Amicus Curiae Brief — Department of Commerce, et al., Petitioners v. New York, et al.
Supreme Court briefApr 1, 2019
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No. 18-966
IN THE
Supreme Court
of the United States
___________
DEPARTMENT OF COMMERCE, ET AL.,
Petitioners,
v.
NEW YORK, ET AL.,
Respondents.
___________
On Writ of Certiorari Before Judgment
to the United States Court of Appeals
for the Second Circuit
___________
BRIEF OF CURRENT MEMBERS OF CONGRESS
AND BIPARTISAN FORMER MEMBERS OF
CONGRESS AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
___________
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW
Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amici Curiae
April 1, 2019
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
INTEREST OF AMICI CURIAE ..........................
1
SUMMARY OF ARGUMENT ..............................
1
ARGUMENT .........................................................
6
I.
The Text and History of the Census
Clause
Require
the
Federal
Government To Count All Persons To
Ensure Equal Representation for All
Persons .....................................................
6
The
Fourteenth
Amendment
Reaffirmed
the
Constitutional
Obligation To Count All Persons,
Citizen and Non-Citizen Alike .............
12
III. The Census Act Prohibits the Addition of
New Census Questions Where the
Relevant Information May Be Gathered
Using Existing Records .............................
15
IV. The Goal of Enforcing the Voting Rights
Act Does Not Justify Ignoring the
Requirements of the Constitution and the
Census Act..................................................
20
CONCLUSION ....................................................
23
APPENDIX ...........................................................
1A
II.
(i)
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Adams Fruit Co. v. Barrett,
494 U.S. 638 (1990) ...............................
20
Barnhart v. Sigmon Coal Co.,
534 U.S. 438 (2002) ...............................
18
Caring Hearts Pers. Home Servs., Inc. v.
Burwell,
824 F.3d 968 (10th Cir. 2016) ...............
18
Dep’t of Commerce v. U.S. House of
Representatives,
525 U.S. 316 (1999) ...............................
9
Encino Motorcars, LLC v. Navarro,
136 S. Ct. 2117 (2016) ...........................
19
Epic Sys. Corp. v. Lewis,
138 S. Ct. 1612 (2018) ...........................
6, 20
Evenwel v. Abbot,
136 S. Ct. 1120 (2016) ....................... 3, 7, 12, 14
Franklin v. Massachusetts,
505 U.S. 788 (1992) ...............................
17
King v. Burwell,
135 S. Ct. 2480 (2015) ...........................
19
Michigan v. EPA,
135 S. Ct. 2699 (2015) ...........................
19
Montes v. City of Yakima,
40 F. Supp. 3d 1377
(E.D. Wash. 2014) .................................
22
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
Murphy v. Smith,
138 S. Ct. 784 (2018) .............................
16
Peters v. Hobby,
349 U.S. 331 (1955) ...............................
18
SEC v. Chenery Corp.,
318 U.S. 80 (1943) .................................
19
Utah v. Evans,
536 U.S. 452 (2002) ........................ 3, 4, 8, 9, 10
Utility Air Reg. Grp. v. EPA,
573 U.S. 302 (2014) ...............................
18
Wesberry v. Sanders,
376 U.S. 1 (1964) ...................................
3
Constitutional Provisions and Legislative Materials
13 U.S.C. § 6(a) .........................................
16
13 U.S.C. § 6(b) .........................................
16
13 U.S.C. § 6(c) ......................................... passim
16 U.S.C. § 1456(c)(1)(A) ..........................
19
20 U.S.C. § 1412(5)(A) ..............................
19
42 U.S.C. § 2000cc-3(g) ............................
19
Cong. Globe, 39th Cong., 1st Sess.
(1865) .....................................................
13
Cong. Globe, 39th Cong., 1st Sess.
(1866) .............................................. 3, 13, 14, 15
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
2 The Debates in the Several State Conventions on the Adoption of the Federal Constitution (Jonathan Elliot ed., 2d ed.
1836) ......................................................
8
4 The Debates in the Several State Conventions on the Adoption of the Federal Constitution (Jonathan Elliot ed., 2d ed.
1836) ......................................................
6
The Declaration of Independence
(U.S. 1776) .............................................
7
H.R. Conf. Rep. 94-1719 (1976) ...............
16
Progress Rep. on the 2020 Census: Hearing
Before the H. Comm. on Oversight &
Gov’t Reform, 115th Cong. (May 8,
2018) ......................................................
21
1 The Records of the Federal Convention of
1787 (Max Farrand ed., 1911) .............. passim
2 The Records of the Federal Convention of
1787 (Max Farrand ed., 1911) ..............
11
Report of the Joint Committee on Reconstruction, at the First Session ThirtyNinth Congress (1866) ..........................
13
U.S. Const. amend. XIV, § 2 ....................
2, 12
U.S. Const. art. I, § 2, cl. 3 ....................... passim
v
TABLE OF AUTHORITIES – cont’d
Page(s)
Books, Articles, and Other Authorities
Akhil Reed Amar, America’s Constitution:
A Biography (2005) ...............................
8, 11
Margo Anderson, The Census and the Federal Statistical System: Historical Perspectives, 631 Annals of Am. Acad. of Pol.
& Soc. Sci. 152 (2010)............................
8
The Federalist No. 36 (Alexander Hamilton) (Clinton Rossiter rev. ed., 1999) ...
3, 10
1 Samuel Johnson, A Dictionary of the English Language (4th rev. ed. 1773) .........
9
James Madison, Census (Feb. 2, 1790), in
13 The Papers of James Madison (J.C.A.
Stagg ed., digital ed. 2010) ...................
9
Jack N. Rakove, Original Meanings: Politics and Ideas in the Making of the Constitution (1996) ......................................
7
2 Joseph Story, Commentaries on the Constitution § 633 (1833) ............................
10
Gordon S. Wood, The Creation of the American Republic, 1776–1787 (1998 ed.) ....
8
1
INTEREST OF AMICI CURIAE1
Amici curiae are current members of Congress and
bipartisan former members of Congress who have a
strong interest in ensuring that the Census Bureau respects its constitutional duty to count all persons living in the United States, citizen and noncitizen alike.
As current and former members of Congress, amici
know that Census data is used to make critically important decisions, including regarding how representatives are apportioned in Congress; how Electoral College votes are distributed amongst the states; how
state, local, and congressional districts are drawn; and
how billions of dollars of federal funds to local communities are allocated. Thus, amici also appreciate that
failing to count all persons in the United States—as
our Constitution requires—would be enormously damaging, and the consequences of an unfair, inaccurate
count would endure for at least the next ten years, and
possibly much longer. Amici thus have a strong interest in this case.
A full listing of amici appears in the Appendix.
SUMMARY OF ARGUMENT
On March 16, 2018, Commerce Secretary Wilbur
Ross issued a memorandum directing the Census Bureau to add a question to the 2020 Census asking all
persons residing in the United States to divulge their
1 The parties have consented to the filing of this brief and their
letters of consent have been filed with the Clerk. Under Rule 37.6
of the Rules of this Court, amici state that no counsel for a party
authored this brief in whole or in part, and no counsel or party
made a monetary contribution intended to fund the preparation
or submission of this brief. No person other than amici or their
counsel made a monetary contribution to its preparation or submission.
2
citizenship status. To justify this order, Secretary
Ross blatantly manipulated the administrative process. To start, he manufactured a Department of Justice request to add the citizenship question—a fact he
deliberately hid from members of Congress. Then, set
on adding a citizenship question regardless of what the
administrative record showed about the need for such
a question, Secretary Ross turned a blind eye to reams
of evidence that demonstrated that the addition of this
new question was unnecessary and would undermine
the accuracy of the Census. Secretary Ross’s actions
flouted both the government’s constitutional obligation under the Census Clause to ensure a count of all
persons and the laws Congress passed to safeguard the
integrity of this constitutionally mandated count.
The Census is the cornerstone of our democracy.
To ensure equal representation for all, the Constitution, through both Article I, Section 2 and the Fourteenth Amendment, explicitly requires the federal government to accurately conduct an “actual Enumeration” of the people. U.S. Const. art. I, § 2, cl. 3. This
language places a clear duty on the federal government to count the “whole number of persons in each
State,” id. amend. XIV, § 2. In other words, the federal
government must count all people living in the United
States, whether they are citizens or noncitizens,
whether they were born in the United States or in a
distant part of the world.
This constitutional imperative that there be an
“actual Enumeration,” id. art. I, § 2, cl. 3, of the people
reflects the Framers’ conclusion—first at the nation’s
Framing more than two centuries ago and then again
in the aftermath of our nation’s bloody civil war—that
total population is the “natural & precise measure of
Representation,” 1 The Records of the Federal Convention of 1787, at 605 (Max Farrand ed., 1911)
3
[hereinafter Records of the Federal Convention], and
“the only true, practical, and safe republican principle,” Cong. Globe, 39th Cong., 1st Sess. 2767 (1866);
id. (“Numbers, not voters; numbers, not property; this
is the theory of the Constitution.”). “As the Framers of
the Constitution and the Fourteenth Amendment comprehended, representatives serve all residents . . . .”
Evenwel v. Abbot, 136 S. Ct. 1120, 1132 (2016). Thus,
the Constitution draws no distinction between citizens
and noncitizens, but rather requires that the “whole
immigrant population should be numbered with the
people and counted as part of them.” Cong. Globe,
39th Cong., 1st Sess. 432. It imposes a constitutional
duty on the federal government to conduct a complete
and accurate count of everyone in order to realize the
“Constitution’s plain objective of making equal representation for equal numbers of people the fundamental
goal for the House of Representatives.” Wesberry v.
Sanders, 376 U.S. 1, 18 (1964).
The Constitution’s mandate that the federal government count the population of the entire nation to
ensure equal representation for all persons creates a
“strong constitutional interest in accuracy.” Utah v.
Evans, 536 U.S. 452, 478 (2002). The Framers knew
that “those who have power in their hands will . . . always when they can . . . increase it,” 1 Records of the
Federal Convention at 578. They thus enshrined the
requirement that all persons be counted directly into
the Constitution to “shut[] the door to partiality or oppression,” The Federalist No. 36, at 188 (Alexander
Hamilton) (Clinton Rossiter rev. ed., 1999), and prevent the government from using “a mode” of taking the
census “as will defeat the object[] and perpetuate the
inequality,” 1 Records of the Federal Convention at
571. In short, the Framers “placed a high[] value on
preventing political manipulation,” Evans, 536 U.S. at
4
506 (Thomas, J., concurring in part and dissenting in
part), and the federal government may not manipulate
the Census in order to evade the Constitution’s requirement that all persons be counted.
While the Framers mandated in the Constitution
itself that there be an “actual Enumeration” of the people, U.S. Const. art. I, § 2, cl. 3, they “did not write
detailed census methodology into the Constitution,”
Evans, 536 U.S. at 479 (majority opinion). Instead,
they left it to Congress to prescribe the “Manner” of
taking the Census. U.S. Const., art. I, § 2, cl. 3. Using
this express constitutional power, Congress has prohibited the Commerce Secretary from adding new
questions to the Census when the information those
questions would produce could be obtained from administrative records. By prohibiting unnecessary Census questions, Congress sought to reduce the burden
on Census respondents and to ensure that the constitutionally required count of all persons remains predominant.
Specifically, Section 6 of the Census Act provides,
in relevant part, that “[t]o the maximum extent possible and consistent with the kind, timeliness, quality
and scope of the statistics required, the Secretary shall
acquire and use information available” from administrative records “instead of conducting direct inquiries.”
13 U.S.C. § 6(c). As the statute’s plain language reflects, the Secretary must “acquire and use” administrative records to satisfy its information-gathering
needs “[t]o the maximum extent possible” rather than
“conducting direct inquiries,” id., which could deter
participation and detract from the count of all persons—the “actual Enumeration” the Constitution expressly mandates, U.S. Const. art. I, § 2, cl. 3. This is
an explicit, clear-cut command prohibiting the
5
addition of new questions to the Census where the relevant information may be gathered using existing records.
Secretary Ross’s decision to add the citizenship
question cannot be squared with this requirement, and
tellingly Secretary Ross never even addressed this provision in his memorandum ordering the addition of the
citizenship question. When Secretary Ross first formally proposed asking all persons to report their citizenship status, the Census Bureau objected that a
mandatory citizenship question would “harm[] the
quality of the census count, and would use substantially less accurate citizenship data than are available
from administrative sources.” See App. Cert. 47a; see
id. at 9a (“[H]undreds of thousands—if not millions—
of people will go uncounted in the census if the citizenship question is included.”). Secretary Ross demanded
the addition of the citizenship question anyway, ignoring Congress’s directive to “acquire and use” administrative records and avoid “direct inquiries” “[t]o the
maximum extent possible.” 13 U.S.C. § 6(c). This violation of an explicit limitation contained in the Census
Act requires that Secretary Ross’s order be set aside. 2
Secretary Ross’s proffered justification for the citizenship question—to better enforce the Voting Rights
Act—cannot justify the Secretary’s blatant violation of
Section 6(c). First of all, the Secretary has no expertise with respect to the Voting Rights Act and no
2 In addition to the Section 6(c) violation, the district court held
that the addition of the citizenship question violated the Administrative Procedure Act in “multiple independent ways,” including
that the decision was arbitrary and capricious, violated procedural requirements, and concealed the true basis for the decision.
App. Cert. 9a-10a. This brief does not address those independent
bases for affirmance.
6
authority to enforce it. See Epic Sys. Corp. v. Lewis,
138 S. Ct. 1612, 1629 (2018). Second, citizenship data
could have been obtained from administrative records
in a manner entirely consistent with the Census Act.
Third, a citizenship question has never been viewed as
necessary to ensure robust protection of the right to
vote free from racial discrimination. Indeed, since the
passage of the Voting Rights Act in 1965, the Census
has never asked all persons to report their citizenship
status. In sum, the Secretary offers nothing more than
a specious explanation for his decision, and this explanation cannot justify undercutting what the Constitution mandates: a count of all the people, regardless of
their citizenship status.
ARGUMENT
I. The Text and History of the Census Clause
Require the Federal Government To Count
All Persons To Ensure Equal Representation
for All Persons.
In order to ensure that “the foundations of this government should be laid on the broad basis of the people,” 4 The Debates in the Several State Conventions on
the Adoption of the Federal Constitution 21 (Jonathan
Elliot ed., 2d ed. 1836) [hereinafter Elliot’s Debates],
Article I, Section 2 provides that “Representatives . . .
shall be apportioned among the several States which
may be included within this Union, according to their
respective Numbers, which shall be determined by
adding to the whole Number of free Persons . . . three
fifths of all other Persons.” U.S. Const. art. I, § 2,
cl.3. To ensure a proper count of the nation’s total population, Article I, Section 2 requires that an “actual
Enumeration shall be made within three Years after
the first Meeting of the Congress of the United States,
7
and within every subsequent Term of ten Years, in
such Manner as they shall by Law direct.” Id.
In choosing the total-population standard, the
Framers decreed that “as all authority was derived
from the people, equal numbers of people ought to have
an equal no. of representatives.” 1 Records of the Federal Convention at 179. Determining representation
in Congress based on a count of all persons reflected
that “every individual of the community at large has
an equal right to the protection of government.” Id. at
473; id. at 477 (“[T]he people shd. be repre[se]nted in
proportion to [their] numbers, the people then will be
free . . . .”); Evenwel, 136 S. Ct. at 1129 (explaining that
“the principle of representational equality figured
prominently in the decision to count people, whether
or not they qualify as voters”).
The idea that all persons should enjoy equal representation had deep roots in America’s bid for independence from England. The Framers were familiar
with what James Madison called the “vicious representation in G. B.,” 1 Records of the Federal Convention at 464, in which “so many members were elected
by a handful of easily managed voters in ‘pocket’ and
‘rotten’ boroughs, while populous towns went grossly
underrepresented or not represented at all,” Jack N.
Rakove, Original Meanings: Politics and Ideas in the
Making of the Constitution 210 (1996). The Declaration of Independence charged that King George III had
forced the colonists to “relinquish the right of Representation in the Legislature, a right inestimable to
them and formidable to tyrants only.” The Declaration
of Independence para. 5 (U.S. 1776). Having seen the
political system manipulated for partisan ends in England, the Framers strove to design a system that would
reflect the principle that a “free and equal representation is the best, if not the only foundation upon which
8
a free government can be built.” 2 Elliot’s Debates at
25 (emphasis omitted). Of all “the electoral safeguards
for the representational system,” none “was as important to Americans as equality of representation.”
Gordon S. Wood, The Creation of the American Republic, 1776–1787, at 170 (1998 ed.).
To achieve these goals, the Framers imposed on the
federal government a duty to conduct a complete and
accurate count of all people residing in the nation, creating a structural protection for equal representation.
This was a revolutionary undertaking. “While other
nations had attempted population counts, none had
made the count itself an important method of maintaining democracy by mandating it through a founding
document.” Evans, 536 U.S. at 510 (Thomas, J., concurring in part and dissenting in part); Margo Anderson, The Census and the Federal Statistical System:
Historical Perspectives, 631 Annals of Am. Acad. of Pol.
& Soc. Sci. 152, 154 (2010) (“With th[e Census
Clause’s] words, the United States became the first nation in the history of the world to take a population
census and use it to allocate seats in a national assembly according to population.”). Thus, at a time when
“democratic self-government existed almost nowhere
on earth,” Akhil Reed Amar, America’s Constitution: A
Biography 8 (2005), the Framers made the Census the
cornerstone of the democratic system of government
they created.
The text of Article I, Section 2 provided a “conjectural ratio” for the apportionment of representatives
“to prevail in the outset,” but the Framers refused to
permit guesswork to be used going forward. 1 Records
of the Federal Convention at 578; Evans, 536 U.S. at
475 (“[T]he original allocation of seats in the House
was based on a kind of ‘conjectur[e],’ in contrast to the
deliberately taken count that was ordered for the
9
future.” (quoting 1 Records of the Federal Convention
at 578-79)). As George Mason argued, “a Revision
from time to time according to some permanent & precise standard” was “essential to [the] fair representation required in the 1st. branch.” 1 Records of the Federal Convention at 578. While the Framers did not
prescribe a “detailed census methodology,” Evans, 536
U.S. at 479, they established a firm rule that the political branches cannot vary: all persons must be
counted, regardless of where they are from.
Wary that those in power might try to undermine
the promise of equal representation for all, the Framers insisted on an “actual Enumeration”—a national
count of all inhabitants—once every ten years. U.S.
Const. art. I, § 2, cl. 3. As Founding-era dictionaries
make clear, “an ‘enumeration’ requires an actual
counting.” Dep’t of Commerce v. U.S. House of Representatives, 525 U.S. 316, 346 (1999) (Scalia, J., concurring in part) (collecting dictionary definitions); Evans,
536 U.S. at 475 (“Late-18th-century dictionaries define
the word simply as an ‘act of numbering or counting
over . . . .’” (quoting 1 Samuel Johnson, A Dictionary of
the English Language 658 (4th rev. ed. 1773))). As
James Madison observed during debates over the First
Census Act, while “there will be more difficulty attendant on taking the census, in the way required by
the [C]onstitution,” a count of all persons would provide “the exact number” rather than “assertions and
conjectures.” James Madison, Census (Feb. 2, 1790),
in 13 The Papers of James Madison (J.C.A. Stagg ed.,
digital ed. 2010). The constitutional requirement of an
“actual Enumeration,” U.S. Const. art. I, § 2, cl. 3,
would help ensure that “every individual of the community at large has an equal right to the protection of
government,” 1 Records of the Federal Convention at
10
473, and prevent political manipulation of our democratic system of government.
As the debates over the Census Clause at the Constitutional Convention reflect, the Framers understood that “those who have power in their hands will
not give it up while they can retain it. On the [c]ontrary we know they will always when they can rather
increase it.” Id. at 578; Evans, 536 U.S. at 500
(Thomas, J., concurring in part and dissenting in part)
(observing that “[d]ebate about apportionment and the
census . . . focused for the most part on creating a
standard that would limit political chicanery”). The
Framers’ decision to mandate a national count of all
inhabitants every ten years to ensure equal representation for all persons “had the recommendation of
great simplicity and uniformity in its operation, of being generally acceptable to the people, and of being less
liable to fraud and evasion, than any other, which
could be devised.” 2 Joseph Story, Commentaries on
the Constitution § 633, at 107 (1833). As Alexander
Hamilton emphasized, “[a]n actual census or enumeration of the people must furnish the rule, a circumstance which effectively shuts the door to partiality or
oppression.” The Federalist No. 36, supra, at 188 (Alexander Hamilton).
In short, both supporters and opponents recognized
that a fixed constitutional standard would limit opportunities for manipulation of our representative democracy. Gouverneur Morris opposed the Census Clause
as “fettering the Legislature too much,” but he recognized that if the mode for taking the Census was “unfixt the Legislature may use such a mode as will defeat
the object[] and perpetuate the inequality.” 1 Records
of the Federal Convention at 571. In response, Edmund Randolph pointed out that “[i]f the danger suggested by Mr. Govr. Morris be real, of advantage being
11
taken of the Legislature in pressing moments, it was
an additional reason, for tying their hands in such a
manner that they could not sacrifice their trust to momentary considerations.” Id. at 580. This argument
carried the day, and the Framers concluded that “the
periods & the rule of revising the Representation ought
to be fixt by the Constitution.” Id. at 582.
The Constitution’s rule that representatives would
be apportioned based on an “actual Enumeration” of
the people, U.S. Const. art. I, § 2, cl. 3, however, was
undercut by the Three-Fifths Clause, which provided
that, for the purpose of determining representation in
Congress, enslaved persons would be counted as threefifths of a person. “The more slaves the Deep South
could import from the African continent—innocents
born in freedom and kidnapped across an ocean to be
sold on auction blocks—the more seats it would earn
in the American Congress.” Amar, supra, at 90. During the debates in the Convention, Gouverneur Morris
and others argued strenuously against the adoption of
the Three-Fifths Clause, pointedly asking “[u]pon
what principle is it that the slaves shall be computed
in the representation? Are they men? Then make
them Citizens & let them vote? Are they property?
Why then is no other property included?” 2 Records of
the Federal Convention at 222. The upshot of the
Clause was that “the inhabitant of Georgia and S. C.
who goes to the coast of Africa, and . . . tears away his
fellow creatures from their dearest connections &
dam(n)s them to the most cruel bondages, shall have
more votes in a Govt. instituted for protection of the
rights of mankind.” Id.
Despite these arguments, the Convention approved
the Three-Fifths Clause, which it deemed a compromise necessary to ensure the Constitution’s ratification. Nearly 80 years later, following a bloody civil war
12
fought over our nation’s original sin of slavery, the
Framers of the Fourteenth Amendment would revisit
the Constitution’s system of representation in the
wake of emancipation and abolition, as the next Section discusses.
II. The Fourteenth Amendment Reaffirmed the
Constitutional Obligation To Count All Persons, Citizen and Non-Citizen Alike.
With the adoption of Section 2 of the Fourteenth
Amendment, which provides that “Representatives
shall be apportioned among the several States according to their respective numbers, counting the whole
number of persons in each State, excluding Indians not
taxed,” U.S. Const. amend XIV, § 2, the Founding generation’s commitment to equal representation for all
as determined by a national count of all persons was
finally realized. Yet it took seven months of heated
debate for this guarantee of equal representation for
all persons to emerge. During the debates over the
Fourteenth Amendment, many in Congress sought a
drastic change in our constitutional principle of equal
representation, arguing that only citizens or voters
should be counted in determining representation. The
Framers of the Fourteenth Amendment decisively rejected those arguments and reaffirmed total population as the Constitution’s basis for representation. Evenwel, 136 S. Ct. at 1128. As Jacob Howard explained
in introducing the Fourteenth Amendment, “numbers,” that is, total population, is “the most just and
satisfactory basis, and this is the principle upon which
the Constitution itself was originally framed, that the
basis of representation should depend upon numbers;
and such . . . is the safest and most secure principle
upon which the Government can rest. Numbers, not
voters; numbers, not property; this is the theory of the
13
Constitution.”
2767.
Cong. Globe, 39th Cong., 1st Sess.
When the Thirty-Ninth Congress met in December
1865, questions of representation were front and center. With the Three-Fifths Clause a nullity and the
full personhood of formerly enslaved African Americans recognized for the purpose of representation, the
Framers of the Fourteenth Amendment were concerned that the Southern states would gain an ill-gotten windfall: far more representation in Congress and
in the Electoral College than they had before they seceded from the Union. See, e.g., id. at 357 (“Shall the
death of slavery add two fifths to the entire power
which slavery had when slavery was living?”). As the
Joint Committee on Reconstruction, which was tasked
with drafting the Fourteenth Amendment, explained,
“[t]he increase of representation necessarily resulting
from the abolition of slavery was considered the most
important element in the questions arising out of the
changed condition of affairs, and the necessity for
some fundamental action in this regard seemed imperative.” Report of the Joint Committee on Reconstruction, at the First Session Thirty-Ninth Congress xiii
(1866).
During debates over the Fourteenth Amendment,
many urged a fundamental change in constitutional
principles of equal representation, insisting that “representation shall be based on citizens of the United
States who may be male adult voters” so that “every
voter should be equal in political power all over the
Union.” Cong. Globe, 39th Cong., 1st Sess. 404. Some
even called for overhauling the Census Clause and
putting in its place a “true census of the legal voters.”
Id. at 10 (1865). But as this Court has recognized,
“[v]oter-based apportionment proponents encountered
fierce resistance . . . . Much of the opposition was
14
grounded in the principle of representational equality.” Evenwel, 136 S. Ct. at 1128. Supporters of the
Fourteenth Amendment argued that such a change in
our Constitution’s system of representation would be
“an abandonment of one of the oldest and safest landmarks of the Constitution” and would “introduce[] a
new principle in our Government, whose evil tendancy
and results no man can measure to-day.” Cong. Globe,
39th Cong., 1st Sess. 377. Instead, the Reconstruction
Framers insisted on “leav[ing] the primary basis of
representation where it was placed by our fathers, the
whole body of the people.” Id. at 385.
Particularly relevant here, Representative John
Bingham argued that it would be unwise to “strike
from the basis of representation the entire immigrant
population not naturalized,” observing that “[u]nder
the Constitution as it now is and as it always has been,
the entire immigrant population of this country is included in the basis of representation.” Id. at 432. In
his view, the “whole immigrant population should be
numbered with the people and counted as part of
them.” Id.; id. at 411 (arguing that representation
based on number of voters “takes from the basis of representation all unnaturalized foreigners”). Others
made similar arguments, insisting that representation
should be based “on the largest basis of population,
counting every man, woman, and child,” id. at 1280,
and that “the whole population is represented; that
although all do not vote, yet all are heard. That is the
idea of the Constitution,” id. at 705. The Fourteenth
Amendment’s proponents refused to “throw[] out of the
basis at least two and a half millions of unnaturalized
foreign-born men and women,” insisting that “[a] community may be represented, every man in the community may be represented, and every woman and child
in the community may be represented, and yet not
15
every man twenty-one years of age be a voter.” Id. at
1256, 1279-80. “All the people, or all the members of a
State or community, are equally entitled to protection;
they are all subject to its laws; they must all share its
burdens, and they are all interested in its legislation
and government.” Id. at 2962.
These proponents of equal representation ultimately carried the day, and Congress adopted the
Fourteenth Amendment, insisting that total population, not citizen or voter population, was the basis for
our Constitution’s system of representation. The
Fourteenth Amendment, which was approved by the
people and became a part of the Constitution in 1868,
reaffirmed that our Constitution’s system of equal representation for all depends on a count of the nation’s
entire population, including noncitizens. As this history shows, the purpose of the Census has never been
to count just citizens, but rather to count “the whole
body of the people.” Id. at 385.
III. The Census Act Prohibits the Addition of
New Census Questions Where the Relevant
Information May Be Gathered Using Existing Records.
As this history shows, the Constitution mandates a
count of all persons, citizen and noncitizen alike, for
the purpose of apportioning the House of Representatives in a manner that ensures equal representation
for all. Reflecting the importance of the constitutionally mandated count of all persons, Congress has used
its express power to regulate the “Manner” of the Census to limit the authority of the Secretary of Commerce
to add new questions to the Census. U.S. Const., art.
I, § 2, cl. 3.
Congress has done this, in part, through Section 6
of the Census Act, which contains three separate
16
provisions. First, Section 6(a) addresses the authority
of the Secretary of Commerce to obtain records held by
other parts of the federal government, providing that
“[t]he Secretary, whenever he considers it advisable,
may call upon any other department, agency, or establishment of the Federal Government, or of the government of the District of Columbia, for information pertinent to the work provided for in this title.” 13 U.S.C.
§ 6(a). Second, Section 6(b) addresses the Secretary’s
authority to obtain records held by state or local governments, authorizing “[t]he Secretary” to “acquire,
by purchase or otherwise, from States, counties, cities,
or other units of government, or their instrumentalities, or from private persons and agencies, such copies
of records, reports, and other material as may be required for the efficient and economical conduct of the
censuses and surveys provided for in this title.” Id.
§ (6)(b). Third, and finally, Section 6(c) provides that
“[t]o the maximum extent possible and consistent with
the kind, timeliness, quality and scope of the statistics
required, the Secretary shall acquire and use information available from any source referred to in subsection (a) or (b) of this section instead of conducting
direct inquiries.” Id. § 6(c).
As the plain language of Section 6(c) reflects, the
Secretary “shall acquire and use” administrative records to satisfy its information-gathering needs “[t]o the
maximum extent possible” rather than “conducting direct inquiries.” Id. This language is phrased in mandatory terms, imposing a “nondiscretionary duty” on
the Secretary of Commerce to use administrative records where feasible. Murphy v. Smith, 138 S. Ct. 784,
787 (2018). Congress imposed this limitation to “reduc[e] respondent burden,” H.R. Conf. Rep. 94-1719, at
10 (1976), and to ensure that the Secretary of Commerce “conduct[s] a census that is accurate and that
17
fairly accounts for the crucial representational rights
that depend on the census and the apportionment,”
Franklin v. Massachusetts, 505 U.S. 788, 820 (1992)
(Stevens, J., concurring in part and concurring in the
judgment). It therefore prevents the Secretary of Commerce from adding questions to the Census that might
deter participation when the information could be obtained through existing records. And it prevents the
Secretary from adding questions to the Census that
might bias the count and thereby manipulate the constitutionally required count of all persons. As the text
of the law reflects, Congress was concerned that adding new questions might impose too great a burden on
respondents or limit their willingness to participate in
the Census. The solution, Congress concluded, was to
insist that the Secretary of Commerce use administrative records, to the maximum extent possible, to gather
any additional information he or she might want.
This statutory command puts the thumb firmly on
the scale against adding new questions to the Census
when, considering the character of the “statistics required,” existing records can be used to supply the information in question. 13 U.S.C. § 6(c). Indeed, even
if the federal government does not itself possess the
relevant information, the Census Act directs the Secretary to “acquire” those records rather than add new
“direct inquiries” to the Census. Id. In sum, “[t]o the
maximum extent possible,” the Secretary must “acquire and use” pre-existing records rather than “conducting direct inquiries” which could deter participation and detract from the count of all persons—the sole
question the Constitution expressly mandates. Id.
As the record reflects, in adding a citizenship question, Secretary Ross ignored Section 6(c) entirely. Secretary Ross never gave any explanation—much less a
reasoned one—regarding how the addition of the
18
citizenship question could be squared with Congress’s
command to “acquire and use” administrative records
“[t]o the maximum extent possible.” Id. Indeed, Secretary Ross analyzed the question whether to add a direct inquiry asking all persons to divulge their citizenship status as if Section 6(c) simply did not exist. In
effect, by this critical omission, Secretary Ross read a
critical provision out of the Census Act—the very Act
he was charged with enforcing. This, of course, transgressed long settled principles that demand that agencies act in accord with the rule of law. See Utility Air
Reg. Grp. v. EPA, 573 U.S. 302, 328 (2014) (“[A]n
agency may not rewrite clear statutory terms to suit
its own sense of how the statute should operate.”);
Barnhart v. Sigmon Coal Co., 534 U.S. 438, 462 (2002)
(“We will not alter the text in order to satisfy the policy
preferences of the Commissioner.”); Peters v. Hobby,
349 U.S. 331, 345 (1955) (“Agencies . . . must of course
be free to give reasonable scope to the terms conferring
their authority. But they are not free to ignore plain
limitations on that authority.”); Caring Hearts Pers.
Home Servs., Inc. v. Burwell, 824 F.3d 968, 970 (10th
Cir. 2016) (Gorsuch, J.) (“For surely one thing no
agency can do is apply the wrong law to citizens who
come before it, especially when the right law would appear to support the citizen and not the agency.”).
The Department of Justice offers two arguments
to justify Secretary Ross’s flouting of Section 6(c).
Both are meritless.
First, the Department insists that Section 6(c)’s requirement that the Secretary “shall acquire and use”
administrative records “[t]o the maximum extent possible” rather than “conducting direct inquiries,” 13
U.S.C. § 6(c), contains “no judicially manageable
standards to evaluate compliance with its terms.”
Pet’rs Br. 45-46. This ignores the text enacted by
19
Congress, which imposes a legal duty on the Secretary
of Commerce to use administrative records “[t]o the
maximum extent” possible, 13 U.S.C. § 6(c), a phrase
Congress often uses to constrain governmental action,
see 16 U.S.C. § 1456(c)(1)(A) (Coastal Zone Management Act); 20 U.S.C. § 1412(5)(A) (Individuals with
Disabilities Education Act); 42 U.S.C. § 2000cc-3(g)
(Religious Land Use and Institutionalized Persons Act
of 2000). Instead of giving effect to Section 6(c), the
Department would simply have this Court read it out
of the Census Act, in contravention of this Court’s duty
to “respect the role of the Legislature and take care not
to undo what it has done,” King v. Burwell, 135 S. Ct.
2480, 2496 (2015).
Second, the Department argues that Secretary
Ross’s failure to explicitly consider the limitations contained in Section 6(c) is irrelevant because the provision’s requirements have nonetheless been satisfied.
See Pet’rs Br. 48. But “[t]his line of reasoning contradicts the foundational principle of administrative law
that a court may uphold agency action only on the
grounds that the agency invoked when it took the action.” Michigan v. EPA, 135 S. Ct. 2699, 2710 (2015)
(citing SEC v. Chenery Corp., 318 U.S. 80, 87 (1943)).
The Secretary’s decision in this case “‘must be measured by what [he] did, not by what [he] might have
done.’” Id. at 2711 (quoting Chenery, 318 U.S. at 9394). The Department of Justice can take no solace in
the fact that Secretary Ross considered whether to rely
on administrative records, because it is undisputed
that the Secretary did not consider at all his legal duty
to use those records “[t]o the maximum extent possible,” 13 U.S.C. § 6(c). “Whatever potential reasons the
Department might have given,” the Secretary of Commerce gave “no reasons at all” to justify his conduct
under the Census Act. Encino Motorcars, LLC v.
20
Navarro, 136 S. Ct. 2117, 2127 (2016). If federal agencies were permitted to engage in the kind of creative
reconstruction of agency action that the Department
offers here, it would render Chenery a nullity.
In sum, because Secretary Ross ran roughshod
over Congress’s clear directive to “acquire and use” administrative records “[t]o the maximum extent possible,” 13 U.S.C. § 6(c), his order must be set aside.
IV. The Goal of Enforcing the Voting Rights Act
Does Not Justify Ignoring the Requirements
of the Constitution and the Census Act.
Rather than follow his constitutional obligation to
ensure an “actual Enumeration” of the people, U.S.
Const. art. I, § 2, cl. 3, and his duty under the Census
Act to avoid “direct inquiries” to the “maximum extent
possible,” 13 U.S.C. § 6(c), the Secretary insisted that
a citizenship question was necessary to better enforce
the Voting Rights Act. This flimsy rationale—which
was never mentioned at all until Secretary Ross engineered DOJ’s request for a citizenship question—cannot survive even the most cursory review.
First, the Secretary has no expertise with respect
to the Voting Rights Act and no authority to enforce it.
See Epic Sys. Corp., 138 S. Ct. at 1629. Thus, this
Court must exercise its own judgment in determining
whether the addition of this question is necessary. See
id.; see also id. (the Secretary should not have “bootstrap[ped] [him]self into an area in which [he] has no
jurisdiction” (quoting Adams Fruit Co. v. Barrett, 494
U.S. 638, 650 (1990))).
Second, since the passage of the Voting Rights Act
in 1965, the Census has never asked all persons to report their citizenship status. Such data is not necessary to enforce the Voting Rights Act. John Gore, the
primary author of the Department of Justice request
21
for the citizenship question, has admitted as much.
App. Cert. 94a-95a (concession that “‘CVAP data collected through the census questionnaire is not necessary for DOJ’s VRA enforcement efforts’” (citation
omitted)).
Indeed, for the last 53 years—until this Administration’s eleventh-hour proposal to add a citizenship
question to the 2020 Census—no one has ever suggested that enforcement of the Voting Rights Act was
hampered by the failure of the Census Bureau to ask
all persons residing in the United States to divulge
their citizenship status. The members of Congress
who wrote the Voting Rights Act and its amendments
have never so much as suggested that the Census
should ask all persons in the country to provide their
citizenship status in order to ensure proper enforcement of the Act. Nor have the civil rights lawyers or
Department of Justice lawyers who bring lawsuits to
enforce the Voting Rights Act, or the state and local
governmental entities that defend their electoral practices against Voting Rights Act challenges. See, e.g.,
Progress Rep. on the 2020 Census: Hearing Before the
H. Comm. on Oversight & Gov’t Reform, 115th Cong.
14 (May 8, 2018) (testimony of Professor Justin Levitt)
(“Despite a deep commitment to enforcing the Voting
Rights Act . . . we never requested that the decennial
enumeration include a question relating to citizenship.
Nor had the Civil Rights Division of any Justice Department, under any Administration, for the previous
53 years.”). The citizenship question is a solution in
search of a problem. For good reason, the district court
concluded that there was “no evidence in the Administrative Record” that better citizenship data was
needed to enforce the Voting Rights Act and, in fact,
there was “plenty of evidence to the contrary.” App.
Cert. 295a.
22
Third, citizenship data—which is just one of many
pieces of evidence currently used to prove a violation
of the Voting Rights Act—is already available through
the American Community Survey, and litigants and
courts have been using this data to evaluate Voting
Rights Act claims for decades. “Although [this] data
may not be perfectly accurate, it is routinely relied
upon in § 2 cases.” Montes v. City of Yakima, 40 F.
Supp. 3d 1377, 1393 (E.D. Wash. 2014). Further, if the
goal was to obtain additional data for courts and litigants to use to resolve voting rights controversies, Secretary Ross could have used administrative records to
do so. Voting rights enforcement did not require jettisoning the Census Act’s command that administrative
records be used to the “maximum extent possible.”
13 U.S.C. § 6(c).
Fourth, although the American Community Survey
data is not perfect, the data that will result from the
addition of this citizenship question will, as the district
court found, almost certainly be even worse. Because
“hundreds of thousands—if not millions—of people
will go uncounted in the census if the citizenship question is included,” App. Cert. 9a, it will produce inaccurate data, which will skew how courts evaluate voting
rights claims. The result will be to hurt the very communities the Voting Rights Act was enacted to protect.
In sum, the citizenship question will produce a disproportionate undercount of minority communities,
which will make it harder for them to claim the Voting
Rights Act protections. Thus, rather than aiding enforcement of the Voting Rights Act, addition of the citizenship question will actually undermine the goal of
enhanced voting rights enforcement. The Secretary’s
proffered justification thus provides no support for the
addition of the citizenship question.
23
CONCLUSION
For the foregoing reasons, the judgment of the district court should be affirmed.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW
Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amici Curiae
April 1, 2019
* Counsel of Record
1A
APPENDIX:
LIST OF AMICI
U.S. Senate
Schatz, Brian
Senator of Hawai‘i
Bennet, Michael F.
Senator of Colorado
Blumenthal, Richard
Senator of Connecticut
Booker, Cory A.
Senator of New Jersey
Brown, Sherrod
Senator of Ohio
Cardin, Benjamin L.
Senator of Maryland
Coons, Christopher A.
Senator of Delaware
Dorgan, Byron
Former Senator of North Dakota
Duckworth, Tammy
Senator of Illinois
Durbin, Richard J.
Senator of Illinois
Feinstein, Dianne
Senator of California
2A
LIST OF AMICI – cont’d
Gillibrand, Kirsten
Senator of New York
Harris, Kamala D.
Senator of California
Hart, Gary
Former Senator of Colorado
Hirono, Mazie K.
Senator of Hawai‘i
Kaine, Tim
Senator of Virginia
Kerry, John
Former Senator of Massachusetts
Klobuchar, Amy
Senator of Minnesota
Levin, Carl
Former Senator of Michigan
Merkley, Jeffrey A.
Senator of Oregon
Reed, Jack
Senator of Rhode Island
Udall, Mark
Former Senator of Colorado
Udall, Tom
Senator of New Mexico
3A
LIST OF AMICI – cont’d
Whitehouse, Sheldon
Senator of Rhode Island
Wirth, Timothy E.
Former Senator of Colorado
Wyden, Ron
Senator of Oregon
U.S. House of Representatives
Berman, Howard
Former Representative of California
Edwards, Mickey
Former Representative of Oklahoma
Morella, Constance
Former Representative of Maryland
Schneider, Claudine
Former Representative of Rhode Island
Smith, Peter
Former Representative of Vermont
Waxman, Henry A.
Former Representative of California
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.