Amicus Curiae Brief — Colorado Department of State, Petitioner v. Micheal Baca, et al.
Supreme Court briefNov 20, 2019
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No. 19-518
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In The
Supreme Court of the United States
OCTOBER TERM 2019
-----------------------------------------------------------------COLORADO DEPARTMENT OF STATE,
Petitioner,
v.
MICHEAL BACA, et al.,
Respondents.
-----------------------------------------------------------------On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Tenth Circuit
-----------------------------------------------------------------BRIEF FOR SOUTH DAKOTA AND MISSISSIPPI,
MARYLAND, INDIANA, NEVADA, ALASKA,
NEBRASKA, LOUISIANA, OHIO, OKLAHOMA,
ARIZONA, ILLINOIS, DELAWARE, NEW MEXICO,
CALIFORNIA, VIRGINIA, SOUTH CAROLINA,
WEST VIRGINIA, NORTH DAKOTA, RHODE
ISLAND, MONTANA AND TENNESSEE AS
AMICI CURIAE IN SUPPORT OF PETITIONER
-----------------------------------------------------------------JASON R. RAVNSBORG,
South Dakota Attorney General
PAUL S. SWEDLUND,
Assistant Attorney General
Counsel of Record
OFFICE OF THE ATTORNEY GENERAL
STATE OF SOUTH DAKOTA
1302 East Highway 14, Suite 1
Pierre, SD 57501-8501
Telephone: 605-773-3215
paul.swedlund@state.sd.us
Attorneys for Amici Curiae
================================================================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
QUESTION PRESENTED
Do Article II or the 12th Amendment forbid a
state from requiring its presidential electors to follow
the state’s popular vote when casting their Electoral
College ballots?
ii
TABLE OF CONTENTS
Page
INTEREST OF AMICI CURIAE ...........................
1
SUMMARY OF ARGUMENT ................................
2
ARGUMENT ...........................................................
3
A. Binding Electors Is Textually And Historically Consistent With The States’ Broad
Constitutional Appointment Powers Under
Article II, Section 1 ......................................
4
B.
The Lower Court Interpreted The States’
Role And Powers Under Article II, Section 1
Too Restrictively ..........................................
7
CONCLUSION .......................................................
15
COUNSEL FOR ADDITIONAL
AMICI CURIAE ..................................................
17
iii
TABLE OF AUTHORITIES
Page
CASES
Baca v. Colorado Dept. of State, Petitioner’s
Appendix ........................................... 9, 10, 11, 12, 14
Fitzgerald v. Green, 134 U.S. 377 (1890) ................ 8, 12
In re Guerra, 441 P.3d 807 (Wash. 2019) .....................2
Husted v. A. Philip Randolph Inst., 138 S. Ct.
1833 (2018) ................................................................3
McPherson v. Blacker, 146 U.S. 1 (1892) ............ passim
Ray v. Blair, 343 U.S. 214 (1952) ........................ passim
Raines v. Byrd, 521 U.S. 811 (1997) .............................8
Smith v. Indiana, 191 U.S. 138 (1903) .........................8
Utah v. Evans, 536 U.S. 452 (2002) ..............................9
OTHER CITATIONS
United States Constitution, Article II,
Section 1 .......................................................... passim
United States Constitution, Article III ........................5
2 Story On The Constitution, § 1463 (5th Ed.
1891) ...................................................................... 4, 7
Hamilton (Publius), Federalist 68, published
March 12, 1788 .................................................... 4, 15
Republicus, Anti-Federalist 72, published
March 1, 1788 ...................................................... 5, 15
3 Story, Commentaries On The Constitution Of
The United States § 1457 (1833) ..............................6
iv
TABLE OF AUTHORITIES – Continued
Page
Restatement 3rd of Agency §§ 301, 306, 309 ..... 8, 9, 13
Uniform Faithful Presidential Electors Act § 7(c)........ 13
Mich.Comp.Laws Ann. § 168.47 (2019) ......................13
Neb.Rev.Stat. § 32-714(4) (2016) ................................13
1
INTEREST OF AMICI CURIAE
Amici curiae1 are states that have exercised, by varying means acceptable to their respective electorates,
their constitutional authority to direct the manner of
appointing their presidential electors. Thirty-two states2
and the District of Columbia have enacted laws binding
a political party’s designated presidential electors to
cast their votes for the party’s nominees for President
and Vice President. South Dakota, like some states,
does not bind its electors, by pledge or otherwise.3
Throughout South Dakota’s history it simply has been
understood that electors will honor their party’s and
the electorate’s will and cast their votes for the presidential ticket that won the statewide popular vote.
The increasing polarization of the national electorate, and the record number of rogue electors in the
1
Notice of intent to file this brief was served on counsel for
the respondent via first class United States mail and e-mail on
October 30, 2019.
2
These amici curiae states bind electors: Alaska (Alaska
Statute 15.30.040, -90); Arizona (Ariz.Rev.Stat. 16-212); California
(Cal.Elections Code § 6906); Delaware (Del. Code Ann. Title 15,
§ 4303(b)); Indiana (Ind.Code §§ 3-10-4-1.7, -8, -9); Maryland
(Md.Code Ann. § 8-505(c)); Mississippi (Miss.Code Ann. § 23-15785(3)); Nebraska (Neb.Rev.Stat. §§ 32-713(2), -714(2)); Nevada
(Nev.Rev.Stat. 298.045(1), 298.075(2)(b)); New Mexico (N.M.Stat.Ann.
§ 1-15-9 (imposing felony liability for casting vote for any candidate other than nominee of party that appointed elector)); Ohio
(Ohio Rev. Code 3505.39, -40); Oklahoma (Okla.Stat.Title 26
§ 10-102); South Carolina (S.C. Code Ann. § 7-19-80); Virginia
(Va.Code § 24.2-203 ¶ 2); North Dakota; Montana (Mont. Code Ann.
§ 13-25-304, -307); Tennessee (Tenn. Code Ann. § 2-15-104(c)(1)).
3
These amici curiae states do not bind electors: Illinois, Louisiana, West Virginia, Rhode Island.
2
2016 election, call the continuing viability of South
Dakota’s honor system into question. South Dakota
must now consider whether to join the ranks of states
which bind their electors by law to their party’s nominee. Guidance from this Court on the constitutionality
of binding electors, and the controls state legislatures
may enact to do so, will assist not only South Dakota
but all states – binding and non-binding alike – in formulating future policy on this vital question. Without
this Court’s guidance, the decision below creates considerable uncertainty regarding the authority of states
when appointing presidential electors and the validity
of laws binding electors to follow the will of the electorate.
------------------------------------------------------------------
SUMMARY OF ARGUMENT
Whether to bind electors and, if so, by what means
is the constitutional prerogative of state legislatures.
Though nothing in the text of the Constitution or its
historical implementation precludes states from conditioning service as an elector on honoring the state’s
popular vote for a presidential ticket, there is now a
conflict of authorities over how to interpret this textual
silence.4 The scope of state autonomy in the matter of
appointing electors, particularly the authority to enact
4
A petition for a writ of certiorari to appeal the Washington
Supreme Court’s recent decision finding that state restraints on
electors do not “interfere with any federal [Constitutional] function” is currently pending before this court. In re Guerra, 441 P.3d
807 (Wash. 2019), U.S.S.Ct. No. 19-465.
3
and enforce pledges to honor the popular vote, is increasingly salient in the current political climate. Given
that the lower court’s decision may rally more electors
to cast faithless ballots in future elections, potentially
causing disputed outcomes, this case provides an ideal
vehicle for addressing this important federal question
outside the context of an active election controversy.
------------------------------------------------------------------
ARGUMENT
If it is constitutional to exact a pledge to support a
party’s nominee as a condition of serving as an elector,5
it necessarily follows that there is some constitutional
means of enforcing that pledge.6 Mechanisms adopted
by states for enforcing such pledges are by no means
incompatible with their broad authority and functions
under Article II, Section 1 of the United States Constitution. The lower court arrived at its decision to invalidate Colorado’s binding statute by interpreting Article
II, Section 1 too restrictively, and overlooking the Electoral College’s historical role as the voice of the states
and their electorates.
5
Ray v. Blair, 343 U.S. 214 (1952).
Husted v. A. Philip Randolph Inst., 138 S. Ct. 1833, 1849
(2018) (Thomas, J., concurring) (analogizing the States’ Art. II,
§ 1 authority over electors to the Voter Qualifications Clause and
explaining the States’ “power to establish [voting] requirements
would mean little without the ability to enforce them”).
6
4
A. Binding Electors Is Textually And Historically
Consistent With The States’ Broad Constitutional Appointment Powers Under Article II,
Section 1
The constitution’s delegation to the states of the
power to direct the manner in which electors are appointed is, by its terms, sufficiently open-ended to allow conditioning service as an elector on a pledge to
support the nominees of the presidential ticket that
won the state’s popular vote.7 It has ever been so. “In
the first election held under the constitution, the people looked beyond these agents (electors), fixed upon
their own candidates for President and Vice President
and took pledges from the electoral candidates to obey
their will. In every subsequent election, the same thing
has been done.”8 Alexander Hamilton’s concept of a college of “informed” and “discerning,” independent electors simply was not embodied in, and never understood
to emanate from, the adopted constitutional language.9
The absence of textual support for the Hamiltonian model of the electoral college may stem from
the contemporaneous controversy that surrounded the
7
United States Constitution, Article II, Section 1, Clause 2
(“Each State shall appoint, in such Manner as the Legislature
thereof may direct, a Number of Electors, equal to the whole
Number of Senators or Representatives to which the State may
be entitled in the Congress: but no Senator or Representative,
or Person holding an Office of Trust or Profit under the United
States, shall be appointed an Elector”).
8
2 Story On The Constitution, § 1463 (5th Ed. 1891).
9
Hamilton (Publius), Federalist 68, published March 12,
1788.
5
paternalistic concept of a college of men choosing the
President according to their “informed” and “discerning” opinions rather than the popular will. Countering
Hamilton was Anti-Federalist 72, asking if “free people” should “resign their right of suffrage into other
hands besides their own” and whether “it [is] rational,
that the sacred rights of mankind should thus dwindle
down to Electors of electors.”10 Though the interposition of an Electoral College between the people and
their President had carried the day at the time of AntiFederalist 72’s publication (largely to induce southern
states into the union), a textual requirement of strict
independence did not. Rather, as noted in Anti-Federalist 72, the appointment of electors was delegated to
“the legislative body of each state . . . to point out to
their constituents some mode of choice [of electors], or
(to save trouble) may choose themselves, a certain
number of electors.”11
Article III of the Constitution demonstrates that
the framers knew how to create independent institutions. “Doubtless it was supposed [by Hamilton and
like-minded framers] that the electors would exercise
a reasonable independence and fair judgment in the
selection” of the President.12 But not all framers were
of a like mind;13 if it had been the determined and universal intent of all the framers (or even a majority of
10
Republicus, Anti-Federalist 72, published March 1, 1788.
Republicus, Anti-Federalist 72, published March 1, 1788.
12
McPherson v. Blacker, 146 U.S. 1, 36 (1892).
13
McPherson, 146 U.S. at 28 (describing the varied proposals
floated at the convention for the appointment of electors).
11
6
them) that the people should “resign their right of suffrage” to independent intermediaries, Article II, Section
1 (like Article III) would contain concrete measures to
assure elector independence. Instead, even proponents
of the Hamiltonian model admit that strict elector independence is no more than “implicit” in the adopted
text.14
By omitting such concrete measures for elector independence, or any limitations on state authority concerning elector qualifications beyond the ineligibility of
certain federal officers, Hamilton’s “original expectation may be said to have been frustrated,” “completely
frustrated” even.15 But, as this Court has pointed out,
the convention did not slavishly adopt Hamilton’s
views on every matter.16 As one of the “enlarged and
liberal”17 minds of his time, Hamilton certainly could
see for himself that Article II, Section 1 did not implement his Electoral College design. He doubtlessly
would have pressed for language that did if he had believed his fellow delegates would have accepted it. But
Hamilton and other Federalist delegates had to make
compromises with Anti-Federalists. Article II, Section
14
Ray, 343 U.S. at 232 (Jackson, J., dissenting).
McPherson, 146 U.S. at 36 (“may” italicized to illustrate
how the court treated the proposition that Hamilton’s concept of
the Electoral College had been “frustrated” by its historical manner of implementation as merely arguable); 3 Story, Commentaries On The Constitution Of The United States § 1457 (1833).
16
McPherson, 146 U.S. at 28 (convention rejected Hamilton’s
suggestion of “electors chosen by electors chosen by the people”).
17
3 Story, Commentaries On The Constitution Of The United
States § 1457 (1833).
15
7
1 is that compromise; as adopted, it “reconciled contrariety of views” by granting states “the broadest power
of determination” to select the Hamiltonian model or
some other of their own choosing.18 It would appear
Hamilton published Federalist 68 as a means of persuading the populace to implement the Electoral College according to his preference.
The frustration of Hamilton’s commendable, if unrealistic, idyll of independent electors is “no reason for
holding that the power confided to the states by the
Constitution has ceased to exist.”19 The plenary powers
of states under Article II, Section 1 are not abridged
just “because the operation of the system has not fully
realized the hopes of those by whom it was created.”20
B. The Lower Court Interpreted The States’
Role And Powers Under Article II, Section 1
Too Restrictively
Most states have exercised their plenary authority
under Article II, Section 1 to field electors who act
as agents21 of the states, bound by state law to the
18
McPherson, 146 U.S. at 28.
McPherson, 146 U.S. at 36.
20
McPherson, 146 U.S. at 35, 36.
21
As implemented since “the first election held under the
constitution,” voters “looked beyond these agents (electors)” and
“fixed upon their own candidates for President and Vice President;” electors are “mere agents” who “are not left to the exercise
of their own judgment.” 2 Story On The Constitution, § 1463 (5th
Ed. 1891); McPherson, 146 U.S. at 27, 36 (“state . . . acts . . . through
its electoral college” and electors are “chosen simply to register
19
8
electorate’s will in its selection of President and Vice
President.22 Inherent in the power to appoint agents is
the power to limit their authority23 and replace them if
they act outside the scope of that authority.24 This
the will of the appointing power in respect of a particular candidate”).
22
A minority of states, like South Dakota, do not formally
bind electors. Custom and practice in South Dakota have simply
dictated that electoral voting reflect the popular vote. Most states
have enacted specific mechanisms for binding electors, ranging
from removal, fines or automatic abdication to criminal liability.
The Constitution’s broad delegation of authority allows, even encourages, states to experiment with and settle upon a manner of
appointment suited to and accepted by its residents.
23
The lower court erred in finding that Micheal Baca’s “removal” from office conferred standing to challenge the constitutionality of Colorado’s binding statutes in federal court. To the
extent dictum in Raines v. Byrd, 521 U.S. 811, 821 (1997), hypothesized otherwise, it is not apposite here because Colorado voters
did not elect Micheal Baca; his name did not appear on any general election ballot. Colorado utilizes a “short form” ballot that
lists only the names of presidential and vice presidential candidates, not electors. A vote for a presidential candidate results in
the appointment of an unnamed slate of party-nominated electors
pledged to the party’s presidential ticket. Also, Baca was a state
not a federal officer. Fitzgerald v. Green, 134 U.S. 377, 379 (1890).
Per Smith v. Indiana, 191 U.S. 138 (1903), a state officer’s personal disagreement with a state policy he is charged with implementing does not confer standing to challenge (or jurisdiction to
hear) the constitutionality of that policy in federal court. Accordingly, this Court could grant certiorari to review and reverse the
lower court’s decision on the grounds that Raines does not confer
standing for Baca to challenge state law in federal court in light
of principles recognized in Smith and Fitzgerald.
24
Restatement 3rd of Agency § 301 (agent’s “authority . . . is
created by a principal’s manifestation to an agent that . . . expresses
the principal’s assent that the agent take action on the principal’s
behalf ”), § 306 (“agent’s actual authority may be terminated by:
9
system “has prevailed too long and been too uniform to
justify . . . interpreting the language of the Constitution as conveying any other meaning.”25
As noted by the lower court, Article II, Section 1 is
silent in regard to a state’s authority to remove and
replace rogue, ineligible or absentee electors.26 The
lower court’s approach to interpreting or resolving this
silence differs from Ray’s in significant ways that warrant review. Though the Constitution is to be interpreted
according to its text, the lower court relied inordinately
on extra-textual sources – such as Federalist 68 and
period dictionaries – to import meaning that is not
present.27 Federalist 68 and the adopted language of
Article II, Section 1 are not in agreement, and period
. . . (4) an agreement between the agent and the principal or occurrence of circumstances on the basis of which the agent should
reasonably conclude that the principal no longer would assent to
the agent’s taking action on the principal’s behalf . . . (5) a manifestation of revocation by the principal to the agent, or of renunciation by the agent to the principal . . . (6) the occurrence of
circumstances specified by statute”), § 309 (“agent’s actual authority terminates (1) as agreed by the agent and the principal
. . . or (2) upon the occurrence of circumstances on the basis of
which the agent should reasonably conclude that the principal no
longer would assent to the agent’s taking action on the principal’s
behalf ”) (2006).
25
McPherson, 146 U.S. at 27, 36 (where “ambiguity or doubt”
surround constitutional provisions, “contemporaneous and subsequent practical construction[s] are entitled to the greatest weight”).
26
Baca v. Colorado Department of State, Petitioner’s Appendix at 1, 78, 90 (Constitution is “silent” regarding the power of
states to remove electors after they have been appointed or to
strike their votes).
27
Utah v. Evans, 536 U.S. 452, 474 (2002).
10
definitions of “elector,” “vote” and “ballot” are by no
means incompatible with a system of pledged electors.28 Ray did not infill textual voids with partisan
Federalist doctrine or broad usages of textual terms.
Rather, in the absence of a “definite answer” to the
question of whether a state may exact pledges from its
electors, the Ray Court condoned the practice because
neither Article II, Section 1 (nor the 12th Amendment)
expressly prohibit it.29 The lower court took the opposite approach, forbidding Colorado from binding electors to their oath (or, it would seem, from imposing
other sensible, non-textual qualifications such as residency, age, competency or a clean criminal history)
28
Period dictionaries identify both broad and narrow accepted usages of the terms “elector,” “vote” and “ballot.” While the
lower court fixed on the broad usages, the narrower usages are
compatible with pledged electors. Both pledged and independent
electors “vote” in the sense of a “voice given and numbered,”
“speak[ing] for or in behalf of any person or thing,” and “determin[ing] by suffrage” the outcome of an election. Both pledged
and independent electors are “electors” in the sense of having “a
vote in the choice of any public officer” and “right to elect . . . a
person into an office.” Both pledged and independent electors cast
a “ballot” in the sense of registering a vote by a “ball or ticket.”
Baca, Petitioner’s Appendix at 102. Since service as an elector is
a voluntary act, states impose no unconstitutional handicap upon
that service by hewing to narrower, historical usages of terms like
“elector,” “vote,” or “ballot” to enforce a pledge law. Ray, 343 U.S.
at 229 (electors may “voluntarily assume obligations to vote for a
certain candidate”).
29
Ray, 343 U.S. at 224 (“Neither the language of Art. II, [§] 1,
nor that of the Twelfth Amendment forbids a party to require
from candidates in its primary a pledge of conformity”).
11
because of the absence of constitutional language expressly permitting it.30
The lower court rationalizes this opposite approach on the ground that Clause 3 of Article II, Section 1 describes the mechanics of voting in more detail
than Clause 2 describes a state’s electoral appointment
powers. “From the moment the electors are appointed,”
the lower court observed, “the election process proceeds
according to detailed instructions set forth in the Constitution itself.”31 According to the lower court, Clause
3 is “inconsistent with [removal] power”32 because it allegedly “provides no express role for the states after
appointment of its presidential electors . . . and the
Constitution affords them no other role”33 beyond their
Clause 2 appointment power. But since detail is incongruous with a broad delegation of authority like Clause
2’s, and Clause 3 is just as silent as Clause 2 in regard
to a state’s authority to enforce conditions of appointment once voting is underway, there is no reason to
analyze Clause 3 any differently than the Ray Court
analyzed Clause 2.
30
Baca, Petitioner’s Appendix at 89, 97 (absent “constitutional delegation to the states of power to add qualifications to
those enumerated in the constitution, such power does not exist,”
prohibiting binding electors to their pledges because the “Constitution provides no express role for the states after appointment of
its presidential electors,” the “Constitution affords [states] no
other role in the selection of the President and Vice-President”).
31
Baca, Petitioner’s Appendix at 98.
32
Baca, Petitioner’s Appendix at 99.
33
Baca, Petitioner’s Appendix at 97.
12
But Clause 3 is not altogether silent concerning
the states’ role after the appointment of its presidential
electors. Per Clause 3, the states conduct and preside
over the proceedings where votes are cast, certified and
transmitted to Congress. “The sole function of the presidential electors is to cast, certify, and transmit the vote
of the state for president and vice-president of the
nation.”34 Though they perform a federal function in
these proceedings, electors are state agents who derive
their authority from the “appointing power,” subject,
like any agent, to basic agency principles.35 Replacing
a faithless agent in the course of a proceeding presided
over by the appointing principal hardly seems incompatible with the active role in electoral balloting that
Clause 3 assigns to the states.
A Colorado elector who casts a faithless ballot36
has cast no ballot at all because he is not authorized to
make a selection. Indeed, the elector ceased to be an
34
Fitzgerald, 134 U.S. at 379.
Fitzgerald, 134 U.S. at 379 (electors are state officers);
McPherson, 146 U.S. at 27 (“[t]he state . . . acts . . . through its”
electors).
36
The lower court also reasoned that states were impotent to
enforce elector pledges because the 12th Amendment “did nothing
to prevent future faithless voting.” Baca, Petitioner’s Appendix at
111. But this reasoning cuts both ways; the 12th Amendment also
did nothing to prevent pledged electoral ballots, and Congress has
never declined to count a pledged ballot. Congress also counts the
ballots of electors, such as those from Colorado, whose names
never appeared on any general-election voting form, thus counting the ballots of electors whose identities, let alone their capacity
for “informed” and “discerning” decision making, were unknown
to voters.
35
13
elector the moment he formed the intent to act outside
the scope of his authority; the state has not “removed”
this elector so much as the elector has abdicated his
agency by resolving to act outside the scope of his authority.37 Under such circumstances, all that remains
is for the state simply to replace this elector, just as it
would (must, to prevent dilution of its electoral votes)
if an elector had committed a felony, died, failed to appear, moved out of state, been appointed to a federal
office [United States Senate or House of Representatives, cabinet, or the federal judiciary] or otherwise become ineligible to serve in the interregnum between
appointment and voting.
If the power to replace when circumstances dictate
is not inherent in the power to appoint, a state could
be disenfranchised in whole or in part if one or more
electors were to become ineligible, unavailable or unwilling to serve in the interval between appointment
and voting. In South Dakota, which has 3 electoral
votes, the inability to replace an ineligible, unavailable
or unwilling elector after appointment would diminish
the state’s electoral vote and voting power by 33% per
37
Restatement 3rd of Agency § 306(4), (5), (6), Note 19 supra.
See also Uniform Faithful Presidential Electors Act § 7(c) (“An
elector who refuses to present a ballot, presents an unmarked ballot, or presents a ballot marked in violation of the elector’s pledge
. . . vacates the office of elector”); Mich.Comp.Laws Ann. § 168.47
(2019) (refusal or failure to vote for the presidential and vice presidential candidates appearing on the ballot of the political party
that nominated the elector constitutes “a resignation from the office of the elector”); Neb.Rev.Stat. § 32-714(4) (2016) (presidential
elector who “attempts to present a ballot in violation of his or her
pledge vacates the office”).
14
lost elector. The historically close elections of 1876
(Hayes 185/Tilden 184) and 2000 (Bush 271/Gore 266)
demonstrate how the inability to replace even one
elector could throw an election.38
Until now, such irregularities have been prevented
by the accepted proposition that “[n]either the language
of Art. II, § 1, nor that of the Twelfth Amendment, forbids” the appointing power from setting eligibility criteria for service as a presidential elector, and replacing
an elector who, subsequent to appointment, becomes
ineligible, unavailable or unwilling to serve.39 But the
lower court has now divested states within its jurisdiction from replacing electors after appointment based
on reasoning that does not square with Ray.
While it is true that Clause 3 contains no express
provision for removal of an elector after appointment,
or for nullification of an elector’s selection of an unauthorized candidate,40 this is not the proper question.
Per Ray and McPherson, unless the Constitution “forbids” it, Article II, Section 1’s plenary power of appointment, and the state’s express role in presiding over
38
Binding electors serves as a prophylaxis against a scenario
that proponents and detractors of the electoral college would
likely agree is problematic: the inauguration of a president who
had won neither the electoral nor popular vote. A presidency made
possible by a faithless elector could generate significant controversy.
39
Ray, 343 U.S. at 225.
40
Baca, Petitioner’s Appendix at 97 (“Constitution provides
no express role for the states after appointment of its presidential
electors”).
15
electoral balloting, are “sufficiently comprehensive” to
encompass limits on the authority of state agents and
the inherent power to remove them for acting outside
the scope of their agency.41
A significant conflict of authority has now developed over the question of the liberty states possess in
setting qualifications and conditions of service for their
electors. Most states have chosen to formally bind their
electors, others have not. The lower court’s decision
nullifies binding laws in states within its jurisdiction,
and shrouds such laws in states outside its jurisdiction
in uncertainty. With a presidential election less than
one year away, clarity in this area is important to the
proper functioning of the electoral college. This case
provides a vehicle for resolving this conflict outside of
a fevered dispute over the outcome of a presidential
election.
------------------------------------------------------------------
CONCLUSION
Federalist 68 describes how Hamilton wanted
the electoral college to work, but other founders
loathed the idea of the people “resign[ing] their right
of suffrage” to a collegium electi of “informed” and “discerning” intermediaries.42 Instead of resolving this
“contrariety of views” in favor of one faction or the
other, the founders left it to state legislatures to adopt
41
McPherson, 146 U.S. at 27.
Republicus, Anti-Federalist 72, published March 1, 1788;
Hamilton (Publius), Federalist 68, published March 12, 1788.
42
16
the Hamiltonian model or another of their own choosing.43 “[F]rom the formation of the government until
now the practical construction of [Article II, Section 1]
has conceded plenary power to the state legislatures in
the matter of the appointment of electors,”44 including
the power to remove and replace them as circumstances dictate. Thus, in the interest of preserving traditional state autonomy and authority in this area,
this Court should grant certiorari and reverse the
lower court.
Respectfully submitted this 20th day of November
2019.
JASON R. RAVNSBORG
ATTORNEY GENERAL
Paul S. Swedlund
Assistant Attorney General
OFFICE OF THE ATTORNEY GENERAL
STATE OF SOUTH DAKOTA
1302 East Highway 14, Suite 1
Pierre, South Dakota 57501-8501
605-773-3215
paul.swedlund@state.sd.us
43
44
McPherson, 146 U.S. at 27.
McPherson, 146 U.S. at 35.
17
COUNSEL FOR ADDITIONAL AMICI CURIAE
JIM HOOD
Attorney General
STATE OF MISSISSIPPI
DAVE YOST
Attorney General
STATE OF OHIO
AARON D. FORD
Attorney General
STATE OF NEVADA
KWAME RAOUL
Attorney General
STATE OF ILLINOIS
JEFF LANDRY
Attorney General
STATE OF LOUISIANA
XAVIER BECERRA
Attorney General
STATE OF CALIFORNIA
MARK BRNOVICH
Attorney General
STATE OF ARIZONA
PATRICK MORRISEY
Attorney General
STATE OF WEST VIRGINIA
HECTOR BALDERAS
Attorney General
STATE OF NEW MEXICO
HERBERT H. SLATTERY III
Attorney General
STATE OF TENNESSEE
ALAN WILSON
Attorney General
STATE OF SOUTH CAROLINA
CURTIS T. HILL, JR.
Attorney General
STATE OF INDIANA
WAYNE STENEHJEM
Attorney General
STATE OF NORTH DAKOTA
DOUG PETERSON
Attorney General
STATE OF NEBRASKA
BRIAN E. FROSCH
Attorney General
STATE OF MARYLAND
MIKE HUNTER
Attorney General
STATE OF OKLAHOMA
KEVIN G. CLARKSON
Attorney General
STATE OF ALASKA
KATHY JENNINGS
Attorney General
STATE OF DELAWARE
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MARK R. HERRING
Attorney General
STATE OF VIRGINIA
TIM FOX
Attorney General
STATE OF MONTANA
PETER F. NERONHA
Attorney General
STATE OF RHODE ISLAND
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