Amicus Curiae Brief — Don Higginson, Petitioner v. Xavier Becerra, Attorney General of California, et al.
Supreme Court briefMay 5, 2020
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No. 19-1199
In The
Supreme Court of the United States
____________________
DON HIGGINSON,
v.
Petitioner,
XAVIER BECERRA, in his official capacity as the
Attorney General of California; CITY OF POWAY,
Respondents.
On Petition for Writ of Certiorari to
the United States Court of Appeals
for the Ninth Circuit
BRIEF AMICUS CURIAE OF PACIFIC
LEGAL FOUNDATION, CATO INSTITUTE,
CENTER FOR EQUAL OPPORTUNITY,
PROJECT 21, REASON FOUNDATION, AND
INDIVIDUAL RIGHTS FOUNDATION IN
SUPPORT OF PETITIONER
ILYA SHAPIRO
Cato Institute
1000 Mass. Ave. N.W.
Washington, DC 20001
Telephone: (202) 842-0200
ishapiro@cato.org
CHRISTOPHER M. KIESER
Counsel of Record
JOSHUA P. THOMPSON
Pacific Legal Foundation
930 G Street
Sacramento, California 95814
Telephone: (916) 419-7111
ckieser@pacificlegal.org
Counsel for Amici Curiae
i
QUESTION PRESENTED
Whether the California Voting Rights Act violates
the Equal Protection Clause of the Fourteenth
Amendment.
ii
TABLE OF CONTENTS
QUESTION PRESENTED .......................................... i
TABLE OF AUTHORITIES ...................................... iii
IDENTITY AND INTEREST
OF AMICI CURIAE .................................................... 1
INTRODUCTION AND
SUMMARY OF ARGUMENT .................................... 3
I.
Vote-Dilution Claims Raise Serious Equal
Protection Concerns ......................................... 6
A.
The Equal Protection Clause
Sharply Restricts the Government’s
Consideration of Race ................................. 7
B.
The Prohibition of Vote Dilution
Transforms Individual Rights
into Group Quotas .................................... 11
C.
The Gingles Safeguards Limit the
Pervasiveness of Race-Based Districting,
But Do Not Eliminate It ........................... 17
II. The CVRA Repudiates a Key Gingles
Safeguard and Challenges the Outer
Limits of Vote Dilution Doctrine ................... 19
CONCLUSION.......................................................... 22
iii
TABLE OF AUTHORITIES
Page(s)
Cases
Adarand Constructors, Inc. v. Pena,
515 U.S. 200 (1995) ......................................... 8, 9
Ala. Legislative Black Caucus v. Alabama,
575 U.S. 254 (2015) ..............................1, 2, 14-15
Bartlett v. Strickland,
556 U.S. 1 (2009) ........................ 1, 2, 4, 14, 17-18
Bush v. Vera, 517 U.S. 952 (1996) ............................ 1
Fisher v. Univ. of Tex. at Austin,
136 S. Ct. 2198 (2016) ......................................... 3
Fisher v. Univ. of Tex. at Austin,
570 U.S. 297 (2013) ......................................... 3, 9
Gratz v. Bollinger, 539 U.S. 244 (2003) ............. 3, 10
Grutter v. Bollinger,
539 U.S. 306 (2003) ................................. 9, 10, 19
Holder v. Hall,
512 U.S. 874 (1994) ...................................... 4, 15
Johnson v. De Grandy,
512 U.S. 997 (1994) ......................................15-16
League of United Latin Am. Citizens
(LULAC) v. Perry,
548 U.S. 399 (2006) ........................ 2, 4, 13-15, 22
Metro Broadcasting, Inc. v. FCC,
497 U.S. 547 (1990) ....................................... 5, 10
Miller v. Johnson, 515 U.S. 900 (1995) .................... 8
Parents Involved in Cmty. Schs. v. Seattle
Sch. Dist. No. 1, 551 U.S. 701 (2007) ........ 8, 9, 10
Parham v. Hughes, 441 U.S. 347 (1979) .................. 8
Plessy v. Ferguson, 163 U.S. 537 (1896)................... 5
iv
Regents of Univ. of Cal. v. Bakke,
438 U.S. 265 (1978) ........................................... 10
Ricci v. DeStefano, 557 U.S. 557 (2009) ................... 3
Richmond v. J.A. Croson Co.,
488 U.S. 469 (1989) ....................................... 8, 10
Rucho v. Common Cause,
139 S. Ct. 2484 (2019) ....................................... 12
Schuette v. Coalition to Defend Affirmative
Action, 572 U.S. 291 (2014) ................................. 3
Shaw v. Hunt, 517 U.S. 899 (1996) .................... 1, 16
Shaw v. Reno, 509 U.S. 630 (1993) ........................ 18
Shelby Cty. v. Holder, 570 U.S. 529 (2013) .......... 1, 2
Thornburg v. Gingles,
478 U.S. 30 (1986) ............................... 4, 7, 15, 16
Vieth v. Jubelirer, 541 U.S. 267 (2004) .................. 12
Vill. of Arlington Heights v. Metropolitan
Housing Dev. Corp., 429 U.S. 252 (1977) ......... 19
Watson v. Fort Worth Bank & Trust,
487 U.S. 977 (1988) ........................................... 10
Statutes
52 U.S.C. § 10301 ...................................................... 6
52 U.S.C. § 10301(a) ................................................. 7
Cal. Elec. Code § 10010(e)(1) .................................. 20
Cal. Elec. Code § 14027 .......................................... 20
Cal. Elec. Code § 14028(a) ...................................... 20
Cal. Elec. Code § 14029 .......................................... 21
Voting Rights Act Section 2(a) ................................. 7
v
Other Authorities
Amy, Douglas J., How Proportional
Representation Would Finally Solve Our
Redistricting and Gerrymandering
Problems, available at
https://www.fairvote.org/how_proportion
al_representation_would_finally
(last visited May 4, 2020) .................................. 11
Gerstmann, Evan & Shortell, Christopher,
The Many Faces of Strict Scrutiny: How
the Supreme Court Changes the Rules in
Race Cases, 72 U. Pitt. L. Rev. 1 (2010) ........... 19
Lowenstein, Daniel Hays, You Don’t Have to
Be Liberal to Hate Racial
Gerrymandering Cases,
50 Stan. L. Rev. 779 (1998) ............................... 11
O’Connor-Ratcliffe, Michelle E., Colorblind
Redistricting: Racial Proxies as a
Solution to the Court’s Voting Rights Act
Quandry, 29 Hastings Const. L.Q. 61
(2001) ................................................................. 16
1
IDENTITY AND INTEREST OF AMICI CURIAE
Pacific Legal Foundation (PLF), Cato Institute,
Center for Equal Opportunity (CEO), Project 21,
Reason
Foundation,
and
Individual
Rights
Foundation (IRF) respectfully submit this brief in
support of Petitioner Don Higginson. 1
PLF is a nonprofit, tax-exempt corporation
organized under the laws of California for the purpose
of litigating matters affecting the public interest. In
support of its Equality Under the Law practice group,
PLF supports a color-blind interpretation of the
United States Constitution and opposes race-based
government decisionmaking. PLF has participated as
amicus curiae in this Court’s major voting rights and
racial gerrymandering cases. See, e.g., Ala. Legislative
Black Caucus v. Alabama, 575 U.S. 254 (2015); Shelby
Cty. v. Holder, 570 U.S. 529 (2013); Bartlett v.
Strickland, 556 U.S. 1 (2009); Bush v. Vera, 517 U.S.
952 (1996); Shaw v. Hunt, 517 U.S. 899 (1996). PLF
submits this brief because it believes its public policy
perspective and litigation experience in the area of
voting rights will provide an additional viewpoint
with respect to the issue presented.
The Cato Institute is a nonpartisan public-policy
research foundation established in 1977 and
dedicated to advancing the principles of individual
1 Pursuant to Rule 37.2(a), all parties have consented to the filing
of this brief.
Pursuant to Rule 37.6, Amici Curiae affirm that no counsel
for any party authored this brief in whole or in part, and no
counsel or party made a monetary contribution intended to fund
the preparation or submission of this brief. No person other than
Amici Curiae, their members, or their counsel made a monetary
contribution to its preparation or submission.
2
liberty, free markets, and limited government. Cato’s
Robert A. Levy Center for Constitutional Studies was
established in 1989 to help restore the principles of
limited constitutional government that are the
foundation of liberty. Toward those ends, Cato
publishes books and studies, conducts conferences,
and produces the annual Cato Supreme Court Review.
CEO is a nonprofit research and educational
organization devoted to issues of race and ethnicity,
such as civil rights, bilingual education, immigration,
and assimilation. CEO supports color-blind public
policies and seeks to block the expansion of racial
preferences in areas such as employment, education,
and voting. CEO has participated as amicus curiae in
past voting rights cases. See, e.g., Ala. Legislative
Black Caucus, 575 U.S. 254; Shelby Cty., 570 U.S. 529;
Bartlett, 556 U.S. 1; and League of United Latin Am.
Citizens (LULAC) v. Perry, 548 U.S. 399 (2006).
Project 21, the National Leadership Network of
Black Conservatives, is an initiative of the National
Center for Public Policy Research to promote the
views of African-Americans whose entrepreneurial
spirit, dedication to family, and commitment to
individual responsibility have not traditionally been
echoed by the nation’s civil rights establishment.
Project 21 has participated as amicus curiae in past
significant voting rights cases. See, e.g., Ala.
Legislative Black Caucus, 575 U.S. 254; Shelby Cty.,
570 U.S. 529; Bartlett, 556 U.S. 1.
Reason Foundation (Reason) is a national,
nonpartisan, and nonprofit public-policy think tank,
founded in 1978. Reason’s mission is to advance a free
society by applying and promoting libertarian
principles and policies—including free markets,
3
individual liberty, and the rule of law. Reason
supports dynamic market-based public policies that
allow and encourage individuals and voluntary
institutions to flourish. Reason advances its mission
by publishing Reason magazine, as well as
commentary on its websites, and by issuing policy
research reports. To further Reason’s commitment to
“Free Minds and Free Markets” and equality before
the law, Reason selectively participates as amicus
curiae in cases raising significant constitutional
issues and has filed amicus curiae briefs in numerous
cases involving racial classifications, including
Schuette v. Coalition to Defend Affirmative Action, 572
U.S. 291 (2014); Fisher v. Univ. of Tex. at Austin, 570
U.S. 297 (2013) (Fisher I); Fisher v. Univ. of Tex. at
Austin, 136 S. Ct. 2198 (2016) (Fisher II); Ricci v.
DeStefano, 557 U.S. 557 (2009); and Gratz v.
Bollinger, 539 U.S. 244 (2003).
The IRF was founded in 1993 and is the legal arm
of the David Horowitz Freedom Center. The IRF is
dedicated to supporting free speech, associational
rights, and equality of rights. To further these goals,
the IRF has filed amicus curiae briefs in cases
involving fundamental equal protection issues,
including Schuette, 572 U.S. at 291; Fisher I, 570 U.S.
at 297; Fisher II, 136 S. Ct. at 2198; and Ricci, 557
U.S. at 557.
INTRODUCTION AND
SUMMARY OF ARGUMENT
Since this Court first interpreted Section 2 of the
Voting Rights Act to encompass claims of vote
dilution, multiple Members of the Court have raised
concerns that such an interpretation demanded the
imposition of racial proportionality in districting. See
4
Holder v. Hall, 512 U.S. 874, 944 (1994) (Thomas, J.,
concurring in the judgment); League of United Latin
Am. Citizens v. Perry, 548 U.S. 399, 512 (2006) (Scalia,
J., concurring in the judgment in part and dissenting
in part). While the Court’s Voting Rights Act
jurisprudence continues to mandate the rough
balancing of political power by race, the Court has
curtailed government racial classifications in all other
aspects of society—from contracting, to education, to
criminal justice. The Court can no longer ignore the
reality that interpreting Section 2 so as to prohibit
vote dilution requires government actors to consider
race when drawing electoral districts. This case,
concerning the constitutionality of the California
Voting Rights Act, illuminates this problem. The
Court must intervene, at the very least to enforce
meaningful limits on vote dilution doctrine so it does
not become a de facto racial quota.
The Court’s seminal vote-dilution case, Thornburg
v. Gingles, 478 U.S. 30, 50-51 (1986), requires
plaintiffs to prove three “preconditions” in order to
proceed to the “totality of the circumstances” inquiry
set out by Section 2(b) of the federal Voting Rights Act:
(1) that members of the racial minority are sufficiently
large and compact to form a majority of voters in a
single electoral district; (2) that said minority group is
“politically cohesive”; and, (3) that members of the
racial majority usually are able to out-vote the
minority and prevent the minority group from electing
its preferred candidates. These preconditions are
meant to ensure that federal law does not entitle
“minority groups to the maximum possible voting
strength.” Bartlett v. Strickland, 556 U.S. 1, 16 (2009)
(plurality opinion).
5
Nevertheless, vote dilution claims require federal
courts to determine whether racial groups have
sufficient political power. That very exercise is
troubling: the right to vote, like the rights guaranteed
by the Equal Protection Clause, is an individual right.
Vote dilution claims, however, treat people simply as
members of their racial group and further “the
demeaning notion that members of the defined racial
groups ascribe to certain ‘minority views’ that must be
different from those of other citizens.” Metro
Broadcasting, Inc. v. FCC, 497 U.S. 547, 636 (1990)
(Kennedy, J., dissenting). Unfortunately, such an
understanding slows our society’s progress towards
the ultimate goal of rendering race irrelevant to public
life, all the while deterring the Court from reaching
the promise of the color-blind Constitution. See Plessy
v. Ferguson, 163 U.S. 537, 559 (1896) (Harlan, J.,
dissenting). To avoid conflict with these basic
principles, courts ought to limit the enforcement of
voting rights to redress violations of the individual
right to vote. Individuals, not racial groups, cast
ballots. No “racial group”—however perniciously and
stereotypically one defines the “group”—is entitled to
any particular amount of representation.
With all the problems that vote dilution doctrine
has brought, this Court’s intervention is necessary
here, if not to repudiate the theory altogether, at least
to enforce its outer limits. At issue here is the
California Voting Rights Act (CVRA), enacted in 2002
in response to what state legislators saw as this
Court’s restrictive interpretation of Section 2 in
dilution cases. Rather than strengthening the
safeguards to protect against race-based action, the
CVRA eliminates the Gingles requirement that a
plaintiff prove that the relevant minority group is
6
sufficiently large and compact. And because the CVRA
includes a strong fee-shifting provision, it effectively
requires California cities to abandon at-large or multimember district systems in favor of single-member
districts based merely upon the existence of raciallypolarized voting. Put another way, the CVRA requires
municipalities to alter their entire system of choosing
representatives to ensure that racial groups may elect
a “group” representative. Without even the minimum
Gingles safeguards, the CVRA extends the worst
aspects of this Court’s Section 2 precedent by
mandating race-based voting districts and enshrining
in law the idea that individuals of the same race think
alike.
This Court should grant the petition for certiorari
to reconsider the propriety of the theory of vote
dilution—or at least to limit its proliferation outside
the confines of Section 2—and repudiate California’s
racial gerrymandering mandate.
I.
Vote-Dilution Claims Raise Serious Equal
Protection Concerns
This case concerns the CVRA. But to understand
the problems inherent in the CVRA, it is necessary to
explore the starting point for that legislation: Section
2 of the federal Voting Rights Act, 52 U.S.C. § 10301.
After all, the CVRA did not invent vote dilution
claims, nor did it create the inherent conflict between
the prohibition of vote dilution for racial groups and
the individual’s right to equal protection of the laws.
This case demands the Court’s attention not only
because of the CVRA’s rejection of a basic Gingles
safeguard, but also because it highlights the issues
with vote-dilution more generally. If left unchecked,
the prohibition on vote dilution enforced in the name
7
of voting rights threatens to become a nationwide
racial quota for the drawing of electoral districts.
Section 2(a) of the Voting Rights Act prohibits the
imposition of any “voting qualification or prerequisite
to voting or standard, practice, or procedure” that
“results in a denial or abridgement of the right of any
citizen of the United States to vote on account of race
or color.” 52 U.S.C. § 10301(a). Subsection (b) explains
that a violation of Section 2 occurs when “the political
processes leading to nomination or election . . . are not
equally open to participation by members of a class of
citizens protected” by the statute, such that “its
members have less opportunity than other members
of the electorate to participate in the political process
and to elect representatives of their choice.” Bolstered
by a Senate committee report, this Court has
interpreted Section 2 to encompass claims of vote
dilution through the practice of districting or the use
of at-large voting systems on the theory that “where
minority and majority voters consistently prefer
different candidates, the majority, by virtue of its
numerical superiority, will regularly defeat the
choices of minority voters.” Gingles, 478 U.S. at 48.
Such arrangements may be invalidated even without
a showing of discriminatory intent. See id. at 43-44.
A.
The Equal Protection Clause Sharply
Restricts the Government’s
Consideration of Race
Comparing the current vote-dilution paradigm to
government consideration of race in areas such as
education or contracting illuminates the problem.
Generally, where a racial classification is designed to
distribute benefits and burdens based on race, this
Court’s precedents require it to satisfy strict scrutiny.
8
That is, the classification must be narrowly tailored to
further a compelling state interest. Adarand
Constructors, Inc. v. Pena, 515 U.S. 200, 227 (1995);
Parents Involved in Cmty. Schs. v. Seattle Sch. Dist.
No. 1, 551 U.S. 701, 720 (2007).
Racial classifications “are inherently suspect.”
Parham v. Hughes, 441 U.S. 347, 351 (1979). We
consider them equally suspect “regardless of ‘the race
of those burdened or benefited by a particular
classification.’” Miller v. Johnson, 515 U.S. 900, 904
(1995) (quoting Richmond v. J.A. Croson Co., 488 U.S.
469, 494 (1989) (plurality opinion)). This standard is
necessary because relaxing judicial scrutiny for racial
classifications thought “benign” would “effectively
assure[] that race will always be relevant in American
life, and that the ‘ultimate goal’ of ‘eliminat[ing]
entirely from governmental decisionmaking such
irrelevant factors as a human being’s race,’ will never
be achieved.” Croson, 488 U.S. at 495 (quoting Wygant
v. Jackson Bd. of Educ., 476 U.S. 267, 320 (1986)
(Stevens, J., dissenting)). Strict scrutiny serves the
important purpose of limiting, to the extent possible,
government use of race until the day racial
classifications may be abolished entirely.
With that ultimate goal in mind, this Court has
sharply limited the power of government to consider
race in doling out benefits and burdens. In
government contracting, jurisdictions may use racial
classifications only “when they possess evidence that
their own spending practices are exacerbating a
pattern of prior discrimination” and they are able to
“identify that discrimination, public or private, with
some specificity.” Croson, 488 U.S. at 504 (majority
opinion). In education, public school districts may only
9
use race to remedy their own past intentional
discrimination. Parents Involved, 551 U.S. at 721 (“the
harm being remedied by mandatory desegregation
plans is the harm that is traceable to segregation”). So
too with public universities, although they may also
consider race as one of many factors in admissions in
order to obtain the benefits of a diverse student body.
Grutter v. Bollinger, 539 U.S. 306, 328, 334 (2003);
Fisher v. Univ. of Tex. at Austin, 570 U.S. 297, 313
(2013). But even in those limited circumstances, the
Court has recognized the importance of limiting the
use of race both in time and scope. See Grutter, 539
U.S. at 334 (rejecting quotas, set-asides, and other
mechanisms designed to perform racial balancing); id.
at 343 (“We expect that 25 years from now, the use of
racial preferences will no longer be necessary to
further the interest approved today.”); Parents
Involved, 551 U.S. at 723-25 (declining to apply
Grutter to K-12 schools and emphasizing that race can
never be the determinative factor for school
assignments); Fisher, 570 U.S. at 313 (rejecting
deference to a university’s good faith assertion that
racial preferences were necessary, and emphasizing
that race-conscious plans must be “sufficiently
flexible,” “limited in time,” and enacted only after a
serious consideration of race-neutral alternatives).
Two related principles emerge from this precedent.
First, the right to be free from racial discrimination
belongs to the individual, not to a racial “group.” See
Adarand, 515 U.S. at 227. And second, racial
balancing for its own sake is “patently
unconstitutional.” Fisher, 570 U.S. at 311. In
accordance with these ideas, the Court has resisted
government efforts to impose racial quotas, holding
them flatly prohibited by the Equal Protection Clause.
10
See, e.g., Croson, 488 U.S. at 507 (“[T]he 30% quota
cannot be said to be narrowly tailored to any goal,
except perhaps outright racial balancing.”); Gratz v.
Bollinger, 539 U.S. 244, 270 (2003) (admissions policy
granting racial groups one-fifth of the total points
required for admission is not narrowly tailored to any
interest in obtaining a diverse student body); see also
id. at 293 (Souter, J., dissenting) (noting that “Justice
Powell’s opinion in Regents of Univ. of Cal. v. Bakke,
438 U.S. 265 (1978), rules out a racial quota or setaside”). Similarly, it has declined to assume that
racial discrimination is the cause of racial disparities
which may result from private choice or simply the
laws of chance. Croson, 488 U.S. at 507 (deriding as
“completely unrealistic” the “assumption that
minorities will choose a particular trade in lockstep
proportion to their representation in the local
population”); Watson v. Fort Worth Bank & Trust, 487
U.S. 977, 992 (1988) (plurality opinion) (“It is
completely unrealistic to assume that unlawful
discrimination is the sole cause of people failing to
gravitate to jobs and employers in accord with the
laws of chance.”). At bottom, we do not in this country
assume that a person’s race dictates his views or
decisions. See Metro Broadcasting, 497 U.S. at 636.
That is why “[a]n interest ‘linked to nothing other
than proportional representation of various races’”
simply cannot stand. Parents Involved, 551 U.S. at
731 (plurality opinion) (quoting Metro Broadcasting,
497 U.S. at 614 (O’Connor, J., dissenting)).
Members of the Court continue to debate the
extent to which the Court has followed these
principles in particular cases. See generally Grutter,
539 U.S. at 349-78 (Thomas, J., concurring in part and
dissenting in part); id. at 387-95 (Kennedy, J.,
11
dissenting). But enunciation of the principles has been
consistent across racial discrimination cases except
those involving the drawing of electoral districts. In
such cases, instead of limiting the use of race to
narrow circumstances deemed “compelling,” this
Court has interpreted Section 2 of the Voting Rights
Act to require states and political subdivisions to
engage in race-conscious districting. See Daniel Hays
Lowenstein, You Don’t Have to Be Liberal to Hate
Racial Gerrymandering Cases, 50 Stan. L. Rev. 779,
825 (1998) (“So long as section 2 and section 5 are in
effect and applicable to districting, race is a privileged
criterion. The legislature and everyone who
participates in the process must start with race.”). As
described below, this line of precedent is in significant
tension with the Equal Protection Clause’s mandate
that the government treat everyone equally without
respect to race.
B.
The Prohibition of Vote Dilution
Transforms Individual Rights into
Group Quotas
The supposed evil of vote dilution is conceptually
easy to understand—many people have an intuitive
sense that representation of a particular group should
be proportional to the group’s size in the electorate.
See, e.g., Douglas J. Amy, How Proportional
Representation Would Finally Solve Our Redistricting
and Gerrymandering Problems, available at
https://www.fairvote.org/how_proportional_represent
ation_would_finally (last visited May 4, 2020). And
one can easily see how the use of at-large elections or
multi-member districts would lessen the power of the
political minority in a jurisdiction. If a hypothetical
city is comprised of 60% Democrats and 40%
12
Republicans, an at-large system would usually elect
all Democrats to the city council. On the other hand,
single-member districting might give Republicans
some seats, depending on how voters were distributed
across the city. In this situation, if the Democrats on
the city council voted to institute at-large voting to
increase their partisan advantage, city Republicans
could argue that their votes had been diluted—after
all, despite comprising 40% of the city’s voters, they
might be completely shut out of representation. See
Vieth v. Jubelirer, 541 U.S. 267, 354 (2004) (Kennedy,
J., concurring in the judgment) (“The harm from
partisan gerrymandering is . . . a species of vote
dilution . . . .”). Yet these voters have no federal
remedy for such an action, as this Court held last
Term that partisan gerrymandering claims are nonjusticiable. Rucho v. Common Cause, 139 S. Ct. 2484
(2019). As a result, partisans have no protectable right
to proportional or even roughly proportional
representation, and individuals have no right to cast
a vote in a particular type of district.
The situation changes, however, once race enters
the picture. Although federal courts lack the power to
redress even intentional political gerrymandering,
they have enormous power to redress unintentional
“dilution” of racial groups’ voting power. For example,
take the same hypothetical city, but instead of
classifying the voters by political affiliation, consider
their race. All of a sudden, even in the absence of any
evidence of racial discrimination, courts become more
than willing to enforce near proportional
representation. Take the case of single-member
districts of the U.S. House of Representatives—where
such districting is required by law. In states where
race and party are heavily correlated, the same
13
political exercise described in the previous paragraph
becomes actionable, even if race was not a factor in the
line drawing. And it need not be remotely as extreme
as eliminating representation for a particular racial
group. Indeed, any scheme that does not result in
proportional representation by race is suspect under
Section 2 of the Voting Rights Act. 2
Courts have labored to describe the proper racial
composition of single-member districts under Section
2. One prominent example is League of United Latin
American Citizens (LULAC), where the plaintiffs
argued that a change in the composition of Texas’ 23rd
Congressional District diluted the votes of Latino
voters. 548 U.S. at 423-24 (majority opinion). The
Latino share of the citizen voting-age population
indeed fell from 57.5% to 46% under the challenged
map. Id. at 427. In an attempt to avoid a Section 2
violation, Texas noted that it had still drawn six socalled “Latino opportunity districts” by replacing the
23rd District with the 25th. Id. at 429. But this Court
rejected Texas’ argument that it could replace a
Latino opportunity district with another one, holding
that this is permitted only where “the racial group in
each area had a § 2 right and both could not be
accommodated.” Id. The Court then found a Section 2
violation substantially based on a finding that Latinos
To be sure, intentionally drawing district lines in order to
discriminate against voters of a particular race—or instituting
an at-large voting scheme for the same purpose—is suspect
under either Section 2 or the Equal Protection Clause. But see
infra I.C (discussing how the Court accommodates a certain
amount of racial gerrymandering to accommodate vote-dilution
claims). The term “vote dilution,” as used here and in the case
law, refers only to those cases where discriminatory intent is
absent.
2
14
in Texas were “two districts shy of proportional
representation.” Id. at 439.
Under this theory of Section 2, the individual right
to vote is effectively transformed into a group right to
“roughly proportional” representation. To be sure, the
LULAC Court described the purported right to a nondiluted vote as an individual right. See id. at 437. In
practice, however, any right against vote dilution
must be afforded to groups. Indeed, the very term
“vote dilution” makes no sense unless the right to an
undiluted vote is held by a group, rather than an
individual. And the term “Latino opportunity district”
is nonsensical unless it is a description of the
collective action of a racial group seeking to elect a
candidate of the group’s choice. It is unintelligible as
a way to describe the individual right of any particular
Latino voter. Despite some statements to the
contrary, this Court has all but conceded that point.
LULAC, 548 U.S. at 429 (describing Section 2 rights
as being held by a “racial group”); Bartlett, 556 U.S. at
24-25 (“Section 2 concerns minority groups’
opportunity ‘to elect representatives of their choice[.]’”
(quoting 52 U.S.C. § 10301(b))).
Transforming Section 2 into a group-based right to
some form of “fair” representation inevitably renders
all vote-dilution—and racial gerrymandering—cases
little more than fights “over the ‘best’ racial quota.”
Ala. Legislative Black Caucus v. Alabama, 575 U.S.
254, 294 (2015) (Thomas, J., dissenting). The facts of
most such cases make this quite plain. In LULAC, the
Court subordinated traditional districting criteria to
racial considerations, invalidating Texas’ attempt to
protect a congressional incumbent’s seat because of
the race of the voters who voted for and against him.
15
LULAC, 548 U.S. at 427-28. And even in cases where
vote-dilution claims fail, the Court has emphasized
the importance of proportionality, rejecting a claim
because “minority voters form effective voting
majorities in a number of districts roughly
proportional to the minority voters’ respective shares
in the voting-age population.” Johnson v. De Grandy,
512 U.S. 997, 1000 (1994). While the Court has
repeatedly emphasized that racial proportionality is
not dispositive, measures of proportionality have
nevertheless played an outsized role in determining
vote-dilution liability. A collective right of racial vote
strength measured against the population as a whole
looks much more like racial balancing than the
protection of any particular individual’s right to vote.
The problem is stark. “In pursuing ‘undiluted’ or
maximized minority voting power, ‘[this Court has]
devised a remedial mechanism that encourages
federal courts to segregate voters into racially
designated districts to ensure minority electoral
success.’” Ala. Legislative Black Caucus, 575 U.S. at
297 (quoting Holder v. Hall, 512 U.S. 874, 892 (1994)
(Thomas, J., concurring in the judgment)). This
outcome was inevitable once the Court began parsing
the racial composition of electoral districts without
even an allegation of discriminatory intent. After all,
a court cannot determine whether the strength of a
racial group’s vote has been unlawfully diluted unless
it has “an idea in mind of how hard it ‘should’ be for
minority voters to elect their preferred candidates
under an acceptable system.” Gingles, 478 U.S. at 88
(O’Connor, J., concurring in the judgment); see also
Holder, 512 U.S. at 880 (plurality opinion) (“a court
must find a reasonable alternative practice as a
benchmark against which to measure the existing
16
voting practice”). Racial proportionality is simply the
most practical benchmark. That is why courts,
including this Court, continue to lean on it to assess
vote dilution. See Gingles, 478 U.S. at 88 (comparing
simple proportionality with more complex benchmark
possibilities, including one that would require courts
to draw “fair” districts themselves). This Court’s
entire vote-dilution jurisprudence has been infected
with racial balancing from the start.
Incredibly,
vote-dilution
theory
remains
unaffected by the doctrinal developments limiting the
use of race in other areas. Binding precedent requires
that voters be treated not as individuals, but as
members of various collectives defined by race.
Jurisdictions themselves are required to sort voters
according to race to avoid Section 2 liability. Failure
to do so—and account for at least “rough
proportionality” among racial groups, Johnson, 512
U.S. at 1023, leaves the jurisdiction open to claims
that it diluted the voting strength of a minority group.
See Shaw v. Hunt, 517 U.S. 899, 914 (1996)
(discussing North Carolina’s concern “that failure to
enact a plan with a second majority-black district
would have left the State vulnerable to a lawsuit
under” Section 2). This is exactly what the Court has
repeatedly rejected in racial preference cases in
education and contracting. As even some
commentators generally supportive of racial
preferences have noted, were Section 2’s application
to vote-dilution considered today on a blank slate,
there is little chance it would pass constitutional
muster. See Michelle E. O’Connor-Ratcliffe,
Colorblind Redistricting: Racial Proxies as a Solution
to the Court’s Voting Rights Act Quandry, 29 Hastings
Const. L.Q. 61, 71-72 (2001) (describing the
17
constitutionality of Section 2 as applied to districting
as “questionable at best”). 3 Continuing to apply this
constitutionally suspect precedent just postpones the
day the Court will have to reckon with the conflict
between vote-dilution theory and equal protection.
C.
The Gingles Safeguards Limit the
Pervasiveness of Race-Based
Districting, But Do Not Eliminate It
Gingles requires vote-dilution plaintiffs to prove
the existence of three “preconditions” before
proceeding with a claim. A minority group must first
be (1) sufficiently large and compact to form a majority
in a single-member district and (2) politically
cohesive. Bartlett, 556 U.S. at 11 (citing Gingles, 478
U.S. at 50-51 (majority opinion)). The third
requirement is that the majority usually votes as a
bloc to defeat minority-preferred candidates. Id. These
threshold requirements are necessary to limit the
scope of race-based districting. As Justice Kennedy
once explained, eliminating the requirement that a
minority group prove that it is sufficiently large and
compact to form a majority in a district would
“unnecessarily infuse race into virtually every
redistricting,
raising
serious
constitutional
3 The Court has never declared that compliance with Section 2 in
and of itself constitutes a compelling interest. Indeed, doing so
would be a classic example of circular reasoning—an assertion
that the challenged statute survives strict scrutiny because
complying with the challenged statute constitutes a compelling
interest. This illustrates the problem with the Court’s racial
gerrymandering cases. See infra I.C. Applying genuine strict
scrutiny would limit the consideration of race in districting to the
remedial interest identified in modern equal protection cases.
18
questions.” Id. at 21 (quoting LULAC, 548 U.S. at 446
(opinion of Kennedy, J.)).
Yet those serious questions remain even with the
Gingles preconditions intact. Gingles and its progeny
have interpreted Section 2 so that it often requires
racial gerrymandering, which, “even for remedial
purposes, may balkanize us into competing racial
factions” and “threatens to carry us further from the
goal of a political system in which race no longer
matters—a goal that the Fourteenth and Fifteenth
Amendments embody.” Shaw v. Reno, 509 U.S. 630,
657 (1993). No remedial purpose is required to
activate
Section
2’s
race-based
districting
requirement—nothing in the statute or this Court’s
precedent requires proof that a jurisdiction has
previously used racial gerrymanders. So although the
preconditions limit the scope of Section 2’s effect on
districting, the cause of action for vote dilution
necessitates the consideration of race far beyond what
is “compelling.”
What is more, to facilitate vote-dilution claims and
avoid the obviously impending direct conflict with the
Equal Protection Clause, the Court has had to relax
its standards for judging intentional racial
gerrymandering. After all, what is a state to do if
Section 2 requires race-based districting and the
Equal Protection Clause forbids it? So the Court
crafted a special standard for racial gerrymandering,
holding that strict scrutiny applies only where the
scheme is “so irrational on its face that it can be
understood only as an effort to segregate voters into
separate voting districts because of their race.” Id. at
658. This is plainly inconsistent with modern equal
protection precedent, which requires strict scrutiny
19
even when race is one consideration among many. See
Grutter, 539 U.S. at 326 (applying strict scrutiny to
admissions policy where race was one of many
factors); Vill. of Arlington Heights v. Metropolitan
Housing Dev. Corp., 429 U.S. 252, 265-66 (1977)
(“racial discrimination is not just another competing
consideration”). Indeed, there is no question that the
Court “is much quicker to apply strict scrutiny to
affirmative action cases than it is to racial
redistricting cases.” Evan Gerstmann & Christopher
Shortell, The Many Faces of Strict Scrutiny: How the
Supreme Court Changes the Rules in Race Cases, 72
U. Pitt. L. Rev. 1, 18 (2010).
So while the Gingles preconditions have blunted
the impact of applying Section 2 to districting, they
have not lessened the conflict between this
interpretation and the generally accepted principles of
equal protection. Not only does Section 2 now require
race-based districting when it applies, it also
exacerbates the problem nationwide by permitting
jurisdictions to use race as a factor in redistricting for
less than “compelling” reasons. Certiorari is
warranted here to give the Court an opportunity to
reconsider its vote-dilution precedent and bring its
interpretation of Section 2 into conformity with
modern equal protection law.
II.
The CVRA Repudiates a Key Gingles
Safeguard and Challenges the Outer
Limits of Vote Dilution Doctrine
Against
this
background,
the
California
Legislature concluded that this Court had not gone far
enough in requiring race-based redistricting. Despite
warnings in this Court’s precedent that Section 2
could not constitutionally prohibit vote dilution
20
without the Gingles safeguards, the CVRA
emphatically discards the size and compactness
precondition, declaring that plaintiffs must only show
“that racially polarized voting occurs in elections for
members of the governing body of the political
subdivision or in elections incorporating other
electoral choices by the voters of the political
subdivision.” Cal. Elec. Code § 14028(a). The law
specifically targets those municipalities which use atlarge elections to elect their legislative body, stating
that “[a]n at-large method of election may not be
imposed or applied in a manner that impairs the
ability of a protected class to elect candidates of its
choice or its ability to influence the outcome of an
election . . . as a result of the dilution,” Cal. Elec. Code
§ 14027. Under the more recently enacted safe-harbor
provision, municipalities can avoid liability (and the
effect of the fee-shifting provision) simply by
switching to elections by district in response to a
demand letter alleging the existence of racially
polarized voting. Cal. Elec. Code § 10010(e)(1). That is
exactly what happened here.
This case demonstrates vote dilution taken to its
logical extreme. Take a variation on an example from
above: a hypothetical city that is 80% white and 20%
black and whose citizens vote entirely according to
their race. Were the city to maintain at-large
elections, it would be subject to a Section 2 claim if the
black voters lived close enough to each other to make
up a majority in one hypothetical single-member
district. Thus, if the city were entirely segregated,
black voters could assert a Section 2 claim. But if
voters were randomly distributed throughout the city
without respect to race, black voters could not make
out a Section 2 claim. They could, however, assert a
21
CVRA claim. Without the Gingles compactness
safeguard, the existence of racially polarized voting—
and resulting lack of racial proportionality—is
enough.
California’s decision to jettison the most important
Gingles safeguard has significant consequences. State
law now requires any municipality that experiences
racially-polarized voting to abandon at-large
elections. Courts have broad discretion to “implement
appropriate remedies,” including requiring by-district
elections. Id. § 14029. And because of the fee-shifting
and safe-harbor provisions, plaintiffs in effect do not
even have to show racially-polarized voting to
radically change the electoral system. The threat
suffices. Critically, no matter the remedy, it must be
race-based; after all, it is impossible to remedy a
violation consisting of the lack of “ability of a protected
class to elect candidates of its choice or its ability to
influence the outcome of an election” without
considering race. In many cases, “bug-splat” racial
gerrymandering might be required to remedy a CVRA
violation. Indeed, the very act of requiring
municipalities to alter their system of elections based
only on the existence of racially-polarized voting is
itself race-based.
Since the CVRA requires race-based action, it
must satisfy strict scrutiny. In this regard, it suffers a
worse defect than Section 2. Even assuming that
preventing vote dilution might constitute a compelling
interest—something that not only has this Court
never held, but would also be contrary to the general
rule that governments can only remedy their own
intentional discrimination—the CVRA’s near blanket
invalidation of at-large voting schemes sweeps far
22
beyond Section 2’s mandate. Such mandatory
discriminatory action forces the government to
stereotype and stigmatize individuals according to
their race, and it puts the day further off when race
becomes irrelevant. Certiorari is needed so this Court
can enforce meaningful limits on the ability of states
and localities to require race-based voting districts.
“It is a sordid business, this divvying us up by
race.” LULAC, 548 U.S. at 511 (Roberts, C.J.,
concurring in part, concurring in the judgment in
part, and dissenting in part). By enacting the CVRA,
California has supercharged that business. As the
nation’s
most
populous
state,
California’s
experimentation with the outer bounds of racial
discrimination in voting is extremely consequential.
Therefore, even if the Court is unwilling to reconsider
its vote-dilution precedent, it should grant certiorari
here to halt the expansive and discriminatory
extensions of that precedent.
CONCLUSION
For these reasons, and those stated by the
Petitioner, Amici respectfully request that this Court
grant the petition for certiorari.
23
DATED: May 5, 2020.
Respectfully submitted,
ILYA SHAPIRO
Cato Institute
1000 Mass. Ave. N.W.
Washington, DC 20001
Telephone: (202) 842-0200
ishapiro@cato.org
CHRISTOPHER M. KIESER
Counsel of Record
JOSHUA P. THOMPSON
Pacific Legal Foundation
930 G Street
Sacramento, California 95814
Telephone: (916) 419-7111
ckieser@pacificlegal.org
Counsel for Amici Curiae
Pacific Legal Foundation, Cato Institute, Center for
Equal Opportunity, Project 21, Reason Foundation,
and Individual Rights Foundation
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