Respondents Brief — Jamal Knox, Petitioner v. Pennsylvania
Supreme Court briefFeb 28, 2019
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No. 18-949
___________
IN THE
SUPREME COURT OF THE UNITED STATES
___________
JAMAL KNOX,
Petitioner
V.
COMMONWEALTH OF PENNSYLVANIA,
Respondent
___________
On Petition for a Writ of Certiorari to the
Supreme Court of Pennsylvania
___________
RESPONDENT’S BRIEF IN OPPOSITION
TO PETITION FOR WRIT OF CERTIORARI
___________
STEPHEN A. ZAPPALA, JR.
District Attorney
MICHAEL W. STREILY
Deputy District Attorney
FRANCESCO L. NEPA*
Assistant District Attorney
*Counsel of Record
Office of the District Attorney
401 Allegheny County Courthouse
Pittsburgh, Pennsylvania 15219-2489
(412) 350-4377
QUESTION PRESENTED
The petitioner, asserting that the court below
found it irrelevant whether a reasonable person
would find his song objectively threatening, asks
whether the government, in order to establish that a
statement is a true threat unprotected by the First
Amendment, must show that a reasonable person
would regard that statement as an actual threat, “or
whether it is enough to show only the speaker’s
subjective intent to threaten.”
But it is clear that the court did not find the
objectively threatening nature of the song to be
irrelevant—the matter was never even in dispute;
thus, does the petitioner’s mischaracterization of the
court’s decision itself preclude review? And even if
not, should review be denied because the case does not
allow this Court the opportunity to decide the precise
level of intent necessary to sustain a threat conviction
that does not run afoul of the First Amendment?
i
TABLE OF CONTENTS
QUESTION PRESENTED
i
OPINIONS BELOW
1
JURISDICTION
2
STATEMENT OF THE CASE
2
REASONS FOR DENYING THE WRIT
13
I.
THE SUPREME COURT OF
PENNSYLVANIA DID NOT, AS
THE PETITIONER CLAIMS,
ADOPT
“A
PURELY
SUBJECTIVE TRUE-THREAT
STANDARD”;
THUS,
HIS
PETITION RELIES UPON A
FALSE
PREMISE.
REGARDLESS, THE INSTANT
SITUATION
DOES
NOT
WARRANT REVIEW BECAUSE
IT DOES NOT PROVIDE THIS
HONORABLE COURT WITH
THE
OPPORTUNITY
TO
DECIDE THE PRECISE LEVEL
OF INTENT NECESSARY TO
SUSTAIN
A
THREAT
CONVICTION THAT IS NOT
VIOLATIVE OF THE FIRST
AMENDMENT. ........................ 13
CONCLUSION
25
ii
TABLE OF CITATIONS
Cases
Commonwealth v. Pennsylvania, 130 A.3d 698
(Pa. 2015)………………………………………………….7
Elonis v. United States, 135 S.Ct. 2001 (2015)…18-19
Perez v. Florida, 137 S.Ct. 853 (2017)………18, 20-21
Virginia v. Black, 538 U.S. 343 (2003)…………..20-21
Watts v. United States, 394 U.S. 705 (1969)………..20
Statutes
18 Pa. C.S.A. §2706(a)…………………………………22
18 Pa. C.S.A. §4952(a)……………………………..22-23
Rules
U.S.Sup.Ct. Rule 10, 28 U.S.C.A…………………….17
iii
OPINIONS BELOW
The Orders and Opinions of the Court of
Common Pleas of Allegheny County, Pennsylvania;
the Superior Court of Pennsylvania; and the Supreme
Court of Pennsylvania have been included as
Appendices to the Petition for a Writ of Certiorari
filed by the petitioner, Jamal Knox.
1
JURISDICTION
The petitioner has invoked jurisdiction under
28 U.S.C. §1257(a).
STATEMENT OF THE CASE
A. Factual History
On April 17, 2012, City of Pittsburgh police
officer Michael Kosko and his partner were patrolling
a residential neighborhood when they observed a Jeep
Cherokee that failed to employ its turn signal as it
tried to maneuver into a parking space (NJT, 20-23,
26, 50-51, 62).1 The officers pulled up alongside the
Cherokee, and Jamal Knox—the driver of the vehicle
and the petitioner in this matter—admitted to Officer
Kosko that he did not have a valid driver’s license
1
Numbers in parentheses preceded by the letter
“NJT” refer to the pages of the petitioner’s nonjury-trial transcript, which took place November
12 through November 21, 2013.
2
(NJT, 23-24, 53). Upon receiving that response,
Officer Kosko started to exit the police vehicle, but as
he did so, Knox sped away in the Cherokee (NJT, 24,
53). A brief vehicle pursuit ensued during which Knox
struck a parked car and, ultimately, a chain-link
fence that left the Cherokee disabled (NJT, 24-27, 54,
59). Knox attempted to run but was quickly taken into
custody by Officer Kosko (NJT, 27-29, 43-44). A
search incident to arrest revealed 15 stamp bags of
heroin and $1489 in currency on Knox’s person (NJT,
28-29, 39, 56). In addition, a loaded firearm, which
had been stolen from a residence three months
earlier, was recovered from the driver’s side of the
vehicle (NJT, 30-33, 39, 46, 55-56, 71, 74-75). Officer
Kosko tried to ascertain Knox’s name, but Knox told
him that it was “Dante Jones” (NJT, 29).
As the vehicle pursuit had been going on,
Detective Daniel Zeltner had been dispatched to the
3
scene, and upon his arrival, he observed Knox already
seated in the back of the patrol car (NJT, 65-66).
Detective Zeltner was advised that the person in the
back seat of the car had said that his name was Dante
Jones, but Zeltner, familiar with this individual from
numerous past dealings, clearly recognized him as
Jamal Knox (NJT, 66, 68). As a result of Knox’s
conduct that day, he was charged with various drug
offenses, as well as carrying a firearm without a
license, receiving stolen property, providing false
identification,
and
several
motor
vehicle
code
violations (NJT, 8-10).
Seven months later, on November 15, 2012—a
date on which the charges against Knox were still
pending—Pittsburgh police officer Aaron Spangler
was monitoring the Facebook page of an individual
who used the name “Beaz Mooga”; on the page, there
was a direct link to a YouTube video/rap song entitled
4
“Fuck the Police,” which subsequent investigation
determined had been uploaded onto YouTube a few
days earlier (NJT, 178-79, 187-88, 216, 222, 227-28,
231, 257, 302).2 “Fuck the Police,” as well as another
song included in a separate video that also had a link
on that particular Facebook page, were voiced by
Knox and Rashee Beasley—Knox’s co-defendant at
the instant trial—and the video content included a
series of still photographs containing the images of
both men (NJT, 186-87, 190-91, 225-27). In listening
to the songs, Officer Spangler was able to glean that
Knox used the rap name “Mayhem Mal” and Beasley
went by the name “Soldier Beaz” (NJT, 206-07). In
listening to “Fuck the Police” in particular, Officer
2
The Facebook page that Officer Spangler had
been viewing was accessible to the public (NJT,
180).
5
Spangler could hear the names of Detective Zeltner
and Officer Kosko, colleagues of his whom Spangler
knew had pending cases against both Knox and
Beasley (NJT, 144-45, 192, 196).3
The
lyrics
to
“Fuck
the
Police,”
which
referenced Zeltner and Kosko right from the very first
verse, included such lines as, “Your shift over at three
and I’m gonna fuck you up where you sleep,” “I know
exactly who workin’, and I’m gonna kill him with a
Glock/Quote that,” “We makin’ prank calls, as soon as
you bitches come we bustin’ heavy metal,” “Like
3
Beasley had been Knox’s front-seat passenger on
April 17, 2012, and, after fleeing the scene on
foot, he, too, was taken into custody and charged
with various offenses (NJT, 24, 29, 62-63, 399).
In addition to that incident, Beasley, on
September 26, 2011, had driven away from a
vehicle stop initiated by Detective Zeltner; based
on that particular conduct, Beasley had been
charged with fleeing and eluding (NJT, 143-44).
6
Poplawski I’m strapped nasty,”4 and “Let’s kill these
cops cuz they don’t do us no good” (NJT, 146-47, 196206; see also Appendix A to Knox’s Petition for Writ of
Certiorari, at 3a-5a). The lyrics also referenced the
killing of police informants (“[T]hem informants that
you got, gonna be layin’ in the box”), and the sound of
machine guns being fired could be heard at certain
points during the song (See id., at 3a, 5a).5
Immediately after having viewed the video,
Officer Spangler informed Detective Zeltner and
Officer Kosko, as well as his superior officers, of the
video’s existence, and both Zeltner and Kosko
4
On June 28, 2011, Richard Poplawski was
convicted of three counts of first-degree murder
and sentenced to death for the April 4, 2009
shooting deaths of three Pittsburgh police
officers. See Commonwealth v. Poplawski, 130
A.3d 697 (Pa. 2015).
5
A different video was posted subsequently in
which Knox and Beasley acknowledged that they
were indeed the authors and performers of the
song (NJT, 208-10).
7
watched it on that date (NJT, 106-07, 145, 154, 170,
193, 230). As a result of the threats contained within
the lyrics, Officer Kosko decided to leave the
Pittsburgh Police and relocate (NJT, 108-09). Like
Kosko, Detective Zeltner was also concerned for his
own safety, as well as that of his family (NJT, 147).
He was given time off from the job and, upon his
return, was provided with an extra security detail;
extra personnel had also been deployed throughout
the department in order to deal with the threats made
in the video (NJT, 147).
Detective April Campbell of the Pittsburgh
Police, an expert in computer investigations, was able
to determine that in the few days that the “Fuck the
Police” video was online before being taken down,
more than one thousand different users had viewed it
(NJT, 244, 252-53, 312-13). Detective Campbell was
also able to conclude that the “Beaz Mooga” Facebook
8
account on which the link to the video had been posted
belonged to Rashee Beasley (NJT, 317-21).
B. Procedural History
As a result of the above-mentioned video/rap
song, the Commonwealth of Pennsylvania filed a
Criminal Information against Knox at No. CC
201303870, charging him with two counts of
terroristic threats, in violation of 18 Pa. C.S.A.
§2706(a)(1); two counts of intimidation of witnesses or
victims, in violation of 18 Pa. C.S.A. §4952; two counts
of retaliation against witnesses or victims, in
violation of 18 Pa. C.S.A. §4953(a); and one count of
criminal conspiracy, in violation of 18 Pa. C.S.A.
§903(a)(1) (see Appendix C to Petition for Writ of
Certiorari, at 71a).
At a bench trial that concluded on November
21, 2013, the trial court found Knox guilty of both
9
counts of terroristic threats and both counts of
intimidation of witnesses, as well as the lone
conspiracy count, and in so doing, rejected his
argument that the song was protected speech under
the First Amendment; the court found instead that
Knox had communicated a true threat with the
specific intent to terrorize Detective Zeltner and
Officer Kosko and had also intimidated or attempted
to intimidate those officers with the intent that such
conduct would impede or impair the administration of
justice (NJT, 462-64; see also Appendix C to Petition
for Writ of Certiorari, at 72a, 86a-87a). Knox
subsequently received concurrent sentences of 12 to
36 months’ imprisonment, plus two years’ probation,
at each of the terroristic threats and intimidation of
witnesses counts (see id., at 72a).
On August 2, 2016, the Superior Court of
Pennsylvania affirmed Knox’s judgment of sentence,
10
although it did so without deciding whether the song
constituted protected speech; rather, the court ruled
that Knox’s claim that the video was improperly
admitted into evidence because it was protected
speech was waived because no objection to its
admission had been made at trial (see Appendix B to
Petition for Writ of Certiorari, at 68a-69a).
On January 23, 2017, the Supreme Court of
Pennsylvania granted Knox’s petition for allowance of
appeal in order to address the issue of “whether the
First Amendment of the United States Constitution
permits the imposition of criminal liability based on
the publication of a rap-music video containing
threatening lyrics directed to named law enforcement
officers” (see Appendix A to Petition for Writ of
Certiorari, at 1a-2a). All seven of the Justices agreed
that the Constitution allows states to criminalize
threatening speech that is specifically intended to
11
terrorize or intimidate and that the trial court’s
finding as to Knox’s specific intent in the instant
matter was supported by competent evidence; thus,
Knox’s convictions and judgment of sentence were
affirmed (see id., at 21a-22a, 28a-30a).6
On January 18, 2019, Knox, through Lisa S.
Blatt, Esquire, filed with this Honorable Court the
instant Petition for a Writ of Certiorari, which was
docketed at No. 18-949. On February 4, 2019, this
Court requested the Commonwealth of Pennsylvania,
through the Allegheny County Office of the District
Attorney, to file a response to Knox’s petition.
6
Two Justices, in a concurring and dissenting
opinion, differed from the majority only in their
belief that the court should have decided
“whether the First Amendment requires proof of
a specific intent, or whether the Amendment
would tolerate punishment of speech based upon
proof of only a lesser mens rea such as
recklessness or knowledge” (see Appendix A to
Petition for Writ of Certiorari, at 30a-31a)
(emphasis in original).
12
REASONS FOR DENYING THE WRIT
I.
THE
SUPREME
COURT
OF
PENNSYLVANIA DID NOT, AS THE
PETITIONER CLAIMS, ADOPT “A
PURELY
SUBJECTIVE
TRUETHREAT STANDARD”; THUS, HIS
PETITION RELIES UPON A FALSE
PREMISE.
REGARDLESS,
THE
INSTANT SITUATION DOES NOT
WARRANT REVIEW BECAUSE IT
DOES
NOT
PROVIDE
THIS
HONORABLE COURT WITH THE
OPPORTUNITY TO DECIDE THE
PRECISE
LEVEL
OF
INTENT
NECESSARY TO SUSTAIN A THREAT
CONVICTION
THAT
IS
NOT
VIOLATIVE
OF
THE
FIRST
AMENDMENT.
Jamal Knox contends that his petition for writ
of certiorari should be granted because the decision of
the Supreme Court of Pennsylvania, which he asserts
set forth “[a] purely subjective true-threat standard
allowing convictions based solely on the speaker’s
subjective intent…without regard to whether the
speech was objectively threatening,” is, in his words,
“wrong” and at odds with principles of the First
Amendment and precedent of this Honorable Court
13
(see Petition for Writ of Certiorari, at p. 14). But the
Commonwealth of Pennsylvania would respectfully
submit that Knox’s argument rests on a false premise,
as the court below did not do what Knox says that it
did.
As a framework for his argument, Knox tries to
set up a conflict between the five-member majority of
the Pennsylvania Supreme Court and the two
concurring and dissenting Justices, but the conflict
that he relies upon simply does not exist. Knox
maintains that while the minority opinion would have
opted for a two-pronged test—one in which his rap
song would first be evaluated to determine whether
an objective, reasonable person would have found it to
be a threat and then as to whether the speaker,
subjectively, had a specific intent to threaten the
victims—the majority “found it irrelevant whether a
reasonable person would find the song threatening in
14
context” (see id., at pp. 1; see also pp. 7-8). He added
that while the two concurring and dissenting Justices
concluded that the song was both objectively and
subjectively threatening, the majority did not do so
and “would not have found the song objectively
threatening” (see id., at p. 23). Unfortunately for
Knox, his characterization of the majority opinion—
and
the
disagreement
with
it
by
the
concurrence/dissent—is not accurate.
Nowhere in the majority opinion does the court
state that it was irrelevant to its analysis whether an
objective, reasonable person would find threatening
the lyrics of Knox’s “Fuck the Police,” wherein Knox
stated that he was going to murder two named officers
who had pending cases against him while also
mentioning that he knew where those officers lived
and what time their shifts ended. Nor did the court
state, or even hint, that it had not found the song
15
objectively threatening. The Commonwealth submits
that the objective nature of the threat contained in
the song was never at issue, as Knox at no time in
these proceedings even attempted to argue that his
song did not constitute an objective threat.7 And,
lastly, Justice Wecht, after stating in his concurring
and dissenting opinion that requiring the government
to prove the speaker’s specific intent serves to prevent
the prosecution of protected speech, wrote that, “like
the Majority, I also would hold that consideration of a
speaker’s mindset is only part of the analysis,” the
other part being the objective nature of the speech
7
The fact that the objectively threatening nature
of the song was not in dispute is further
evidenced by the manner in which the majority
framed the issue that it was deciding; namely,
whether the First Amendment allowed for the
imposing of criminal liability on a rap video that
“contain[ed] threatening lyrics directed to
named law enforcement officers” (see Appendix A
to Petition for Writ of Certiorari, at 1a-2a).
16
itself (see Appendix A to Petition for Writ of
Certiorari, at 37a) (emphasis supplied).8 Thus,
because the argument offered by Knox fails on its
face, he certainly cannot be said to have offered a
compelling reason for the granting of his petition. See
U.S.Sup.Ct. Rule 10, 28 U.S.C.A. (“Review on a writ
of certiorari is not a matter of right, but of judicial
discretion. A petition for a writ of certiorari will be
granted only for compelling reasons.”). For this reason
alone, Knox’s petition should be denied.
Knox further asserts that “[f]or all the reasons
8
The actual nature of the disagreement between
the majority and the concurrence/dissent is that
while the majority, given the facts of the instant
case, left open the question of whether a statute
that criminalizes threatening statements spoken
with a lower scienter threshold than specific
intent might survive First Amendment scrutiny
(see Appendix A to Petition for Writ of Certiorari,
at 21a), Justice Wecht would insist on a finding
of the speaker’s specific intent in order for the
speech
to
constitute
criminal
conduct
unprotected by the First Amendment (see id., at
38a).
17
this Court granted certiorari in Elonis [v. United
States, 135 S.Ct. 2001 (2015)], it should do so here”
(see Petition for Writ of Certiorari, at p. 8), and he
adds that the matter requires this Court’s resolution
just “as Justice Sotomayor explained last Term [in her
concurrence in Perez v. Florida, 137 S.Ct. 853 (2017)]”
(see Petition for Writ of Certiorari, at p. 9). But the
issue advanced by Knox, as has been set forth above,
is not the same one that was referenced in those two
cases, and, regardless, the circumstances of the
instant situation do not warrant consideration of the
issue framed but not addressed in Elonis and urged to
be reviewed by Justice Sotomayor in Perez.
In Elonis, the defendant, who had posted
graphically violent rap lyrics on his Facebook page
directed
toward,
among
others,
his wife,
his
coworkers and law-enforcement officials, was found
guilty of violating a federal statute that made it a
18
crime to transmit “any communication containing any
threat…to injure the person of another.” See 135 S.Ct.
at 2004-07. At trial, the defendant had requested an
instruction that the government must prove that he
intended to communicate a true threat; that request
was denied, and the prosecution was able to argue to
the jury that it was irrelevant whether the defendant
had intended the postings to be threats. Id. at 2007.
On appeal, the defendant renewed his contention that
the jury should have been required to find that he
intended his posts to be threats, but the Third Circuit
Court of Appeals disagreed, finding that the only
intent required by the statute was the intent to
communicate words that the defendant understands
and that a reasonable person would view as a threat.
Id. This Honorable Court granted certiorari on the
question of whether the statute required that the
defendant be aware of the threatening nature of the
19
communication and, if not, whether the First
Amendment required such a showing. Id. at 2004,
2008. Given the disposition of the matter, however—
this Court ruled that the defendant’s conviction could
not stand because the federal statute required proof
of a mens rea greater than negligence—the Court
found no reason to reach any issues pertaining to the
First Amendment. Id. at 2012-13.
Subsequently, in Perez, a case in which a
defendant’s petition for writ of certiorari was denied,
Justice Sotomayor noted in her concurrence that this
Court’s prior decisions in Watts v. United States, 394
U.S. 705 (1969), and Virginia v. Black, 538 U.S. 343
(2003)
make clear that to sustain
a threat conviction without
encroaching upon the First
Amendment, States must
prove more than the mere
utterance of threatening
words—some level of intent
is required. And these two
20
cases strongly suggest that
it is not enough that a
reasonable person might
have understood the words
as a threat—a jury must
find that the speaker
actually intended to convey
a threat.
137 S.Ct. at 855 (emphasis in original). Justice
Sotomayor went on to state that “[i]n an appropriate
case…[t]he Court should…decide precisely what level
of intent suffices under the First Amendment—a
question we avoided two Terms ago in Elonis.” Id.
As is clear from the above, Justice Sotomayor
believes that this Court’s precedents establish that, in
order to sustain a conviction against someone in
Knox’s position that does not run afoul of the First
Amendment, the prosecution must have proven that
he had some level of intent to convey a threat. The
Pennsylvania Supreme Court agreed, stating that the
decision in Black does indeed “necessitate[ ] an
inquiry into the speaker’s mental state [when a First
21
Amendment analysis is being undertaken]” (see
Appendix A to Petition for Writ of Certiorari, at 19a20a). But in this case, the terroristic threats statute
under which Knox was convicted made it a crime if
anyone “communicates, either directly or indirectly, a
threat to…commit any crime of violence with intent to
terrorize” 18 Pa. C.S.A. §2706(a) (emphasis supplied).
Thus, the speaker’s subjective intent is an element
built right into the statute, and Knox could not have
been found guilty at his non-jury trial had not the
trial court concluded that he had acted intentionally.
And with regard to Knox’s conviction for intimidation
of witnesses—for which a person is guilty of the
offense “if, with the intent to or with the knowledge
that his conduct will obstruct, impede, impair,
prevent or interfere with the administration of
criminal justice, he intimidates or attempts to
intimidate any witness or victim…,” see 18 Pa. C.S.A.
22
§4952(a)
(emphasis
supplied)—the
trial
court
expressly found that Knox had specifically intended
to intimidate the two officers so as to obstruct justice,
a fact acknowledged by the Pennsylvania Supreme
Court in its decision (see NJT, 463 and Appendix C of
Petition for Writ of Certiorari, at 86a-87a; see also
Appendix A of Petition for Writ of Certiorari, at 8a).
Thus, because the prosecution was deemed to
have proven that the lyrics to Knox’s song were
uttered by him with the highest level of mens rea
possible—namely, a specific intent to terrorize and
intimidate—the court below, after noting that the
Constitution allows states to criminalize such speech,
found it unnecessary to decide whether the First
Amendment
might
also
offer
protection
to
“threatening statements spoken with a lower scienter
threshold, such as knowledge or reckless disregard of
their threatening nature,” as that was not the
23
situation before the court (see Appendix A of Petition
for Writ of Certiorari, at 21a-22a). For that same
reason, there is no basis for this Court to grant Knox’s
petition, as the instant matter does not present the
occasion to decide the precise level of intent that
suffices under the First Amendment. Because the
instant case does not involve a statement spoken with
something less than specific intent, any such
pronouncement on the subject by this Court would be
nothing more than dicta. In other words, this is not
“[the] appropriate case” spoken of by Justice
Sotomayor in Perez, and, therefore, Knox’s petition
should be denied for this additional reason.
24
CONCLUSION
For the foregoing reasons, the Commonwealth
of Pennsylvania respectfully requests this Court deny
the Petition for a Writ of Certiorari to the Supreme
Court of Pennsylvania.
Respectfully submitted,
STEPHEN A. ZAPPALA, JR.
District Attorney
MICHAEL W. STREILY,
Deputy District Attorney
__/s/_______________________
FRANCESCO L. NEPA
Assistant District Attorney
Allegheny County Office of the
District Attorney
Pittsburgh, PA 15219-2489
(412) 350-4377
FNepa@da.allegheny.pa.us
February 28, 2019
25
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