Amicus Curiae Brief — Linda H. Lamone, et al., Appellants v. O. John Benisek, et al.
Supreme Court briefMar 8, 2019
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Nos. 18-422, 18-726
IN THE
Supreme Court of the United States
___________
ROBERT A. RUCHO, ET AL., Appellants,
v.
COMMON CAUSE, ET AL., Appellees.
___________
LINDA H. LAMONE, ET AL., Appellants,
v.
O. JOHN BENISEK, ET AL., Appellees.
___________
On Appeals from the United States District
Courts for the Middle District of North Carolina
and the District of Maryland
___________
BRIEF OF CONSTITUTIONAL
ACCOUNTABILITY CENTER AS AMICUS
CURIAE IN SUPPORT OF APPELLEES
___________
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
March 8, 2019
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
INTEREST OF AMICUS CURIAE ......................
1
SUMMARY OF ARGUMENT ..............................
1
ARGUMENT .........................................................
7
I.
At the Framing, the Constitution
Established a System of Government
in Which the People Choose Their
Elected Representatives, Not the
Other Way Around ..................................
7
Subsequent Amendments to the
Constitution Protect the Right of
Individuals To Associate for Political
Ends
and
Guarantee
that
All
Americans Enjoy Equal Protection of
the Laws, Regardless of Political
Affiliation .................................................
13
III. Partisan Gerrymandering that Has the
Purpose and Effect of Subordinating
Adherents of a Political Party and
Severely Limiting the Effectiveness of
Their Votes Violates the First and
Fourteenth Amendments .........................
20
IV. The Constitution Requires Redress by the
Courts
When
States
Subordinate
Adherents of a Political Party Based on
Viewpoint in Violation of the First and
Fourteenth Amendments ..........................
29
CONCLUSION ....................................................
32
II.
(i)
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Allen v. State Bd. of Elections,
393 U.S. 544 (1969) ...............................
22
Anderson v. Celebrezze,
460 U.S. 780 (1983) ...............................
5, 26
Ariz. Free Enter. Club’s Freedom Club PAC
v. Bennett,
564 U.S. 721 (2011) ............................... 3, 4, 14
Ariz. State Legislature v. Ariz. Indep. Redistricting Comm’n,
135 S. Ct. 2652 (2015) .................... 2, 10, 12, 20
Bd. of Cty. Comm’rs v. Umbehr,
518 U.S. 668 (1996) ...............................
25
Bd. of Educ., Island Trees Union Sch. Dist.
No. 26 v. Pico,
457 U.S. 853 (1982) ...............................
25
Bd. of Estimate v. Morris,
489 U.S. 688 (1989) ...............................
21
Bullock v. Carter,
405 U.S. 134 (1972) ...............................
5
Burdick v. Takushi,
504 U.S. 428 (1992) ...............................
25
Cal. Democratic Party v. Jones,
530 U.S. 567 (2000) ...............................
13, 24
Carrington v. Rash,
380 U.S. 89 (1965) .................................
28
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
Cohen v. California,
403 U.S. 15 (1971) .................................
13
Cooper v. Harris,
137 S. Ct. 1455 (2017) ...........................
4
Davis v. FEC,
554 U.S. 724 (2008) ...............................
26
Elrod v. Burns,
427 U.S. 347 (1976) ............................ 13, 24, 25
Evenwel v. Abbott,
136 S. Ct. 1120 (2016) ...........................
9, 27
Gaffney v. Cummings,
412 U.S. 735 (1973) ....................... 22, 26, 27, 28
Gill v. Whitford,
138 S. Ct. 1916 (2018) ........................ 2, 5, 6, 23
Gomillion v. Lightfoot,
364 U.S. 339 (1960) ...............................
22, 27
Gray v. Sanders,
372 U.S. 368 (1963) ...............................
20
Heffernan v. City of Paterson,
136 S. Ct. 1412 (2016) ...........................
25
Kirkpatrick v. Preisler,
394 U.S. 526 (1969) ...............................
21
Kusper v. Pontikes,
414 U.S. 51 (1973) .................................
24
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
League of United Latin Am. Citizens v.
Perry,
548 U.S. 399 (2006) ...............................
23
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ................
31
Matal v. Tam,
137 S. Ct. 1744 (2017) ...........................
24
McCutcheon v. FEC,
572 U.S. 185 (2014) ........................... 2, 4, 13, 19
McDonald v. City of Chicago,
561 U.S. 742 (2010) ............................ 14, 16, 18
Meyer v. Grant,
486 U.S. 414 (1988) ...............................
4
NIFLA v. Becerra,
138 S. Ct. 2361 (2018) ...........................
26
Obergefell v. Hodges,
135 S. Ct. 2584 (2015) ...........................
29, 30
O’Hare Truck Serv., Inc. v. City of
Northlake,
518 U.S. 712 (1996) ...............................
25
Reynolds v. Sims,
377 U.S. 533 (1964) ............................... passim
Rogers v. Lodge,
458 U.S. 613, (1982) ..............................
22
Romer v. Evans,
517 U.S. 620 (1996) ...............................
15, 20
v
TABLE OF AUTHORITIES – cont’d
Page(s)
Rutan v. Republican Party of Ill.,
497 U.S. 62 (1990) ................................. 24, 27
Schuette v. Coal. to Defend Affirmative
Action,
572 U.S. 291 (2014) ...............................
29
Shelby County v. Holder,
570 U.S. 529 (2013) ...............................
19
Strauder v. West Virginia,
100 U.S. 303 (1880) ...............................
19
Tashjian v. Republican Party of Conn.,
479 U.S. 208 (1986) ...............................
24, 31
Texas v. Johnson,
491 U.S. 397 (1989) ...............................
31
The Civil Rights Cases,
109 U.S. 3 (1883) ...................................
5
Thornburg v. Gingles,
478 U.S. 30 (1986) .................................
23
United States v. Carolene Prods. Co.,
304 U.S. 144 (1938) ...............................
6
U.S. Term Limits, Inc. v. Thornton,
514 U.S. 779 (1995) ...............................
10
Vieth v. Jubelirer,
541 U.S. 267 (2004) ............................... passim
Voinovich v. Quilter,
507 U.S. 146 (1993) ...............................
23
vi
TABLE OF AUTHORITIES – cont’d
Page(s)
W. Va. Bd. of Educ. v. Barnette,
319 U.S. 624 (1943) ............................... 25, 31
Wesberry v. Sanders,
376 U.S. 1 (1964) ...................................
31
Whitcomb v. Chavis,
403 U.S. 124 (1971) ...............................
22
White v. Regester,
412 U.S. 755 (1973) ...............................
22
Williams v. Rhodes,
393 U.S. 23 (1968) .................................
26
Yick Wo v. Hopkins,
118 U.S. 356 (1886) ............................... 4, 15, 19
Zivotofsky ex rel. Zivotofsky v. Clinton,
566 U.S. 189 (2012) ...............................
29
Constitutional Provisions and Legislative Materials
1 Annals of Cong. (1789) (Joseph Gales ed.,
1834) ......................................................
12
4 Annals of Cong. (1794) (Joseph Gales ed.,
1834) ......................................................
14
Cong. Globe, 39th Cong., 1st Sess.
(1866) ...................................... 15, 16, 17, 18, 30
Cong. Globe, 41st Cong., 2d Sess.
(1869) .....................................................
30
2 The Debates in the Several State Conventions on the Adoption of the Federal Constitution (Jonathan Elliot ed., 1836)..... passim
vii
TABLE OF AUTHORITIES – cont’d
Page(s)
3 The Debates in the Several State Conventions on the Adoption of the Federal Constitution (Jonathan Elliot ed., 1836)..... 12, 30
4 The Debates in the Several State Conventions on the Adoption of the Federal Constitution (Jonathan Elliot ed.,
1836) .............................................. 3, 7, 8, 13, 14
The Declaration of Independence (U.S.
1776) ......................................................
8
1 The Records of the Federal Convention of
1787 (Max Farrand ed., 1911) .............. 3, 8, 9
2 The Records of the Federal Convention of
1787 (Max Farrand ed., 1911) .......
9, 10, 11
3 The Records of the Federal Convention of
1787 (Max Farrand ed., 1911) ..............
16
Report of the Joint Committee on Reconstruction, 39th Cong., 1st Sess.
(1866) ..................................................
14, 18
U.S. Const. amend. XIV, § 2 ....................
19
U.S. Const. amend. XV, § 1 ......................
19
U.S. Const. amend. XIX, § 1 ....................
19
U.S. Const. amend. XXIV, § 1 ..................
19
U.S. Const. amend. XXVI, § 1 ..................
19
U.S. Const. art. I, § 2, cl. 1 .......................
9
U.S. Const. art. I, § 2, cl. 3 .......................
9
viii
TABLE OF AUTHORITIES – cont’d
Page(s)
U.S. Const. art. IV, § 4 .............................
10
U.S. Const. pmbl. ....................................
7
Books, Articles, and Other Authorities
Akhil Reed Amar, America’s Constitution:
A Biography (2005) ...............................
7
Akhil Reed Amar, The Bill of Rights: Creation and Reconstruction (1998) ............. 3, 13, 16
Mitchell N. Berman, Managing Gerrymandering, 83 Tex. L. Rev. 781 (2005) ........
2
The Federalist No. 1 (Alexander Hamilton)
(Clinton Rossiter rev. ed., 1999) ...........
7
The Federalist No. 10 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
30
The Federalist No. 14 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
7
The Federalist No. 37 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
8
The Federalist No. 43 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
10
The Federalist No. 52 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
9
The Federalist No. 57 (James Madison)
(Clinton Rossiter rev. ed., 1999) ...........
9, 10
ix
TABLE OF AUTHORITIES – cont’d
Page(s)
The Federalist No. 78 (Alexander Hamilton) (Clinton Rossiter rev. ed., 1999) ...
7, 30
Eric Foner, Reconstruction: America’s Unfinished Revolution, 1863–1877 (Perennial Classics 2002 ed.)...........................
17
Benj. B. Kendrick, The Journal of the Joint
Committee of Fifteen on Reconstruction,
39th Congress, 1865–1867 (1914) .........
16
James Madison, Report on the Virginia
Resolution (1800)................................... 3, 13, 14
Pauline Maier, Ratification: The People Debate the Constitution, 1787–1788
(2010) .....................................................
11
Jack N. Rakove, Original Meanings: Politics and Ideas in the Making of the
Constitution (1996)................................
8, 12
Speech of Major Gen. Robert C. Schenck at
Dayton, Ohio (Aug. 18, 1866), in Cincinnati Com., Nov. 23, 1866, at 6 ..............
15
Speech of Sen. Lyman Trumbull at the Illinois Rail Road Depot, Chicago (Aug. 2,
1866), in Cincinnati Com., Nov. 23, 1866,
at 6 .........................................................
15
Gordon S. Wood, The Creation of the American Republic, 1776–1787 (1998 ed.) ....
8
1
INTEREST OF AMICUS CURIAE1
Amicus Constitutional Accountability Center
(CAC) is a think tank, public interest law firm, and action center dedicated to fulfilling the progressive
promise of our Constitution’s text and history. CAC
works in our courts, through our government, and with
legal scholars to improve understanding of the Constitution and preserve the rights and freedoms it guarantees. CAC accordingly has a strong interest in this
case.
SUMMARY OF ARGUMENT
In these cases, the state legislatures of North Carolina and Maryland drew congressional district lines
to subordinate voters of a particular political party, dilute their votes, and entrench in power the party controlling the legislature. In North Carolina, the state
legislature drew a map that sought to maximize the
election of Republican candidates because, as Representative David Lewis explained, “electing Republicans is better than electing Democrats. So I drew this
map to foster what I think is better for the country.”
Rucho J.A. 460. To that end, the mapmakers packed
and cracked Democratic voters, seeking to ensure that
Republican would wield political power far exceeding
their share of votes cast at the polls. In Maryland, the
state legislature redrew the 6th Congressional District
1 The parties have consented to the filing of this brief and their
letters of consent have been filed with the Clerk. Under Rule 37.6
of the Rules of this Court, amicus states that no counsel for a
party authored this brief in whole or in part, and no counsel or
party made a monetary contribution intended to fund the preparation or submission of this brief. No person other than amicus
or its counsel made a monetary contribution to its preparation or
submission.
2
to flip the district from Republican to Democratic. To
achieve this end, the mapmakers shuffled hundreds of
thousands of citizens out of or into the 6th District, using sophisticated political data to dilute the votes of
Republican voters.
This sort of partisan gerrymandering is “‘incompatible with democratic principles’” deeply rooted in
the Constitution’s text and history. Ariz. State Legislature v. Ariz. Indep. Redistricting Comm’n, 135 S. Ct.
2652, 2658 (2015) (quoting Vieth v. Jubelirer, 541 U.S.
267, 292 (2004) (plurality opinion)). The maps drawn
in these cases violate “‘the core principle of republican
government,’ namely, ‘that the voters should choose
their representatives, not the other way around.’” Id.
at 2677 (quoting Mitchell N. Berman, Managing Gerrymandering, 83 Tex. L. Rev. 781, 781 (2005)). A state
legislature’s drawing of lines to “subordinate adherents of one political party,” id. at 2658, and to burden
disfavored voters’ “‘representational rights,’” Gill v.
Whitford, 138 S. Ct. 1916, 1938 (2018) (Kagan, J., concurring) (quoting Vieth, 541 U.S. at 314 (Kennedy, J.,
concurring in the judgment)), cannot be squared with
the First and Fourteenth Amendments. Under our
constitutional scheme, “those who govern should be
the last people to help decide who should govern.”
McCutcheon v. FEC, 572 U.S. 185, 192 (2014).
When our Constitution’s Framers wrote our national charter more than two centuries ago, they recognized that “the true principle of a republic is, that
the people should choose whom they please to govern
them.” 2 The Debates in the Several State Conventions
on the Adoption of the Federal Constitution 257 (Jonathan Elliot ed., 1836) [hereinafter “Elliot’s Debates”].
The Framers were also deeply suspicious of partisan
manipulation of the electoral process. They knew that
“those who have power in their hands will not give it
3
up while they can retain it. On the [c]ontrary we know
they will always when they can rather increase it.”
1 The Records of the Federal Convention of 1787, at
578 (Max Farrand ed., 1911) [hereinafter Records of
the Federal Convention]. Aware of the dangers of faction, they wrote into the Constitution’s text and structure protections against partisan gerrymandering and
other similar abuses in federal elections. Concerns
about partisan efforts to manipulate the rules of our
democracy are thus as old as the Constitution itself.
In 1789, the Framers added the First Amendment
to the Constitution, ensuring protection of “[t]he special structural role of freedom of speech in a representative democracy.” Akhil Reed Amar, The Bill of
Rights: Creation and Reconstruction 25 (1998). The
First Amendment serves as a critical safeguard of
democratic self-governance, ensuring that “those in
power” may not “derive an undue advantage for continuing themselves in it; which, by impairing the right
of election, endangers the blessings of the government
founded on it.” James Madison, Report on the Virginia
Resolution (1800), in 4 Elliot’s Debates at 576. Governmental efforts to subject “a group of voters or their
party to disfavored treatment by reason of their
views,” Vieth, 541 U.S. at 314 (Kennedy, J., concurring
in the judgment), cannot be squared with the freedom
of speech and association the Constitution guarantees
to all. “[S]uch basic intrusion by the government into
the debate over who should govern goes to the heart of
First Amendment values.” Ariz. Free Enter. Club’s
Freedom Club PAC v. Bennett, 564 U.S. 721, 750
(2011).
The Rucho Appellants argue that the only check
on partisan gerrymandering is congressional action
under the Elections Clause, see Br. of Appellants
Rucho, et al. 31-37, but that ignores the changes that
4
“We the People” have made to the Constitution over
time to ensure that states respect the fundamental
guarantees of liberty and equality, including in state
regulation of the electoral process.
The eighteenth-century Constitution contained
few direct limits on the states, but, in the wake of a
bloody Civil War fought over slavery, the American
people fundamentally altered our federal system, adding to the Constitution universal guarantees of substantive fundamental rights and equal protection of
the laws, and, in later amendments, protections for the
right of citizens to vote—a right that this Court has
recognized is “preservative of all rights.” Yick Wo v.
Hopkins, 118 U.S. 356, 370 (1886); McCutcheon, 572
U.S. at 191 (“There is no right more basic in our democracy than the right to participate in electing our
political leaders.”). Significantly, these amendments
prohibit more than outright denials of the right to vote,
because “the right of suffrage can be denied by a debasement or dilution of the weight of a citizen’s vote
just as effectively as by wholly prohibiting the free exercise of the franchise.” Reynolds v. Sims, 377 U.S.
533, 555 (1964).
Efforts by the government to subordinate disfavored persons on account of their political affiliation—
such as by diluting their votes—cannot be squared
with either the fundamental guarantee of freedom of
speech or the Fourteenth Amendment’s universal
guarantee of the equal protection of the laws. As this
Court has many times held, states cannot regulate the
electoral process in a manner that runs roughshod
over the fundamental protections for speech and equal
protection. See, e.g., Cooper v. Harris, 137 S. Ct. 1455,
1463 (2017); Ariz. Free Enter. Club’s Freedom Club
PAC, 564 U.S. at 754; Meyer v. Grant, 486 U.S. 414,
420-21 (1988); Anderson v. Celebrezze, 460 U.S. 780,
5
786-88, 792-94 (1983); Bullock v. Carter, 405 U.S. 134,
141 (1972); Reynolds, 377 U.S. at 566-68.
When the Framers of the Fourteenth Amendment
wrote the equal protection guarantee, they were particularly concerned about Southern states’ efforts to
deny equal rights to citizens associated with the Republican party, which had supported the Union during
the Civil War. “The Fourteenth Amendment extends
its protection to races and classes, and prohibits any
State legislation which has the effect of denying to any
race or class, or to any individual, the equal protection
of the laws.” The Civil Rights Cases, 109 U.S. 3, 24
(1883). It protects individuals who choose to associate
with a political party from state-sponsored discrimination “because of their ‘political association,’ ‘participation in the electoral process,’ ‘voting history,’ or ‘expression of political views.’” Gill, 138 S. Ct. at 1938
(Kagan, J., concurring) (quoting Vieth, 541 U.S. at 31415 (Kennedy, J., concurring in the judgment)).
Thus, both the Constitution’s text and history and
this Court’s cases point to the same conclusion: the
Constitution firmly limits the authority of state legislatures to draw lines that systematically subordinate
persons associated with one political party and dilute
their voting strength, not for any legitimate government purpose, but simply to entrench the governing
political party in power. States may not place such unequal burdens on a group of voters’ opportunities to
elect their representatives simply because of the party
with which those voters associate. That is viewpoint
discrimination pure and simple. Such gerrymandering perverts our Constitution’s democratic principles,
changing the relationship between the people and
their elected representatives. It “enables politicians to
entrench themselves in power against the people’s
will.” Id. at 1935.
6
In our constitutional system, when the government abuses its authority, “the judicial department is
a constitutional check.” 2 Elliot’s Debates at 196. It is
precisely in cases, such as this one, where our nation’s
democracy is on the line that judicial redress is most
urgent and necessary. Gill, 138 S. Ct. at 1941 (Kagan,
J., concurring) (observing that, in the case of partisan
gerrymanders, “politicians’ incentives conflict with
voters’ interests, leaving citizens without any political
remedy for their constitutional harms”); Vieth, 541
U.S. at 311-12 (Kennedy, J., concurring in the judgment) (“Allegations of unconstitutional bias in apportionment are most serious claims, for we have long believed that ‘the right to vote’ is one of ‘those political
processes ordinarily to be relied upon to protect minorities.’” (quoting United States v. Carolene Prods. Co.,
304 U.S. 144, 153 n.4 (1938))); Reynolds, 377 U.S. at
566 (“We are cautioned about the dangers of entering
into political thickets and mathematical quagmires.
Our answer is this: a denial of constitutionally protected rights demands judicial protection . . . .”)
Persons subjected to an abridgement of their First
and Fourteenth Amendment rights by an extreme partisan gerrymander should not be denied a remedy
simply because redistricting is inevitably a political
process. In our constitutional system, legislative majorities cannot use their broad powers to draw district
lines to nullify the essential premises of our system of
self-government. Because the partisan gerrymanders
in these cases subordinate adherents of one political
party, burden their representational rights, and dilute
and degrade their right to vote, the judgments below
should be affirmed.
7
ARGUMENT
I. At the Framing, the Constitution Established a System of Government in Which the
People Choose Their Elected Representatives, Not the Other Way Around.
More than two centuries ago, “We the People . . .
ordain[ed] and establish[ed]” the Constitution, see U.S.
Const. pmbl., creating a system of government organized around the idea that “the true principle of a republic is, that the people should choose whom they
please to govern them,” 2 Elliot’s Debates at 257. As
the opening words of the first of the Federalist Papers
stress, the Constitution was itself an act of popular
sovereignty and self-government.
The Federalist
No. 1, at 1 (Alexander Hamilton) (Clinton Rossiter rev.
ed., 1999) (“[Y]ou are called upon to deliberate on a
new Constitution for the United States of America.”).
At a time when “democratic self-government existed almost nowhere on earth,” Akhil Reed Amar,
America’s Constitution: A Biography 8 (2005), the
Framers designed a new system of government “where
the true principles of representation are understood
and practised, and where all authority flows from, and
returns at stated periods to, the people,” 4 Elliot’s Debates at 331; see The Federalist No. 14, supra, at 68
(James Madison) (“[E]ven in modern Europe, to which
we owe the great principle of representation, no example is seen of a government wholly popular and
founded, at the same time, wholly on that principle.”).
In the republican system of government created by the
Framers, “the representatives of the people” could
never be “superior to the people themselves.” Id. No.
78, at 435 (Alexander Hamilton).
Ensuring fair and effective representation for all
had deep roots in America’s bid for independence from
8
England. The Framers were familiar with what James
Madison called the “vicious representation in G. B.,”
1 Records of the Federal Convention, at 464, in which
“so many members were elected by a handful of easily
managed voters in ‘pocket’ and ‘rotten’ boroughs, while
populous towns went grossly underrepresented or not
represented at all,” Jack N. Rakove, Original Meanings: Politics and Ideas in the Making of the Constitution 210 (1996). The Declaration of Independence
charged that King George III had forced the colonists
to “relinquish the right of Representation in the Legislature, a right inestimable to them and formidable to
tyrants only.” The Declaration of Independence para.
5 (U.S. 1776). Having seen the political system manipulated for partisan ends in England, the Framers
strove to design a system that embodied the principle
that a “free and equal representation is the best, if not
the only foundation upon which a free government can
be built.” 2 Elliot’s Debates at 25; Gordon S. Wood, The
Creation of the American Republic, 1776–1787, at 170
(1998 ed.) (observing that of all “electoral safeguards
for the representational system” none “was as important to Americans as equality of representation”).
The Framers appreciated that the “genius of republican liberty seems to demand on one side not only that
all power should be derived from the people, but that
those intrusted with it should be kept in dependence
on the people.” The Federalist No. 37, supra, at 195
(James Madison).
These fundamental republican principles are amply reflected in the Constitution’s text and structure.
In order to ensure that “the foundations of this government should be laid on the broad basis of the people,”
4 Elliot’s Debates at 21, the Constitution provides that
“the House of Representatives shall be composed of
Members chosen every second Year by the People of
9
the several States.” U.S. Const. art. I, § 2, cl. 1. Thus,
while the Senate was designed to represent the states,
the House of Representatives would be “the grand depository of the democratic principle of the Govt.” and
“ought to know & sympathise with every part of the
community,” serving as “the most exact transcript of
the whole Society,” 1 Records of the Federal Convention at 48, 132. To ensure rights of fair and effective
representation, the Constitution allocates representatives to the states “according to their respective Numbers,” U.S. Const. art. I, § 2, cl. 3, reflecting that “‘every
individual of the community at large has an equal
right to the protection of government,’” Evenwel v. Abbott, 136 S. Ct. 1120, 1127 (2016) (quoting 1 Records of
the Federal Convention at 473).
The Constitution also establishes explicit rules
concerning the right to vote in federal elections and to
run for Congress, recognizing that “[i]f the Legislature
could regulate those of either, it can by degrees subvert
the Constitution. A Republic may be converted into an
aristocracy or oligarchy as well by limiting the number
capable of being elected, as the number authorised to
elect.” 2 Records of the Federal Convention at 250. Because the “definition of the right of suffrage is very
justly regarded as a fundamental article of republican
government,” The Federalist No. 52, supra, at 294
(James Madison), the Framers provided that “[t]he
electors are to be the great body of the people of the
United States,” id. No. 57, at 319 (James Madison),
and incorporated state suffrage rules to broadly protect the right to vote in federal elections, id. (“Who are
to be the electors of the federal representatives? Not
the rich, more than the poor; not the learned, more
than the ignorant; not the haughty heirs of distinguished names, more than the humble sons of obscure
and unpropitious fortune.”).
10
Along similar lines, the Constitution establishes
minimal qualification for candidates for federal office.
Id. (“Who are to be the objects of popular choice? Every
citizen whose merit may recommend him to the esteem
and confidence of his country. No qualification of
wealth, of birth, of religious faith, or of civil profession
is permitted to fetter the judgment or disappoint the
inclination of the people.”). Indeed, reflecting their
concern about partisan manipulation of the electoral
process, the Framers recognized that “[q]ualifications
founded on artificial distinctions may be devised, by
the stronger in order to keep out partizans of (a
weaker) faction.” 2 Records of the Federal Convention
at 250.
The Constitution also confers specific powers on
the federal government to ensure the integrity of the
system of government established by the Constitution.
The Guarantee Clause empowers the “United States”
to “guarantee to every State in this Union a Republican Form of Government,” U.S. Const. art. IV, § 4, protecting the Constitution’s system of government from
“aristocratic or monarchical innovation,” The Federalist No. 43, supra, at 242 (James Madison). Even more
on point, the Elections Clause of Article I, Section 4
gives Congress the power to override state regulation
of the time, place, and manner of federal elections, a
reflection of the Framers’ “distrust of the States regarding elections.” U.S. Term Limits, Inc. v. Thornton,
514 U.S. 779, 811 n.21 (1995). As history shows, this
grant of power was “a safeguard against manipulation
of electoral rules by politicians and factions in the
States to entrench themselves or place their interests
over those of the electorate.” Ariz. State Legislature,
135 S. Ct. at 2672; see Vieth, 541 U.S. at 275 (discussing the Framers’ conclusion that “Congress must be
11
given the power to check partisan manipulation of the
election process by the States”).
During the debates over the Elections Clause at
the Constitutional Convention, James Madison argued
that a limit on state power was necessary because
“[w]henever the State Legislatures had a favorite
measure to carry, they would take care so to mould
their regulations as to favor the candidates they
wished to succeed.” 2 Records of the Federal Convention at 241. The Elections Clause gave “a controuling
power to the Natl. legislature,” id., because “State Legislatures will sometimes fail or refuse to consult the
common interest at the expense of their local conveniency or prejudices,” id. at 240. Madison observed that
“[i]t was impossible to foresee all the abuses that
might be made of the discretionary power,” id., noting
that there were many ways—including districting—
that state legislative majorities might manipulate the
democratic process in order to “materially affect the
appointments,” id. at 241.
In debates over the Elections Clause during state
ratifying conventions, those urging the Constitution’s
ratification justified “Congress’s power over elections
as a way of correcting unjust state voting systems and
defending the people’s right to equal voting power.”
Pauline Maier, Ratification: The People Debate the
Constitution, 1787–1788, at 210 (2010). For example,
at the Massachusetts convention, Theophilus Parsons
explained that the Elections Clause provided a remedy
against state manipulation of the democratic process
for partisan ends. “[W]hen faction and party spirit run
high,” Parsons warned, state legislative majorities
“might make an unequal and partial division of the
states into districts for the election of representatives”
or “introduce [other] such regulations as would render
the rights of the people insecure and of little value.”
12
2 Elliot’s Debates at 27. The Elections Clause, he argued, “provides a remedy,” empowering Congress to
“restore to the people their equal and sacred rights of
election.” Id.
During these debates, the Constitution’s supporters often pointed to the case of South Carolina, where
“South Carolina’s coastal elite had malapportioned
their legislature, and wanted to retain the ability to do
so.” Ariz. State Legislature, 135 S. Ct. at 2672 (citing
Rakove, supra, at 223-24); see 2 Elliot’s Debates at 51
(“The representatives, therefore, from [South Carolina], will not be chosen by the people, but will be representatives of a faction of that state. If the general
government cannot control in this case, how are the
people secure?”); 3 id. at 367 (“Elections are regulated
now unequally in some states, particularly South Carolina . . . . Should the people of any state by any means
be deprived of the right of suffrage, it was judged
proper that it should be remedied by the general government.”).
In short, from the very beginnings of our Constitution’s history, attempts by state majorities to manipulate the electoral process have been viewed with deep
suspicion. As a consequence, many provisions of the
Constitution were drafted to create a republican system of government that helps “secure a representation
from every part, and prevent any improper regulations, calculated to answer party purposes only.” 1 Annals of Cong. 797 (1789) (Joseph Gales ed., 1834).
13
II. Subsequent Amendments to the Constitution Protect the Right of Individuals To Associate for Political Ends and Guarantee
that All Americans Enjoy Equal Protection
of the Laws, Regardless of Political Affiliation.
In 1789, the Framers added the First Amendment
to the Constitution, protecting “[t]he special structural
role of freedom of speech in a representative democracy.” Amar, The Bill of Rights, supra, at 25. As this
Court has long recognized, the First Amendment “‘remove[s] governmental restraints from the arena of
public discussion, putting the decision as to what
views shall be voiced largely into the hands of each of
us, . . . in the belief that no other approach would comport with the premise of individual dignity and choice
upon which our political system rests.’” McCutcheon,
572 U.S. at 203 (quoting Cohen v. California, 403 U.S.
15, 24 (1971)). This reflects that “the right of electing
the members of the government constitutes more particularly the essence of a free and responsible government.” Madison, Report on the Virginia Resolutions,
in 4 Elliot’s Debates at 575; see Cal. Democratic Party
v. Jones, 530 U.S. 567, 574 (2000) (“Representative democracy in any populous unit of governance is unimaginable without the ability of citizens to band together in promoting among the electorate candidates
who espouse their political views.”); Elrod v. Burns,
427 U.S. 347, 372 (1976) (“[T]he system of government
the First Amendment was intended to protect” is a
“democratic system whose proper functioning is indispensably dependent on the unfettered judgment of
each citizen on matters of political concern.”).
In this respect, the First Amendment reflects our
Constitution’s promise of popular sovereignty: “[I]n
our governments, the supreme, absolute, and
14
uncontrollable power remains in the people.” 2 Elliot’s
Debates at 432; see Madison, Report on the Virginia
Resolutions, in 4 Elliot’s Debates at 569 (“[I]n the
United States, . . . [t]he people, not the government,
possess the absolute sovereignty.”). In other words,
“[w]hen it comes to protected speech, the speaker is
sovereign.” Ariz. Free Enter., 564 U.S. at 754. As Madison put it, “[i]f we advert to the nature of Republican
Government, we shall find that the censorial power is
in the people over the Government, and not in the Government over the people.” 4 Annals of Cong. 934
(1794). The First Amendment ensures that “those in
power” may not “derive an undue advantage for continuing themselves in it; which, by impairing the right
of election, endangers the blessings of the government
founded on it.” Madison, Report on the Virginia Resolutions, in 4 Elliot’s Debates at 576.
The First Amendment originally constrained only
the federal government, but when the Fourteenth
Amendment was added to the Constitution nearly seventy years later, it required states to obey the guarantees of free speech and association secured by the First
Amendment. It also guaranteed the equal protection
of the laws to all persons, thereby providing protection
against the possibility that persons affiliated with a
disfavored political party would be subject to unequal
treatment under state law. That Amendment, along
with the other “constitutional Amendments adopted in
the aftermath of the Civil War[,] fundamentally altered our country’s federal system,” McDonald v. City
of Chicago, 561 U.S. 742, 754 (2010), adding to the
Constitution sweeping new limits on state governments. These limits were designed to secure “the civil
rights and privileges of all citizens in all parts of the
republic,” see Report of the Joint Committee on Reconstruction, 39th Cong., 1st Sess., at xxi (1866), to “keep[]
15
whatever sovereignty [a State] may have in harmony
with a republican form of government and the Constitution of the country,” Cong. Globe, 39th Cong., 1st
Sess. 1088 (1866).
The plain text of the Fourteenth Amendment,
which prohibits a state from denying to “any person”
the “equal protection of the laws,” establishes a broad
guarantee of equality for all persons, forbidding legislative majorities from discriminating against disfavored persons. See Yick Wo, 118 U.S. at 369 (“These
provisions are universal in their application, to all persons within the territorial jurisdiction, without regard
to any differences of race, of color, or of nationality . . . .”); Romer v. Evans, 517 U.S. 620, 623 (1996)
(the “Equal Protection Clause enforces” a “commitment to the law’s neutrality where the rights of persons are at stake”).
As history shows, the original meaning of the
equal protection guarantee “establishes equality before the law,” Cong. Globe, 39th Cong., 1st Sess. 2766
(1866), “abolishes all class legislation in the States and
does away with the injustice of subjecting one caste of
persons to a code not applicable to another,” id. The
Fourteenth Amendment “put in the fundamental law
the declaration that all good citizens were entitled
alike to equal rights in this Republic,” Speech of Sen.
Lyman Trumbull at the Illinois Rail Road Depot, Chicago (Aug. 2, 1866), in Cincinnati Com., Nov. 23, 1866,
at 6, placing all “throughout the land upon the same
footing of equality before the law, in order to prevent
unequal legislation,” Speech of Major Gen. Robert C.
Schenck at Dayton, Ohio (Aug. 18, 1866), in Cincinnati
Com., Nov. 23, 1866, at 13.
The Fourteenth Amendment’s Framers crafted a
broad guarantee of equality for all persons to bring the
Constitution back into line with fundamental
16
principles of American equality, which had been betrayed and stunted by the institution of slavery. See
McDonald, 561 U.S. at 807 (Thomas, J., concurring in
part and concurring in the judgment) (“[S]lavery, and
the measures designed to protect it, were irreconcilable with the principles of equality . . . and inalienable
rights proclaimed by the Declaration of Independence
and embedded in our constitutional structure.” (citing
3 Records of the Federal Convention, at 212)). After
nearly a century in which the Constitution sanctioned
racial slavery and allowed all manner of state-sponsored discrimination, the Fourteenth Amendment codified our nation’s founding promise of equality through
the text of the Equal Protection Clause. As the
Amendment’s Framers explained, the guarantee of the
equal protection of the laws was “essentially declared
in the Declaration of Independence.” Cong. Globe,
39th Cong., 1st Sess. 2961 (1866).
Thus, the Amendment’s broad wording was no accident. When the 39th Congress drafted the Fourteenth Amendment, it chose broad, universal language
specifically intended to secure equal rights for all. Although the Amendment was written and ratified in the
aftermath of the Civil War and the end of slavery, it
protects all persons. “[S]ection 1 pointedly spoke not
of race but of more general liberty and equality.”
Amar, The Bill of Rights, supra, at 260-61 n.*. Indeed,
the Reconstruction-Era Framers specifically considered and rejected proposed constitutional language
that would have outlawed racial discrimination and
nothing else, see Benj. B. Kendrick, The Journal of the
Joint Committee of Fifteen on Reconstruction, 39th
Congress, 1865–1867, at 46, 50, 83 (1914), preferring a
universal guarantee of equality that secured equal
rights to all persons. Whether the proposals were
broad in scope or were narrowly drafted to prohibit
17
racial discrimination in civil rights, the Framers of the
Fourteenth Amendment consistently rejected limiting
the Amendment’s equality guarantee to racial discrimination.
The Framers wrote the Amendment’s guarantees
broadly because, among other things, they were concerned about state efforts in the South to single out for
discrimination persons belonging to or associated with
the Republican party, which had supported the Union
during the Civil War and opposed efforts to reinstitute
slavery. The Framers were aware of “the white
South’s inability to adjust to the end of slavery, the
widespread mistreatment of blacks, Unionists, and
Northerners, and a pervasive spirit of disloyalty.” Eric
Foner, Reconstruction: America’s Unfinished Revolution, 1863–1877, at 225 (Perennial Classics 2002 ed.);
see McDonald, 561 U.S. at 779 (plurality opinion) (discussing the “plight of whites in the South who opposed
the Black Codes”). In the South, Unionists associated
with the Republican party were subject to all manner
of discrimination because of their views. Debates in
the 39th Congress repeatedly made the point that
“[t]he courts are rebel, jurors rebel, Legislatures rebel
. . . . They do not disguise their hate for Union men,”
Cong. Globe, 39th Cong., 1st Sess. 783 (1866), and
therefore “the adoption of this Amendment” was “essential to the protection of the Union men” who “will
have no security in the future except by force of national laws giving them protection against those who
have been in arms against them,” id. at 1093; id. at
1263 (“[W]hite men . . . have been driven from their
homes, and have had their lands confiscated in State
courts, under State laws, for the crime of loyalty to
their country . . . .”).
This sad state of affairs was documented in painstaking detail in the report of the Joint Committee on
18
Reconstruction, “which was widely reprinted in the
press and distributed by Members of the 39th Congress to their constituents shortly after Congress approved the Fourteenth Amendment,” McDonald, 561
U.S. at 772, and “extensively catalogued the abuses of
civil rights in the former slave States,” id. at 827
(Thomas, J., concurring). The Committee, which took
the “testimony of a great number of witnesses,” Cong.
Globe, 39th Cong., 1st Sess. 2765 (1866), learned of a
deep-seated hostility to both the newly freed slaves
and their Republican allies. The witnesses the Committee spoke with confirmed that, in the South,
“[t]here is . . . a feeling of great bitterness towards the
[R]epublican party” and that people “look upon them
with the greatest hatred, the greatest ill-will imaginable for one class of men to feel towards another.” Report of the Joint Committee, pt. II, at 66, 208. As a
result, the Committee concluded that, without federal
protection, “Union men, whether of northern or southern origin, would be obliged to abandon their homes”
because of animus “totally averse to the toleration of
any class of people friendly to the Union, be they white
or black.” Id. at xvii; id. at xvii-xviii (“Southern men
who adhered to the Union are bitterly hated and relentlessly persecuted.”). Numerous witnesses confirmed that civil rights protections could not be enjoyed because a “loyal man” could not “get his rights in
the courts” due to “prejudice,” id. pt. II, at 97, that
newly formed governments “would legislate against
them in every way,” id. pt. I, at 106, and that it was
unlikely that persons “would be allowed to express
openly their Union sentiments without the protection
of the United States troops,” id. pt. III, at 101. Should
a Republican Unionist run for office “[h]e would have
no chance at all”; “[t]hey would break up their polls
and destroy their ballots.” Id. pt. IV, at 81.
19
To prevent these sorts of past abuses as well as
new ones that might arise in the future, the Fourteenth Amendment established equality under the law
as a constitutional mandate, forbidding state majorities from using the democratic process to subject disfavored persons—whether by reason of their race,
their political views, or some other form of animus—to
discriminatory treatment and the loss of their fundamental rights. This sweeping guarantee of equality
applies to Appellees in this case, who seek to enjoy the
“right to participate in electing our political leaders,”
McCutcheon, 572 U.S. at 191, on an equal basis with
all other voters in their state. “To the extent that a
citizen’s right to vote is debased, he is that much less
a citizen.” Reynolds, 377 U.S. at 567.
There is no “redistricting” exception to these fundamental Fourteenth Amendment principles. The
text of the Fourteenth Amendment’s guarantee of
equality “speaks in general terms, and those are as
comprehensive as possible.” Strauder v. West Virginia, 100 U.S. 303, 310 (1880). Moreover, the right to
vote is a fundamental right, “preservative of all
rights.” Yick Wo, 118 U.S. at 370. Indeed, no right is
protected by more parts of the Constitution. U.S.
Const. amend. XIV, § 2; id. amend. XV, § 1; id. amend.
XIX, § 1; id. amend. XXIV, § 1; id. amend. XXVI, § 1;
see Shelby County v. Holder, 570 U.S. 529, 567 n.2
(2013) (Ginsburg, J., dissenting) (“The Constitution
uses the words ‘right to vote’ in five separate places:
the Fourteenth, Fifteenth, Nineteenth, TwentyFourth, and Twenty-Sixth Amendments.”). A districting plan that, in essence, “declar[es] that in general it
shall be more difficult for one group of citizens”—defined by their political views—“to seek aid from the
government” through the political process is “itself a
denial of equal protection of the laws in the most literal
20
sense.” Romer, 517 U.S. at 633; Vieth, 541 U.S. at 312
(Kennedy, J., concurring in the judgment) (“If a State
passed an enactment that declared ‘All future apportionment shall be drawn so as most to burden Party
X’s rights to fair and effective representation’ . . . we
would surely conclude the Constitution had been violated.”).
III. Partisan Gerrymandering that Has the Purpose and Effect of Subordinating Adherents
of a Political Party and Severely Limiting
the Effectiveness of Their Votes Violates the
First and Fourteenth Amendments.
Three lines of this Court’s precedents strongly support the proposition that extreme partisan gerrymanders that subordinate adherents of a political party
and severely limit the effectiveness of their votes violate the First and Fourteenth Amendments. As these
cases make clear, when a state uses “partisan classifications” in a manner that “burdens rights of fair and
effective representation,” Vieth, 541 U.S. at 312 (Kennedy, J., concurring in the judgment), and violates
“‘the core principle of republican government,’ namely,
‘that the voters should choose their representatives,
not the other way around,’” Ariz. State Legislature, 135
S. Ct. at 2677 (citation omitted), judicial relief is warranted, see Reynolds, 377 U.S. at 566 (“[A] denial of
constitutionally protected rights demands judicial protection; our oath and our office require no less of us.”).
A plan that so degrades the rights of persons belonging
to or associated with a disfavored party cannot be
squared with “[t]he concept of ‘we the people’ under the
Constitution,” which “visualizes no preferred class of
voters but equality among those who meet the basic
qualifications.” Gray v. Sanders, 372 U.S. 368, 379-80
(1963).
21
First, this Court’s one-person, one-vote cases have
held that “[s]ince the achieving of fair and effective
representation for all citizens is concededly the basic
aim of legislative apportionment, . . . the Equal Protection Clause guarantees the opportunity for equal participation by all voters in the election of state legislators.” Reynolds, 377 U.S. at 565-66. Reynolds held unconstitutional a state legislative districting scheme
that gave disproportionate political representation to
persons living in rural areas, concluding that “[d]iluting the weight of votes because of place of residence
impairs basic constitutional rights under the Fourteenth Amendment.” Id. at 566; see Bd. of Estimate v.
Morris, 489 U.S. 688, 693-94 (1989) (“If districts of
widely unequal population elect an equal number of
representatives, the voting power of each citizen in the
larger constituencies is debased and the citizens in
those districts have a smaller share of representation
than do those in the smaller districts.”); Kirkpatrick v.
Preisler, 394 U.S. 526, 531 (1969) (Reynolds’ rule is
“designed to prevent debasement of voting power and
diminution of access to elected representatives.”).
Reynolds stressed equal protection principles as
well as republican principles deeply rooted in the text
and structure of the Constitution. “As long as ours is
a representative government, and our legislatures are
those instruments of government elected directly by
and directly representative of the people, the right to
elect legislators in a free and unimpaired fashion is a
bedrock of our political system.” Reynolds, 377 U.S. at
562. Any other result would “sanction minority control
of state legislative bodies” and prevent legislatures
from being “collectively responsive to the popular will.”
Id. at 565. A system that gave persons more political
power based on where they lived burdened voters’ representational rights, denying certain citizens “an
22
equally effective voice in the election of members of his
state legislature.” Id.
Second, this Court’s cases have also vindicated the
rights of racial minorities to participate equally in the
political process by preventing at-large and multimember districting schemes from “being used invidiously to cancel out or minimize the voting strength of
racial groups.” White v. Regester, 412 U.S. 755, 765
(1973); see Gomillion v. Lightfoot, 364 U.S. 339, 347
(1960) (striking down redrawing of boundaries designed to “despoil colored citizens, and only colored citizens, of their theretofore enjoyed voting rights”).
Drawing on Reynolds, this Court’s cases have affirmed
that “[t]he right to vote can be affected by a dilution of
voting power as well as by an absolute prohibition on
casting a ballot,” Allen v. State Bd. of Elections, 393
U.S. 544, 569 (1969), and that plaintiffs may establish
an unconstitutional burden on their representational
rights by demonstrating that racial minorities “had
less opportunity than did other residents in the district
to participate in the political processes and to elect legislators of their choice,” White, 412 U.S. at 766; see
Rogers v. Lodge, 458 U.S. 613, 617 (1982) (“[M]ultimember districts violate the Fourteenth Amendment
if ‘conceived or operated as purposeful devices to further racial discrimination’ by minimizing, cancelling
out or diluting the voting strength of racial elements
in the voting population.” (quoting Whitcomb v.
Chavis, 403 U.S. 124, 149 (1971))); Gaffney v. Cummings, 412 U.S. 735, 754 (1973) (“multimember districts may be vulnerable, if racial or political groups
have been fenced out of the political process and their
voting strength invidiously minimized”). These cases,
thus, quite explicitly protect “rights of fair and effective representation,” Vieth, 541 U.S. at 312 (Kennedy,
J., concurring in the judgment), by ensuring “that each
23
citizen ha[s] an equally effective voice in the election
of members of his state legislature,” Reynolds, 377
U.S. at 565.
Likewise, this Court’s cases construing the results
test of Section 2 of the Voting Rights Act, a statute that
enforces constitutional protections, have held that
states may not “dilut[e] minority voting power” by the
“manipulation of district lines.” Voinovich v. Quilter,
507 U.S. 146, 153 (1993); Thornburg v. Gingles, 478
U.S. 30, 46 n.11 (1986) (“Dilution of racial minority
group voting strength may be caused by the dispersal
of blacks into districts in which they constitute an ineffective minority of voters or from the concentration
of blacks into districts where they constitute an excessive majority.”); League of United Latin Am. Citizens
v. Perry, 548 U.S. 399, 428-29 (2006) (finding that redrawing of lines to reduce percentage of Latino voting
age population “prevented the immediate success of
the emergent Latino majority” and resulted in “a denial of opportunity in the real sense of that term”).
Manipulation of district lines—whether through packing or cracking voters—can burden voters’ representational rights by severely limiting the effectiveness of
their votes. See Gill, 138 S. Ct. at 1930-31. “When a
voter resides in a packed district, her preferred candidate will win no matter what; when a voter lives in a
cracked district, her chosen candidate stands no
chance of prevailing. But either way, such a citizen’s
vote carries less weight—has less consequence—than
it would under a neutrally drawn map.” Id. at 1936
(Kagan, J., concurring). That is exactly what the evidence shows happened in these cases. See Br. of Appellees League of Women Voters of North Carolina, et
al. (“LWV Br.”) 9-14; Br. of Appellees Common Cause,
et al. (“CC Br.”) 8-12; Br. of Appellees Benisek, et al.
(“Benisek Br.”) 8-11.
24
Third, and finally, this Court’s First Amendment
cases have repeatedly struck down efforts to subordinate persons belonging to or associated with a political
party disfavored by the state. “[P]olitical belief and
association constitute the core of those activities protected by the First Amendment,” Elrod v. Burns, 427
U.S. at 356, and the “right to associate with the political party of one’s choice is an integral part of this basic
constitutional freedom,” Kusper v. Pontikes, 414 U.S.
51, 57 (1973); see Cal. Democratic Party, 530 U.S. at
574 (recognizing that “the First Amendment protects
‘the freedom to join together in furtherance of common
political beliefs’” (quoting Tashjian v. Republican
Party of Conn., 479 U.S. 208, 214-15 (1986))). Subordinating adherents of a disfavored political party
“based on disapproval of the[ir] ideas or perspectives”
is “the essence of viewpoint discrimination.” Matal v.
Tam, 137 S. Ct. 1744, 1765, 1766 (2017) (Kennedy, J.,
concurring in part and concurring in the judgment);
LWV Br. 51; CC Br. 53-55; Benisek Br. 24-29.
As this Court’s precedents make clear, “First
Amendment concerns arise where a State enacts a law
that has the purpose and effect of subjecting a group
of voters or their party to disfavored treatment by reason of their views,” Vieth, 541 U.S. at 314 (Kennedy,
J., concurring in the judgment), because “the system of
government the First Amendment was intended to
protect” is a “democratic system whose proper functioning is indispensably dependent on the unfettered
judgment of each citizen on matters of political concern,” Elrod, 427 U.S. at 372. The First Amendment
does not permit the state to subject to disfavored treatment persons whose “beliefs and associations” do not
“conform . . . to some state-selected orthodoxy,” Rutan
v. Republican Party of Ill., 497 U.S. 62, 75 (1990), in
order to “tip[] the electoral process in favor of the
25
incumbent party,” Elrod, 427 U.S. at 356; Heffernan v.
City of Paterson, 136 S. Ct. 1412, 1417 (2016) (“With a
few exceptions, the Constitution prohibits a government employer from discharging or demoting an employee because the employee supports a particular political candidate . . . . The basic constitutional requirement reflects the First Amendment’s hostility to government action that ‘prescribe[s] what shall be orthodox in politics.’” (quoting W. Va. Bd. of Educ. v. Barnette, 319 U.S. 624, 642 (1943))).
“[G]overnment discrimination based on the viewpoint of one’s speech or one’s political affiliations” is
simply antithetical to the First Amendment. See Bd.
of Cty. Comm’rs v. Umbehr, 518 U.S. 668, 683 (1996);
O’Hare Truck Serv., Inc. v. City of Northlake, 518 U.S.
712, 721 (1996) (refusing to permit government to “coerce support” simply because of “dislike of the individual’s political association”); Bd. of Educ., Island Trees
Union Sch. Dist. No. 26 v. Pico, 457 U.S. 853, 870-71
(1982) (“If a Democratic school board, motivated by
party affiliation, ordered the removal of all books written by or in favor of Republicans, few would doubt that
the order violated the constitutional rights of the students denied access to those books.”).
The First Amendment analysis that applies in
these cases and in others involving state regulation of
the electoral process “concentrates on whether the legislation burdens the representational rights of the
complaining party’s voters for reasons of ideology, beliefs, or political association.” Vieth, 541 U.S. at 315
(Kennedy, J., concurring in the judgment). This
Court’s cases insist on a “pragmatic or functional assessment that accords some latitude to the States,” id.;
see Burdick v. Takushi, 504 U.S. 428, 434 (1992), while
ensuring “the right of individuals to associate for the
advancement of political beliefs, and the right of
26
qualified voters, regardless of their political persuasion, to cast their votes effectively,” Williams v.
Rhodes, 393 U.S. 23, 30 (1968).
Under these established First Amendment principles, “it is especially difficult for the State to justify a
restriction that limits political participation by an
identifiable political group whose members share a
particular viewpoint, associational preference, or economic status.” Anderson, 460 U.S. at 793. That reflects that “[c]ompetition in ideas and governmental
policies is at the core of our electoral process and of the
First Amendment freedoms.” Williams, 393 U.S. at 32.
Because “voters can assert their preferences only
through candidates or parties or both,” Anderson, 460
U.S. at 787, efforts by a state to subordinate adherents
of a disfavored party and severely limit the effectiveness of their votes cannot be squared with the fundamental limits enshrined in the First Amendment. The
First Amendment denies the government the authority to entrench one party in power. In the electoral
arena—where First Amendment protection is at its
apex—“the people lose when the government is the one
deciding which ideas should prevail.” NIFLA v.
Becerra, 138 S. Ct. 2361, 2375 (2018). The First
Amendment prevents the government from “favor[ing]
some participants in th[e democratic] process over others.” McCutcheon, 572 U.S. at 227; Davis v. FEC, 554
U.S. 724, 742 (2008) (“[I]t is a dangerous business for
Congress to use the election laws to influence the voters’ choices.”); LWV Br. 38-39.
It is, of course, true that “[p]olitics and political
considerations are inseparable from districting and
apportionment” and that “districting inevitably has
and is intended to have substantial political consequences.” Gaffney, 412 U.S. at 753. But a state does
not have carte blanche to draw district lines free from
27
constitutional constraints. See id. at 754 (“What is
done in so arranging for elections, or to achieve political ends or allocate political power, is not wholly exempt from judicial scrutiny under the Fourteenth
Amendment.”); Gomillion, 364 U.S. at 345 (refusing to
“sanction the achievement by a State of any impairment of voting rights whatever so long as it was
cloaked in the garb of the realignment of political subdivisions”); cf. Rutan, 497 U.S. at 64 (“To the victor belong only those spoils that may be constitutionally obtained.”). The fact that the government makes political choices in districting does not carry with it a license
to subordinate a group of voters and dilute their right
to vote because of their political affiliation.
In sum, republican principles embedded in the Constitution’s text and structure, fundamental First
Amendment principles that safeguard freedom of political association, and equal protection principles that
ensure equal rights under the law for all persons, regardless of their political convictions—principles
deeply rooted in the Constitution’s text and history
and this Court’s precedents—do not permit the government to use its power over the districting process to
give disproportionate political power to a group of citizens based on their political association and views.
This “ingrained structural inequality,” Evenwel, 136 S.
Ct. at 1123—like the malapportionment invalidated in
Reynolds and the cases that followed it—singles out a
group of citizens and dilutes and debases their right to
vote in a manner manifestly inconsistent with constitutional guarantees and the system of fair and effective representation our Constitution establishes. “To
the extent that a citizen’s right to vote is debased, he
is that much less a citizen.” Reynolds, 377 U.S. at 567.
The fact that an individual belongs to one political
party or another “is not a legitimate reason for . . .
28
diluting the efficacy of his vote.” Id.; Carrington v.
Rash, 380 U.S. 89, 94 (1965) (“‘Fencing out’ from the
franchise a sector of the population because of the way
they may vote is constitutionally impermissible.”).
In light of these fundamental constitutional principles, “[a] determination that a gerrymander violates
the law must rest on something more than the conclusion that political classifications were applied.” Vieth,
541 U.S. at 307 (Kennedy, J., concurring in the judgment); Gaffney, 412 U.S. at 752 (“It would be idle . . . .
to contend that any political consideration taken into
account in fashioning a reapportionment plan is sufficient to invalidate it.”). The fact that a state legislature drew district lines with political considerations in
mind is the beginning, not the end, of the analysis.
“The inquiry is not whether political classifications
were used. The inquiry instead is whether political
classifications were used to burden a group’s representational rights.” Vieth, 541 U.S. at 315 (Kennedy, J.,
concurring in the judgment). In other words, there
must be a showing that “partisan classifications burden[] rights of fair and effective representation.” Id. at
312. This requires a demonstration that a partisan
gerrymander has the purpose and effect of subordinating adherents of a political party and severely limiting
the effectiveness of their votes, conferring legislative
power far in excess of votes cast at the polls. It requires showing that the partisan gerrymander unjustifiably obstructs the basic workings of representative
government, “subjecting a group of voters or their
party to disfavored treatment by reason of their
views.” Id. at 314. These inquiries provide judicially
manageable standards for separating ordinary political line drawing from unconstitutional efforts to degrade and dilute a group of voters’ opportunities to
29
elect representatives on account of their political affiliation.
Under these standards, the extreme gerrymanders
in these cases, which turn our Constitution’s system of
representative government on its head, cannot be
squared with the First and Fourteenth Amendments.
A state cannot enact into law the view that “electing
Republicans is better than electing Democrats,” Rucho
J.A. 460, or that electing Democrats is better than
electing Republicans. A state cannot use its considerable power to draw lines to nullify the fundamental
principles at the core of our Constitution’s system of
government.
IV. The Constitution Requires Redress by the
Courts When States Subordinate Adherents
of a Political Party Based on Viewpoint in
Violation of the First and Fourteenth
Amendments.
Judicial relief is warranted here. “[W]hen the
rights of persons are violated, ‘the Constitution requires redress by the courts’ . . . . The Nation’s courts
are open to injured individuals who come to them to
vindicate their own direct, personal stake in our basic
charter.” Obergefell v. Hodges, 135 S. Ct. 2584, 2605
(2015) (quoting Schuette v. Coal. to Defend Affirmative
Action, 572 U.S. 291, 313 (2014)). Although this case,
like many others, is undeniably sensitive and demands
careful judgment, “this is what courts do.” Zivotofsky
ex rel. Zivotofsky v. Clinton, 566 U.S. 189, 201 (2012).
Both at the Founding and following the Civil War,
our Constitution’s Framers insisted that constitutional limitations “can be preserved in practice no
other way than through the medium of courts of justice, whose duty it must be to declare all acts contrary
to the manifest tenor of the Constitution void. Without
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this, all the reservations of particular rights or privileges would amount to nothing.” The Federalist No.
78, supra, at 434 (Alexander Hamilton); 3 Elliot’s Debates at 554 (“To what quarter will you look for protection from an infringement on the Constitution, if you
will not give the power to the judiciary? There is no
other body that can afford such a protection.”). The
Framers created the Article III judiciary to “guard the
Constitution and the rights of individuals from . . . designing men” who have a “tendency . . . to occasion dangerous innovations in the government, and serious oppressions of the minor party in the community.” The
Federalist No. 78, supra, at 437 (Alexander Hamilton);
id. No. 10, at 49 (James Madison) (discussing the need
to ensure that “the majority” would be “unable to concert and carry into effect schemes of oppression”).
Like their counterparts at the Founding, the Framers of the Fourteenth Amendment recognized that judicial review was essential to ensure that the Amendment’s constitutional protections “cannot be wrested
from any class of citizens, or from the citizens of any
State by mere legislation.” Cong. Globe, 39th Cong.,
1st Sess. 1095 (1866). The Framers understood that
the “object of a Constitution is not only to confer power
upon the majority, but to restrict the power of the majority and to protect the rights of the minority.” Id.
“[T]he greatest safeguard of liberty and of private
rights,” they recognized, is to be found in the “fundamental law that secures those private rights, administered by an independent and fearless judiciary.” Cong.
Globe, 41st Cong., 2d Sess. 94 (1869).
As the Constitution’s text and history reflect, “[t]he
idea of the Constitution ‘was to withdraw certain subjects from the vicissitudes of political controversy, to
place them beyond the reach of majorities and officials
and to establish them as legal principles to be applied
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by the courts.” Obergefell, 135 S. Ct. at 2605-06 (quoting Barnette, 319 U.S. at 638). This Court “cannot . . .
ask another Branch to share [its] responsibility” to engage in judicial review of challenged state action.
Texas v. Johnson, 491 U.S. 397, 420 (1989) (Kennedy,
J., concurring).
Thus, it is of no moment that the Elections Clause
gives Congress the power to prescribe a remedy for
partisan gerrymandering in congressional redistricting. This Court cannot delegate to Congress its constitutional role to “say what the law is” and enforce the
Constitution’s status as “the fundamental and paramount law of the nation.” Marbury v. Madison, 5 U.S.
(1 Cranch) 137, 177 (1803). That would permit the
fundamental limits imposed by the First and Fourteenth Amendments to be “passed as pleasure.” Id. at
178. Indeed, this Court has repeatedly refused to “immunize state congressional apportionment laws which
debase a citizen’s right to vote from the power of courts
to protect the constitutional rights of individuals from
legislative destruction,” Wesberry v. Sanders, 376 U.S.
1, 6 (1964), simply because of the possibility that Congress could act under the Elections Clause. The authority granted by the Elections Clause “does not extinguish the State’s responsibility to observe the limits
established by the First Amendment rights of the
State’s citizens.” Tashjian, 479 U.S. at 217; LWV Br.
40-44; CC Br. 35-37; Benisek Br. 28. Whether or not
Congress imposes regulations of its own, the Fourteenth Amendment requires states to respect First
Amendment freedoms and obliges courts to intervene
if they do not.
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CONCLUSION
For the foregoing reasons, the judgments of the
district courts should be affirmed.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
DAVID H. GANS
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW
Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
March 8, 2019
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.