held
that:
defendant was not denied constitutional right to speedy trial
as result of 29-month delay between mistrial and her second
trial;
manifest necessity existed to warrant declaring mistrial and,
thus, retrial of defendant did not violate double jeopardy;
prospective juror who indicated during voir dire that she was a
good friend of testifying sheriff and would place great weight
on his testimony because she knew him to be truthful was
subject to being struck for cause;
trial court's error in failing to strike prospective juror for cause
was harmless; and
evidence was sufficient to support finding of “pecuniary gain”
needed for conviction.
Affirmed.
Minor, J., concurred specially, with opinion, which Windom,
P.J., and McCool, J., joined.
Appeal from Russell Circuit Court (CC-07-686); Jacob A.
Walker III, Judge.
Attorneys and Law Firms
Charlotte R. Morrison and Claudia B. Flores, Montgomery;
Robert G. Poole, Opelika; and Margaret Y. Brown, Auburn,
for appellant.
Luther Strange and Steve Marshall, attys. gen., and Stephen
M. Frisby (withdrew 01/11/2019) and Audrey K. Jordan, asst.
attys. gen., for appellee.
Opinion
KELLUM, Judge.
*1 Lisa Leane Graham was convicted of hiring Kenneth
Walton to murder her daughter, Stephanie “Shea” Graham,
for “a pecuniary or other valuable consideration or pursuant
to a contract or for hire,” a murder defined as capital by §
13A-5-40(a)(7), Ala. Code 1975. Graham's first trial ended in
a mistrial, and she was tried a second time and convicted of
capital murder.
The State's evidence tended to show that on July 5,
2007, Earlic Dinkins was driving on Highway 165 near
Bowden Road when he discovered the partially nude body
of Shea Graham lying on the side of the road. Dinkins
telephoned emergency 911, and shortly thereafter Russell
County sheriff's deputies arrived on the scene. Dr. Steven
Boudreau, a pathologist with the Alabama Department of
Forensic Sciences, testified that Shea died of multiple gunshot
wounds. Dr. Boudreau testified:
“There was a close range gunshot wound which had entered
the right eye and obliterated the right eye and orbit. The
bullet went through the head and exited the back of the
head. There was another gunshot wound to the head at
the back right side of the head which entered the skull
and exited over on the left side of the head. There was,
in addition, a gunshot wound in the chest ... and exited
the back. It perforated -– the lung and the top part of the
liver on its way through. There were two gunshot wounds
in the abdomen. One in the upper right abdomen, which
lacerated the liver again and then exited the back. The
second gunshot wound to the abdomen ... just went through
the skin on the right-hand side.”
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Graham v. State, --- So.3d ---- (2019)
(R. 3075.) Both shots to Shea's head were fatal wounds, Dr.
Boudreau said. (R. 3078.)
Kevin Graham, Graham's husband, testified that when he
learned of Shea's death he informed police that Kenneth
Walton was probably responsible because, he said, Walton
had told him on two occasions that Graham had asked Walton
to kill Shea. 1 Kevin also testified that he had given Graham
a gun and that she kept that gun in the console of her vehicle.
Walton testified that Graham had hired him to kill Shea.
Walton said that he had previously worked for the Grahams in
their construction business and that Graham first approached
him about killing her daughter when he was in prison in
August 2004. On multiple occasions, after that date, Walton
said, Graham asked him to kill Shea. On July 5, 2007, Walton
testified, Graham telephoned him and asked him to meet her
at a local library. At the library, Walton said, Graham asked
him if he was ready to kill Shea. He testified:
“[Prosecutor]: Can you tell me what else happened at the
library other than talking with Lisa Graham?
“[Walton]: Yes, sir. On that particular day, I talked to her,
she said was I ready, I said yes. She said well, here is my
keys. She gave me the keys [to her truck]. I get the keys.
I go to a truck.
“[Prosecutor]: What kind of truck did she have?
“[Walton]: She has a blue Avalanche.
*2 “[Prosecutor]: What did you do when you got to the
truck?
“[Walton]: I unlocked the passenger
door. I opened the console. I retrieved
a nine millimeter handgun, gray and
silver, and I took the gun. Put it in my
truck.”
Georgia. Shea asked for help in getting an automobile. At the
store, Shea got into Walton's truck, and they drove toward
Eufaula, Alabama. They stopped at the end of Highway 165
near Bowden Road so that Shea could go to the bathroom on
the side of the road. Walton retrieved the gun while Shea was
behind one of the truck doors using the bathroom. He shot
Shea two times in her head and then four times in her chest.
As he was driving away in his truck, he ran over Shea's right
arm. (R. 2928.)
The next morning Walton checked his voice-mail messages
and discovered a message from Graham. She asked if he
had seen Shea, and they arranged to meet. Graham asked
Walton for the gun, and he retrieved it from his truck. Graham
told him to put it where he had “gotten it.” (R. 2939.)
Warren Thompson, Graham's grandfather, came up to them
as they were talking, and Thompson asked them if they had
seen Shea. Walton told Graham that the gun was dirty and
needed to be cleaned. Walton then got the gun and gave it to
Thompson so that Thompson could clean it. Walton further
testified:
“[Prosecutor]: Did she -– other than asking you to do her a
favor, did -– did she in any way offer you anything in return
for doing that?
“[Walton]: She told me I owed her this favor because I had
been covering up for her husband seeing my cousin.
“[Prosecutor]: What -– what -– what did that mean to you,
that you had been covering up for her husband and your
cousin?
“[Walton]: It meant I had been hiding stuff from her and
she wanted me to do her a favor by killing her daughter in
return.
“[Prosecutor]: Anything else?
“[Walton]: I shot and killed her.
“[Prosecutor]: Oh. Well, my question is, did she promise
you or offer you anything else?
“....
(R. 2919-20.)
“[Prosecutor]: Did you expect anything else?
Walton further testified regarding the event of July 5 and July
6, 2007. In the evening of July 5, he received a telephone
call from Shea during which she asked him to meet her at a
Race Track convenience store on Victory Drive in Columbus,
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Graham v. State, --- So.3d ---- (2019)
“[Walton]: Yes, sir. She never said
what she was going to give me, but she
said if I needed anything, just call her.”
(R. 2945-47.) Forensic tests showed that the bullets that killed
Shea were fired from the gun that Walton got from Graham.
Walton testified that, while police were questioning him,
he suggested that he telephone Graham so the police could
monitor the call. (C. 2948.) In that conversation, Walton asked
if Graham could give him bail money and Graham asked the
amount of his bail.
Stephen Hemilburger testified that he lived across the street
from the Grahams at the time of Shea's murder. According to
Hemilburger, “Lisa [told him that] she was tired of the little
bitch [Shea], and that -– she said that she would pay [him]
five thousand dollars if [he] would kill her. And [he] told her
she was nuts.” (R. 3480.) Hemilburger said that he thought
Graham was kidding “until she reiterated that she wanted the
little bitch dead; that she was tired of spending money for
attorney's fees on her.” (R. 3481.)
*3 Rachel Cunningham testified that she lived about
two blocks from the Grahams and visited their house on
numerous occasions. Graham frequently spoke of Shea being
killed, she said. Several weeks before Shea was murdered,
Cunningham overheard a conversation between Shea and
Walton. Cunningham testified: “I heard a conversation
between Mr. Walton and Ms. Graham talking about how to
kill Shea Graham, what they needed to do, what would be the
best clean up of that, how fast it would be, and how easy they
would be able to get it done.” (R. 3448.)
The jury found Graham guilty of capital murder as set out
in § 13A-5-40(a)(7), Ala. Code 1975. A presentence report
was prepared, and a sentencing hearing was held before the
same jury that convicted Graham. The jury recommended, by
a vote of 10 to 2, that Graham be sentenced to death. The
Russell Circuit Court found that the murder was committed
for pecuniary gain, an aggravating circumstance listed in
§ 13A-5-49(6), Ala. Code 1975, and sentenced Graham to
death. 2 This appeal, which is automatic in a case involving
the death penalty, followed. See § 13A-5-55, Ala. Code 1975.
Standard of Review
Because Graham faces the ultimate penalty -- death -- this
Court must search the record of the lower court proceedings
for “plain error.” Rule 45A, Ala. R. App. P., provides:
“In all cases in which the death penalty has been imposed,
the Court of Criminal Appeals shall notice any plain error
or defect in the proceedings under review, whether or
not brought to the attention of the trial court, and take
appropriate appellate action by reason thereof, whenever
such error has or probably has adversely affected the
substantial right of the appellant.”
In discussing the scope of Rule 45A, the Alabama Supreme
Court has stated:
“ ‘ “To rise to the level of plain error, the claimed error must
not only seriously affect a defendant's ‘substantial rights,’
but it must also have an unfair prejudicial impact on the
jury's deliberations.’ ” Ex parte Bryant, 951 So. 2d 724,
727 (Ala. 2002) (quoting Hyde v. State, 778 So. 2d 199,
209 (Ala. Crim. App. 1998)). In United States v. Young,
470 U.S. 1, 15, 105 S.Ct. 1038, 84 L.Ed.2d 1 (1985), the
United States Supreme Court, construing the federal plainerror rule, stated:
“ ‘The Rule authorizes the Courts of Appeals to
correct only “particularly egregious errors,” United
States v. Frady, 456 U.S. 152, 163 [102 S.Ct. 1584,
71 L.Ed.2d 816] (1982), those errors that “seriously
affect the fairness, integrity or public reputation of
judicial proceedings,” United States v. Atkinson, 297
U.S. [157], at 160 [56 S.Ct. 391, 80 L.Ed. 555
(1936) ]. In other words, the plain-error exception to the
contemporaneous-objection rule is to be “used sparingly,
solely in those circumstances in which a miscarriage of
justice would otherwise result.” United States v. Frady,
456 U.S. at 163, n.14.’
“See also Ex parte Hodges, 856 So. 2d 936, 947-48 (Ala.
2003) (recognizing that plain error exists only if failure to
recognize the error would ‘seriously affect the fairness or
integrity of the judicial proceedings,’ and that the plainerror doctrine is to be ‘used sparingly, solely in those
circumstances in which a miscarriage of justice would
otherwise result’ (internal quotation marks omitted)).”
*4 Ex parte Brown, 11 So. 3d 933, 938 (Ala. 2008).
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Graham v. State, --- So.3d ---- (2019)
“ ‘The standard of review in reviewing a claim under the
plain-error doctrine is stricter than the standard used in
reviewing an issue that was properly raised in the trial court
or on appeal.’ Hall v. State, 820 So. 2d 113, 121 (Ala. Crim.
App. 1999), aff'd, 820 So. 2d 152 (Ala. 2001). Although
[the appellant's] failure to object at trial will not bar this
Court from reviewing any issue, it will weigh against any
claim of prejudice. See Dill v. State, 600 So. 2d 343 (Ala.
Crim. App. 1991), aff'd, 600 So. 2d 372 (Ala. 1992).”
Knight v. State, [Ms. CR-16-0182, August 10, 2018] ––– So.
3d ––––, –––– (Ala. Crim. App. 2018).
With these principles in mind, we review the claims raised by
Graham in her brief to this Court.
Guilt-Phase Issues
I.
Graham argues that her constitutional right to a speedy
trial was violated because, she says, more than eight years
elapsed between her arrest and her conviction. Graham was
arrested in July 2007 and sentenced in November 2015. She
further argues that there was no “manifest necessity” for
declaring a mistrial in her first trial; therefore, she asserts, her
constitutional right to be free from double jeopardy was also
violated.
A.
In determining whether a defendant has been denied his or
her constitutional right to a speedy trial, we apply the fourprong test announced by the United States Supreme Court in
Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101
(1972). We consider the following: (1) the length of the delay;
(2) the reasons for the delay; (3) the defendant's assertion of
his or her right to a speedy trial; and (4) the prejudice to the
defendant.
The Alabama Supreme Court, in Ex parte Walker, 928 So. 2d
259, 263 (Ala. 2005), noted:
“ ‘A single factor is not necessarily determinative, because
this is a “balancing test, in which the conduct of both
the prosecution and the defense are weighed.” ’ Ex parte
Clopton, 656 So. 2d [1243] at 1245 [ (Ala. 1995) ] (quoting
Barker [v. Wingo], 407 U.S. [514] at 530, 92 S.Ct. 2182
[ (1972) ]). We examine each factor in turn.”
928 So. 2d at 263.
Graham and the State agree that 8 years, or 96 months, passed
from the time that she was arrested until her conviction.
However, Graham ignores the fact that her first trial ended
in a mistrial. The intervening mistrial impacts the starting
date for examining the Barker v. Wingo factors. Under
the circumstances, Alabama has joined the majority of
jurisdictions, measuring the starting date for purposes of a
speedy-trial analysis from the declaration of a mistrial.
“ ‘[T]he time between a conviction and a reversal which
requires retrial is clearly not counted for speedy trial
purposes. See United States v. Ewell, 383 U.S. 116, 86 S.Ct.
773, 15 L.Ed.2d 627 (1966).’ United States v. Bizzard, 674
F.2d 1382 (11th Cir. 1982), cert. denied, 459 U.S. 973, 103
S.Ct. 305, 74 L.Ed.2d 286 (1982). Other states that base
their analysis of the speedy trial issue in [such a] situation
on the constitutional standards set forth in Barker v. Wingo,
407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), also
begin the period on the date of reversal, where appellate
action requires the retrial. State v. Ferguson, 576 So. 2d
1252 (Miss. 1991).”
*5 Nickerson v. State, 629 So. 2d 60, 63 (Ala. Crim. App.
1993). More recently, in Clancy v. State, 886 So. 2d 166,
171 (Ala. Crim. App. 2003), this Court, relying on Nickerson,
held that, when evaluating a speedy-trial claim after a mistrial,
the relevant starting date is the date of the declaration of the
mistrial.
“ ‘[F]or the purpose of determining whether a defendant
has been denied a speedy trial in a retrial, the time period
is measured from “the action occasioning the retrial.”
Nickerson v. State, 629 So. 2d 60, 62-63 (Ala. Crim. App.
1993).’ Weaver v. State, 763 So. 2d 972, 978 (Ala. Crim.
App. 1998). Clancy's second trial commenced on April 7,
2001. For purposes of our speedy-trial analysis, then, we
consider the approximately 19-month delay between the
mistrial and the second trial.”
886 So. 2d at 171.
Other courts apply the same analysis. See Greene v. State,
237 Md. App. 502, 515 n. 3, 186 A.3d 207, 214 n.3
(2018) (“[W]hen a mistrial is declared or when a case is
reversed on appeal, it is the time between the grant of
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Graham v. State, --- So.3d ---- (2019)
a mistrial (or mandate reversing the prior trial) and the
commencement of the subsequent trial date that is counted
in a speedy trial analysis.”); State v. White, 275 Kan. 580,
602, 67 P.3d 138, 153-54 (2003) (“The speedy trial statute,
K.S.A. 22-3402(4), dictates how time is to be computed
when the trial court grants a mistrial: ‘(4) in the event a
mistrial is declared or a conviction is reversed on appeal to
the supreme court or court of appeals, the time limitations
provided for herein shall commence to run from the date
the mistrial is declared or the date the mandate of the
supreme court or court of appeals is filed in the district
court.’ ”); People v. Merrihew, 755 N.Y.S.2d 462, 463, 301
A.D.2d 970, 971 (2003) (“[T]he criminal action is deemed
to have recommenced, thus triggering the speedy trial clock,
when a mistrial is declared and a new trial is ordered. ...”);
Jones v. State, 846 So. 2d 1041, 1045 (Miss. App. 2002)
(“The statutory right [to a speedy trial] is satisfied once
the defendant is brought to trial, even if that trial results
in a mistrial. Only the constitutional speedy trial analysis is
relevant thereafter.”).
“The State argues on appeal that any delay in [the
appellant's] first trial is irrelevant in an analysis of a speedy
trial claim. It cites the rule set forth in the American Bar
Association Project on Minimum Standards for Criminal
Justice, Speedy Trial, Section 2.2, (Approved Draft 1968),
which was adopted by this Court in State v. Sanders (1973),
163 Mont. 209, 214, 516 P.2d 372, 375:
“When time commences to run.
“The time for trial should commence running ...
“....
“ ‘(c) if the defendant is to be tried again following a
mistrial, an order for a new trial, or an appeal or collateral
attack, from the date of the mistrial, order granting a new
trial, or remand.’ ”
State v. Marquardt, 243 Mont. 133, 135, 793 P.2d 799, 800
(1990). 3
*6 1. Length of Delay. Shea was murdered on July 5,
2007, Graham was arrested on July 8, 2007, and Graham was
indicted on October 20, 2007. (C. 80.) Graham was originally
tried in September 2012, tried a second time in February 2015,
and convicted in March 2015. The delay in this case –- the
period between the mistrial and the second trial –- was 29
months, not the 96 months that Graham asserts applies in this
case.
“In Doggett v. United States, the United States Supreme
Court explained that the first factor -- length of delay -- ‘is
actually a double enquiry.’ 505 U.S. 647, 651, 112 S.Ct.
2686, 120 L.Ed.2d 520 (1992). The first inquiry under this
factor is whether the length of the delay is ‘ “presumptively
prejudicial.” ’ 505 U.S. at 652, 112 S.Ct. 2686 (quoting
Barker [v. Wingo], 407 U.S. [514] at 530-31, 92 S.Ct.
2182 [ (1972) ]). A finding that the length of delay is
presumptively prejudicial ‘triggers’ an examination of the
remaining three Barker factors. 505 U.S. at 652 n. 1, 112
S.Ct. 2686 (‘[A]s the term is used in this threshold context,
“presumptive prejudice” does not necessarily indicate a
statistical probability of prejudice; it simply marks the
point at which courts deem the delay unreasonable enough
to trigger the Barker enquiry.’). See also Roberson v. State,
864 So. 2d 379, 394 (Ala. Crim. App. 2002).”
Ex parte Walker, 928 So. 2d at 263-64.
“The Alabama Supreme Court in [Ex parte] Walker, [928
So. 2d 259 (Ala. 2005),] held that a 50-month delay
between arrest and trial was presumptively prejudicial. See
also State v. Van Wooten, 952 So. 2d 1176 (Ala. Crim. App.
2006) (29-month delay was presumptively prejudicial);
State v. Stovall, 947 So. 2d 1149 (Ala. Crim. App. 2006)
(41-month delay was presumptively prejudicial); Vincent
v. State, 607 So. 2d 1290 (Ala. Crim. App. 1992) (31month delay was presumptively prejudicial). Cf. State v.
Johnson, 900 So. 2d 482 (Ala. Crim. App. 2004) (28-month
delay not presumptively prejudicial); Payne v. State, 683
So. 2d 440 (Ala. Crim. App. 1995) (25-month delay was
not presumptively prejudicial).”
Sharifi v. State, 993 So. 2d 907, 922 (Ala. Crim. App.
2008). Thus, because the delay in this case was presumptively
prejudicial, we also examine the remaining Barker factors.
2. Reasons for the Delay. On September 25, 2012, a mistrial
was declared by Judge George R. Greene. Thereafter, Judge
Greene was granted a leave of absence for medical reasons.
In October 2012, Graham moved that she be immediately
released from custody and that all judges except Judge Greene
be disqualified from presiding over her retrial. (C. 360.) On
October 31, 2012, the Presiding Judge of the Russell Circuit
Court certified to the Chief Justice of the Alabama Supreme
Court that all the judges in that county had recused themselves
from the case and that a special judge was needed. (C. 365.)
On November 8, 2012, the Chief Justice appointed Judge
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Graham v. State, --- So.3d ---- (2019)
Jacob A. Walker III to preside over the case. (C. 366.) Judge
Walker set the case for a status conference on January 3, 2013.
In May 2013, Graham moved that the case against her be
dismissed because, she argued, the Double Jeopardy Clause
barred her retrial. (C. 380.) A lengthy hearing was held on
this motion. On July 13, 2013, Judge Walker issued a 17page order denying Graham's motion to dismiss. (C. 406.) On
July 16, 2013, Graham moved that the proceedings be stayed
pending the disposition of a petition for a writ of mandamus
that she intended to file in an appellate court. The circuit court
granted that motion and stayed all proceedings on July 17,
2013. On July 26, 2013, Graham filed a petition for a writ
of mandamus in this Court attacking the circuit court's ruling
denying her motion to dismiss. By order dated October 2,
2013, this Court denied mandamus relief. Ex parte Graham
(No. CR-12-1690, October 2, 2013), 173 So. 3d 12 (Ala.
Crim. App. 2013)(table). Graham then filed a similar petition
in the Alabama Supreme Court. On August 8, 2014, the
Alabama Supreme Court likewise denied mandamus relief.
Ex parte Graham (No. 1130052, August 8, 2014), 194 So. 3d
991 (Ala. 2014)(table).
*7 Immediately after the mandamus proceedings were
concluded, the State moved that a date be set for Graham's
retrial. (C. 469.) Graham was tried in February 2015 and
convicted in March 2015.
The majority of the delay in this case was based on motions
and extraordinary petitions filed by Graham. “ ‘ “Delays
occasioned by the defendant or on his behalf are excluded
from the length of the delay and are heavily counted against
the defendant in applying the balancing test of Barker.” ’ ”
Walker, 928 So. 2d at 265, quoting Zumbado v. State, 615
So. 2d 1223, 1234 (Ala. Crim. App. 1993), quoting in turn
McCallum v. State, 407 So. 2d 865, 868 (Ala. Crim. App.
1981).
3. Assertion of Right. Graham did not file any motion for a
speedy trial. Indeed, she never asserted her right to a speedy
trial. In fact, the record shows that on January 3, 2013,
Graham's counsel specifically stated: “[T]here is, in fact, an
agreement we would waive a speedy trial.” (R. 23.)
4. Prejudice to Defendant. Graham argues that she was
prejudiced by the delay because (1) the judge handling the
case was forced to declare a mistrial; (2) one of the State
witnesses, Warren Thompson, passed away; and (3) she was
held without bond until 2013. However, Graham makes no
argument as to how she was prejudiced by these three factors.
First, the mistrial was declared due to the judge's medical
problem and the judge's indefinite leave of absence. Second,
Thompson testified in Graham's first trial and was subjected
to cross-examination, and his testimony was admitted into
evidence at Graham's second trial. Third, Graham was first
granted bond in September 2010 well before the date she cites
in her brief to this Court.
Based on our weighing of the Barker factors, we hold that
Graham was not denied her constitutional right to a speedy
trial. Graham is due no relief on this claim.
B.
Graham also argues that her double jeopardy rights were
violated because, she says, there was no “manifest necessity”
for declaring a mistrial in her first trial.
The record shows that in May 2013 Graham moved that the
charges against her be dismissed based on double-jeopardy
grounds. The circuit judge denied that motion, and this
Court denied mandamus relief on that basis. When denying
Graham's mandamus petition, this Court stated:
“Judge [Jacob] Walker, in his order, discussed the four
considerations addressed by the Alabama Supreme Court
in Ex parte Head, 958 So. 2d 860 (Ala. 2006), when
considering whether a retrial was barred: (1) Whether the
trial judge acted in Graham's best interest; (2) Whether
alternatives to a mistrial were considered; (3) Whether
Graham was given an opportunity to explain [her] position
on the mistrial; and (4) Whether the declaration of a mistrial
denied Graham the right to ‘ “retain primary control of the
course to be followed” in the event of an error at trial.’ 958
So. 2d at 866-67.
“Judge [George] Greene testified that he has had diabetes
for 15 years and at the time of Graham's trial he had a
‘vitreous hemorrhage in his right eye,’ which resulted in
headaches and blurred vision for distant objects. He said
that he knew he needed medical treatment but that he
delayed treatment to complete the trial. After consulting
with the Presiding Judge of that circuit, he said he was
‘ordered’ to declare a mistrial because of his ‘medical
status.’ Judge Johnson testified that he was aware of Judge
Greene's past medical problems, that he had been alerted
that Judge Greene was sleeping during voir dire, that he
urged Judge Greene to seek medical help, and that he did
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Graham v. State, --- So.3d ---- (2019)
not order Judge Greene to declare a mistrial. There was
also testimony that there was no other judge in the circuit
that could handle Graham's case if a mistrial had not been
declared. Judge Walker found that he was ‘unable to reach
a clear determination about whether the defense was given
an opportunity to object prior to the declaration of the
mistrial; therefore, this factor does not lend any guidance
towards whether manifest necessity existed.’ Judge Walker
stated: ‘[i]t appears that the mistrial was not declared to
protect the interests of any one individual; it was declared
out of a need to protect the rights of all parties, including
the immediate health concerns of Judge Greene, and to
promote the substantial ends of public justice.’
*8 “Graham failed to meet her heavy
burden of establishing a clear legal
right to the issuance of a writ of
mandamus.”
(Order of October 2, 2013.)
On appeal, the State argues that this Court's ruling on
Graham's petition for the writ of mandamus constitutes the
law of the case and is binding on this Court in this appeal. It
relies on Arthur v. State, 238 So. 3d 1276 (Ala. Crim. App.
2017), to support this argument.
This Court in Arthur held that the Alabama Supreme Court's
prior determination “that Arthur's declaratory-judgment
action [was] in substance a Rule 32, Ala. R. Crim. P., petition”
was the law of the case. 238 So. 3d at 1278. Our holding in
Arthur has no application to the facts of this case because it
did not involve a ruling on an extraordinary petition and a
subsequent direct appeal involving the same issue in the same
case.
Indeed, the Alabama Supreme Court in Ex parte Shelton, 814
So. 2d 251 (Ala. 2001), specifically held that the previous
denial of a mandamus petition raising the same issue does not
invoke the law-of-the-case doctrine. The Court stated:
“[T]his Court has held, ‘the denial [of a petition for a writ
of mandamus] does not operate as a binding decision on
the merits.’ R.E. Grills, Inc. v. Davison, 641 So. 2d 225,
229 (Ala. 1994). ‘[T]he denial of relief by mandamus does
not have res judicata effect.’ Cutler v. Orkin Exterminating
Co., 770 So. 2d 67, 69 (Ala. 2000); Jack Ingram Motors,
Inc. v. Ward, 768 So. 2d 362 (Ala. 1999); Quality Truck &
Auto Sales, Inc. v. Yassine, 730 So. 2d 1164, 1167 (Ala.
1999).”
814 So. 2d at 255. This is true because the standard of review
when considering a petition for a writ of mandamus is stricter
than the standard for reviewing an issue on direct appeal.
Other states have reached this same conclusion. For example,
the Oklahoma Supreme Court in Miller Dollarhide, P.C. v.
Tal, 174 P.3d 559 (Okla. 2006), stated:
“Our sister jurisdictions considering this issue have
generally adopted the rule that a denial of a writ of
mandamus by a supervisory court, without opinion, is
not entitled to preclusive effect. The Supreme Court of
Alabama in In re Shelton, 814 So. 2d 251, 255 (Ala. 2001),
has taken the position that ‘the denial of a petition for a writ
of mandamus does not operate as a binding decision on the
merits.’ Likewise, the Supreme Court of California reached
a similar conclusion in Kowis v. Howard, 3 Cal. 4th 888,
12 Cal. Rptr. 2d 728, 838 P. 2d 250, 256 (1992):
“ ‘... if the denial followed a less rigorous procedure,
[than that of full argument and opinion], it should not
establish law of the case. To be sure, the court on a later
appeal might often reach the same result as before. But it
is not required to do so by the law of the case doctrine ...
A summary denial of a writ petition does not establish
law of the case whether or not that denial is intended to
be on the merits or is based on some other reason. ...’
“The Federal Courts have adopted a
similar approach.”
174 P.3d at 564-65. See also Annot., Judgment Granting or
Denying Writ of Mandamus or Prohibition as Res Judicata,
21 A.L.R. 3d 206 (Supp. 2003).
Nonetheless, we reach the same holding that this Court
reached when it issued its order denying Graham's mandamus
petition. A mistrial was properly declared because the trial
judge had a medical problem and there was no other judge in
that circuit who could preside over Graham's trial.
*9 “[T]he accused may be subjected to a second trial only
where the prosecutor can demonstrate manifest necessity for
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Graham v. State, --- So.3d ---- (2019)
terminating the first trial.” Ex parte Whirley, 530 So. 2d 865,
868 (Ala. 1988).
“The words ‘manifest necessity’ appropriately characterize
the magnitude of the prosecutor's burden. For that reason
Mr. Justice Story's classic formulation of the test has been
quoted over and over again to provide guidance in the
decision of a wide variety of cases. Nevertheless, those
words do not describe a standard that can be applied
mechanically or without attention to the particular problem
confronting the trial judge. Indeed, it is manifest that
the key word ‘necessity’ cannot be interpreted literally;
instead, contrary to the teaching of Webster, we assume
that there are degrees of necessity and we require a ‘high
degree’ before concluding that a mistrial is appropriate.”
Arizona v. Washington, 434 U.S. 497, 505-06, 98 S.Ct. 824,
54 L.Ed.2d 717 (1978)(footnotes omitted).
“Because the illness of the judge rendered completion of
the trial by the original tribunal effectively impossible, there
was no method by which appellant's ‘valued right to have
his trial completed by a particular tribunal,’ United States v.
Jorn, 400 U.S. 470, 484, 91 S.Ct. 547, 557, 27 L.E.2d 543
(1971)(plurality opinion)(Harlan, J.) could be reconciled with
the public interest in obtaining the adjudication of guilt or
innocence.” Commonwealth v. Robson, 461 Pa. 615, 623, 337
A. 2d 573, 577 (1975).
“[W]e hold that when, as in this case, the trial judge has
become so seriously ill as to be confined to a hospital, and
when it is expected that he may be required to remain in the
hospital for more than one day (and in this case did remain
for one week), the state, upon proof of such fact (which
are admitted in this case), has sustained its burden to show
that there was such a ‘manifest necessity’ as to justify the
dismissal of the jury and avoid the bar of double jeopardy.”
State v. Cole, 286 Or. 411, 424, 595 P.2d 466, 473 (1979).
See also United States v. Holley, 986 F.2d 100, 104 (5th
Cir. 1993) (“[M]anifest necessity for mistrial exists where
judge or juror cannot attend because of illness or death.”);
Commonwealth v. Hunter, 381 Pa. Super. 499, 505, 554
A.2d 112, 115 (1989) (“Circumstances in which retrial was
justified by manifest necessity include ‘jury deadlock, jury
bias and illness of the judge or jury.’ ”); State ex rel. Brooks v.
Worrell, 156 W.Va. 8, 11-12, 190 S.E.2d 474, 476 (1972) (“[I]t
has been held that where unforeseeable circumstances arise
during the trial of a case, such as, illness or death of a juror,
the accused, the judge or counsel, making the completion
of the trial impossible, a manifest necessity to discharge
the jury will exist and the declaration of a mistrial will be
justified.”); United States v. Smith, 390 F.2d 420, 425 (4th Cir.
1968) (“It is manifestly necessary to curtail a trial when ... a
participant in the proceedings dies or becomes ill. ...”); State
v. Malouf, 199 Tenn. 496, 504, 287 S.W.2d 79, 82 (1956) (“It
is now universally held that a dismissal of a jury without [the
defendant's] consent will not acquit the defendant when the
jury has been unable to agree or if it is done on account of the
illness or death of the trial judge. ...”).
*10 Accordingly, we affirm this Court's holding that
Graham's right to be free from double jeopardy was not
violated in this case because a manifest necessity existed for
declaring a mistrial in Graham's original trial. Graham is due
no relief on this claim.
II.
Graham next argues that the circuit court erred in “reopening
the suppression hearing.” (Graham's brief at p. 35.)
Specifically, she argues that the circuit court's ruling in
her first trial on the merits of her motion to suppress the
contents of a conversation with her husband should not
have been reconsidered during her retrial because, she says,
“the principles of collateral estoppel” barred the court from
reconsidering the issue.
In Graham's first trial, the circuit court granted Graham's
motion to suppress because, it ruled, the conversation was
protected by marital privilege. 4 However, in the second
trial the circuit court denied Graham's motion to suppress
after finding that Graham knew that her conversation
with her husband was being recorded; therefore, the court
concluded, the conversation was not a confidential marital
communication.
“ ‘A mistrial is the equivalent of no trial and leaves the
cause pending in the circuit court. State v. Smith, 336 S.C.
39, 518 S.E.2d 294 (Ct. App. 1999). It leaves the parties
“as though no trial had taken place.” Grooms v. Zander,
246 S.C. 512, 514, 144 S.E.2d 909, 910 (1965) (rulings
of trial judge in proceeding ending in mistrial represent
no binding adjudication upon the parties as the mistrial
leaves the parties in status quo ante). A court ruling as to
admissibility and competency of testimony during a trial
which is later declared a mistrial results “in no binding
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Graham v. State, --- So.3d ---- (2019)
adjudication of the rights of the parties.” Keels v. Powell,
213 S.C. 570, 572, 50 S.E.2d 704, 705 (1948).
“ ‘....
“ ‘Here, the case having resulted in a mistrial, it was a
nullity and therefore began anew when called again for
trial. State v. Mills, 281 S.C. 60, 314 S.E.2d 324, cert.
denied 469 U.S. 930, 105 S.Ct. 324, 83 L.Ed.2d 261 (1984)
(when mistrial occurs because of inability of jury to agree
on verdict, it is the same as if no trial took place).’ ”
Morris v. State, 60 So. 3d 326, 361-62 (Ala. Crim. App. 2010),
quoting State v. Woods, 382 S.C. 153, 157-58, 676 S.E.2d
128, 131 (2009). See also State v. Knight, 245 N.C. App.
532, 538, 785 S.E.2d 324, 331 (2016) (“[W]hen a defendant
is retried following a mistrial, prior evidentiary rulings are
not binding. State v. Harris, 198 N.C. App. 371, 376, 679
S.E.2d 464, 468 (2009). Indeed, once a mistrial has been
declared, ‘in legal contemplation there has been no trial.’ ”);
State v. Campbell, 414 N.J. Super. 292, 298, 998 A.2d 500,
504 (2010) (“ ‘[T]he declaration of mistrial rendered nugatory
all of the proceedings during the first trial,’ ... Further, ‘[a]
mistrial is not a judgment or order in favor of any of the
parties. It lacks the finality of a judgment, and means that the
trial itself was a nullity.’ ”).
The circuit court did not abuse its considerable discretion in
5
issuing a different ruling on this issue during the retrial.
Indeed, because all the rulings in the first trial were by legal
definition a nullity, the circuit court correctly reconsidered
every evidentiary issue that was presented at Graham's second
trial. Graham is entitled to no relief on this claim.
III.
*11 Next, Graham argues that death-qualifying the
prospective jurors resulted in a conviction-prone jury and
disproportionately excluded minorities and women.
The United States Supreme Court in Lockhart v. McCree, 476
U.S. 162, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986), held that
prospective jurors in a capital-murder case may be “deathqualified.” Alabama has repeatedly upheld this practice.
“A jury composed exclusively of jurors who have been
death-qualified in accordance with the test established in
Wainwright v. Witt, 469 U.S. 412, 105 S.Ct. 844, 83
L.Ed.2d 841 (1985), is considered to be impartial even
though it may be more conviction prone than a non-deathqualified jury. Williams v. State, 710 So. 2d 1276 (Ala.
Cr. App. 1996). See Lockhart v. McCree, 476 U.S. 162,
106 S.Ct. 1758, 90 L.Ed.2d 137 (1986). Neither the federal
nor the state constitution prohibits the state from ... deathqualifying jurors in capital cases. Id.; Williams; Haney v.
State, 603 So. 2d 368, 391–92 (Ala. Cr. App. 1991), aff'd,
603 So. 2d 412 (Ala. 1992), cert. denied, 507 U.S. 925, 113
S.Ct. 1297, 122 L.Ed.2d 687 (1993).”
Davis v. State, 718 So. 2d 1148, 1157 (Ala. Crim. App. 1995)
(opinion on return to remand).
The circuit court correctly allowed the prospective jurors to be
death-qualified concerning their views on capital punishment.
Graham is due no relief on this claim.
IV.
Graham next argues that the circuit court erred in refusing to
remove prospective juror E.P. 6 for cause because, she says,
E.P. indicated that she was a good friend of Sheriff Heath
Taylor and would place great weight on his testimony because
she knew him to be truthful.
The record shows that E.P. indicated during voir dire
examination that she had been good friends with Sheriff
Taylor for many years. The following occurred:
“[Defense counsel]: The fact that the Sheriff, he's -– he's the
prosecuting agent on this case, he's going to be a witness
in this case. The fact that you know him, and I assume you
known him -– have known him over the years, would you
be able to sit on a jury where he is a witness, where he is
the prosecuting agent, and still be fair and impartial to Ms.
Graham?
“[E.P.]: I can.”
(R. 2047.) Later during voir dire, the following occurred:
“[Defense counsel]: You said that you have been close
friends for a long time with Sheriff Taylor.
“[E.P.]: Yes, ma'am.
“[Defense counsel]: And that y'all would be maybe on a
first name basis.
“[E.P.]: That's correct.
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Graham v. State, --- So.3d ---- (2019)
“[Defense counsel]: Do you think that if he's the case agent
and he testified in this case, would you be more likely to
give his testimony more weight than you would any other
witness, like all other things being equal, just because you
know him and are friends with him?
“[E.P.]: I can tell you that I trust him.
“[Defense counsel]: Well -– and that's my question. Would
your knowledge of him and your opinion of him, would
you tend to weigh that and take what he said over another
witness that maybe you did not know their reputation, had
not been friends with them?
“[E.P.]: I believe that I would.
“[Defense counsel]: Okay. And I know you said you would
try to be fair.
*12 “[E.P.]: Yes.
“[Defense counsel]: But that would be something that
would just be natural?
“[E.P.]: I understand.”
(R. 2085-87.) Immediately after the above exchange, defense
counsel moved that E.P. be struck for cause. (R. 2087.) The
circuit court denied Graham's challenge and indicated that
placing more weight on Sheriff Taylor's testimony was not
a sufficient reason to remove E.P. for cause. (R. 2093.) E.P.
was not questioned further about her comments concerning
the weight she would attach to Sheriff Taylor's testimony.
However, E.P. did not serve on Graham's jury -- Graham used
her second peremptory strike to remove E.P. (R. 2535.)
“To justify a challenge for cause, there must be a proper
statutory ground or ‘ “some matter which imports absolute
bias or favor, and leaves nothing to the discretion of the
trial court.” ’ Clark v. State, 621 So. 2d 309, 321 (Ala. Cr.
App. 1992) (quoting Nettles v. State, 435 So. 2d 146, 149
(Ala. Cr. App. 1983)). This court has held that ‘once a juror
indicates initially that he or she is biased or prejudiced or
has deepseated impressions’ about a case, the juror should
be removed for cause. Knop v. McCain, 561 So. 2d 229,
234 (Ala. 1989). The test to be applied in determining
whether a juror should be removed for cause is whether the
juror can eliminate the influence of his previous feelings
and render a verdict according to the evidence and the law.
Ex parte Taylor, 666 So. 2d 73, 82 (Ala. 1995). A juror
‘need not be excused merely because [the juror] knows
something of the case to be tried or because [the juror] has
formed some opinions regarding it.’ Kinder v. State, 515
So. 2d 55, 61 (Ala. Cr. App. 1986).”
Ex parte Davis, 718 So. 2d 1166, 1171-72 (Ala. 1998).
This Court has recognized that
“ ‘[a] juror ... who will unquestionably credit the testimony
of law enforcement officers over that of defense witnesses
is not competent to serve.’ State v. Davenport, 445 So. 2d
1190, 1194 (La. 1984). See also State v. Nolan, 341 So. 2d
885 (La. 1977); State v. Thompson, 331 So. 2d 848 (La.
1976); State v. Johnson, 324 So. 2d 349 (La. 1975); State
v. Jones, 282 So. 2d 422 (La. 1973); State v. Williams, 643
S.W.2d 832, 834 (Mo. App. 1982). ‘A juror who will not
be governed by the established rules as to the weight and
effect of the evidence is incompetent.’ Watwood v. State,
389 So. 2d 549, 550 (Ala. Cr. App.), cert. denied, Ex parte
Watwood, 389 So. 2d 552 (Ala. 1980).”
Uptain v. State, 534 So. 2d 686, 687 (Ala. Crim. App. 1988),
abrogated on other grounds by Bethea v. Springhill Mem'l
Hosp., 833 So. 2d 1 (Ala. 2002).
A prospective juror who responds that he or she will credit
the testimony of a police officer more than the testimony of
other witnesses may subsequently be rehabilitated; here, E.P.
was asked no further questions. See Sharifi v. State, 993 So.
2d 907, 926 (Ala. Crim. App. 2008). E.P. should have been
removed for cause based on her comments concerning the
credibility of Sheriff's Taylor's testimony.
However, the Alabama Supreme Court has recognized that
the harmless-error rule applies to a circuit court's failure to
remove a prospective juror for cause. In Bethea v. Springhill
Memorial Hospital, 833 So. 2d 1 (Ala. 2002), the Alabama
Supreme Court returned to the harmless-error analysis when
reviewing a circuit court's denial of a motion to remove a
prospective juror for cause.
*13 “The application of a ‘harmless-error’ analysis to a
trial court's refusal to strike a juror for cause is not new to
this Court; in fact, such an analysis was adopted as early
as 1909:
“ ‘The appellant was convicted of the crime of murder in
the second degree. While it was error to refuse to allow
the defendant to challenge the juror C.S. Rhodes for
cause, because of his having been on the jury which had
tried another person jointly indicted with the defendant,
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Graham v. State, --- So.3d ---- (2019)
yet it was error without injury, as the record shows that
the defendant challenged said juror peremptorily, and
that, when the jury was formed the defendant had not
exhausted his right to peremptory challenges.’
“Turner v. State, 160 Ala. 55, 57, 49 So. 304, 305 (1909).
However, in Swain v. Alabama, 380 U.S. 202, 219, 85 S.Ct.
824, 13 L.Ed.2d 759 (1965), overruled on other grounds,
Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90
L.Ed.2d 69 (1986), the United States Supreme Court stated,
in dicta, that ‘[t]he denial or impairment of the right is
reversible error without a showing of prejudice.’ (Emphasis
added.) Some decisions of this Court as well as of the
Alabama Court of Criminal Appeals reflect an adoption of
this reasoning. See Dixon v. Hardey, 591 So. 2d 3 (Ala.
1991); Knop v. McCain, 561 So. 2d 229 (Ala. 1989); Ex
parte Rutledge, 523 So. 2d 1118 (Ala. 1988); Ex parte
Beam, 512 So. 2d 723 (Ala. 1987); Uptain v. State, 534 So.
2d 686, 688 (Ala. Crim. App. 1988) (quoting Swain and
citing Beam and Rutledge); Mason v. State, 536 So. 2d 127,
129 (Ala. Crim. App. 1988) (quoting Uptain).
“... [T]his Court has returned to the ‘harmless-error’
analysis articulated in the Ross v. Oklahoma, 487 U.S. 81,
108 S.Ct. 2273, 101 L.Ed.2d 80 (1988), and [United States
v.] Martinez–Salazar, 528 U.S. 304, 120 S.Ct. 774, 145
L.Ed.2d 792 (2000), decisions. Because a defendant has no
right to a perfect jury or a jury of his or her choice, but
rather only to an ‘impartial’ jury, see Ala. Const. 1901 § 6,
we find the harmless-error analysis to be the proper method
of assuring the recognition of that right.
“In this instance, even if the Betheas
could demonstrate that the trial court
erred in not granting their request
that L.A.C. be removed from the
venire for cause (an issue we do
not reach), they would need to show
that its ruling somehow injured them
by leaving them with a less-thanimpartial jury. The Betheas do not
proffer any evidence indicating that the
jury that was eventually impaneled to
hear this action was biased or partial.
Therefore, the Betheas are not entitled
to a new trial on this basis.”
Bethea, 833 So. 2d at 6-7 (footnotes omitted). But see Ex
parte Colby, 41 So. 3d 1 (Ala. 2009); General Motors Corp. v.
Jernigan, 883 So. 2d 646 (Ala. 2003) (harmless-error analysis
does not apply when the circuit court erroneously denies
challenges for cause of multiple jurors).
Other jurisdictions have also applied the harmless-error rule
to a court's erroneous failure to remove a prospective juror
for cause after that prospective juror was removed by a
peremptory strike.
“[I]n State v. Barlow, we held that even if the failure to
dismiss a juror for cause was erroneous, any error was
cured by the defendant's exercise of a peremptory challenge
to remove the juror. 541 N.W.2d 309, 312–13 (Minn. 1995).
We noted that ‘[t]he peremptory [challenge] served the
purpose for which it is intended and the potential juror did
not serve on defendant's jury.’ Id. at 312. We concluded that
the necessity to exercise a peremptory challenge to strike
a juror whom the district court had erroneously refused to
remove for cause does not deprive the defendant of a fair
trial. Id. at 311 (citing Ross v. Oklahoma, 487 U.S. 81, 89,
108 S.Ct. 2273, 101 L.Ed.2d 80 (1988)).”
*14 State v. Prtine, 784 N.W.2d 303, 311 (Minn. 2010).
See also State v. Kang, 859 So. 2d 649, 652 (La. 2003)
(“Generally, an individual who will unquestionably credit the
testimony of law enforcement officers over that of defense
witnesses is not competent to serve as a juror.”); State v.
Bingham, 176 Ariz. 146, 147, 859 P.2d 769, 770 (1993) (“A
juror's inclination to credit the testimony of police officers
more than other witnesses is grounds for dismissing that
juror.”); State v. Stewart, 729 S.W.2d 246, 247 (Mo. Ct. App.
1987) (“[J]uror Larson indicated she would ... accord police
testimony greater weight than that of other witnesses. ... [W]e
are certain [the court] erred in refusing to strike Larson for
cause.”).
In her brief, Graham argues that a harmless-error analysis
should not apply in this case because, she says, she was
sentenced to the ultimate penalty and is entitled to heightened
scrutiny on this claim. However, this Court has repeatedly
relied on the harmless-error rule in death-penalty cases
involving the erroneous strike of a prospective juror for cause.
See Henderson v. State, 248 So. 3d 992 (Ala. Crim. App.
2017); Scott v. State, 163 So. 3d 389 (Ala. Crim. App. 2012);
Doster v. State, 72 So. 3d 50 (Ala. Crim. App. 2010); Hyde v.
State, 13 So. 3d 997 (Ala. Crim. App. 2007).
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Graham v. State, --- So.3d ---- (2019)
In a footnote, Graham further states: “As a result, Ms. Graham
did not have strikes available to remove J.Z. and B.V., who
both said they would expect Ms. Graham to testify and make
her ‘voice heard.’ ” (Graham's brief at p. 85 n. 23.) This is the
entire argument on this claim. However, we have examined
the record and find no evidence indicating that the jury that
convicted Graham was biased or impartial. Accordingly, any
error in the circuit court's failure to remove prospective juror
E.P. for cause was harmless based on the Alabama Supreme
Court's holding in Bethea v. Springhill Memorial Hospital.
Graham is due no relief on this claim.
V.
Graham next argues that the State violated Batson v.
Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986),
by improperly using its peremptory strikes to remove AfricanAmerican prospective jurors from her jury.
The United States Supreme Court in Batson held that it was
a violation of the Equal Protection Clause of the United
States Constitution to strike an African-American individual
from an African-American defendant's jury based solely on
their race. This holding was extended to white defendants in
Powers v. Ohio, 499 U.S. 400, 111 S.Ct. 1364, 113 L.Ed.2d
411 (1991); to defense counsel in criminal cases in Georgia
v. McCollum, 505 U.S. 42, 112 S.Ct. 2348, 120 L.Ed.2d
33 (1992); and to gender in J.E.B. v. Alabama, 511 U.S.
127, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994). The Alabama
Supreme Court extended this holding to white prospective
jurors in White Consolidated Industries, Inc. v. American
Liberty Insurance, Inc., 617 So. 2d 657 (Ala. 1993).
Here, Graham did not make a Batson objection after the jury
was selected. Thus, we review this issue for plain error. See
Rule 45A, Ala. R. App. P.
“To find plain error in the Batson [v. Kentucky, 476 U.S.
79 (1986),] context, we first must find that the record raises
an inference of purposeful discrimination by the State in
the exercise of its peremptory challenges. E.g., Saunders v.
State, 10 So. 3d 53, 78 (Ala. Crim. App. 2007). Where the
record contains no indication of a prima facie case of racial
discrimination, there is no plain error. See, e.g., Gobble v.
State, 104 So. 3d 920, 949 (Ala. Crim. App. 2010).”
Henderson v. State, 248 So. 3d 992, 1016 (Ala. Crim. App.
2017). See also Blackmon v. State, 7 So. 3d 397, 425 (Ala.
Crim. App. 2005) (opinion on rehearing). 7
*15 “In [Ex parte] Branch, [526 So. 2d 609 (Ala. 1987),]
this Court discussed a number of relevant factors ...
to establish a prima facie case of racial discrimination;
those factors are likewise applicable in the case of a
defendant seeking to establish gender discrimination in
the jury selection process. Those factors, stated in a
manner applicable to gender discrimination, are as follows:
(1) evidence that the jurors in question shared only the
characteristic of gender and were in all other respects as
heterogenous as the community as a whole; (2) a pattern
of strikes against jurors of one gender on the particular
venire; (3) the past conduct of the state's attorney in
using peremptory challenges to strike members of one
gender; (4) the type and manner of the state's questions
and statements during voir dire; (5) the type and manner
of questions directed to the challenged juror, including a
lack of questions; (6) disparate treatment of members of
the jury venire who had the same characteristics or who
answered a question in the same manner or in a similar
manner; and (7) separate examination of members of the
venire. Additionally, the court may consider whether the
State used all or most of its strikes against members of one
gender.”
Ex parte Trawick, 698 So. 2d 162, 167–68 (Ala. 1997).
“[N]umbers and statistics do not, alone, establish a prima
facie case of racial discrimination.” Petersen v. State, [Ms.
CR-16-0652, January 11, 2019] ––– So. 3d ––––, –––– (Ala.
Crim. App. 2019).
Here, after prospective jurors were excused for cause, the
venire consisted of 45 prospective jurors –- 20 AfricanAmerican prospective jurors and 25 white prospective jurors.
The State and Graham each had 15 peremptory strikes. The
State used 12 or its strikes to remove African-American
prospective jurors and 3 of its strikes to remove white
prospective jurors. 8 Defense counsel used 14 of its strikes
to remove white prospective jurors and used its last strike
to remove an African-American prospective juror. Graham's
jury was composed of five African-American jurors and
seven white jurors.
The record shows that the voir dire of the prospective
jurors was extensive and consists of over 2,100 pages of
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Graham v. State, --- So.3d ---- (2019)
the record. (R. 393-2534.) Prospective jurors also completed
juror questionnaires. (C. 280-301.)
It is clear from the record that African-American prospective
jurors D.D., T.R., J.S., L.M., T.L., and T.K. indicated on
their juror questionnaires that they had close relatives that
had convictions. African-American prospective jurors F.B.,
C.B., D.D., T.L., C.L., L.M., J.S., and S.R. indicated on
their questionnaires that they had only a “fair” or “poor”
opinion of lawyers. Prospective juror C.L. also indicated both
during voir dire examination and in her questionnaire that
she did not believe in the court system, and she appeared
adamant about this view. (R. 531.) Prospective juror F.B. also
stated that she would rather not sit on a death-penalty case,
that she had a sister who had been murdered, that she had
been the victim of a crime, and that she had heard about
the case. African-American prospective juror R.H. indicated
that she had previously served on a criminal jury. AfricanAmerican prospective juror B.W. indicated that it would
bother him if the defendant did not testify. Prospective juror
B.W. also failed to answer a great deal of the questions in his
questionnaire.
*16 “The above reasons, which are readily discernible
from the record, were all race-neutral reasons. ‘The
fact that a family member of the prospective juror has
been prosecuted for a crime is a valid race-neutral
reason.’ Yelder v. State, 596 So. 2d 596, 598 (Ala.
Crim. App. 1991). ‘[A] veniremember's connection with
or involvement in criminal activity may serve as a raceneutral reason for striking that veniremember.’ Wilsher v.
State, 611 So. 2d 1175, 1183 (Ala. Crim. App. 1992). ‘
“That a veniremember has reservations about the death
penalty, though not sufficient for a challenge for cause, may
constitute a race-neutral and reasonable explanation for the
exercise of a peremptory strike.” ’ Fisher v. State, 587 So.
2d 1027, 1036 (Ala. Crim. App. 1991).”
Bohannon v. State, 222 So. 3d 457, 482 (Ala. Crim. App.
2015). It is a valid race-neutral reason to strike a prospective
juror who has a “ ‘chip on her shoulder’ regarding the
judicial system.” Zumbado v. State, 615 So. 2d 1223, 1232
(Ala. Crim. App. 1993). “Failure to answer questions on a
juror questionnaire is a race-neutral reason for a peremptory
strike.” Martin v. State, 62 So. 3d 1050, 1063 (Ala. Crim. App.
2010).
“[T]he [Ex parte] Watkins[, 509 So. 2d 1074 (Ala. 1987),]
Court established that when nothing in the record supports the
bare allegation that a constitutional violation occurred, a court
cannot find plain error.” Ex parte Walker, 972 So. 2d 737,
754 (Ala. 2007). Based on the record in this case, we cannot
say that there was plain error in regard to Graham's Batson
argument. Thus, Graham is due no relief on this claim.
VI.
Graham next argues that the circuit court erred in allowing
her conversation with her husband to be admitted into
evidence because, she says, the conversation was a privileged
conversation between a husband and wife. She cites Rule
504(b), Ala. R. Evid., and the United States Supreme Court
case of Blau v. United States, 340 U.S. 332, 71 S.Ct. 301, 95
L.Ed. 306 (1951), to support her argument. Graham further
argues that the conversation was the functional equivalent of
a police interrogation; therefore, she asserts, the contents of
the conversation were improperly admitted because Graham
was not given her Miranda 9 rights before the start of the
conversation.
A.
In Alabama, “the husband-wife privilege” is addressed in
Rule 504, Ala. R. Evid. That rule provides, in pertinent part:
“(b) General Rule or Privilege. In any civil or criminal
proceeding, a person has a privilege to refuse to testify, or
to prevent any person from testifying, as to any confidential
communication made by one spouse to the other during the
marriage.
“(c) Who May Claim the Privilege. The privilege may be
claimed by either spouse, the lawyer for either spouse in
that spouse's behalf, the guardian or conservator of either
spouse, or the personal representative of a deceased spouse.
The authority of those named to claim the privilege in the
spouse's behalf is presumed in the absence of evidence to
the contrary.” 10
The United States Supreme Court in Blau v. United States,
340 U.S. 332, 333, 71 S.Ct. 301, 95 L.Ed. 306 (1951),
recognized that “martial communications are presumptively
confidential” but the privilege may be waived.
*17 The record shows that after Walton confessed that
Graham had solicited him to kill Shea the police interviewed
Graham at the police station. Immediately before the
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Graham v. State, --- So.3d ---- (2019)
interview, Kevin Graham, Graham's husband, asked if he
could speak with Graham because, he said, he could get her
to tell the truth about her involvement in their daughter's
death. (R. 2585.) Kevin entered the interrogation room where
Graham was located and the two had a lengthy discussion
before police formally questioned Graham. (C. 1109-41.)
Graham moved that the statements be suppressed because
she “claimed marital privilege as to any conversations
between she and her husband, Kevin Graham.” (R. 160.) The
prosecutor countered:
“The fundamental element for the privilege -– for marital
privilege is that there is a confidentiality. When a –conversation or a statement without regard to the privilege
-–attorney/client position, patient, marital privilege, when
that conversation is knowingly published their -– their
confidentiality is extinguished. There is no confidentiality
on that. It's clear that both Kevin Graham and Lisa Graham
knew that this conversation was being video and audio
recorded. It's also apparent that there are times during
the course of that interview when Lisa Graham makes
an attempt to whisper so that it will not be heard. It's
absolutely apparent she knew that this conversation was
being published. There is no confidentiality. There is no
privilege.”
(R. 2673-74.) The circuit court allowed the conversation to be
admitted after it found clear indications that the privilege had
been waived because, it found, the Grahams were both aware
that their conversation was being recorded. (R. 2677.)
In the conversation, Graham said that she met Walton at a
library and gave him a gun. However, she said that she thought
that Walton was going to use the gun to kill her husband's
girlfriend -- Ieisha Hodge. The conversation consisted mostly
of the two questioning why Graham was asked to the police
station. Kevin indicated at one point that Walton killed Shea
to get back at them after they had fired Walton.
This Court in Johnson v. State, 584 So. 2d 881 (Ala. Crim.
App. 1991), addressed a similar issue and held that there
was no privilege because the conversation between the two
spouses occurred in the presence of police. We stated:
“The appellant contends that the transcript of the
conversation between him and his wife that occurred
in the Albertville detectives' room in the presence of
Detectives Edsel Whitten and Tommy Cole was introduced
in violation of the marital privilege. Specifically, he argues
that this transcript was improperly admitted because the
police did not advise Mrs. Johnson of her marital privilege.
“However, the marital privilege for confidential
communications has no application here. This court in Epps
v. State, 408 So. 2d 562, 565 (Ala. Cr. App. 1981), held that:
“ ‘The privilege exists only for confidential
communications or “acts performed with the confidence
of the marriage in mind.” Arnold v. State, 353 So. 2d
524, 527 ([Ala.]1977). The marital communication loses
its confidential character (and thus its privilege status)
if it is made in the presence of third parties. Caldwell v.
State, 146 Ala. 141, 41 So. 473 (1906).’
“See also Howton v. State, 391 So. 2d 147 (Ala. Cr.
App. 1980), which held that testimony of an investigator
concerning contents of a letter defendant's wife had sent to
defendant while he was incarcerated did not violate the rule
governing privileged communications, in that such rule
does not operate to exclude testimony of a third party who
overheard private conversation, even if such conversation
was overheard while spying or eavesdropping.
*18 “In this case, the conversation was not private. It was
a conversation in the open presence of Detectives Whitten
and Cole.
“Furthermore, the record reveals that at some point Mrs.
Johnson had been advised of her rights: ‘They read me my
rights and I had no idea what for.’ (R. 783.) See McCoy
v. State, 221 Ala. 466, 129 So. 21 (1930), holding that
prior voluntary testimony at a preliminary hearing by the
nonaccused spouse, although made without having been
advised of her privilege not to testify, may be admitted
through a third party who heard this testimony even where
the spouse invokes the privilege not to testify at the
subsequent trial.”
584 So. 2d at 885. Graham argues that Johnson does not apply
in this case because, she says, the police were not in the same
room when she and her spouse were talking.
However, the question is not whether a third party was
present with Graham and her husband but whether Graham
had any expectation of privacy in the conversation she
had with her husband. “[C]ourts have generally found
no ‘reasonable expectation of privacy’ for overheard or
monitored conversations in police cars, police interview
rooms, or in prisons.” State v. Howard, 728 A.2d 1178,
1182 (Del. Super. Ct. 1998) (footnotes omitted). “If
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Graham v. State, --- So.3d ---- (2019)
the communication is made with the contemplation or
expectation that a third party will learn of it, the confidential
communication privilege does not apply.” Matthews v. State,
89 Md. App. 488, 502, 598 A.2d 813, 820 (1991).
“Whether defendant's communications with his wife while
at the Onslow County Sheriff's Department were protected
by this privilege hinges on whether those statements
constitute confidential communications. To qualify as a
confidential marital communication under N.C. Gen. Stat.
§ 8–57(c), the communication must be one that was
‘induced by the marital relationship and prompted by
the affection, confidence, and loyalty engendered by such
relationship.’ [State v. Freeman,] 302 N.C. 591[, 598],
276 S.E.2d 450[, 454] (1981) (citations omitted). There
must also be ‘[1] a reasonable expectation of privacy
on the part of the holder and [2] the intent that the
communication be kept secret.’ State v. Rollins, 363 N.C.
232, 238, 675 S.E.2d 334, 338 (2009). In determining
whether a reasonable expectation of privacy existed, ‘[t]he
circumstances in which the communication takes place,
including the physical location and presence of other
individuals’ are taken into account. Id. at 237, 675 S.E.2d
at 337 (citation omitted).
“....
“In State v. Rollins, our Supreme Court held that
conversations between a husband and wife in the public
visiting area of a correctional facility did ‘not qualify
as confidential communications under section 8–57(c).’
363 N.C. at 235, 675 S.E.2d at 336. The Supreme Court
further held that ‘incarcerated persons have a diminished
expectation of privacy.’ Id. at 239, 675 S.E.2d at 338. The
New York case of Lanza v. New York[, 370 U.S. 139
(1962),] was cited for the proposition that ‘to say that a
public jail is the equivalent of a man's ‘house’ or that it is
a place where he can claim constitutional immunity from
search or seizure ... is at best a novel argument.... In prison,
official surveillance has traditionally been the order of the
day.’ Rollins, 363 N.C. at 239, 675 S.E.2d at 339 (citing
Lanza v. New York, 370 U.S. 139, 143, 82 S.Ct. 1218, 8
L.Ed.2d 384, 388–89 (1962)).
*19 “ ‘The rationale that the spouses may ordinarily
take effective measures to communicate confidentially
tends to break down where one or both are
incarcerated. However, communications in the jailhouse
are frequently held not privileged, often on the theory
that no confidentiality was or could have been expected.’
“Rollins, 363 N.C. at 240, 675 S.E.2d
at 339 (citing Kenneth S. Broun et
al., McCormick on Evidence § 82 (6th
ed. 2006)). In the instant case, both
defendant and his wife had been placed
under arrest and were in an interview
room. There were warning signs in
the Sheriff's Department that the
premises were under audio and visual
surveillance. There were cameras
and recording devices throughout
the Sheriff's Department, and in
the conference room. Given these
undisputed findings of fact, they
support the trial court's conclusion that
defendant and his wife did not have
a reasonable expectation of privacy in
the interview room.”
State v. Terry, 207 N.C. App. 311, 314-17, 699 S.E.2d 671,
674-76 (2010).
Here, immediately after entering the interview room to speak
to his wife, Kevin asked why they were in a room by
themselves. Graham answered: “Because they're recording
everything we're saying.” (C. 1111.) A little later Graham
asked why some lights in the room were on and Kevin said: “I
don't know. I was looking to see if there was a camera in them
and couldn't see one.” (C. 1131.) Graham then responded:
“Yeah. There's one in behind it. I seen old doofas [sic] in there
putting a tape in there so he can record everything.” (C. 1131.)
At one point the Grahams are whispering. It is abundantly
clear that both Graham and her husband were aware that their
conversation was not “confidential” but, in fact, was being
recorded. The circuit court's ruling finding that the marital
privilege had been waived is more than supported by the
record. Graham is due no relief on this claim.
B.
Graham further argues that her conversation with her husband
was the functional equivalent of a police interrogation and
that, therefore, she should have been advised of her Miranda
rights before the conversation took place.
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15
Graham v. State, --- So.3d ---- (2019)
“ ‘Interrogation’ is not limited to express questioning of
a suspect while in custody. ... The concept also embraces
any words and conduct of the police that are the functional
equivalent of interrogation.” Benjamin v. State, 116 So. 3d
115, 121-22 (Miss. 2013). If questioning is the equivalent of
an interrogation, Miranda warnings are necessary.
This Court recently addressed a similar issue and stated:
“The United States Supreme Court addressed this issue
more fully in Arizona v. Mauro, 481 U.S. 520, 107 S.Ct.
1931, 95 L.Ed.2d 458 (1987), when considering whether
the police had interrogated Mauro within the meaning of
Miranda [v. Arizona, 384 U.S. 436 (1966),] and [Rhode
Island v.] Innis[, 446 U.S. 291, 100 S.Ct. 1682, 64 L.Ed.2d
297 (1980),] when they permitted him to speak with his
wife in the presence of an officer. The Court stated that ‘[i]n
deciding whether particular police conduct is interrogation,
we must remember the purpose behind our decisions in
Miranda and Edwards [v. Arizona, 451 U.S. 477, 101 S.Ct.
1880, 68 L.Ed.2d 378 (1981) ]: preventing government
officials from using the coercive nature of confinement
to extract confessions that would not be given in an
unrestrained environment.’ Arizona v. Mauro, 481 U.S. at
529–30. The Court further stated:
*20 “ ‘One of the questions frequently presented in
cases in this area is whether particular police conduct
constitutes “interrogation.” In Miranda, the Court
suggested in one passage that “interrogation” referred
only to actual “questioning initiated by law enforcement
officers.” 384 U.S. at 444. But this statement was
clarified in Rhode Island v. Innis, [446 U.S. 291 (1980) ].
In that case, the Court reviewed the police practices
that had evoked the Miranda Court's concern about
the coerciveness of the “ ‘interrogation environment.’
” 446 U.S. at 299 (quoting Miranda, supra, at 457).
The questioned practices included “the use of lineups
in which a coached witness would pick the defendant
as the perpetrator ... [,] the so-called ‘reverse line-up’
in which a defendant would be identified by coached
witnesses as the perpetrator of a fictitious crime,” and a
variety of “psychological ploys, such as to ‘posi[t]’ ‘the
guilt of the subject,’ to ‘minimize the moral seriousness
of the offense,’ and ‘to cast blame on the victim or on
society.’ ” 446 U.S. at 299 (quoting Miranda, supra, at
450) (brackets by Innis Court). None of these techniques
involves express questioning, and yet the Court found
that any of them, coupled with the “interrogation
environment,” was likely to “ ‘subjugate the individual
to the will of his examiner’ and thereby undermine the
privilege against compulsory self-incrimination.” 446
U.S. at 299 (quoting Miranda, supra, at 457). Thus, the
Innis Court concluded that the goals of the Miranda
safeguards could be effectuated if those safeguards
extended not only to express questioning, but also
to “its functional equivalent.” 446 U.S. at 301. The
Court explained the phrase “functional equivalent” of
interrogation as including “any words or actions on the
part of the police (other than those normally attendant
to arrest and custody) that the police should know are
reasonably likely to elicit an incriminating response
from the suspect.” Ibid. (footnotes omitted). Finally, it
noted that “[t]he latter portion of this definition focuses
primarily upon the perceptions of the suspect, rather than
the intent of the police.” Ibid.’
“Arizona v. Mauro, 481 U.S. at 526–27.
“The United States Supreme Court reversed the judgment
of the Arizona Supreme Court, which had held that the
tape recording of the conversation Mauro had with his wife
should not have been admitted at trial. The Court stated that
Mauro had not been subjected to the functional equivalent
of interrogation and noted that, during the couple's brief
conversation, the police officer asked Mauro no questions
about the crime and that the decision to allow Mauro's wife
to see him was not ‘the kind of psychological ploy that
properly could be treated as the functional equivalent of
interrogation.’ 446 [481] U.S. at 527 (footnote omitted).
The Court also stated that examination of the police
officers' actions from Mauro's perspective, as suggested
by Innis, indicated that it was unlikely that Mauro felt
he was being coerced into incriminating himself when
his wife was permitted to speak with him. Finally, the
Court held that, even though the officers testified that they
knew it was possible that Mauro would incriminate himself
if they permitted the couple to speak with one another,
there was no interrogation. The Court stated: ‘Officers do
not interrogate a suspect simply by hoping that he will
incriminate himself.’ 446 [481] U.S. at 529.”
Largin v. State, 233 So. 3d 374, 395-97 (Ala. Crim. App.
2015).
There is no evidence indicating that police used Graham's
husband as a ploy to make Graham confess. Indeed, she did
not confess during her conversation with her husband. Also,
it is clear that Kevin asked to speak to his wife before she was
questioned and was not asked or coerced to speak to Graham
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Graham v. State, --- So.3d ---- (2019)
by police. The conversation between Graham and her husband
was not the functional equivalent of a police interrogation.
Therefore, Miranda warnings were not necessary. Graham is
due no relief on this claim.
VII.
Graham next argues that the circuit court erred in denying her
motion to suppress her statements to police. Specifically, she
argues that the statements were not voluntary because she did
not waive her right to counsel and, at the time she gave her
statements, she was exhausted, confused, and on medication.
The record shows that Graham moved to suppress her
statements to police. (C. 160-161.) 11 In that motion, she
argued that the statements should be suppressed because they
were involuntary. A suppression hearing was held. (R. 2573.)
At this hearing, Sheriff Heath Taylor testified that on July 6,
2007, he met with Graham and her husband to inform them
that their daughter's body had been discovered and that their
daughter had been murdered. (R. 2580.) The next day, Sheriff
Taylor met with Kenny Walton, and Walton confessed that he
had been hired by Graham to kill Graham's daughter. After
that interview, police contacted Graham and she voluntarily
came to the police station with her husband, Kevin. Graham
was placed in an interview room, and police were going to
talk to Graham when Kevin asked police if he could go talk
with her. (R. 2585.) About 30 minutes after Kevin entered
the room to talk to Graham, Sheriff Taylor entered the room
with a standard waiver-of-rights form. As soon as he entered
the room, Sheriff Taylor said, Graham started discussing the
case. He told her that he could not talk to her until she had
been notified of and waived her Miranda rights. (R. 2590.)
A waiver-of-rights form was admitted into evidence, and it
was signed by Graham. Sheriff Taylor said that, at the time
she signed the form, Graham did not appear to be under the
influence of any drugs and appeared to understand her rights.
He also testified that he did not offer Graham any inducement
to make a statement. Sheriff Taylor testified as follows:
*21 “[Prosecutor]: Did Lisa Graham at any time request
of you that she be given the opportunity to call a lawyer or
have a conference with or -“[Taylor]: No, sir, she -“[Prosecutor]: -– or have a lawyer present?
“[Taylor]: No, sir, she didn't.”
(R. 2591.)
Police interviewed Graham a second time on the evening of
July 8 after she was formally arrested. That interview was
conducted by Officer Grover Goodrich and Sgt. Rod Costello.
(R. 2595.) Sheriff Taylor said that an officer came to his office
during the interview to tell him that Graham wanted to talk to
him “to tell me the truth.” (R. 2597.) During that interview,
Sheriff Taylor said, Graham never indicated that she wanted
to speak with a lawyer. (R. 2599.) Sheriff Taylor testified as
follows:
“[Prosecutor]: Other than -– other than that statement, and
I am paraphrasing, if Jim McKoon [ 12 ] -–if Jim McKoon
knew I signed [the waiver-of-rights form], he would shit a
gold brick. Did she ever mention a lawyer?
“[Taylor]: Well, I -– I don't know if
it was the first or second interview,
but I do remember another instance
of her saying something about Mr.
McKoon, and that was when she
brought up what meds she was on,
and she said I can give you two
people to verify my meds; one was
Dr. [Edward] Lammons, [Graham's
former physician,] and she said you
know the other person, and that's Jim
McKoon.”
(R. 2621.)
Grover Goodrich, a former investigator with the Russell
County Sheriff's Department, testified that he was involved in
investigating the homicide. He testified that on July 8, 2007,
he administered Miranda rights to Graham. Goodrich said that
Graham initialed each page of and signed the waiver-of-rights
form. According to Goodrich, the statement Graham gave was
audiotaped and videotaped, he did not offer her any promises
or inducements, and the interview lasted a couple of hours.
Goodrich testified:
“[Prosecutor]: Did [Graham] appear to you to be lucid in
every way?
“[Goodrich]: Oh, yes, sir, she was.
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Graham v. State, --- So.3d ---- (2019)
“[Prosecutor]: Respond to your questions -– your questions
-– as well as you could tell respond to them indicating that
she understood them?
“[Goodrich]: Yes, sir.”
(R. 2644.) Goodrich stated, at some point, that the interview
was “paused” and he was relieved by Sgt. Rod Costello.
Sgt. Costello of the Russell County Sheriff's Department
testified that he had observed the interview between Goodrich
and Graham. After Goodrich left the interview room, Sgt.
Costello said, he went into the room and spoke to Graham
for about 10 minutes. He said that Graham told him that she
wanted to speak with Sheriff Taylor “and tell him the whole
truth and everything that happened.” (R. 2872.)
*22 In Graham's second statement, she said that she met
Walton at a library, that it was Walton's idea to get rid of
Shea by killing her, and that the gun Walton used was hers.
However, she said that she did not think that Walton was
serious about killing Shea and that she thought he would not
go through with the killing.
In reviewing a circuit court's ruling on a motion to suppress
a confession, we apply the standard adopted by the Alabama
Supreme Court in McLeod v. State, 718 So. 2d 727 (Ala.
1998):
“For a confession, or an inculpatory statement, to be
admissible, the State must prove by a preponderance of
the evidence that it was voluntary. Ex parte Singleton, 465
So. 2d 443, 445 (Ala. 1985). The initial determination is
made by the trial court. Singleton, 465 So. 2d at 445. The
trial court's determination will not be disturbed unless it is
contrary to the great weight of the evidence or is manifestly
wrong. Marschke v. State, 450 So. 2d 177 (Ala. Crim. App.
1984). ...
“It has long been held that a confession, or any inculpatory
statement, is involuntary if it is either coerced through
force or induced through an express or implied promise of
leniency. Bram v. United States, 168 U.S. 532, 18 S.Ct. 183,
42 L.Ed. 568 (1897). In Culombe [v. Connecticut], 367
U.S. [568] at 602, 81 S.Ct. [1860] at 1879 [6 L.Ed.2d 1037
(1961) ], the Supreme Court of the United States explained
that for a confession to be voluntary, the defendant must
have the capacity to exercise his own free will in choosing
to confess. If his capacity has been impaired, that is, ‘if his
will has been overborne’ by coercion or inducement, then
the confession is involuntary and cannot be admitted into
evidence. Id. (emphasis added).
“The Supreme Court has stated that when a court is
determining whether a confession was given voluntarily it
must consider the ‘totality of the circumstances.’ Boulden
v. Holman, 394 U.S. 478, 480, 89 S.Ct. 1138, 1139–40,
22 L.Ed.2d 433 (1969); Greenwald v. Wisconsin, 390 U.S.
519, 521, 88 S.Ct. 1152, 1154, 20 L.Ed.2d 77 (1968); see
Beecher v. Alabama, 389 U.S. 35, 38, 88 S.Ct. 189, 191,
19 L.Ed.2d 35 (1967). Alabama courts have also held that
a court must consider the totality of the circumstances to
determine if the defendant's will was overborne by coercion
or inducement. See Ex parte Matthews, 601 So. 2d 52, 54
(Ala.) (stating that a court must analyze a confession by
looking at the totality of the circumstances), cert. denied,
505 U.S. 1206, 112 S.Ct. 2996, 120 L.Ed.2d 872 (1992);
Jackson v. State, 562 So. 2d 1373, 1380 (Ala. Crim. App.
1990) (stating that, to admit a confession, a court must
determine that the defendant's will was not overborne by
pressures and circumstances swirling around him); Eakes v.
State, 387 So. 2d 855, 859 (Ala. Crim. App. 1978) (stating
that the true test to be employed is ‘whether the defendant's
will was overborne at the time he confessed’) (emphasis
added).”
718 So. 2d at 729 (footnote omitted). See also Ex parte
Landrum, 57 So. 3d 77, 83 (Ala. 2010); Ex parte Woods, 789
So. 2d 941, 946 (Ala. 2001).
A.
Graham first argues that her statements were involuntary
because, she says, she made several references to an attorney
and the police should have followed up on whether Graham
wanted an attorney present for questioning.
Here, Graham did not specifically ask for counsel, although
she did mention the word attorney during questioning. When
Sheriff Taylor first entered the interrogation room occupied
by Graham and her husband, the following occurred:
*23 “[Graham]: Do you want me to tell you what I know?
“[Sheriff Taylor]: Well, hold on. No, I don't want you to
tell me yet.
“[Graham]: My attorney would shit a gold brick if he knew
I signed one of them [a waiver-of-rights form].
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Graham v. State, --- So.3d ---- (2019)
“[Sheriff Taylor]: Well, but the problem is, I understand
that, but you've got to make the decision whether you want
to talk to me about this case and you want me to tell you
what I've been told.
“[Graham]: Kenny called and told me
he is pinning it on me.”
(R. 1142) (emphasis added). Moments later, the following
occurred:
“[Sheriff Taylor]: This says no promise or threats have been
made to you, no pressure of any kind, you further state
that you can read and write, you completed 12th Grade at
Woodland High School in Phenix City, Alabama, and that
you understand your rights after having been read to you
by me. This top part says that you don't have to talk to me.
If you decide to stop talking to me and you want to talk to
a lawyer, you can. Nobody can stop you.
“[Graham]: I don't know what kind of crap Kenny told you.
“[Sheriff Taylor]: Well, I'll be glad to tell you word for word
what he's told me.
“[Graham]: And I know because we went through this ten
times with Shea. The first time the attorney found out that
she talked, he chewed her up one side and down the other
because it tends to be it comes back and it ain't typed up
nothing like it was said.
“[Sheriff Taylor]: Well, I'm not going to do that. I don't
know who talked to Shea. I don't know you did any of that,
but I can tell you that whatever you and I talk about is going
to be, word for word, what you and I talk about. Now, every
case is different and everybody thinks different.
“[Graham]: Uh-huh.
“[Sheriff Taylor]: You can stop talking
to me, Lisa, any time you get ready
to stop talking. And you can sign this
saying that nothing's been pressured,
and that you don't mind talking to me.”
(R. 1144-45) (emphasis added).
“Unlike the right to counsel under the Sixth Amendment,
which attaches automatically, the Fifth Amendment right to
counsel will attach only when affirmatively invoked by the
accused.” Reed v. State, 227 S.W.3d 111, 115 (Tex. App.
2006). “The ultimate determination of ‘[w]hether a statement
constitutes an unequivocal request for counsel ... is a question
of law,’ subject to de novo review.” Hathaway v. State, 399
P.3d 625, 629 (Wyo. 2017).
“Not all statements mentioning a lawyer are an effective
request for the presence of counsel. See [Davis v. United
States, 512 U.S. 452, 114 S.Ct. 2350, 129 L.Ed. 2d
362 (1994) ]. A suspect ‘must articulate his desire to
have counsel present sufficiently clearly that a reasonable
police officer in the circumstances would understand the
statement to be a request for an attorney.’ Id. at 459, 114
S.Ct. at 2355. The inquiry is entirely objective -– the
subjective expectations of the suspect are irrelevant.”
Burrell v. Commonwealth, 58 Va. App. 417, 429, 710
S.E.2d 509, 515 (2011). “An invocation must be clear and
unambiguous; the mere mention of the word ‘attorney’ or
‘lawyer’ without more, does not automatically invoke the
right to counsel.” Dinkins v. State, 894 S.W.2d 330, 351 (Tex.
Crim. App. 1995).
*24 A Texas Court of Appeals in Molina v. State, 450
S.W.3d 540, 547 (Tex. App. 2014), considered whether the
defendant's statement –- “If I'm getting blamed for something
like that ... I'm going to just go ahead and call my lawyer”
–- was sufficient to invoke the defendant's right to counsel.
The court stated: “Appellant's statement was not in the form
of a request, nor did appellant expressly say that he wanted
a lawyer. We hold that, under the circumstances presented
here, appellant's statement was not a clear and unambiguous
request for counsel.” 450 S.W.3d at 547.
“Invocation of the Miranda right to counsel ‘requires,
at a minimum, some statement that can reasonably be
construed to be an expression of a desire for the assistance
of an attorney.’ McNeil v. Wisconsin, 501 U.S. [171] at
178 [111 S.Ct. 2204, 115 L.Ed.2d 158 (1991) ]. But if a
suspect makes a reference to an attorney that is ambiguous
or equivocal in that a reasonable officer in light of the
circumstances would have understood only that the suspect
might be invoking the right to counsel, our precedents do
not require the cessation of questioning. See ibid. (‘[T]he
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Graham v. State, --- So.3d ---- (2019)
likelihood that a suspect would wish counsel to be present
is not the test for applicability of Edwards [v. Arizona]’);
Edwards v. Arizona, supra, 451 U.S. [477] at 485 (1981) ]
(impermissible for authorities ‘to reinterrogate an accused
in custody if he has clearly asserted his right to counsel’)
(emphasis added).
“Rather, the suspect must unambiguously request counsel.
As we have observed, ‘a statement either is such an
assertion of the right to counsel or it is not.’ Smith
v. Illinois, 469 U.S. [91] at 97-98 [105 S.Ct. 490, 83
L.Ed.2d 488 (1984) ] (brackets and internal quotation
marks omitted). Although a suspect need not ‘speak with
the discrimination of an Oxford don,’ post, at 476 (Souter,
J., concurring in judgment), he must articulate his desire to
have counsel present sufficiently clearly that a reasonable
police officer in the circumstances would understand the
statement to be a request for an attorney. If the statement
fails to meet the requisite level of clarity, Edwards does not
require that the officers stop questioning the suspect. See
Moran v. Burbine, 475 U.S. 412, 433, n. 4 [106 S.Ct. 1135,
89 L.Ed.2d 410] (1986) (‘[T]he interrogation must cease
until an attorney is present only [i]f the individual states
that he wants an attorney’) (citations and internal quotation
marks omitted).”
Davis v. United States, 512 U.S. 452, 459, 114 S.Ct. 2350,
129 L.Ed.2d 362 (1994).
Clearly, the above statements that Graham made were not
clear and unambiguous requests for counsel but merely
comments that mentioned an attorney. Graham did not invoke
her right to counsel and is due no relief on this claim.
B.
Graham also argues that her statements were involuntary
because, she says, she was tired, confused, and on medication
when she made them.
As noted above, the officers testified that Graham did
not appear confused and that she appeared lucid. “A
defendant's ... use of drugs at the time of a confession [is] ...
considered, but [does] not render a confession involuntary.”
State v. Aten, 130 Wash. 2d 640, 664, 927 P.2d 210, 222
(1996). “The fact that a defendant is in pain or taking pain
medication does not, in and of itself, render any statement
made involuntary.” Larry v. State, 266 Ga. 284, 286, 466
S.E.2d 850, 853 (1996).
“Statements made under the influence of sedatives, painkillers, or other drugs are voluntary unless the drug renders
‘the mind of the defendant ... substantially impaired ... [so]
as to make [the] individual unconscious of the meaning
of his words.’ Watkins v. State, 495 So. 2d 92, 99 (Ala.
Cr. App. 1986). The trial court was warranted in finding
that the appellant did not establish that he was under the
influence of Demerol to the degree that it rendered his
statements involuntary. See Cleckler v. State, 570 So. 2d
796, 804 (Ala. Cr. App. 1990); Holladay v. State, 549 So.
2d 122, 127 (Ala. Cr. App. 1988), affirmed, 549 So. 2d
135 (Ala.), cert. denied, 493 U.S. 1012, 110 S.Ct. 575, 107
L.Ed.2d 569 (1989); Cross v. State, 536 So. 2d 155, 158–
59 (Ala. Cr. App. 1988).”
*25 Nelson v. State, 623 So. 2d 432, 435 (Ala. Crim. App.
1993).
Based on the totality of the circumstances, we hold that the
circuit court did not abuse its discretion in denying Graham's
motion to suppress her statements to police. See McLeod,
supra. Graham is due no relief on these claims.
VIII.
Graham next argues that the circuit court erred in limiting
her attorney's ability to cross-examine the State's key witness.
Specifically, Graham argues that she was not allowed to
question Kenny Walton about what he told Graham and her
daughter about killing a man named Earl Taylor in Georgia.
She asserts that the day after Shea was killed Shea was
scheduled to appear in a Georgia court on pending charges,
and, Graham says, Shea could have used the information
about Walton's involvement in the Taylor killing to get
leniency on her pending case. Graham argues that evidence
of Earl Taylor's death, allegedly at the hands of Walton, was
evidence that Walton had his own motive to kill Shea.
The record shows that before Walton testified a hearing was
held at which Walton's attorney was present. The State moved
that Graham be prohibited from presenting any evidence
suggesting that Walton had “killed another man named Earl
Taylor.” (R. 2894.) The State asserted that Walton had never
been charged with that crime and that there was no evidence
indicating that Walton had killed Taylor. The circuit court
indicated that it agreed with the State that such evidence was
not admissible but that, if the issue arose at trial, Graham
should ask for a hearing outside the presence of the jury. (R.
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2899.) During Walton's cross-examination, Graham moved
that a hearing be held. The following occurred:
“The Court: It doesn't have anything to do with [Earl]
Taylor.
“[Defense counsel]: No. But the thing is, she was in the
process -– they had -– they had both been told by Mr.
Walton that he killed Earl Taylor. And there had been
inquiries -– and there had been inquiries ever since this case
started about the weapons that were used and -– and trying
to check these weapons to see through [a police officer] in
Muscogee County Sheriff's Office.
“[Walton's attorney]: Well, Judge, I don't think I need much
discussion. If you're allowed -– if [defense counsel] is
allowed to ask that, I am going to be advising [Walton] to
take the Fifth.
“....
“The Court: Well, right now I am not
going to allow the question in front
of the jury. As far as I know, there is
-– Mr. Walton -– here it is 2015 [9
or 10 years since Taylor's murder and
Walton] has never been charged with
that.”
(R. 3018-20.)
At trial, the discussion surrounding this issue was confusing.
Graham makes a more detailed argument in her brief to
this Court. It appears that whether Shea intended to use the
information concerning Taylor's death was purely speculation
on the part of Graham and not based on any evidence. In
fact, the only evidence indicating that Graham and Shea knew
anything about Taylor's death were Graham's own statements.
Graham presented no evidence at trial that Shea intended
to capitalize on this information. Graham relies on Ex parte
Griffin, 790 So. 2d 351 (Ala. 2000), to support her argument
that the circuit court committed reversible error in excluding
this information.
*26 “Alabama courts have long recognized the right of a
defendant to prove his innocence by presenting evidence
that another person actually committed the crime. See Ex
parte Walker, 623 So. 2d 281 (Ala. 1992); Thomas v. State,
539 So. 2d 375 (Ala. Crim. App. 1988); Green v. State, 258
Ala. 471, 64 So. 2d 84 (1953); Underwood v. State, 239
Ala. 29, 193 So. 155 (1939); Orr v. State, 225 Ala. 642,
144 So. 867 (1932); Houston v. State, 208 Ala. 660, 95
So. 145 (1923); Tennison v. State, 183 Ala. 1, 62 So. 780
(1913); McGehee v. State, 171 Ala. 19, 55 So. 159 (1911);
McDonald v. State, 165 Ala. 85, 51 So. 629 (1910). In
addition, Alabama courts have also recognized the danger
in confusing the jury with mere speculation concerning the
guilt of a third party:
“ ‘It generally is agreed that the defense, in disproving
the accused's own guilt, may prove that another
person committed the crime for which the accused is
being prosecuted.... The problem which arises in the
application of this general rule, however, is the degree
of strength that must be possessed by the exculpatory
evidence to render it admissible. The task of determining
the weight that must be possessed by such evidence of
another's guilt is a difficult one.’
“Charles W. Gamble, McElroy's Alabama Evidence §
48.01(1) (5th ed. 1996). To remove this difficulty, this
Court has set out a test intended to ensure that any evidence
offered for this purpose is admissible only when it is
probative and not merely speculative. Three elements must
exist before this evidence can be ruled admissible: (1) the
evidence “must relate to the ‘res gestae’ of the crime”;
(2) the evidence must exclude the accused as a perpetrator
of the offense; and (3) the evidence “would have to be
admissible if the third party was on trial.” See Ex parte
Walker, 623 So. 2d at 284, and Thomas, 539 So. 2d at 394–
96.”
Ex parte Griffin, 790 So. 2d at 354–55.
Graham's purported evidence that Shea could have used the
death of Earl Taylor to her advantage was based on pure
speculation and “would [have] serve[d] only to confuse the
jury. ...” Petric v. State, 157 So. 3d 176, 217 (Ala. Crim.
App. 2013). As the circuit court noted, Walton had not been
charged with Taylor's murder and over nine years had passed
since Taylor's death. This evidence was properly excluded,
and its exclusion did not prevent Graham from properly crossexamining Walton. Graham is due no relief on this claim.
IX.
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Graham v. State, --- So.3d ---- (2019)
Graham next argues that the circuit court erred in allowing
evidence of prior bad acts that Graham committed against
Shea to be admitted into evidence. Specifically, Graham
challenges the introduction of evidence that was admitted
during two state witnesses' testimony -– Stephanie Vasquez
and Kevin Graham.
A.
First, Graham argues that the circuit court erred in allowing
the State to question Stephanie Vasquez about Graham's prior
treatment of her daughter. She asserts that the evidence was
too remote and its admission violated Rule 404(b), Ala. R.
Evid., and the Supreme Court's holding in Ex parte Boone,
228 So. 3d 993 (Ala. 2016).
“Evidence of other crimes, wrongs, or acts is not admissible
to prove the character of a person in order to show action
in conformity therewith. It may, however, be admissible
for other purposes, such as proof of motive, opportunity,
intent, preparation, plan, knowledge, identity, or absence
of mistake or accident, provided that upon request by the
accused, the prosecution in a criminal case shall provide
reasonable notice in advance of trial, or during trial if the
court excuses pretrial notice on good cause shown, of the
general nature of any such evidence it intends to introduce
at trial.”
*27 Rule 404(b), Ala. R. Evid.
The Alabama Supreme Court in Boone held that evidence of
the defendant's gang membership was not admissible under
Rule 404(b), because there was no evidence that the murder
the defendant was accused of committing had been gang
affiliated. However, the quote that Graham cites in her brief is
not from the main opinion in Boone but from Justice Shaw's
special concurrence. Justice Shaw wrote that Rule 404(b)
evidence is “admissible only when it is relevant to the crime
charged and is not so remote as to lose its relevancy.” 228
So. 3d at 999. In fact, Boone does not address the issue of
remoteness as that term applies to Rule 404(b).
Here, the record shows that Vasquez testified that she grew
up with Shea and that they were best friends and spent a lot
of time together before she went into foster care at 12 years
of age. Vasquez was asked to characterize the relationship
between Graham and her daughter. Defense counsel objected
and argued that Vasquez only had daily contact with Shea until
she was about 11 years old and that that was over 10 years
earlier and too remote. Vasquez then testified that she had
spent weekends with the Graham family after she went into
foster care and had maintained contact with Shea. Vasquez
testified:
“So when Lisa would pick me up for the weekends, she
would be very negative towards Shea. Shea could never
do anything right. Shea –- Shea was always fat. Shea was
always dirty. Her room was never clean. Shea was -– she
was always negative. Never said anything positive towards
Shea. And that was her attitude towards Shea when I was
a child and was around Shea.”
(R. 3095-96.)
“In a prosecution for murder, evidence of former acts of
hostility between the accused and the victim are admissible as
tending to show malice, intent, and ill will on the part of the
accused.” White v. State, 587 So. 2d 1218, 1230 (Ala. Crim.
App. 1990).
“Acts of hostility, cruelty and abuse by the accused toward
his homicide victim may be proved by the State for the
purpose of showing motive and intent.... This is ‘another
of the primary exceptions to the general rule excluding
evidence of other crimes.’ Phelps v. State, 435 So. 2d 158,
163 (Ala. Cr. App. 1983).”
Hunt v. State, 659 So. 2d 933, 939 (Ala. Crim. App. 1994).
“Former acts of hostility or cruelty by the accused upon the
victim are very commonly the basis for the prosecution's
proof that the accused had a motive to commit the charged
homicide.” I Charles W. Gamble & Robert I. Goodwin,
McElroy's Alabama Evidence § 45.01(8) (6th ed. 2009).
“The testimony concerning the appellant's other prior bad
acts against the victim and her brother was also admissible
as exceptions to the exclusionary rule. Evidence of these
other bad acts was not admitted to show the appellant's
bad character, but rather was admissible under the motive,
intent, and common plan or scheme exceptions to the
exclusionary rule.
“ ‘ “In a prosecution for murder, evidence of recent abuse
to the child by the accused is admissible to show ‘intent,
motive or scienter.’ ... Acts of hostility, cruelty, and
abuse by the accused toward his homicide victim may be
proved by the State for the purpose of showing motive
and intent.... This is ‘another of the primary exceptions
to the general rule excluding evidence of other crimes.’ ”
Phelps v. State, 435 So. 2d 158, 163 (Ala. Cr. App. 1983)
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Graham v. State, --- So.3d ---- (2019)
(citations omitted). See also Baker v. State, 441 So. 2d
1061, 1062 (Ala. Cr. App. 1983).’
*28 “Eslava v. State, 473 So. 2d 1143, 1146 (Ala. Cr. App.
1985). See also Burkett v. State, 439 So. 2d 737, 748–49
(Ala. Cr. App. 1983).
“Evidence of these prior bad acts was also admissible
to show a common plan and scheme by the appellant,
as indicated by the testimony of a State's witness who
stated that the appellant had told her that he treated the
children in such a manner because he was ‘training’
them and because he did not want them. ‘Evidence of
the accused's commission of another crime is admissible
if such evidence, considered with other evidence in the
case, warrants a finding that both the now-charged crime
and such other crime were committed in keeping with
or pursuant to a single plan, design, scheme, or system,
whether narrow or broad in scope.’ Nicks v. State, 521
So. 2d 1018, 1027 (Ala. Cr. App. 1987), affirmed, 521
So. 2d 1035 (Ala. 1988), cert. denied, 487 U.S. 1241, 108
S.Ct. 2916, 101 L.Ed.2d 948 (1988), citing C. Gamble,
McElroy's Alabama Evidence § 69.01(6) (3d ed. 1977).”
Harvey v. State, 579 So. 2d 22, 26 (Ala. Crim. App. 1990).
“ ‘Neither the Alabama Rules of Evidence nor Alabama
caselaw sets a specific time limit for when a collateral
act is considered too remote, other than a conviction for
impeachment purposes.’ ” Bedsole v. State, 974 So. 2d 1034,
1040 (Ala. Crim. App. 2006), quoting McClendon v. State,
813 So. 2d 936, 944 (Ala. Crim. App. 2001). “The remoteness
of a collateral act goes to the weight of the evidence rather
than its admissibility.” Siler v. State, 705 So. 2d 552, 557 (Ala.
Crim. App. 1997).
The circuit court did not abuse its discretion in allowing the
State to question Vasquez about Graham's prior treatment of
her daughter, the victim. Any issue concerning the remoteness
of the evidence affected its weight, not its admissibility.
Graham is due no relief on this claim.
B.
Second, Graham argues that the circuit court erred in allowing
Kevin Graham to testify concerning the relationship between
Graham and Shea because, she says, it was highly prejudicial.
The following occurred during Kevin's testimony:
“[Prosecutor]: What was the relationship to the best of your
knowledge between Shea and her mother, [Graham] here,
in the months leading up to July the 5th of 2007?
“[Kevin Graham]: They did not get along at all.
“[Prosecutor]: Did you ever -– did you ever see any
violence between your wife [Graham] and your daughter
Shea?
“[Kevin Graham]: Yes, sir.
“[Prosecutor]: How many times?
“[Kevin Graham]: A couple of times.
“[Prosecutor]: Did you ever see your wife point that gun at
your daughter?
“[Kevin Graham]: Yes, sir.”
(R. 3549-50.) Graham did not object to this testimony;
therefore, we are limited to determining whether there is plain
error. See Rule 45A, Ala. R. App. P.
As stated above, “violent acts indicating the relationship
between the victim of a violent crime and the defendant
prior to the commission of the offense are relevant to show
defendant's hostility toward the victim, malice, intent, and
a settled purpose to harm the victim.” State v. Smith, 868
S.W.2d 561, 574 (Tenn. 1993).
*29 Moreover, the evidence was not due to be excluded
because its admission was more prejudicial than probative. As
this Court stated in Floyd v. State, [Ms. CR-13-0623, July 7,
2017] ––– So. 3d –––– (Ala. Crim. App. 2017):
“[A]fter thoroughly reviewing the record, we also conclude
that the probative value of the evidence outweighed any
prejudicial effect. This Court has held that ‘ “[o]ne of the
specific criterion to be used, in deciding when prejudicial
effect substantially outweighs probative value, is whether
or not there exist less prejudicial means of proving the
same thing. If such alternative, less prejudicial evidence
exists, then such availability argues in favor of excluding
the prejudicial evidence.” ’ R.D.H. v. State, 775 So. 2d 248,
254 (Ala. Crim. App. 1997) (quoting Charles W. Gamble,
McElroy's Alabama Evidence, § 20.01 (5th ed. 1996)).
“ ‘In making ... a determination [as to whether
the prejudicial effect of the collateral-act evidence
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Graham v. State, --- So.3d ---- (2019)
outweighs its probative value], the court should consider
at least the following factors. The first is how necessary
the evidence is to the prosecution's case –- i.e.,
whether there are less prejudicial ways of proving the
asserted purpose. The availability of such alternate proof
would mitigate in the direction of excluding the more
prejudicial collateral crimes or acts. A second factor
is the weight of relevancy or probative force of the
evidence in terms of proving the purpose for which it is
offered. Last, the court should consider the effectiveness
of a limiting instruction in the sense of whether it would
be effective, as a means of avoiding the prejudice of
the jury's using the act as a basis from which to infer
commission of the charged crime, in limiting the jury's
use of the offered evidence to the stated purpose.’
“Charles W. Gamble and Robert J. Goodwin, McElroy's
Alabama Evidence § 69.02(1)(c) (6th ed. 2009) (footnotes
omitted).
“In this case, evidence of the prior
altercations was reasonably necessary
to the State's case to establish Floyd's
intent and motive. As noted above,
Floyd placed his intent at issue when
he asserted intoxication and evidence
of motive is always admissible.
Additionally, the evidence of the prior
altercations was clear and conclusive
and highly relevant to establishing
Floyd's intent and motive in killing
Jones”
she says, the court did not give a limiting instruction on the
use of the evidence.
There was no request for a limiting instruction; therefore, we
review this claim for plain error. See Rule 45A, Ala. R. App.
P.
The Alabama Supreme Court in Johnson v. State, 120 So. 3d
1119 (Ala. 2006), held that when prior bad acts are introduced
as substantive evidence of guilt there is no plain error when
a court fails to sua sponte give a limiting instruction on the
use of that evidence.
*30 “This Court has required a trial court to instruct the
jury sua sponte ‘only [in] those instances where evidence
of prior convictions [were] offered for impeachment
purposes.’ Johnson v. State, 120 So. 3d 1119, 1128 (Ala.
2006)(citing Ex parte Martin, 931 So. 2d [759] at 769
[ (Ala. 2004) ]). In such cases, the trial court has been
required to issue a sua sponte instruction because, in
light of the facts in those particular cases, an instruction
was considered necessary to protect the defendant from
the misuse of ‘presumptively prejudicial’ information that
could be considered by the jury for a limited purpose. Ex
parte Minor, 780 So. 2d 796, 804 (Ala. 2000).”
Ex parte Bohannon, 222 So. 3d 525, 534 (Ala. 2016).
Accordingly, for the reasons stated in Bohannon, there is no
plain error in the circuit court's failure to sua sponte give
a limiting instruction on use of the prior-bad-acts evidence.
Graham is due no relief on this claim.
X.
––– So. 3d at ––––.
Here, the evidence was relevant to show Graham's motive
and intent for killing Shea. Graham's motive and intent were
in dispute at trial. Accordingly, there was no error, much
less plain error, in the State's asking Kevin about Graham's
relationship with her daughter Shea. Graham is due no relief
on this claim.
C.
Graham further argues that the error in admitting the evidence
discussed in Parts IX.A. and IX.B. was compounded because,
Graham next argues that the State failed to present sufficient
evidence that the murder was committed for pecuniary gain
or for other valuable consideration. She further argues that
she was not given sufficient notice of the crime for which she
was to defend against. Graham asserts that the State presented
no evidence indicating that Walton received any financial
reward for killing Shea, only that Graham promised to do
Walton a “favor,” and that that is not sufficient, she argues, to
comply with the capital-murder statute regarding pecuniary
gain. Furthermore, there was a variance, Graham argues,
between the evidence presented at trial and the indictment
because there was no proof that money was exchanged for the
killing.
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Graham v. State, --- So.3d ---- (2019)
The State argues that Graham focuses on the testimony of 1
witness and not the other 19 witnesses who testified. The State
contends that there was evidence demonstrating that Graham
intended to give money to the person who killed her daughter
-– though no amount was ever specified. The State asserts:
“Indeed, the State presented evidence of Walton's attempt to
cash in on the ‘favor’ when he called Graham and asked her
if she could hire a lawyer or post his bond. In other words,
Walton sought something of economic value for murdering
Shea.” (State's brief at p. 24.)
Graham was indicted for violating § 13A-5-40(a)(7), Ala.
Code 1975. The indictment charged:
“Lisa L. Graham, whose name is otherwise unknown to the
Grand Jury, did intentionally cause the death of Stephanie
S. Graham, by shooting her with a pistol, for a pecuniary
or other valuable consideration or pursuant to a contract
or for hire, to-wit: Lisa L. Graham solicited or contracted
with, or requested, or commanded or importuned Kenneth
R. Walton to cause the death of Stephanie S. Graham,
and Lisa L. Graham promised or agreed to give the said
Kenneth R. Walton an unspecified sum of United States
currency or other valuable consideration, a further and
better description being otherwise unknown to the grand
jury, in return for the said Kenneth R. Walton causing the
death of Stephanie S. Graham.”
(C. 81) (emphasis added).
The indictment tracked the language of the statute. Section
13A-5-40(a)(7) provides that a capital murder is committed
when the “murder [is] done for a pecuniary or other valuable
consideration or pursuant to a contract or for hire.” (Emphasis
added.) The statute is written in broad terms, as evidenced
by the legislature's use of the word “or” instead of “and.”
Indeed, this Court has discussed the broad application of §
13A-5-40(a)(7). In Harris v. State, 632 So. 2d 503 (Ala. Crim.
App. 1992), we held that an indictment that charged murder
for “a pecuniary or other valuable consideration or pursuant
to a contract or for hire” was an indictment that charged
“alternative methods” of proving the same capital offense.
632 So. 2d at 514. We further stated:
*31 “[T]he appellant argues that the instruction was error
because it did not require the unanimity as to one of
the alternative theories of the capital offense, i.e., murder
for hire, murder pursuant to a contract, or murder for
pecuniary gain. However, because we have previously
concluded that the jury did not have to decide between
this alternative language, the trial court committed no
error in its instructions. See Schad v. Arizona, [501 U.S.
624, 111 S.Ct. 2491, 115 L.Ed.2d 555 (1991) ] (it was
constitutionally permissible for the jurors to agree on
a unanimous verdict based on any combination of the
alternative means to a single offense. 501 U.S. at 624, 111
S.Ct. at 2493–506.”
Harris, 632 So. 2d at 515.
In discussing the sufficiency of the evidence to sustain a
conviction, this Court has stated:
“ ‘In determining the sufficiency of the evidence to sustain
a conviction, a reviewing court must accept as true all
evidence introduced by the State, accord the State all
legitimate inferences therefrom, and consider all evidence
in a light most favorable to the prosecution. Faircloth v.
State, 471 So. 2d 485 (Ala. Cr. App. 1984), aff'd, 471 So.
2d 493 (Ala. 1985).’ Powe v. State, 597 So. 2d 721, 724
(Ala. 1991). It is not the function of this Court to decide
whether the evidence is believable beyond a reasonable
doubt, Pennington v. State, 421 So. 2d 1361 (Ala. Cr. App.
1982); rather, the function of this Court is to determine
whether there is legal evidence from which a rational finder
of fact could have, by fair inference, found the defendant
guilty beyond a reasonable doubt. Davis v. State, 598 So.
2d 1054 (Ala. Cr. App. 1992). Thus, ‘[t]he role of appellate
courts is not to say what the facts are. [Their role] is to
judge whether the evidence is legally sufficient to allow
submission of an issue for decision [by] the jury.’ Ex
parte Bankston, 358 So. 2d 1040, 1042 (1978) (emphasis
original).”
Ex parte Woodall, 730 So. 2d 652, 658 (Ala. 1998).
“Section 13A–5–40(a)(7) makes capital the offense
of ‘[m]urder done for pecuniary or other valuable
consideration or pursuant to a contract or for
hire’ (emphasis added). We do not adhere to the appellant's
position that to prove a prima facie case of the offense
charged the state must show that the appellant was in actual
possession of the gain for which the appellant allegedly
committed the offense. It is enough to show that he acted in
anticipation of receiving pecuniary gain. See Henderson v.
State, 584 So. 2d 841, 859 (Ala. Crim. App. 1988), where
we stated, ‘ “[P]ecuniary gain” does not refer to the fruits of
the offense, but to the situation where one is hired or paid
to commit the offense.’ ”
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25
Graham v. State, --- So.3d ---- (2019)
Gospodareck v. State, 666 So. 2d 835, 842 (Ala. Crim. App.
1993) (footnote omitted).
“ ‘ “In determining the sufficiency of the evidence to
sustain a conviction, a reviewing court must accept as true
all evidence introduced by the State, accord the State all
legitimate inferences therefrom, and consider all evidence
in a light most favorable to the prosecution.” ’ Ballenger
v. State, 720 So. 2d 1033, 1034 (Ala. Crim. App. 1998)
(quoting Faircloth v. State, 471 So. 2d 485, 488 (Ala. Crim.
App. 1984), aff'd, 471 So. 2d 493 (Ala. 1985)). ‘ “The
test used in determining the sufficiency of evidence to
sustain a conviction is whether, viewing the evidence in the
light most favorable to the prosecution, a rational finder
of fact could have found the defendant guilty beyond a
reasonable doubt.” ’ Nunn v. State, 697 So. 2d 497, 498
(Ala. Crim. App. 1997) (quoting O'Neal v. State, 602 So.
2d 462, 464 (Ala. Crim. App. 1992)). ‘ “When there is legal
evidence from which the jury could, by fair inference, find
the defendant guilty, the trial court should submit [the case]
to the jury, and, in such a case, this court will not disturb
the trial court's decision.” ’ Farrior v. State, 728 So. 2d 691,
696 (Ala. Crim. App. 1998) (quoting Ward v. State, 557 So.
2d 848, 850 (Ala. Crim. App. 1990)). ‘The role of appellate
courts is not to say what the facts are. Our role ... is to
judge whether the evidence is legally sufficient to allow
submission of an issue for decision [by] the jury.’ Ex parte
Bankston, 358 So. 2d 1040, 1042 (Ala. 1978).”
*32 McGlocklin v. State, 910 So. 2d 154, 156 (Ala. Crim.
App. 2005).
Here, at the conclusion of the State's case, Graham moved for
a judgment of acquittal. She argued that the State had failed
to prove that any money exchanged hands for the murder. (R.
3991.) A lengthy discussion was held on this issue. Graham
repeatedly argued that the State had failed to prove that any
money exchanged hands. The circuit court stated that “it
doesn't have to necessarily be money” and denied the motion.
(R. 4002.) It relied, in part, on Sockwell v. State, 675 So. 2d
4 (Ala. Crim. App. 1993), and Henderson v. State, 584 So. 2d
841 (Ala. Crim. App. 1988).
The circuit court cited Sockwell and Henderson when
denying Graham's motion for a judgment of acquittal. This
Court in Sockwell stated:
“The corpus delicti may be established by circumstantial
evidence. Spear v. State, 508 So. 2d 306, 308 (Ala. Crim.
App. 1987), cert. denied, 537 So. 2d 67 (Ala. 1988);
Johnson [v. State], 473 So. 2d [607] at 610 [ (Ala. Crim.
App. 1985) ]. The evidence in this case established that
the victim's wife, codefendant Louise Harris, stood to gain
thousands of dollars in insurance proceeds as a result of
her husband's death. This fact was stipulated to by the
parties in this case. The appellant argues, however, that
there was no independent evidence that he would gain any
money or other consideration as a result of the victim's
death. However, Patterson testified that after the voice on
the pager stated that the victim was leaving and again after
the shooting when the appellant returned to Hood's vehicle
and said that ‘he was gonna get his money.’ Clearly, this
circumstantial evidence coupled with the other evidence
that McCarter had been trying to hire someone to kill the
victim was sufficient to establish that the appellant shot the
victim for pecuniary gain.”
Sockwell, 675 So. 2d at 21 (emphasis added).
In Henderson, this Court addressed the definition of
“pecuniary gain” in § 13A-5-40(a)(7) and stated:
“In Alabama, while ‘pecuniary gain’ is not defined by the
Code, the similar term ‘pecuniary benefit’ is defined under
the article dealing with bribery and corrupt influence, in §
13A-10-60(b)(2), [Ala. Code 1975,] as follows:
“ ‘Benefit in the form of money, property, commercial
interests or anything else the primary significance of
which is economic gain. ...’
“....
“In construing the term ‘hire,’ as encompassed in ‘murder
for hire,’ we will first look to the terms's ordinary meaning.
‘ “Webster defines the noun hire as ‘the price, reward, or
compensation paid, or contracted to be paid for ... personal
service, or for labor.’ It is also defined as ‘the price or
compensation for labor and services.’ 29 C.J. 756.” ’ State
v. Kenyon, Inc., 153 S.W.2d 195 (Tex. Cir. App. 1941). See
also State v. Welch & Brown, 187 Okl. 470, 471, 103 P.2d
533, 534 (1940).
“ ‘ “The element of price or reward is inherent in the
word ‘hire.’ A contract of hire, therefore, would be a
most unusual undertaking if it did not involve something
by way of recompense; and we think that no such
unusual use of words was intended by the legislature in
this instance.’ ”
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*33 “Evans v. Phoenix Insurance Co., 175 So. 2d 425,
430 (La. Ct. App. 1965).”
Henderson, 584 So. 2d at 859.
Moreover, this Court in Haney v. State, 603 So. 3d 368 (Ala.
Crim. App. 1991), held: “[T]he state did not have to prove
that appellant benefitted financially from the commission of
the offense, only that the crime itself was committed for
pecuniary gain.” 603 So. 2d at 381.
“We agree with the State that § 13A-5-40[ (a) ](7), Code of
Alabama 1975, requires proof (1) of an intentional murder,
and (2) that the murder was committed for pecuniary gain,
pursuant to a contract, or for hire. The statute does not
require the State to establish that the appellant, himself,
rather than his accomplices, received the pecuniary gain,
only that the murder was committed for pecuniary gain.
In this case, the parties stipulated that Louise Harris stood
to receive thousands of dollars in insurance proceeds as a
result of her husband's death.”
Sockwell, 675 So. 2d at 24-25 (emphasis added).
The Indiana Supreme Court in Norton v. State, 273 Ind. 635,
408 N.E.2d 514 (1980), considered the definition of “hire”
as that term applied to Indiana's murder-for-hire statute. The
court stated:
“Appellant contends that, to constitute a hiring under
as the apprehension or surrender of the perpetrator after the
killing, would not alter the fact that a murder pursuant to
a hiring had been committed. Likewise, if, subsequent to
the killings, the offeror refused to pay the perpetrator as he
had promised, this refusal would not alter the fact that the
perpetrator had been hired before the killing.”
273 Ind. at 670-71, 408 N.E.2d at 537 (emphasis added).
Based on the cases cited and quoted above, the “pecuniary
gain” in § 13A-5-40(a)(7) may be a gain to the hirer in the
form of insurance proceeds or other financial benefits. See
Sockwell, supra. The “pecuniary gain” to the hiree may be
in a form other than money, i.e., goods, property, etc. See
Henderson, supra. Also, the fact that Walton had received no
benefit before the murder did not negate the application of
§ 13A-5-40(a)(7). See Norton, supra. Moreover, given this
Court's holding in Harris, the State was not required to prove
every definition of capital murder listed in § 13A-5-40(a)(7)
because the indictment, which mirrored the statute, defined
alternative methods of proving the same capital offense. See
Harris, supra.
*34 Here, during Walton's direct examination, the following
occurred:
“[Prosecutor]: Mr. Walton, who fired the shots that killed
Shea Graham?
“[Walton]: I did.
this statute, [ 13 ] there must be an actual exchange of
something of value for a service. He asserts that a promise
of money in exchange for a killing is not a sufficient hiring.
“[Prosecutor]: Why did you do it?
“We disagree. Appellant's proposed definition of ‘hire’
covers a much narrower range of activity than we think
the legislature intended. We note, for example, that
Black's Law Dictionary defines ‘hire’ as: ‘To purchase
the temporary use of a thing, or to stipulate for the labor
or services of another.’ ‘The words the legislature chose
are not to be given strict connotations within the narrow
parameters of the statutory definitions of crimes.’ Carson
v. State, (1979) [271] Ind. [203], 391 N.E.2d 600, 602.
A murder for hire under this statute has been committed
when one offers or promises compensation to another for
performing a killing, and the other person commits the
murder pursuant to or in response to this offer or promise.
We are not persuaded that ‘money or something of value’
must, in fact, change hands before or after the killing, for
there to have been a ‘hiring.’ An intervening factor, such
“[Prosecutor]: Did she -– other than asking you to do her a
favor, did -– did she in any way offer you anything in return
for doing that?
“[Walton]: Because [Graham] asked me to do her a favor.
“[Walton]: She told me I owed her this favor because I had
been covering up for her husband seeing my cousin.
“[Prosecutor]: What -– what -– what did that mean to you,
that you had been covering up for her husband and your
cousin?
“[Walton]: I mean I had been hiding stuff from her and
she wanted me to do her a favor by killing her daughter in
return.
“[Prosecutor]: Anything else?
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“[Walton]: I shot and killed her.
“[Prosecutor]: Well, my question is, did she promise you
or offer you anything else?
“[Defense counsel]: Judge, we are going to object to
leading.
“The Court: It's been asked and answered, but I will let
you pursue it. Rephrase it.
“[Prosecutor]: Did you expect anything else?
“[Walton]: Yes, sir. She never said
what she was going to give me, but she
said if I needed anything, just call her.”
(R. 2945-46.)
Walton testified that he expected to receive “something” for
killing Shea in addition to the favor that Graham promised
him. In her statement, Graham said: “[I]n all honesty, [I] told
[Walton] I'd give anything, and I didn't quote a number, if
somebody would just do something with Shea.” (C. 1201.)
Graham also stated during her conversation with her husband
that Walton had telephoned her to ask her to “make his
bond” and that Graham had not said no but had asked “how
much” was the bail. Stephen Hemilburger also testified that
Graham had offered him $5,000 to kill Shea. (R. 3480.) There
was also evidence indicating that the Grahams had provided
a cash bond for Shea in the amount of $100,000 14 when
Shea was arrested and charged with a drive-by shooting and
that Graham had feared that that money would be forfeited
because of Shea's bad conduct. 15 (C. 1303.) It is clear from
the testimony at trial and Graham's statements to police that
Walton did not commit the murder for nothing and that he
expected some type of benefit from Graham, that Graham
believed that getting rid of Shea would save her a great deal of
money, and that Shea's murder would keep the Grahams from
forfeiting the $100,000 cash bond that had been posted for
Shea. There was sufficient evidence for the jury to conclude,
beyond a reasonable doubt, that Graham had “hired” Walton
to kill Shea and that Walton had expected some remuneration
in return.
Moreover, there was no variance, fatal or otherwise, between
the indictment and the proof at trial.
“A fatal variance between allegations in an indictment and
proof of those allegations presented at trial exists when the
State fails to adduce any proof of a material allegation of
the indictment or where the only proof adduced is contrary
to a material allegation in the indictment. Johnson v. State,
584 So. 2d 881, 884 (Ala. Crim. App. 1991). ‘Alabama
law requires a material variance between the indictment
and the proof adduced at trial before a conviction will be
overturned. Ex parte Collins, 385 So. 2d 1005 (Ala. 1980).’
Brown v. State, 588 So. 2d 551, 558 (Ala. Crim. App.
1991).”
*35 Bigham v. State, 23 So. 3d 1174, 1177 (Ala. Crim. App.
2009).
“A variance in the form of the offense charged in the
indictment and the proof presented at trial is fatal if the
proof offered by the State is of a different crime, or of the
same crime, but under a set of facts different from those
set out in the indictment. Ex parte Hightower, 443 So. 2d
1272, 1274 (Ala. 1983).”
Ex parte Hamm, 564 So. 2d 469, 471 (Ala. 1990).
There was no proof at trial that a different crime was
committed from the one charged in the indictment; therefore,
there was no fatal variance in this case. Thus, Graham is due
no relief on this claim.
XI.
Graham next argues that the prosecutor's misconduct in the
guilt phase denied her a fair trial. Specifically, Graham argues
that the prosecutor asked improper questions of witnesses and
made improper arguments in closing. We consider each claim
individually.
A.
First, Graham argues that the prosecutor improperly bolstered
the credibility of two state witnesses during their testimony.
“ ‘Generally, the proponent of a witness may not bolster
the credibility of a witness by showing that he made similar
statements on prior occasions. Marcum v. State, 39 Ala. App.
616, 107 So. 2d 899 (Ala. Cr. App. 1958.)’ ” Snyder v. State,
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893 So. 2d 488, 524 (Ala. Crim. App. 2003), quoting Varner
v. State, 497 So. 2d 1135, 1137 (Ala. Crim. App. 1986).
1.
First, Graham argues that the circuit court erred in allowing
Rachel Cunningham to testify that she had previously testified
in Graham's first trial and that her testimony at the second trial
was consistent with that testimony. The following occurred:
“[Prosecutor]: And this is the second time you have come
to testify. Is that correct?
“[Defense counsel]: Judge, we are going to object. That's
not relevant.
“The Court: Overruled. He can ask that.
“[Prosecutor]: You have testified before in this case, did
you not?
that this testimony was not hearsay pursuant to Rule 801(d)(1)
(B), Ala. R. Evid., and was admissible. That rule provides that
a statement is not hearsay if the statement is “consistent with
the declarant's testimony and is offered to rebut an express or
implied charge against the declarant of recent fabrication, or
improper influence or motive. ...”
*36 Regardless of whether the above testimony meets the
requirements of Rule 801(d)(1)(B), we find no error that rises
to the level of plain error. “To rise to the level of plain error,
the claimed error must not only seriously affect a defendant's
‘substantial rights,’ but it must also have an unfair prejudicial
impact on the jury's deliberations.” Hyde v. State, 778 So. 2d
199, 209 (Ala. Crim. App. 1998).
Moreover, if any error did occur, we are confident that the
error was harmless beyond a reasonable doubt. Chapman v.
California, 386 U.S. 18, 24, 87 S.Ct. 824, 17 L.Ed.2d 705
(1967). For these reasons, we find no plain error. Graham is
due no relief on this claim.
“[Cunningham]: Yes, sir.
“[Prosecutor]: Okay. Did you -– did you testify as to the
same thing then that you testified to now?
“[Cunningham]: Yes, sir.”
(R. 3473.) At trial, Graham made a different objection than
the argument she makes on appeal. Graham objected that the
testimony was not relevant, but on appeal Graham argues that
the evidence was elicited to bolster Cunningham's credibility.
Therefore, we review this claim for plain error. See Rule 45A,
Ala. R. App. P.
Graham relies on Varner v. State, 497 So. 2d 1135 (Ala.
Crim. App. 1986), to support her argument. In Varner, we
stated: “Generally, the proponent of a witness may not bolster
the credibility of a witness by showing that he made similar
statements on prior occasions. Marcum v. State, 39 Ala. App.
616, 107 So. 2d 899 (Ala. Cr. App. 1958).” 497 So. 2d at 1137.
“The reasons for this rule is that such evidence is hearsay and
is inadmissible unless an exception can be found.” People v.
Henry, 569 N.Y.S.2d 905, 906, 150 Misc. 2d 700, 702 (1991).
The above-quoted testimony was elicited on redirect
examination after Cunningham's credibility had been attacked
on cross-examination. The contents of her prior testimony
were not admitted, merely the fact that she had previously
testified consistent with her trial testimony. The State asserts
2.
Graham also challenges the following testimony that occurred
during Sheriff Taylor's examination.
“[Prosecutor]: Did [Walton], in fact, act out for you, if
you will, at one point what he did at that -–down there on
Bowden Road?
“[Sheriff Taylor]: He did.
“[Prosecutor]: And the things he told you about what
happened on Bowden Road, did they comport with the
evidence as you knew it?
“[Defense counsel]: Judge, we are going to object at this
point to his supposition, as far as what he thought Kenny
Walton told him being true or not true.
“The Court: Well, -“[Prosecutor]: Judge --
“The Court: -– he didn't say that. He
just said did it comport to the other
evidence that he is –- so overruled.”
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Graham v. State, --- So.3d ---- (2019)
biblical teachings.” Wright v. State, 279 Ala. 543, 550-51, 188
So. 2d 272, 279 (1966).
(R. 3841-42.)
Sheriff Taylor never answered the now-challenged question.
“Since the questions were not answered, reversible error does
not appear.” Embrey v. State, 283 Ala. 110, 116, 214 So. 2d
567, 573 (1968). “[T]he witness did not answer, consequently,
under the rule of our cases, reversible error is not shown in
this connection.” Woodard v. State, 253 Ala. 259, 263, 44 So.
2d 241, 244 (1950). “[R]eversible error cannot be predicated
upon the overruling of an objection to a question which is not
answered.” Haisten v. State, 50 Ala. App. 504, 506, 280 So. 2d
209, 211 (1973). Thus, Graham is due no relief on this claim.
B.
Graham next argues that the prosecutor's closing arguments
in the guilt phase were erroneous. When reviewing a
prosecutor's challenged remarks made in closing, we keep in
mind the following:
“Wide discretion is allowed the trial court in regulating
the arguments of counsel. Racine v. State, 290 Ala. 225,
275 So. 2d 655 (1973). ‘In evaluating allegedly prejudicial
remarks by the prosecutor in closing argument, ... each
case must be judged on its own merits,’ Hooks v. State,
534 So. 2d 329, 354 (Ala. Cr. App. 1987), aff'd, 534
So. 2d 371 (Ala. 1988), cert. denied, 488 U.S. 1050, 109
S.Ct. 883, 102 L.Ed.2d 1005 (1989) (citations omitted)
(quoting Barnett v. State, 52 Ala. App. 260, 264, 291 So.
2d 353, 357 (1974)), and the remarks must be evaluated
in the context of the whole trial, Duren v. State, 590 So.
2d 360 (Ala. Cr. App. 1990), aff'd, 590 So. 2d 369 (Ala.
1991). ‘In order to constitute reversible error, improper
argument must be pertinent to the issues at trial or its natural
tendency must be to influence the finding of the jury.’
Mitchell v. State, 480 So. 2d 1254, 1257–58 (Ala. Cr. App.
1985) (citations omitted). ‘To justify reversal because of an
attorney's argument to the jury, this court must conclude
that substantial prejudice has resulted.’ Twilley v. State,
472 So. 2d 1130, 1139 (Ala. Cr. App. 1985) (citations
omitted).”
Coral v. State, 628 So. 2d 954, 985 (Ala. Crim. App. 1992).
*37 “Criminal trials are adversary proceedings ... and not
social affairs. Argument of counsel should not be so restricted
as to prevent reference, by way of illustration, to historical
facts and public characters, or to principles of divine law or
“[C]ounsel is afforded broad latitude in closing argument.
This latitude, set out by the Court in Nelms & Blum Co.
v. Fink, 159 Miss. 372, 382-383, 131 So. 817, 820 (1930),
has been referred to in the context of capital cases. In
Nelms, we stated that ‘[c]ounsel may draw upon literature,
history, science, religion, and philosophy for material for
his argument.’ Id. at 382-384, 131 So. 817. See Hansen
v. State, 592 So. 2d 114, 139-140 (Miss. 1991); Shell v.
State, 554 So. 2d 887, 899 (Miss. 1989), vacated on other
grounds, 498 U.S. 1, 111 S.Ct. 313, 112 L.Ed.2d 1 (1990);
Johnson v. State, 416 So. 2d 383, 391 (Miss. 1982).”
Carr v. State, 655 So. 2d 824, 853 (Miss. 1995).
“The test of a prosecutor's legitimate argument is that
whatever is based on facts and evidence is within the scope
of proper comment and argument. Kirkland v. State, 340
So. 2d 1139 (Ala. Cr. App. [1976] ), cert. denied, 340
So. 2d 1140 (Ala. [1977] ). Statements based on facts
admissible in evidence are proper. Henley v. State, 361 So.
2d 1148 (Ala. Cr. App.), cert. denied, 361 So. 2d 1152
(Ala. 1978). A prosecutor as well as defense counsel has
a right to present his impressions from the evidence. He
may argue every legitimate inference from the evidence
and may examine, collate, sift, and treat the evidence in his
own way. Williams v. State, 377 So. 2d 634 (Ala. Cr. App.
1979); McQueen v. State, 355 So. 2d 407 (Ala. Cr. App.
1978).”
Watson v. State, 398 So. 2d 320, 328 (Ala. Crim. App. 1980).
“Claims of prosecutorial misconduct are subject to harmlesserror analysis.” Bonner v. State, 921 So. 2d 469, 473 (Ala.
Crim. App. 2005).
1.
First, Graham argues that the prosecutor improperly made the
following argument in closing:
“I want you to also remember when you think about that,
that Kevin Graham testified here, that he heard [Graham]
admit to Papa [Warren Thompson] that she took the gun to
him and asked him to clean it.”
(R. 4067.) In her brief, Graham argues: “The prosecutor
sought to prove Ms. Graham's consciousness of guilt by
arguing that she asked Warren Thompson to clean her gun the
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Graham v. State, --- So.3d ---- (2019)
day after Shea's death.” (Graham's brief at p. 70.) However,
in the challenged argument the prosecutor did not state that
Graham had given the gun to be cleaned the day after Shea
was killed.
There was evidence indicating that the gun was given to
Thompson for him to clean. Kevin stated in his conversation
with Graham: “Papa [Thompson] said you brought him the
gun Friday [the day after Shea's body was found] and it had
rust on it.” (R. 1110.) Walton also testified that Thompson got
the gun he used in order to clean it. Sergeant Costello testified
that the police retrieved the gun from Thompson. (R. 2847.)
Clearly, the prosecutor's remarks were based on the evidence
and did not constitute error.
2.
Graham also argues that the following argument was
erroneous: “That cell phone [Graham's cellular telephone] has
never been found in this whole investigation. It's never been
located.” (R. 4170.) After this argument was made, defense
counsel then stated:
*38 “Judge, we are going to object to him arguing matters
that are not in evidence. And I have tried to be lenient
when he argued the first time, but we object to him arguing
matters that are not in evidence.”
Graham next argues that the prosecutor's improper arguments
constituted an “improper exhortation [for the jury] to
convict.” (Graham's brief at p. 73.) Specifically, Graham
challenges the following argument made in the prosecutor's
rebuttal:
“The only thing that is necessary for evil to prevail is for
men and women of goodwill to do nothing. [ 16 ]
“What you do here speaks to the community about how we
feel about justice and law in Russell County, Alabama. You
speak for the community. There are -–history is replete with
instances in which evil did prevail because men and women
of goodwill did nothing. If you look at this town in the 19
-– early 1950s and 40s and 50s, it was a lawless town. It
was run by a local mob. The gamblers, corrupt police, ran
this town.
“It only changed -– it only changed because the Grand Jury,
composed of people just like you, returned indictments and
said this is going to stop. One of those men had his house
burned. Two of them -“[Defense counsel]: Judge, we are going to object at this
point to –- to this line -- indictments never -“The Court: Well --
“[Defense counsel]: -– stopped
anything. I mean, we -– we object.
We think it's improper.”
(R. 4170-71.) The circuit court overruled the objection.
After this discussion, the prosecutor then made the following
comments:
“If I say anything to you that you think is not right, then you
should trust your memory. That's my memory that Sheriff
Taylor said they never found the phone. If you remember
something different that's what you should do.”
(R. 4171-72.)
Graham's cellular telephone had never been located despite
the fact that a thorough search had been conducted of
Graham's home. Certainly, this argument was a legitimate
inference that could have been drawn from the evidence and
was a proper comment.
C.
(R. 4203-04.)
“It is improper for a prosecutor to ‘seek justice beyond the
parameters of the case.’ ” State v. Powers, 654 N.W.2d 667,
679 (Minn. 2003). In People v. Clemons, 89 P.3d 479 (Colo.
App. 2003), the court addressed the propriety of a similar
argument and stated:
“We agree with defendant that the prosecutor's use of
this quotation was an improper attempt to persuade the
jurors to convict defendant in order to combat evil for
the community. However, this quotation was an isolated
incident in an otherwise proper closing argument in which
the prosecutor repeatedly urged the jury to apply the rules
of law to the evidence adduced at trial. Accordingly, we
are convinced that this error was harmless. See Loaiza v.
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Graham v. State, --- So.3d ---- (2019)
State, 186 Ga. App. 72, 74, 366 S.E.2d 404, 406 (1988)(no
reversible error where trial court sustained defendant's
objection to prosecutor's use of this Burke quote in closing
argument, but denied mistrial motion); Commonwealth v.
Davis, 38 Mass. App. Ct. 932, 934, 646 N.E.2d 1093,
1095 (1995)(prosecutor's use of this Burke quote in closing
argument, to which defendant objected, did not require
reversal); People v. Williams [434 Mich. 894], 453 N.W.2d
675 (Mich. 1990)(prosecutor's use of this Burke quote
in closing argument did not require reversal); State v.
Stufflebean, 329 N.W.2d 314 (Minn. 1983)(prosecutor's
use of this Burke quote not reversible error); cf. State
v. Prevatte, 356 N.C. 178, 264, 570 S.E.2d 440, 488
(2002)(prosecutor's use of this Burke quote in closing
argument was proper); see also Trujillo v. State, 44 P.3d
22, 26 (Wyo. 2002)(prosecutor's use of this Burke quote
in closing argument was an inappropriate rhetorical device
but not plain error). But see State v. Mills, 57 Conn. App.
202, 213, 748 A.2d 318, 325 (2000)(reversing defendant's
conviction where prosecutor used this Burke quote in
closing argument, but also emphasizing numerous other
instances of serious misconduct in the prosecutor's closing
argument).”
*39 89 P.3d at 483-84. See also People v. Ortega, 370 P.3d
181, 190 (Colo. App. 2015).
“The quotation from Burke is more troubling, however,
because it was an improper call for justice beyond the
parameters of the case. Nonetheless, in State v. Stufflebean,
329 N.W.2d 314, 318 (Minn. 1983), this court held
substantially similar language to be ‘technically improper’
but not warranting reversal. We reiterate the improper
nature of such arguments, but we conclude that those
comments do not warrant reversal.”
State v. Powers, 654 N.W.2d at 679. For the foregoing
reasons, we find no reversible error in the prosecutor's
comments.
Moreover, “[t]he standard of review is not whether the
defendant was prejudiced, but whether the comment ‘so
infected the trial with unfairness as to make the resulting
conviction a denial of due process.’ Darden v. Wainwright,
477 U.S. 168, 169, 106 S.Ct. 2464, 91 L.Ed.2d 144 (1986).”
Gobble v. State, 104 So. 3d 920, 970 (Ala. Crim. App. 2010).
Certainly, that standard was not met in this case. Graham is
due no relief on this claim.
XII.
Graham next argues that the circuit court failed to instruct the
jury that Graham had to have the specific intent to kill Shea
before she could be convicted of capital murder. Specifically,
Graham argues that the circuit court erroneously instructed
the jury that they could convict Graham of murder for hire
even if the person that Graham intended to kill was not her
daughter.
Graham challenges the following part of the circuit court's
lengthy instructions:
“That the Defendant, Lisa Graham, caused the death
of Stephanie Graham or Shea Graham by soliciting
or contracting with or requesting or commanding or
importuning Kenneth R. Walton to cause the death of
Stephanie or Shea Graham by shooting Stephanie Graham.
“Third element
“That in committing the act which caused the death
of Stephanie Graham or Shea Graham, the Defendant
intended to kill the deceased or another person.
“A person acts intentionally when it
is her purpose to cause the death of
another person. The intent to kill must
be real and specific.”
(R. 4228) (emphasis added).
At the conclusion of the instructions, the court asked if the
parties had any exceptions. The following occurred: “The
Court: Anything from the defense?
“[Defense counsel]: Well, I think -– I think what
[the prosecutor] said is exactly correct. You have the
particularized intent on Stephanie Shea Graham for capital
murder. But not for murder. And that's what I tried to bring
up before we went into these charges, because what you
charged on capital murder, in -– in my estimation at the
number three element of capital murder is incorrect. And
-– and the reason it's incorrect -“....
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“The Court: Now, that's straight -– you had -– that's straight
from the charge. That's straight from the pattern charge.
“....
“The Court: Well -– now, if you want me to, I will bring
them back here and go back over the element three. But I
mean, they -– I mean, I pulled it right out of the pattern jury
instructions.
*40 “[Defense counsel]: Well, Judge, I mean, we just -–
the Court has charged the jury what you did. We think
under this set of circumstances that it's more particularized
because of the solicitation being the -“....
“The Court: And that's what they want
us to use. So I am –- I am going to deny
it on that and let them go.”
(R. 4253-61.)
Graham argues that by using the three words “or another
person” the court instructed the jury that they could rely on the
doctrine of transferred intent to find Graham guilty of capital
murder. She asserts that this instruction, in essence, amended
the indictment. Graham said in one of her statements that she
had given her gun to Walton so that he could kill his cousin -Ieisha Hodge. Graham asserts that Hodge was her husband's
“suspected lover.”
Graham further argues that the doctrine of transferred intent
has no application to capital cases where the intent to kill must
be real and specific. Graham cites Ex parte Woodall, 730 So.
2d 652 (Ala. 1998), to support this argument.
The State argues in its brief:
“Graham attempts to establish reversible error by focusing
on three words in the court's verbatim reading of the pattern
instructions, that does not entitle her to relief for at least
two reasons. First, ‘no reversible error will be found when
the trial court follows the pattern jury instructions adopted
by this Court.’ Snyder v. State, 893 So. 2d 488, 553 (Ala.
Crim. App. 2003). Second, although Graham claims that
the court's reading the phrase ‘or another person’ allowed
the jury to convict her of capital murder, based on her
comments that she ‘gave [Walton] her gun in order to kill
Ieisha Hodge,’ there was no evidence that Graham solicited
Walton to murder Ieisha. Although Graham did tell both
Kevin and Lt. Taylor that she loaned her gun to Walton
to kill Ieisha, she never claimed that she either hired or
asked Walton to kill Ieisha. Additionally, Graham did not
maintain her ruse about loaning her gun to Walton to kill
Ieisha -– she admitted that she gave Walton her gun to
‘get rid of’ Shea. Thus, the evidence presented at trial
established that Graham solicited Walton to murder only
one person: Shea.”
(State's brief at pp. 17-18.)
“ ‘A trial court has broad discretion when formulating its
jury instructions....’ Williams v. State, 795 So. 2d 753, 780
(Ala. Crim. App. 1999) (citing Williams v. State, 710 So.
2d 1276, 1305 (Ala. Crim. App. 1996)). ‘When reviewing
a trial court's jury instructions, [this Court] must view [the
instructions] as a whole, not in bits and pieces, and as a
reasonable juror would have interpreted them.’ Johnson v.
State, 820 So. 2d 842, 874 (Ala. Crim. App. 2000).”
Miller v. State, 63 So. 3d 676, 701 (Ala. Crim. App. 2010).
See also Johnson v. State, 820 So. 2d 842 (Ala. Crim. App.
2000).
Here, at the beginning of the jury instructions, the court read
the indictment to the jury. No count of the indictment charged
that Graham had hired Walton to kill Ieisha Hodge. During
closing arguments Graham's counsel did not mention Hodge.
The jury charges did not mention Hodge. In fact, there was
no testimony that Hodge was dead. Also, the circuit court
stated that the first element of the charges was that “Shea
Graham is dead.” (R. 4227.) The court further instructed:
“To convict, the State must prove that Lisa L. Graham had
particularized intent to kill Stephanie S. Graham. A person
acts intentionally when its his or her purpose to caused the
death of another person. The intent to kill must be real and it
must be specific.” (R. 4241.) The circuit court did not instruct
on the issue of transferred intent because it had no application
to the facts of this case.
*41 The Pattern Jury Instructions, adopted by the Alabama
Supreme Court on July 30, 2010, for use in capital cases, 17
state that the intent instructions for use in a capital-murder
trial should read: “A person commits an intentional murder if
he causes the death of another person, and in performing the
act or acts that cause the death of that person, he intends to
kill that person (or another person).” (Emphasis added.) 18
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Graham v. State, --- So.3d ---- (2019)
This Court must examine the challenged instructions as a
reasonable juror would and not in isolation. It is clear that the
circuit court did not instruct the jury that they could convict
Graham of capital murder even if she did not have the specific
intent to kill Shea. Graham's interpretation of the instructions
is strained and not supported by the entire instructions. 19
We note that the jury instructions in Ex parte Phillips,
[Ms. 1160403, October 19, 2018] ––– So. 3d ––––, ––––
(Ala. 2018), stated: “To convict, the State must prove
beyond a reasonable doubt each of the following elements
of intentional murder of two or more persons ... that in
committing the act that caused the deaths of both [Erica] and
Baby Doe, the defendant intended to kill the deceased or
another person.” (Emphasis added.) In Ex parte Phillips, the
defendant was charged with the capital offense of killing two
or more persons. The Phillips Court instructed the jury that
the defendant had to have the specific intent to kill only the
mother, and not the baby, to be convicted of capital murder.
The Supreme Court in Phillips also held that the circuit court's
instructions were not an amendment to the indictment.
Based on our review of the instructions in this case, it is clear
that the jury was properly instructed that to convict Graham
of capital murder they had to find beyond a reasonable doubt
that Graham had the specific intent to kill Shea. Accordingly,
we find no error in the circuit court's instructions.
*42 Moreover, even if the three words in the instructions “or
another person” were erroneous, that error would be harmless
beyond a reasonable doubt. The circuit court instructed the
jury that to find Graham guilty of capital murder it had to find
that Graham had a specific intent to kill Shea.
“ ‘[W]e acknowledged that faulty jury instructions are
subject to harmless error review. [State v. Beamon, 347
Wis. 2d 559, 830 N.W.2d 68 [681] (2013) ], ¶ 24 (citing
Hedgpeth v. Pulido, 555 U.S. 57, 61, 129 S.Ct. 530,
172 L.Ed.2d 388 (2008); Neder v. United States, 527
U.S. 1, 11, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999)).
Harmless error review applies both to jury instructions
that have omissions and to jury instructions that place an
additional burden on the State. Id., ¶¶ 24–25. “Therefore,
where a jury instruction erroneously states the applicable
statute, we must determine whether, under the totality of
the circumstances, the erroneous instruction constituted
harmless error.” Id., ¶ 27 (citing [State v.] Harvey, 254 Wis.
2d 442, ¶ 46, 647 N.W.2d 189 [ (2002) ]).’ ”
Bohannon v. State, 222 So. 3d 457, 509 (Ala. Crim. App.
2015), quoting State v. Williams, 364 Wis. 2d 126, 148, 867
N.W.2d 736, 746 (2015).
For the above reasons, we find no reversible error in the circuit
court's jury instructions on intent. Nor did the instructions
amend the indictment. Graham is due no relief on this claim.
XIII.
Graham next argues that she was entitled to a jury instruction
on “valuable consideration.” Without such an instruction,
Graham says, the jury was free to “convict without proof of
some economic gain expected by Mr. Walton.” (Graham's
brief at p. 35.)
The State argues that when the jury returned with a question,
the circuit court asked if Graham had an instruction on
“valuable consideration.” Graham responded that she did.
The court agreed to instruct the jury based on Graham's
requested charges. The State argues that any error was invited
by Graham's actions and is waived because it does not rise to
the level of plain error.
The record shows that the jury returned with the following
question: “Please explain the fourth element of capital murder
charge in more detail.” (R. 4262.) The following discussion
then occurred:
“The Court: Okay. Of course, you can't really -–the fourth
element is: The murder was committed by the defendant
for other valuable consideration or for hire. So -– now, I
will read for them defense charge number two which says:
The element of price or award inherent in the word hire -–
is inherent in the word hire, a contract of hire, therefore,
would be a most unusual undertaking if it did not involve
some -–something by the way of recompense.”
(R. 4265.) The circuit court indicated that it was going to
read the fourth element as the jury had previously been
instructed and then give them Graham's requested charge
number two. (R. 4266.) Graham requested that the court read
her requested charges one, two, and three. The court agreed
to do so. Graham indicated that she was satisfied with the
court's resolution of the jury's question. (R. 4271.) The court
reinstructed the jury as requested by Graham as follows:
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34
Graham v. State, --- So.3d ---- (2019)
“The murder was committed by [Graham] for other
valuable consideration or for hire.
“That Lisa Graham is charged with the capital murder
offense -– with the offense of capital murder pursuant to
Code Section 13A-5-47, which requires the State to prove
beyond a reasonable doubt that the murder of Stephanie S.
Graham by Kenneth R. Walton was committed by Kenneth
R. Walton, and that Lisa L. Graham promised or agreed
to give Kenneth R. Walton an unspecified sum of United
States currency or other valuable consideration pursuant to
a contract or for hire.
*43 “The element of price or reward is inherent in the
word hire, a contract of hire, therefore, would be a most
unusual undertaking if it did not involve something by way
of recompense.
“And to define recompense for you and this is -–that means:
“To pay or to reward. And then
also: The State must prove beyond
a reasonable doubt that the payment
of an unspecified sum of United
States currency or other valuable
consideration was impetus for the
murder.”
(R. 4273-74.) The circuit court asked both parties if they were
satisfied, and both the State and defense counsel indicated that
they were satisfied. (R. 4275.)
The State argues that if any error did occur it was invited by
defense counsel's actions. We agree. “The doctrine of invited
error applies to death-penalty cases and operates to waive any
error unless the error rises to the level of plain error.” Snyder
v. State, 893 So. 2d 488, 518 (Ala. Crim. App. 2003).
The State also argues that the circuit court's instructions
were accurate and did not constitute error because the
term “valuable consideration” was a term that was easily
understood and that a circuit court does not err in failing to
define every term in its jury instructions.
“In a criminal case ... the trial court is required to
define technical words and expressions, but not words and
expressions which are of common understanding and self-
explanatory.” State v. O'Donnell, 142 Wash. App. 314, 325,
174 P.3d 1205, 1211 (2007). “ ‘Jury instructions need not
specifically define '[t]erms of common usage and meaning.’
” Law v. State, 249 Ga. App. 253, 254, 547 S.E.2d 784, 786
(2001).
“ ‘When a term, word, or phrase in a jury instruction is
one with which reasonable persons of common intelligence
would be familiar, and its meaning is not so technical or
mysterious as to create confusion in jurors' minds as to
its meaning, an instruction defining [that term, word, or
phrase] is not required.’ ”
People v. Esparza-Treto, 282 P.3d 471, 480 (Colo. App. 2011),
quoting People v. Thoro Prods. Co., 45 P.3d 737, 745 (Colo.
App. 2001).
“A trial court is not required to define each term or phrase
used in its jury instructions. ‘If we required otherwise, a
jury charge could potentially continue ad infinitum; for
every term in a jury charge could become the subject of
attack.’ Thornton v. State, 570 So. 2d 762, 772 (Ala. Crim.
App. 1990). ‘[W]hether it is necessary for the trial court
to define the term for the jury hinges on the facts of the
case,’ Ivery v. State, 686 So. 2d 495, 501–02 (Ala. Crim.
App. 1996), and on whether ‘the challenged terms can be
understood by the average juror in their common usage.’
Thornton, 570 So. 2d at 772. As this Court recognized in
Roberts v. State, 735 So. 2d 1244 (Ala. Crim. App. 1997):
“ ‘ “Jurors do not sit in solitary isolation booths parsing
instructions for subtle shades of meaning in the same
way that lawyers might. Differences among them in
interpretation of instructions may be thrashed out in the
deliberative process, with commonsense understanding
of the instructions in the light of all that has taken place
at the trial likely to prevail over technical hairsplitting.’ ”
“735 So. 2d at 1252 (quoting Boyde v. California, 494 U.S.
370, 380-81, 110 S.Ct. 1190, 108 L.Ed.2d 316 (1990)).”
*44 DeBlase v. State, [Ms. CR-14-0482, November 16,
2018] ––– So. 3d ––––, –––– (Ala. Crim. App. 2018).
We agree with the State that the circuit court did not commit
error by failing to define the term “valuable consideration.”
The court's instructions were sufficient and consistent with
Alabama law. Graham is due no relief on this claim.
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Graham v. State, --- So.3d ---- (2019)
Penalty-Phase Issues
XIV.
Graham next argues that she cannot be sentenced to death
because, she says, the jury failed to find an aggravating
circumstance to support the death penalty. Specifically,
Graham argues that it was error for the circuit court to instruct
the jury in the penalty phase that its verdict of guilty, in
the guilt phase, automatically established the aggravating
circumstance that the murder was committed for “pecuniary
gain.” See § 13A-5-49(a)(6), Ala. Code 1975 (aggravating
circumstance that murder was committed for pecuniary
gain). She argues that the circuit court's application of this
aggravating circumstance is too broad and is contrary to this
Court's holding in Henderson v. State, 584 So. 2d 841 (Ala.
Crim. App. 1988).
This Court in Henderson stated:
“The appellant argues that proof of murder for hire,
pursuant to § 13A–5–40(a)(7) does not suffice to
automatically establish the aggravating circumstance that
the capital offense was committed for pecuniary gain,
pursuant to § 13A–5–49(6). The appellant bases his
argument on the fact that he was indicted under the ‘for
hire’ portion of the subsection rather than the ‘for pecuniary
or other valuable consideration’ portion of § 13A–5–40(a)
(7).
“While it is clear that the aggravating circumstance, that the
offense was committed ‘for pecuniary gain,’ can be applied
to a capital offense under § 13A–5–40(a)(7), Cook v. State,
369 So. 2d 1251, 1256 (Ala. 1978); Ashlock v. State,
367 So. 2d 560, 561 (Ala. Cr. App. 1978), writ denied,
367 So. 2d 562 (Ala. 1979); Johnson v. State, 399 So. 2d
859, 867 (Ala. Cr. App. 1979), we can find no authority
for the proposition that this aggravating circumstance is
automatically to be applied to the capital offense of murder
for hire. Therefore, we must look to the definition and
application of ‘hire,’ as encompassed in ‘murder for hire,’
and ‘pecuniary gain,’ as encompassed in the aggravating
circumstance.
“....
“Because we feel that ‘pecuniary gain’
in the context of an aggravating
circumstance of capital murder
includes more than strictly money,
and can encompass other valuable
consideration or economic gain,
and because ‘murder for hire’ was
intended by the legislature to include
some sort of consideration, we hold
that the aggravating circumstance of
‘pecuniary gain’ automatically applies
to a ‘murder for hire’ situation
wherein the ‘hiree’ is charged with the
offense.”
Henderson, 584 So. 2d at 859. In Henderson, the defendant
was the “hiree” and not the “hirer” as in this case.
The State argues that in Haney v. State, 603 So. 2d 368 (Ala.
Crim. App. 1991), this Court noted that “our capital murder
statute contemplates that certain aggravating circumstances
will be established by certain capital verdicts.” 603 So. 2d at
379. We further stated:
*45 “[W]e conclude that the aggravating circumstance
that ‘[t]he capital offense was committed for pecuniary
gain’ was established, as a matter of law, by appellant's
conviction of the capital crime of murder for hire, [§
13A-5-40(a)(7)] and the trial court correctly so charged the
jury.
“In so holding, we necessarily find that the aggravating
circumstance was correctly applied to [the defendant] even
though she was the hirer and not the person hired and
was convicted of the crime pursuant to the complicity
statute, § 13A-2-23. We think the aggravating circumstance
should be considered as established where the defendant is
convicted of the capital offense as an accomplice-hirer. We
do not think the legislature intended to make a distinction
between the hirer and the person hired in a murder for
hire or contract for hire situation. The statute does not
distinguish between the hirer and the hiree, but simply
provides that the aggravating circumstance arises if the
‘offense was committed for pecuniary gain.’ Here the
offense was clearly committed for pecuniary gain. In the
eyes of the law, the hirer is as much to be abhorred as the
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36
Graham v. State, --- So.3d ---- (2019)
hiree, and, here, appellant is as guilty as her brot
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