Opposition Brief — Harry Jones, Petitioner v. Florida
Supreme Court briefFeb 14, 2019
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NO. 18-7428
IN THE SUPREME COURT OF THE UNITED STATES
HARRY JONES,
Petitioner,
Vv.
STATE OF FLORIDA,
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA
BRIEF IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI
ASHLEY MOODY
ATTORNEY GENERAL OF FLORIDA
CAROLYN M. SNURKOWSKI
Associate Deputy Attorney General
Counsel of Record
Janine D. Robinson
Assistant Attorney General
Office of the Attorney General
PL-01, The Capitol
Tallahassee, FL 32399-1050
Carolyn.Snurkowski@myfloridalegal.com
(850) 414-3300
COUNSEL FOR RESPONDENT
II.
Capital Case
Questions Presented
Whether this Court should grant certiorari review of the Florida Supreme
Court's decision that Hurst v. Florida and Hurst v. State do not apply
retroactively, where (1) the decision is based on adequate independent state
grounds; (2) the issue presents no conflict between the decisions of other state
courts of last resort or federal courts of appeal; (3) it does not conflict with this
Court’s precedent; and (4) no unresolved federal question is otherwise
presented.
Whether this Court should grant certiorari review of the Florida Supreme
Court’s rejection of Jones’ claims under Caldwell v. Mississippi, where (1) his
death sentence does not violate Caldwell, the Fifth, Sixth, Eighth and
Fourteenth Amendments; (2) the jury was not misled about its sentencing role,
nor was the jury’s sense of responsibility diminished; (8) the issue presents no
conflict between the decisions of other state courts of last resort or federal
courts of appeal; (4) it does not conflict with this Court’s precedent; and (5) no
unresolved federal question is otherwise presented.
TABLE OF CONTENTS
PAGE(S)
Questions Presented..............cccccccecesesseessseeeeeceeeeecescsseesseeeeseecsceeseceasesaescauscgenecseaseessaeeesas i
Table of Contents 00.0.2... ececscceeeesseeeceseneceeseaeeesesneesccueesenatecssnueeeeesuseeeseaaeeessasseseaseaesseeees ll
Table of Citations and Authorities ............cecscessssesseceseceeseeesseeesenecessaesessseseonseesseessaeees iv
Opinion Below .............ccccccccccccsccescesccesesssssneseeeeececcusneesseeecseeseeeseseneeceeesncccscsseasussasesseenes 1
JULISCICCION .........ceeeeceecsnececesnsseceeessnecessaneeeessecesenseesenscesensaeeessaeeeeseaaceeesssaseeeeanseeeensaeessnaes 1
Constitutional Provisions Involved 000.0... :ecssceesseeeseesneessacecsseecesneeessneceseeesaeeesaneeseaes 2
Statement of the Case and Procedural History ............ccccccccseeseccccceeeessssssscssssessssssseneees 3
Reasons for Denying the Writ.................csscsscesesccccesesseaseeecaseceseseeneesnecneccesnsnsnseseueseneeeeees 7
TISSUE Doce eeeeeeeneeessneceseeeceaceessnecsueeseaeesseeseacesesseesaeessaaeeaeeseeseessseeeseesesneeenses 8
WHETHER THIS COURT SHOULD GRANT REVIEW OF THE FLORIDA
SUPREME COURTS HOLDING THAT HURST DID NOT APPLY
RETROACTIVELY TO JONES AND DOES NOT VIOLATE THE EIGHTH
AMENDMENT.
There is no Basis for Certiorari Review of the Florida Supreme Court’s
Denial of Retroactive Application of Hurst to Petitioner .............c.:c0ccsceeeees 8
Hurst is Not Retroactive Under Federal Law Because it Invoked a
Procedural Change, Not a Substantive Change ................cccccsseesesesneeeeneees 17
Florida’s Amended Death Penalty Statute is Not Retroactive and Does
Not Invalidate Any Prior Conviction. ................cccccccccseessssceccececesevsescevcessees 21
TISSUE IL... ieee ceccsesssssnssscceccecccceccessssnnsceeceececsuesscacecacceaceescescesseevensnnseneaneas 28
WHETHER THIS COURT SHOULD GRANT REVIEW OF THE FLORIDA
SUPREME COURT'S DECISION THAT JONES’ SENTENCE DOES NOT
VIOLATE CALDWELL V. MISSISSIPPI OR THE EIGHTH AMENDMENT.
li
Jones’ Death Sentence Comports with Caldwell As the Jury Was
Not Misled About Its Role, Was Informed that Their Advisory
Recommendation Would be Given “Great Weight” by the Trial Court,
and Its Sense of Responsibility Was Not Diminished ......................ece eee 29
The Petition Does Not Present an Unresolved Federal Question
and the Florida Supreme Court’s Decision Does Not Conflict With
Any Federal or Appellate Court or Other State Supreme Court ............... 34
COnClUSION ...............cccccccccecescesssssenessscscsnenceeseccecceecsssssnceceatcessaeessesuenscrecsaceaaeeceseseeseeesers 37
Certificate of Service ...............::::csscessccsscccecceccecesecsscseccacssssecseesecseeeaaceasecseecceeseeseneneessens 38
iii
TABLE OF CITATIONS AND AUTHORITIES
Almendarez-Torres v. United States, 523 U.S. 224 (1998)......ccccccccccsscccssssesessecsseeesees 10
Apodaca v. Oregon, 406 U.S. 404 (1972) .....ecccccceccecssssscsscsscsecsecsecsecssesssesecsseseeenseceece 26
Apprendi v. New Jersey, 530 U.S. 466 (2000) ........ccccccsccsccsssssscsesseseeesesssessenssessesesens 15
Asay v. Florida, 138 S. Ct. 41 (2017) ......cccccsessesssesseseesesssansessesnseeeneasseenesnsnesseneassesnees 6
Asay v. State, 210 So. 8d 1 (Fla. 2016) .....cccccccccccccsccssecssssssssssssssssscssecseecnsesseess passim
Atkins v. Virginia, 586 U.S. 804 (2002)........ccccccccscssccssssssssssscsscsccssscsecesscseeessseeesasees 20
Belcher v. Sec'y, Fla. Dept. of Corr., 427 Fed. Appx. 692 (11th Cir. 2011) ......0.000... 36
Blackwell v. State, 79 So. 731 (Fla. 1918) .....ccececccessesscccsseccsescccececececeesscecessecserseeenees 32
Bowling v. Parker, 344 F.3d 487 (6th Cir. 2008) oo...c.cccccecccccccsscsesssereeseesessesseeees 36
Branch v. Florida, 138 S. Ct. 1164 (2018) wo..cecccccccccccssccsscscccsseccsscssesssesseeesessseees 9,14
Branch v. State, 234 So. 3d 548 (Fla. 2018) ......cccccccscseccsseccessccsesseeseceesnceceeceesseeeece 9,14
Braxton v. United States, 500 U.S. 344 (1991) wo... eccececsccsecesececseccccsececeescescesceeseees 34
Caldwell v. Mississippi, 472 U.S. 320 (1985) ...cccceccsccssscessessesscseeceesecseeeseenseanes passim
Cardinale v. Louisiana, 394 U.S. 437 (1969) ......cccsccccesccccsccccecccencecsscceeesseceessecsscceess 34
Danforth v. Minnesota, 552 U.S. 264 (2008) ........ceccesesssseccsssccsseseeccencceseceseccesaceess 9,12
Davis v. Singletary, 119 F.3d 1471 (11th Cir. 1997) occ eececceesesceesceeseeseeeees 35,36
Dobbert v. Florida, 432 U.S. 282 (1977) .......ssssscessesecseseseseereassesesseaeeeseseeeeseeeeeseas 16,17
Dugger v. Adams, 489 U.S. 401 (1989) oo... eeseseesessseseeeeseneeteseseseeseseeeeeseneateeeeeas 29,36
Eisenstadt v. Baird, 405 U.S. 438 (1972) .......cecsessessessseescseeseeeeseeneassesseaeeasseaneasaeseenees 16
lv
F. &. Royster Guano Co. v. Virginia, 253 U.S. 412 (1920) 0... cccccsccccssccecescesceesscers 16
Fiore v. White, 531 U.S. 225 (2001) 0... cece seeeeseseeeeseeseeseseeseneaeeveaeeeeneeseaseneaeaees 26,27
Fla. Ins. Guar. Ass’n, Inc. v. Devon Neighborhood Ass’n, Inc., 67 So. 3d. 187 (Fla.
QOL) occ esececesseseeeseeseecsncsesceenesesssesacsesecsesesenesesesneacacsaceeseaecusseaeaeeesueaeseaeeneatseeesseetaeeees 22
Fleenor v. Anderson, 171 F.3d 1096 (7th Cir. 1999) .......ccccecccscccccceeeseesessecssceeeeceasenens 36
Florida v. Hurst, 137 S. Ct. 2161 (2017)... cc cceseccsecsecceesceescssecsecscececeseccceseceseeesscenecees 6
Floyd v. State, 497 So. 2d 1211 (Fla. 1986) ......ccccccsccccscsscsssscssssessssssscsssaseassarsaeeseeees 24
Fox Film Corp. v. Muller, 296 U.S. 207 (1985) ....cccccccccsssscssssscssesesssssssesssnessesesees 34
Franklin v. Florida, 139 S. Ct. 479 (2018) w.cccccccccccscssssscssccssssssscsesesssceeseccesceseseeeceesneeess 9
Franklin v. State, 236 So. 3d 989 (Fla. 2018) ........cccccccccscccscecceececccessccessesecesnececsesaes 9
Furman v. Georgia, 408 U.S. 238 (1972) ....cccccccscsssessssscessessssscssseseessensseeeesaeees 16,17,20
Griffith v. Kentucky, 479 U.S. 814 (1987) ..ccccecscccsesscccscssesssssesssessssecssteeseees 14,15
Grim v. Florida, 139 S. Ct. 480 (2018) ........eecsccsessccesccecsececscccseececscecsateccseesaeeeeanecs 9
Grim v. State, 244 So. 3d 147 (Fla. 2018) ......cccccecscccsccecssccsccecceccccsscccsascesacessscsecensece 9
Guardado v. Florida, 139 S. Ct. 477 (2018) .......cecceescesscssecsescessecceccecscessesessesuceeeseceeseees 9
Guardado v. State, 238 So. 3d 162 (Fla. 2018) .......ccccccccsccecccesscecsccccsssecsssccesscessscccssasece 9
Hannon v. Florida, 138 S. Ct. 441 (2017) 0... e.csesessseseeseseeseceeseeeeeaeensaesesseeeeaceeeeeaeeenes 14
Hannon v. State, 228 So. 3d 505 (Fla. 2017)... .ceeececscecccececesecsscceseeseseececsenceeaceeeaees 14
Harris v. Alabama, 513 U.S. 504 (1995)... esseseesseseceseeseseeeeseseneeeseeneeeeneeeneeneeeseasees 19
Hitchcock v. Florida, 188 S. Ct. 513 (2017) w......eccccecseccceecececceecceeeceseeeeeeeseneess 6,7,8,9,14
Hitchcock v. State, 226 So. 3d 216 (Fla. 2017)................ veveececssececeuseeevsneeeeess 6,7,8,9,14
Hurst v. Florida, 136 S. Ct. 616 (2016)............ccccccscssssssssssessnsssecseesecessnseaseaseneans passim
Hurst v. State, 202 So. 3d 40 (Fla. 2016) .........cccccessccscssesscscsecsssesseesesssessssessnes passim
In re Coley, 871 F.3d 455 (6th Cir. 2017) .....cceccccccsccesesscssesscsecesesssesssaccassacsersenateeens 18
In re Jones, 847 F.3d 1293 (10th Cir, 2017) ....ccceccecessecscsccecssssscceesccecessceeceeececeaceeee 18
In re Winship, 397 U.S. 358 (1970)......cccccccecscsscsscsssssssssssssssssssssssssssssssscsassseseeessavars 26,27
Jenkins v. Hutton, 137 S. Ct. 1769 (2017) oo... ceecccsccssccesccescceseceesccsesceesceesescenscesees 10
Johnson v. Louisiana, 406 U.S. 356 (1972) ...ccccccscecccsscssesessesssssssccsscesscecseceececeeseeeeeee 26
Johnson v. New Jersey, 384 U.S. 719 (1966) ......cececccscsececcssssessesscsccsscessecesceceeceneeeees 12
Johnson v. State, 904 So. 2d 400 (Fla. 2005) ...........cccscccsccseccescecesceseccessceeceesecesesceeess 13
Johnston v. Florida, 139 S. Ct. 481 (2018) ..ececccccccccsscsscsscsssscsscsscssssessessevssecsaseeaseaes 9
Johnston v. Singletary, 162 F.3d 630 (11th Cir. 1998) ......cc.ccceceeeeeeeeeeseceeeceaseeeeeeee 36
Johnston v. State, 246 So. 3d 266 (Fla. 2018) ......ccccccccccscccccccsseccesssecssccesssecsececsuecesscece 9
Jones v. Florida, 515 U.S. 1147 (1995) cee cecccccssscceescececccceccccecsecsacccssssecssucesecsnscesenees 4
Jones v. Jones, SC16-607, 2017 WL 1034410 (Fla. Mar. 17, 2017) .........cccccecececeeeeeeeee 6
Jones v. Sec’y, Fla. Dept. of Corr., 187 S. Ct. 2245 (2017) .ccccceccccecscesscssscsssesssseeeseeees 5
Jones v. Sec’y, Fla. Dept. of Corr., 834 F.3d 1299 (11th Cir. 2016) 0... eee 5
Jones v. State, 256 So. 3d 801 (Fla. 2018) 0... cecceccssceeccsseccescesecsesseseeaceaeeees passim
Jones v. State, 53 So. 3d 230 (Fla. 2010) o......eeeceeeccesccessececcsecccseceescesccsececsscsacerecsaes 5,7
Jones v. State, 648 So. 2d 669 (Fla. 1994) ......ecececcccccccccecceccccessesscesessessecsscsuesseeens 3,10
Jones v. State, 998 So. 2d 578 (Fla. 2008) .......cccccccccesssesesesscesceceeccessceseecsesencesereaees 4,7
Kacamar v. Florida, 138 S. Ct. 1973 (2018)...........cccccccsccecsececceceesecsessecessecessessseceusecenes 35
vi
Kaczmar v. State, 228 So. 8d 1 (Fla. 2017) ..cccccccccccccccsscsssssssssesssecssscseseesessssseseneres 35
Kansas v. Carr, 1386 S. Ct. 638 (2016) ....eccecceecesececcceecceescececcecscecseccecsecsecssecececasescers 10
Kansas v. Marsh, 548 U.S. 163 (2006) .0.....ccccceccecccceceeecececeeeccesecesecsececseecenceccecsceenee 25
Lambrix v. Florida, 188 S. Ct. 312 (2017) .0....ecceeceescccececcesecccececeececececececeacesseecescess 9,14
Lambrix v. Jones, 136 S. Ct. 812 (2017) .....ccccccsecccssscsceseccssceeecseeceessaceseeeaseevseeseneeees 11
Lambrix v. Sec’y, Fla. Dept. of Corr., 872 F.3d 1170 (11th Cir. 2017) ............... passim
Lambrix v. State, 227 So. 3d 112 (Fla. 2017) .........cesesecesseseseeeseeseeesesesseseeeeeaessseeseess 9,14
Linkletter v. Walker, 381 U.S. 618 (1965) ..........ccscssseseeeceseesessceeesateneaeeneseceeaeeneaenees 12
Michigan v. Long, 463 U.S. 1032 (1988).......0.cccccsccsscesescseescsssssesscssseececseesecsecsevees 11,34
Middleton v. Florida, 138 S. Ct. 829 (2018) ........eesesesessesessessesneassssseeseeseeeeseeneeseeneeees 35
Middleton v. State, 220 So. 3d 1152 (Fla. 2017) ......eeceecessesssseceseeseeeesesescseeseneeaeeeeseees 35
Miles v. United States, 103 U.S. 304 (1880) .00........ccccccceccccecceececcecescecessecseccesssecencecees 24
Miller v. Alabama, 567 U.S. 460 (2012) ooo... cece cccceesecceesncecenccececcecereeecececceeeueceesscerees 17
Montgomery v. Louisiana, 136 S. Ct. 718 (2016) 0... ceeceecccecceseceesccesncessceeecenss 17,18
Mosley v. State, 209 So. 8d 1248 (Fla. 2016) .........ccccccccccccsceesessseseesesceseeeseeees 11,12,13
Parker v. Dugger, 498 U.S. 808 (1991) .....ccccccceceecesscscecsccessssecseseeeceececseeceasvereeaeeeees 24
Penry v. Lynaugh, 492 U.S. 802 (1989) .....ccccccccccccccceccsecessccecscesessecssasensensesssens 15,17
Peterka v. Florida, 139 S. Ct. 181 (2018) o...ceececccecccsecccecceeccesecceseccseceeececececaceesececerees 9
Peterka v. State, 237 So. 3d. 903 (Fla. 2018) o.o....ceccccccsscccsecccescccecesececceceescesesceetsceesecees 9
Philmore v. Florida, 189 S. Ct. 478 (2018) w..cccccccsecscccsecccesscececccesstecesececeeseeessecsseees 9,35
Philmore v. State, 234 So. 3d 567 (Fla. 2018) wo...eeccccscccseccecccsecececccescecscececceuesseees 9,35
vil
Provenzano v. Singletary, 148 F.3d 13827 (11th Cir. 1998) oo... ec eeeeseeeeeeeeeeeeees 36
Pulley v. Harris, 465 U.S. 44 (1984) .oo.ccccccccccccsssecsscsecssscesceeseesesceeesecseeseceusessensansaess 20
Reynolds v. Florida, 139 S. Ct. 27 (2018) oo....eceeceeeesceeccceseceesecesacesenceseceseceaeees 28,32,35
Reynolds v. State, 251 So. 3d 811 (Fla. 2018) oo... ceeseeescesecceeseeeseeeeeee 7,28,29,30,35
Ring v. Arizona, 536 U.S. 584 (2002).........ccccccccesscsssessssscsesccesscssesseessesseseeceneesees passim
Rockford Life Ins. Co. v. Ill. Dept. of Revenue, 482 U.S. 182 (1987) .......ccccscceeceeseeeee 28
Romano v. Oklahoma, 512 U.S. 1 (1994) oo. ccceeeccccecccessecsececeseseceesesenseesseseees 29, 35,36
Roper v. Simmons, 543 U.S. 551 (2005) .......esccessessesesseesesseseseesssesteseseesssneaneneneans 20,24
Schriro v. Summerlin, 542 U.S. 348 (2004) 0... cecccsccsesscessesecessecsesecesssecesceeseeneass 11,12
Smith v. State, 598 So. 2d 1063 (Fla. 1992) oo... ceeeccsescccssesscssecsecssceseceesececeeeeeeeeees 14
State v. Mason, 153 Ohio St. 3d 476 (Ohio 2018) .........cccccsccccsescencccccecessccsccesscssececeeees 10
Stovall v. Denno, 388 U.S. 293 (1967) .o.....esesssssessssessssessessseneaeeueseeeeseaeeesetsaeeesseeecenees 12
Tanzi v. Florida, 139 S. Ct. 478 (2018) ......esccsessessesseseeeatsaceseneeseseesessneenesseeaseeeaeeneeees 9
Tanzi v. State, 251 So. 3d 805 (Fla. 2018) ........cccsesccsssscsssesssescseenssecsessessassnssnsenseesaees 9
Teague v. Lane, 489 U.S. 288 (1989) oo... ceesecseesseeeeseceseesesesseseeneaeeeeseaeeneneensens 12,13,26
Truehill v. Florida, 138 S. Ct. 3 (2017) .....sessecsesssesessesseceseesseseesenesseaeeseesseeeenneaseeeaee 35
Truehill v. State, 211 So. 3d 980 (Fla. 2017) 0... ecsssecssseseceeseceseeseeesseneeseseeaeeenereesenes 35
Tuilaepa v. California, 512 U.S. 967 (1994) oo. eseseseeseeeeseseeeneaenecneaeeneeteeeneens 25
United States v. Johnston, 268 U.S. 220 (1925) .........cccccccccssccecceccsecessscecesssecsssseeecseees 29
United States v. Sampson, 486 F.3d 18 (1st Cir. 2007) 0.0... ceceeeeceeeeceeeseeees 10
Walls v. Florida, 139 S. Ct. 185 (2018) .......ccecccccescesecccsecccceeccceecccceeccecsscecsaucecsesececences 35
Walls v. State, 238 So. 3d 96 (Fla. 2018) .........cccccccccsccsccccessccccssssccsecccesssecesusceseeesssecees 35
Williams v. State, 595 So. 2d 936 (Fla. 1992) .......c...cccccceccceccccecsccesssseceescesssecensecesseeess 33
Wilson v. Sirmons, 536 F.3d 1064 (10th Cir. 2008) o.oo... ceeccescccceescceeeeccesecccesecerceeees 36
Witt v. State, 387 So. 2d 922 (Fla. 1980) ........ccseceesseseseseceeteeceseseseeteeeees 11,12,13,17,21
Ybarra v. Filson, 869 F.3d 1016 (9th Cir. 2017) .0........:ccccccccccceccceescceescececceseseeeeaeeesees 18
Zeigler v. State, 580 So. 2d 127 (Fla. 1991)... cc ccc scssccsscsssssssesecsessssesssseeeseees 24
Other Authorities
28 U.S.C. § L257 ooo cccccccccesccecesseeececseneeeessneeessneecescecescacecsseeeesesaeeeesessneeseeseeecesaseeeeenseaes 1
Fla. Stat. § Q20.V4 0 ooo.ecceecescccccscccsssssssscscscssssssscsesvsesesecseecsceveuacacavacscevsceeeesecsese passim
Ind. Code § 85-50-2-9(@) .o.e.ececcccccccccccccccccccccesscceececeeececeecececececceeessecceececuesssseessessesecsuerss 36
Senate Bill Analysis and Fiscal Impact Statement, SB 280, Feb. 21, 2017 .............. 22
Sup. Ct. R. LO... ccccccscccesssssssessssssssessesneesssneesesnessessssesesasecscceecececsaccceceeecaeseeececeesaees 1
Sup. Ct. R. 14... ceccccssccccccesseeeeeeeeseessesnnaseeseececesssessscaeesseeeesesssasseasaacsnseeceeccsceeeceseasssseeees 1
1x
IN THE SUPREME COURT OF THE UNITED STATES
NO. 18-7428
HARRY JONES, Petitioner,
Vv.
STATE OF FLORIDA, Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA
BRIEF IN OPPOSITION
TO PETITION FOR A WRIT OF CERTIORARI
OPINION BELOW
The Florida Supreme Court’s decision petitioned for review appears as Jones
v. State, 256 So. 3d 801 (Fla. 2018).
JURISDICTION
This Court’s jurisdiction to review the final judgment of the Florida Supreme
Court is authorized by 28 U.S.C. § 1257. However, the Florida Supreme Court’s
decision in this case is based on independent state grounds, does not implicate an
important or unsettled question of federal law, does not conflict with another state
court of last resort or a United States court of appeals, and does not conflict with
relevant decisions of this Court. Therefore, this Court should decline to exercise
jurisdiction as no unresolved federal question is raised. Sup. Ct. R. 10, 14(g)@).
CONSTITUTIONAL PROVISIONS INVOLVED
The Fifth Amendment to the United States Constitution:
No person shall be held to answer for a capital, or otherwise infamous
crime, unless on a presentment or indictment of a grand jury, except in
cases arising in the land or naval forces, or in the militia, when in actual
service in time of war or public danger; nor shall any person be subject
for the same offense to be twice put in jeopardy of life or limb; nor shall
be compelled in any criminal case to be a witness against himself, nor
be deprived of life, liberty, or property, without due process of law; nor
shall private property be taken for public use, without just
compensation.
The Sixth Amendment to the United States Constitution:
In all criminal prosecutions, the accused shall enjoy the right to a speedy
and public trial, by an impartial jury of the State and district wherein
the crime shall have been committed, which district shall have been
previously ascertained by law, and to be informed of the nature and
cause of the accusation: to be confronted with the witnesses against him:
to have compulsory process for obtaining witnesses in his favor, and to
have the Assistance of Counsel for his defense.
The Eighth Amendment to the United States Constitution:
Excessive bail shall not be required, nor excessive fines imposed, nor
cruel and unusual punishments inflicted.
The Fourteenth Amendment to the United States Constitution, section one:
All persons born or naturalized in the United States, and subject to the
jurisdiction thereof, are citizens of the United States and of the State
wherein they reside. No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United States; nor
shall any State deprive any person of life, liberty, or property, without
due process of law: nor deny to any person within its jurisdiction the
equal protection of the laws.
STATEMENT OF THE CASE AND PROCEDURAL HISTORY
Petitioner Harry Jones was charged with first-degree murder, robbery, and
grand theft of a motor vehicle in July 1991. The facts of the case are set forth in his
direct appeal, Jones v. State, 648 So. 2d 669 (Fla. 1994) (rehearing denied). In sum,
the victim, George Young, was at a liquor store when Jones entered the store with a
friend, Timothy Hollis, who was intoxicated. Hollis appeared to get sick and Jones
took him to the restroom. The victim later helped Jones take Hollis outside and then
offered to drive the men home in Young’s vehicle. Approximately one hour later,
Young’s truck was involved in an accident, with Jones as the only occupant. Young’s
body was found five days later, a victim of fresh-water drowning in an area witnesses
stated Jones was previously seen. Jd. at 672-738.
Jones’ first trial resulted in a hung jury and mistrial but, was found guilty as
charged in the second trial. Jones, 648 So. 2d at 672. The trial court sentenced Jones
to death following the jury’s recommendation of a death sentence by a 10-2 vote.
Three aggravating factors (“aggravators”) were found: (1) Jones was previously
convicted of a prior violent felony; (2) the murder was committed while Jones was
engaged in the commission of a robbery; and (8) the murder was especially heinous,
atrocious, or cruel (HAC). /d. at 673; nn. 1, 2. The trial court found one statutory
mitigating circumstance (“mitigator”), that Jones’ capacity to appreciate the
criminality of his conduct or to conform this conduct to the requirements of law was
substantially impaired; and two nonstatutory mitigators (Jones suffered from a
traumatic childhood and had the love and support of his family). Jd. at 673. The
Florida Supreme Court affirmed Jones’ conviction and death sentence on November
10, 1994. Jd. (rehearing denied). His conviction and sentence became final when this
Court denied certiorari. Jones v. Florida, 515 U.S. 1147 (1995).
Jones filed his initial motion for postconviction relief in 1997, but amended it
five years later, in 2003. Jones v. State, 998 So. 2d 573 (Fla. 2008) (rehearing denied).
Following an evidentiary hearing in 2004 on several of Jones’ postconviction claims,
the trial court denied his motion, which was upheld on appeal by the Florida Supreme
Court. Jd. at 579, 589.
Jones’ original state habeas petition filed in 2007 claimed (1) Florida’s capital
sentencing scheme is unconstitutional under Ring v. Arizona, 536 U.S. 584 (2002);
and (2) Florida’s standard penalty phase jury instructions shifted the burden of proof
and diluted the jury’s responsibility by labeling their sentencing verdict “advisory”
and violative of the Sixth Amendment. Jones, 998 So. 2d at 589. The Florida
Supreme Court denied the petition holding that Ring did not retroactively apply to
Jones’ conviction and death sentence, which occurred seven years prior to Ring. Id.
Regarding Florida’s penalty phase jury instructions and Jones’ claim of “burden
shifting,” the Florida Supreme Court held that the claim was both procedurally
barred and without merit. Jd. Finally, as to Jones’ challenge that the jury’s
responsibilities were diluted, the Florida Supreme Court found this claim was not
only to be procedurally barred, but substantively rejected it stating, “[wle have
consistently held that the standard penalty phase jury instructions fully advise the
jury of the importance of its role, correctly state the law, do not denigrate the role of
the jury, and do not violate Caldwell v. Mississippi, 472 U.S. 320 (1985)... .” Jd. at
590.
In 2005 and 2007, Jones filed supplemental and successive postconviction
motions challenging his conviction and sentence alleging newly discovered evidence
and due process rights violation regarding the trial court’s adoption of a State
proposed order. The trial court summarily denied Jones’ motions as untimely and
without merit. Jones v. State, 583 So. 3d 230 (Fla. 2010). The Florida Supreme Court
affirmed summary denial of the motions on the merits. Jd.
In 2011, Jones filed an amended federal habeas petition with the United States
District Court, Northern District of Florida raising ineffective assistance of counsel
claims. Jones v. Sec’y, Fla. Dept. of Corr., 834 F.3d 1299, 1305 (11th Cir. 2016). The
District Court denied the petition and the United States Court of Appeals, Eleventh
Circuit affirmed. /d. at 1323; Order Denying Petition October 1, 2013, 4:09-cv-0054-
RH-CAS, cert. denied, Jones v. Sec’y, Fla. Dept. of Corr., 137 S. Ct. 2245 (2017).
In 2016, Jones filed a successive habeas petition with the Florida Supreme
Court following this Court’s decision in Hurst v. Florida, 136 S. Ct. 616 (2016) (“Hurst
v. Florida’). Jones v. State, 256 So. 3d 801 (Fla. 2018). Jones argued the trial judge,
rather than the jury made sufficient findings of aggravating circumstances. In Hurst
v. Florida, this Court held that Florida’s capital sentencing scheme was
unconstitutional pursuant to Aings determination that the Sixth Amendment
requires a jury to find the existence of an aggravating circumstance which qualifies
a defendant for a sentence of death. On remand in Hurst v. State, the Florida
Supreme Court held that in capital cases, the jury must unanimously and expressly
find that the aggravating factors were proven beyond a reasonable doubt,
unanimously find that the aggravating factors are sufficient to impose death,
unanimously find that the aggravating factors outweigh the mitigating
circumstances, and unanimously recommend a sentence of death. Hurst v. State, 202
So. 3d 40 (Fla. 2016), cert. denied, Florida v. Hurst, 137 8. Ct. 2161 (2017).
Jones’ habeas petition was denied on March 17, 2017, based on Asay v. State,
210 So. 3d 1, 22 (Fla. 2016) (holding Hurst does not apply retroactively to cases which
became final prior to Ring), cert. denied, Asay v. Florida, 138 S. Ct. 41 (2017). See
Jones v. Jones, SC16-607, 2017 WL 1034410 (Fla. Mar. 17, 2017).
While his successive state habeas petition was pending, Jones filed a
successive postconviction motion in the trial court raising Hursfrelated issues.
Jones, 256 So. 3d at 802. The trial judge summarily denied the motion after the
Florida Supreme Court denied the habeas petition and Jones appealed. Jd.
During pendency of the appeal, the Florida Supreme Court ordered briefing by
both parties addressing why the trial court’s order denying Jones’ Hurs¢ claims
should not be affirmed in light of its recent decision in Hitchcock v. State, 226 So. 3d
216 (Fla. 2017), cert. denied, Hitchcock v. Florida, 138 S. Ct. 513 (2017), as well as
briefing on non- Hurst issues. Jones, 256 So. 3d at 802. After reviewing each party’s
response, the Florida Supreme Court denied all relief in Jones’ case, holding,
In Hitchcock, we held that “our decision in [Asay] forecloses relief
under Hurst for defendants whose convictions and sentences were final
prior to [Ring]. . . . Thus, because his sentence became final prior to
Ring, Jones is not entitled to Hurst relief. .. . Jones’s claim that his
death sentence violates [Caldwell and the Eighth Amendment is
foreclosed by our recent decision in Reynolds v. State, 251 So. 3d 811,
82548 [sic] ([Fla.] 2018), in which we held that “a Caldwell claim based
on the rights announced in Hurst and Hurst v. Florida cannot be used
to retroactively invalidate the jury instructions that were proper at the
time under Florida law.”
Id.1 It is this decision by the Florida Supreme Court upon which the instant Petition
is based. This is the State’s Brief in Opposition.
REASONS FOR DENYING THE WRIT
Jones seeks certiorari review of the Florida Supreme Court’s decision affirming
the trial court’s denial of his successive motion for postconviction relief and petition
for writ of habeas corpus. The Petition is based on Jones’ death sentence which
became final pre- ing and seeks this Court’s intervention for denial of retroactive
application of Hurst v. Florida and Hurst v. State. Jones claims violations of the Fifth
Amendment’s guarantee of fundamental fairness; the Sixth Amendment’s guarantee
that requisite statutory facts are found prior to the imposition of a death sentence;
the Eighth Amendment’s prohibition against arbitrary and capricious imposition of
1 Jones raised the newly discovered evidence claim regarding state witness Kevin Prim in his
postconviction motions and petitions dating back to 2008. This claim was consistently rejected by the
trial court and on appeal, including the opinion which is the basis of this Petition. See Jones, 998 So.
2d at 578, n. 2; Jones, 53 So. 3d at 230. However, the Petition omits any discussion of this claim.
7
the death penalty through Florida’s partial retroactivity analysis; and the Fourteenth
Amendment’s guarantee of equal protection. Petition at 13-26. However, Florida’s
retroactivity analysis is undisputedly a matter of state law and its retroactive
application of Hurst to only post: Ring cases does not violate the Fifth, Sixth, Eighth,
or Fourteenth Amendment. Second, Jones seeks review of his sentence as violative
of Caldwell, alleging that the jury was misled and its role diminished. These issues
have no merit and do not warrant review.
ISSUE I
WHETHER THIS COURT SHOULD GRANT REVIEW OF THE
FLORIDA SUPREME COURT’S HOLDING THAT HURST DID NOT
APPLY RETROACTIVELY TO JONES AND DOES NOT VIOLATE
THE EIGHTH AMENDMENT.
There is no Basis for Certiorari Review of the Florida Supreme Court’s
Denial of Retroactive Application of Hurst to Petitioner.
Jones seeks certiorari review of the Florida Supreme Court’s decision holding
that Hurst v. State is not retroactive and did not violate the Eighth Amendment,
based on its precedent in Eitchcock, “because [Jones’] sentence became final prior to
Ring.” Jones, 256 So. 3d at 802. However, the issue of partial retroactivity is solely
a matter of state law and the Florida Supreme Court’s decision is based upon
adequate state grounds. This Court does not review decisions that are based solely
on state law. No constitutional violations exist where Florida’s retroactive
application of Hurst applies to only post-Ring cases. This Court directly held that
states are free to have their own tests for retroactivity which provide more relief and
include partial retroactivity. Danforth v. Minnesota, 552 U.S. 264 (2008) (recognizing
that a state court’s retroactivity determination is a matter of state law). The Florida
Supreme Court’s decision does not conflict with this Court’s jurisprudence on
retroactivity, nor with any other state court of last review, and is not in conflict with
any federal appellate court. Thus, Jones’ request for certiorari review should be
denied.?
Aside from the question of retroactivity, certiorari would be inappropriate
because there is no underlying federal constitutional error. Hurst v. Florida did not
address the process of weighing the aggravating and mitigating circumstances or
suggest that the jury must conduct the weighing process to satisfy the Sixth
Amendment.
Jones became eligible for a death sentence by virtue of his previous conviction
for an unrelated violent felony, as well as “the automatic application of the ‘during
the course of a felony’ aggravator” under Florida Statutes § 921.141(5)(b) in the
2 This Court has repeatedly denied certiorari to review the Florida Supreme Court’s retroactivity
decisions following the issuance of Hurst v. State. See, e.g., Hitchcock v. State, 226 So. 3d 216 (Fla.
2017), cert. denied, Hitchcock v. Florida, 1388 S. Ct. 513 (2017); Lambrix v. State, 227 So. 3d 112, 113
(Fla. 2017), cert. denied, Lambrix v. Florida, 138 S. Ct. 312 (2017); Branch v. State, 234 So. 3d 548,
549 (Fla. 2018), cert. denied, Branch v. Florida, 138 S. Ct. 1164 (2018); Jones v. State, 234 So. 3d 545
(Fla. 2018), cert. denied, Jones v. Florida, 138 S. Ct. 2686 (2018); Peterka v. State, 237 So. 3d 903 (Fla.
2018), cert. denied, Peterka v. Florida, 139 8. Ct. 181 (2018); Johnston v. State, 246 So. 3d 266 (Fla.
2018), cert. denied, Johnston v. Florida, 139 S. Ct. 481 (2018); Grim v. State, 244 So. 3d 147 (Fla. 2018),
cert. denied, Grim v. Florida, 139 S. Ct. 480 (2018); Franklin v. State, 236 So. 3d 989 (Fla. 2018), cert.
denied, Franklin v. Florida, 139 8. Ct. 479 (2018); Philmore v. State, 234 So. 3d 567 (Fla. 2018), cert.
denied, Philmore v. Florida, 139 S. Ct. 478 (2018); Tanzi v. State, 251 So. 3d 805 (Fla. 2018), cert.
denied, Tanzi v. Florida, 139 S. Ct. 478 (2018); and Guardado v. State, 238 So. 3d 162 (Fla. 2018), cert.
denied, Guardado v. Florida, 139 S. Ct. 477 (2018).
9
instant case. Jones, 648 So. 2d at 673, nn. 1, 2. The unanimous verdict by Jones’ jury
establishing his guilt of this contemporaneous crime (robbery), an aggravator under
well-established Florida law, was clearly sufficient to meet the Sixth Amendment’s
fact-finding requirement. See Jenkins v. Hutton, 137 S. Ct. 1769, 1772 (2017) (noting
that the jury’s findings that defendant engaged in a course of conduct designed to kill
multiple people and that he committed kidnapping in the course of aggravated
murder rendered him eligible for the death penalty); Kansas v. Carr, 136 S. Ct. 633,
642 (2016) (rejecting a claim that the constitution requires a burden of proof on
whether or not mitigating circumstances outweigh aggravating circumstances, noting
that such a question is “mostly a question of mercy”). See also State v. Mason, 153
Ohio St. 3d 476, 483, 485 (Ohio 2018) (“Nearly every court that has considered the
issue has held that the Sixth Amendment is applicable to only the fact-bound
eligibility decision concerning an offender’s guilt of the principal offense and any
aggravating circumstances” and that “weighing is not a fact-finding process subject
to the Sixth Amendment.”); United States v. Sampson, 486 F.3d 13, 32 (1st Cir. 2007)
(“As other courts have recognized, the requisite weighing constitutes a process, not a
fact to be found.”). Jones’ previous violent felony conviction further satisfied the Sixth
Amendment requirements in accordance with Almendarez-Torres v. United States,
523 U.S. 224 (1998). Thus, there was no Hurst v. Florida error in this case.
Additionally, Hurst is not retroactive under federal law. “Ring announced a
new procedural rule that does not apply retroactively to cases already final on direct
10
review.” Schriro v. Summerlin, 542 U.S. 348, 358 (2004). Since Hurstis an extension
of Ring, it is also not retroactive under federal law. Hurst, 136 S. Ct. at 622 (“As with
Ring, a judge increased Hurst’s authorized punishment based on her own factfinding.
In light of Ring, we hold that Hurst’s sentence violates the Sixth Amendment.”); see
also Lambrix v. Sec’y, Fla. Dept. of Corr., 872 F.3d 1170, 1182 (11th Cir. 2017) (“No
U.S. Supreme Court decision holds that its Hurst decision is retroactively
applicable.”), cert. denied, Lambrix v. Jones, 138 8. Ct. 312 (2017).
This Court does not review state court decisions that are based on adequate
and independent state grounds. See Michigan v. Long, 468 U.S. 1032, 1040 (1983)
(“Respect for the independence of state courts, as well as avoidance of rendering
advisory opinions, have been the cornerstones of this Court's refusal to decide cases
where there is an adequate and independent state ground.”). Since Hurst is not
retroactive under federal law, the retroactive application of Hurst is solely based on
a state test for retroactivity. Because the retroactive application of Hurstis based on
adequate and independent state grounds, certiorari review should be denied.
The Florida Supreme Court first analyzed the retroactive application of Hurst
in Mosley v. State, 209 So. 3d 1248, 1276-83 (Fla. 2016), and Asay, 210 So. 3d at 15-
22. In Mosley, the Florida Supreme Court held that Hurst is retroactive to cases
which became final after the June 24, 2002, decision in Ring. Mosley, 209 So. 3d at
1283. In determining whether Hurst should be retroactively applied to Mosley, the
Florida Supreme Court conducted a Witt analysis which sets forth the state-based
11
test for retroactivity. Witt v. State, 387 So. 2d 922, 926 (Fla. 1980) (determining
whether a new rule should be applied retroactively by analyzing the purpose of the
new rule, extent of reliance on the old rule, and the effect of retroactive application
on the administration of justice) (citing Stovall v. Denno, 388 U.S. 293, 297 (1967);
Linkletter v. Walker, 381 U.S. 618 (1965)). The same day the Florida Supreme Court
decided Mosley, it held in Asay that Hurst does not apply retroactively to cases which
became final prior to Ring. Asay, 210 So. 3d at 22.
Since “finality of state convictions is a state interest, not a federal one,” states
are permitted to implement standards for retroactivity that grant “relief to a broader
class of individuals than is required by Teague,” which provides the federal test for
retroactivity. Danforth, 552 U.S. at 280-81 (emphasis in original); Teague v. Lane,
489 U.S. 288 (1989); see also Johnson v. New Jersey, 384 U.S. 719, 733 (1966) (“Of
course, States are still entirely free to effectuate under their own law stricter
standards than those we have laid down and to apply those standards in a boarder
range of cases than is required by this [Court].”).
As Hing and by extension Hurst, have been held not to be retroactive under
federal law, Florida has implemented a test which provides relief to a broader class
of individuals by applying a Witt analysis, instead of Teague, for determining the
retroactivity of Hurst. See Schriro, 542 U.S. at 258 (holding that “Ring announced a
new procedural rule that does not apply retroactively to cases already final on direct
review”); see also Lambrix, 872 F.3d at 1182-83.
12
The Florida Supreme Court determined that all three Witt factors weighed in
favor of retroactive application of Hurst to cases which became final post- Ring.
Mosley, 209 So. 3d at 1276-83. The Court concluded that “defendants who were
sentenced to death based on a statute that was actually rendered unconstitutional by
Ringshould not be penalized for the United States Supreme Court’s delay in explicitly
making this determination.”? /d. at 1283. Thus, the Florida Supreme Court held
Hurst to be retroactive to Mosley, whose case became final in 2009, which is post-
Ring. Id.
Conversely, applying the Witt analysis in Asay, the Florida Supreme Court
held that Hurst is not retroactive to any case in which the death sentence was final
pre-Aing. Mosley, 209 So. 3d at 1283. The Court specifically noted that Witt
“provides more expansive retroactivity standards than those adopted in Teague.”
Asay, 210 So. 3d at 15 (emphasis in original), quoting, Johnson v. State, 904 So. 2d
400, 409 (Fla. 2005). However, the Court determined that prongs two and three of
the Witt test, reliance on the old rule and effect on the administration of justice,
weighed heavily against the retroactive application of Hurst to pre-Ring cases. Id. at
20-22. Relating to reliance on the old rule, the Court noted “the State of Florida in
prosecuting these crimes, and the families of the victims, had extensively relied on
3 Under this rationale, it would not make sense to grant relief only to those who raise Ring claims in
the 14 years between Hing and Hurst, as this would encourage frivolous claims in the hope that
subsequent vindication could provide a basis of relief for a future change in the law. Nor should a
defendant who failed to raise a claim that appeared to be well settled against him/her be punished for
not raising what he/she believed to be a frivolous claim.
13
the constitutionality of Florida’s death penalty scheme based on the decisions of the
United States Supreme Court. This factor weighs heavily against retroactive
application of Hurst v. Florida to this pre- Ring case.” Jd. at 20. Relating to the effect
on the administration of justice, the Court noted that resentencing is expensive and
time consuming and that the interests of finality weighed heavily against retroactive
application. /d. at 21-22. Thus, the Florida Supreme Court held that Hurst was not
retroactive to Asay since the judgment and sentence became final in 1991, pre- Ring.
Id. at 8, 20.
Since Asay, the Florida Supreme Court has continued to apply Hurst
retroactively to all post-Aing cases and declined to apply Hurst retroactively to all
pre-Ringcases. See e.g., Hitchcock, supra; Lambrix v. State, 227 So. 3d 112, 113 (Fla.
2017), cert. denied, Lambrix v. Florida, 138 S. Ct. 312 (2017); Hannon v. State, 228
So. 3d 505, 513 (Fla. 2017), cert. denied, Hannon v. Florida, 138 S. Ct. 441 (2017);
Branch v. State, 234 So. 3d 548, 549 (Fla. 2018), cert. denied, Branch v. Florida, 138
S. Ct. 1164 (2018). This distinction among cases which were final pre- Ring versus
cases which were final post- Hing, is neither arbitrary nor capricious.
In the traditional sense, new rules are applied retroactively only to cases which
are not yet final. See Griffith v. Kentucky, 479 U.S. 314, 328 (1987) (“a new rule for
the conduct of criminal prosecutions is to be applied retroactively to all cases, state
or federal, pending on direct review or not yet final, with no exception for cases in
which the new rule constitutes a ‘clear break’ with the past”); Smith v. State, 598 So.
14
2d 1063, 1066 (Fla. 1992) (applying Griffith to Florida defendants); Penry v. Lynaugh,
492 U.S. 302, 314 (1989) (holding finality concerns in retroactivity are applicable in
the capital context). Under this “pipeline” concept, Hurst would only apply to the
cases which were not yet final on the date of the decision in Hurst. This type of
traditional retroactivity can depend on a score of random factors having nothing to
do with the offender or the offense, such as trial scheduling and docketing on appeal.
Even under the “pipeline” concept, cases whose direct appeal were decided on
the same day might have their judgment and sentence become final on either side of
the line for retroactivity. Additionally, under the “pipeline” concept, “old” cases where
the judgment and/or sentence has been overturned will receive the benefit of new law
as they are no longer final. Yet, this Court recognizes this type of traditional
retroactivity as proper and not violative of the Eighth or Fourteenth Amendment.
The only difference between this more traditional type of retroactivity and the
retroactivity implemented by the Florida Supreme Court is that it stems from the
date of the decision in fing, rather than from the Hurst decision date. In moving the
line of retroactive application back to Ring,4 the Florida Supreme Court reasoned that
since Florida’s death penalty sentencing scheme should have been recognized as
unconstitutional upon the issuance of the decision in Ring, defendants should not be
penalized for time that it took for this determination to be made official in Hurst.
4 Though Apprendi served as a precursor to fing, this Court distinguished capital cases from its
holding in Apprendi and thus Hingis the appropriate demarcation for retroactive application to capital
cases. Asay, 210 So. 3d at 19; Apprendi v. New Jersey, 530 U.S. 466, 496 (2000).
15
The Florida Supreme Court has demonstrated “some ground of difference that
rationally explains the different treatment” between pre-Aing and post- Ring cases.
Eisenstadt v. Baird, 405 U.S. 488, 447 (1972); see also F. S. Royster Guano Co. v.
Virginia, 253 U.S. 412, 415 (1920) (To satisfy the requirements of the Fourteenth
Amendment, “classification must be reasonable, not arbitrary, and must rest upon
some ground of difference having a fair and substantial relation to the object of the
legislation, so that all persons similarly circumstanced shall be treated alike.”).
Unquestionably, extending relief to more individual defendants who would not
receive the benefit of a new rule because their cases were already final when Hurst
was decided, does not violate the Eighth or Fourteenth Amendment. Thus, just like
the more traditional application of retroactivity, the Aing based cutoff for the
retroactive application of Hurst is not in violation of the Eighth or Fourteenth
Amendment.
Jones argues that the Florida Supreme Court is being unfair in selectively
applying Hurst to “similarly situated” defendants, namely those who “were free of the
shackles of finality.” (Petition at 16). However, in the wake of Furman v. Georgia,
408 U.S. 238 (1972), similar Equal Protection claims were rejected. See also Lambrix,
872 F.3d at 1183; Dobbert v. Florida, 432 U.S. 282, 301 (1977). These claims were
based on the two-category division of pre- Furman cases; those who were subject to
the new statute because they had not yet been tried and those whose cases were
commuted because they were already final. Dobbert, 432 U.S. at 288, 301. This Court
16
held that defendants who had yet to be tried and sentenced were “not similarly
situated to those whose sentences were commuted. He was neither tried nor
sentenced prior to Furman, as were they... .” /d. at 301.
Just as with the categorization of cases after Furman, post- Hurst, “Florida
obviously had to draw the line at some point.” Dobbert, 432 U.S. at 301. As such,
Jones is not similarly situated to those who are receiving a new sentencing phase
pursuant to Hurst as his judgment was final pre- Ring. The Florida Supreme Court’s
determination of the retroactive application of Hurst under Wittis based on adequate
and independent state grounds and is not violative of federal law or this Court’s
precedent. Thus, certiorari review should be denied.
Hurst is Not Retroactive Under Federal Law Because it Invoked
a Procedural Change, Not a Substantive Change.
Jones also argues that Hurst provided a substantive change in the law, rather
than a procedural change and therefore should be afforded full retroactive application
under federal law. In support, Jones analogizes Hurst to this Court’s holding in
Montgomery v. Louisiana, 136 S. Ct. 718 (2016), and commentary on Miller v.
Alabama, 567 U.S. 460, n. 4 (2012) (prohibition on mandatory life sentences without
parole for juvenile offenders announced a new substantive rule). Petition at 25-26.
In Montgomery, this Court found the change was substantive because “it
rendered life without parole an unconstitutional penalty for ‘a class of defendants
because of their status.” Montgomery, 136 S. Ct. at 734, quoting Penry, 492 U.S. at
330; Summerlin, 542 U.S. at 352. The change was found to be retroactive because
17
the rule “necessarily carrlies] a significant risk that a defendant ... faces a
punishment that the law cannot impose upon him.” Jd. Unlike Montgomery,
however, Hurst did not “conflatel | a procedural requirement necessary to implement
a substantive guarantee with a rule that ‘regulatels] only the manner of determining
the defendant’s culpability.” Jd. at 734-35, quoting, Summerlin, 542 U.S. at 353
(emphasis in original). Thus, Hurst is distinguishable from Montgomery.
Hurst, like Ring, was a procedural change, not substantive one. See
Summerlin, 542 U.S. at 358 (“Ring announced a new procedural rule that does not
apply retroactively to cases already final on direct review.”). Like Ring, Hurst is not
retroactive under federal law. See also Lambrix, 872 F.3d at 1182, supra; Ybarra v.
Filson, 869 F.3d 1016, 1032-33 (9th Cir. 2017) (holding that “Hurst does not apply
retroactively to cases on collateral review”); In re Coley, 871 F.3d 455, 457 (6th Cir.
2017) (noting that this Court had not made Hurst retroactive to cases on collateral
review); Jn re Jones, 847 F.3d 1298, 1295 (10th Cir. 2017) (‘the Supreme Court has
not held that Hurst announced a substantive rule”).
Unlike the change in Montgomery, Hurst is procedural. In Hurst the same
class of defendants committing the same range of conduct face the same punishment.
Further, unlike the now unavailable penalty in Montgomery, the death penalty can
still be imposed under the law after Hurst. Instead, Hurst, like Ring, merely “altered
the range of permissible methods for determining whether a defendant’s conduct is
punishable by death, requiring that a jury rather than a judge find the essential facts.
18
bearing on punishment.” Summerlin, 542 U.S. at 353. Thus, Hurst is a procedural
change and not retroactive under federal law.
Jones argues that the Florida Supreme Court’s imposition of the unanimity
requirement in Hurst v. State causes all non-unanimous verdicts to be violative of
the Eighth Amendment and that “evolving standards of decency” and “enhanced
reliability and confidence in the result” necessitate unanimous recommendations in
all death penalty cases. Petition at 21-23. On the contrary, the Florida Supreme
Court’s imposition of the unanimity requirements in Hurst v. State is purely a matter
of state law, is not a substantive change, and did not cause death sentences imposed
pre- Ring to be in violation of the Eighth Amendment.
To the extent Jones suggests that jury sentencing is now required under
federal law, this is not the case. See Ring, 536 U.S. at 612 (Scalia, J., concurring)
(“[Tloday’s judgment has nothing to do with jury sentencing. What today’s decision
says is that the jury must find the existence of the fact that an aggravating factor
existed.”) (emphasis in original); Harris v. Alabama, 513 U.S. 504, 515 (1995) (holding
that the Constitution does not prohibit the trial judge from “imposling] a capital
sentence”). This Court has not mandated jury sentencing in a capital case and such
a holding would require reading a mandate into the Constitution that is simply not
there. The Constitution provides a right to trial by jury, not to sentencing by jury.
The Eighth Amendment requires capital punishment to be limited “to those
who commit a ‘narrow category of the most serious crimes’ and whose extreme
19
233
culpability makes them ‘the most deserving of execution.” Roper v. Simmons, 543
U.S. 551, 568 (2005), quoting Atkins v. Virginia, 536 U.S. 304, 319 (2002). As such,
the death penalty is limited to a specific category of crimes and “States must give
narrow and precise definition to the aggravating factors that can result in a capital
sentence.” /d. In finding Florida’s death penalty unconstitutional, this Court did not
invalidate Florida’s statutory scheme based on Eighth Amendment narrowing
concerns. Implicit in the holding of Hurst v. Florida was that Florida’s statutory
scheme sufficiently narrowed and was in compliance with the Eighth Amendment.
However, many states also add protections that go above and beyond the
requirements of the Eighth Amendment. Often times, these additional state-based
requirements are forward-looking in anticipation of evolving standards of decency to
ensure that their capital sentencing schemes will remain constitutionally valid in the
future. These additional protections are based on adequate and independent state
grounds. For example, after this Court's Furman decision, many states redrafted
their capital sentencing statutes adding a statutory requirement to review whether
a capital “sentence is disproportionate to that imposed in similar cases” to “avoid
arbitrary and inconsistent results.” Pulley v. Harris, 465 U.S. 37, 44 (1984); Furman,
408 U.S. 238. As this Court noted, “[plroportionality review was considered to be an
additional safeguard against arbitrarily imposed death sentences, but we certainly
did not hold that comparative review was constitutionally required.” Pulley, 465 U.S.
at 50.
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