Amicus Curiae Brief — Don Higginson, Petitioner v. Xavier Becerra, Attorney General of California, et al.
Supreme Court briefMay 6, 2020
Ask Donna
What actually matters in this document.
Text
No. 19-1199
================================================================================================================
In The
Supreme Court of the United States
---------------------------------♦--------------------------------DON HIGGINSON,
Petitioner,
v.
XAVIER BECERRA, in his official capacity as the
Attorney General of California; City of Poway,
Respondents.
---------------------------------♦--------------------------------On Petition For A Writ Of Certiorari
To The United States Court Of Appeals,
Ninth Circuit
---------------------------------♦--------------------------------BRIEF AMICUS CURIAE OF THE CITIES
OF MISSION VIEJO, OROVILLE, SOLANA
BEACH, SOUTH PASADENA, AND BARSTOW, AND
THE TOWN OF YUCCA VALLEY, CALIFORNIA,
IN SUPPORT OF PETITIONER
---------------------------------♦--------------------------------MARGUERITE MARY LEONI, ESQ.
Counsel of Record
CHRISTOPHER E. SKINNELL, ESQ.
NIELSEN MERKSAMER
PARRINELLO GROSS
& LEONI LLP
2350 Kerner Blvd.,
Ste. 250
San Rafael, CA 94901
Phone: (415) 389-6800
mleoni@nmgovlaw.com
Counsel for All Amici Curiae
THOMAS D. JEX, ESQ.
Town Attorney
TOWN OF
YUCCA VALLEY, CALIF.
WILLIAM P. CURLEY III, ESQ.
City Attorney
CITY OF
MISSION VIEJO, CALIF.
JOHANNA CANLAS, ESQ.
City Attorney
CITY OF
SOLANA BEACH, CALIF.
SCOTT E. HUBER, ESQ.
City Attorney
CITY OF OROVILLE, CALIF.
TERESA L. HIGHSMITH, ESQ.
City Attorney
CITIES OF
SOUTH PASADENA &
BARSTOW, CALIF.
================================================================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS ........................................
i
TABLE OF AUTHORITIES ...................................
iii
INTERESTS OF AMICI CURIAE .........................
1
SUMMARY OF ARGUMENT ................................
8
ARGUMENT ...........................................................
11
I. The CVRA Intentionally Abolishes the Very
Aspects of Section 2 Jurisprudence That
Are Designed to Ensure It Is A Remedy for
Discrimination in Voting, Rather Than a
Salve for Mere Political Defeats .................. 11
A. By Eliminating the First Gingles Precondition, and Expressly Authorizing
Constitutionally Questionable “Influence”
Claims, the CVRA Creates Liability
Where Electoral Losses Are Not a Discriminatory Effect of the Voting System ...... 14
B. The CVRA Purports to Relieve Plaintiffs
of the Obligation to Prove Discriminatory
Effects Under the Totality of the Circumstances, Which Has Been Held to Support Section 2’s Constitutionality ......... 17
II. The Ninth Circuit Improperly Failed to Apply Strict Scrutiny in Accordance with the
Precedents of this Court, Because It Ignored the Threshold Race-Based Decision
Central to the Operation of the CVRA ........ 20
ii
TABLE OF CONTENTS—Continued
Page
III.
The CVRA Cannot Survive Strict Scrutiny,
Because the Entire Reason for Its Existence
Is to Undo Aspects of Federal Law That Narrowly-Tailor Section 2 to Eradicating Discrimination ................................................... 23
CONCLUSION .......................................................
25
iii
TABLE OF AUTHORITIES
Page
CASES
Abbott v. Perez,
138 S. Ct. 2305 (2018) .............................................24
Adarand Constructors v. Pena,
515 U.S. 200 (1995) .................................................20
Baird v. Consolidated City of Indianapolis,
976 F.2d 357 (7th Cir. 1992) ....................................13
Bartlett v. Strickland,
556 U.S. 1 (2009) ................................... 13, 14, 15, 16
Bethune-Hill v. Va. State Bd. of Elections,
137 S. Ct. 788 (2017) ...............................................21
Bush v. Vera,
517 U.S. 952 (1996) .................................................24
City of Boerne v. Flores,
521 U.S. 507 (1997) .................................................20
Earl Old Person v. Brown,
312 F.3d 1036 (9th Cir. 2002) ..................................14
Easley v. Cromartie,
532 U.S. 234 (2001) .................................................23
Grutter v. Bollinger,
539 U.S. 306 (2003) .................................................23
Holder v. Hall,
512 U.S. 874 (1994) .................................................16
Johnson v. DeGrandy,
512 U.S. 997 (1994) ........................................... 13, 17
Jones v. Lubbock,
727 F.2d 364 (5th Cir. 1984) ....................................13
iv
TABLE OF AUTHORITIES—Continued
Page
Jordan v. Winter,
604 F. Supp. 807 (N.D. Miss. 1984) .........................19
League of United Latin Am. Citizens v. Perry,
548 U.S. 399 (2006) .................................................16
League of United Latin Am. Citizens,
Council No. 4434 v. Clements,
999 F.2d 831 (5th Cir. 1999) (en banc),
cert. denied, 510 U.S. 1071 (1994) ...........................18
Major v. Treen,
574 F. Supp. 325 (E.D. La. 1983) ...................... 18, 19
McComb v. Superior Court,
189 Ariz. 518, 943 P.2d 878
(Ariz. Ct. App. 1997), rev. den.,
CV-97-0334-PR (Ariz. Sept. 16, 1997) .....................22
Miller v. Johnson,
515 U.S. 900 (1995) ........................................... 20, 21
Miss. Republican Exec. Comm. v. Brooks,
469 U.S. 1002 (1984)................................................19
Parents Involved in Cmty. Sch.
v. Seattle Sch. Dist. No. 1,
551 U.S. 701 (2007) .................................................21
Sanchez v. City of Modesto,
145 Cal. App. 4th 660 (2006)............................. 11, 13
Sanchez v. Colorado,
97 F.3d 1303 (10th Cir. 1996) ..................................24
Shaw v. Reno,
509 U.S. 630 (1993) ............................................. 9, 24
v
TABLE OF AUTHORITIES—Continued
Page
Tex. Dep’t of Hous. & Cmty. Affairs
v. Inclusive Cmtys. Project, Inc.,
135 S. Ct. 2507 (2015) .............................................22
Thornburg v. Gingles,
478 U.S. 30 (1986) ........................................... passim
United Jewish Organizations v. Carey,
430 U.S. 144 (1977) .................................................14
United States v. Blaine County,
363 F.3d 897 (9th Cir. 2004) .............................. 19, 20
STATUTES AND RULES
Federal Voting Rights Act
52 U.S.C. § 10301................................................... 3, 9
California Voting Rights Act
Cal. Elec. Code § 10010(e)(1)&(2) .............................2
Cal. Elec. Code §§ 14025-14032 ........................ 1, 2, 9
Cal. Elec. Code § 14028(a)................................. 13, 23
Cal. Elec. Code § 14028(e) .......................................13
Supreme Court Rule 10(c) ..........................................10
Supreme Court Rule 37.2(a).........................................1
Supreme Court Rule 37.4 .............................................1
Washington Voting Rights Act
§§ 29A.92.005-29A.92.900.......................................11
vi
TABLE OF AUTHORITIES—Continued
Page
OTHER AUTHORITIES
National Demographics Corp., “Updated Counts
of CVRA-Compelled Changes,” online at https://
bit.ly/2J2gaGc (last visited May 1, 2020) .................1
SVREP, “California Voting Rights Act Organizing Project,” online at https://svrep.org/cvra-2018.
php (last visited May 1, 2020) ..................................2
Wash. ACLU, “Voting Rights FAQ,” online at
https://www.aclu-wa.org/pages/voting-rightsfaq (last visited May 2, 2020) .................................11
1
INTERESTS OF AMICI CURIAE1
Petitioner Higginson documents that “nearly 200
political subdivisions have changed to by-district elections as a result of the [California Voting Rights Act,
“CVRA”]. . . .” Pet. at 21.2 That includes amici cities.
The City of Mission Viejo is a city in Orange
County, incorporated under the general laws of California. Under the 2010 Census, its population is 93,317,
with about 17 percent identified as Hispanic or Latino
of any race. The Latino citizen voting-aged population
(“CVAP”) was estimated to be only about 11 percent
under the 2005-2009 American Community Survey
(“ACS”), and is relatively evenly dispersed. It is not
remotely possible to create a Latino-majority CVAP
district in the City, which uses an at-large, pluralitywin method of electing its five-member City Council. A
Latino ran unsuccessfully for City Council 20 years
ago, in 2000 and again in 2002, but persons of Hispanic origin had been elected to the Council before
and since. Nevertheless, in 2017, the City received a
certified demand letter from an attorney representing
the Southwest Voter Registration Education Project
1
Pursuant to Rule 37.2(a), amici affirm that notice was provided to counsel for all parties of the intent of amici to file this
brief at least 10 days before the deadline, and all parties provided
written consent to its filing. Pursuant to Rule 37.4, this brief is
submitted on behalf of cities by their authorized law officers.
2
Those data have been updated: ~400 political subdivisions,
including 126 cities, have changed their electoral system compelled by the racial distinctions drawn by the CVRA. See National
Demographics Corp., “Updated Counts of CVRA-Compelled Changes,”
online at https://bit.ly/2J2gaGc (last visited May 1, 2020).
2
(“SVREP”), a Texas corporation, but which has taken
up the cause of the CVRA.3 The letter asserted that the
City’s at-large electoral system was characterized by
“racially polarized voting,” defined in the CVRA as a
“difference . . . in the choice of candidates or other electoral choices that are preferred by voters in a protected
class, and in the choice of candidates and electoral
choices that are preferred by voters in the rest of the
electorate,” Cal. Elec. Code § 14026(e), and, as a result,
the City’s at-large electoral system violates the CVRA.
The letter noted that, by enacting the CVRA, the Legislature sought to override “what it considered ‘restrictive interpretations given to the federal [Voting Rights
Act].’ ” The letter warned that “[t]he California Legislature dispensed with the requirement in [Thornburg
v.] Gingles[, 478 U.S. 30 (1986) (“Gingles”)] that a minority group demonstrate that it is sufficiently large
and geographically compact to constitute a ‘majorityminority district’. . . . Rather, the CVRA requires only
that a plaintiff show the existence of racially polarized voting to establish that an at-large method of
election violates the CVRA. . . .” The letter threatened
a lawsuit against the City if it did not “voluntarily”
adopt districts.4 Since the CVRA does not mandate
3
See SVREP, “California Voting Rights Act Organizing Project,” online at https://svrep.org/cvra-2018.php (last visited May 1,
2020).
4
Such a letter is a prerequisite to filing suit under the CVRA.
Cal. Elec. Code § 10010(e)(1)&(2). If the jurisdiction “voluntarily”
complies, the attorney sending the letter is entitled to collect the
cost of generating the letter from the jurisdiction, up to $30,000.
Claims rarely come in under $30,000.
3
single-member districts, and districts could not possibly remedy the alleged voting rights violation, the City
declined to implement them. SVREP sued the City. The
lawsuit was settled and a stipulated judgment entered
allowing the City to seek implementation of cumulative voting or, if that was not done, single-member districts. The City sought to avoid a “sham” remedy, which
was the effect of districting, as minority voters would
obtain no benefit thereby.
The City of Solana Beach is a general law city
in San Diego County. Under the 2010 Census, the
City’s total population is 12,866, of whom about 16 percent are Latino. Latinos were estimated to be only
about 8 percent of CVAP under the 2012-2016 ACS estimates. It is impossible to create a Latino-majority
CVAP district. The City uses an at-large, plurality-win
method of electing its five-member City Council. For
several election cycles, Latinas have been elected and
re-elected to the Council, and in the 2018 elections, using the at-large system, a third Latina was elected.
Nevertheless, in 2018, the City received a certified letter from the same attorney who sued Mission Viejo,
again representing the SVREP. The letter asserted
that the City’s at-large system is characterized by “racially polarized voting” and thus violated the CVRA.
The letter touted the California Legislature’s intent
to undo the jurisprudence under the federal Voting
Rights Act, noting the elimination of the requirement
that a minority group demonstrate it is sufficiently
large and geographically compact to constitute a majority in a single-member district as a prerequisite to
4
maintaining an action for vote dilution, or any need to
demonstrate indicia of discrimination under the totality of the circumstances. The letter threatened a lawsuit against the City if it did not “voluntarily” abandon
at-large elections. Of course, the tiny City could not
bear such litigation expense and the concomitant risk
of attorney fee-shifting if it lost, so the City begrudgingly passed an ordinance adopting a single-member
district system for four of its council members, and a
directly-elected mayor. Starting in 2020, Solana Beach
voters will be able to vote for only one council member
and the mayor, whereas before they could vote for the
entire Council. The City’s ordinance, however, has a
sunset provision that is triggered if the CVRA is held
to be unconstitutional. Shortly after passage of the ordinance, the City received a bill from SVREP’s attorney for $30,000.
The City of Oroville is a general law city in rural
Butte County, north of Sacramento. Under the 2010 Census, the City’s population is 15,546, with about 12.5 percent Latino. The Latino CVAP was estimated to be only
about 11.5 percent under the 2013-2017 ACS. It is impossible to create a Latino-majority CVAP district in
this tiny City, which uses an at-large, plurality-win
method of electing six council members. (The mayor is
separately elected.) This City also has a small AfricanAmerican population, about 4.8 percent, and AsianAmerican population, about 10.5 percent. An AfricanAmerican woman currently sits on the Council, elected
in 2016. Previously, an Asian-American was elected in
2008 and re-elected in 2012, but did not run again
5
thereafter. A Latino ran for Council in 2018 in a firsttime candidacy, and was defeated. In November 2019,
the City received a certified letter from the same attorney who threatened Mission Viejo and Solana Beach,
again representing SVREP. The letter was essentially
identical in its assertions of a violation of the CVRA as
those sent to the other amici. The letter threatened a
lawsuit against the City if it did not “voluntarily” abandon at-large elections. The City really had no choice,
given its very limited resources. It is in the process of
splitting its tiny population into six single-member districts while maintaining a directly-elected mayor.
The Town of Yucca Valley is a general law city
in the high desert in San Bernardino County, east of
Los Angeles. Under the 2010 Census, the Town’s population is approximately 20,700, with about 18 percent
Latino. The Latino CVAP was estimated to be only
about 15 percent under the 2011-2015 ACS estimates.
It is impossible to create a Latino-majority CVAP district in the Town, which used to employ at-large elections for its five-member Council. Since 2000, only one
Latino candidate has ever run for the Council. That
was in 2002, and that candidate lost. In 2017, the Town
received a certified letter from the same attorney who
threatened Mission Viejo, Solana Beach, and Oroville,
again representing SVREP. The letter was essentially
identical in its assertions of liability under the CVRA
as that sent to the other amici. Threatened with suit if
it did not “voluntarily” abandon at-large voting, the
Town determined not to expend limited resources on litigation, and reluctantly passed an ordinance providing
6
for single-member districts for its five Council members.
The Town’s ordinance also has a sunset provision that
is triggered if the CVRA is held unconstitutional.
Shortly after passing the ordinance, the Town received
a bill from SVREP’s attorney for $30,000. Starting in
2018, Town voters voted in the new districts for only
one council member, whereas before voters could vote
for all positions on the Council. No Latino candidate
ran for election; the two incumbents who did run were
re-elected.
The City of South Pasadena, in Los Angeles
County, is ethnically diverse. Under the 2010 Census,
it had a total population of 25,619, of which nonHispanic Whites constituted about 44 percent, AsianAmericans about 33 percent, and Latinos about 18
percent. Latinos were estimated to form about 20 percent of the City’s CVAP (2011-2015 ACS), and are so
dispersed throughout the community that they cannot
form a majority in a single-member district. The City
Council has always been elected at-large. Since 2003,
Latinos have won three of four times they appeared on
the ballot. In 2017, the Council was composed of residents from a diverse range of racial and ethnic backgrounds including Asian, Latino, Armenian, Italian,
and Caucasian. Nevertheless, in 2017 the City received
a letter from the same attorney mentioned above, representing SVREP and claiming the City’s “at-large system dilutes the ability of Latinos (a ‘protected class’)—
to elect candidates of their choice or otherwise influence the outcome of South Pasadena’s council elections” because of racially-polarized voting. The letter
7
noted, “[T]he CVRA requires only that a plaintiff
show the existence of racially polarized voting to establish that an at-large method of election violates
the CVRA. . . .” The letter demanded the City change
its at-large electoral system, or face suit. Many facts
cited in the letter are incorrect, but given the crippling
expense of CVRA litigation and a plaintiff ’s low evidentiary burden to demonstrate only a correlation between race and electoral choices, the City saw no
alternative but to abandon its at-large electoral system. Latino voters thus lost the right to vote for two
or three candidates every two years, yet they do not
constitute a sufficiently large voting bloc in any district
to elect even one chosen candidate every four years (assuming racially-polarized voting, the legal predicate
for CVRA liability, exists in South Pasadena).
The City of Barstow is a general law city in the
Mojave Desert in San Bernardino County. Under the
2010 Census, the City’s population is 22,936. Non-Latino
Whites constitute only about 26.6 percent of the population. Latinos are 44.9 percent of the population, and
African-Americans are approximately 18 percent. Latinos make up about 37 percent of the CVAP. Given
the relatively even dispersion of the racial/ethnic
groups throughout all neighborhoods in the City, it is
impossible to create a district with majority Latino
CVAP. Historically, the City employed an at-large
method of electing Council members, and numerous
Latinos, African-American, and Asian-American candidates have been elected. Over the past 10 years,
there has been continuous representation on every
8
Council of two or three Latino Council members (including a directly elected Latino mayor from 2008-2012),
and an African American Council member. Despite the
Council’s racial diversity, and because of the rash of
CVRA demand letters plaguing California cities and
the CVRA’s elimination of the Gingles elements for
proving vote dilution, the City began investigating the
advisability of abandoning its at-large voting system
in the summer of 2017. Then, on September 25, 2017,
it received a demand letter from the same attorney
who sent nearly identical letters to the other amici
herein, again representing SVREP. The letter baldly
asserted the City’s at-large electoral system violated
the CVRA because of the presence of racially-polarized
voting. The letter demanded that Barstow “voluntarily”
change its at-large system or face litigation. Rather
than endure the tremendous expense of litigation under the CVRA, the City instituted a single-member
electoral system. The City then resisted SVREP’s demands for attorneys’ fees on the basis that it lacked
standing, was not properly qualified to do business in
California, and failed to comply with California’s government claims statutes. SVREP sued the City for attorneys’ fees. The City eventually prevailed, and SVREP
has appealed the judgment in the City’s favor.
---------------------------------♦---------------------------------
SUMMARY OF ARGUMENT
The Ninth Circuit, in its four-page, unpublished
decision, acknowledged that “a finding of racially polarized voting triggers the application of the [California
9
Voting Rights Act (Cal. Elec. Code §§ 14025-14032)]. . . .”
Pet. App. A at 4a. “[T]he legal concept of racially polarized voting incorporates neither causation nor intent.
It means simply that the race of voters correlates with
the selection of a certain candidate or candidates; that
is, it refers to the situation where different races (or
minority language groups) vote in blocs for different
candidates.” Gingles, 478 U.S. at 62. Thus, the CVRA
forces a local jurisdiction to choose a new voting system based solely on racial considerations. Under this
Court’s case law, such race-based decisionmaking must
survive strict scrutiny; the CVRA cannot.
The only interest this Court has ever held to justify predominantly race-based decisions regarding the
structure of a jurisdiction’s electoral system is “eradicating the effects of past racial discrimination,” Shaw
v. Reno, 509 U.S. 630, 656 (1993), meaning unconstitutional (i.e., intentional) discrimination. The Court has
also assumed that complying with Section 2 of the federal Voting Rights Act (“FVRA”), 52 U.S.C. § 10301, is
a compelling state interest, because while the FVRA
disclaims the need to prove discriminatory purpose, it
is nevertheless tailored to the eradication of intentionally discriminatory electoral practices. Race-based determinations are at the core of both laws, but the entire
purpose of the CVRA is to undo the narrowly-tailored
design of Section 2.
Section 2, as amended in 1982, enables minority
voters to challenge at-large voting systems, without
the need to prove actual discriminatory intent. For
that challenge to prevail, however, the plaintiff must
10
demonstrate the at-large system has a “discriminatory
effect” on minority voters, considering the totality of
the circumstances. Gingles, 478 U.S. at 43-45. A Section
2 plaintiff must make a showing of racially-polarized
voting, but that showing merely starts the analysis. It
is necessary but not sufficient, and this Court has held
that racially-polarized voting is not synonymous with
racial discrimination in voting. In Gingles and subsequent cases, this Court has developed detailed standards for distinguishing between at-large systems that
are actually discriminatory and those that result in
mere losses at the polls.
The CVRA was enacted by the California Legislature for the very purpose of evading those standards. In
particular, it abolishes the first Gingles precondition—
that plaintiffs be able to show a majority-minority district
is possible—and it relieves plaintiffs of the obligation to
show that, considering the totality of the circumstances,
the system is discriminatory once a mathematical correlation between race and voting is shown. In so doing,
it “untailors” the law from the compelling purpose of addressing actual discrimination, turning it into a mechanical application of racial thresholds.
The CVRA thus fails strict scrutiny. The Ninth
Circuit concluded that rational basis, rather than
strict scrutiny, was applicable, but its analysis was
flawed. This fundamental mistake of federal law conflicts with the decisions of this Court and merits review. S. Ct. R. 10(c). The Ninth Circuit mistakenly
focused on the downstream implementation of Poway’s
decision to move to abandon at-large voting—the
11
drawing of the district lines themselves—instead of
the threshold, exclusively race-based criterion determining whether at-large voting is permissible in the
first instance.
The CVRA has forced an involuntary restructuring of local government in California through the unconstitutional application of a racial criterion, and
other states—such as Washington—have begun to adopt
similar state voting rights acts of their own, modeled
on California’s. See Rev. Code Wash. §§ 29A.92.00529A.92.900 (Washington Voting Rights Act); Wash.
ACLU, “Voting Rights FAQ,” online at https://www.
aclu-wa.org/pages/voting-rights-faq (last visited May
2, 2020) (“The WVRA is modeled on [the CVRA]”).
---------------------------------♦---------------------------------
ARGUMENT
I.
The CVRA Intentionally Abolishes the Very
Aspects of Section 2 Jurisprudence That Are
Designed to Ensure It Is A Remedy for Discrimination in Voting, Rather Than a Salve
for Mere Political Defeats.
The CVRA takes Section 2 of the FVRA as its
starting point, then makes a number of alterations to
Section 2’s core standards for identifying discriminatory voting practices. Sanchez v. City of Modesto, 145
Cal. App. 4th 660, 667-68 (2006). While Section 2, like
the CVRA, disclaims a need for proof of discriminatory intent, Section 2 still requires proof of discriminatory effects. Over the past four decades, this Court
has developed standards designed to enable courts to
12
distinguish racially discriminatory effects in voting
from mere political defeat at the polls. The CVRA was
enacted expressly to abolish those distinctions as a
matter of state law.
The standards for challenging at-large voting under the FVRA are well-established under Gingles.
At-large voting “is not per se violative of minority
voters’ rights,” 478 U.S. at 48, and minority plaintiffs
must first make three threshold showings that: (1) the
minority group is sufficiently large and geographically
compact to form a majority of eligible voters in a singlemember district, (2) the group is politically cohesive,
and (3) there is sufficient white bloc-voting to usually
prevent minority voters from electing their preferred
candidates. Id. at 50-51. These factors establish that
the minority group has the ability to elect, and is not
just losing elections because they are insufficiently numerous, or insufficiently cohesive, to effectively exercise the franchise. Failure to meet any of the Gingles
“preconditions” is fatal under Section 2. The first “precondition” cannot be met in any amicus city herein.
Then, if all three preconditions are proven, courts
must consider whether, under the “totality of circumstances,” at-large voting functions in a discriminatory
manner to dilute the rights of minority voters. In the
“totality” analysis, courts consider the so-called “Senate
Factors,” which are indicative of the “discriminatory effect” of the at-large electoral system. Id. at 35-36.
The CVRA departs from this paradigm in at least
two constitutionally untenable ways.
13
First, it explicitly abolishes the first Gingles precondition—the requirement that minority plaintiffs demonstrate it is possible to draw a reasonably-compact
majority-minority voting district. Cal. Elec. Code
§ 14028(c); Sanchez, 145 Cal. App. 4th at 669. In so
doing, it authorizes the type of “influence claims” that
this Court rejected under Section 2 in Bartlett v. Strickland, 556 U.S. 1 (2009).
Second, the CVRA dispenses with the requirement
to prove discriminatory effects under the “totality of
the circumstances,” declaring the Senate Factors are
“not necessary factors to establish a violation of ” the
CVRA. Cal. Elec. Code § 14028(e).
Consequently, a violation of the CVRA can be established solely by demonstrating a statistical disparity in the electoral choices of various racial groups. Cal.
Elec. Code § 14028(a) (“A violation of [the CVRA] is established if it is shown that racially polarized voting
occurs in elections for members of the governing body
of the political subdivision or in elections incorporating
other electoral choices by the voters of the political subdivision.”). This runs counter to federal case law, which
holds that “racially-polarized voting” is not synonymous with “discrimination” or “vote dilution.”5 Despite
5
See Johnson v. DeGrandy, 512 U.S. 997, 1008 and 1011-12
(1994) (holding that a district court’s finding of vote dilution was
error, despite the fact that the presence of racially-polarized voting was undisputed in that case); Baird v. Consolidated City of
Indianapolis, 976 F.2d 357 (7th Cir. 1992) (same, cited with approval in Johnson, 512 U.S. at 1012 n.10); Jones v. Lubbock, 727
F.2d 364, 385 n.17 (5th Cir. 1984) (“Polarized voting is not itself
unconstitutional, and does not ipso facto render the electoral
14
its inflammatory name, “racially-polarized voting” is
nothing more than a mathematical correlation estimating that different racial or ethnic groups may support particular candidates at different rates. In itself,
there is nothing nefarious about it. Similar distinctions
can be shown with respect to virtually any demographic characteristic—witness the well-known “gender gap” in which women are more likely to favor
Democratic candidates than men are. Proof of raciallypolarized voting can be evidence that discriminatory
effects may be present, but that is just the beginning
of the analysis under Section 2; under the CVRA, it is
the end.
A. By Eliminating the First Gingles Precondition, and Expressly Authorizing Constitutionally Questionable “Influence” Claims,
the CVRA Creates Liability Where Electoral Losses Are Not a Discriminatory
Effect of the Voting System.
In Bartlett v. Strickland, this Court held “a party
asserting § 2 liability must show . . . that the minority
population in the potential election district is greater
than 50 percent.” 556 U.S. at 19-20. Otherwise, the first
Gingles precondition is not met, i.e., a demonstration
that the minority voters have the ability to elect in a
framework in which it occurs unconstitutional.” (citing United
Jewish Organizations v. Carey, 430 U.S. 144, 165-67 & n.24
(1977))); Earl Old Person v. Brown, 312 F.3d 1036, 1049-50 (9th
Cir. 2002) (affirming district court’s finding of no vote dilution,
despite “the presence of racially polarized elections”).
15
different electoral system. The CVRA, however, was
adopted for the explicit purpose of sidestepping this
Gingles precondition, and protecting minority electoral
“influence.” Were that not the case, none of the amicus
cities herein could have been forced to abandon atlarge voting, as it is impossible to draw majorityminority districts in any of them (or in Poway, for that
matter).
There were several reasons for the Bartlett Court’s
holding, summed up in the principle that a statute that
protects minority electoral “influence” does not remedy
discriminatory vote dilution, but rather ensures maximally effective voting for minority voters. Id. at 15-16.
First, the Court recognized that, for an influence
district to have any meaningful impact on minority
voting power, substantial non-minority crossover is
necessary to elect a minority-preferred candidate. But
the existence of such crossover voting conflicts with the
premise that the structure of the electoral system has
a discriminatory effect because it permits “majority
bloc voting” to defeat minority preferences. See id. at
16-17 (noting this tension). Statutorily protecting minority “influence” in an electoral system is nothing
more than handicapping electoral outcomes based on
the race of the voters.
Alternatively, if non-minority crossover voting
were absent, minority voters “standing alone [would]
have no better or worse opportunity to elect a candidate than does any other group of voters with the same
relative voting strength.” Id. at 14. Election losses
16
would not be attributable to the discriminatory effects
of the voting system, but merely to insufficient numbers. “For an electoral system to dilute a minority
group’s voting power, there must be an alternative system that would provide greater electoral opportunity
to minority voters,” Holder v. Hall, 512 U.S. 874, 887
(1994), and “ ‘unless minority voters possess the potential to elect representatives in the absence of the challenged structure or practice, they cannot claim to have
been injured by that structure or practice.’ ” Gingles,
478 U.S. at 50 n.17.
Accordingly, the Bartlett Court held that interpreting Section 2 to allow claims for “influence” districts
would raise “serious constitutional concerns under the
Equal Protection Clause,” because “it would unnecessarily infuse race into virtually every redistricting,”
556 U.S. at 21 (quoting League of United Latin Am. Citizens v. Perry, 548 U.S. 399, 446 (2006) (opinion of Kennedy, J.)), and it would make race the “predominant”
consideration in structuring every electoral system. Id.
And that is exactly what has happened in California—because the CVRA protects minority voting “influence,” every local jurisdiction in the State that uses
at-large voting must determine whether to abandon
that system based solely on whether plaintiffs can
show a statistical disparity in the electoral choices of
the racial groups.
17
B. The CVRA Purports to Relieve Plaintiffs
of the Obligation to Prove Discriminatory Effects Under the Totality of the
Circumstances, Which Has Been Held to
Be Fundamental to Section 2’s Constitutionality.
In Section 2 vote dilution cases, it is necessary for
plaintiffs to prove the existence of racially-polarized
voting, but such proof, standing alone, is not sufficient
to establish discriminatory vote dilution. Johnson, 512
U.S. at 1011. Rather, once the Gingles preconditions
are established, Section 2 requires courts to undertake
a “searching practical evaluation” of the facts, and a
“ ‘functional’ view of the political process” to ascertain,
under the totality of the circumstances, whether the
challenged system actually has discriminatory effects.
Gingles, 478 U.S. at 44-45. This Court has held that
even when racially-polarized voting is established,
“courts must also examine other evidence in the totality of circumstances, including the extent of the opportunities minority voters enjoy to participate in the
political processes” to determine whether the electoral
system is discriminatory or not, i.e., whether it results
in vote dilution. Id. at 1011-12. Applying this rule,
numerous cases have found no vote dilution—voting
discrimination—even when racially-polarized voting
was established. See, e.g., id. at 1008 and 1011-12 (district court’s finding of vote dilution was error, though
racially-polarized voting was undisputed).6
6
See also note 5, supra (citing cases).
18
As an en banc panel of the Fifth Circuit held in one
such case, the “totality” requirement serves the fundamental purpose of distinguishing “illegal vote dilution”
from “political defeat.” League of United Latin Am. Citizens, Council No. 4434 v. Clements, 999 F.2d 831, 850
(5th Cir. 1999) (en banc), cert. denied, 510 U.S. 1071
(1994):
The scope of the Voting Rights Act is indeed
quite broad, but its rigorous protections, as
the text of § 2 suggests, extend only to defeats
experienced by voters ‘on account of race or
color.’ Without an inquiry into the circumstances underlying unfavorable election returns, courts lack the tools to discern results
that are in any sense ‘discriminatory,’ and any
distinction between deprivation and mere losses
at the polls becomes untenable.
Id. (emphasis added). In other words, once it is found
that minority voters and other voters tend to vote differently in a given at-large system, the courts then proceed to determine whether those differences are the
result of discrimination or merely politics.
Notably, Congress’s adoption of the “totality” analysis has been a significant factor in leading courts to
affirm the constitutionality of Section 2 when challenged. In Major v. Treen, 574 F. Supp. 325, 342-49
(E.D. La. 1983), a three-judge court upheld Section 2’s
constitutionality thus:
the self-limiting character of § 2 effectively refutes the overbreadth argument. Since this
statute does not impose an absolute ban on
19
specific election practices, or allow liability to
attach without a finding of dilution under the
totality of circumstances in a given case, the
fear that § 2 will precipitate a nationwide revision of state election laws is groundless.
Only a state law shown to discriminatorily
impact against minority voters will run afoul
of § 2.
Id. at 348 (emphasis added).
The following year, another three-judge court
adopted Major’s analysis in toto, Jordan v. Winter, 604
F. Supp. 807 (N.D. Miss. 1984), and this Court summarily affirmed that decision (sub nom.) in Miss. Republican Exec. Comm. v. Brooks, 469 U.S. 1002 (1984).
Likewise, in United States v. Blaine County, 363
F.3d 897 (9th Cir. 2004), the Ninth Circuit observed:
After careful consideration, Congress found
that the results test would be a carefully
crafted measure to remedy purposeful discrimination. Congress examined twenty-three reported cases in which the results test was
applied. It found that the test did not prohibit
any particular voting procedure per se, that
it did not assume racial bloc voting, that it
was not aimed at achieving proportional representation, that a limited number of cases
were filed, and that plaintiffs did not always
win. Congress also determined that section 2
is “self-limiting” because of the numerous
hurdles that plaintiffs must cross to establish
a vote dilution claim. In fact, calling section 2’s test a “results test” is somewhat of a
20
misnomer because the test does not look for
mere disproportionality in electoral results.
Rather, plaintiffs must establish that under
the totality of the circumstances, the challenged procedure prevents minorities from effectively participating in the political process.
Id. at 909 (emphasis added). The CVRA, however, exists to undermine the “carefully crafted measure” that
is the FVRA.
II.
The Ninth Circuit Improperly Failed to Apply Strict Scrutiny in Accordance with the
Precedents of this Court, Because It Ignored
the Threshold Race-Based Decision Central
to the Operation of the CVRA.
If the totality analysis is important to upholding
the FVRA’s constitutionality, it is all the more relevant
to state legislation. The Fourteenth and Fifteenth
Amendments restrict the power of States to engage in
race-based decisionmaking, while granting power to
Congress to enforce their provisions. Thus, legislation
enacted pursuant to Congress’s enforcement power is
subject to the relatively deferential “congruence and
proportionality” standard set forth in City of Boerne v.
Flores, 521 U.S. 507 (1997).
As to States, however, this Court has held that
“race-based decisionmaking is inherently suspect,”
Miller v. Johnson, 515 U.S. 900, 915 (1995), and is
generally subject to strict scrutiny, even when the
law is characterized as a remedy for discrimination.
See Adarand Constructors v. Pena, 515 U.S. 200, 227
21
(1995); Parents Involved in Cmty. Sch. v. Seattle Sch.
Dist. No. 1, 551 U.S. 701, 720 (2007) (majority opinion)
(citing Adarand); id. at 739 n.16 (plurality opinion)
(same); id. at 758 (Thomas, J., concurring) (same); id.
at 783 (Kennedy, J., concurring) (same).
The Ninth Circuit held that “a finding of racially
polarized voting triggers the application of the CVRA,”
Pet. App. at 4a, but it concluded erroneously that rational basis review applied to the CVRA. It held that:
the allegations of the operative complaint fail
to plausibly state that Higginson is a victim of
racial gerrymandering. Racial gerrymandering occurs when a political subdivision “intentionally assign[s] citizens to a district on the
basis of race without sufficient justification.”
Plaintiff alleges no facts concerning the City’s
motivations for placing him or any other
Poway voter in any particular electoral district. Similarly, he fails to cite any language in
the CVRA that mandates how electoral districts can or should be drawn.
Pet. App. at 3a-4a (internal citations omitted).7 Based
on this, it concluded the CVRA was a “race-neutral”
law. Id. at 4a.
7
This confusion may flow from Petitioner Higginson’s reliance on this Court’s decisions governing racial gerrymandering.
See, e.g., Bethune-Hill v. Va. State Bd. of Elections, 137 S. Ct. 788,
797 (2017); Miller, 515 U.S. at 916. But these decisions are merely
a particular application of the broader principle that this Court has
set down—all race-based decisionmaking triggers strict scrutiny.
22
Respectfully, this misses the point. By focusing
solely on the districts drawn after Poway decided to
abandon its at-large system, the court ignored the
threshold governmental decision that was entirely
race-based: the decision to abandon the at-large system because of statistical differences in how voters of
different races vote. The districts themselves are the
poisoned fruit of the initial, racially-based decision.
Illustrative is the Arizona Court of Appeal’s decision in McComb v. Superior Court, 189 Ariz. 518, 943
P.2d 878 (Ariz. Ct. App. 1997), rev. den., CV-97-0334-PR
(Ariz. Sept. 16, 1997). In McComb, the court invalidated an Arizona statute, which provided that school
districts with minority enrollment of 25 percent or
more could use “ward” voting, while all other districts
were required to vote at-large. Relying on this Court’s
racial gerrymandering cases, the Arizona court applied
strict scrutiny because decisionmaking was based on
purely racial considerations, and, because the statute
required no evidence of actual discrimination, held it
unconstitutional.
In addition, the Ninth Circuit’s reliance on dicta
about remedies in Tex. Dep’t of Hous. & Cmty. Affairs
v. Inclusive Cmtys. Project, Inc., 135 S. Ct. 2507 (2015),
curiously misses the holding, which is pertinent here:
“[D]isparate-impact liability has always been properly
limited in key respects to avoid serious constitutional
questions that might arise under the FHA, e.g., if such
liability were imposed based solely on a showing of a
statistical disparity.” Id. at 2522. That is exactly what
23
the CVRA was designed to do—impose liability based
on bare statistical racial disparities.
Insofar as the racial gerrymandering cases Petitioner cites are exceptional at all, it is that they allow
some consideration of race without triggering strict
scrutiny, so long as those racial considerations do not
“predominate” over non-racial considerations—as they
do with respect to a city’s option to use at-large voting
under the CVRA. Easley v. Cromartie, 532 U.S. 234,
241-42 (2001). In most other contexts, any consideration of race in governmental decisionmaking triggers
strict scrutiny. See, e.g., Grutter v. Bollinger, 539 U.S.
306, 326 (2003) (law school admissions program that
considered applicants’ race as just one non-predominant factor in an “individualized, holistic review of
each applicant’s file,” without quotas, still subject to
strict scrutiny).
The CVRA expressly states that a violation is established based on racial voting patterns. Cal. Elec.
Code § 14028(a). Thus, strict scrutiny applies. The
Ninth Circuit erred in applying rational basis review.
III. The CVRA Cannot Survive Strict Scrutiny,
Because it Is not Narrowly-Tailored to Eradicating Discrimination.
California’s Attorney General has never attempted
to defend the CVRA under the strict scrutiny standard,
nor could he. The law is not narrowly-tailored advance
a compelling state interest.
24
The only interest this Court has ever held to justify predominantly race-based decisions regarding the
structure of a jurisdiction’s electoral system is “eradicating the effects of past racial discrimination,” Shaw
v. Reno, 509 U.S. at 656, i.e., unconstitutional, purposeful discrimination, see, e.g., Bush v. Vera, 517 U.S. 952,
992 (1996) (O’Connor, J., concurring); Sanchez v. Colorado, 97 F.3d 1303, 1328 (10th Cir. 1996). It has also
assumed that complying with Section 2 is a compelling
interest because the FVRA is carefully designed to
identify actual discrimination in voting practices.
Id. See also Abbott v. Perez, 138 S. Ct. 2305, 2314-15
(2018).8
The CVRA is not narrowly-tailored to either of
these interests. Unlike the constitutional prohibitions
against discrimination, the CVRA requires no showing of discriminatory purpose, and the CVRA is selfconsciously designed to “untailor” the carefully crafted
scheme of Section 2, which at least requires proof that
the at-large electoral system is the problem, and of
discriminatory “effects” under the totality of circumstances. The CVRA thus fails strict scrutiny.
---------------------------------♦--------------------------------8
As Justice O’Connor—the author of the plurality opinion in
Bush v. Vera—explained in a separate concurring opinion, this
assumption was justified because Section 2 is structured to enforce the Fourteenth and Fifteenth Amendments’ proscriptions on
“purposeful discrimination” in voting. 517 U.S. at 992. Her other
rationale was that the Supremacy Clause makes a State’s compliance with federal law a compelling interest—a justification irrelevant to the CVRA, which is state legislation.
25
CONCLUSION
Amici respectfully request that the Court grant
the petition for certiorari to address the significant
constitutional defects of the CVRA.
Respectfully submitted,
MARGUERITE MARY LEONI, ESQ.
Counsel of Record
CHRISTOPHER E. SKINNELL, ESQ.
NIELSEN MERKSAMER
PARRINELLO GROSS
& LEONI LLP
2350 Kerner Blvd.,
Ste. 250
San Rafael, CA 94901
Phone: (415) 389-6800
mleoni@nmgovlaw.com
Counsel for All Amici Curiae
THOMAS D. JEX, ESQ.
Town Attorney
TOWN OF
YUCCA VALLEY, CALIF.
May 6, 2020
WILLIAM P. CURLEY III, ESQ.
City Attorney
CITY OF
MISSION VIEJO, CALIF.
JOHANNA CANLAS, ESQ.
City Attorney
CITY OF
SOLANA BEACH, CALIF.
SCOTT E. HUBER, ESQ.
City Attorney
CITY OF OROVILLE, CALIF.
TERESA L. HIGHSMITH, ESQ.
City Attorney
CITIES OF
SOUTH PASADENA &
BARSTOW, CALIF.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.