Opposition Brief — Julius Omar Robinson, Petitioner v. United States
Supreme Court briefJan 17, 2020
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No. 19-5535
________________________________________________________________
________________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
_______________
JULIUS OMAR ROBINSON, PETITIONER
v.
UNITED STATES OF AMERICA
(CAPITAL CASE)
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_______________
BRIEF FOR THE UNITED STATES IN OPPOSITION
_______________
NOEL J. FRANCISCO
Solicitor General
Counsel of Record
BRIAN A. BENCZKOWSKI
Assistant Attorney General
SCOTT A.C. MEISLER
Attorney
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
________________________________________________________________
________________________________________________________________
(CAPITAL CASE)
QUESTIONS PRESENTED
1.
Whether the courts below correctly treated petitioner’s
motion invoking Federal Rule of Civil Procedure 60(b)(6) as a
second or successive collateral attack requiring authorization
under 28 U.S.C. 2255(h).
2.
Whether,
if
petitioner’s
motion
was
a
proper
Rule
60(b)(6) motion, petitioner is entitled to relief on his claim
that
the
omission
from
a
federal
indictment
of
statutory
aggravating factors that rendered him eligible for the death
penalty is a structural error.
3.
Whether,
if
petitioner’s
motion
was
a
proper
Rule
60(b)(6) motion, petitioner is entitled to relief on his claim
that the district court erred in denying his motion, filed more
than four years after his trial, for leave to interview jurors to
develop a claim that the jury was racially biased.
(I)
ADDITIONAL RELATED PROCEEDINGS
United States District Court (N.D. Tex.):
United States v. Robinson, No. 00-cr-260 (June 5, 2002)
Robinson v. United States, No. 05-cv-756 (Nov. 7, 2008)
United States Court of Appeals (5th Cir.):
United States v. Robinson, No. 02-10717 (Apr. 14, 2004)
Robinson v. United States, No. 09-70020 (June 8, 2010)
United States v. Robinson, Nos. 18-10732, 18-70022 (Mar. 8,
2019)
United States Supreme Court
Robinson v. United States, No. 04-5930 (Nov. 29, 2004)
Robinson v. United States, No. 10-8146 (Oct. 3, 2011)
(II)
IN THE SUPREME COURT OF THE UNITED STATES
_______________
No. 19-5535
JULIUS OMAR ROBINSON, PETITIONER
v.
UNITED STATES OF AMERICA
(CAPITAL CASE)
_______________
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
_______________
BRIEF FOR THE UNITED STATES IN OPPOSITION
_______________
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1-23) is
reported at 917 F.3d 856.
The opinion of the district court (Pet.
App. 23-33) is not reported in the Federal Supplement but is
available at 2018 WL 3046255.
A prior opinion of the court of
appeals is reported at 367 F.3d 278.
JURISDICTION
The judgment of the court of appeals was entered on March 8,
2019.
On August 9, 2019, Justice Alito extended the time within
which to file a petition for a writ of certiorari to and including
2
August 5, 2019, and the petition was filed on that date.
The
jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
Following a jury trial, petitioner was convicted on one count
of engaging in a continuing criminal enterprise that included the
murder of three persons, in violation of 21 U.S.C. 848(e) (2000)
(Count 3); three counts of using and discharging a firearm during
and in relation to a drug trafficking crime, causing the death of
another person, in violation of 18 U.S.C. 924(j) (Counts 7, 11,
15); two counts of conspiracy to distribute drugs, in violation of
21
U.S.C.
841(b)(1)(B)
(1998)
and
21
U.S.C.
846
(Count
1),
841(b)(1)(A) (1998) and 21 U.S.C. 846 (Count 2); nine counts of
possessing a firearm in furtherance of, or using and brandishing
a firearm during and in relation to, a drug trafficking offense,
in violation of 18 U.S.C. 924(c)(1)(A)(i) and (C)(i) (Counts 4, 8,
17), 18 U.S.C. 924(c)(1)(A)(ii) (Counts 5, 9, 13), and 18 U.S.C.
924(c)(1)(C)(iii) (1998) (Counts 6, 10, 14); and one count of
possessing cocaine with the intent to distribute it, in the course
of which a person was murdered, in violation of 21 U.S.C. 841(a)(1)
and (b)(1)(A) (1998), and 21 U.S.C. 848(e) (2000) (Count 12). Pet.
App. 275.
Following a penalty hearing, the jury unanimously
recommended that petitioner be sentenced to death on Counts 3, 7,
and 11, and to life imprisonment on Counts 12 and 15.
See 00-cr-
260 D. Ct. Docs. 2454 (Nov. 7, 2008), 2473 (July 10, 2009).
district court sentenced petitioner accordingly.
The
Pet. App. 276-
3
277.
The court of appeals affirmed, 367 F.3d 278, and this Court
denied a petition for a writ of certiorari, 543 U.S. 1005 (2004).
In 2007, petitioner moved under 28 U.S.C. 2255 to vacate his
conviction and sentence.
2007).
00-cr-260 D. Ct. Doc. 2422 (July 2,
The district court denied relief, and declined to issue a
certificate of appealability (COA).
petitioner’s
application
for
a
The court of appeals denied
COA,
and
this
Court
denied
a
petition for a writ of certiorari, 565 U.S. 827 (2011).
In 2018, petitioner filed a motion for relief from judgment
under Federal Rule of Civil Procedure 60(b).
Pet. App. 34-62.
The district court found that the motion qualified as a second or
successive motion for relief under 28 U.S.C. 2255 and transferred
the motion to the court of appeals for consideration as a request
for authorization under 28 U.S.C. 2255(h) to file such a motion.
Pet. App. 24-33.
The court of appeals denied authorization and
dismissed petitioner’s appeal for lack of jurisdiction.
Id. at 1-
21.
1.
From 1996 to 2000, petitioner was a wholesale drug dealer
operating in five States.
367 F.3d at 282.
During the course of
his drug enterprise, petitioner personally murdered at least two
people and was part of a conspiracy to murder a third.
Id. at
282-283.
On December 2, 1998, two of petitioner’s associates spotted
Johnny Lee Shelton at a Dallas night club.
367 F.3d at 282.
They
mistook Shelton for another man, whom petitioner believed was
4
responsible for a carjacking that had cost petitioner $30,000.
Ibid.
Petitioner arrived at the club as Shelton was leaving;
petitioner
and
his
associates
followed
Shelton
onto
a
local
highway.
As they approached Shelton’s car, petitioner yelled
“that’s him,” leaned out the window, and opened fire on Shelton
with an AK-47 assault rifle.
Ibid.
A large number of bullets
ricocheted off the road and adjoining concrete walls.
289 n.17.
Id. at 282,
Shelton was struck in the stomach and later died.
Id.
at 282.
In May 1999, petitioner purchased a brick of what he thought
was cocaine but was actually a block of wood covered in sheetrock.
367 F.3d at 282.
The next day, petitioner and an associate went
to the home of Juan Reyes, whose only connection to the fraudulent
drug transaction was that he was the brother-in-law of the seller.
Ibid.
Petitioner and his associate opened fire with automatic
weapons on Reyes and his two companions, Isaac Rodriguez and
Nicholas Marques.
Id. at 282-283.
Reyes fell to the ground, and
petitioner and his associate then shot him at least nine times
from
a
distance
of
less
than
five
feet,
killing
him.
Ibid.
Rodriguez attempted to flee and was shot in the back and leg.
Ibid.
Petitioner and his associate also fired at Marques as he
drove away, riddling his car with bullets.
Ibid.
The drug conspiracy also led to the murder of a third person,
Rudolfo Resendez, at the hands of two of petitioner’s associates.
367 F.3d at 283.
5
2.
Petitioner was indicted on and found guilty by a jury of
the counts described above.
See p. 2, supra.
death on three of those counts.
He was sentenced to
His conviction and sentence were
affirmed on direct review.
a.
The penalty phase of petitioner’s trial was conducted
pursuant to the Federal Death Penalty Act of 1994 (FDPA), 18 U.S.C.
3591 et seq.
With respect to the Shelton and Reyes murders, the
jurors unanimously found beyond a reasonable doubt that petitioner
acted
intentionally
(18
U.S.C.
3591(a)(2))
and
that
several
statutory aggravating factors existed, including that petitioner
knowingly created a grave risk of death to persons in addition to
the victim (18 U.S.C. 3592(c)(5)); committed the murders after
substantial planning and premeditation (18 U.S.C. 3592(c)(9));
murdered Reyes in an especially heinous, cruel, or depraved manner
in that the murder involved torture or serious physical abuse (18
U.S.C. 3592(c)(6)); and attempted to kill others as part of the
episode involving the murder of Reyes (18 U.S.C. 3592(c)(16)).
See 00-cr-260 D. Ct. Doc. 2432-2, at 2-3, 10-11, 26-27, 33-34.
The jury also found, unanimously and beyond a reasonable doubt,
that petitioner presented a future danger to the lives and safety
of others.
Id. at 4, 12, 28, 35.
Weighing those aggravating factors against mitigating factors
that petitioner raised during the sentencing phase (see 18 U.S.C.
3593(e)), the jury unanimously determined that, as to Counts 3, 7,
and 11, the aggravating factors “sufficiently outweigh[ed]” the
6
mitigating factors to warrant a sentence of death.
Ct. Doc. 2432-2, at 9, 17, 32, 39.
00-cr-260 D.
The jury recommended a sentence
of death on those counts, and the district court imposed such a
sentence under 18 U.S.C. 3594.
b.
On direct appeal, petitioner argued in pertinent part
that, in light of this Court’s decision in Ring v. Arizona, 536
U.S. 584 (2002), his death sentence was constitutionally invalid
because the indictment did not allege the statutory aggravating
factors that rendered him eligible for a sentence of death.
The
government acknowledged that the indictment should have alleged
the aggravating factors submitted to the jury, but argued that the
error was harmless. The court of appeals agreed and affirmed
petitioner’s conviction and sentence.
The
court
of
appeals
explained
367 F.3d at 283-289.
that
“the
absence
of
an
indictment on the aggravating factors used to justify a death
sentence is not structural error and is susceptible to harmless
error review.”
367 F.3d at 286.
The court observed that this
Court in Neder v. United States, 527 U.S. 1, 8 (1999), had not
included the failure of the grand jury to find a sentence-enhancing
fact
among
errors.”
the
limited
class
of
cases
involving
367 F.3d at 285 (citation omitted).
“structural
The court of appeals
also noted the “difficult[y]” of distinguishing the error that
Neder found to be subject to harmless-error review -- failure to
instruct the jury on an element of the crime -- from the failure
to allege a statutory aggravating factor in the indictment.
Id.
7
at 286.
And the court additionally observed that petitioner’s
claim that the error in his case was structural was difficult to
reconcile with this Court’s holding in United States v. Cotton,
535 U.S. 625 (2002), that the omission of a sentence-enhancing
fact from the indictment in that case did not “seriously affect
the fairness, integrity, or public reputation of the judicial
proceedings.”
367 F.3d at 286.
The court of appeals explained
that “it is difficult to accept that the same error simultaneously
could be the sort of ‘structural error’ discussed in Neder” and
one that does not fundamentally affect the fairness of proceedings.
Ibid. (citation omitted).
The court of appeals then determined that the error was
harmless on the facts of this case.
The court explained that the
death penalty notice filed by the government pursuant to 18 U.S.C.
3593(a)
gave
petitioner
adequate
pretrial
notice
of
all
the
aggravating factors relied on by the petit jury in recommending a
death sentence.
367 F.3d at 287.
The court observed that
petitioner was not harmed by the absence of a determination by the
grand jury that any aggravating factor was supported by probable
cause
because,
“[i]n
addition
to
the
petit
jury’s
unanimous
findings,” the evidence supporting the existence of probable cause
was “overwhelming.”
Id. at 289.
Accordingly, the court found
that “beyond a reasonable doubt, the failure to charge those
factors in an indictment did not contribute to [petitioner’s]
conviction or death sentence.”
Ibid.
8
c.
This Court denied a petition for a writ of certiorari
seeking review of the harmless-error determination. 543 U.S. 1005.
3.
In 2006, petitioner moved under 28 U.S.C. 2255(a) to
vacate his sentence, principally asserting that (1) he received
ineffective assistance of counsel at trial and on direct appeal
and (2) that his conviction violated the Equal Protection Clause
on the theory, inter alia, that the prosecution struck jurors based
on race in violation of Batson v. Kentucky, 476 U.S. 79 (1986).
00-cr-260 D. Ct. Doc. 2279 (Nov. 29, 2005).
While the Section
2255 motion was pending in the district court, petitioner filed
two motions that are relevant here.
a.
First,
petitioner
moved
for
permission
district court’s local rules to interview jurors.
368; see N.D. Tex. Local Crim. R. 24.1.
under
the
Pet. App. 359-
Petitioner acknowledged
that courts in the Fifth Circuit “[o]rdinarily” do not permit posttrial
access
to
jurors
without
“‘a
showing
of
illegal
or
prejudicial intrusion into the jury process,’” and that he could
not “make the requisite showing at th[at] time.”
Pet. App. 360
(quoting United States v. Riley, 544 F.2d 237, 242 (5th Cir. 1976),
cert. denied, 430 U.S. 932 (1977)).
Petitioner argued, however,
that the court should exercise its discretion to permit juror
interviews “given the importance of the constitutional right” to
an impartial jury and the capital nature of his case.
The district court denied petitioner’s motion.
369-372.
Ibid.
Pet. App.
The court observed that petitioner had not “state[d]
9
that he has any reason to suspect that his jury was actually
partial.”
Id. at 369.
And it found that under the circumstances,
petitioner’s “request appear[ed] to be nothing more than a fishing
expedition,”
id.
at
370,
and
granting
it
would
allow
him
unnecessarily to “‘ransack[] the jurors in search of some ground
* * * for a new trial,’” id. at 371 (quoting Riley, 544 F.2d at
242).
b.
In 2007, petitioner moved to amend his Section 2255
motion to add a claim renewing his contention that the omission of
statutory aggravating factors from his indictment was a structural
error that required reversal of his death sentences.
392-394.
Pet. App.
Petitioner acknowledged that this “ground” for relief
did not “relate back” to his original Section 2255 motion under
this Court’s decision in Mayle v. Felix, 545 U.S. 644 (2005), but
he argued that leave to amend should be granted because decisions
of this Court “issued after the original habeas motion was filed
cast serious doubt on the viability of the” court of appeals’
decision on his direct appeal.
Pet. App. 392-393.
The district court denied the motion in relevant part.
App. 396-400.
Pet.
The court noted at the outset the principle that a
habeas “petitioner may not raise an issue in his motion to vacate
that has already been decided adversely to him on direct appeal,”
and observed that petitioner sought to avoid that rule by invoking
two decisions that had been released after his direct appeal:
United States v. Gonzalez-Lopez, 548 U.S. 140 (2006), and United
10
States v. Resendiz-Ponce, 549 U.S. 102 (2007).
Pet. App. 397.
The court explained that neither decision afforded petitioner a
basis
for
relief.
The
court
observed
that
the
decision
in
Gonzalez-Lopez had addressed structural error but did not involve
“any type of indictment error” and that, although the Court in
Resendiz-Ponce had granted review to consider whether the omission
of an element of a criminal offense from an indictment can be
harmless, the Court ultimately resolved the case on other grounds.
Id. at 398.
The court further explained that the decisions would
not support petitioner’s collateral attack even if they “were on
point,” because neither decision would be retroactively applicable
to cases on collateral review.
Id. at 398-399 (citing Schriro v.
Summerlin, 542 U.S. 348, 355 (2004)).
c.
The district court later denied petitioner’s Section
2255 motion.
00-cr-260 D. Ct. Doc. 2454.
The court also denied
petitioner’s request for a COA, which did not raise either the
juror-interview issue or the defective-indictment claim as grounds
for appellate review.
00-cr-260 D. Ct. Doc. 2473.
The court of
appeals likewise denied a COA, and this Court denied a petition
for a writ of certiorari, 565 U.S. 827.
4.
In 2018, petitioner filed a motion for relief from
judgment under Federal Rule of Civil Procedure 60(b)(6).
App. 49-51.
decision
Pet.
Petitioner argued in relevant part that this Court’s
Pena-Rodriguez
v.
Colorado,
137
S.
Ct.
855
(2017),
supported his earlier request for permission to interview jurors
11
and
that
two
other
decisions
of
this
Court
constituted
an
intervening change in the law governing “structural error” that
warranted revisiting the denial of his motion to amend his Section
2255 motion. 1
The district court determined that petitioner’s Rule 60(b)
motion constituted a second or successive motion under Section
2255 and transferred the motion to the court of appeals for
consideration as a request for authorization under 28 U.S.C.
2255(h) to file such a motion.
Pet. App. 24-33.
The court
explained that, under Gonzalez v. Crosby, 545 U.S. 524 (2005),
“[d]istrict
courts
have
jurisdiction
to
consider
Rule
60(b)
motions in
* * * habeas proceedings so long as the motion attacks
not the substance of the court’s resolution of the claim on the
merits,
but
proceedings.”
some
defect
in
Pet. App. 26.
the
integrity
of
the
habeas
The court determined, however, that
the juror-interview and structural-error arguments in petitioner’s
motion fell outside the bounds of a proper Rule 60(b) motion
because, “[al]though couched in terms of procedural error,” those
arguments
“are,
conviction.”
to
be
at
bottom,
Id. at 32.
attempting
“the
merits-based
challenges
to
his
Because the court understood petitioner
type
of
end-run
around
the
successive
Petitioner also argued that the district court and court
of appeals had applied an erroneously demanding standard in denying
him a COA following the denial of his Section 2255 motion. Pet.
App. 44-49.
Both courts below concluded that this argument
constituted a successive claim, id. at 9-11, 27-28, and petitioner
does not challenge that conclusion in this Court.
1
12
[Section 2255] petition rules that Gonzalez prohibits,” the court
transferred the motion to the court of appeals to consider whether
to authorize the filing under Section 2255(h).
5.
Ibid.
The court of appeals agreed with the district court that
petitioner’s Rule 60(b) motion should be treated as a second or
successive Section 2255 motion, denied authorization under Section
2255(h),
and
jurisdiction.
dismissed
petitioner’s
appeal
for
lack
of
Pet. App. 2-21.
The court of appeals first addressed petitioner’s argument
concerning the denial of leave to interview jurors.
14.
Pet. App. 12-
The court observed that the argument was best understood as
a request “‘to re-open the proceedings for the purpose of adding’”
a new “claim related to jury impartiality,” which made it “‘the
definition of a successive claim.’”
Id. at A13 (quoting In re
Edwards, 865 F.3d 197, 204-205 (5th Cir.) (per curiam), cert.
denied, 137 S. Ct. 909 (2017)).
The court reasoned in the
alternative that, even if petitioner’s “impartial-jury claim did
not constitute a second or successive habeas petition, [the court]
would undoubtedly conclude that he fails to show” the kind of
“‘extraordinary circumstances’” needed “‘to justify the reopening
of the final judgment under Rule 60(b)(6).’”
Id. at 14 n.18
(brackets and citation omitted).
The court of appeals next determined that, while petitioner
framed his renewed claim of structural error in the indictment in
procedural terms, that claim was also a “merits-based” challenge
13
properly treated as successive.
Pet. App. 15-18.
The court again
reasoned in the alternative that, even if petitioner’s motion did
not qualify as second or successive, his reliance on “changes in
decisional
law”
did
not
present
the
kind
of
“extraordinary
circumstance” that would support reopening an earlier decision
under Rule 60(b)(6).
Having
Id. at 17 n.22.
determined
that
petitioner’s
motion
was
correctly
treated as successive, the court of appeals considered whether to
authorize petitioner’s juror-interview claim under the criteria in
Section 2255(h) and declined to do so.
Pet. App. 17-20.
The court
found it “exceedingly doubtful” that Pena-Rodriguez announced a
substantive rule of law “that applies retroactively to cases on
collateral review,” but declined to decide that issue because
petitioner had not otherwise made the “prima facie showing of
possible merit necessary
* * *
to warrant certification of his
second or successive habeas motion.”
Id. at 20.
The court
stressed in particular that, in the 17 years since his trial,
petitioner
had
“proffered
misconduct or bias.”
absolutely
no
evidence
of
juror
Id. at 20-21.
ARGUMENT
Petitioner contends (Pet. 24-30) that the courts below erred
in treating his Rule 60(b) motion as a successive collateral attack
requiring authorization by the court of appeals under 28 U.S.C.
2255(h). Petitioner further contends (Pet. 3-4, 15-23) that review
is warranted based on recent decisions of this Court that, in his
14
view, show he was entitled to interview the jurors from his trial
to pursue a claim of racial bias and that omission of statutory
aggravating factors from his indictment was a structural error.
Those contentions lack merit.
The court of appeals correctly
determined that petitioner’s Rule 60(b) motion challenged merits
rulings of the district court during the course of his first
Section 2255 motion and was therefore a successive motion requiring
certification under 28 U.S.C. 2255(h).
That determination does
not conflict with any decision of this Court or another court of
appeals.
And
even
if
that
threshold
procedural
ruling
were
incorrect, review is unwarranted because neither of petitioner’s
arguments would support relief under Rule 60(b)(6).
The petition
for a writ of certiorari should be denied.
1.
The court of appeals correctly determined (Pet. App. 6-
17) that the district court lacked jurisdiction over petitioner’s
Rule 60(b) motion because it is a second or successive motion that
does not satisfy 28 U.S.C. 2255(h)’s requirements for successive
collateral attacks. 2
Petitioner does not suggest that the petition be held
pending the Court’s decision in Banister v. Davis, cert. granted,
No. 18-6943 (argued Dec. 4, 2019), and any such suggestion would
lack merit. Banister concerns the circumstances in which a motion
under Federal Rule of Civil Procedure 59(e) –- which is filed
during the pendency of a prisoner’s initial habeas corpus
proceedings -- can be treated as a second or successive petition.
And the claims asserted here are unlike those at issue in Banister.
Accordingly, no reasonable probability exists that the Court’s
decision in Banister would affect the proper disposition of
petitioner’s motion here.
2
15
a.
Once a federal defendant’s conviction becomes final on
appeal, he may file a Section 2255 motion to “move the court which
imposed the sentence to vacate, set aside or correct the sentence.”
28 U.S.C. 2255(a).
The motion must “specify all the grounds for
relief available to the moving party.” Rules Governing Section
2255 Proceedings for the United States District Courts 2(b)(1).
Under provisions enacted as part of the Antiterrorism and
Effective
Death
Penalty
Act
of
1996
(AEDPA),
any
“second
or
successive motion” for relief under Section 2255 must be certified
by a panel of the court of appeals.
18 U.S.C. 2255(h).
The court
must certify that the motion raises a claim involving “(1) newly
discovered evidence that, if proven and viewed in light of the
evidence as a whole, would be sufficient to establish by clear and
convincing evidence that no reasonable factfinder would have found
the
movant
guilty
of
the
offense;
or
(2)
a
new
rule
of
constitutional law, made retroactive to cases on collateral review
by the Supreme Court, that was previously unavailable.”
district
successive
court
lacks
motion
jurisdiction
absent
such
to
Ibid.
A
a
second
or
See
Burton
v.
consider
certification.
Stewart, 549 U.S. 147, 153 (2007) (per curiam) (finding similar
authorization
requirement
for
second
or
successive
collateral
attacks on state conviction to be jurisdictional); see also, e.g.,
United States v. Patton, 309 F.3d 1093, 1094 (8th Cir. 2002) (per
curiam).
“[T]he
* * *
denial of an authorization by a court of
16
appeals to file a second or successive” motion is not subject to
further review.
28 U.S.C. 2244(b)(3)(E).
Accordingly,
unsuccessful
where
Section
a
2255
defendant
motion,
has
the
already
district
filed
court
an
cannot
consider any subsequent motion for Section 2255 relief on new
claims or through relitigation of the merits of the previously
rejected claims without precertification by the court of appeals.
See Gonzalez v. Crosby, 545 U.S. 524, 529-530 (2005). 3
That is
true even where the federal prisoner frames his request to the
district court as a motion under Rule 60(b) for relief from the
court’s earlier judgment denying Section 2255 relief, rather than
as a new, freestanding Section 2255 motion.
See ibid.
Court
that
has
explained,
a
Rule
60(b)
motion
As this
attacks
the
“substance of the federal court’s resolution of a claim on the
merits” and “asks for a second chance to have the merits determined
favorably”
is
a
second
or
successive
purposes of AEDPA’s relitigation bar.
request
for
relief
for
545 U.S. at 532 & n.5.
Precertification is therefore required for any Rule 60(b) motion
that asserts a new ground for relief or “asserts that a previous
In Gonzalez, the Court “consider[ed] only the extent to
which Rule 60(b) applies to habeas proceedings under 28 U.S.C.
§ 2254, which governs federal habeas relief for prisoners
convicted in state court.” 545 U.S. at 529 n.3. The courts of
appeals, however, have concluded that Gonzalez’s reasoning applies
equally to a federal prisoner’s motion for collateral relief under
Section 2255, see Gilbert v. United States, 640 F.3d 1293, 1323
(11th Cir. 2011) (en banc) (collecting cases), cert. denied, 565
U.S. 1116 (2012), and petitioner does not dispute that Gonzalez
applies in Section 2255 cases.
3
17
ruling regarding one of those grounds was in error.”
Id. at 532
n.4.
By contrast, a Rule 60(b) motion is not treated as a second
or successive habeas motion if it attacks “not the substance of
the federal court’s resolution of a claim on the merits” but “some
defect
in
the
integrity
Gonzalez, 545 U.S. at 532.
of
the
federal
habeas
proceedings.”
A Rule 60(b) motion attacks a defect
in the integrity of the proceedings if it asserts error in a
“ruling which precluded a merits determination,” such as the denial
of a habeas motion based on a “procedural default” or a “statuteof-limitations bar.”
b.
Id. at 532 n.4.
The courts below correctly determined that petitioner’s
Rule 60(b) motion qualified as a second or successive Section 2255
motion under Gonzalez.
Pet. App. 11-18, 25-32.
motion raised two arguments relevant here:
The Rule 60(b)
(1) that the district
court erred in denying petitioner leave to amend his Section 2255
motion
to
reassert
a
claim
that
the
omission
of
statutory
aggravating factors from the indictment was structural error, and
(2) that the court erred in denying his motion to interview jurors
to investigate potential juror bias or misconduct.
Id. at 49-59.
Petitioner contends that the first of those arguments raised
a
challenge
to
the
district
court’s
“procedural”
ruling
on
petitioner’s motion for leave to amend and thus did not qualify as
a “successive” claim subject to Section 2255(h)’s restrictions.
Pet. 16 n.4, 24.
As the court of appeals observed, however, the
18
district court “denied amendment in a merits-based decision.” Pet.
App. 17.
The district court not only noted at the outset the
“[e]stablished” rule that a habeas “petitioner may not raise an
issue in his motion to vacate that has already been decided
adversely to him on direct appeal,” Id. at 397; see Reed v. Farley,
512 U.S. 339, 358 (1994) (Scalia, J., concurring in part and
concurring in the judgment), but also considered the substance of
petitioner’s claim.
It determined that the two recent decisions
of this Court he cited “were [not] on point” and that, even if
they were, neither decision would afford a ground for relief
because they did not apply “retroactively” to cases on collateral
review.
Pet. App. at 398-399; see id. at 5 n.3.
If denial of
leave to amend on that ground were deemed “procedural,” it would
have the anomalous effect of putting prisoners in a better position
to file Rule 60(b) motions on claims that they omitted from their
original collateral attack.
The courts below correctly declined
to endorse such an approach by treating petitioner’s reliance on
additional authority in support of the same claim as subject to
the restrictions in Section 2255(h).
See Gonzalez, 545 U.S. at
531-532.
Petitioner does not develop in the body of his petition –and accordingly has relinquished –- any argument that the courts
below erred in treating his separate juror-interview claim as a
successive claim that also required authorization under Section
2255(h).
Any such argument would lack merit in any event.
As the
19
court of appeals explained, petitioner sought reopening of the
Section 2255 proceedings so that he could interview jurors in
support of a challenge to the impartiality of his jury that he
never raised on direct appeal or in his amended Section 2255
motion.
Pet.
App.
12-13.
But
Rule
60(b)
does
not
permit
petitioner to “circumvent” the requirement in Section 2255 “that
a new claim be dismissed unless it relies on either a new rule of
constitutional law or newly discovered facts.”
at 531; see 28 U.S.C. 2255(h).
Gonzalez, 545 U.S.
Petitioner has identified no new
retroactive rule, 28 U.S.C. 2255(h)(2), nor any “newly discovered
evidence,” 28 U.S.C. 2255(h)(1) -– let alone evidence suggesting
factual innocence, see ibid. -- that would support his claim.
Allowing speculative claims like petitioner’s to justify reopening
a collateral attack would contradict the statutory scheme and open
the door to successive claims in many cases.
Because
the
courts
below
correctly
treated
both
of
petitioner’s arguments as successive claims subject to Section
2255(h)’s
strictures,
and
because
petitioner
did
not
obtain
precertification to pursue those claims, Section 2255(h) precludes
further review.
See also 28 U.S.C. 2244(b)(3)(E) (providing that
court of appeals’ denial of precertification is not subject to
certiorari review).
2.
Petitioner’s
contention
that
the
omission
from
an
indictment of “an element of an offense or an aggravating factor
rendering the defendant eligible for a death verdict amounts to
20
structural error warranting reversal,” Pet. 18 (emphasis omitted),
is accordingly not properly before the Court.
In any event, this
Court denied review of that same question on petitioner’s direct
appeal, see 543 U.S. 1005; the Rule 60(b) posture of this case
makes it an unsuitable vehicle for addressing the question; the
claim lacks merit; and no circuit conflict exists that would
warrant further review.
a.
As
an
initial
matter,
this
Court
could
reach
the
structural-error question presented in the petition only if it
first reversed the court of appeals’ jurisdictional determination
and then also concluded that petitioner satisfied the criteria for
relief from judgment under Rule 60(b).
S. Ct. 773, 779 (2017).
Cf. Buck v. Davis, 137
But as the court of appeals determined in
the alternative (Pet. App. 17 n.22), and as the government argued
in the district court (id. at 86-88), petitioner (even if his
motion were jurisdictionally proper) cannot satisfy the Rule 60(b)
criteria that govern at the post-conviction stage.
Arguing that decisions of this Court that postdate his direct
appeal support relief from judgment, petitioner’s motion invoked
the catchall provision in Rule 60(b)(6) for “any other reason that
justifies relief.”
97.
Fed. R. Civ. P. 60(b)(6); see Pet. App. 94-
In Gonzalez, however, this Court explained that its “cases
have required a movant seeking relief under Rule 60(b)(6) to show
‘extraordinary
circumstances’”
to
justify
reopening
a
final
21
judgment and that “[s]uch circumstances will rarely occur in the
habeas context.”
545 U.S. at 535 (citation omitted).
Indeed, Gonzalez itself emphasized that one of the Court’s
decisions
construing
the
federal
habeas
statutes
did
not
constitute an extraordinary circumstance, even if that decision
showed
that
the
dismissing
the
prisoner’s habeas petition on statute-of-limitations grounds.
545
U.S. at 536-537.
district
court
had
erred
in
And while petitioner contends (Pet. 27) that
courts of appeals since Gonzalez “have kept open the possibility
that a change in law
* * *
can constitute an extraordinary
circumstance,” he identifies no court that would deem his claim
here to warrant relief under Rule 60(b).
See Moses v. Joyner, 815
F.3d 163, 169 (4th Cir. 2016) (noting the “admirable consistency”
of the law on this issue since Gonzalez, and explaining that even
decisions such as those cited by petitioner “are peppered with
cautionary language, underscoring that” a change in decisional law
“‘without more, does not entitle a habeas petitioner to Rule
60(b)(6) relief’”) (quoting Cox v. Horn, 757 F.3d 113, 124 (3d
Cir. 2014), cert. denied, 575 U.S. 929 (2015)), cert. denied,
137 S. Ct. 1202 (2017).
Even if a change in decisional law alone could constitute an
extraordinary circumstance under Gonzalez, the three decisions
cited by petitioner would not rise to that level, because none
altered the criteria that the court of appeals considered during
petitioner’s direct appeal in determining whether the indictment
22
error was structural.
As explained above, the court of appeals
reasoned that (1) the indictment’s failure to include statutory
aggravating factors required to render petitioner eligible for the
death penalty was analogous to the omission of an element of the
crime in petit jury instructions, which this Court held to be
susceptible to harmless-error analysis in Neder v. United States,
527 U.S. 1 (1999); and (2) this Court’s determination in United
States v. Cotton, 535 U.S. 625 (2002), that the omission of a
sentence-enhancing element from an indictment “did not seriously
affect the fairness, integrity, or public reputation of judicial
proceedings,” see id. at 632-633, “suggests strongly that such a
defect is not the sort of structural error that necessarily escapes
harmless error review,” 367 F.3d at 278, 285-286.
Nothing in decisions cited by petitioner calls that analysis
into question.
The decision in Weaver v. Massachusetts, 137
S. Ct. 1899 (2017), addressed whether an error that the Court had
already classified as “structural” when raised on direct appeal
-– the closure of a courtroom in violation of the Sixth Amendment’s
public-trial
right
-–
required
a
showing
of
prejudice
when
presented as part of a claim of ineffective assistance of counsel
on collateral review.
Id. at 1905, 1907.
Petitioner relies not
Weaver’s actual holding -- that a prisoner in that circumstance is
required to show prejudice, see id. at 1911 -– but instead on the
Court’s description of the “three broad rationales” for holding
that
certain
violations
are
“not
amenable
to”
harmless-error
23
analysis.
Id. at 1908.
under
three
the
None of the examples that the Court listed
“categories”
of
structural
errors,
however,
included the defective-indictment claim that petitioner raises.
Ibid.
Further, the Court repeatedly cited with approval its prior
discussion of structural error in Neder, 527 U.S. at 8, on which
the court of appeals relied in considering the amenability of the
indictment error here to harmlessness analysis.
Weaver, 137
S. Ct. at 1910-1912. 4
The decisions in Williams v. Pennsylvania, 136 S. Ct. 1899
(2016), and McCoy v. Louisiana, 138 S. Ct. 1500 (2018), also do
not demonstrate a change in decisional law that could support
relief under Rule 60(b)(6).
See Pet. 9-10, 24, 26.
Williams
involved the longstanding rule that participation of a biased judge
is an error that cannot be assessed for prejudice because it
affects the “whole adjudicatory framework.”
136 S. Ct. at 1910;
see Neder, 517 U.S. at 8 (citing Tumey v. Ohio, 273 U.S. 510
(1927)).
The
only
question
for
the
Court
was
whether
that
established rule governed the failure of a judge on a multi-member
appellate court to recuse, where that “jurist’s vote was not
Petitioner
emphasizes
(Pet.
11-12,
20-21)
the
distinction drawn in Weaver between claims of structural error
preserved and raised on direct review and those presented on
collateral review. See 137 S. Ct. at 1910-1911. That analysis
does not aid petitioner, however, because it does not speak to
whether an indictment error is appropriately classified as
structural in the first place -- which is the distinct question
that the court of appeals decided in his direct appeal and the
district court reaffirmed in the Section 2255 proceedings.
4
24
decisive.”
Williams, 136 S. Ct. at 1909.
And in McCoy, the Court
simply applied its prior precedents holding that “[v]iolation of
a
defendant’s
Sixth
Amendment-secured
autonomy
ranks
as
[structural] error” to a lawyer’s concession of his client’s guilt
at the guilt phase of a capital trial.
138 S. Ct. at 1511 (citing,
inter alia, McKaskle v. Wiggins, 465 U.S. 168, 177 n.8 (1984)).
McCoy’s holding -- rooted in the Court’s dual conclusions that
such an error “blocks the defendant’s right to make the fundamental
choices
about
his
own
defense”
and
has
“effects”
that
are
“immeasurable,” ibid. -– does not in any way undermine the denial
of petitioner’s motion to amend his Section 2255 motion, much less
constitute an extraordinary circumstance justifying relief under
Rule 60(b)(6).
b.
Even if petitioner’s claim were properly before this
Court, that claim would not warrant review because it lacks merit.
The omission from an indictment of a sentence-enhancing fact bears
no relation to the limited category of pervasive and fundamental
errors that are so intrinsically harmful to the framework of a
trial that this Court has deemed them structural.
This Court has
observed that “if the defendant had counsel and was tried by any
impartial adjudicator, there is a strong presumption that any other
errors
that
analysis.”
may
have
occurred
are
subject
to
harmless-error
Rose v. Clark, 478 U.S. 570, 579 (1986).
For example,
as discussed above, this Court held in Neder that the failure to
submit an offense element to the petit jury does not constitute
25
structural error.
527 U.S. at 8-15.
And in Washington v.
Recuenco, 548 U.S. 212, 220-222 (2006), this Court reached the
same determination with respect to a sentence-enhancing fact not
submitted to the jury.
The type of omission here is an even weaker
candidate for structural error than the omissions in those cases,
given this Court’s recognition that errors at the charging stage
may
be
rendered
prosecution.
harmless
by
subsequent
developments
in
the
See United States v. Mechanik, 475 U.S. 66, 70-72
(1986).
c.
Petitioner asserts that plenary review of his defective-
indictment claim is nevertheless warranted because that claim
implicates a circuit conflict on “whether an indictment that omits
an element of an offense or an aggravating factor rendering the
defendant eligible for a death verdict amounts to structural error
warranting reversal.”
Pet. 18 (emphasis omitted).
As petitioner
observes (ibid.), this Court in 2006 granted a writ of certiorari
in United States v. Resendiz-Ponce, 549 U.S. 102 (2007), to decide
“whether the omission of an element of a criminal offense from a
federal indictment can constitute harmless error,” but this Court
ultimately did not reach the issue, finding that the indictment
was not defective in that case.
Id. at 103-104. In light of
subsequent
no
developments,
however,
conflict
exists
on
the
question presented in the petition.
Many courts of appeals have recognized that an indictment’s
failure to allege an element of an offense, even when the defendant
26
makes a timely objection, is subject to harmless-error review.
See, e.g., United States v. Dentler, 492 F.3d 306, 310-312 (5th
Cir. 2007); United States v. Cor-Bon Custom Bullet Co., 287 F.3d
576, 580-581 (6th Cir.), cert. denied, 537 U.S. 880 (2002); United
States v. Prentiss, 256 F.3d 971, 981-985 (10th Cir. 2001) (en
banc) (per curiam), overruled in part on other grounds by Cotton,
supra; United States v. Corporan-Cuevas, 244 F.3d 199, 202 (1st
Cir.), cert. denied, 534 U.S. 880 (2001).
Although the Third and
Ninth Circuits had previously concluded that omissions of (nonsentencing)
offense
elements
constitute
structural
error,
see
United States v. Du Bo, 186 F.3d 1177, 1179 (9th Cir. 1999); United
States v. Spinner, 180 F.3d 514, 515-516 (3d Cir. 1999), more
recent decisions from those courts issued after Resendiz-Ponce
cast doubt on the extent of any current division of authority.
Specifically, in 2007, the Ninth Circuit refused to extend
Du Bo to indictment errors in the “sentencing context.”
United
States v. Salazar-Lopez, 506 F.3d 748, 750, 752-755 (2007), cert.
denied, 553 U.S. 1074 (2008).
It also observed that Du Bo’s
rationale “ha[d] been overruled by” this Court’s decision in
Cotton, supra.
506 F.3d at 754 n.5.
And in 2016, the Third
Circuit overruled Spinner, explaining that the rationale of that
decision was “inconsistent with the Supreme Court’s treatment of
defective indictments and jury instructions in Cotton and Neder.”
United States v. Stevenson, 832 F.3d 412, 427 n.11 (2016), cert.
denied, 137 S. Ct. 674 (2017).
27
But even if a meaningful division of authority continued to
exist, it would not extend to the circumstances presented here.
The courts of appeals uniformly agree that harmless-error review
does
apply
to
omissions
of
sentencing-enhancing
factors
from
indictments, including in capital cases under the FDPA. See, e.g.,
United States v. Confredo, 528 F.3d 143, 155-156 (2d Cir. 2008)
(enhancement under 18 U.S.C. 3147), cert. denied, 556 U.S. 1144
(2009); Salazar-Lopez, 506 F.3d at 750, 753 (9th Cir.); United
States v. Brown, 441 F.3d 1330, 1367-1368 n.16 (11th Cir. 2006)
(FDPA sentencing factor), cert. denied, 549 U.S. 1182 (2007);
United States v. Cordoba-Murgas, 422 F.3d 65, 69, 72 (2d Cir. 2005)
(drug-quantity enhancement); United States v. Allen, 406 F.3d 940,
945, 949 (8th Cir. 2005) (FDPA element), cert. denied, 549 U.S.
1095 (2006); 367 F.3d at 285-286 & n.7 (5th Cir.) (same, in
petitioner’s direct appeal); United States v. Trennell, 290 F.3d
881, 889-890 (7th Cir.) (drug quantity), cert. denied, 537 U.S.
1014 (2002).
This Court has denied petitions for writs of certiorari in at
least three capital cases presenting the same question of whether
the omission of statutory factors for death-eligibility under the
FDPA from an indictment can be harmless error.
See Davis v. United
States, 562 U.S. 1290 (2011) (No. 10-7564); Battle v. United
States, 549 U.S. 1343 (2007) (No. 06-8356); Allen v. United States,
549 U.S. 1095 (2006) (No. 05-6764). The Court has similarly denied
petitions for writs of certiorari in several non-capital cases
28
raising the issue.
See, e.g., Lee v. United States, 137 S. Ct.
2212 (2017) (No. 16-7317); Barton v. United States, 135 S. Ct. 753
(2014) (No. 14-5354); Gomez v. United States, 571 U.S. 1096 (2013)
(No. 13-5625); Lucatero-Campos v. United States, 552 U.S. 1145
(2008) (No. 07-6575).
3.
The same result is warranted here.
Petitioner contends that review is also warranted “to
establish that barring criminal defendants from access to their
trial jurors, particularly in death penalty cases, contradicts”
the Court’s decision in Pena-Rodriguez v. Colorado, 137 S. Ct. 855
(2017).
Pet. 15 (emphasis omitted).
Petitioner identifies no
decision holding that Pena-Rodriguez overrides local rules on
juror contacts like the one the district court applied here, Pet.
App. 370, and the successive-collateral review and Rule 60(b)
context of this case makes it an unsuitable vehicle for addressing
petitioner’s contention in any event.
a.
As an initial matter, and as is true of petitioner’s
defective-indictment claim, this Court could reach petitioner’s
contention under Pena-Rodriguez only if it disagreed with both the
lower
courts’
appeals’
jurisdictional
alternative
determination
determination
that
and
the
petitioner
court
of
did
not
demonstrate “extraordinary circumstances” warranting relief under
Rule
60(b)(6).
petitioner’s
sole
Pet.
App.
14
n.18
(citation
argument
in
support
of
an
omitted).
But
extraordinary-
circumstances showing is this Court’s decision in Pena-Rodriguez.
And as explained above, pp. 20-21, supra, intervening decisions of
29
this
Court
do
not
inherently
qualify
as
“extraordinary
circumstances” that warrant reopening a district court’s decision
rejecting
a
collateral
attack
on
a
conviction
or
sentence.
Gonzalez, 545 U.S. at 536-537.
b.
Even assuming that a change in decisional law regarding
post-conviction procedures could in some scenario amount to an
extraordinary circumstance, see pp. 20-21, supra, this Court’s
decision in Pena-Rodriguez would not satisfy that standard here,
for two reasons.
First, petitioner could not benefit from Pena-Rodriguez in
any reopened Section 2255 proceedings because that decision does
not apply retroactively to cases on collateral review.
See Pet.
App. 20 (finding it “exceedingly doubtful” that Pena-Rodriguez
“announced a new substantive rule that applies retroactively to
cases
on
announced
collateral
a
narrow
review”).
exception
to
The
Court
in
the
general
Pena-Rodriguez
rule
precluding
impeachment of a jury’s verdict, “hold[ing] that where a juror
makes a clear statement that indicates he or she relied on racial
stereotypes or animus to convict a criminal defendant, the Sixth
Amendment requires that the no-impeachment rule give way in order
to permit the trial court to consider the evidence of the juror’s
statement and any resulting denial of the jury trial guarantee.”
137 S. Ct. at 869.
That rule is procedural in nature, “because it
neither ‘decriminalizes a class of conduct nor prohibits the
imposition
of
capital
punishment
on
a
particular
class
of
30
persons.’”
Tharpe v. Warden, 898 F.3d 1342, 1345 (11th Cir. 2018)
(quoting Lambrix v. Singletary, 520 U.S. 518, 539 (1997)), cert.
denied, 139 S. Ct. 911 (2019).
And it does not qualify as “a
watershed rule of criminal procedure,” id. at 1346, a category of
rules that this Court has described as “extremely narrow” and
“‘unlikely’” to include new members, Schriro v. Summerlin, 542
U.S. 348, 352 (2004) (citation omitted).
See Tharpe v. Sellers,
138
curiam)
S.
Ct.
dissenting).
545,
551-552
(2018)
(per
(Thomas,
J.,
Because Pena-Rodriguez would not apply to any claim
of juror partiality or bias petitioner raised in a reopened Section
2255 proceeding, that decision cannot constitute an extraordinary
circumstance justifying relief from judgment under Rule 60(b)(6).
Second, Pena-Rodriguez does not support the constitutional
exception to local “rules barring post-conviction interviews with
jurors”
(Pet.
18)
that
petitioner
seeks.
As
petitioner
acknowledges (Pet. 15), Pena-Rodriguez by its terms “deferred to
the lower courts to resolve whether and when a criminal defendant
may pursue evidence of a juror’s racial bias.”
The Court stated
that
and
“[t]he
practical
mechanics
of
acquiring
presenting”
evidence of racial animus “will no doubt be shaped and guided by
state rules of professional ethics and local court rules, both of
which often limit counsel’s post-trial contact with jurors.”
S. Ct. at 869.
137
And the Court expressed no concerns about the
lawfulness of such rules.
It explained that counsel may still
develop the required evidence when jurors “come forward of their
31
own accord,” as jurors had done in Pena-Rodriguez itself, and that
“limits on juror contact can be found in other jurisdictions that”
had previously “recognize[d] a racial-bias exception” to the noimpeachment rule, id. at 869-870, without suggesting any infirmity
in those limits.
The courts of appeals, in turn, have uniformly recognized
that Pena-Rodriguez created only a “narrow exception” to the
general no-impeachment rule, United States v. Baker, 899 F.3d 123,
133-134 (2d Cir.), cert. denied, 139 S. Ct. 577 (2018), and that
the decision is fully compatible with trial courts’ application of
local rules limiting post-trial access to jurors.
See United
States v. Birchette, 908 F.3d 50, 57-58 (4th Cir. 2018) (describing
the
exception
as
“narrow,”
and
affirming
a
district
court’s
application of a local rule requiring “good cause” to justify juror
interview), cert. denied, 140 S. Ct. 162 (2019); United States v.
Robinson, 872 F.3d 760, 764, 770 (6th Cir. 2017) (explaining that
Pena-Rodriguez
announced
an
exception
that
applies
“in
very
limited circumstances” and reaffirmed “the validity of
* * *
local
cert.
rules”
limiting
post-trial
contact
with
jurors),
denied, 139 S. Ct. 55, and 139 S. Ct. 56 (2018), and 139 S. Ct.
786 (2019); see also Young v. Davis, 860 F.3d 318, 333 (5th Cir.
2017) (explaining that the exception applies “narrowly”), cert.
denied, 138 S. Ct. 656 (2018).
Petitioner
here
has
brought
forth
no
evidence
at
all
suggesting juror bias that might entitle him to invoke the narrow
32
Pena-Rodriguez
[petitioner]
exception.
has
“Over
proffered
misconduct or bias.”
the
absolutely
past
no
seventeen
evidence
of
years,
juror
Pet. App. 20-21; id. at 29 (noting that, at
the time of his request for leave under the district court’s local
rules to interview jurors, petitioner “conceded he had no evidence
of a Sixth Amendment violation”).
And he identifies no decision
of any court of appeals adopting a contrary view or suggesting
that a defendant cannot be required to proffer at least “some
evidence that racial bias infected his jury’s deliberations” (Pet.
18) before his lawyers will be permitted to interview jurors years
after trial. He accordingly would not qualify for any relief under
Pena-Rodriguez.
c.
Finally, even if Pena-Rodriguez applied retroactively
and supported an exception to local rules limiting juror contact,
petitioner
would
not
be
able
to
establish
extraordinary
circumstances under Rule 60(b) for an additional reason –- namely,
“his lack of diligence in pursuing” his juror-interview claim,
Gonzalez, 545 U.S. at 537.
In Gonzalez, this Court found an
intervening decision that (the Court assumed) rendered erroneous
the dismissal of a state prisoner’s federal habeas petition was
“all the less extraordinary,” for purposes of the “extraordinary
circumstances” requirement of Rule 60(b)(6), because the decision
issued at a time when Gonzalez “had abandoned any attempt to seek
review of the District Court’s decision on th[at] statute-oflimitations issue.”
Ibid.
The Court observed in particular that
33
Gonzalez had not raised the statute-of-limitations “issue in his
application for a COA,” nor sought to raise it in a petition for
rehearing in the court of appeals or in a petition for certiorari
in this Court.
Ibid.
And the Court explained that Gonzalez’s
“lack of diligence” confirmed that the decision on which he relied
was “not an extraordinary circumstance justifying relief from the
judgment in [his] case.”
Petitioner’s
relevant respects.
Ibid.
juror-interview
claim
here
is
analogous
in
After the district court denied petitioner’s
request for leave to interview jurors, he did not reassert that
request, or the associated claim of juror partiality, in his
Section 2255 proceedings.
And when the court ultimately denied
his Section 2255 motion, petitioner did not raise the denial of
his juror-interview request in his application for a COA in the
district court or the court of appeals, or in his petition for
certiorari asserting that the lower courts had erred in denying
him a COA. Cf. Slack v. McDaniel, 529 U.S. 473, 483 (2000) (setting
forth general principles for issuing a COA where a habeas petition
is denied on procedural grounds).
No less than in Gonzalez,
petitioner’s “lack of diligence in pursuing review of the” jurorinterview issue “confirms that” the Court’s subsequent decision in
Pena-Rodriguez “is not an extraordinary circumstance justifying
relief” under Rule 60(b).
See 545 U.S. at 537.
34
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
NOEL J. FRANCISCO
Solicitor General
BRIAN A. BENCZKOWSKI
Assistant Attorney General
SCOTT A.C. MEISLER
Attorney
JANUARY 2020
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