Petition for Writ of Certiorari — John Patrick Fletcher, Petitioner v. Celia Schwartz, et al.
Supreme Court briefOct 24, 2018
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Supreme Court, U.S.
FIL
ED
OCT 242018
OFFICE OF THE CLERK
IN THE
Supreme Court of the United States
JOHN PATRICK FLETCHER,
Petitioner
V.
CELIA A. SCHWARTZ, ET AL,
Respondents
On Petition for Writ of Certiorari
to the United States Court of Appeals for the Tenth Circuit
PRO SE PETITION FOR WRIT OF CERTIORARI
John Patrick Fletcher
Proceeding Pro Se under 28 U.S.C. § 1654
John P. Fletcher #81478
B.V.C.F. East 1-S-12
P.O. Box 2017
Buena Vista, Colorado 81211
I.
QUESTIONS PRESENTED FOR REVIEW'
Whether the Seventh Amendment allows an action to be dismissed under
28 U.S.C. § 1915— without a finding of factual error
six months after the issuance
-
of an "Order Granting Leave to Proceed Pursuant to 28 U.S.C. § 1915" for the same
actions.
Whether a pro se prisoner complaint, which pled facts demonstrating each prong of
18 U.S. C. § 242, can fail to state a claim upon which relief may be granted under
42 U.S.C. § 1983.
Whether dismissals under 28 U.S.C. § 1915(e) are reviewed de novo or for abuse of
discretion.
1
INCLUDED QUESTIONS:
• Whether it is "reasonably related to legitimate penological interests"
standard under Turner v. Safley, 482 U.S. 78, 89 (1987), for a prison official
to insist to the reporting victim, that a fellow prison official's conduct was not
a crime.
•
Whether the constitution and the laws of the united States are the supreme
law within prison walls.
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II.
A.
4.
LIST OF ALL PARTIES
Petitioner, Pro Se
John P. Fletcher #81478
B.V.C.F. East 1-S-12
P.O. Box 2017
Buena Vista, Colorado 81211
B.
5.
Respondents
Celia A. Schwartz,
Dent
-
First Name Unknown,
Hansen
First Name Unknown,
-
Edwin Herndon,
Jason Lisac,
David Lengerich, and
Rick Raemisch
C.
6.
Counsel for All Respondents
Colorado Attorney General's Office
1300 Broadway, 10th Floor
Denver, Colorado 80203
D.
7.
Corporate Disclosure Statement
John Patrick Fletcher is not a publically-held corporation or other publicly-held
entity.
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III. TABLE OF CONTENTS
Page No.
I.
Questions Presented for Review ........................................................................i
II.
List of All Parties ..............................................................................................ii
III.
Table of Contents .............................................................................................iii
IV.
Table of Cited Authorities .................................................................................v
V.
Citations of the Official and Unofficial Reports ...............................................1
VI.
Basis for Jurisdiction .........................................................................................1
VII. Constitutional Provisions, Treaties, Statutes, Ordinances,
and Regulations Involved ..................................................................................2
VIII. Statement of the Case .......................................................................................3
IX.
Argument Amplifying the Reasons Relied on
for Allowance of the Writ ...................................................................................6
A.
Primary Questions ..................................................................................6
Conflict with Federal Constitution ..............................................6
Conflict with Federal Statute ......................................................7
Conflict with Standard of Review ..............................................10
B.
Included Questions ...............................................................................11
Conflict with Fiduciary Ethics ...................................................11
Conflict with Federal Constitution ............................................13
C.
X.
Importance of the Questions Presented ...............................................14
Conclusion ........................................................................................................17
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APPENDIX TO PRO SE PETITION FOR WRIT OF CERTIORARI
Opinions, Orders, Findings of Fact. and Conclusions of Law
Appendix A. Order of Dismissal (District Court) ............................................(1 to 12)
Appendix B. Order and Judgment (Tenth Circuit) .........................................(1 to 11)
Order on Rehearing
Appendix C. Order (Denying Petition for Panel Rehearing
-
Tenth Circuit)
..
(1 to 1)
Required Materials
Appendix D. Article VT, Clause 2, of the United States Constitution ..............(1 to 1)
Appendix E. First Amendment to the United States Constitution ..................(1 to 1)
Appendix F. Seventh Amendment to the United States Constitution .............(1 to 1)
Appendix G. 18 U.S.C. § 242, Deprivation of rights under color of law ...........(1 to 1)
Appendix H. 18 U.S.C. § 1512.
Tampering with a witness, victim, or an informant .....................(1 to 4)
Appendix I. 28 U.S.C. § 1915, Proceedings in forma pauperis .........................(1 to 3)
Appendix J. 42 U.S.C. § 1983, Civil action for deprivation of rights ...............(1 to 1)
Material Essential to Understanding the Petition
Appendix K. Second Amended Prisoner Complaint and Affidavit .................(1 to 26)
Appendix L. Order Granting Leave to Proceed
Pursuant to 28 U.S.C. § 1915 (District Court) .............................(1 to 3)
Appendix M. Order (granting leave to proceed
without prepayment of filing fees) (Tenth Circuit) .....................(1 to 2)
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IV.
TABLE OF CITED AUTHORITIES
Page No.
Cases
Brown v. Plata,
563 U.S. 493 (2011) ...............................................................................................11
Gee v. Pacheco,
627 F.3d 1178 (10th Cir. 2010) .............................................................................13
Turner u. Safley,
482 U.S. 78 (1987) ............................................................................i, 5, 8, 9, 11, 12
Constitutional Provisions
Article VI, Clause 2, of the United States Constitution ...............................11, 14, 17
First Amendment to the United States Constitution .................................7, 8, 10, 11
Seventh Amendment to the United States Constitution ............................................6
Statutes
18 U.S.C. § 242, Deprivation of rights under color of law .........................i, 3, 6, 7, 10
18 U.S.C. § 1512, Tampering with a witness, victim, or an informant ......................9
28 U.S.C. § 1915, Proceedings in forma pauperis .............................................3, 8, 12
42 U.S.C. § 1983, Civil action for deprivation of rights ................................4, 6, 7, 14
Rules
Federal Rules of Civil Procedure Rule 8 .....................................................................5
SupremeCourt Rule 16.1 ...........................................................................................15
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V.
8.
CITATIONS OF THE OFFICIAL AND UNOFFICIAL REPORTS
Order and Judgment of the United States Court of Appeals for the Tenth Circuit is
not reported; a copy is attached as Appendix B to this petition.
9.
Order denying rehearing of the United States Court of Appeals for the Tenth
Circuit is not reported; a copy is attached as Appendix C to this petition.
10.
The Order of Dismissal of the United States District Court for the District of
Colorado is not reported; a copy is attached as Appendix A to this petition.
VI.
A.
11.
BASIS FOR JURISDICTION
Judgment of Order Sought To Be Reviewed
The judgment of the United States Court of Appeals for the Tenth Circuit was
entered on August 02, 2018, (Appendix B).
B.
12.
Order Respecting Rehearing
An order denying a petition for rehearing was entered on September 12, 2018,
(Appendix Q.
C.
13.
Statutory Provisions Believed to Confer Jurisdiction
Jurisdiction is believed to be conferred under 28 U.S.C. § 1254.1.
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WI. CONSTITUTIONAL PROVISIONS, TREATIES, STATUTES,
ORDINANCES, AND REGULATIONS INVOLVED
Constitutional Provisions
Article VT, Clause 2, of the United States Constitution
First Amendment to the United States Constitution
Seventh Amendment to the United States Constitution
Statutes
18 U.S.C. § 242, Deprivation of rights under color of law
18 U.S.C. § 1512, Tampering with a witness, victim, or an informant
28 U.S.C. § 1915, Proceedings in forma pauperis
42 U.S.C. § 1983, Civil action for deprivation of rights
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WIT. STATEMENT OF THE CASE
A.
Facts Material to Consideration of the Questions Presented
i.
14.
Question Presented
This case was denied on "initial screening" under 28 U.S.C. § 1915 for failure to
state a claim upon which relief may be granted.
ii.
Initiating Facts
This case began when the plaintiff was given a direct order by a prison official to
stop engaging in the constitutionally protected right to Freedom of Speech.
Believing the order to be an unconstitutional abuse of power and in violation of
18 U.S.C. § 242, Deprivation of rights under color of law, the plaintiff sought to
register a criminal complaint with federal law enforcement.
As prison officials strictly control the plaintiffs ability to communicate with the
"outside", the plaintiff sought assistance from the other named prison official
defendants with registering the above criminal complaint with federal law
enforcement.
After the plaintiff personally informed the other defendants upon the facts and law
of the initiating unlawful direct order, each defendant refused to notify federal law
enforcement of the reported criminal act, and four of the six defendants refused to
allow the plaintiff to register the complaint with federal law enforcement himself.
With those four defendants asserting that no crime had occurred, so there was
nothing for the plaintiff to report to federal law enforcement.
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20.
Resulting in the plaintiff filing suit under 42 U.S.C. § 1983, for the initiating
deprivation of constitutionally protected conduct, the deprivation of the right to
Petition the Government (federal law enforcement) for a Redress of Grievances
(registering a criminal complaint), cruel and Unusual Punishment Inflicted for the
criminal victimization by prison officials, and other related constitutional violations.
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iii.
Proceedings Below
The reviewing magistrate recommended denying the complaint because
"[plaintiff] fails to provide a short and plain statement of his claims in compliance
with the pleading requirements of Rule 8 of the Federal Rules of Civil Procedure",
(Appendix A, p.2, ¶ bottom).
Believing the magistrate's assessment was in error, the plaintiff stood by his
complaint; which the district judge then summarily dismissed as being
"legally frivolous", (Appendix A, p. 12, ¶ 2).
Baffled, by the district court's ruling, the plaintiff appealed the decision.
On appeal, the Tenth Circuit overruled the district court, finding the complaint was
not frivolous, (Appendix B, p. 5, ¶ top).
Instead, denying the pro se complaint on "initial screening" because "[i]n sum, he
failed to plead that [defendant] conduct was not 'reasonably related to legitimate
penological interests.' Turner u. Safley, 482 U.S. 78, 89, 107 S. Ct. 2254, 96 L. Ed.
2d 64 (1987).", (Appendix B, p. 8, ¶ top).
This petition results.
B.
Basis for Federal jurisdiction in the Court of First Instance
The district court had jurisdiction under 28 U.S.C. § 1331, Federal question.
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lix. ARGUMENT AMPLIFYING THE REASONS RELIED ON
FOR ALLOWANCE OF THE WRIT
A.
Primary Questions
i.
Conflict with Federal Constitution
a.
28.
Question Presented
Whether the Seventh Amendment allows an action to be dismissed under
28 U.S.C. § 1915— without a finding of factual error
six months after the issuance
-
of an "Order Granting Leave to Proceed Pursuant to 28 U.S.C. § 1915" for the same
actions.
b.
Standard of Review
According to Seventh Amendment to the United States Constitution:
In Suits at common law, where the value in controversy shall exceed twenty
dollars, the right of trial by jury shall be preserved, and no fact tried by a
jury, shall be otherwise re-examined in any Court of the United States, than
according to the rules of the common law.
C.
Relevant Facts
On 06/29/2017, the district court authorized the plaintiff to proceed in forma
pauperis under 28 U.S.C. § 1915, (Appendix L).
On 12/19/2017, the district court judge
-
citing heavily from the reviewing district
magistrate's recommendation, without asserting any dissent to the magistrate's
findings
-
dismissed this action under 28 U.S.C. § 1915, (Appendix A, p. 12, ¶ 2).
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ii.
Conflict with Federal Statute
a.
32.
Question Presented
Whether a pro se prisoner complaint, which pled facts demonstrating each prong of
18 U.S.C. § 242, can fail to state a claim upon which relief may be granted under
42 U.S.C. § 1983.
b.
Standard of Review
According to 42 U.S.C. § 1983, Civil action for deprivation of rights:
Every person who, under color of any statute, ordinance, regulation, custom,
subjects, or causes to be subjected, any citizen of
or usage, of any State
the United States
to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper proceeding for
redress[.]
.
.
.
.
.
.
According to 18 U.S.C. § 242, Deprivation of rights under color of law:
Whoever, under color of any law, statute, ordinance, regulation, or custom.
to the deprivation of any rights,
willfully subjects any person in any State
privileges, or immunities secured or protected by the Constitution
shall be
fined under this title or imprisoned not more than one year, or both[.]
.
.
.
.
C.
.
.
Relevant Facts
According to the appellate court, the plaintiff plead, (Appendix B, pp. 2-3, '9 g & k):
g.
On or about May 09, 2017, at approximately 09:50 a.m., in the prison
law library.
/
..
k.
Having been informed upon the premises of the unlawful nature of
her actions Defendant Schwartz repeated her unlawful order for
Mr. Fletcher to stop engaging in the protected right to Freedom of
Speech.
-
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d.
Prong-by-Prong Demonstration
36.
42 U.S.C. § 1983
18 U.S.C. § 242
Facts Pled
Every person who
Whoever
Defendant Schwartz
under color of any
statute, ordinance,
regulation, custom, or
usage
under color of any law,
statute, ordinance,
regulation, or custom
State prison officials
willfully
Having been informed
upon the premises of the
unlawful nature of her
actions Defendant
Schwartz repeated her
order for
Mr. Fletcher to stop
engaging in the
protected right to
Freedom of Speech.
-
-
[Not A Prong]
of any State
in any State
Colorado
subjects, or causes to be
subjected
subjects
Defendant Schwartz
order
repeated her
any citizen of the United
States
any person
Mr. Fletcher, born in
Biloxi, Mississippi
to the deprivation of any
rights, privileges, or
immunities
to the deprivation of any
rights, privileges, or
immunities
Defendant Schwartz
order
repeated her
for Mr. Fletcher to stop
engaging in the
protected right to
Freedom of Speech
secured by the
Constitution and laws
secured or protected by
the Constitution
First Amendment of the
Constitution
.
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.
.
.
.
.
e.
Tenth Circuit's Opinion
According to the appellate court, (Appendix B, p. 5, ¶ top):
[T]he facts he alleged do not set forth violations of the constitutional rights
that he asserted. As such, his federal claims are subject to dismissal under
[28 U.S.C.] § 1915(e)(2)(B)(ii) for failure to state claims on which relief can be
granted[.]
According to the appellate court, (Appendix B, p. 7, ¶ middle):
These allegations fail to state a plausible First Amendment claim against
Ms. Schwartz.
According to the appellate court, (Appendix B, p. 8, ¶ top):
In sum, he failed to plead that Ms. Schwartz's conduct was not "reasonably
related to legitimate penological interests." Turner v. Safley, 482 U.S. 78, 89,
107 S. ct. 2254, 96 L. Ed. 2d 64 (1987).
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iii. Conflict with Standard of Review
a.
40.
Question Presented
Whether dismissals under 28 U.S.C. § 1915(e) are reviewed de novo or for abuse of
discretion.
b.
Standard of Review
According to Cruz v. Gomez, 202 F.3d 593, 596 (2nd Cir. 2000):
Dismissals under § 1915(d) were once within the discretion of the district
court and thus reviewed for abuse of that discretion. See, e.g., Denton v.
Hernandez, 504 U.S. 25, 33, 118 L. Ed. 2d 340, 112 S. Ct. 1728 (1992).
However, in 1996 Congress enacted the Prison Litigation Reform Act, Title
VIII of the Omnibus Consolidated Rescissions and Appropriations Act, Pub.
L. No. 104-134, 110 Stat. 1321 (1996), which redesignated § 1915(d) as
§ 1915(e) and provided that dismissal for failure to state a claim is
mandatory. See Livingston v. Adirondack Beverage Co., 141 F.3d 434, 436-37
(2d Cir. 1998). This Court has not decided what standard of review applies to
such dismissals: the § 1915(d) abuse of discretion standard, or the de novo
standard applicable under Rule 12(b)(6). See Polanco v. U.S. Drug
Enforcement Admin., 158 F.3d 647, 650 (2d Cir. 1998).
The standard of review used in this case, (Appendix B, p. 4, ¶ middle):
"We generally review a district court's dismissal for frivolousness under
§ 1915 for abuse of discretion. However, where the frivolousness
determination turns on an issue of law, we review the determination
de novo." Fogle v. Pierson, 435 F.3d 1252, 1259 (10th Cir 2006) (citation
omitted).
C.
Relevant Facts
By the appellate court using the de novo standard of review instead of the abuse of
discretion standard, the appellate court affectively changed the very nature of the
appeal; namely, from one seeking a review for abuse of discretion, to one being
reviewed on the merits.
A review not sought, and argued here,-Fe authorized by neither statute nor
precedent of this Court.
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B.
Included Questions
i.
Conflict with Fiduciary Ethics
a.
45.
Question Presented
Whether it is "reasonably related to legitimate penological interests" standard
under Turner v. Safley, 482 U.S. 78, 89 (1987), for a prison official to insist to the
reporting victim, that a fellow prison official's conduct was not a crime.
b.
Standard of Review
According to 18 U.S.C. § 1512. Tampering with a witness, victim, or an informant:
(b)
Whoever knowingly uses intimidation, threatens or corruptly
persuades another person, or attempts to do so, or engages in
misleading conduct toward another person, with intent to-(3)
hinder, delay, or prevent the communication to a law
enforcement officer or judge of the United States of information
relating to the commission or possible commission of a Federal
offense or a violation of conditions of probation, supervised
release, parole, or release pending judicial proceedings;
C.
Relevant Facts
With the above demonstrated unlawful actions, (1 38), and believing that no one is
supposed to be above the law, the plaintiff sought to Petition the Government
(federal law enforcement) for a Redress of Grievances (register a criminal
complaint).
Yet, four of the other six prison official defendants insisted their fellow prison
official's conduct was not a crime, and refused to allow the plaintiff to register a
complaint with federal law enforcement.
With the remaining two prison official defendants ignoring the plaintiffs
declaration under penalty of perjury, mailed to each.
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Further, the plaintiff alleged these repeated refusals to act, or permit the plaintiff
to register a complaint, were part of a larger prison
policy requiring prison officials to suppress, interfere with, and disallow
prisoners the ability to register criminal complaints with outside local, state,
and/or federal law enforcement
(Appendix K, p. 4, 1 1), amounting to a de facto "Misprision Policy", (idem).
With such conduct denying the plaintiff his First Amendment right to Petition the
Government (federal law enforcement) for a Redress of Grievances (register a
criminal complaint).
Or, as the district court referred to it, (Appendix A, p. 7, ¶ top):
Plaintiff, however, relied on a proclaimed constitutional right to report the
alleged criminal acts as the basis for his claims.
d.
Tenth Circuit's Opinion
According to the appellate court, (Appendix B, p. 9-10):
All of Mr. Fletcher's claims against the other defendants are based upon their
failure or refusal to report to law enforcement authorities his so-called
criminal victimization, specifically Ms. Schwartz's alleged criminal violation
of his First Amendment rights under 18 U.S.C. § 242.
Thus, absent facts supporting a plausible criminal violation by Ms. Schwartz,
Mr. Fletcher's claims against the other defendants likewise fail to plausibly
assert constitutional violations based on their failure or refusal to report his
alleged "criminal victimization" by Ms. Schwartz.
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ii.
Conflict with Federal Constitution
a.
54.
Question Presented
Whether the Constitution and the laws of the United States are the supreme law
within prison walls.
b.
Standard of Review
According to Article VI, Clause 2, of the United States Constitution:
This Constitution, and the Laws of the United States which shall be made in
Pursuance thereof. shall be the supreme Law of the Land[.]
.
C.
.
Tenth Circuit's Opinion
According to the appellate court, (Appendix B, p. 6):
Prisons are a unique environment, and the Supreme Court has repeatedly
recognized that the role of the Constitution within their walls is quite
limited.
d.
Supreme Court's Opinion
According to Turner v. Safley, 482 U.S. 78, 84 (1987):
The first of these principles is that federal courts must take cognizance of the
valid constitutional claims of prison inmates. Prison walls do not form a
barrier separating prison inmates from the protections of the Constitution.
According to Brown v. Plata, 563 U.S. 493, 511, 531 (2011) (internal cite removed):
Courts nevertheless must not shrink from their obligation to "enforce the
constitutional rights of all 'persons,' including prisoners." Courts may not
allow constitutional violations to continue simply because a remedy would
involve intrusion into the realm of prison administration.
This Court has rejected remedial orders that unnecessarily reach out to
improve prison conditions other than those that violate the Constitution. But
the precedents do not suggest that a narrow and otherwise proper remedy for
a constitutional violation is invalid simply because it will have collateral
effects.
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C.
Importance of the Questions Presented
This case presents fundamental questions of the interpretation of this Court's
decision in Turner v. Safley, 482 U.S. 78, 89 (1987) and its application to pro se
prisoner complaints on "initial screening" under 28 U.S.C. § 1915.
The issue is of great public importance due to it affecting the standard of review
used in the lower courts when reviewing in forma pauperis motions submitted
under 28 U.S.C. § 1915 in all 50 states, the District of Columbia, and the
Territories.
In view of the large amount of litigation over prisoner complaints being dismissed
for failing to state a claim upon which relief may be granted, guidance on the issue
is also of great importance to prisoners, as it affects their ability to receive a fair
process when submitting complaints for "initial screening" under 28 U.S.C. § 1915.
The issue's importance is enhanced by the fact that the lower courts have clearly
taken the Court's "deferential standard" for reviewing prisoner's constitutional
claims, as held in Turner v. Safley, 482 U.S. 78, 89 (1987), and extended it to mean
that "violations" of the Constitution and laws of the United States are presumptively
"reasonably related to legitimate penological interests".
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Consider the Tenth Circuit's standard of review used in this case, (Appendix B, p.6,
¶ middle), (quoting Gee v. Pacheco, 627 F.3d 1178, 1184 (10th Cir. 2010)):
Nowhere in the law does context have greater relevance to the validity of a
claim than prisoner civil-rights claims. Prisons are a unique environment,
and the Supreme Court has repeatedly recognized that the role of the
Constitution within their walls is quite limited. Government conduct that
would be unacceptable, even outrageous, in another setting may be
acceptable, even necessary, in a prison. Consequently, a prisoner claim will
often not be plausible unless it recites facts that might well be unnecessary in
other contexts. For example,
a prisoner claim may not be plausible unless
it alleges facts that explain why the usual justifications for the complained-of
acts do not apply.
.
.
.
Gee v. Pacheco goes on to say, (idem):
Although the plausibility standard has been criticized by some as placing an
improper burden on plaintiffs, denying them proper access to the courts, that
criticism ordinarily would not apply to the restrictions on prisoner complaints
described above. One of the chief concerns of critics is that plaintiffs will need
discovery before they can satisfy plausibility requirements when there is
asymmetry of information, with the defendants having all the evidence. But
prisoners claiming constitutional violations by officers within the prison will
rarely suffer from information asymmetry. Not only do prisoners ordinarily
know what has happened to them; but they will have learned how the
institution has defended the challenged conduct when they pursue the
administrative claims that they must bring as a prerequisite to filing suit.
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65.
The above demonstrating the Court's "deferential standard" for reviewing prisoner's
constitutional claims, is in desperate need of clarification.
66.
For instance:
how much deference should the lower courts give to prison regulations which
impinge on prisoners' constitutional rights;
does the deferential standard equate to a presumption of validity;
when does impingement become the outright violation of prisons'
constitutional rights;
does the violation of prisoners' constitutional rights still get reviewed under
the deferential standard;
if so, then where does the Supremacy Clause fit into such a deferential
standard;
if not, then does Court's usage of the terms: "deference" and "impinges"
need re-examined, or at least clarified;
V.
does the deferential standard apply to individual prison official's conduct;
does the deferential standard apply to criminal acts by prison officials against
prisoners, as well as constitutional violations; and
does the deferential standard's "reasonably related to legitimate penological
interests" function as a preemptive rebuttal requirement on "initial
screening" under 28 U.S.C. § 1915?
67.
For the above reasons, the lower courts are in clear need of guidance and
clarification on the issues presented.
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X. CONCLUSION
68.
For the above reasons, certiorari should be granted in this case.
69.
In the alternative
-
under Supreme Court Rule 16.1:
issue a summary disposition on the merits, reversing the Tenth Circuit
ruling; and
remanding this case for further proceedings.
70.
Respectfully submitted this October 23, 2018.
Pro Se Petitioner's Original Signature:
A.
V
&4i
John Patrick Fletcher
Proceeding Pro Se under 28 U.S.C. § 1654
John P. Fletcher #81478
B.V.C.F. East 1-S-12
P.O. Box 2017
Buena Vista, Colorado 81211
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