Opposition Brief — Terrence Edwin Prince, Petitioner v. Joe A. Lizarraga, Warden
Supreme Court briefApr 8, 2019
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No. 18-673
In the Supreme Court of the United States
TERRENCE EDWIN PRINCE, Petitioner,
v.
JOE A. LIZARRAGA, WARDEN, Respondent.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF IN OPPOSITION
XAVIER BECERRA
Attorney General of California
EDWARD C. DUMONT
Solicitor General
GERALD A. ENGLER
Chief Assistant Attorney General
LANCE E. WINTERS
Senior Assistant Attorney General
MICHAEL R. JOHNSEN
Deputy Solicitor General
LOUIS W. KARLIN
CHARLES S. LEE*
Deputy Attorneys General
STATE OF CALIFORNIA
DEPARTMENT OF JUSTICE
300 South Spring Street, Suite 1702
Los Angeles, CA 90013
(213) 269-6068
Charles.Lee@doj.ca.gov
*Counsel of Record
i
QUESTIONS PRESENTED
1. Whether AEDPA’s restrictions against second
or successive federal habeas petitions apply to a newly
discovered Brady claim.
2. Whether those restrictions apply when the habeas petitioner’s first federal petition was filed before
the enactment of AEDPA.
ii
TABLE OF CONTENTS
Page
Statement ................................................................... 1
Argument .................................................................... 5
Conclusion................................................................. 14
iii
TABLE OF AUTHORITIES
Page
CASES
Blackman v. Davis
909 F.3d 772 (5th Cir. 2018) .............................. 6, 9
Brady v. Maryland
373 U.S. 83 (1963) ........................................ passim
Brown v. Hatton
139 S.Ct. 841 (2019) ............................................... 6
Brown v. Muniz
889 F.3d 661 (9th Cir. 2018)
(reprinted at Pet. Appendix 7a-40a) ........ 5, 6, 7, 10
Cress v. Palmer
484 F.3d 844 (6th Cir. 2007) ................................ 13
Daniels v. United States
254 F.3d 1180 (10th Cir. 2001) ...................... 12, 13
Douglas v. Workman
560 F.3d 1156 (2009) ............................................ 10
Evans v. Smith
220 F.3d 306 (4th Cir. 2000) .............................. 6, 9
Felker v. Turpin
518 U.S. 651 (1996) .............................................. 12
Ford v. Wainwright
477 U.S. 399 (1986) ................................................ 8
iv
TABLE OF AUTHORITIES
(continued)
Page
Graham v. Johnson
168 F.3d 762 (5th Cir. 1999) ................................ 12
Graham v. Johnson
529 U.S. 1097 (2000) ............................................ 12
In re Davenport
147 F.3d 605 (7th Cir. 1998) ................................ 12
In re Hanserd
123 F.3d 922 (6th Cir. 1997) ................................ 12
In re Magwood
113 F.3d 1544 (11th Cir. 1997) ............................ 12
In re Minarik
166 F.3d 591 (3d Cir. 1999)............................ 12, 13
In re Pickard
681 F.3d 1201 (10th Cir. 2012) .................... 6, 9, 10
In re Wogenstahl
902 F.3d 621 (6th Cir. 2018) .............................. 7, 9
Magwood v. Patterson
561 U.S. 320 (2010) .............................. 6, 10, 11, 12
Mancuso v. Herbert
166 F.3d 97 (2d Cir. 1999).................................... 12
Mancuso v. Herbert
527 U.S. 1026 (1999) ............................................ 12
v
TABLE OF AUTHORITIES
(continued)
Page
McCleskey v. Zant
499 U.S. 467 (1991) ........................................ 11, 13
Panetti v. Quarterman
551 U.S. 930 (2007) ...................................... 5, 8, 10
Pratt v. United States
129 F.3d 54 (1st Cir. 1997) .................................. 12
Pratt v. United States
523 U.S. 1123 (1998) ............................................ 12
Quezada v. Smith
624 F.3d 514 (2d Cir. 2010)................................ 6, 9
Scott v. United States
139 S.Ct. 842 (2019) ............................................... 6
Scott v. United States
890 F.3d 1239 (11th Cir. 2018) ............................ 10
Solorio v. Muniz
139 S.Ct. 608 (2018) ............................................... 6
Stewart v. United States
646 F.3d 856 (11th Cir. 2011) ................................ 8
Strickler v. Green
527 U.S. 263 (1999) .............................................. 13
Tompkins v. Sec’y, Dep’t of Corr.
557 F.3d 1257 (11th Cir. 2009) ...................... 6, 8, 9
vi
TABLE OF AUTHORITIES
(continued)
Page
United States v. Bagley
473 U.S. 667 (1985) .............................................. 14
United States v. Buenrostro
638 F.3d 720 (9th Cir. 2011) .................................. 8
United States v. Lopez
557 F.3d 1053 (9th Cir. 2009) .............................. 13
United States v. Ortiz
136 F.3d 161 (D.C. Cir. 1998) ........................ 12, 13
United States v. Villa-Gonzalez
208 F.3d 1160 (9th Cir. 2000) .............................. 12
vii
TABLE OF AUTHORITIES
(continued)
Page
STATUTES
28 U.S.C. § 2244(b) ............................................ passim
28 U.S.C. § 2244(b)(2) .......................................... 10, 11
28 U.S.C. § 2244(b)(2)(B) ............................................. 7
28 U.S.C § 2244(b)(2)(B)(i) .......................................... 9
28 U.S.C. § 2244(b)(3) .................................................. 5
1
STATEMENT
1. In 1980, petitioner Terrence Prince and his accomplice, Edward Williams, attempted to rob a checkcashing business inside a Los Angeles takeout restaurant. C.A. Excerpts of Record (ER) 22-24. While
Prince searched the check-cashing booth, a struggle
broke out in the kitchen between Williams and the
booth’s owner, Bruce Horton, an ex-police officer who
was carrying a concealed handgun. ER 22, 24-25. Williams wrestled Horton to the ground and pinned him
against a refrigerator. ER 25. Prince stepped out of
the booth, walked towards them, and shot Horton. Id.
Carol Croce, the owner of the restaurant, grabbed
Prince’s arm. Id. Prince shoved Croce aside and shot
Horton again. Id. Horton, now mortally wounded,
fired two shots in return, one of which struck Williams. Id. Prince and Williams fled. Id. Horton was
pronounced dead minutes later. ER 26.
A Los Angeles County jury convicted Prince of firstdegree murder with special circumstances (commission during a robbery and personal use of a firearm).
Pet. App. 44a. The verdict was based on direct and
circumstantial evidence which included the following:
Croce, who stood next to Prince when he shot Horton,
repeatedly identified him as the shooter, ER. 26; Keith
Sarazinski, a restaurant employee, identified Prince
as the gunman who forced his way into the building
just before the shooting, ER 23; John McCarty, who
was working in an office nearby, heard the gunshots
and saw two men resembling Prince and Williams get
into a car and drive off, ER 28; Rita Tanner, an emergency room clerk, recalled that Prince appeared nervous and paranoid when he brought Williams into the
emergency room shortly after the shooting, that
Prince refused to answer any questions, and that he
2
immediately left, ER 28-29; and a search of Prince’s
home produced a jacket matching the one worn by the
shooter and photographs of Prince holding a .45-caliber handgun that would have been capable of firing
the .45-caliber bullets that killed Horton, ER 30-31.
See also Pet. App. 2a-3a.
The trial court sentenced Prince to life in prison
without the possibility of parole. Pet. App. 2a. The
state court of appeal affirmed the judgment, and the
California Supreme Court denied review in 1984. Id.
at 3a.
2. In 1991, before Congress enacted the Antiterrorism and Effective Death Penalty Act of 1996
(AEDPA), Prince filed a federal habeas petition, which
the district court denied on the merits. Pet. App. 3a.
The court of appeals affirmed. Id.
In 2007, Prince filed a second state habeas petition.
Pet. App. 3a. During the ensuing litigation, the State
turned over police interview notes. Id. The notes had
been disclosed before trial, but they now included an
additional page. Id. That page summarized an interview with Nelida Walsh, who lived across the street
from the restaurant. Id. at 3a-4a. According to the
notes, Walsh was walking up the front stairs to her
apartment building on the day of the murder when she
heard three gunshots. ER 38. She turned around and
saw a man who resembled neither Prince nor Williams
standing outside the front door of the restaurant. Id.
The man pointed either a rifle or a shotgun into the
restaurant before moving the weapon to a “port arms”
position, with the barrel pointed upward. Id. After
seeing the man, Walsh turned and continued up the
stairs. ER 38-39.
3
Prince amended his habeas petition to allege that
at the time of trial the prosecution had violated its obligation under Brady v. Maryland, 373 U.S. 83 (1963),
to disclose material exculpatory evidence. Pet. App.
3a-4a. Over the course of forty-two days, the superior
court held an evidentiary hearing on the Brady claim
as well as two other claims. ER 93-94. Walsh testified
at the hearing that she heard a gunshot, turned, and
saw the back of a man facing the restaurant door from
the sidewalk. ER 39. She was running upstairs to her
apartment when she heard a second shot, and she was
inside when she heard a third shot. Id. The man had
been holding a weapon, but Walsh was unable to describe how he was pointing it. ER 39-40.
A firearms expert called by Prince testified that
Horton could have been shot by someone standing outside the restaurant, where Walsh had placed the man
with the rifle. ER 40, 42. His opinion was based on
the location of the expended .45-caliber shell casings
and his belief that the doorway was in the corner of
the restaurant rather than in the center of the restaurant’s wall. ER 40-42, 58. Prince’s expert also testified that there were three long-barreled guns
available in 1980 that were capable of firing the .45caliber bullets that killed Horton. ER 43.
A firearms expert called by the State testified that,
consistent with the eyewitness trial testimony, the
shooter was inside the restaurant. ER 43-44. He
based his opinion on the trajectory of the bullets that
caused Horton’s wounds and Croce’s description of
how Horton and Williams were positioned. Id. He explained that, because Prince’s expert used only the location of the spent shell casings to determine the
position of the shooter, which was not the typical practice of firearms experts, his opinion was unreliable.
4
ER 44. Moreover, the location of the spent casings was
consistent with Croce’s description of Prince’s position
at the time of the shooting. Id. The State’s expert also
testified that he was certain, based on his examination
of the firing pin, extractor, and ejector markings on
the casings, that Horton had been shot with a Colt .45type semiautomatic handgun rather than a long barreled firearm. ER 44-45.
Following the evidentiary hearing, the state trial
court found that the failure to disclose Walsh’s statement was a material Brady violation and granted
Prince’s habeas petition. Pet. App. 4a; see ER 102-104.
The California Court of Appeal reversed. Pet. App.
4a; ER 67. Noting that the superior court had not
made any factual findings as to whether it believed or
disbelieved the evidence, had not resolved any evidentiary conflicts, and had not weighed or compared the
trial and evidentiary-hearing testimony, the court of
appeal independently reviewed Prince’s Brady claim.
ER 55. It observed that Walsh’s statement about the
unidentified man was no more exculpatory than inculpatory because the evidence was consistent with his
having participated as an additional accomplice who
was not the sole shooter. ER 57. The court also reasoned that the opinion of Prince’s expert was “effectively eviscerate[ed]” by the photographic evidence
refuting his premise about the position of the restaurant’s door, ER 58, while the opinion of the State’s expert was scientifically grounded and consistent with
Croce’s trial testimony, ER 61. The court of appeal
concluded that, in light of the strong evidence that
Prince shot Horton inside the restaurant, Walsh’s
statement was not material for Brady purposes. ER
61-63.
5
The California Supreme Court denied review. Pet.
App. 4a.
3. Prince then filed a second federal habeas petition alleging the same Brady violation. Pet. App. 4a.
The district court dismissed the petition as unauthorized because Prince’s first federal petition was adjudicated on the merits and Prince had not sought or been
granted authorization under 28 U.S.C. § 2244(b)(3) to
file a “second or successive” petition. Id. The district
court rejected Prince’s contentions that newly discovered Brady claims are exempt from that statutory restriction on second or successive petitions and that
applying the restriction to Prince’s first federal habeas
petition filed after AEDPA’s enactment would give it
impermissible retroactive effect. Pet. App. 56a-57a &
n.7.
The court of appeals affirmed. Pet. App. 1a-6a. Applying the reasoning of its concurrently filed opinion
in Brown v. Muniz, 889 F.3d 661 (9th Cir. 2018) (reprinted at Pet. App. 7a-40a), the court held that second or successive petitions alleging newly discovered
Brady claims are not exempt from AEDPA’s gatekeeping restrictions. Pet. App. 5a-6a. The court also held,
consistent with longstanding circuit precedent, that
applying those restrictions in this case would not give
them impermissible retroactive effect. Pet. App. 5a.
ARGUMENT
Prince argues that AEDPA’s restrictions on second or successive federal habeas petitions do not apply
to newly discovered Brady claims. Pet. 9-19. But the
court of appeals’ rejection of that contention is consistent with the decisions of every lower court that has
considered the question and with this Court’s reasoning in Panetti v. Quarterman, 551 U.S. 930 (2007), and
6
Magwood v. Patterson, 561 U.S. 320 (2010). As Prince
points out, the lower courts have divided over whether
AEDPA’s restrictions on second or successive federal
petitions apply where, as here, the prisoner’s first federal petition was filed before AEDPA was enacted.
But the Court has previously declined to address that
issue, which now affects a small and diminishing number of cases. Moreover, the application of pre-AEDPA
abuse-of-the-writ standards would produce the same
result in this case. There is no reason for further review.
1. a. There is no disagreement among the circuits
that a new habeas petition presenting Brady claims
like Prince’s, which were reasonably unknown to the
petitioner at the time an earlier petition was filed, is
“second or successive” within the meaning of 28 U.S.C.
§ 2244(b). See Blackman v. Davis, 909 F.3d 772, 778779 (5th Cir. 2018), cert. denied, No. 18-7229 (Feb. 19,
2019); Brown v. Muniz, 889 F.3d 661 (9th Cir. 2018)
(reprinted at Pet. App. 7a-40a), cert. denied, 139 S. Ct.
841 (2019) (No. 18-6759); In re Pickard, 681 F.3d 1201,
1205 (10th Cir. 2012); Quezada v. Smith, 624 F.3d 514,
520 (2d Cir. 2010); Tompkins v. Sec’y, Dep’t of Corr.,
557 F.3d 1257, 1259-1260 (11th Cir. 2009); Evans v.
Smith, 220 F.3d 306, 323-324 (4th Cir. 2000). This
Court has recently declined to review the question in
several cases. See Blackman, supra (No. 18-7229);
Scott v. United States, 139 S.Ct. 842 (2019) (No. 186783); Brown v. Hatton, 139 S.Ct. 841 (2019) (No. 186759) (seeking review of Brown v. Muniz, supra);
Solorio v. Muniz, 139 S.Ct. 608 (2018) (No. 18-6396)
(seeking review of decision issued same day as and applying Brown). There is no reason for a different result here.
7
As the court below recognized in Brown, the position adopted by the lower courts follows from the plain
language of the statute. Pet. App. 21a-22a (reprinting
Brown v. Muniz, 889 F.3d at 668). Under Section
2244(b)(2)(B), a claim presented for the first time in a
second or subsequent federal habeas petition must be
dismissed unless (i) the factual predicate for the claim
could not have been discovered previously through the
exercise of due diligence and (ii) the facts underlying
the claim, if proven and viewed in the light of all the
evidence, would establish by clear and convincing evidence that the petitioner would not otherwise have
been convicted. A premise of the first requirement is
that “the factual predicate must have existed previously, and the defense must not have known about it.”
Pet. App. 21a. That requirement “essentially defines
a Brady-type event,” in which the existence of the facts
underlying the claim was reasonably unknown to the
petitioner at the time of trial proceedings and, as relevant here, the filing of a first federal petition. Id. at
21a-22a.
Because section 2244(b)(2)(B) sets out the requirements a petitioner must meet in order to proceed with
such a claim in a second or subsequent petition, the
circumstance that the claim was previously unknown
through no fault of the petitioner necessarily cannot
by itself prevent the claim from being treated as “second or successive.” See In re Wogenstahl, 902 F.3d
621, 627 (6th Cir. 2018) (“if the claims raised by the
petitioner fall within the scenario addressed by §
2244(b)(2)(B), then the petition is second or successive
and the claims must satisfy that section”). Nothing in
the statutory language suggests that Congress intended for newly discovered Brady claims to be analyzed differently from any other claim that relies on
newly discovered evidence.
8
b. This Court’s reasoning in Panetti v. Quarterman
does not lead to a different conclusion. See Pet. 11-15.
Panetti held that a capital prisoner’s second-in-time
habeas petition challenging his competency for execution under Ford v. Wainwright, 477 U.S. 399 (1986),
was not “second or successive” because the Ford claim
was not legally ripe until after the petitioner’s first habeas petition had been adjudicated on the merits.
Panetti, 551 U.S. at 943-945. In that “unusual” circumstance, AEDPA does not require “unripe (and, often, factually unsupported) claims to be raised as a
mere formality, to the benefit of no party,” in order to
avoid the gatekeeping restrictions against second or
successive petitions. Id. at 945-947.
Panetti’s distinction between legally ripe and unripe claims rests on whether the claim even existed at
the time of the first petition, not on whether its factual
predicate was reasonably discoverable. See United
States v. Buenrostro, 638 F.3d 720, 725-726 (9th Cir.
2011) (Panetti applies to claims “based on events that
do not occur until a first petition is concluded” but not
to claims in which the factual predicate existed but
was not discovered at the time of the first petition);
Stewart v. United States, 646 F.3d 856, 863 (11th Cir.
2011) (claim not second or successive because it was
not “based on facts that were merely undiscoverable”).
In contrast, the constitutional violation underlying a
Brady claim generally “occurs at the time the State
should have disclosed the exculpatory evidence—i.e.,
before trial.” Pet. App. 31a. “The reason the Ford
claim was not ripe at the time of the first petition in
Panetti is not that evidence of an existing or past fact
had not been uncovered at that time.” Tompkins, 557
F.3d at 1260. Rather, “no Ford claim is ever ripe at
the time of the first petition because the facts to be
9
measured or proven—the mental state of the petitioner at the time of execution—do not and cannot exist when the execution is years away.” Id. In other
words, “Panetti’s limited exception to § 2244(b) comports with the plain text of § 2244(b)(2)(B)(i) ... [because] an unripe claim involves no previously existing
‘factual predicate’ at all.” Pet. App. 27a.
Every court of appeals to have decided this issue
has either explicitly or implicitly concluded that a
Brady claim is generally legally ripe at the time of
trial, even though important underlying facts are (by
definition) normally unknown to the defense at that
time. See Blackman, 909 F.3d at 778-779 (Brady
claim subject to AEDPA’s gatekeeping requirements
because it relied on “precisely such previously undiscovered facts” as described in § 2244(b)(2)(B)(i)); Wogenstahl, 902 F.3d at 627 (petitioner’s “claims were not
unripe at the time he filed his initial petition because
the purported Brady violations … had already occurred when he filed his petition, although [he] was
unaware of these facts”); Pickard, 681 F.3d at 1205
(Brady claims were “certainly second or successive …
because they assert[ed] a basis for relief from the underlying convictions”); Quezada, 624 F.3d at 520 (applying AEDPA’s gatekeeping requirements to Brady
claim); Tompkins, 557 F.3d at 1260 (“The violation of
constitutional rights asserted in [a Brady claim] occur[s], if at all, at trial or sentencing and [is] ripe for
inclusion in a first petition”); Evans, 220 F.3d at 323
(“the standards that Congress has established for the
10
filing of second or successive petitions account for precisely the type of [Brady claim] Evans alleges”). 1 Because Prince’s Brady claim was legally ripe at the time
of his first petition, Panetti is inapposite.
c. Prince argues that the phrase “second or successive” in Section 2244(b) must be interpreted in light of
this Court’s decisions, including those pre-dating
AEDPA. Pet. 11-12; see Panetti, 551 U.S. at 943-944.
He argues that under pre-AEDPA authority a claim
would not have been considered an abuse of the writ,
and therefore would not have been barred if raised in
a second or successive petition, unless the prisoner
had a “fair opportunity” to raise the claim earlier. See
Pet. 10 (citing Magwood v. Patterson, 561 U.S. 320,
343 (Breyer, J., concurring); id. at 349 (Kennedy, J.,
dissenting)).
“While AEDPA’s provisions are inspired by and
borrow heavily from” abuse-of-the-writ principles,
courts “are bound by AEDPA itself, not the judicial
standard it superseded.” Pet. App. 33a. The “fair op1 The Tenth Circuit came to a different result on particular facts
in Douglas v. Workman, 560 F.3d 1156, 1192-1193 (2009). As the
court below observed in Brown, the Douglas court “acknowledged
that the case was ‘unusual’ and even ‘unique’ for several reasons
that set it apart from the typical second-in-time petition based on
a Brady claim.” Pet. App. 33a (reprinting Brown, 889 F.3d at 673
n. 10). And in its later decisions in Case, 731 F.3d at 1027-1028,
and Pickard, 681 F.3d at 1205, the Tenth Circuit too applied Section 2244(b)(2) to Brady claims. Similarly, while a panel of the
Eleventh Circuit recently criticized that court’s precedent on this
point, it acknowledged the contrary law of the circuit, and the full
court declined to grant en banc review to revisit the issue. Scott
v. United States, 890 F.3d 1239, 1253-1258 (11th Cir. 2018), cert.
denied, 139 S.Ct. 842 (2019) (No. 18-6783).
11
portunity” rule Prince suggests would permit consideration of any claim based on facts of which the petitioner was previously reasonably unaware. 2 That,
however, “would considerably undermine—if not render superfluous—the exceptions to dismissal set forth
in § 2244(b)(2),” which treat a finding that “the factual
predicate for [a] claim could not have been discovered
previously through the exercise of due diligence” as
only one factor in determining whether the claim may
be raised. See Magwood, 561 U.S. at 335. Because the
statute expressly addresses claims that were previously undiscoverable, the “fair opportunity” principle
cannot govern such claims. Rather, as this Court has
suggested, it may inform applications of Section
2244(b) that AEDPA does not speak to directly. See
id. at 346 (Kennedy, J., dissenting) (consideration
based on “fair opportunity” principle “can occur where
the claim was not yet ripe at the time of the first petition … or where the alleged violation occurred only after the denial of the first petition”); see also id. at 343
(Breyer, J., concurring). That is not the situation here.
2. Prince also argues that the Court should resolve
a conflict among the lower courts about whether Section 2244(b) applies to a second or subsequent petition
filed after AEDPA when the petitioner’s first petition
was filed before that Act took effect. Pet. 19-32. As he
points out, the Third, Sixth, Tenth, and D.C. Circuits
2 Prince offers no basis for limiting his rule to Brady claims.
PreAEDPA law generally permitted consideration of any claim based
on evidence that the petitioner reasonably failed to discover earlier. See McCleskey v. Zant, 499 U.S. 467, 487-488 (1991) (abuseof-the-writ principles recognized new discovery of evidence as acceptable reason for failing to raise claim earlier). One purpose of
AEDPA was to tighten that rule.
12
have held that AEDPA does not apply in that circumstance, based on the presumption against retroactivity. See In re Minarik, 166 F.3d 591, 595-599 (3d Cir.
1999); In re Hanserd, 123 F.3d 922, 930-932 (6th Cir.
1997); Daniels v. United States, 254 F.3d 1180, 11871188 (10th Cir. 2001); United States v. Ortiz, 136 F.3d
161, 165-166 (D.C. Cir. 1998). The First, Second,
Fifth, Seventh, Ninth, and Eleventh Circuits instead
apply AEDPA’s restrictions to any petition filed after
the Act became effective. See Pratt v. United States,
129 F.3d 54, 58-60 (1st Cir. 1997); Mancuso v. Herbert,
166 F.3d 97, 101 (2d Cir. 1999); Graham v. Johnson,
168 F.3d 762, 781-786 (5th Cir. 1999); In re Davenport,
147 F.3d 605, 608 (7th Cir. 1998); United States v.
Villa-Gonzalez, 208 F.3d 1160, 1163 (9th Cir. 2000); In
re Magwood, 113 F.3d 1544, 1552-1553 (11th Cir.
1997).
This conflict is longstanding, and the Court has
previously denied review in cases that addressed the
issue. See Graham v. Johnson, 529 U.S. 1097 (2000)
(No. 98-10002); Mancuso v. Herbert, 527 U.S. 1026
(1999) (No. 98-9305); Pratt v. United States, 523 U.S.
1123 (1998) (No. 97-7817). 3 AEDPA was enacted in
1996, and the disagreement could now affect only a
small and diminishing class of potential federal petitioners. There is no reason for the Court to take the
issue up now.
3 The Court has also decided cases involving application of Section 2244(b) where the petitions at issue straddled AEDPA’s enactment, without identifying any retroactivity issue. See Magwood, 561 U.S. at 326; Felker v. Turpin, 518 U.S. 651, 655-656
(1996); see also Pratt, 129 F.3d at 58 (“if pre-AEDPA jurisprudence somehow attached to an entire course of post-conviction
proceedings by virtue of a prisoner’s having filed a pre-enactment
petition at some point along the way, then the Court’s opinion in
Felker would be drained of all meaning”).
13
In any event, resolution of the conflict would not
affect the outcome of Prince’s case. Those circuits that
have adopted Prince’s view recognize that a petitioner
seeking consideration of a second or subsequent petition must still satisfy pre-AEDPA abuse-of-the-writ
principles. Cress v. Palmer, 484 F.3d 844, 852 (6th
Cir. 2007); Minarik, 166 F.3d at 602; Daniels, 254 F.3d
at 1198-1199; Ortiz, 136 F.3d at 167. Before AEDPA,
a Brady claim raised in a second or subsequent petition would have been rejected as abusive if the petitioner failed to establish materiality. See Strickler v.
Green, 527 U.S. 263, 296 (1999) (non-material Brady
claim would not have survived cause-and-prejudice
standard for overcoming procedural default); McCleskey, 499 U.S. at 493-494 (cause-and-prejudice standard for these purposes derived from procedural default
standard); see also United States v. Lopez, 557 F.3d
1053, 1064 (9th Cir. 2009) (under abuse principles
“federal courts could reach the merits of second-intime Brady claims only when the suppressed evidence
was material”). Prince’s Brady claim would be barred
under that standard.
As the California Court of Appeal correctly concluded, the missing notes of Walsh’s statement were
not material. ER 56-63. Eyewitnesses established at
trial that Prince shot Horton inside the restaurant,
and circumstantial evidence also strongly tied him to
the shooting. Pet. App. 2a-3a; ER 23-29, 56-57.
Walsh’s statement that she saw someone who has
never been identified holding either a rifle or a shotgun outside the building did not undermine the trial
evidence. ER 57. And the opinion of the State’s firearms expert during the state habeas evidentiary hearing reaffirmed the account of the shooting given at
trial. ER 43-44, 61. In contrast, the opinion of Prince’s
state habeas firearms expert, that the person who shot
14
Horton could have been standing in the doorway, was
undermined by photographs contradicting the expert’s
premise about the position of the door. ER 58. There
is no reasonable probability that the result of Prince’s
trial would have been different had Walsh’s statement
been disclosed earlier. See United States v. Bagley,
473 U.S. 667, 682 (1985) (failure to disclose evidence
is material under Brady “only if there is a reasonable
probability that, had the evidence been disclosed to
the defense, the result of the proceeding would have
been different”). Prince’s current habeas petition
would therefore have been barred even under preAEDPA law.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted,
XAVIER BECERRA
Attorney General of California
EDWARD C. DUMONT
Solicitor General
GERALD A. ENGLER
Chief Assistant Attorney General
LANCE E. WINTERS
Senior Assistant Attorney General
MICHAEL R. JOHNSEN
Deputy Solicitor General
LOUIS W. KARLIN
CHARLES S. LEE
Deputy Attorneys General
April 8, 2019
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