Opposition Brief — Warren Darrell Rivers, Petitioner v. Texas
Supreme Court briefAug 15, 2018
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No. 18-5246
_______________________________________________________________________
In the Supreme Court of the United States
__________
WARREN DARRELL RIVERS,
Petitioner,
V.
STATE OF TEXAS,
Respondent.
__________
On Petition for a Writ of Certiorari to the
Texas Court of Criminal Appeals
__________
RESPONDENT’S BRIEF IN OPPOSITION
__________
KIM OGG
Harris County District Attorney
ERIC KUGLER*
Assistant District Attorney
Harris County, Texas
1201 Franklin, Suite 600
Houston, Texas 77002
(713) 755-5800
kugler_eric@dao.hctx.net
*Counsel of Record
Counsel for Respondent
QUESTIONS PRESENTED (CAPITAL CASE)
The question presented for review is set out in the petition for
writ of certiorari as follows:
I. Whether prosecution evidence that a capital defendant has been
sentenced to death once before in the same case impermissibly
undermines the sentencing jury’s sense of responsibility for
determining the appropriateness of the defendant’s death, and
deprives the defendant of a reasoned, individualized sentencing
determination based on his record, personal characteristics, and
the circumstances of the crime in violation of the Eighth and
Fourteenth Amendments?
II. Whether denying a capital defendant the option of enlarging his
sentence and waiving his back-time credit in order to provide the
jury with a currently valid sentencing option of life without parole
violates the right to be free from cruel and unusual punishment
and denies due process of law under the Eighth and Fourteenth
Amendment.
i
TABLE OF CONTENTS
PAGE
QUESTIONS PRESENTED (CAPITAL CASE) ...................................................... i
TABLE OF CITED AUTHORITIES ...................................................................... iii
STATEMENT OF THE CASE ..................................................................................1
SUMMARY OF THE REASONS FOR DENYING ISSUANCE OF THE WRIT ..1
ARGUMENT .............................................................................................................2
A. THE PETITIONER’S FIRST QUESTION PRESENTED BEARS NO RELATION TO THE
PETITIONER’S CASE, WHERE THE JURY NEVER HEARD THAT THE PETITIONER HAD
PREVIOUSLY BEEN SENTENCED TO DEATH. ...............................................................3
B. THE PETITIONER’S FIRST QUESTION PRESENTED LACKS MERIT BECAUSE THE
RULING BY THE STATE COURT RESTED ON ADEQUATE AND INDEPENDENT STATE
GROUNDS OR HAS BEEN REPEATEDLY DECIDED AGAINST HIM. .................................5
C. THE PETITIONER HAD NO RIGHT TO VIOLATE THE STATE SENTENCING
STATUTES THAT HAVE BEEN REPEATEDLY UPHELD BY THIS COURT, AND A REVIEW
OF THE ISSUE WOULD CONTRIBUTE LITTLE TO OUR JURISPRUDENCE. .......................7
CONCLUSION ..........................................................................................................9
ii
TABLE OF CITED AUTHORITIES
Cases
Andrade v. McCotter,
805 F.2d 1190 (5th Cir. 1986) ......................................................................................... 7
Arnold v. State,
873 S.W.2d 27 (Tex. Crim. App. 1993) .......................................................................... 8
Rules
SUP. CT. R. 10 .............................................................................................................2
SUP. CT. R. 13(1) ................................................................................................... 3, 5
iii
STATEMENT OF THE CASE
The Petitioner was convicted of the capital murder of an 11-year-old boy
while in the course of sexually assaulting him on May 3, 1987 (CR – 172) (CR
Supp. – 129). He was sentenced to death in 1988 but granted a new punishment
hearing in 2010. Rivers v. Quarterman, 661 F. Supp. 2d 675 (S.D. Tex. 2009);
Rivers v. Thaler, 389 Fed. Appx. 360 (5th Cir. 2010). At the conclusion of the
most recent punishment hearing, the Petitioner was again sentenced to death, and
the Texas Court of Criminal Appeals affirmed that sentence on December 20,
2017. Rivers v. State, AP-77,051, 2017 WL 6505792 (Tex. Crim. App. Dec. 20,
2017); (Pet. App. A). This Court returned the first petition, but allowed
resubmission, and granted the State until August 16, 2018, to respond.
SUMMARY OF THE REASONS FOR
DENYING ISSUANCE OF THE WRIT
The Petitioner has alleged that evidence at trial showed he had been
sentenced to death once before in the same case. But the jury did not hear such
evidence. The Petitioner also has alleged that the trial court’s refusal to allow him
the option of life without parole violates his Eighth and Fourteenth Amendment
rights to due process and to be free from cruel and unusual punishment. But this
Court has repeatedly denied writs for certiorari in cases similar to the present one
where the petitioner wanted the trial court to disregard the applicable sentencing
statute. The petitioner has presented no new or compelling arguments on this
issue so as to call for this Court’s intervention. Finally, the opinion issued by the
Texas Court of Criminal Appeals in this case is unpublished and has no
precedential value. See TEX. R. APP. P. 77.3 (“Unpublished opinions have no
precedential value and must not be cited as authority by counsel or by a court.”).
In short, there is no reason for this Court to grant certiorari.
ARGUMENT
The rules of this Court provide that review on a writ of certiorari is not a
matter of right, but of judicial discretion, and will be granted only for compelling
reasons to do so. SUP. CT. R. 10. Furthermore, “[a] petition for writ of certiorari is
rarely granted when the asserted error consists of erroneous factual findings or the
misapplication of a properly stated rule of law.” SUP. CT. R. 10. In the present
case, the Texas Court of Criminal Appeals correctly stated the applicable law and
properly affirmed the Petitioner’s sentence. The petition presents no important
question of law to justify this Court’s exercise of its certiorari jurisdiction
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A.
The Petitioner’s first question presented bears no relation
to the Petitioner’s case, where the jury never heard that the
Petitioner had previously been sentenced to death.
The Petitioner claims that “the jury [was] explicitly and implicitly informed
that [Petitioner] had been sentenced to death by a previous jury…” (Pet. 5). But
there was no such conveyance of that information to the jury. The trial court
repeatedly reminded the parties not to inform the jurors that the appellant “has
been on death row for 27 years.” Prior to the testimony of a prison official, the
trial court warned the witness:
Now, the reason I have you in here is an admonishment that I
know you probably heard it at least once, if not a hundred times today
already, and that is, in this trial you cannot mention the fact that the
defendant…has been on death row, or that you’ve had any contact
with him on death row. All right. Polunsky Unit is fine, but you
cannot refer to the unit as a DR unit, or death row, or anything like
that, or refer to those inmates as DRs, that kind of thing, because that
would not be proper for this jury and it would complicate this case.
Nevertheless, when the prosecutor later asked the witness where the Petitioner
would be housed if sentenced to death, the official responded, “He would be
returned to the Polunsky Unit, which is where those offenders that are sentenced
to death are housed, placed back in a single cell, and segregated from the general
population.” The prosecutor clarified with the witness that the Polunsky Unit
housed prisoners from “G1 all the way up to maximum security settings and death
row.” The official also testified that inmates from the general population could
“find themselves in admin segregation housed in solitaire.”
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After the prison official testified, the Petitioner moved for a mistrial “based
on the linkage between the Polunsky Unit, [the Petitioner] being in a single cell,
and that that is the nature of housing for individuals on the Polunsky Unit who are
on death row.” The trial court denied the request, noting that there had been “no
evidence or statements that your client has been on death row for the last 27
years.” The Petitioner did not disagree with that statement. The trial court later
gave a similar admonishment to the Petitioner’s own witness after that witness
mentioned the Polunsky Unit.
The Petitioner claims that a State’s exhibit that was within view of the jury
had the words “capital murder” and “death” written in red on the back. (Pet. 5).
But the Petitioner did not make a timely objection to this display, and the
Petitioner never alerted the trial court that such an alleged viewing constituted
violations of his Eighth and Fourteenth Amendment rights to due process and to
be free from cruel and unusual punishment. In fact, the Petitioner stated, “we
agreed with the Court at that time that it would probably be imprudent and
drawing more attention to the jury were this Court then to call out each one of
these jurors and ask, A, if they saw it; and B, if they saw it, what impressions, if
any, it made on them. And we maintain that we agree with that.” It was not until
the next day that the Petitioner asked for a mistrial without stating the basis for the
objection as required by Texas law. See Yazdchi v. State, 428 S.W.3d 831, 844
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(Tex. Crim. App. 2014) (stating that, for a party to preserve a complaint for
appellate review, he must make a specific objection and obtain a ruling at the
earliest possible opportunity); Peyronel v. State, 465 S.W.3d 650, 654 (Tex. Crim.
App. 2015) (“Appellant had the burden to ‘state…the grounds for the
ruling...sought from the trial court with sufficient specificity to make the trial court
aware of the complaint, unless the specific grounds were apparent from the
context.’…Instead, Appellant is now trying to ‘raise an abstract claim ... as an
afterthought on appeal.’”) (citation omitted).
Therefore, under state law, the
Petitioner’s issue was not preserved with regard to the exhibits.
Nevertheless, in the interest of justice, the Texas Court of Criminal Appeals
examined the record and found no references to Petitioner’s prior death sentence.
“The passages cited by [Petitioner] include only discussions that he had already
been found guilty and that, if asked to serve on the jury, the veniremen would have
to assess only [Petitioner’s] punishment.” Rivers, 2017 WL 6505792, at *5. Thus,
there is no constitutional issue to review.
B.
The Petitioner’s first question presented lacks merit
because the ruling by the state court rested on adequate
and independent state grounds or has been repeatedly
decided against him.
Even if the Petitioner had preserved a claim that had a factual basis in the
record, he cannot show that the Texas Court of Criminal Appeals necessarily
5
affirmed the death sentence based on federal law. See Michigan v. Long, 463 U.S.
1032, 1041-42 (1983) (“we will not review judgments of state courts that rest on
adequate and independent state grounds.”). The Texas court stated that “[t]o the
extent [Petitioner] is attempting to raise an as-applied constitutional challenge to
Texas’s death penalty statute, he has inadequately briefed this point of error,” and
no federal sources were cited by the court in support of that holding. Rivers, 2017
WL 6505792, at *5. Thus, the court’s ruling was based on state legal briefing
requirements rather than on substantive federal law.
Finally, to the extent that the Petitioner is attempting to mount a facial
constitutional challenge to Texas's death penalty statute on the grounds that the
statute does not permit a jury to render a reasoned, individualized sentencing
determination
based
on
a
death-eligible
defendant's
record,
personal
characteristics, and the circumstances of his crime, his argument has no merit.
Rivers, 2017 WL 6505792, at *5. The Texas Court of Criminal Appeals has
repeatedly resolved similar issues against the criminal defendant raising it, and
this Court has repeatedly refused to grant writs of certiorari in those cases. See
Mosley v. State, 983 S.W.2d 249 (Tex. Crim. App. 1998), cert. denied, 526 U.S.
1070 (1999); Williams v. State, AP-77,053, 2017 WL 4946865 (Tex. Crim. App.
Nov. 1, 2017), cert. denied, 2018 WL 692261 (U.S. May 14, 2018).
The
Petitioner has not advanced any new or compelling reason for this Court to
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consider this issue in the context of the present case. Therefore, certiorari review
of this claim in the present case is unwarranted.
C.
The Petitioner had no right to violate the state sentencing
statutes that have been repeatedly upheld by this Court,
and a review of the issue would contribute little to our
jurisprudence.
In his second and final question presented, the Petitioner complains that the
trial court violated his rights under the Eighth and Fourteenth Amendments to the
United States Constitution when it denied his motion to include life without parole
as a sentencing option and instead tried him pursuant to the applicable statutory
sentencing provisions. (Pet. 15-24). But this Court has approved Texas’s capital
murder sentencing scheme, and there is no constitutional requirement that Texas
district courts violate that scheme in order to expand the sentencing options.
In Andrade v. McCotter, 805 F.2d 1190 (5th Cir. 1986), the Fifth Circuit
addressed the question and explained:
The Texas capital punishment statute passed muster in Jurek v.
Texas, 428 U.S. 262 (1976). The punishment to be assessed for the
offense of capital murder, as for all other state criminal offenses, is a
matter for the state legislature. Neither the eighth amendment nor any
other provision of the Constitution mandates the enactment of a
particular punishment for a particular crime. That determination is
left to the exercise of judgment by each “democratically elected
legislature.” The Texas legislature has established two punishments
for capital murder, death and life imprisonment. Neither sentence is
constitutionally disproportionate and a constitutional sentencing
7
scheme does not require the establishment of the third sentencing
option…
Id., 805 F.2d at 1193 (citations omitted). The Texas Court of Criminal Appeals
has repeatedly rejected claims that the applicable sentencing scheme is
unconstitutional for failing to provide the jury with the sentencing option of life
without parole, and this Court has repeatedly refused to grant petitions for
certiorari in those cases. Buntion v. State, 482 S.W.3d 58, 105 (Tex. Crim. App.
2016), cert. denied, 136 S. Ct. 2521 (2016); Luna v. State, 268 S.W.3d 594, 609
(Tex. Crim. App. 2008), cert. denied, 558 U.S. 833 (2009); Arnold v. State, 873
S.W.2d 27, 39–40 (Tex. Crim. App. 1993), cert. denied, 513 U.S. 830 (1994). The
decision of the Texas Court of Criminal Appeals is not in conflict with the
decisions of this Court or any other court, and this Court should deny the petition
for writ of certiorari.
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CONCLUSION
It is respectfully submitted that the petition for writ of certiorari should be
denied.
KIM OGG
Harris County District Attorney
ERIC KUGLER*
Assistant District Attorney
Harris County, Texas
1201 Franklin, Suite 600
Houston, Texas 77002
(713) 755-5826
*Counsel of Record
Counsel for Respondent
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.