Joint Appendix — BP p.l.c., et al., Petitioners v. Mayor and City Council of Baltimore
Supreme Court briefNov 16, 2020
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No. 19-1189
In the Supreme Court of the United States
BP P.L.C., ET AL., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
JOINT APPENDIX
KANNON K. SHANMUGAM
Paul, Weiss, Rifkind,
Wharton & Garrison LLP
2001 K Street, N.W.
Washington, DC 20006
(202) 223-7300
kshanmugam@paulweiss.com
Counsel of Record
for Petitioners
VICTOR M. SHER
Sher Edling LLP
100 Montgomery Street,
Suite 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
Counsel of Record
for Respondent
PETITION FOR A WRIT OF CERTIORARI FILED: MARCH 31, 2020
CERTIORARI GRANTED: OCTOBER 2, 2020
TABLE OF CONTENTS
Page
Court of appeals docket entries .............................................. 1
District court docket entries .................................................... 6
Complaint,
Oct. 30, 2017 (D. Ct. Dkt. 42) ............................................ 23
Notice of removal,
July 31, 2018 (D. Ct. Dkt. 1) ........................................... 187
Supreme Court order,
Oct. 22, 2019 (No. 19A368) .............................................. 243
The following opinions, decisions, judgments, and orders
have been omitted in printing the joint appendix because they
appear as appendices to the petition for certiorari as follows:
Appendix A:
Court of appeals opinion,
Mar. 6, 2020
Appendix B:
District court opinion,
June 10, 2019
Appendix C:
District court memorandum opinion
accompanying stay order,
July 31, 2019
Appendix D:
Court of appeals stay order,
Oct. 1, 2019
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 19-1644
MAYOR AND CITY COUNCIL OF BALTIMORE,
PLAINTIFF-APPELLEE,
v.
BP P.L.C., ET AL., DEFENDANTS-APPELLANTS
DOCKET ENTRIES
DATE
DOCKET
NUMBER
06/18/19
1
PROCEEDINGS
Case docketed. Originating case
number:
1:18-cv-02357-ELH.
Case manager: JRice. [19-1644]
JR [Entered: 06/18/2019 12:55
PM]
*****
07/29/19
73
BRIEF by Chevron Corporation
and Chevron U.S.A. Incorporated in electronic and paper format. Type of Brief: OPENING.
Method of Filing Paper Copies:
mail. Date Paper Copies Mailed,
Dispatched, or Delivered to
Court: 07/30/2019. [1000556234]
[19-1644] Theodore Boutrous
[Entered: 07/29/2019 10:31 PM]
(1)
DATE
DOCKET
NUMBER
07/29/19
74
PROCEEDINGS
FULL ELECTRONIC APPENDIX and full paper appendix by Chevron Corporation and
Chevron U.S.A. Incorporated.
Method of Filing Paper Copies:
mail. Date paper copies mailed
dispatched or delivered to court:
07/30/2019. [1000556236] [191644] Theodore Boutrous [Entered: 07/29/2019 10:33 PM]
*****
08/09/19
80
MOTION by Chevron Corporation and Chevron U.S.A. Incorporated for stay pending appeal.
Date and method of service:
08/09/2019 ecf. [1000564159] [191644] Theodore Boutrous [Entered: 08/09/2019 11:54 AM]
08/09/19
81
Exhibit(s) [80] Motion by Chevron Corporation and Chevron
U.S.A. Incorporated. [1000564198] [19-1644] Theodore Boutrous
[Entered: 08/09/2019 12:29 PM]
08/09/19
82
NOTICE ISSUED to Mayor and
City Council of Baltimore requesting response to Motion for
stay pending appeal [80], exhibit(s) [81]. Response due:
08/16/2019. [1000564309]. [191644] JR [Entered: 08/09/2019
02:31 PM]
2
DATE
DOCKET
NUMBER
08/16/19
83
PROCEEDINGS
RESPONSE/ANSWER by Mayor and City Council of Baltimore
to notice requesting response
[82], Motion [80]. Nature of response: in opposition. [19-1644]
Victor Sher [Entered: 08/16/2019
05:24 PM]
*****
08/23/19
85
REPLY by Chevron Corporation
and Chevron U.S.A. Incorporated to response [83], Motion
[80]. [19-1644] Theodore Boutrous [Entered: 08/23/2019 07:07
PM]
08/27/19
86
BRIEF by Mayor and City
Council of Baltimore in electronic and paper format. Type of
Brief: RESPONSE. Method of
Filing Paper Copies: hand delivery. Date Paper Copies Mailed,
Dispatched, or Delivered to
Court: 08/28/2019. [1000575687]
[19-1644] Victor Sher [Entered:
08/27/2019 10:20 PM]
*****
09/18/19
110
BRIEF by Chevron Corporation
and Chevron U.S.A. Incorporated in electronic and paper format. Type of Brief: REPLY.
Method of Filing Paper Copies:
3
DATE
DOCKET
NUMBER
PROCEEDINGS
mail. Date Paper Copies Mailed,
Dispatched, or Delivered to
Court: 09/18/2019. [1000590027]
[19-1644] Theodore Boutrous
[Entered: 09/18/2019 11:43 AM]
*****
10/01/19
116
COURT ORDER filed [1000598537] denying Motion for stay
pending appeal [80]. Copies to all
parties. [19-1644] JR [Entered:
10/01/2019 03:15 PM]
*****
12/11/19
132
ORAL ARGUMENT heard before the Honorable Roger L.
Gregory, Henry F. Floyd and
Stephanie D. Thacker. Attorneys
arguing case: Mr. Theodore J.
Boutrous, Jr., Esq. for Appellants Chevron Corporation and
Chevron U.S.A. Incorporated
and Victor Marc Sher for Appellee Mayor and City Council of
Baltimore. Courtroom Deputy:
Emma Breeden. [1000643082]
[19-1644]
EB
[Entered:
12/11/2019 12:08 PM]
*****
03/06/20
144
PUBLISHED AUTHORED OPINION filed. Originating case
number:
1:18-cv-02357-ELH.
4
DATE
DOCKET
NUMBER
PROCEEDINGS
[1000696953]. [19-1644] JR [Entered: 03/06/2020 07:34 AM]
03/06/20
145
JUDGMENT ORDER filed. Decision: Affirmed. Originating
case number: 1:18-cv-02357ELH. Entered on Docket Date:
03/06/2020. [1000696954] Copies
to all parties and the district
court. [19-1644] JR [Entered:
03/06/2020 07:35 AM]
03/30/20
146
Mandate issued. Referencing:
[144] published authored Opinion, [145] Judgment Order. Originating case number: 1:18-cv02357-ELH. [19-1644] JR [Entered: 03/30/2020 08:21 AM]
5
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MARYLAND
(NORTHERN DIVISION)
No. 1:18-cv-02357-1644-ELH
MAYOR AND CITY COUNCIL OF BALTIMORE,
PLAINTIFF,
v.
BP P.L.C., ET AL., DEFENDANTS
DOCKET ENTRIES
DATE
DOCKET
NUMBER
07/31/18
1
NOTICE OF REMOVAL from
Circuit Court for Baltimore City,
case number 24-C-18-004219.
(Filing fee $400 receipt number
0416-7477289), filed by Chevron
Corp., Chevron U.S.A. (Attachments: # 1 Civil Cover Sheet)
(Cronin, Tonya) Modified on
8/2/2018 (hmls, Deputy Clerk).
(Entered: 07/31/2018)
09/26/12
2
AFFIDAVIT re 1 Notice of Removal by Chevron Corp. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D) (Cronin, Tonya) (Exhibit
A - Complaint rec’d 8/2/2018 and
PROCEEDINGS
6
DATE
DOCKET
NUMBER
PROCEEDINGS
FILED SEPARATELY) (Entered: 07/31/2018)
*****
08/16/18
42
COMPLAINT against BP America, Inc., BP P.L.C., BP Products
North America Inc., CNX Resources Corporation, Chevron
Corp., Chevron U.S.A. Inc.,
Citgo Petroleum Corp., ConocoPhillips, ConocoPhillips Company, Consol Energy Inc., Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Crown Central Petroleum Corporation, Exxon Mobil Corp.,
Exxonmobil Oil Corporation,
Hess Corp., Louisiana Land &
Exploration Co., Marathon Oil
Company, Marathon Oil Corporation, Marathon Petroleum
Corporation, Phillips 66, Phillips
66 Company, Royal Dutch Shell
PLC, Shell Oil Company, Speedway LLC, filed by Mayor and
City Council Of Baltimore. (krs,
Deputy
Clerk)
(Entered:
08/16/2018)
*****
09/11/18
111
MOTION to Remand to State
Court by Mayor and City Council
7
DATE
DOCKET
NUMBER
PROCEEDINGS
of Baltimore (Attachments: # 1
Memorandum in Support) (Sher,
Victor) (Entered: 09/11/2018)
*****
10/11/18
124
RESPONSE in Opposition re
111 MOTION to Remand to
State Court filed by BP America,
Inc., BP P.L.C., BP Products
North America Inc., CNX Resources Corporation, Chevron
Corp., Chevron U.S.A. Inc.,
Citgo Petroleum Corp., ConocoPhillips, ConocoPhillips Company, Consol Energy Inc., Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC. (Cronin, Tonya)
(Entered: 10/11/2018)
10/11/18
125
Supplemental to 124 Response in
Opposition to Motion,, by BP
America, Inc., BP P.L.C., BP
Products North America Inc.,
CNX Resources Corporation,
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
8
DATE
DOCKET
NUMBER
PROCEEDINGS
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC (Attachments:
# 1 Exhibit 1, # 2 Exhibit 2, # 3
Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit
7, # 8 Exhibit 8, # 9 Exhibit 9,
# 10 Exhibit 10, # 11 Exhibit 11,
# 12 Exhibit 12, # 13 Exhibit 13,
# 14 Exhibit 14, # 15 Exhibit 15,
# 16 Exhibit 16, # 17 Exhibit 17,
# 18 Exhibit 18, # 19 Exhibit 19,
# 20 Exhibit 20, # 21 Exhibit 21,
# 22 Exhibit 22, # 23 Exhibit 23,
# 24 Exhibit 24, # 25 Exhibit 25,
# 26 Exhibit 26, # 27 Exhibit 27,
# 28 Exhibit 28, # 29 Exhibit 29)
(Cronin, Tonya) Modified on
10/15/2018 (krs, Deputy Clerk).
(Entered: 10/11/2018)
10/11/18
126
Supplemental to 124 Response in
Opposition to Motion,, by BP
America, Inc., BP P.L.C., BP
Products North America Inc.,
CNX Resources Corporation,
9
DATE
DOCKET
NUMBER
PROCEEDINGS
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC (Attachments:
# 1 Exhibit A, # 2 Exhibit B, # 3
Exhibit C, # 4 Exhibit D) (Cronin, Tonya) Modified on 10/15/
2018 (krs, Deputy Clerk). (Entered: 10/11/2018)
10/11/18
127
Supplemental to 124 Response in
Opposition to Motion, by BP
America, Inc., BP P.L.C., BP
Products North America Inc.,
CNX Resources Corporation,
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
10
DATE
DOCKET
NUMBER
PROCEEDINGS
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC (Attachments:
# 1 Exhibit A, # 2 Exhibit B, # 3
Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G) (Cronin, Tonya) Modified on 10/15/2018 (krs, Deputy
Clerk). (Entered: 10/11/2018)
*****
10/25/18
133
REPLY to Response to Motion
re 111 MOTION to Remand to
State Court filed by Mayor and
City Council of Baltimore. (Sher,
Victor) (Entered: 10/25/2018)
*****
12/27/18
147
NOTICE by Mayor and City
Council of Baltimore re 111 Motion to Remand (Attachments:
# 1 Exhibit A Corrected Memorandum in Support of Motion to
Remand) (Sher, Victor) Modified
on 12/28/2018 (krs, Deputy
Clerk). (Entered: 12/27/2018)
*****
02/20/19
154
Request for Hearing re 111 MOTION to Remand to State Court,
124 Response in Opposition to
Motion, to Remand to State
11
DATE
DOCKET
NUMBER
PROCEEDINGS
Court (Cronin, Tonya) (Entered:
02/20/2019)
02/20/19
155
RESPONSE re 154 Request for
Hearing in Opposition filed by
Mayor and City Council of Baltimore. (Sher, Victor) (Entered:
02/22/2019)
*****
04/03/19
161
MOTION to Stay by BP America, Inc., BP P.L.C., BP Products
North America Inc., CNX Resources Corporation, Chevron
Corp., Chevron U.S.A. Inc.,
Citgo Petroleum Corp., ConocoPhillips, ConocoPhillips Company, Consol Energy Inc., Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Crown Central Petroleum Corporation, Exxon Mobil Corp.,
Exxonmobil Oil Corporation,
Hess Corp., Marathon Petroleum Corporation, Phillips 66,
Phillips 66 Company, Royal
Dutch Shell PLC, Shell Oil Company, Speedway LLC (Attachments: # 1 Text of Proposed Order) (Cronin, Tonya) (Entered:
04/03/2019)
12
DATE
DOCKET
NUMBER
04/05/19
162
PROCEEDINGS
RESPONSE in Opposition re
161 MOTION to Stay filed by
Mayor and City Council of Baltimore. (Sher, Victor) (Entered:
04/05/2019)
*****
04/12/19
165
REPLY to Response to Motion
re 161 MOTION to Stay filed by
BP America, Inc., BP P.L.C., BP
Products North America Inc.,
CNX Resources Corporation,
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC. (Cronin, Tonya)
(Entered: 04/12/2019)
*****
04/19/19
170
STIPULATION re 162 Response in Opposition to Motion,
165 Reply to Response to Motion,
161 MOTION to Stay by BP
America, Inc., BP P.L.C., BP
13
DATE
DOCKET
NUMBER
PROCEEDINGS
Products North America Inc.,
CNX Resources Corporation,
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Crown Central Petroleum Corporation, Exxon Mobil Corp.,
Exxonmobil Oil Corporation,
Hess Corp., Marathon Petroleum Corporation, Phillips 66,
Phillips 66 Company, Royal
Dutch Shell PLC, Shell Oil Company, Speedway LLC (Attachments: # 1 Text of Proposed Order) (Cronin, Tonya) (Entered:
04/19/2019)
04/22/19
171
CONSENT ORDER accepting
170 Parties’ Joint Stipulation to
Temporarily Stay Execution of
Any Remand Order; denying as
moot 161 Defendants’ Conditional Motion to Stay. Signed by
Judge Ellen L. Hollander on
4/22/2019. (krs, Deputy Clerk)
(Entered: 04/22/2019)
14
DATE
DOCKET
NUMBER
06/10/19
172
MEMORANDUM OPINION.
Signed by Judge Ellen L. Hollander on 6/10/2019. (krs, Deputy
Clerk) (Entered: 06/11/2019)
06/10/19
173
ORDER granting 111 Motion to
Remand; remanding case to the
Circuit Court for Baltimore City
for all further proceedings; staying execution of this Order for a
period of 30 days from the date of
docketing of this Order. Signed
by Judge Ellen L. Hollander on
6/10/2019. (krs, Deputy Clerk)
(Entered: 06/11/2019)
06/11/19
[]
Case Stayed (krs, Deputy Clerk)
(Entered: 06/11/2019)
PROCEEDINGS
*****
06/13/19
178
NOTICE OF APPEAL by BP
America, Inc., BP P.L.C., BP
Products North America Inc.,
CNX Resources Corporation,
Chevron Corp., Chevron U.S.A.
Inc., Citgo Petroleum Corp.,
ConocoPhillips, ConocoPhillips
Company, Consol Energy Inc.,
Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
15
DATE
DOCKET
NUMBER
PROCEEDINGS
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC. Filing fee $ 505,
receipt number 0416-8069478.
(Cronin,
Tonya)
(Entered:
06/13/2019)
*****
06/20/19
181
MEMORANDUM to Counsel re:
West Publishing. Signed by
Judge Ellen L. Hollander on
6/20/2019. (hmls, Deputy Clerk)
(Entered: 06/21/2019)
06/20/19
182
MEMORANDUM OPINION.
Signed by Judge Ellen L. Hollander on 6/20/2019. (hmls, Deputy Clerk) (Entered: 06/21/2019)
06/23/19
183
MOTION to Stay re 173 Order
on Motion to Remand to State
Court, by BP America, Inc., BP
P.L.C., BP Products North
America Inc., CNX Resources
Corporation, Chevron Corp.,
Chevron U.S.A. Inc., Citgo Petroleum Corp., ConocoPhillips,
ConocoPhillips Company, Consol
Energy Inc., Consol Marine Terminals LLC, Crown Central
LLC, Crown Central New Holdings LLC, Exxon Mobil Corp.,
Exxonmobil Oil Corporation,
16
DATE
DOCKET
NUMBER
PROCEEDINGS
Hess Corp., Marathon Petroleum Corporation, Phillips 66,
Phillips 66 Company, Royal
Dutch Shell PLC, Shell Oil Company, Speedway LLC (Attachments: # 1 Memorandum in Support, # 2 Text of Proposed Order) (Cronin, Tonya) (Entered:
06/23/2019)
06/23/19
184
STIPULATION re 183 MOTION to Stay re 173 Order on
Motion to Remand to State
Court, by BP America, Inc., BP
P.L.C., BP Products North
America Inc., CNX Resources
Corporation, Chevron Corp.,
Chevron U.S.A. Inc., Citgo Petroleum Corp., ConocoPhillips,
ConocoPhillips Company, Consol
Energy Inc., Consol Marine Terminals LLC, Crown Central
LLC, Crown Central New Holdings LLC, Exxon Mobil Corp.,
Exxonmobil Oil Corporation,
Hess Corp., Marathon Petroleum Corporation, Phillips 66,
Phillips 66 Company, Royal
Dutch Shell PLC, Shell Oil Company, Speedway LLC (Attachments: # 1 Text of Proposed Order) (Cronin, Tonya) (Entered:
06/23/2019)
17
DATE
DOCKET
NUMBER
06/24/19
185
ORDER accepting 184 Joint
Stipulation to Extend the Current Temporary Stay of the Execution of the Remand Order Until Motion To Extend the Stay
Pending Appeal Is Resolved by
the Court, or, if the Motion Is Denied, Through Resolution of Defendants’ Anticipated Motion to
Stay in the U.S. Court of Appeals
for the Fourth Circuit; staying
this case through and including
this Court’s resolution of Defendants’ Motion to Extend the Stay
Pending Appeal, and if that motion is denied, through the resolution of Defendants’ anticipated
Motion to Stay in the U.S. Court
of Appeals for the Fourth Circuit; directing Clerk to refrain
from mailing to the Clerk of the
Circuit Court for Baltimore City
the Remand Order until further
Order of this Court. Signed by
Judge Ellen L. Hollander on
6/24/2019. (krs, Deputy Clerk)
(Entered: 06/24/2019)
07/08/19
186
RESPONSE in Opposition re
183 MOTION to Stay re 173 Order on Motion to Remand to
State Court, filed by Mayor and
PROCEEDINGS
18
DATE
DOCKET
NUMBER
PROCEEDINGS
City Council of Baltimore. (Sher,
Victor) (Entered: 07/08/2019)
07/22/19
187
REPLY to Response to Motion
re 183 MOTION to Stay re 173
Order on Motion to Remand to
State Court, filed by BP America, Inc., BP P.L.C., BP Products
North America Inc., CNX Resources Corporation, Chevron
Corp., Chevron U.S.A. Inc.,
Citgo Petroleum Corp., ConocoPhillips, ConocoPhillips Company, Consol Energy Inc., Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Phillips 66 Company, Royal Dutch Shell PLC,
Shell Oil Company, Speedway
LLC. (Cronin, Tonya) (Entered:
07/22/2019)
*****
07/31/19
192
MEMORANDUM. Signed by
Judge Ellen L. Hollander on
7/31/2019. (ol, Deputy Clerk)
(Entered: 07/31/2019)
07/31/19
193
ORDER denying 183 Motion to
Stay pending disposition of the
19
DATE
DOCKET
NUMBER
PROCEEDINGS
merits of the appeal of the Remand Order; Staying the remand
order pending resolution of the
defendants’ anticipated appeal of
this Order. Signed by Judge Ellen L. Hollander on 7/31/2019. (ol,
Deputy Clerk) (Entered: 07/31/
2019)
*****
10/01/19
197
MOTION to Stay re 173 Order
on Motion to Remand to State
Court, 185 Order, by BP America, Inc., BP P.L.C., BP Products
North America Inc., CNX Resources Corporation, Chevron
Corp., Chevron U.S.A. Inc.,
Citgo Petroleum Corp., ConocoPhillips, ConocoPhillips Company, Consol Energy Inc., Consol Marine Terminals LLC,
Crown Central LLC, Crown
Central New Holdings LLC,
Exxon Mobil Corp., Exxonmobil
Oil Corporation, Hess Corp.,
Marathon Petroleum Corporation, Phillips 66, Royal Dutch
Shell PLC, Shell Oil Company,
Speedway LLC (Attachments:
# 1 Exhibit, # 2 Text of Proposed Order) (Cronin, Tonya)
(Entered: 10/01/2019)
20
DATE
DOCKET
NUMBER
10/02/19
198
PROCEEDINGS
ORDER granting 197 Defendants’ Motion to Temporarily Extend Stay of Remand Order
Pending Resolution of Stay Application to the Supreme Court.
Signed by Judge Ellen L. Hollander on 10/2/2019. (krs, Deputy
Clerk) (Entered: 10/02/2019)
*****
11/08/19
203
MOTION to Lift Stay of Execution of Remand Order by Mayor
and City Council Of Baltimore
(Attachments: # 1 Memorandum
in Support, # 2 Text of Proposed
Order) (Edling, Matthew) (Entered: 11/08/2019)
11/12/19
204
ORDER LIFTING STAY of Execution of Remand Order. Signed
by Judge Ellen L. Hollander on
11/12/2019. (c/m: CCBC) (hmls,
Deputy Clerk) (Entered: 11/12/
2019)
11/12/19
205
Correspondence from Clerk to
the Circuit Court for Baltimore
City re: Remand. (hmls, Deputy
Clerk) (Additional attachment(s)
added on 11/15/2019: # 1 Green
card receipt) (krs, Deputy
Clerk). (Entered: 11/12/2019)
11/18/19
206
Correspondence from Clerk of
the Circuit Court for Baltimore
21
DATE
DOCKET
NUMBER
PROCEEDINGS
City re: Return Receipt Letter.
(bmhs, Deputy Clerk) (Entered:
11/18/2019)
22
IN THE CIRCUIT COURT
FOR BALTIMORE CITY
MAYOR AND CITY COUNCIL OF BALTIMORE,
PLAINTIFF,
v.
BP P.L.C.; BP AMERICA, INC.; BP PRODUCTS NORTH
AMERICA INC.; CROWN CENTRAL PETROLEUM
CORPORATION; CROWN CENTRAL LLC; CROWN
CENTRAL NEW HOLDINGS LLC; CHEVRON CORP.;
CHEVRON U.S.A. INC.; EXXON MOBIL CORP.; EXXONMOBIL OIL CORPORATION. ROYAL DUTCH SHELL PLC;
SHELL OIL COMPANY; CITGO PETROLEUM CORP.;
CONOCOPHILLIPS; CONOCOPHILLIPS COMPANY; LOUISIANA LAND & EXPLORATION CO.; PHILLIPS 66; PHILLIPS
66 COMPANY; MARATHON OIL COMPANY; MARATHON OIL
CORPORATION; MARATHON PETROLEUM CORPORATION;
SPEEDWAY LLC; HESS CORP.; CNX RESOURCES
CORPORATION; CONSOL ENERGY INC.; CONSOL
MARINE TERMINALS LLC, DEFENDANTS.
PLAINTIFF’S COMPLAINT
I. INTRODUCTION[*]
1. Defendants, major corporate members of the fossil
fuel industry, have known for nearly a half century that
unrestricted production and use of their fossil fuel products create greenhouse gas pollution that warms the
planet and changes our climate. They have known for decades that those impacts could be catastrophic and that
[*]
Table of contents omitted.
23
only a narrow window existed to take action before the
consequences would be irreversible. They have nevertheless engaged in a coordinated, multi-front effort to conceal
and deny their own knowledge of those threats, discredit
the growing body of publicly available scientific evidence,
and persistently create doubt in the minds of customers,
consumers, regulators, the media, journalists, teachers,
and the public about the reality and consequences of the
impacts of their fossil fuel pollution. At the same time, Defendants have promoted and profited from a massive increase in the extraction and consumption of oil, coal, and
natural gas, which has in turn caused an enormous, foreseeable, and avoidable increase in global greenhouse gas
pollution and a concordant increase in the concentration
of greenhouse gases,1 particularly carbon dioxide (“CO2”)
and methane, in the Earth’s atmosphere. Those disruptions of the Earth’s otherwise balanced carbon cycle have
substantially contributed to a wide range of dire climaterelated effects, including, but not limited to, global warming, rising atmospheric and ocean temperatures, ocean
acidification, melting polar ice caps and glaciers, more extreme and volatile weather, and sea level rise. Plaintiff,
the Mayor and City Council of Baltimore,2 along with the
As used in this Complaint, the term “greenhouse gases” refers
collectively to carbon dioxide, methane, and nitrous oxide. Where a
cited primary source refers to a specific gas or gases, or when a process relates only to a specific gas or gases, this Complaint refers to
each gas by name.
1
2
ln this Complaint, the words “City” and “Plaintiff” refer to the
Mayor and City Council of Baltimore, unless otherwise stated. The
word “Baltimore” refers to Baltimore City’s geographic area, and
specifically to non-federal lands within its boundaries, unless otherwise stated.
24
Baltimore’s residents, infrastructure, and natural resources, suffer the consequences.
2. Defendants are vertically integrated extractors,
producers, refiners, manufacturers, distributors, promoters, marketers, and sellers of fossil fuel products. Decades
of scientific research show that pollution from the production and use of Defendants’ fossil fuel products plays a direct and substantial role in the unprecedented rise in
emissions of greenhouse gas pollution and increased atmospheric CO2 concentrations that has occurred since the
mid-20th century. This dramatic increase in atmospheric
CO2 and other greenhouse gases is the main driver of the
gravely dangerous changes occurring to the global climate.
3. Anthropogenic (human-caused) greenhouse gas
pollution, primarily in the form of CO2 is far and away the
dominant cause of global warming resulting in severe impacts, including, but not limited to, sea level rise, disruption to the hydrologic cycle, more frequent and intense extreme precipitation and associated flooding, more frequent and intense heatwaves, and associated consequences of those physical and environmental changes.3
The primary source of this pollution is the extraction, production, and consumption of coal, oil, and natural gas, referred to collectively in this Complaint as “fossil fuel products.”4
See IPCC, Climate Change 2014: Synthesis Report, Contribution
of Working Groups I, II and III to the Fifth Assessment Report of
the lntergovernmental Panel on Climate Change [Core Writing
Team, R.K. Pachauri and L.A. Meyer (eds.)]. IPCC. Geneva, Switzerland (2014) 6. Figure SMP.3, https://www.ipcc.ch/report/ar5h/syr.
3
4
See C. Le Quéré et al., Global Carbon Budget 2016, 8 Earth Syst.
Sci. Data 632 (2016), http://www.earth-syst-sci-data.net/8/605/2016.
25
4. The rate at which Defendants have extracted and
sold fossil fuel products has exploded since the Second
World War, as have emissions from those products. The
substantial majority of all greenhouse gas emissions in
history has occurred since the 1950s, a period known as
the “Great Acceleration.”5 About three quarters of all industrial CO2 emissions in history have occurred since the
1960s,6 and more than half have occurred since the late
1980s.7 The annual rate of CO2 emissions from extraction,
production, and consumption of fossil fuels has increased
by more than 60 percent since 1990.8
5. Defendants have known for nearly 50 years that
greenhouse gas pollution from their fossil fuel products
has a significant impact on the Earth’s climate and sea
levels. Defendants’ awareness of the negative implications
of their actions corresponds almost exactly with the Great
Acceleration, and with skyrocketing greenhouse gas
emissions. With that knowledge, Defendants took steps to
protect their own assets from these threats through im-
Cumulative emissions since the beginning of the industrial revolution
to 2015 were 413 GtC attributable to fossil fuels, and 190 GtC attributable to land use change. Id. Global CO2 emissions from fossil fuels and
industry remained nearly constant at 9.9 GtC in 2015, distributed
among coal (41%), oil (34%), gas (19%), cement (5.6%), and gas flaring
(0.7%). Id. at 629.
Will Steffen et al., The Trajectory of the Anthropocene: The Great
Acceleration, 2 THE ANTHROPOCENE REVIEW 81, 81 (2015).
5
6
R. J. Andres et al., A Synthesis of Carbon Dioxide Emissions
from Fossil-Fuel Combustion, 9 BIOGEOSCIENCES 1845, 1851 (2012).
7
Id.
C. Le Quéré et al., Global Carbon Budget 2016, supra note 4, at
630.
8
26
mense internal investment in research, infrastructure improvements, and plans to exploit new opportunities in a
warming world.
6. Instead of working to reduce the use and combustion of fossil fuel products, lower the rate of greenhouse
gas emissions, minimize the damage associated with continued high use and combustion of such products, and ease
the transition to a lower carbon economy, Defendants concealed the dangers, sought to undermine public support
for greenhouse gas regulation, and engaged in massive
campaigns to promote the ever-increasing use of their
products at ever greater volumes. Thus, each Defendant’s
conduct has contributed substantially to the buildup of
CO2 in the environment that drives global warming and its
physical, environmental, and socioeconomic consequences.
7. Defendants’ products—based on the volume of oil,
gas, and coal these companies extracted from the earth—
are directly responsible for at least 151,000 gigatons of
CO2 emissions between 1965 and 2015, representing approximately 15 percent of total emissions of that potent
greenhouse gas during that period. Accordingly, Defendants are directly responsible for a substantial portion of
past and committed sea level rise (sea level rise that will
occur even in the absence of any future emissions), as well
as for a substantial portion of changes to the hydrologic
cycle, because of the consumption of their fossil fuel products. Defendants, individually and collectively, have made
even greater contributions to fossil fuel pollution based on
their shares of “downstream” operations, that is, refinery
output, as well as wholesale and retail sales of their products. And the Defendants, individually and collectively,
have played leadership roles in denialist campaigns to
confuse and obscure the role of their products in causing
27
climate change and the associated dire effects on the
world, including Baltimore.
8. As a direct and proximate consequence of Defendants’ wrongful conduct described in this Complaint, flooding and storms will become more frequent and more severe, and average sea level will rise substantially along
Maryland’s coast, including in Baltimore. Disruptions to
weather cycles, extreme precipitation, heatwaves, and associated consequences—all due to anthropogenic global
warming—will increase in Baltimore. Because Baltimore
is situated on the eastern seaboard in the Mid-Atlantic region and features over 60 miles of waterfront land, it is
particularly vulnerable to sea level rise and flooding, and
the City has already spent significant funds to study, mitigate, and adapt to the effects of global warming. Climate
change impacts already adversely affect Baltimore and
jeopardize City-owned or operated facilities deemed critical for operations, utility services, and risk management,
as well as other assets that are essential to community
health, safety, and well-being.
9. The City has engaged in several planning processes to prepare for the multitude of impacts from climatic shifts, and has recognized increasingly severe consequences therefrom.
10. Defendants’ production, promotion, marketing of
fossil fuel products, simultaneous concealment of the
known hazards of those products, and their championing
of anti-science campaigns, actually and proximately
caused Plaintiff’s injuries.
11. Accordingly, the City brings a claim against Defendants for Public Nuisance, Strict Liability for Failure
to Warn, Strict Liability for Design Defect, Negligent De-
28
sign Defect, Negligent Failure to Warn, Trespass, and violations of the Maryland Consumer Protection Act, Md.
Code Ann., Comm. L. § 13-301.
12. By this Complaint, the City seeks to ensure that
the parties who have profited from externalizing the responsibility for sea level rise, extreme precipitation
events, heatwaves, other results of the changing hydrologic regime caused by increasing temperatures, and associated consequences of those physical and environmental changes, bear the costs of those impacts on the City,
rather than Plaintiff, local taxpayers, residents, or
broader segments of the public. The City does not seek to
impose liability on Defendants for their direct emissions
of greenhouse gases and does not seek to restrain Defendants from engaging in their business operations.
II.
PARTIES
A. Plaintiff
13. Plaintiff, the Mayor and City Council of Baltimore,
brings this action as an exercise of its police power, which
includes, but is not limited to, its power to prevent pollution of the Baltimore’s property and waters, to prevent
and abate nuisances, and to prevent and abate hazards to
public health, safety, welfare, and the environment.
14. Baltimore is already experiencing sea level rise
and associated impacts. Baltimore will experience significant additional sea level rise over the coming decades
through at least the end of the century.9
Union of Concerned Scientist, When Rising Seas Hit Home, 10–
11 (April 2017), https://www.ucsusa.org/sites/default/files/attach/
2017/07/when-rising-seas-hit-home-full-report.pdf
9
29
15. The sea level rise impacts to Baltimore associated
with an increase in average mean sea level height adjacent
and near to Baltimore include, but are not limited to, increased inundation (permanent) and flooding (temporary)
in natural and built environments with higher tides and
intensified wave and storm surge events, and aggravated
wave impacts, including erosion, damage, and destruction
of built structures and infrastructure.
16. In addition, Baltimore is and will continue to be impacted by increased temperatures and disruptions to the
hydrologic cycle. Baltimore is already experiencing a climatic and meteorological shift toward winters and springs
with more extreme precipitation events contrasted by
hotter, dryer, and longer summers. These changes have
led to increased property damage, economic injuries, and
impacts to public health. The City must spend substantial
funds to plan for and respond to these phenomena, and to
mitigate their secondary and tertiary impacts.
17. Compounding these environmental impacts are
cascading social and economic impacts, which cause injuries to the City that will arise out of localized climate
change-related conditions.
B. Defendants
18. Defendants are responsible for a substantial portion of the total greenhouse gases emitted since 1965. Defendants, individually and collectively, are responsible for
extracting, refining, processing, producing, promoting,
and marketing fossil fuel products, the normal and intended use of which has led to the emission of a substantial
percentage of the total volume of greenhouse gases released into the atmosphere since 1965. Indeed, between
1965 and 2015, the named Defendants extracted from the
30
earth enough fossil fuel materials (i.e. crude oil, coal, and
natural gas) to account for more than one in every six tons
of CO2 and methane emitted worldwide. Accounting for
their wrongful promotion and marketing activities, Defendants bear a dominant responsibility for global warming generally, and for the City’s injuries in particular. Defendants’ responsibility is even greater considering their
production, marketing and promotion activities in the
wholesale and retail markets for their products.
19. When reference in this Complaint is made to an act
or omission of the Defendants, unless specifically attributed or otherwise stated, such references should be
interpreted to mean that the officers, directors, agents,
employees, or representatives of the Defendants committed or authorized such an act or omission, or failed to adequately supervise or properly control or direct their employees while engaged in the management, direction, operation or control of the affairs of Defendants, and did so
while acting within the scope of their employment or
agency.
20. BP Entities
a. BP P.L.C. is a multi-national, vertically integrated energy and petrochemical public limited
company, registered in England and Wales
with its principal place of business in London,
England. BP P.L.C. consists of three main operating segments: (1) exploration and production, (2) refining and marketing, and (3) gas
power and renewables. BP P.L.C. is the ultimate parent company of numerous subsidiaries, referred to collectively as the “BP Group,”
which explore for and extract oil and gas worldwide; refine oil into fossil fuel products such as
31
gasoline; and market and sell oil, fuel, other refined petroleum products, and natural gas
worldwide. BP P.L.C.’s subsidiaries explore for
oil and natural gas under a wide range of licensing, joint arrangement, and other contractual
agreements.
b. BP P.L.C. controls and has controlled companywide decisions about the quantity and extent of fossil fuel production and sales, including those of its subsidiaries. BP P.L.C. is the
ultimate decisionmaker on fundamental decisions about the BP Group’s core business, i.e.,
the level of companywide fossil fuels to produce, including production among BP P.L.C.’s
subsidiaries. For instance, BP P.L.C. reported
that in 2016-17 it brought online thirteen major
exploration and production projects. These
contributed to a 12 percent increase in the BP
Group’s overall fossil fuel product production.
These projects were carried out by BP P.L.C.’s
subsidiaries. Based on these projects, BP
P.L.C. expects the BP Group to deliver to customers 900,000 barrels of new product per day
by 2021. BP P.L.C. further reported that in
2017 it sanctioned three new exploration projects in Trinidad, India and the Gulf of Mexico.
c. BP P.L.C. controls and has controlled companywide decisions about the quantity and extent of fossil fuel production, including those of
its subsidiaries. BP P.L.C. makes fossil fuel
production decisions for the entire BP Group
based on factors including climate change. BP
P.L.C.’s Board is the highest decision-making
32
body within the company, with direct responsibility for the BP Group’s climate change policy.
BP P.L.C.’s chief executive is responsible for
maintaining the BP Group’s system of internal
control that governs the BP Group’s business
conduct. BP P.L.C. reviews climate change
risks facing the BP Group through two executive committees—chaired by the Group chief
executive, and one working group chaired by
the executive vice president and Group chief of
staff—as part of BP Group’s established management structure, and directs Group-wide
strategy and decisions regarding climate
change.
d. BP America Inc., is a wholly-owned subsidiary
of BP P.L.C. that acts on BP P.L.C.’s behalf
and subject to BP P.L.C.’s control. BP America
Inc. is a vertically integrated energy and petrochemical company incorporated in the State of
Delaware with its headquarters and principal
place of business in Houston, Texas. BP America Inc., consists of numerous divisions and affiliates in all aspects of the fossil fuel industry,
including exploration for and production of
crude oil and natural gas; manufacture of petroleum products; and transportation, marketing, and sale of crude oil, natural gas, and petroleum products. BP America Inc. has been
qualified to do business in Maryland. BP America Inc. was formerly known as, did or does
business as, and/or is the successor in liability
to Amoco Corporation; Amoco Oil Company;
ARCO Products Company; Atlantic Richfield
Delaware Corporation; Atlantic Richfield Com-
33
pany (a Delaware Corporation); BP Exploration & Oil, Inc.; BP Products North America
Inc.; BP Amoco Corporation; BP Amoco Plc;
BP Oil, Inc.; BP Oil Company; Sohio Oil Company; Standard Oil of Ohio (SOHIO); Standard
Oil (Indiana); The Atlantic Richfield Company
(a Pennsylvania corporation) and its division,
the Arco Chemical Company.
e. BP Products North America Inc. is a subsidiary of BP P.L.C. that acts on BP P.L.C.’s behalf
and subject to BP P.L.C.’s control. BP Products North America Inc. is engaged in fossil
fuel exploration, production, refining, and marketing. It is formed under the laws of Maryland
and domiciled in Maryland. BP Products North
America Inc. maintains its registered offices at
351 West Camden Street, Baltimore, Maryland, 21201.
f. Defendants BP P.L.C., BP America, Inc., and
BP Products North America, Inc., are collectively referred to herein as “BP.”
g. BP transacts and has transacted substantial
fossil fuel-related business in Maryland. A substantial portion of BP’s fossil fuel products are
or have been extracted, refined, transported,
traded, distributed, marketed, manufactured,
promoted, sold, and/or consumed in Maryland,
from which BP derives and has derived substantial revenue. For example, BP operates a
fossil fuel terminal in Curtis Bay, Maryland,
with the capacity to store and distribute approximately 21,840,000 gallons of oil. Additionally, BP markets and/or has promoted and marketed gasoline and other fossil fuel products to
34
consumers, including through at least 180 BPbranded petroleum service stations in Maryland.
21. Crown Central Entities
a. Crown Central Petroleum Corporation has
been among the largest independent refiners
and marketers of petroleum products in the
United States. Crown Central Petroleum Corporation was incorporated in Maryland and had
its principal place of business in Baltimore,
Maryland. Crown Central Petroleum Corporation was formerly known as, did or does business as, and/or is the predecessor in liability to
Crown Central LLC and Crown Central New
Holdings, LLC. Crown Central LLC is incorporated in Maryland and has its principal offices in Baltimore, Maryland. Crown Central
New Holdings LLC is incorporated in Maryland and has its principal offices in Baltimore,
Maryland.
b. Defendants Crown Central Petroleum Corporation, Crown Central LLC, Crown Central
New Holdings LLC, and their predecessors,
successors, parents, subsidiaries, affiliates, and
divisions are collectively referred to herein as
“Crown Central.”
c. Crown Central transacts and/or has transacted
substantial fossil fuel-related business in Maryland. A substantial portion of Crown Central’s
fossil fuel products are or have been extracted,
refined, transported, traded, distributed, marketed, manufactured, sold, and/or consumed in
Maryland, from which Crown Central derives
35
and has derived substantial revenue. For example, Crown Central marketed or markets gasoline and other fossil fuel products to consumers
in Maryland through over 100 Crown-branded
petroleum service stations in Maryland.
22. Chevron Entities
a. Chevron Corporation is a multi-national, vertically integrated energy and chemicals company
incorporated in the State of Delaware, with its
global headquarters and principal place of business in San Ramon, California.
b. Chevron Corporation operates through a web
of United States and international subsidiaries
at all levels of the fossil fuel supply chain. Chevron Corporation’s and its subsidiaries’ operations consist of: 1) exploring for, developing,
and producing crude oil and natural gas; 2) processing, liquefaction, transportation, and regasification associated with liquefied natural
gas; 3) transporting crude oil by major international oil export pipelines; 4) transporting, storage, and marketing of natural gas; 5) refining
crude oil into petroleum products; marketing of
crude oil and refined products; 6) transporting
crude oil and refined products by pipeline, marine vessel, motor equipment, and rail car; 7)
basic and applied research in multiple scientific
fields including chemistry, geology, and engineering; and 8) manufacturing and marketing
of commodity petrochemicals, plastics for industrial uses, and fuel and lubricant additives.
36
c. Chevron Corporation controls and has controlled companywide decisions about the quantity and extent of fossil fuel production and
sales, including those of its subsidiaries.
d. Chevron Corporation controls and has controlled companywide decisions related to climate change and greenhouse gas emissions
from its fossil fuel products, including those of
its subsidiaries.
e. Chevron U.S.A. Inc. is a Pennsylvania corporation with its principal place of business located
in San Ramon, California. Chevron U.S.A. Inc.
is qualified to do business in Maryland. Chevron U.S.A. Inc. is a wholly owned subsidiary of
Chevron Corporation that acts on Chevron
Corporation’s behalf and subject to Chevron
Corporation’s control. Chevron U.S.A. Inc. was
formerly known as, and did or does business as,
and/or is the successor in liability to Gulf Oil
Corporation, Gulf Oil Corporation of Pennsylvania, Chevron Products Company, and Chevron Chemical Company.
f. “Chevron” as used hereafter, means collectively, Defendants Chevron Corporation and
Chevron U.S.A. Inc., and their predecessors,
successors, parents, subsidiaries, affiliates, and
divisions.
g. Chevron transacts and has transacted substantial fossil fuel-related business in Maryland. A
substantial portion of Chevron’s fossil fuel
products are or have been extracted, refined,
transported, traded, distributed, promoted,
37
marketed, manufactured, sold, and/or consumed in Maryland, from which Chevron derives and has derived substantial revenue. For
example, Chevron owned and operated a petroleum and asphalt refinery and fossil fuel-product terminal in Baltimore directly and/or
through its subsidiaries and predecessors-ininterest for a period spanning at least 1948 to
2003. Additionally, Chevron markets and/or
has marketed gasoline and other fossil fuel
products to consumers, including through
Chevron-branded petroleum services stations
in Maryland.
23. Exxon Mobil Entities
a. Exxon Mobil Corporation is a multi-national,
vertically integrated energy and chemicals
company incorporated in the State of New Jersey with its headquarters and principal place of
business in Irving, Texas. Exxon Mobil Corporation is among the largest publicly traded international oil and gas companies in the world.
Exxon Mobil Corporation was formerly known
as, did or does business as, and/or is the successor in liability to ExxonMobil Refining and
Supply Company, Exxon Chemical U.S.A.,
ExxonMobil Chemical Corporation, ExxonMobil Chemical U.S.A., ExxonMobil Refining &
Supply Corporation, Exxon Company, U.S.A.,
Exxon Corporation, and Mobil Corporation.
b. Exxon Mobil Corporation controls and has controlled companywide decisions about the quantity and extent of fossil fuel production and
sales, including those of its subsidiaries. Exxon
Mobil Corporation’s 2017 Form 10-K filed with
38
the United States Securities and Exchange
Commission represents that its success, including its “ability to mitigate risk and provide attractive returns to shareholders, depends on
[its] ability to successfully manage [its] overall
portfolio, including diversification among types
and locations of our projects.”
c. Exxon Mobil Corporation controls and has controlled companywide decisions related to climate change and greenhouse gas emissions
from its fossil fuel products, including those of
its subsidiaries. Exxon Mobil Corporation’s
Board holds the highest level of direct responsibility for climate change policy within the
company. Exxon Mobil Corporation’s Chairman of the Board and Chief Executive Officer,
its President and the other members of its
Management Committee are actively engaged
in discussions relating to greenhouse gas emissions and the risks of climate change on an ongoing basis. Exxon Mobil Corporation requires
its subsidiaries to provide an estimate of greenhouse gas-related emissions costs in their economic projections when seeking funding for
capital investments.
d. Exxonmobil Oil Corporation is wholly-owned
subsidiary of Exxon Mobil Corporation that
acts on Exxon Mobil Corporation’s behalf and
subject to Exxon Mobil Corporation’s control.
Exxonmobil Oil Corporation is incorporated in
the State of New York with its principal place
of business in Irving, Texas. Exxonmobil Oil
Corporation is qualified to do business in Mar-
39
yland. Exxon Mobil Oil Corporation was formerly known as, did or does business as, and/or
is the successor in liability to Mobil Oil Corporation.
e. “Exxon” as used hereafter, means collectively
Defendants Exxon Mobil Corporation and
Exxonmobil Oil Corporation, and their predecessors, successors, parents, subsidiaries, affiliates, and divisions.
f. Exxon consists of numerous divisions and affiliates in all areas of the fossil fuel industry, including exploration for and production of crude
oil and natural gas; manufacture of petroleum
products; and transportation, promotion, marketing, and sale of crude oil, natural gas, and
petroleum products. Exxon is also a major
manufacturer and marketer of commodity petrochemical products.
g. Exxon transacts and has transacted substantial
fossil fuel-related business in Maryland. A substantial portion of Exxon’s fossil fuel products
are or have been extracted, refined, transported, traded, distributed, promoted, marketed, manufactured, sold, and/or consumed in
Maryland, from which Exxon derives and has
derived substantial revenue. For example,
Exxon directly and through its subsidiaries
and/or predecessors in interest owned and operated an oil refinery in Baltimore from 1893 to
the mid-1950s. In the mid-1950s, the facility
was converted to a petroleum storage and marketing facility which Exxon operated until
1998. Additionally, Exxon markets or has marketed gasoline and other fossil fuel products to
40
consumers, including through at least 250
Exxon-branded and at least 40 Mobil-branded
petroleum service stations in Maryland. Exxon
maintains an interactive website that allows
consumers to locate Exxon-branded gas stations in Maryland.
24. Shell Entities
a. Royal Dutch Shell PLC is a vertically integrated, multinational energy and petrochemical company. Royal Dutch Shell PLC is incorporated in England and Wales, with its headquarters and principal place of business in the
Hague, Netherlands. Royal Dutch Shell PLC
consists of over a thousand divisions, subsidiaries, and affiliates engaged in all aspects of the
fossil fuel industry, including exploration, development, extraction, manufacturing, and energy production, transport, trading, marketing, and sales.
b. Royal Dutch Shell PLC controls and has controlled companywide decisions about the quantity and extent of fossil fuel production and
sales, including those of its subsidiaries. Royal
Dutch Shell PLC’s Board of Directors determines whether and to what extent Shell subsidiary holdings around the globe produce Shellbranded fossil fuel products. For instance, in
2015, a Royal Dutch Shell PLC subsidiary employee admitted in a deposition that Royal
Dutch Shell PLC’s Board of Directors made
the decision whether to drill a particular oil deposit off the coast of Alaska.
41
c. Royal Dutch Shell PLC controls and has controlled companywide decisions related to climate change and greenhouse gas emissions
from its fossil fuel products, including those of
its subsidiaries. Overall accountability for climate change within the Shell group of companies lies with Royal Dutch Shell PLC’s Chief
Executive Officer and Executive Committee.
Additionally, in November 2017, Royal Dutch
Shell PLC announced it would reduce the carbon footprint of “its energy products” by
“around” half by 2050. Royal Dutch Shell
PLC’s effort is inclusive of all fossil fuel products produced under the Shell brand, including
those of its subsidiaries. Royal Dutch Shell
PLC’s CEO stated that Royal Dutch Shell PLC
would reduce the carbon footprint of its products, including those of its subsidiaries “by reducing the net carbon footprint of the full range
of Shell emissions, from our operations and
from the consumption of our products.” Additionally, at least as early as 1988, Royal Dutch
Shell PLC, by and through its subsidiaries, was
researching companywide CO2 emissions and
concluded that the Shell group of companies accounted for “4% of the CO2 emitted worldwide
from combustion,” and that climatic changes
could compel the Shell group, as controlled by
Royal Dutch Shell PLC, to “examine the possibilities of expanding and contracting [its] business accordingly.”10
Shell Internationale Petroleum Maatschappij B.V., The Greenhouse Effect at 29 (1988) (prepared for Shell Environmental Conservation Committee).
10
42
d. Shell Oil Company is a wholly owned subsidiary
of Royal Dutch Shell PLC that acts on Royal
Dutch Shell PLC’s behalf and subject to Royal
Dutch Shell PLC’s control. Shell Oil Company
is incorporated in Delaware and with its principal place of business in Houston, Texas. Shell
Oil Company is qualified to do business in Maryland. Shell Oil Company was formerly known
as, did or does business as, and/or is the successor in liability to Deer Park Refining LP, Shell
Oil, Shell Oil Products, Shell Chemical, Shell
Trading US, Shell Trading (US) Company,
Shell Energy Services, Texaco Inc., The Pennzoil Company, Shell Oil Products Company
LLC, Shell Oil Products Company, Star Enterprise, LLC, Star Enterprise LLC, and Pennzoil-Quaker State Company.
e. Royal Dutch Shell has purposefully directed,
and purposefully directs fossil fuel products
into Maryland, and has conducted substantial
fossil fuel business in Maryland. In particular,
Shell has marketed and continues to market
gasoline and other fossil fuel products to consumers through over 200 Shell-branded petroleum service stations. Prior to March 2017,
Royal Dutch Shell also solely operated two petroleum storage and distribution terminals in
Baltimore in which it owned a 50 percent stake,
at which it transferred and stored distillate oils,
various grades of gasoline, liquid gasoline additives, and distillate products.
f. Defendants Royal Dutch Shell PLC, Shell Oil
Company, and their predecessors, successors,
43
parents, subsidiaries, affiliates, and divisions
are collectively referred to as “Shell.”
g. Shell transacts and has transacted substantial
fossil fuel-related business in Maryland. A substantial portion of Shell’s fossil fuel products
are or have been extracted, refined, transported, traded, distributed, promoted marketed, manufactured, sold, and/or consumed in
Maryland, from which Shell derives and has derived substantial revenue.
25. Citgo Petroleum Corporation (“Citgo”)
a. Citgo is a direct, wholly owned subsidiary of
PDV America, Incorporated, which is a wholly
owned subsidiary of PDV Holding, Incorporated. These organizations’ ultimate parent is
Petroleos de Venezuela, S.A. (“PDVSA”), an
entity wholly owned by the Republic of Venezuela that plans, coordinates, supervises, and
controls activities carried out by its subsidiaries. Citgo is incorporated in the State of Delaware and maintains its headquarters in Houston, Texas. Citgo is qualified to do business in
Maryland.
b. Citgo controls and has controlled companywide
decisions about the quantity and extent of fossil
fuel production and sales, including those of its
subsidiaries.
c. Citgo controls and has controlled companywide
decisions related to climate change and greenhouse gas emissions from its fossil fuel products, including those of its subsidiaries.
44
d. Citgo and its subsidiaries are engaged in the
refining, marketing, and transportation of petroleum products including gasoline, diesel
fuel, jet fuel, petrochemicals, lubricants, asphalt, and refined waxes.
e. Citgo transacts and has transacted substantial
fossil fuel-related business in Maryland. A substantial portion of Citgo’s fossil fuel products
are or have been extracted refined, transported, traded, distributed, promoted, marketed, manufactured, sold, and/or consumed in
Maryland, from which Citgo derives and has
derived substantial revenue. For instance, the
Citgo Terminal at the Port of Baltimore distributes more than 430 million gallons of gasoline and diesel annually to retail service stations across the northeastern United States, including Maryland. The Citgo Terminal is also a
major supplier of ethanol, a gasoline additive,
to the mid-Atlantic region, including Maryland.
Additionally, Citgo marketed or markets gasoline and other fossil fuel products to consumers
in Maryland, including through approximately
160 Citgo-branded petroleum service stations
in Maryland.
26. ConocoPhillips Entities
a. ConocoPhillips is a multinational energy company incorporated in the State of Delaware and
with its principal place of business in Houston,
Texas. ConocoPhillips consists of numerous divisions, subsidiaries, and affiliates that carry
out ConocoPhillips’s fundamental decisions related to all aspects of the fossil fuel industry,
45
including exploration, extraction, production,
manufacture, transport, and marketing.
b. ConocoPhillips controls and has controlled
companywide decisions about the quantity and
extent of fossil fuel production and sales, including those of its subsidiaries. ConocoPhillips’ most recent annual report subsumes the
operations of the entire ConocoPhillips group
of subsidiaries under its name. Therein, ConocoPhillips represents that its value—for which
ConocoPhillips maintains ultimate responsibility—is a function of its decisions to direct subsidiaries to explore for and produce fossil fuels:
“Unless we successfully add to our existing
proved reserves, our future crude oil, bitumen,
natural gas and natural gas liquids production
will decline, resulting in an adverse impact to
our business.” ConocoPhillips optimizes the
ConocoPhillips group’s oil and gas portfolio to
fit ConocoPhillips’ strategic plan. For example,
in November 2016, ConocoPhillips announced a
plan to generate $5 billion to $8 billion of proceeds over two years by optimizing its business
portfolio, including its fossil fuel product business, to focus on low cost-of-supply fossil fuel
production projects that strategically fit its development plans.
c. ConocoPhillips controls and has controlled
companywide decisions related to global warming and greenhouse gas emissions from its fossil fuel products, including those of its subsidiaries. For instance, ConocoPhillips’ Board has
the highest level of direct responsibility for cli-
46
mate change policy within the company. ConocoPhillips has developed and implements a corporate Climate Change Action Plan to govern
climate change decision-making across all entities in the ConocoPhillips group.
d. ConocoPhillips Company is a wholly owned
subsidiary of ConocoPhillips that acts on ConocoPhillips’ behalf and subject to ConocoPhillips’ control. ConocoPhillips Company is incorporated in Delaware and has its principal office
in Bartlesville, Oklahoma. ConocoPhillips
Company is qualified to do business in Maryland and has a registered agent for service of
process in Maryland.
e. Louisiana Land & Exploration Co. is a wholly
owned subsidiary of ConocoPhillips that acts on
ConocoPhillips’ behalf and subject to ConocoPhillips’ control. Louisiana Land & Exploration Co. is incorporated in Maryland and has its
principal office in New Orleans, Louisiana.
Louisiana Land & Exploration Co. explores
for, develops, and produces petroleum natural
resources. Louisiana Land & Exploration Co.
maintains a registered agent for service of process in Maryland.
f. Phillips 66 is a multinational energy and petrochemical company incorporated in Delaware
and with its principal place of business in Houston, Texas. It encompasses downstream fossil
fuel processing, refining, transport, and marketing segments that were formerly owned
and/or controlled by ConocoPhillips.
47
g. Phillips 66 Company is a wholly owned subsidiary of Phillips 66 that acts on Phillips 66’s behalf and subject to Phillips 66’s control. Phillips
66 Company is incorporated in Delaware and
has its principal office in Houston, Texas. Phillips 66 Company is qualified to do business in
Maryland and has a registered agent for service of process in Maryland. Phillips 66 Company was formerly known as, did or does business as, and/or is the successor in liability to
Phillips Petroleum Company, Conoco, Inc.,
Tosco Corporation, and Tosco Refining Co.
h. Defendants ConocoPhillips, ConocoPhillips
Company, Louisiana Land & Exploration Co.,
Phillips 66, Phillips 66 Company, and their predecessors, successors, parents, subsidiaries, affiliates, and divisions are collectively referred
to herein as “ConocoPhillips.”
i. ConocoPhillips transacts and has transacted
substantial fossil fuel-related business in Maryland. A substantial portion of ConocoPhillips’s
fossil fuel products are or have been extracted,
refined, transported, traded, distributed, promoted, marketed, manufactured, sold, and/or
consumed in Maryland, from which ConocoPhillips derives and has derived substantial
revenue. For instance, ConocoPhillips marketed or markets gasoline and other fossil fuel
products to consumers in Maryland, including
through ConocoPhillips- and Phillips 66branded petroleum service stations located in
Maryland.
48
27. Marathon Entities
a. Marathon Oil Company is an energy company
incorporated in the State of Ohio with its principal place of business in Houston, Texas. Marathon Oil Company is a corporate ancestor of
Marathon Oil Corporation and Marathon Petroleum Company.
b. Marathon Oil Corporation is a multinational
energy company incorporated in the State of
Delaware and with its principal place of business in Houston, Texas. Marathon Oil Corporation consists of multiple subsidiaries and affiliates involved in the exploration for, extraction,
production, and marketing of fossil fuel products.
c. Marathon Petroleum Corporation is a multinational energy company incorporated in Delaware and with its principal place of business in
Findlay, Ohio. Marathon Petroleum Corporation was spun off from the operations of Marathon Oil Corporation in 2011. It consists of multiple subsidiaries and affiliates involved in fossil
fuel product refining, marketing, retail, and
transport, including both petroleum and natural gas products.
d. Marathon Oil Corporation and Marathon Petroleum Corporation control and have controlled their companywide decisions about the
quantity and extent of fossil fuel production
and sales, including those of their subsidiaries.
e. Marathon Oil Corporation and Marathon Petroleum Corporation control and have controlled their companywide decisions about the
49
quantity and extent of fossil fuel production, including those of their subsidiaries.
f. Speedway LLC is a wholly owned subsidiary of
Marathon Petroleum Corporation that acts on
Marathon Petroleum Corporation’s behalf and
subject to Marathon Petroleum Corporation’s
control. Speedway LLC is incorporated in the
State of Delaware with its principal place of
business in Enon, Ohio. Speedway LLC is qualified to do business in Maryland and has a registered agent for service of process in Maryland.
g. Defendants Marathon Oil Company, Marathon
Oil Corporation, Marathon Petroleum Corporation, Speedway LLC, and their predecessors,
successors, parents, subsidiaries, affiliates, and
divisions, are collectively referred to as “Marathon.”
h. Marathon transacts and has transacted substantial fossil fuel-related business in Maryland. A substantial portion of Marathon’s fossil
fuel products are or have been extracted, refined, transported, traded, distributed, promoted, marketed, manufactured, sold, and/or
consumed in Maryland, from which Marathon
derives and has derived substantial revenue.
For example, Marathon marketed or markets
gasoline and other fossil fuel products to consumers in Maryland, including through over 25
Marathon- and Speedway-branded petroleum
service stations in Maryland.
50
28. Hess Corporation (“Hess”)
a. Hess is a global, vertically integrated petroleum exploration and extraction company incorporated in the State of Delaware with its
headquarters and principal place of business in
New York, New York. Hess is qualified to do
business in Maryland and has a registered
agent for service of process in Maryland. Hess
was formerly known as, did or does business as,
and/or is the successor in liability to Amerada
Hess Corporation, WilcoHess LLC, Hess Oil
Virgin Islands Corporation, Hess Energy
Trading Company, LLC, and Hartree Partners, LP.
b. Hess is engaged in the exploration, development, production, transportation, purchase,
marketing, and sale of crude oil and natural
gas. Its oil and gas production operations are
located primarily in the United States, Denmark, Equatorial Guinea, Malaysia, Thailand,
and Norway. Prior to 2014, Hess also conducted extensive retail operations in its own
name and through its subsidiaries.
c. Hess controls and has controlled companywide
decisions about the quantity and extent of fossil
fuel production and sales, including those of its
subsidiaries.
d. Hess controls and has controlled companywide
decisions related to climate change and greenhouse gas emissions from its fossil fuel products, including those of its subsidiaries.
51
e. Hess directs and has directed substantial fossil
fuel-related business to Maryland. A substantial portion of Hess’s fossil fuel products are or
have been extracted, refined, transported,
traded, distributed, promoted, marketed, manufactured, sold, and/or consumed in Maryland,
from which Hess derives and has derived substantial revenue. For example, Hess marketed
or markets gasoline and other fossil fuel products to consumers in Maryland, including
through petroleum service stations in Maryland.
29. CONSOL Entities
a. CNX Resources Corporation is a vertically integrated energy company that is or has been
involved in coal mining, oil and natural gas exploration and production, fossil fuel product
distribution, and fossil fuel product marketing.
CNX Resources Corporation is incorporated in
Delaware, with its principal place of business in
Canonsburg, Pennsylvania. CNX Resources
Corporation was formerly known as CONSOL
Energy Inc. CONSOL Energy Inc. and its predecessors in interest mined and sold coal since
the 1860s. In 2017, CNX Resources Corporation split its coal mining and related downstream operations into a new entity, also called
CONSOL Energy Inc.
b. CONSOL Energy Inc. is incorporated in the
state of Delaware, and with its principal place
of business in Canonsburg, Pennsylvania.
CONSOL Energy Inc. was formerly known as,
did or does business as, and/or is the successor
in liability to CNX Resources Corporation.
52
c. CNX Resources Corporation and CONSOL
Energy Inc. control and have controlled their
companywide decisions about the quantity and
extent of fossil fuel production and sales, including those of their subsidiaries.
d. CNX Resources Corporation and CONSOL
Energy Inc. control and have controlled their
companywide decisions about the quantity and
extent of fossil fuel production, including those
of their subsidiaries.
e. CONSOL Marine Terminals LLC is a subsidiary of CONSOL Energy Inc. that acts on CONSOL Energy Inc.’s behalf and subject to CONSOL Energy Inc.’s control. CONSOL Marine
Terminals LLC is incorporated in the State of
Delaware and has its principal place of business
in Canonsburg, Pennsylvania. CONSOL Marine Terminals LLC is qualified to do business
in Maryland and has a registered agent for service of process in Maryland. Defendants CNX
Resources Corporation, CONSOL Energy
Inc., CONSOL Marine Terminals LLC, and
their predecessors, successors, parents, subsidiaries, affiliates, and divisions are collectively referred to herein as “CONSOL.”
f. CONSOL transacts and has transacted substantial fossil fuel-related business in Maryland. A substantial portion of CONSOL’s fossil
fuel products are or have been extracted, refined, transported, traded, distributed, promoted, marketed, manufactured, sold, and/or
consumed in Maryland, from which CONSOL
derives and has derived substantial revenue.
For instance, CONSOL owns and operates one
53
of the largest coal export terminals on the
Eastern Seaboard, located in the Port of Baltimore. In 2017, CONSOL shipped approximately 14.3 million tons of coal from its terminal in Baltimore, 53 percent of which came from
CONSOL’s own coal mines in Appalachia.
From the terminal, CONSOL sells and/or distributes that coal into markets in Brazil, Germany, India, and South Korea, among others.
Relevant Non-Parties: Fossil Fuel Industry Associations
30. As set forth in greater detail below, each Defendant had actual knowledge that its fossil fuel products were
hazardous. Defendants obtained knowledge of the hazards of their products independently and through their
membership and involvement in trade associations.
31. Each Defendant’s fossil fuel promotion and marketing efforts were assisted by the trade associations described below. Acting on behalf of the Defendants, the industry associations engaged in a long-term course of conduct to misrepresent, omit, and conceal the dangers of Defendants’ fossil fuel products.
a. The American Petroleum Institute (API):
API is a national trade association representing the oil and gas industry, formed in 1919.
The following Defendants and/or their predecessors in interest are and/or have been API
members at times relevant to this litigation:
BP, Chevron, Crown Central, ExxonMobil,
Shell, ConocoPhillips, Marathon, and Hess.11
American Petroleum Institute, Members (webpage) (accessed
June 18, 2018), http://www.api.org/membership/members.
11
54
b. The Western States Petroleum Association
(WSPA): WSPA is a trade association representing oil producers in Arizona, California,
Nevada, Oregon, and Washington.12 Membership has included, among other entities: BP,
Chevron, Shell, ConocoPhillips, and ExxonMobil. 13
c. The American Fuel and Petrochemical
Manufacturers (AFPM) is a national association of petroleum and petrochemical companies, formerly known as the National Petroleum Refiners Association. At relevant times,
its members included, but were not limited to,
BP, Chevron, Citgo, Exxon Mobil, ConocoPhillips, Marathon, Shell, and Total.14
d. U.S. Oil & Gas Association (USOGA) is a national trade association representing oil and
gas producers, formerly known as the MidContinent Oil & Gas Association. USOGA’s
membership has included BP, Chevron, Citgo,
Exxon, Shell, Marathon, ConocoPhillips, and
Hess.15
Western States Petroleum Association, About (webpage) (accessed June 18, 2018), https://www.wspa.org/about.
12
Western States Petroleum Association, Member Companies
(webpage) (accessed June 18, 2018), https://www.wspa.org/about.
13
American Fuel and Petrochemical Manufacturers, Membership
Directory (webpage) (accessed June 18, 2018), https://www.afpm.org/
membership-directory.
14
See, e.g., Louisiana Mid-Continent Oil & Gas Association, Member Companies (webpage) (accessed June 18, 2018), http://www.
lmoga.com/members/member-companies.
15
55
e. Western Oil & Gas Association was a California nonprofit trade association representing
the oil and gas industries, consisting of over 75
member companies. Its members included
companies and individual responsible for more
than 65 percent of petroleum production and 90
percent of petroleum refining and marketing in
the Western United States.16 WOGA membership included, but was not limited to, Defendants Chevron, ConocoPhillips, Exxon, and
Shell.17 Other fossil fuel company members of
WOGA included, but were not limited to,
Champlin Petroleum Company (Anadarko)18
and Reserve Oil & Gas Company.19
f. The Information Council for the Environment (ICE): ICE was formed by coal companies and their allies, including Western Fuels
Association and the National Coal Association.
Associated companies included Pittsburg and
Midway Coal Mining (Chevron), and Island
Creek Coal Company (Occidental).
g. The Global Climate Coalition (GCC): GCC
was an industry group formed to oppose greenhouse gas emission reduction policies and the
Kyoto Protocol. It was founded in 1989 shortly
Am. Petroleum Inst. v. Knecht, 456 F. Supp. 889, 894 n.2 (C.D.
Cal. 1978), aff’d, 609 F.2d 1306 (9th Cir. 1979).
16
17
Id. at 894 n.3.
Hereinafter, parenthetical references to Defendants indicate
corporate ancestry and/or affiliation.
18
19
Am. Petroleum Inst. v. Knecht, 456 F. Supp. at 894 n.3.
56
after the first Intergovernmental Panel on Climate Change meeting, and disbanded in 2001.
Founding members included the National Association of Manufacturers, the National Coal
Association, the Edison Electric Institute, and
the United States Chamber of Commerce. The
GCC’s early individual corporate members included Amoco (BP), API, Chevron, Exxon,
Ford, Shell Oil, Texaco (Chevron) and Phillips
Petroleum (ConocoPhillips). Over its existence
other members and funders included ARCO
(BP), and the Western Fuels Association. The
coalition also operated for several years out of
the National Association of Manufacturers’ offices.
III. AGENCY
32. At all times herein mentioned, each of the Defendants was the agent, servant, partner, aider and abettor,
co-conspirator, and/or joint venturer of each of the remaining Defendants herein and was at all times operating
and acting within the purpose and scope of said agency,
service, employment, partnership, conspiracy, and joint
venture and rendered substantial assistance and encouragement to the other Defendants, knowing that their conduct was wrongful and/or constituted a breach of duty.
IV. JURISDICTION AND VENUE
33. This Court has subject matter jurisdiction over
this matter under § 1-501 of the Courts and Judicial Proceedings Article of the Maryland Code.
34. This Court has personal jurisdiction over Defendants because they either are domiciled in Maryland; were
57
served with process in Maryland; are organized under the
laws of Maryland; maintain their principal place of business in Maryland; transact business in Maryland; perform
work in Maryland; contract to supply goods, manufactured products, or services in Maryland; caused tortious
injury in Maryland; engage in persistent courses of conduct in Maryland; derive substantial revenue from manufactured goods, products, or services used or consumed in
Maryland; and/or have interests in, use, or possess real
property in Maryland.
35. Venue in this Court is proper because the City’s
causes of action arose in Baltimore and because at least
one defendant conducts business there.
V.
FACTUAL BACKGROUND
A. Global Warming—Observed Effects and Known
Cause
36. Warming of the climate system is unequivocal.
Since the 1960s, many of the observed changes to the climate system are unprecedented over decades to millennia. Globally, the atmosphere and ocean have warmed, sea
level has risen, and the amounts of snow and ice have diminished, thereby altering hydrologic systems.20 As a result, extreme weather events have increased, including,
but not limited to, heat waves, droughts, and extreme precipitation events.21
20
40.
21
IPCC, Climate Change 2014: Synthesis Report, supra note 3, at
Id. at 8.
58
37. Ocean and land surface temperatures have increased at a rapid pace during the late 20th and early 21st
centuries:
2016 was the hottest year on record by globally averaged surface temperatures, exceeding mid-20th century mean ocean and land surface temperatures by approximately 1.69°F.22 Eight of the twelve months in
2016 were hotter by globally averaged surface temperatures than those respective months in any previous
year. October, November, and December 2016 showed
the second hottest average surface temperatures for
those months, second only to temperatures recorded
in 2015.23
The Earth’s hottest month ever recorded was February 2016, followed immediately by the second hottest
month on record, March 2016.24
The second hottest year on record by globally averaged surface temperatures was 2015, and the third
hottest was 2017.25
NOAA, Global Climate Report—Annual 2017 (accessed July 5,
2018), https://www.ncdc.noaa.gov/sotc/global/201713; NASA, NASA,
NOAA Data Show 2016 Warmest Year on Record Globally (press release) (Jan. 18, 2017), https://www.nasa.gov/press-release/nasa-noaadata-show-2016-warmest-year-on-record-globally.
22
23
Id.
Jugal K. Patel, How 2016 Became Earth’s Hottest Year on Record, N.Y. TIMES (Jan. 18, 2017), https://www.nytimes.com/interactive/2017/01/18/science/earth/2016-hottest-year-on-record.html.
24
25
NOAA, Global Climate Report—Annual 2017, supra note 22.
59
The ten hottest years on record by globally averaged
surface temperature have all occurred since 1998,26
and sixteen of the seventeen hottest years have occurred since 2001.27
Each of the past three decades has been warmer by
average surface temperature than any preceding decade on record.28
The period between 1983 and 2012 was likely the
warmest 30-year period in the Northern Hemisphere
since approximately 700 AD.29
38. The average global surface and ocean temperature
in 2016 was approximately 1.7°F warmer than the 20th
century baseline, which is the greatest positive anomaly
observed since at least 1880.30 The increase in hotter temperatures and more frequent positive anomalies during
the Great Acceleration is occurring both globally and locally, including in Baltimore. The graph below shows the
increase in global land and ocean temperature anomalies
since 1880, as measured against the 1910-2000 global average temperature.31
26
Id.
27
NASA, NASA, NOAA Data Show 2016 Warmest Year on Record
Globally (press release) (Jan. 18, 2017), https://www.nasa.gov/pressrelease/nasa-noaa-data-show-2016-warmest-year-on-record-globally.
IPCC, IPCC Climate Change 2014: Synthesis Report, supra note
3, at 2.
28
29
Id.
NOAA, National Centers for Environmental Information, Climate at a Glance (Global Time Series) (June 2017),
https://www.ncdc.noaa.gov/cag/time-series/global/globe/land_ocean/
ytd/12/1880-2016.
30
31
Id.
60
Fig. 1: Global Land and Ocean Temperature
Anomalies, January–December
39. The mechanism by which human activity causes
global warming and climate change is well established:
ocean and atmospheric warming is overwhelmingly
caused by anthropogenic greenhouse gas emissions.32
40. When emitted, greenhouse gases trap heat within
the Earth’s atmosphere that would otherwise radiate into
space.
41. Greenhouse gases are largely byproducts of humans combusting fossil fuels to produce energy and using
fossil fuels to create petrochemical products.
42. Human activity, particularly greenhouse gas emissions, is the primary cause of global warming and its associated effects on Earth’s climate.
43. Prior to World War II, most anthropogenic CO2
emissions were caused by land-use practices, such as forestry and agriculture, which altered the ability of the land
and global biosphere to absorb CO2 from the atmosphere;
32
4.
IPCC, Climate Change 2014: Synthesis Report, supra note 3, at
61
the impacts of such activities on Earth’s climate were relatively minor. Since the beginning of the Great Acceleration, however, both the annual rate and total volume of anthropogenic CO2 emissions have increased enormously
following the advent of major uses of oil, gas, and coal. The
graph below shows that while CO2 emissions attributable
to forestry and other land-use change have remained relatively constant, total emissions attributable to fossil fuels
have increased dramatically since the 1950s.33
Fig. 2: Total Annual Carbon Dioxide Emissions by
Source, 1860-2016
Global Carbon Project, Global Carbon Budget 2017 (Nov. 13,
2017)
http://www.globalcarbonproject.org/carbonbudget/17/files/
GCP_CarbonBudget_2017.pdf (citing CDIAC; R.A. Houghton & Alexander A. Nassikas, Global and Regional Fluxes of Carbon from
Land Use and Land Cover Change 1850–2015, 31 GLOBAL BIOCHEMICAL CYCLES 3, 456 (Feb. 2017)).
33
62
44. As human reliance on fossil fuels for industrial and
mechanical processes has increased, so too have greenhouse gas emissions, especially of CO2. The Great Acceleration is marked by a massive increase in the annual rate
of fossil fuel emissions: more than half of all cumulative
CO2 emissions have occurred since 1988.34 The rate of CO2
emissions from fossil fuels and industry, moreover, has increased threefold since the 1960s, and by more than 60
percent since 1990.35 The graph below illustrates the increasing rate of global CO2 emissions since the industrial
era began.36
34
R. J. Andres et al., supra note 6, at 1851.
C. Le Quéré et al., Global Carbon Budget 2016, supra note 4, at
630 (“Global CO2 emissions from fossil fuels and industry have increased every decade from an average of 3.1±0.2 GtC/yr in the 1960s
to an average of 9.3±0.5 GtC/yr during 2006–2015”).
35
P. Frumhoff et al., The Climate Responsibilities of Industrial
Carbon Producers, 132 CLIMATIC CHANGE 157, 164 (2015),
https://link.springer.com/article/10.1007/s10584-015-1472-5.
36
63
Fig. 3: Cumulative Annual Anthropogenic Carbon
Dioxide Emissions, 1751-2014
45. Because of the increased use of fossil fuel products,
concentrations of greenhouse gases in the atmosphere are
now at a level unprecedented in at least 800,000 years.37
The graph below illustrates the nearly 30 percent increase
in atmospheric CO2 concentration above pre-Industrial
levels since 1960.38
37
4.
IPCC, Climate Change 2014: Synthesis Report, supra note 3, at
C. Le Quéré et al., Global Carbon Budget 2017, 10 EARTH SYST.
SCI. DATA 405, 408 (2018).
38
64
Fig. 4: Atmospheric Carbon Dioxide Concentration in
Parts Per Million, 1960-2015
B. Sea Level Rise—Known Causes and Observed
Effects
46. Sea level rise is the physical consequence of (a) the
thermal expansion of ocean waters as they warm; (b) increased mass loss from land-based glaciers that are melting as ambient air temperature increases; and (c) the
shrinking of land-based ice sheets due to increasing ocean
and air temperature.39
NOAA, Is Sea Level Rising? (webpage) (last updated June 25,
2018) http://oceanservice.noaa.gov/facts/sealevel.html.
39
65
47. Of the increase in energy that has accumulated in
the Earth’s atmosphere between I971 and 2010, more
than 90 percent is stored in the oceans.40
48. Anthropogenic forcing, in the form of greenhouse
gas pollution largely from the production, use, and combustion of fossil fuel products, is the dominant cause of
global mean sea level rise observed during the twentieth
century, particularly since the Great Acceleration.41
49. Anthropogenic greenhouse gas pollution is the
dominant factor in each of the independent causes of sea
level rise,42 including the increase in ocean thermal expansion, in glacier mass loss, and in more negative surface
mass balance from the ice sheets.43
50. There is a well-defined relation between cumulative emissions of CO2 and committed global mean sea
level. This relation, moreover, holds proportionately for
committed regional sea level rise.44
51. Nearly one hundred percent of the sea level rise
from any projected greenhouse gas emissions scenario
will persist for at least 10,000 years.45 This owes to the
40
4.
IPCC, Climate Change 2014: Synthesis Report, supra note 3, at
Aimée B. A. Slangen et al., Anthropogenic Forcing Dominates
Global Mean Sea-Level Rise Since 1970, 6 NATURE CLIMATE
CHANGE 701, 701 (2016).
41
42
Id.
43
Id.
Peter U. Clark et al., Consequences of Twenty-First-Century
Policy for Multi-Millennial Climate and Sea-Level Change, 6 NATURE CLIMATE CHANGE 360, 365 (2016).
44
45
Id. at 361.
66
long residence time of CO2 in the atmosphere that sustains temperature increases, and inertia in the climate
system.46
52. Anthropogenic greenhouse gas pollution caused
the increased frequency and severity of extreme sea level
events (temporary sea level height increases due to storm
surges or extreme tides, exacerbated by elevated baseline
sea level) observed during the Great Acceleration.47 The
incidence and magnitude of extreme sea level events has
increased globally since 1970.48 The impacts of such
events, which generally occur with large storms, high tidal
events, offshore low-pressure systems associated with
high winds, or the confluence of any of these factors,49 are
exacerbated with higher average sea level, which functionally raises the baseline for the destructive impact of
extreme weather and tidal events. Indeed, the magnitude
and frequency of extreme sea level events can occur in the
absence of increased intensity of storm events, given the
increased average elevation from which flooding and inundation events begin. These effects, and others, significantly and adversely affect Plaintiff, with increased severity in the future.
46
Id. at 360.
IPCC, Climate Change 2013: Summary for Policymakers, 7, Table SPM.1, (2013), https://www.ipcc.ch/pdf/assessment-report/ar5/
wg1/WGIAR5_SPM_brochure_en.pdf.
47
IPCC, Climate Change 2013: The Physical Science Basis, Contribution of Working Group I to the Fifth Assessment Report of the
IPCC, 290 (2013), http://www.climatechange2013.org/images/report/WGIAR5_ALL_FINAL.pdf.
48
49
Id.
67
53. Historic greenhouse gas emissions through 2000
alone will cause a global mean sea level rise of at least 7.4
feet.50 Additional greenhouse gas emissions from 20012015 have caused approximately 10 additional feet of committed sea level rise. Even immediate and permanent cessation of all additional anthropogenic greenhouse gas
emissions would not prevent the eventual inundation of
land at elevations between current average mean sea level
and 17.4 feet of elevation in the absence of adaptive
measures.
54. The relationship between anthropogenic CO2 emissions and committed sea level rise is nearly linear and always positive. For emissions, including future emissions,
from the year 2001, the relation is approximately 0.25
inches of committed sea level rise per 1 GtCO2 released.
For the period 1965 to 2000, the relation is approximately
0.05 inches of committed sea level rise per 1 GtCO2 released. For the period 1965 to 2015, normal use of Defendants’ fossil fuel products caused a substantial portion of
committed sea level rise. Each and every additional unit
of CO2 emitted from the use of Defendants’ fossil fuel
products will add to the sea level rise already committed
to the geophysical system.
55. Projected onshore impacts associated with rising
sea temperature and water level include, but are not limited to, increases in flooding and erosion; increases in the
occurrence, persistence, and severity of storm surges; infrastructure inundation; saltwater intrusion in groundwater; public and private property damage; and pollution associated with damaged wastewater infrastructure. All of
these effects significantly and adversely affect Plaintiff.
50
Peter U. Clark et al., supra note 44, at 365.
68
56. Sea level rise has already taken grave tolls on inhabited coastlines. For instance, the U.S. National Oceanic and Atmospheric Administration (“NOAA”) estimates that nuisance flooding occurs from 300 percent to
900 percent more frequently within U.S. coastal communities today than just 50 years ago.51
57. Nationwide, more than three quarters (76%) of
flood days caused by high water levels from sea level rise
between 2005 and 2014 (2,505 of the 3,291 flood days)
would not have happened but for human-caused climate
change. More than two-thirds (67%) of flood days since
1950 would not have happened without the sea level rise
caused by increasing greenhouse gas emissions.52
58. Regional expressions of sea level rise will differ
from the global mean, and are especially influenced by
changes in ocean and atmospheric dynamics, as well as the
gravitational, deformational, and rotational effects of the
loss of glaciers and ice sheets.53 Due to these effects, Baltimore will experience significantly greater absolute committed sea level rise than the global mean.54
59. Baltimore features 60 miles of waterfront land
within four major watersheds. Relative sea level has risen
at a rate of about 0.125 inches per year between 1902 and
2006, which is significantly higher than the global average
51
NOAA, Is Sea Level Rising?, supra note 39.
Climate Central, Sea Level Rise Upping Ante on ‘Sunny Day’
Floods (Oct. 17, 2016), http://www.climatecentral.org/news/climatechange-increases-sunny-day-floods-20784.
52
53
Peter U. Clark et al., supra note 44, at 364.
54
See id., Figure 3(c).
69
of 0.08 inches per year.55 Sea level in Maryland, including
Baltimore, will continue to rise significantly. At the regional level, the State has been subsiding at a rate of approximately 1.5 mm per year.56 This subsidence exacerbates the effects of relative sea level rise. By 2050, sea
level along Maryland’s coast could rise as high as 2.1 feet
above sea level in 2000.57
60. Without Defendants’ fossil fuel-related greenhouse gas pollution, current sea level rise would have been
far less than the observed sea level rise to date.58 Similarly, committed sea level rise that will occur in the future
would also be far less.59
City of Baltimore, Disaster Preparedness and Planning Project
(Oct. 2013), http://www.baltimoresustainability.org/plans/disasterpreparedness-plan.
55
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 99.
56
Maryland Commission on Climate Change, 2015 Annual Report,
13, (Dec. 2015), http://mde.maryland.gov/programs/Air/Climate
Change/MCCC/Publications/MCCC2015Report.pdf.
57
See, e.g., Robert E. Kopp et al., Temperature-driven Global Sealevel Variability in the Common Era, 113 PROCEEDINGS OF THE NATIONAL ACADEMY OF SCIENCES, E1434-E1441, E1438 (2016),
http://www.pnas.org/content/113/11/E1434.full
(“Counterfactual
hindcasts with this model indicate is extremely likely (P=0.95) that
less than about half of the observed 20th century GSL rise would have
occurred in the absence of global warming.”)
58
Peter U. Clark et al., supra note 44, at 365 (“Our modelling suggests that the human carbon footprint of about [470 billion tons] by
2000 . . . has already committed Earth to a [global mean sea level] rise
of ~1.7m (range of 1.2 to 2.2 m).”).
59
70
C. High Temperatures and Heat Waves
61. Heatwaves are prolonged periods with excessive
ambient temperatures, often (but not necessarily) defined
with reference to historical temperatures at a given locale.
62. Average air temperatures in Maryland have increased by 1.8°F, and all model scenario projections indicate it will continue to rise. The average annual temperatures are projected to increase 3 to 8°F by 2100, and potentially higher in Baltimore.60 As the Earth’s surface
temperature warms, there is not only an overall increase
in average temperature but also more frequent periods of
extreme heat, corresponding with less frequent periods of
extreme cold.
63. The relationship between increased average temperatures and extreme weather is non-linear—even a
small increase in average daily temperatures will correlate to a substantially larger number of extremely hot
days over the course of each year. Because average daily
surface temperatures have risen globally since at least the
mid-20th century and are continuing to rise, the IPCC
projects it is virtually certain (greater than 99 percent
probability) that hot days and nights will become warmer
and more frequent, and very likely (greater than 90 percent probability) that heat waves will become more frequent, over most land areas globally through the mid- to
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55.
60
71
late-21st century.61 The schematic at Figure 5 below, created by the IPCC, illustrates the relationship between increased mean surface temperatures from anthropogenic
global warming and the occurrence of extreme temperatures.62
Fig. 5: Schematic of Mean Temperature on Extreme
Temperature Occurrence
64. Since as early as the 1950s, increases in the duration, intensity, and especially the frequency of heatwaves
have been detected over many regions,63 including the
IPCC, Fourth Assessment Report: Climate Change 2007: Synthesis Report, Table 3.2, https://www.ipcc.ch/publications_and_data/
ar4/syr/en/mains3-3-5.html#table-3-2.
61
IPCC, Fourth Assessment Report: Climate Change 2007: Working Group I: The Physical Science Basis, Box TS.5, Figure 1,
https://www.ipcc.ch/publications_and_data/ar4/wg1/en/box-ts-5-figure-1.html.
62
S.E. Perkins-Kirkpatrick & P.B. Gibson, Changes in Regional
Heatwave Characteristics as a Function of Increasing Global Temperature. SCIENTIFIC REPORTS 7:12256, 1 (2017).
63
72
eastern United States.64
65. Record-breaking high temperatures are now outnumbering record lows by an average decadal ratio of 2:1
across the United States.65 This represents an increase
from approximately 1.09 high temperature records for
every one low temperature record in the 1950s, and 1.36
high temperature records for every one low temperature
record in the 1990s.66
66. The frequency of record high temperatures relative to record low temperatures will continue to increase
with future anthropogenic global warming. For instance,
under even a moderate rising emissions scenario, the ratio
of record high maximum to record low minimum temperatures in the United States will continue to increase,
reaching ratios of about 20:1 by 2050, and roughly 50:1 by
2100.67
67. Baltimore is particularly vulnerable to rising temperatures. Because of Baltimore’s urban infrastructure,
increased temperatures will add to the heat load of buildings and exacerbate existing urban heat islands adding to
the risk of high ambient temperatures. On some summer
Noah S. Diffenbaugh & Moestasim Ashfaq, Intensification of
Hot Extremes in the United States, 37 Geophysical Research Letters
L15701, 2 (2010).
64
Gerald A. Meehl et al., Relative Increase of Record High Maximum Temperatures Compared to Record Low Minimum Temperatures in the U.S., 36 GEOPHYSICAL RESEARCH LETTERS L23701, at 3
(2009).
65
See Climate Signals, Record High Temps vs. Record Low Temps
(webpage) (accessed June 27, 2018), http://www.climatesignals.org/data/record-high-temps-vs-record-low-temps.
66
67
Gerald A. Meehl et al., supra note 65, at 3.
73
days, air in urban areas can be up to 10°F warmer than in
other areas.68
68. Baltimore is expected to experience a threefold increase in the average number of days exceeding 90 degrees by 2050.69 By 2100, average annual temperatures in
Baltimore are projected to increase by as much as 12°F. 70
Baltimore has already seen an increase in the number of
heat waves, and it is projected that by the end of the century, as many as 95 percent of summer days could reach
extreme maximum temperatures.71 By contrast, an average of 60 percent of Baltimore’s summer days met the
maximum temperature extremes between the 1950s and
1970s.72
D. Disruption to the Hydrologic Cycle—Known
Causes and Observed Effects
69. The “hydrologic cycle” describes the temporal and
spatial movement of water through oceans, land, and the
atmosphere.73 “Evapotranspiration” is the process by
which water on the Earth’s surface turns to vapor and is
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 84.
68
Baltimore Climate Action Plan, 12 (Jan. 15, 2013),
https://www.baltimoresustainability.org/wp-content/uploads/2015/
12/BaltimoreClimateActionPlan.pdf.
69
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 36.
70
71
Id. at 84.
72
Id.
NASA Earth Observatory, The Water Cycle (webpage) (accessed
June 27, 2018), https://earthobservatory.nasa.gov/Features/Water.
73
74
absorbed into the atmosphere. The vast majority of evapotranspiration is due to the sun’s energy heating water
molecules, resulting in evaporation.74 Plants also draw water into the atmosphere from soil through transpiration.
Volcanoes, sublimation (the process by which solid water
changes to water vapor), and human activity also contribute to atmospheric moisture.75 As water vapor rises
through the atmosphere and reaches cooler air, it becomes more likely to condense and fall back to Earth as
precipitation.
70. Upon reaching Earth’s surface as precipitation,
water may take several different paths. It can be reevaporated into the atmosphere; seep into the ground as soil
moisture or groundwater; run off into rivers and streams;
or stop temporarily as snowpack or ice. It is during these
phases, when water is available at or near the Earth’s surface, that water is captured for use by humans.
71. Anthropogenic global warming caused by Defendants’ fossil fuel products is disrupting and will continue to
disrupt the hydrologic cycle in Baltimore by changing
evapotranspiration patterns.76 As the lower atmosphere
becomes warmer, evaporation rates have and will continue to increase, resulting in an increase in the amount of
moisture circulating throughout the lower atmosphere.
One observed consequence of higher water vapor concentrations is a shift toward increased frequency of intense
precipitation events, mainly over land areas. Further-
74
See USGS, The Water Cycle: Evaporation (webpage) (accessed
June 27, 2018), https://water.usgs.gov/edu/watercycleevaporation.
html.
75
NASA Earth Observatory, supra note 73.
76
Id.
75
more, because of warmer temperatures, more precipitation is falling as rain rather than snow. These changes affect both the quantity and quality of water resources
available to both human and ecological systems, including
in Baltimore.
72. Maryland, including Baltimore, will see significant
impacts to the hydrologic cycle due to rising temperatures. As the Earth’s surface temperature has increased,
so has evaporation.77 For every 1.8°F of anthropogenic
global warming, the atmosphere’s capacity to hold water
vapor increases by 7 percent.78 Thus, anthropogenic
global warming has increased substantially the total volume of water vapor in the atmosphere at any given time.79
Extreme precipitation events occur when the air is almost
completely saturated, so the occurrence of such events
generally increase in intensity by 6 to 7 percent with each
degree Celsius of increased temperature.80
73. The upward trend of heavy precipitation is particularly evident in the northeastern United States, including Maryland. Calculating maximum daily precipitation
totals for consecutive five-year blocks from 1901 to 2016
revealed a significant increase over the eastern United
77
NASA Earth Observatory, supra note 73.
IPCC, Climate Change 2013: The Physical Science Basis, supra
note 48.
78
79
NASA Earth Observatory, supra note 73.
U.S. Global Change Research Program, Climate Science Special
Report, Fourth National Climate Assessment, Vol. I, 210 (2017),
https://science2017.globalchange.gov/downloads/CSSR2017_FullReport.pdf.
80
76
States, especially in the Northeast (including Maryland),
which saw a 27 percent increase since 1901.81
74. Because of anthropogenic global warming, Baltimore’s hydrologic regime is shifting toward one characterized by more frequent and extreme precipitation
events and associated flooding. These impacts will impact
all sectors, and low-income communities will be particularly affected by flooding, extreme weather, and heat
waves exacerbated by climate change.82 These individual
consequences of changes to the hydrologic regime are described below.
i. Extreme Precipitation and Flooding
75. A consequence of higher water vapor concentrations in the atmosphere is the increased frequency of intense precipitation events.83 Moreover, a larger proportion of precipitation will fall in a shorter amount of time as
compared to the historical average.84 Extreme precipitation events (the upper 0.1 percent of daily rain events)
have increased substantially over the past 100 years in the
United States, by about 33 percent.85 Extreme precipitation episodes in Maryland will become even more extreme
as the climate changes.
81
Id. at 212.
Maryland Commission on Climate Change, 2015 Annual Report,
supra note 57, at 18.
82
83
NASA Earth Observatory, supra note 73.
84
Id.
Pavel Ya. Groisman et al., Trends in intense precipitation in the
climate record, 18 JOURNAL OF CLIMATE 1326, 1328 (2005).
85
77
76. Over the last century, average precipitation has increased by 10 percent in most of Maryland, and intense
precipitation events have increased by 20 percent.86
Heavy precipitation events (defined as rainfall equal to or
greater than the historical 95th percentile) will significantly increase in frequency at least through the year
2100.87
77. Baltimore is vulnerable to tropical storms and hurricanes, which produce wind damage, riverine flooding,
and inundation of shorelines and harbors. Although a
combination of factors generally cause major hurricanes
to weaken upon reaching the Mid-Atlantic coast, severe
damage can and has occurred from less-than-major category hurricanes.88 Flooding and property damage associated with tropical storms has worsened during the second
half of the 20th century.89
78. Extreme precipitation events, including tropical
storms and hurricanes, result in flood events separate
from and additional to tidal influenced floods (i.e., storm
surges). It is possible to have a storm surge coupled with
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 36.
86
Xiang Gao et al., 21st Century Changes in U.S. Heavy Precipitation Frequency Based on Resolved Atmospheric Patterns, MIT
Joint Program on the Science and Policy of Global Change: Report
302, 15 (2016).
87
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 62–63.
88
89
Id. at 36, 60–63.
78
a precipitation event.90 In this way, sea level rise and extreme precipitation can interact to create even more extreme flooding events.
79. Baltimore is subject to flash floods, which occur
when water flow from rainfall or snowmelt exceeds the capacity of the City’s stormwater drainage system, especially in the vicinity of Jones Falls, Gywnns Falls, and
Herring Run.
80. The consequences of increased precipitation and
consequent flooding are already affecting Baltimore and
the surrounding region. The City of Baltimore, surrounding municipalities in Baltimore County, and municipalities
in nearby Howard County all experienced extreme rainfall and flooding during major storms in July 2016, and
again in May 2018.
81. On July 30, 2016, nearly unprecedented torrential
rain and flash-flooding hit the Baltimore area. During the
storm, Howard County’s Ellicott City, which borders Baltimore County and sits less than five miles from Baltimore, experienced more than six inches of rain in less than
three hours.91 Substantial portions of Baltimore also experienced more than four inches of rain over the same
hours.92 The deluge constituted a 1,000-year storm for the
region, meaning the calculated likelihood of such a storm
recurring in a given year were less than 0.1 percent. The
catastrophic rain caused severe flooding in Ellicott City’s
90
Id. at 116.
National Weather Service, Ellicott City Historic Rain and Flash
Flood - July 30, 2016 (webpage) (Sept. 1, 2016), https://www.weather.
gov/lwx/EllicottCityFlood2016.
91
92
Id.
79
downtown, killing two people and causing an estimated
$22.4 million in damages, including damages to 90 businesses, 107 residences, and approximately 170 automobiles.93 A study commissioned by Howard County completed in June 2017 found that infrastructure improvements needed to prevent or mitigate major damage in future flooding would cost between $60 million and $85 million, including $35 million in immediately necessary
measures.94
82. Less than two years later, on May 27, 2018, another 1,000-year storm hit the Baltimore area. During the
storm, multiple rain gauges in Ellicott City measured approximately eight inches of rainfall in under three hours,
Baltimore measured more than 3.5 inches of rain, and the
city of Catonsville, which borders Baltimore, measured
more than ten inches of rain.95 The Federal Emergency
Ava-joye Burnett, Damage Estimate Near $22.4M After Flooding In Historic Ellicott City, CBS BALTIMORE (Aug. 22, 2016),
https://baltimore.cbslocal.com/2016/08/22/damage-estimate-near-224m-after-flooding-in-historic-ellicott-city; Ovetta Wiggins, Mary Hui
& John Woodrow Cox, Two dead after severe flash flood in Maryland,
WASHINGTON POST (July 31, 2016), https://www.washingtonpost.com/local/severe-flash-flood-strikes-ellicott-city-overturning-cars-and-destroying-businesses/2016/07/31/a8e50184-5720-11e6831d-0324760ca856_story.html.
93
See, e.g., Luke Broadwater and Scott Dance, Making Ellicott
City safer would cost tens of millions—and it still might flood.
Should the town be rebuilt?, BALTIMORE SUN (June 1, 2018),
http://www.baltimoresun.com/news/maryland/investigations/bs-mdellicott-city-flood-next-steps-20180531-story.html.
94
Tom Di Liberto, Torrential rains bring epic flash floods in Maryland in late May 2018, NOAA CLIMATE.GOV (May 31, 2018),
https://www.climate.gov/news-features/event-tracker/torrentialrains-bring-epic-flash-floods-maryland-late-may-2018.
95
80
Management Agency (“FEMA”), with the President’s approval, issued a Major Disaster Declaration on July 2,
2018, stating that a major disaster existed in Baltimore
and Howard Counties following the extreme rain and related severe flooding.96
83. Anthropogenic climate change will also increase
winter precipitation in Baltimore including snow storms,
ice storms, and freezing rain events.97 Winter precipitation is projected to increase by approximately 40 percent
with more precipitation falling as rain rather than snow.98
ii. Drought
84. Droughts are extended periods of dry weather
caused by a reduction in the amount of precipitation relative to normal conditions over an extended period of
time.99
85. As a result of anthropogenic global warming, Maryland’s hydrologic regime is shifting toward one that is
characterized by fluctuations between intense storms and
droughts. Under this more episodic cycle, while winter
and spring precipitation will likely increase, droughts
FEMA, President Donald J. Trump Approves Major Disaster
Declaration for Maryland (July 2, 2018), https://www.fema.gov/
news-release/2018/07/02/president-donald-j-trump-approves-majordisaster-declaration-maryland.
96
97
Baltimore Climate Action Plan, supra note 69, at 64.
City of Baltimore, Disaster Preparedness and Planning Project,
supra note 55, at 36.
98
99
Id. at 76.
81
lasting several weeks are more likely to occur during the
summer.100
E. Public Health Impacts of Changes to the
Hydrologic Cycle
86. The City has incurred and will continue to incur expenses in planning and preparing for, and treating, the
public health impacts associated with anthropogenic
global warming including, but not limited to, impacts associated with extreme weather, extreme heat, decreased
air quality, and vector-borne illnesses.
87. Extreme heat-induced public health impacts in
Baltimore will result in increased risk of heat-related illnesses (mild heat stress to fatal heat stroke) and the exacerbation of pre-existing conditions in the medically
fragile, chronically ill, and otherwise vulnerable. Between
2000 and 2012, exposure to extreme heat events increased
Baltimore residents’ risk of hospitalization for heart attack by 43 percent, compared to only an 11 percent increase for Maryland residents as a whole.101
88. Increased heat also intensifies the photochemical
reactions that produce smog, ground-level ozone, and fine
Maryland Commission on Climate Change, Global Warming
and the Free State: Comprehensive Assessment of Climate Change
Impacts in Maryland, 2 (July 2008), http://www.mde.state.md.us/
programs/Air/ClimateChange/Documents/FINAL-Chapt%202%20
Impacts_web.pdf.
100
Maryland Institute for Applied Environmental Health, Maryland Climate and Health Profile Report, 28 (Apr. 2016),
http://mde.maryland.gov/programs/Air/ClimateChange/MCCC/
ARWG/MarylandClimateandHealthProfileReport.pdf.
101
82
particulate matter (PM25), which contribute to and exacerbate respiratory disease in children and adults. Increased heat and CO2 enhance the growth of plants that
produce pollen, which are associated with allergies. Also
between 2000 and 2012, exposure to extreme heat events
in Baltimore increased risk of hospitalization for asthma
by 37 percent.102
89. In addition, the warming climate system will create disease-related public health impacts in Baltimore, including but not limited to, increased incidence of emerging and vector-borne diseases with migration of animal
and insect disease vectors; physical and mental health impacts associated with severe weather events, such as
flooding, when they cause population dislocation and infrastructure loss; exacerbation of existing respiratory disease, cardiovascular disease, and stroke as a result of
heatwaves and increased average temperature; and respiratory distress, and exacerbation of existing disease.103
90. Public health impacts of these climatological
changes are likely to be disproportionately borne by communities made vulnerable by their geographic location,
and by racial and income disparities.
F. Attribution
91. “Carbon factors” analysis, devised by the International Panel on Climate Change (IPCC), the United Nations International Energy Agency, and the U.S. Environmental Protection Agency, quantifies the amount of
102
Id.
City of Baltimore, Disaster Preparedness and Planning Project, supra note 55.
103
83
CO2 emissions attributable to a unit of raw fossil fuel extracted from the Earth.104 Emissions factors for oil, coal,
liquefied natural gas, and natural gas are different for
each material but are nevertheless known and quantifiable for each.105 This analysis accounts for the use of Defendants’ fossil fuel products, including non-combustion
purposes that sequester CO2 rather than emit it (e.g., production of asphalt).
92. Defendants’ historical and current fossil fuel extraction and production records are publicly available in
various fora. These include university and public library
collections, company websites, company reports filed with
the U.S. Securities and Exchange Commission, company
histories, and other sources. The cumulative CO2 and methane emissions attributable to Defendants’ fossil fuel
products were calculated by reference to such publicly
available documents.
93. Cumulative carbon analysis allows an accurate calculation of net annual CO2 and methane emissions attributable to each Defendant by quantifying the amount
and type of fossil fuels products each Defendant extracted
and placed into the stream of commerce, and multiplying
those quantities by each fossil fuel product’s carbon factor.
94. Defendants, through their extraction, promotion,
marketing, and sale of their fossil fuel products, caused
approximately 15 percent of global fossil fuel product-re-
See Richard Heede, Tracing Anthropogenic Carbon Dioxide
and Methane Emissions to Fossil Fuel and Cement Producers, 18542010, 122 CLIMATIC CHANGE 229, 232–33 (2014), https://link.springer.
com/article/10.1007/s10584-013-0986-y.
104
105
See, e.g., id.
84
lated CO2 between 1965 and 2015, with contributions currently continuing unabated. This constitutes a substantial
portion of all such emissions in history, and the attendant
historical, projected, and committed sea level rise and disruptions to the hydrologic cycle associated therewith.
95. By quantifying CO2 and methane pollution attributable to Defendants by and through their fossil fuel
products, ambient air and ocean temperature, sea level,
and hydrologic cycle responses to those emissions are also
calculable, and can be attributed to Defendants on an individual and aggregate basis. Individually and collectively, Defendants’ extraction, sale, and promotion of
their fossil fuel products are responsible for substantial
increases in ambient (surface) temperature, ocean temperature, sea level, droughts, extreme precipitation
events, heat waves, and other adverse impacts on Plaintiff
described herein.
96. Anthropogenic CO2 emissions from Defendants’
products have caused a substantial portion of both observed and committed mean global sea level rise.106
97. Anthropogenic CO2 emissions from Defendants’
products have caused and will continue to cause increased
frequency and severity of droughts.
98. Anthropogenic CO2 emissions from Defendants’
products have caused and will continue to cause increases
in daily precipitation extremes over land.107
106
Peter U. Clark et al., supra note 44, at 365.
See, e.g., E.M. Fischer & R. Knutti, Anthropogenic Contribution
to Global Occurrence of Heavy-Precipitation and High-Temperature
Extremes, 5 NATURE CLIMATE CHANGE 560, 560–64 (2015).
107
85
99. Anthropogenic CO2 emissions from Defendants’
products have caused and will continue to cause increased
frequency and magnitude of maximum temperature extremes relative to the historical baseline.108
100. Defendants, through their extraction, promotion,
marketing, and sale of their fossil fuel products, caused a
substantial portion of both those emissions and the attendant historical, projected, and committed sea level rise
and other consequences of the resulting climatic changes
described herein, including increased droughts and extreme weather events.
101. As explained above, this analysis considers only
the volume of raw material actually extracted from the
Earth by these Defendants. Many of these Defendants actually are responsible for far greater volumes of emissions
because they also refine, manufacture, produce, market,
promote, and sell—at both wholesale and retail—more
fossil fuel products than they derive from the raw materials they extract. In addition to their own exploration and
extraction activities, those Defendants purchase, refine,
transport, and sell raw materials extracted by others.
102. In addition, considering the Defendants’ lead
role in promoting, marketing, and selling their fossil fuels
products between 1965 and 2015; their efforts to conceal
the hazards of those products from consumers; their promotion of their fossil fuel products despite knowing the
dangers associated with those products; their dogged
campaign against regulation of those products based on
falsehoods, omissions, and deceptions; and their failure to
pursue less hazardous alternatives available to them, Defendants, individually and together, have substantially
108
Id.
86
and measurably contributed to the City’s climate changerelated injuries.
G. Defendants Went to Great Lengths to Understand, and Either Knew or Should Have Known
About, the Dangers Associated with Extraction,
Promotion, and Sale of Their Fossil Fuel Products.
103. By 1965, concern about the risks of anthropogenic greenhouse gas emissions reached the highest level
of the United States’ scientific community. In that year,
President Lyndon B. Johnson’s Science Advisory Committee Panel on Environmental Pollution reported that by
the year 2000, anthropogenic CO2 emissions would “modify the heat balance of the atmosphere to such an extent
that marked changes in climate . . . could occur.”109 President Johnson announced in a special message to Congress
that “[t]his generation has altered the composition of the
atmosphere on a global scale through . . . a steady increase
in carbon dioxide from the burning of fossil fuels.”110
104. These statements from the Johnson Administration, at a minimum, put Defendants on notice of the potentially substantial dangers to people, communities, and the
planet associated with unabated use of their fossil fuel
products. Moreover, Defendants had amassed a considerable body of knowledge on the subject through their own
independent efforts.
President’s Science Advisory Committee, Restoring the Quality
of Our Environment: Report of the Environmental Pollution Panel,
9 (Nov. 1965), https://hdl.handle.net/2027/ucl.b4315678.
109
President Lyndon B. Johnson, Special Message to Congress on
Conservation and Restoration of Natural Beauty (Feb. 8, 1965),
http://acsc.lib.udel.edu/items/show/292.
110
87
105. A 1963 Conservation Foundation report of a conference of scientists referenced in the 1966 World Book
Encyclopedia, as well as in presidential panel reports and
other sources around that time, described many specific
consequences of rising greenhouse gas pollution in the atmosphere. It warned that a doubling of carbon dioxide
“could be enough to bring about immense flooding of
lower portions of the world’s land surface, resulting from
increased melting of glaciers.” The publication also asserted that “a continuing rise in the amount of atmospheric carbon dioxide is likely to be accompanied by a significant warming of the surface of the earth which by
melting the polar ice caps would raise sea level and by
warming the oceans would change considerably the distributions of marine species including commercial fisheries.”
It warned of the potential inundation of “many densely
settled coastal areas, including the cities of New York and
London” and the possibility of “wiping out the world’s
present commercial fisheries.” The report, in fact, noted
that “the changes in marine life in the North Atlantic
which accompanied the temperature change have been
very noticeable.”111
106. But industry interest in carbon accumulation
goes back at least to 1958. A review in that year of the
American Petroleum Institute Smoke and Fumes Committee’s Air Pollution Research Program by Charles
Jones (the committee secretary and Shell executive) mentions a project focused on analyzing gaseous carbon data
The Conservation Foundation, Implications of Rising Carbon
Dioxide Content of the Atmosphere: A statement of trends and implications of carbon dioxide research reviewed at a conference of scientists (Mar. 1963), https://babel.hathitrust.org/cgi/pt?id=mdp.
39015004619030;view=1up;seq=5.
111
88
to determine the amount of carbon of fossil origin compared to the total amount.112
107. At that time API’s stance was that “the petroleum industry supplies the fuel used by the automobile,
and thus has a sincere interest in the solution to the problem of pollution from automobile exhaust,” according to
an API presentation at the 1958 National Conference on
Air Pollution. API acknowledged the industry’s responsibility in mitigating some of the negative impacts of its
products, stating that the objective of its Smoke and
Fumes committee was to “determine the causes and
methods of control of objectional atmospheric pollution
resulting from the production, manufacture, transportation, sale, and use of petroleum and its products.”113 In
1968, a Stanford Research Institute (SRI) report commissioned by the American Petroleum Institute (API) and
made available to all its members, concluded, among other
things:
If the Earth’s temperature increases significantly, a
number of events might be expected to occur including
the melting of the Antarctic ice cap, a rise in sea levels,
warming of the oceans and an increase in photosynthesis . . . .
Charles A. Jones, A Review of the Air Pollution Research Program of the Smoke and Fumes Committee of the American Petroleum Institute, Journal of the Air Pollution Control Association
(1958), https://www.tandfonline.com/doi/pdf/10.I080/00966665.1958.
10467854.
112
C.A. Jones, Sources of Air Pollution—Transportation (Petroleum), (Nov. 19, 1958), https://www.industrydocumentslibrary.ucsf.
edu/tobacco/docs/#id=xrcm0047.
113
89
It is clear that we are unsure as to what our long-lived
pollutants are doing to our environment; however,
there seems to be no doubt that the potential damage
to our environment could be severe. . . . [T]he prospect
for the future must be of serious concern.114
108. In a supplement to the 1968 report prepared for
API in 1969, authors Robinson and Robbins projected
that based on current fuel usage atmospheric CO2 concentrations would reach 370 ppm by 2000115—almost exactly
what it turned out to be (369.34 ppm, according to data
from NASA).116 The report also draws the connection between the rising concentration and the use of fossil fuels
stating that “balance between environmental sources and
sinks has been disturbed by the emission to the atmosphere of additional CO2 from the increased combustion of
carbonaceous fuels” and that it seemed “unlikely that the
observed rise in atmospheric CO2 has been due to changes
in the biosphere.” The authors warn repeatedly of the
temptations and consequences of ignoring CO2 as a problem and pollutant:
CO2 is so common and such an integral part of all our
activities that air pollution regulations typically state
Elmer Robinson & R.C. Robbins, Sources, Abundance, and
Fate of Gaseous Atmospheric Pollutants, Stanford Research Institute (Feb. 1968), https://www.smokeandfumes.org/documents/document16.
114
Elmer Robinson & R.C. Robbins, Sources, Abundance, and
Fate of Gaseous Atmospheric Pollutants Supplement, Stanford Research Institute (June 1969).
115
NASA Goddard Institute for Space Studies, Global Mean CO2
Mixing Ratios (ppm): Observations, https://data.giss.nasa.gov/modelforce/ghgases/Fig1A.ext.txt (accessed June 16, 2018).
116
90
that CO2 emissions are not to be considered as pollutants. This is perhaps fortunate for our present mode
of living, centered as it is around carbon combustion.
However, this seeming necessity, the CO2 emission, is
the only air pollutant, as we shall see, that has been
shown to be of global importance as a factor that could
change man’s environment on the basis of a long period of scientific investigation.117
109. In 1969, Shell memorialized an on-going 18month project to collect ocean data from oil platforms to
develop and calibrate environmental forecasting theories
related to predicting wave, wind, storm, sea level, and current changes and trends.118 Several Defendants and/or
their predecessors in interest participated in the project,
including Esso Production Research Company (ExxonMobil), Mobil Research and Development Company
(ExxonMobil), Pan American Petroleum Corporation
(BP), Gulf Oil Corporation (Chevron), Texaco Inc. (Chevron), and the Chevron Oil Field Research Company.
110. In a 1970 report from the Engineering Division
of Imperial Oil (Exxon), the author H.R. Holland stated:
“Since pollution means disaster to the affected species,
the only satisfactory course of action is to prevent it—to
maintain the addition of foreign matter at such levels that
it can be diluted, assimilated or destroyed by natural processes—to protect man’s environment from man.” He also
117
Elmer Robinson & R.C. Robbins, supra note 115.
M.M. Patterson, An Ocean Data Gathering Program for the
Gulf of Mexico, Society of Petroleum Engineers (1969),
https://www.onepetro.org/conference-paper/SPE-2638-MS.
118
91
noted that “a problem of such size, complexity and importance cannot be dealt with on a voluntary basis.” CO2
was listed as an air pollutant in the document.119
111. In 1972, API members, including Defendants, received a status report on all environmental research projects funded by API. The report summarized the 1968
SRI report describing the impact of fossil fuel products,
including Defendants’, on the environment, including
global warming and attendant consequences. Defendants
and/or their predecessors in interest that received this report include, but were not limited to: American Standard
of Indiana (BP), Asiatic (Shell), Ashland (Marathon), Atlantic Richfield (BP), British Petroleum (BP). Chevron
Standard of California (Chevron), Cities Service (Citgo),
Esso Research (ExxonMobil), Ethyl (formerly affiliated
with Esso, which was subsumed by ExxonMobil), Getty
(ExxonMobil), Gulf (Chevron, among others), Humble
Standard of New Jersey (ExxonMobil/Chevron/BP),
Marathon, Mobil (ExxonMobil), Pan American (BP),
Shell, Standard of Ohio (BP), Texaco (Chevron), Union
(Chevron), Skelly (ExxonMobil), Colonial Pipeline (ownership has included BP, Citgo, ExxonMobil, and Chevron
entities, among others), Continental (ConocoPhillips),
Dupont (former owner of Conoco), Phillips (ConocoPhillips), and Caltex (Chevron).120 Other members of the fossil
fuel industry that received the report include, but were
H.R. Holland, Pollution is Everybody’s Business, Imperial Oil
(1970), https://www.desmogblog.com/sites/beta.desmogblog.com/files/DeSmogBlog-Imperial%20Oil%20Archive-Pollution-EveryoneBusiness-1970.pdf
119
American Petroleum Institute, Environmental Research, A
Status Report, Committee for Air and Water Conservation (Jan.
1972), http://files.eric.ed.gov/fulltext/ED066339.pdf.
120
92
not limited to, Sun (Sunoco), Rock Island (Koch Industries), Signal (Honeywell), Great Northern, Edison Electric Institute (representing electric utilities), Bituminous
Coal Research (coal industry research group), Mid-Continent Oil & Gas Association (presently the U.S. Oil & Gas
Association, a national trade association), Western Oil &
Gas Association, National Petroleum Refiners Association (presently the American Fuel and Petrochemical
Manufacturers Association, a national trade association),
and Champlin (Anadarko), among others.121
112. In a 1977 presentation and again in a 1978 briefing. Exxon scientists warned the Exxon Corporation
Management Committee that CO2 concentrations were
building in the Earth’s atmosphere at an increasing rate,
that CO2 emissions attributable to fossil fuels were retained in the atmosphere, and that CO2 was contributing
to global warming.122 The report stated:
There is general scientific agreement that the most
likely manner in which mankind is influencing the
global climate is through carbon dioxide release from
the burning of fossil fuels . . . [and that] Man has a time
window of five to ten years before the need for hard
decisions regarding changes in energy strategies
might become critical.123
121
Id.
Memo from J.F. Black to F.G. Turpin, The Greenhouse Effect,
Exxon Research and Engineering Company (June 6, 1978),
http://www.climatefiles.com/exxonmobil/1978-exxon-memo-ongreenhouse-effect-for-exxon-corporation-management-committee.
122
123
Id.
93
One presentation slide read: “Current scientific opinion overwhelmingly favors attributing atmospheric carbon dioxide increase to fossil fuel combustion.”124 The report also warned that “a study of past climates suggests
that if the earth does become warmer, more rainfall
should result. But an increase as large as 2°C would probably also affect the distribution of the rainfall.” Moreover,
the report concluded that “doubling in CO2 could increase
average global temperature l°C to 3°C by 2050 A.D. (10°C
predicted at poles).”125
113. Thereafter, Exxon engaged in a research program to study the environmental fate of fossil fuel-derived
greenhouse gases and their impacts, which included publication of peer-reviewed research by Exxon staff scientists and the conversion of a supertanker into a research
vessel to study the greenhouse effect and the role of the
oceans in absorbing anthropogenic CO2. Much of this research was shared in a variety of fora, symposia, and
shared papers through trade associations and directly
with other Defendants.
114. Exxon scientists made the case internally for using company resources to build corporate knowledge
about the impacts of the promotion, marketing, and consumption of Defendants’ fossil fuel products. Exxon climate researcher Henry Shaw wrote in 1978: “The rationale for Exxon’s involvement and commitment of funds
and personnel is based on our need to assess the possible
impact of the greenhouse effect on Exxon business. Exxon
must develop a credible scientific team that can critically
evaluate the information generated on the subject and be
124
Id.
125
Id.
94
able to carry bad news, if any, to the corporation.”126
Moreover, Shaw emphasized the need to collaborate with
universities and government to more completely understand what he called the “CO2 problem.”127
115. In 1979, API and its members, including Defendants, convened a Task Force to monitor and share cutting
edge climate research among the oil industry. The group
was initially called the CO2 and Climate Task Force, but
changed its name to the Climate and Energy Task Force
in 1980 (hereinafter referred to as “API CO2 Task
Force”). Membership included senior scientists and engineers from nearly every major U.S. and multinational oil
and gas company, including Exxon, Mobil (ExxonMobil),
Amoco (BP), Phillips (ConocoPhillips), Texaco (Chevron),
Shell, Sunoco, Sohio (BP), as well as Standard Oil of California (BP) and Gulf Oil (Chevron), among others. The
Task Force was charged with assessing the implications
of emerging science on the petroleum and gas industries
and identifying where reductions in greenhouse gas emissions from Defendants’ fossil fuel products could be
made.128
116. In 1979, API sent its members a background
memo related to the API CO2 and Climate Task Force’s
Henry Shaw, Memo to Edward David Jr. on the “Greenhouse
Effect”, Exxon Research and Engineering Company (Dec. 7, 1978),
http://insideclimatenews.org/sites/default/files/documents/Credible
%20Scientific%20Team%201978%20Letter.pdf.
126
127
Id.
American Petroleum Institute, AQ-9 Task Force Meeting
Minutes (Mar. 18, 1980), http://insideclimatenews.org/sites/default/files/documents/AQ-9%20Task%20Force%20Meeting%20%
281980%29.pdf (AQ-9 refers to the “CO2 and Climate” Task Force).
128
95
efforts, stating that CO2 concentrations were rising steadily in the atmosphere, and predicting when the first clear
effects of climate change might be felt.129
117. Also in 1979, Exxon scientists advocated internally for additional fossil fuel industry-generated atmospheric research in light of the growing consensus that consumption of fossil fuel products was changing the Earth’s
climate:
We should determine how Exxon can best participate
in all these [atmospheric science research] areas and
influence possible legislation on environmental controls. It is important to begin to anticipate the strong
intervention of environmental groups and be prepared
to respond with reliable and credible data. It behooves
[Exxon] to start a very aggressive defensive program
in the indicated areas of atmospheric science and climate because there is a good probability that legislation affecting our business will be passed. Clearly, it is
in our interest for such legislation to be based on hard
scientific data. The data obtained from research on the
global damage from pollution, e.g., from coal combustion, will give us the needed focus for further research
to avoid or control such pollutants.130
Neela Banerjee, Exxon’s Oil Industry Peers Knew About Climate Dangers in the 1970s, Too, INSIDE CLIMATE NEWS (Dec. 22,
2015), https://insideclimatenews.org/news/22122015/exxon-mobil-oilindustry-peers-knew-about-climate-change-dangers-1970s-american-petroleum-institute-api-shell-chevron-texaco.
129
Henry Shaw, Exxon, Memo to H.N. Weinberg about “Research
in Atmospheric Science”, Exxon Inter-Office Correspondence (Nov.
19, 1979), https://insideclimatenews.org/sites/default/files/documents/Probable%20Legislation%20Memo%20(1979).pdf.
130
96
118. That same year, Exxon Research and Engineering reported that: “The most widely held theory [about increasing CO2 concentration] is that the increase is due to
fossil fuel combustion, increasing CO2 concentration will
cause a warming of the earth’s surface, and the present
trend of fossil fuel consumption will cause dramatic environmental effects before the year 2050.”131 According to
the report, “ecological consequences of increased CO2” to
500 ppm (1.7 times 1850 levels) could mean: “a global temperature increase of 3°F”; “the southwest states would be
hotter, probably by more than 3°F, and drier”; “most of
the glaciers in the North Cascades and Glacier National
Park would be melted”; “there would be less of a winter
snow pack in the Cascades, Sierras, and Rockies, necessitating a major increase in storage reservoirs”; “marine
life would be markedly changed”; and “maintaining runs
of salmon and steelhead and other subarctic species in the
Columbia River system would become increasingly difficult.”132 With a doubling of the 1860 CO2 concentration,
“ocean levels would rise four feet” and “the Arctic Ocean
would be ice free for at least six months each year, causing
major shifts in weather patterns in the northern hemisphere.”133
119. Further, the report stated that unless fossil fuel
use was constrained, there would be “noticeable temperature changes” associated with an increase in atmospheric
W.L. Ferrall, Exxon, Memo to R.L. Hirsch about “Controlling
Atmospheric CO2”, Exxon Research and Engineering Company (Oct.
16, 1979), http://insideclimatenews.org/sites/default/ files/documents/CO2%20and%20Fuel%20Use%20Projections.pdf.
131
132
Id.
133
Id.
97
CO2 from about 280 parts per million before the Industrial
Revolution to 400 parts per million by the year 2010.134
Those projections proved remarkably accurate—atmospheric CO2 concentrations surpassed 400 parts per million
in May 2013, for the first time in millions of years.135 In
2015, the annual average CO2 concentration rose above
400 parts per million, and in 2016 the annual low surpassed 400 parts per million, meaning atmospheric CO2
concentration remained above that threshold all year.136
120. In 1980, API’s CO2 Task Force members discussed the oil industry’s responsibility to reduce CO2
emissions by changing refining processes and developing
fuels that emit less CO2. The minutes from the Task
Force’s February 29, 1980, meeting included a summary
of a presentation on “The CO2 Problem” given by Dr. John
Laurmann, which identified the “scientific consensus on
the potential for large future climatic response to increased CO2 levels” as a reason for API members to have
concern with the “CO2 problem” and informed attendees
that there was “strong empirical evidence that rise [in CO2
concentration was] caused by anthropogenic release of
CO2, mainly from fossil fuel combustion.”137 Moreover, Dr.
Laurmann warned that the amount of CO2 in the atmosphere could double by 2038, which he said would likely
134
Id.
Nicola Jones, How the World Passed a Carbon Threshold and
Why It Matters, YALE ENVIRONMENT 360 (Jan. 26, 2017),
http://e360.yale.edu/features/how-the-world-passed-a-carbonthreshold-400ppm-and-why-it-matters.
135
136
Id.
American Petroleum Institute, AQ-9 Task Force Meeting
Minutes (Mar. 18, 1980), supra note 128.
137
98
lead to a 2.5°C (4.5°F) rise in global average temperatures
with “major economic consequences.” He then told the
Task Force that models showed a 5°C (9°F) rise by 2067,
with “globally catastrophic effects.”138 A taskforce member and representative of Texaco (Chevron) leadership
present at the meeting posited that the API CO2 Task
Force should develop ground rules for energy release of
fuels and the cleanup of fuels as they relate to CO2 creation.
121. In 1980, the API CO2 Task Force also discussed
a potential area for investigation: alternative energy
sources as a means of mitigating CO2 emissions from Defendants’ fossil fuel products. These efforts called for research and development to “Investigate the Market Penetration Requirements of Introducing a New Energy
Source into World Wide Use.” Such investigation was to
include the technical implications of energy source
changeover, research timing, and requirements.139
122. By 1980, Exxon’s senior leadership had become
intimately familiar with the greenhouse effect and the role
of CO2 in the atmosphere. In that year, Exxon Senior Vice
President and Board member George Piercy questioned
Exxon researchers on the minutiae of the ocean’s role in
absorbing atmospheric CO2, including whether there was
a net CO2 flux out of the ocean into the atmosphere in certain zones where upwelling of cold water to the surface
occurs, because Piercy evidently believed that the oceans
could absorb and retain higher concentrations of CO2 than
138
Id.
139
Id.
99
the atmosphere.”140 This inquiry aligns with Exxon supertanker research into whether the ocean would act as a significant CO2 sink that would sequester atmospheric CO2
long enough to allow unabated emissions without triggering dire climatic consequences. As described below,
Exxon eventually scrapped this research before it produced enough data from which to derive a conclusion.141
123. Also in 1980, Imperial Oil Limited (a Canadian
ExxonMobil subsidiary) reported to managers and environmental staff at multiple affiliated Esso and Exxon
companies that increases in fossil fuel usage aggravates
CO2 in the atmosphere. Noting that the United Nations
was encouraging research into the carbon cycle, Imperial
reported that “[t]echnology exists to remove CO2 from
[fossil fuel power plant] stack gases but removal of only
50 percent of the CO2 would double the cost of power generation.”
124. Exxon scientist Roger Cohen warned his colleagues in a 1981 internal memorandum that “future developments in global data gathering and analysis, along
with advances in climate modeling, may provide strong
evidence for a delayed CO2 effect of a truly substantial
magnitude,” and that under certain circumstances it
Neela Banerjee, More Exxon Documents Show How Much It
Knew About Climate 35 Years Ago, INSIDE CLIMATE NEWS (Dec. 1,
2015), https://insideclimatenews.org/news/01122015/ documents-exxons-early-CO2-position-senior-executives-engage-and-warming-forecast.
140
Neela Banerjee et al., Exxon Believed Deep Dive into Climate
Research Would Protect Its Business, INSIDE CLIMATE NEWS (Sept.
17, 2015), https://insideclimatenews.org/news/16092015/exxon-believed-deep-dive-into-climate-research-would-protect-its-business.
141
100
would be “very likely that we will unambiguously recognize the threat by the year 2000.”142 Cohen had expressed
concern that the memorandum mischaracterized potential effects of unabated CO2 emissions from Defendants’
fossil fuel products: “. . . it is distinctly possible that the
. . . [Exxon Planning Division’s] scenario will produce effects which will indeed be catastrophic (at least for a substantial fraction of the world’s population).”143
125. In 1981, Exxon’s Henry Shaw, the company’s
lead climate researcher at the time, prepared a summary
of Exxon’s current position on the greenhouse effect for
Edward David Jr., president of Exxon Research and Engineering, stating in relevant part:
a. “Atmospheric CO2 will double in 100 years if
fossil fuels grow at 1.4%/a2.
b. 3°C global average temperature rise and 10°C
at poles if CO2 doubles.
i.
Major shifts in rainfall/agriculture
ii.
Polar ice may melt”144
126. In 1982, another report prepared for API by scientists at the Lamont-Doherty Geological Observatory at
Columbia University recognized that atmospheric CO2
142
Roger W. Cohen, Exxon Memo to W. Glass about possible “catastrophic” effect of CO2, Exxon Inter-Office Correspondence (Aug.
18,
1981),
http://www.climatefiles.com/exxonmobil/1981-exxonmemo-on-possible-emission-consequences-of-fossil-fuel-consumption.
143
Id.
144
Henry Shaw, Exxon Memo to E. E. David, Jr. about “CO2 Position Statement”, Exxon Inter-Office Correspondence (May 15, 1981),
https://insideclimatenews.org/sites/default/files/documents/Exxon%
20Position%20on%20CO2%20%281981%29.pdf.
101
concentration had risen significantly compared to the beginning of the industrial revolution from about 290 parts
per million to about 340 parts per million in 1981 and
acknowledged that despite differences in climate modelers’ predictions, all models indicated a temperature increase caused by anthropogenic CO2 within a global mean
range of 4º C (7.2ºF). The report advised that there was
scientific consensus that “a doubling of atmospheric CO2
from [ ] pre-industrial revolution value would result in an
average global temperature rise of (3.0 ± 1.5)ºC [5.4 ±
2.7ºF].” It went further, warning that “[s]uch a warming
can have serious consequences for man’s comfort and survival since patterns of aridity and rainfall can change, the
height of the sea level can increase considerably and the
world food supply can be affected.”145 Exxon’s own modeling research confirmed this, and the company’s results
were later published in at least three peer-reviewed scientific papers.146
127. Also in 1982, Exxon’s Environmental Affairs
Manager distributed a primer on climate change to a
“wide circulation [of] Exxon management . . . intended to
American Petroleum Institute, Climate Models and CO2 Warming: A Selective Review and Summary, Lamont-Doherty Geological
Observatory (Columbia University) (Mar. 1982), https://assets.documentcloud.org/documents/2805626/1982-API-Climate-Models-andCO2-Warming-a.pdf.
145
See Roger W. Cohen, Exxon Memo summarizing findings of
research in climate modeling, Exxon Research and Engineering
Company (Sept. 2, 1982), https://insideclimatenews.org/sites/default/files/documents/%2522Consensus%2522%20on%20CO2%20Impacts%20(1982).pdf (discussing research articles).
146
102
familiarize Exxon personnel with the subject.”147 The primer also was “restricted to Exxon personnel and not to be
distributed externally.”148 The primer compiled science on
climate change available at the time, and confirmed fossil
fuel combustion as a primary anthropogenic contributor
to global warming. The report estimated a CO2 doubling
around 2090 based on Exxon’s long-range modeled outlook. The author warned that “uneven global distribution
of increased rainfall and increased evaporation” were expected to occur, and that “disturbances in the existing
global water distribution balance would have dramatic impact on soil moisture, and in turn, on agriculture.”149
Moreover, the melting of the Antarctic ice sheet could result in global sea level rise of five feet which would “cause
flooding on much of the U.S. East Coast, including the
State of Florida and Washington, D.C.”150 Indeed, it
warned that “there are some potentially catastrophic
events that must be considered,” including sea level rise
from melting polar ice sheets. It noted that some scientific
groups were concerned “that once the effects are measurable, they might not be reversible.”151
128. In a summary of Exxon’s climate modeling research from 1982, Director of Exxon’s Theoretical and
M. B. Glaser, Exxon Memo to Management about “CO2 ‘Greenhouse’ Effect”, Exxon Research and Engineering Company (Nov. 12,
1982),
http://insideclimatenews.org/sites/default/files/documents/
1982%20Exxon%20Primer%20on%20CO2%20Greenhouse%20Effect.pdf.
147
148
Id.
149
Id.
150
Id.
151
Id.
103
Mathematical Sciences Laboratory Roger Cohen wrote
that “the time required for doubling of atmospheric CO2
depends on future world consumption of fossil fuels.” Cohen concluded that Exxon’s own results were “consistent
with the published predictions of more complex climate
models” and “in accord with the scientific consensus on
the effect of increased atmospheric CO2 on climate.”152
129. At the fourth biennial Maurice Ewing Symposium at the Lamont-Doherty Geophysical Observatory in
October 1982, attended by members of API, Exxon Research and Engineering Company, the Observatory’s
president E.E. David delivered a speech titled: “Inventing the Future: Energy and the CO2 ‘Greenhouse Effect.’”153 His remarks included the following statement:
“[F]ew people doubt that the world has entered an energy
transition away from dependence upon fossil fuels and toward some mix of renewable resources that will not pose
problems of CO2 accumulation.” He went on, discussing
the human opportunity to address anthropogenic climate
change before the point of no return:
It is ironic that the biggest uncertainties about the CO2
buildup are not in predicting what the climate will do,
but in predicting what people will do . . . . [It] appears
we still have time to generate the wealth and
Roger W. Cohen, Exxon Memo summarizing findings of research in climate modeling, Exxon Research and Engineering Company (Sept. 2, 1982), https://insideclimatenews.org/sites/default/
files/documents/%2522Consensus%2522%20on%20CO2%20Impacts%20(1982).pdf.
152
153
E. E. David, Jr., Inventing the Future: Energy and the CO2
Greenhouse Effect: Remarks at the Fourth Annual Ewing Symposium, Tenafly, NJ (1982), http://sites.agu.org/publications/files/
2015/09/ch1.pdf.
104
knowledge we will need to invent the transition to a
stable energy system.
130. Throughout the early 1980s, at Exxon’s direction, Exxon climate scientist Henry Shaw forecasted
emissions of CO2 from fossil fuel use. Those estimates
were incorporated into Exxon’s 21st century energy projections and were distributed among Exxon’s various divisions. Shaw’s conclusions included an expectation that
atmospheric CO2 concentrations would double in 2090 per
the Exxon model, with an attendant 2.3–5.6° F average
global temperature increase. Shaw compared his model
results to those of the EPA, the National Academy of Sciences, and the Massachusetts Institute of Technology, indicating that the Exxon model predicted a longer delay
than any of the other models, although its temperature increase prediction was in the mid-range of the four projections.154
131. During the 1980s, many Defendants formed their
own research units focused on climate modeling. The API,
including the API CO2 Task Force, provided a forum for
Defendants to share their research efforts and corroborate their findings related to anthropogenic greenhouse
gas emissions.155
132. During this time, Defendants’ statements express an understanding of their obligation to consider and
mitigate the externalities of unabated promotion, marketing, and sale of their fossil fuel products. For example, in
1988, Richard Tucker, the president of Mobil Oil, presented at the American Institute of Chemical Engineers
Neela Banerjee, More Exxon Documents Show How Much It
Knew About Climate 35 Years Ago, supra note 140.
154
Neela Banerjee, Exxon’s Oil Industry Peers Knew About Climate Dangers in the 1970s, Too, supra note 129.
155
105
National Meeting, the premier educational forum for
chemical engineers, where he stated:
[H]umanity, which has created the industrial system
that has transformed civilities, is also responsible for
the environment, which sometimes is at risk because
of unintended consequences of industrialization. . . .
Maintaining the health of this life-support system is
emerging as one of the highest priorities. . . . [W]e
must all be environmentalists.
The environmental covenant requires action on many
fronts . . . the low-atmosphere ozone problem, the upper-atmosphere ozone problem and the greenhouse
effect, to name a few. . . . Our strategy must be to reduce pollution before it is ever generated—to prevent
problems at the source.
Prevention means engineering a new generation of
fuels, lubricants and chemical products. . . . Prevention
means designing catalysts and processes that minimize or eliminate the production of unwanted byproducts. . . . Prevention on a global scale may even require
a dramatic reduction in our dependence on fossil
fuels—and a shift towards solar, hydrogen, and safe
nuclear power. It may be possible that—just possible—that the energy industry will transform itself so
completely that observers will declare it a new industry. . . . Brute force, low-tech responses and money
alone won’t meet the challenges we face in the energy
industry.156
156
Richard E. Tucker, High Tech Frontiers in the Energy Industry: The Challenge Ahead, AIChE National Meeting (Nov. 30, 1988),
https://hdl.handle.net/2027/purl.32754074119482?urlappend=%3
Bseq=522.
106
133. Also in 1988, the Shell Greenhouse Effect Working Group issued a confidential internal report, “The
Greenhouse Effect,” which acknowledged global warming’s anthropogenic nature: “Man-made carbon dioxide
released into and accumulated in the atmosphere is believed to warm the earth through the so-called greenhouse effect.” The authors also noted the burning of fossil
fuels as a primary driver of CO2 buildup and warned that
warming could “create significant changes in sea level,
ocean currents, precipitation patterns, regional temperature and weather.” They further pointed to the potential
for “direct operational consequences” of sea level rise on
“offshore installations, coastal facilities and operations
(e.g. platforms, harbours, refineries, depots).”157
134. Similar to early warnings by Exxon scientists,
the Shell report notes that “by the time the global warming becomes detectable it could be too late to take effective countermeasures to reduce the effects or even to stabilise the situation.” The authors mention the need to consider policy changes on multiple occasions, noting that
“the potential implications for the world are . . . so large
that policy options need to be considered much earlier”
and that research should be “directed more to the analysis
of policy and energy options than to studies of what we
will be facing exactly.”
135. In 1989, Esso Resources Canada (ExxonMobil)
commissioned a report on the impacts of climate change
Greenhouse effect working group, The Greenhouse Effect, Shell
Internationale Petroleum (May 1988), https://www.documentcloud.org/documents/4411090-Document3.html#document/p9/
a411239.
157
107
on existing and proposed natural gas facilities in the Mackenzie River Valley and Delta, including extraction facilities on the Beaufort Sea and a pipeline crossing Canada’s
Northwest Territory.158 It reported that “large zones of
the Mackenzie Valley could be affected dramatically by
climatic change” and that “the greatest concern in Norman Wells [oil town in North West Territories, Canada]
should be the changes in permafrost that are likely to occur under conditions of climate warming.”159 The report
concluded that, in light of climate models showing a “general tendency towards warmer and wetter climate,” operation of those facilities would be compromised by increased precipitation, increase in air temperature,
changes in permafrost conditions, and significantly, sea
level rise and erosion damage.160 The authors recommended factoring these eventualities into future development planning and also warned that “a rise in sea level
could cause increased flooding and erosion damage on
Richards Island.”
136. In 1991, Shell produced a film called “Climate of
Concern.” The film advises that while “no two [climate
change projection] scenarios fully agree, . . . [they] have
each prompted the same serious warning. A warning endorsed by a uniquely broad consensus of scientists in their
report to the UN at the end of 1990.” The warning was an
increasing frequency of abnormal weather, and of sea
level rise of about one meter over the coming century.
158
See Stephen Lonergan & Kathy Young, An Assessment of the
Effects of Climate Warming on Energy Developments in the Mackenzie River Valley and Delta, Canadian Arctic, 7 ENERGY EXPLORATION & EXPLOITATION 359–81 (1989).
159
Id. at 369, 376.
160
Id. at 360, 377–78.
108
Shell specifically described the impacts of anthropogenic
sea level rise on tropical islands, “barely afloat even now,
. . . [f]irst made uninhabitable and then obliterated beneath the waves. Wetland habitats destroyed by intruding
salt. Coastal lowlands suffering pollution of precious
groundwater.” It warned of “greenhouse refugees,” people who abandoned homelands inundated by the sea, or
displaced because of catastrophic changes to the environment. The video concludes with a stark admonition:
“Global warming is not yet certain, but many think that
the wait for final proof would be irresponsible. Action now
is seen as the only safe insurance.”161
137. The fossil fuel industry was at the forefront of
carbon dioxide research for much of the latter half of the
20th century. They developed cutting edge and innovative
technology and worked with many of the field’s top researchers to produce exceptionally sophisticated studies
and models. For instance, in the mid-nineties Shell began
using scenarios to plan how the company could respond to
various global forces in the future. In one scenario published in a 1998 internal report, Shell paints an eerily prescient scene:
In 2010, a series of violent storms causes extensive
damage to the eastern coast of the U.S. Although it is
not clear whether the storms are caused by climate
change, people are not willing to take further chances.
The insurance industry refuses to accept liability, setting off a fierce debate over who is liable: the insurance
industry or the government. After all, two successive
161
Jelmer Mommers, Shell Made a Film About Climate Change in
1991 (Then Neglected To Heed Its Own Warning), DE CORRESPONDENT (Feb. 27, 2017), https://thecorrespondent.com/6285/shell-madea-film-about-climate-change-in-1991-then-neglected-to-heed-itsown-warning.
109
IPCC reports since 1993 have reinforced the human
connection to climate change . . . Following the storms,
a coalition of environmental NGOs brings a class-action suit against the US government and fossil-fuel
companies on the grounds of neglecting what scientists (including their own) have been saying for years:
that something must be done. A social reaction to the
use of fossil fuels grows, and individuals become ‘vigilante environmentalists’ in the same way, a generation
earlier, they had become fiercely anti-tobacco. Directaction campaigns against companies escalate. Young
consumers, especially, demand action.
138. Fossil fuel companies did not just consider climate change impacts in scenarios. In the mid-1990s, ExxonMobil, Shell, and Imperial Oil (ExxonMobil) jointly undertook the Sable Offshore Energy Project in Nova Scotia. The project’s own Environmental Impact Statement
declared: “The impact of a global warming sea-level rise
may be particularly significant in Nova Scotia. The longterm tide gauge records at a number of locations along the
N.S. coast have shown sea level has been rising over the
past century. . . . For the design of coastal and offshore
structures, an estimated rise in water level, due to global
warming, of 0.5 m [1.64 feet] may be assumed for the proposed project life (25 years).”162
139. Climate change research conducted by Defendants and their industry associations frequently acknowledged uncertainties in their climate modeling—those uncertainties, however, were merely with respect to the
magnitude and timing of climate impacts resulting from
ExxonMobil, Sable Project, Development Plan, Volume 3—Environmental Impact Statement Ch 4: Environmental Setting, 4-77,
http://soep.com/about-the-project/development-plan-application.
162
110
fossil fuel consumption, not that significant changes would
eventually occur. The Defendants’ researchers and the researchers at their industry associations harbored little
doubt that climate change was occurring and that fossil
fuel products were, and are, the primary cause.
140. Despite the overwhelming information about the
threats to people and the planet posed by continued unabated use of their fossil fuel products, Defendants failed
to act as they reasonably should have to mitigate or avoid
those dire adverse impacts. Defendants instead adopted
the position, as described below, that the absence of meaningful regulations on the consumption of their fossil fuel
products was the equivalent of a social license to continue
the unfettered pursuit of profits from those products. This
position was an abdication of Defendants’ responsibility to
consumers and the public, including Plaintiff, to act on
their unique knowledge of the reasonably foreseeable hazards of unabated production and consumption of their fossil fuel products.
H. Defendants Did Not Disclose Known Harms Associated with the Extraction, Promotion, and
Consumption of Their Fossil Fuel Products,
and Instead Affirmatively Acted to Obscure
Those Harms and Engaged in a Concerted Campaign to Evade Regulation.
141. By 1988, Defendants had amassed a compelling
body of knowledge about the role of anthropogenic greenhouse gases, and specifically those emitted from the normal use of Defendants’ fossil fuel products, in causing
global warming, disruptions to the hydrologic cycle, extreme precipitation and drought, heatwaves, and associated consequences for human communities and the environment. On notice that their products were causing
111
global climate change and dire effects on the planet, Defendants were faced with the decision of whether to take
steps to limit the damages their fossil fuel products were
causing and would continue to cause for virtually every
one of Earth’s inhabitants, including the people of Maryland, and the City of Baltimore and its inhabitants.
142. Defendants at any time before or thereafter
could and reasonably should have taken any number of
steps to mitigate the damages caused by their fossil fuel
products, and their own comments reveal an awareness of
what some of these steps may have been. Defendants
should have made reasonable warnings to consumers, the
public, and regulators of the dangers known to Defendants of the unabated consumption of their fossil fuel products, and they should have taken reasonable steps to limit
the potential greenhouse gas emissions arising out of their
fossil fuel products.
143. But several key events during the period 1988–
1992 appear to have prompted Defendants to change their
tactics from general research and internal discussion on
climate change to a public campaign aimed at evading regulation of their fossil fuel products and/or emissions therefrom. These include:
a. In 1988, National Aeronautics and Space Administration (NASA) scientists confirmed that
human activities were actually contributing to
global warming.163 On June 23 of that year,
NASA scientist James Hansen’s presentation
of this information to Congress engendered
significant news coverage and publicity for the
See Peter C. Frumhoff et al., The Climate Responsibilities of
Industrial Carbon Producers, 132 CLIMATIC CHANGE 161 (2015).
163
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announcement, including coverage on the front
page of the New York Times.
b. On July 28, 1988, Senator Robert Stafford and
four bipartisan co-sponsors introduced S. 2666,
“The Global Environmental Protection Act,” to
regulate CO2 and other greenhouse gases. Four
more bipartisan bills to significantly reduce
CO2 pollution were introduced over the following ten weeks, and in August, U.S. Presidential
candidate George H.W. Bush pledged that his
presidency would “combat the greenhouse effect with the White House effect.”164 Political
will in the United States to reduce anthropogenic greenhouse gas emissions and mitigate
the harms associated with Defendants’ fossil
fuel products was gaining momentum.
c. In December 1988, the United Nations formed
the Intergovernmental Panel on Climate
Change (IPCC), a scientific panel dedicated to
providing the world’s governments with an objective, scientific analysis of climate change and
its environmental, political, and economic impacts.
d. In 1990, the IPCC published its First Assessment Report on anthropogenic climate
change,165 in which it concluded that (1) “there
is a natural greenhouse effect which already
N.Y. TIMES, The White House and the Greenhouse (May 9,
1998), http://www.nytimes.com/1989/05/09/opinion/the-white-houseand-the-greenhouse.html.
164
See IPCC, Reports, http://www.ipcc.ch/publications_and_data/
publications_and_data_reports.shtml.
165
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keeps the Earth warmer than it would otherwise be,” and (2) that
emissions resulting from human activities
are substantially increasing the atmospheric concentrations of the greenhouse
gases carbon dioxide, methane, chlorofluorocarbons (CFCs) and nitrous oxide.
These increases will enhance the greenhouse effect, resulting on average in an additional warming of the Earth’s surface.
The main greenhouse gas, water vapour,
will increase in response to global warming
and further enhance it.166
The IPCC reconfirmed these conclusions in
a 1992 supplement to the First Assessment
report.167
e. The United Nations began preparation for the
1992 Earth Summit in Rio de Janeiro, Brazil, a
major, newsworthy gathering of 172 world governments, of which 116 sent their heads of
state. The Summit resulted in the United Nations Framework Convention on Climate
Change (UNFCCC), an international environmental treaty providing protocols for future negotiations aimed at “stabiliz[ing] greenhouse
gas concentrations in the atmosphere at a level
IPCC, Climate Change: The IPCC Scientific Assessment, “Policymakers Summary” (1990), http://www.ipcc.ch/ipccreports/far/wg_
I/ipcc_far_wg_I_spm.pdf.
166
IPCC, 1992 IPCC Supplement to the First Assessment Report
(1992), http://www.ipcc.ch/publications_and_data/publications_ipcc_
90_92_assessments_far.shtml.
167
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that would prevent dangerous anthropogenic
interference with the climate system.”168
144. These world events marked a shift in public discussion of climate change, and the initiation of international efforts to curb anthropogenic greenhouse emissions—developments that had stark implications for, and
would have diminished the profitability of, Defendants’
fossil fuel products.
145. But rather than collaborating with the international community by acting to forestall, or at least decrease, their fossil fuel products’ contributions to global
warming, sea level rise, disruptions to the hydrolo
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