Petition for Writ of Certiorari — Roy Lee Ward, Petitioner v. Robert E. Carter, Jr., Commissioner, Indiana Department of Correction, et al.
Supreme Court briefJul 6, 2018
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No. _________
In the
Supreme Court of the United States
_______________
ROY WARD,
Petitioner,
v.
ROBERT CARTER, JR. and
RON NEAL,
Respondents.
_______________
On Petition for a Writ of Certiorari
to the Indiana Supreme Court
_______________
PETITION FOR A WRIT OF CERTIORARI
_______________
David W. Frank
Counsel of Record*
(United States Supreme Court Bar
admission pending)
Christopher C. Myers & Associates
809 South Calhoun Street, Suite 400
Fort Wayne, IN 46802
(260) 424-0600
dfrank@myers-law.com
Counsel for Petitioner
i
QUESTION PRESENTED
CAPITAL CASE
The State of Indiana recognizes no constitutional obligation to notify
condemned prisoners of the lethal substances it will use to execute them.
The question presented is:
Whether the Due Process Clause of the Fourteenth Amendment to the United
States Constitution entitles condemned state prisoners to notice of the lethal
substances a state will use to execute them.
ii
PARTIES TO THE PROCEEDINGS
Petitioner, the plaintiff in the state trial court, the appellant in the Indiana
Court of Appeals, the respondent on petition to transfer to the Indiana Supreme
Court, and the appellant at oral argument and on petition for rehearing in the
Indiana Supreme Court, is Roy Ward, a state prisoner held in Indiana State Prison
in LaPorte County, Indiana.
Respondents, the defendants in the state trial court, the appellees in the
Indiana Court of Appeals, the petitioners on petition to transfer to the Indiana
Supreme Court, and the appellees at oral argument and on petition for rehearing in
the Indiana Supreme Court, are Robert Carter, Jr., in his official capacity as
commissioner of the Indiana Department of Correction, and Ron Neal, in his official
capacity as warden of Indiana State Prison. Robert Carter, Jr. replaced Bruce
Lemmon, former commissioner of the Indiana Department of Correction, as a
respondent in this litigation at the Indiana Court of Appeals stage after Mr. Carter
was appointed as the new commissioner of the department in January 2017.
iii
TABLE OF CONTENTS
QUESTION PRESENTED ............................................................................................ i
PARTIES TO PROCEEDINGS .................................................................................... ii
TABLE OF AUTHORITIES ........................................................................................ iv
PETITION FOR WRIT OF CERTIORARI .................................................................. 1
OPINIONS AND ORDERS BELOW ............................................................................ 1
JURISDICTION ............................................................................................................ 1
CONSTITUTIONAL PROVISION INVOLVED .......................................................... 1
STATEMENT ................................................................................................................ 1
REASONS FOR GRANTING THIS PETITION. The Indiana Supreme Court
decided Indiana has no independent obligation under the Due Process Clause of the
Fourteenth Amendment to notify condemned state prisoners of the lethal
substances the state will use in executions. The state supreme court’s decision is in
conflict with relevant decisions of this Court ............................................................... 4
1. Relevant decisions of the Court presume there is a right to notice ................... 5
2. Rejection of a notice right conflicts with relevant decisions of the Court ......... 8
CONCLUSION ............................................................................................................ 14
APPENDIX
Appendix A. Opinion of the Indiana Supreme Court ............................................... 1a
Appendix B. Opinion of the Indiana Supreme Court, Denying Rehearing ........... 12a
Appendix C. Opinion of the Indiana Court of Appeals ........................................... 13a
Appendix D. Opinion of the Indiana Circuit Court, LaPorte County .................... 23a
iv
TABLE OF AUTHORITIES
CASES
Ake v. Oklahoma, 470 U.S. 68 (1985) ......................................................................... 10
Armstrong v. Manzo, 380 U.S. 545 (1965) ......................................................... 5, 13-14
Baldwin v. Hale, 68 U.S. 223 (1863) ............................................................................ 6
Baze v. Rees, 553 U.S. 35 (2008) .............................................................................. 9-10
Cleveland Bd. of Education v. Loudermill, 470 U.S. 532 (1985) .................. 5-6, 10-11
Davidson v. New Orleans, 96 U.S. 97 (1877) ............................................................ 6-7
Ford v. Wainwright, 477 U.S. 399 (1986) ................................................................ 9-10
Frank v. Mangum, 237 U.S. 309 (1915) ..................................................................... 11
Fuentes v. Shevin, 407 U.S. 67 (1972) .......................................................................... 6
Genesis HealthCare Corp. v. Symczyk, 569 U.S. ___, 133 S.Ct. 1523 (2013)............. 13
Glossip v. Gross, 576 U. S., ___, 135 S. Ct. 2726 (2015) .............................................. 9
Goss v. Lopez, 419 U.S. 565 (1975) ............................................................................. 11
Gregg v. Georgia, 428 U.S. 153 (1976) ........................................................................ 10
Hall v. Florida, 572 U.S. ___, 134 S.Ct. 1986 (2014) ................................................... 8
Hamdi v. Rumsfeld, 542 U.S. 507 (2004) ..................................................................... 5
Ky. Dep’t of Corr. v. Thompson, 490 U.S. 454 (1989) ................................................ 7-8
Joint Anti-Fascist Comm. v. McGrath, 341 U.S. 123 (1951) .................................... 5-6
v
TABLE OF AUTHORITIES - Continued
Mathews v. Eldridge, 424 U.S. 319 (1976) .................................................... 5, 7, 10-12
Memphis Light, Gas & Water Div. v. Craft, 436 U.S. 1 (1978) .............................. 6, 11
Morrissey v. Brewer, 408 U.S. 471 (1972) ..................................................................... 7
Pollard v. United States, 384 F.Supp. 304 (M.D. Ala. 1974)...................................... 13
Solesbee v. Balkcom, 339 U.S. 9 (1950) ................................................................. 10-11
Saenz v. State, 479 S.W.3d 939 (Tex. Ct. App. 2015) ................................................ 13
U.S. v. Lee, 744 F.2d 1124 (5th Cir. 1984) .................................................................. 13
Vitek v. Jones, 445 U.S. 480 (1980) .............................................................................. 8
Ward v. Carter, 90 N.E.3d 660 (Ind. 2018) .................................................................. 4
Ward v. Carter, 79 N.E.3d 383 (Ind. Ct. App. 2017) .................................................... 2
Washington v. Harper, 494 U.S. 210 (1990) ................................................................ 8
Wilkinson v. Austin, 545 U.S. 209 (2005) .......................................................... 7, 9, 11
Wolff v. McDonnell, 418 U.S. 539 (1974) .................................................................. 7-8
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. XIV ........................................................................................passim
U.S. Const. amend. VIII .......................................................................................... 9-10
CODES, STATUTES, AND RULES
28 U.S.C. § 1257(a) ........................................................................................................ 1
vi
TABLE OF AUTHORITIES - Continued
42 U.S.C. § 1983 ............................................................................................................. 2
Ind. Code Ann. §§ 4-22-2 et seq.. ................................................................................... 4
Ind. Code Ann. § 35-38-6-1 ...................................................................................... 9, 14
Indiana Rule of Trial Procedure 12(B)(6) ..................................................................... 2
1
PETITION FOR WRIT OF CERTIORARI
Petitioner Roy Ward respectfully petitions for a writ of certiorari to review
the judgment of the Indiana Supreme Court.
OPINIONS AND ORDERS BELOW
The opinion of the Indiana Supreme Court is reported at 90 N.E.3d 660. See
App. 1a. The opinion of the Indiana Court of Appeals is reported at 79 N.E.3d 383.
See App. 13a. The opinion of the Indiana Circuit Court of LaPorte County is
unpublished but included in the Appendix. See App. 23a.
JURISDICTION
The judgment of the Indiana Supreme Court was entered on February 13,
2018, and rehearing was denied on April 23, 2018. This Court has jurisdiction to
grant a writ of certiorari to review the judgment of the Indiana Supreme Court
under 28 U.S.C. § 1257(a).
CONSTITUTIONAL PROVISION INVOLVED
Section 1 of the Fourteenth Amendment to the United States Constitution
provides in relevant part: “No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United States; nor shall any
State deprive any person of life, liberty, or property, without due process of law . . .”
STATEMENT
Petitioner Roy Ward (“Petitioner”), a state prisoner who is under sentence of
death and incarcerated by the State of Indiana’s Department of Correction at
Indiana State Prison in LaPorte County, Indiana, filed his complaint against
2
Respondents, the commissioner of the Indiana Department of Correction, now
Robert Carter, Jr., and the warden of Indiana State Prison, Ron Neal
(“Respondents”), in the LaPorte Circuit Court on December 22, 2015 alleging that
they had failed to provide adequate due process in their selection of the lethal
substances with which they intend to execute him in violation of the Due Process
Clause of the Fourteenth Amendment to the U.S. Constitution and state law.
Respondents’ Indiana Trial Rule 12(b)(6) Motion to Dismiss Petitioner’s federal Due
Process claim brought pursuant to 42 U.S.C. § 1983 as well as his state law claims
was granted by the state trial court on July 13, 2016. See App. 23a-26a. The state
trial court held, following oral argument, that Petitioner’s due process rights “have
been met when the Court held a hearing on the matter [Respondent’s Motion to
Dismiss] on June 24, 2016. Plaintiff appeared and was able to be heard by the
Court. Therefore, Plaintiff’s due process rights have not been violated.” Id. 25a.
Petitioner appealed the trial court’s dismissal of his federal constitutional
claim and state law claims. On June 1, 2017, following oral argument, the Indiana
Court of Appeals in Ward v. Carter, 79 N.E.3d 383 (Ind. Ct. App. 2017) reversed the
state trial court’s order dismissing Petitioner’s suit and remanded the case on one of
his state law claims without reaching his Fourteenth Amendment Due Process
claim. See App. 13a-22a. As the state appellate court noted: “Because we have
found that Ward’s complaint prevails based on relevant [state] statutory language,
we need not consider his due process arguments.” Id. 22a n.6.
3
Respondents petitioned the Indiana Supreme Court for transfer on July 3,
2017. Respondents did not address Petitioner’s federal Due Process Clause claim
either in their petition to transfer or in their reply brief. Petitioner raised his
federal constitutional claim in his response in opposition to Respondents’ petition to
transfer.
On September 7, 2017, the Indiana Supreme Court granted Respondents’
petition to transfer and, on October 5, 2017, the state supreme court held oral
argument. At oral argument, Respondents notified the Court that they were
selecting lethal substances that they intended to use for the executions of
condemned state prisoners, including Petitioner, but declined to identify the
substances. To date, Respondents have not disclosed the identity of the lethal
substances. Respondents contended at oral argument that the only question for the
Indiana Supreme Court to consider in reviewing Petitioner’s claims was what
procedural process Petitioner was entitled to in the Indiana Department of
Correction’s selected method of lethal injection. As Respondents argued: “What or
what was not done in this particular protocol is largely beside the point. The
question is going forward what will the [Indiana] Department [of Correction] need
to do when it identifies a new execution procedure.”1 Respondents did not concede
Petitioner is entitled by right to any notice whatsoever of the identity of the lethal
Indiana Supreme Court online portal of oral arguments in Roy Ward v. Robert Carter, Jr., et al.,
46S03-1709-PL-00569 (Ind. Oct. 5, 2017), available at
https://mycourts.in.gov/arguments/default.aspx?&id=2146&view=detail&yr=&when=&page=3&court
=sup&search=&direction=%20ASC&future=False&sort=&judge=&county=&admin=False&pageSize
=20
1
4
substances they will use in Petitioner’s execution. Petitioner raised his federal
constitutional claim at oral argument.
On February 13, 2018, the Indiana Supreme Court issued its Opinion in
Ward v. Carter, 90 N.E.3d 660 (Ind. 2018) affirming the trial court’s dismissal of
Petitioner’s federal Due Process Clause claim, as well as his state law claims,
against Respondents. See App. 1a-11a. The Indiana Supreme Court’s decision
rejected Petitioner’s claim that he had an independent federal due process right to
notice of the lethal substances with which the state intended to execute him
separate from the state statutory claim he brought under the Indiana
Administrative Rules and Procedures Act, Ind. Code §§ 4-22-2 et seq. (“ARPA”).
The state supreme court decided that Petitioner’s “federal constitutional claims
cited only due process violations, which hinged upon whether the Department’s
lethal injection protocol amounted to a rule subject to ARPA. Since we hold the
Department protocol does not carry the effect of law and therefore is not a rule
subject to ARPA, his constitutional claims necessarily fail.” Id. 11a.
On April 23, 2018, the Indiana Supreme Court denied Petitioner’s Petition for
Reconsideration of dismissal of his Fourteenth Amendment Due Process claim. See
App. 12a.
REASONS FOR GRANTING THE PETITION
Petitioner respectfully petitions for a writ of certiorari to review the judgment
of the Indiana Supreme Court.
5
The Indiana Supreme Court has decided Indiana has no independent
obligation under the Due Process Clause of the Fourteenth Amendment to the
United States Constitution to notify condemned prisoners of the lethal substances
the state will use for executions. Respectfully, the state supreme court’s decision
must be in conflict with relevant decisions of this Court. The Court here should
grant review and hold that the Due Process Clause of the Fourteenth Amendment
entitles condemned state prisoners to the right to meaningful notice of the lethal
substances a state will use to execute them.
1. Relevant decisions of the Court presume there is a right to notice.
The Due Process Clause of the Fourteenth Amendment to the U.S.
Constitution provides: “No state shall . . . deprive any person of life, liberty, or
property without due process of law”. U.S. Const. amend. XIV. This Court has
found that in order to receive due process of law, a person must necessarily have
meaningful notice of a state’s intended deprivation of life, liberty, or property and
the opportunity to be heard to object to the intended deprivation. See Hamdi v.
Rumsfeld, 542 U.S. 507, 533 (2004); Cleveland Bd. of Education v. Loudermill, 470
U.S. 532, 541 (1985); Armstrong v. Manzo, 380 U.S. 545, 552 (1965). Without
meaningful notice, coupled with the meaningful opportunity to be heard, prior to
the state’s intended deprivation, a person is denied due process of law. See
Mathews v. Eldridge, 424 U.S. 319, 348-49 (1976). “[A] person in jeopardy of serious
loss be given notice of the case against him and opportunity to meet it.” Joint AntiFascist Comm. v. McGrath, 341 U.S. 123, 171-72 (1951) (Frankfurter, J.,
6
concurring). “Secrecy is not congenial to truth-seeking and self-righteousness gives
too slender an assurance of rightness.” Id. at 172.
The right under the Due Process Clause to be meaningfully heard prior to
state deprivation cannot be separated from the right to meaningful notice of the
intended deprivation. See Fuentes v. Shevin, 407 U.S. 67, 80-81 (1972). “For more
than a century the central meaning of procedural due process has been clear:
‘Parties whose rights are to be affected are entitled to be heard; and in order that
they may enjoy that right they must first be notified.’” Id. at 80 (quoting Baldwin v.
Hale, 68 U.S. 223, 233 (1863)). The right to meaningful notice is central to due
process under law and a prerequisite to the right to a meaningful opportunity to be
heard. Notice is necessarily the means by which a state should “apprise the affected
individual of, and permit adequate preparation for, an impending hearing.”
Memphis Light, Gas & Water Div. v. Craft, 436 U.S. 1, 14 (1978). “The essential
requirements of due process, and all that respondents seek . . . are notice and an
opportunity to respond. The opportunity to present reasons, either in person or in
writing, why proposed action should not be taken is a fundamental due process
requirement.” Loudermill, 470 U.S. at 546. “If the right to notice and a hearing is
to serve its full purpose, then, it is clear that it must be granted at a time when the
deprivation can still be prevented.” Fuentes, 407 U.S. at 81; see also Hale, 68 U.S.
at 233 (“Common justice requires that no man shall be condemned in his person or
property without notice and an opportunity to make his defense.”); Davidson v. New
Orleans, 96 U.S. 97, 107 (1877) (process that is “arbitrary, oppressive, and unjust”
7
does not suffice as “due process of law”) (Bradley, J., concurring). Without specific,
actual, and meaningful notice of a state’s intended deprivation, a person is not able
to meaningfully exercise his procedural rights under the U.S. Constitution.
To establish a violation of the right to due process under the Fourteenth
Amendment generally, a person must show, first, that the state’s intended
deprivation interferes with his life, liberty, or property interests, and, second, that
the state’s notice of intended deprivation or opportunity for hearing is not
sufficiently meaningful. See Ky. Dep’t of Corr. v. Thompson, 490 U.S. 454, 460
(1989); see also Wolff v. McDonnell, 418 U.S. 539, 556 (1974) (Prisoners “may not be
deprived of life, liberty, or property without due process of law.” (citations omitted)
(procedural due process required prior to revocation of prisoner’s jail credit time);
Wilkinson v. Austin, 545 U.S. 209, 221, 224, (2005) (procedural due process required
prior to prisoner’s transfer to high-security prison); Morrissey v. Brewer, 408 U.S.
471, 483-90 (1972) (procedural due process required prior to revocation of prisoner’s
parole). A court will consider three factors to determine whether the state’s notice
and opportunity for hearing prior to the intended deprivation are sufficiently
meaningful: (1) the nature of a person’s interests affected by the state’s procedure;
(2) the risk of error created by the state’s procedure; and (3) the state’s interests in
maintenance of its procedure. See Eldridge, 424 U.S. at 335. The relevant decisions
of this Court recognize that specific, actual, and meaningful notice of a state’s
intended deprivation are necessary for a person to meaningfully exercise his right to
due process under the United States Constitution.
8
2. Rejection of a notice right conflicts with relevant decisions of the Court.
The Court should grant review in this case to clarify and hold that the Due
Process Clause of the Fourteenth Amendment to the U.S. Constitution entitles a
condemned state prisoner to the right to meaningful notice of the lethal substances
with which a state intends to execute him. Respectfully, the Indiana Supreme
Court’s rejection of this independent right to notice conflicts with the relevant
decisions of the Court that find meaningful notice prior to deprivation an essential
requirement of due process under the Fourteenth Amendment.
Here, Petitioner’s right to meaningful notice under the Due Process Clause of
the Fourteenth Amendment is at issue because his life and liberty interests are
implicated by the state’s intended execution of him by injection of lethal substances
into his body. See Thompson, 490 U.S. at 460; McDonnell, 418 U.S. at 556. First,
Petitioner has life and liberty interests in notice of the lethal substances with which
the State of Indiana intends to execute him. See e.g., Washington v. Harper, 494
U.S. 210, 229 (1990). “[N]otice is essential to afford the prisoner an opportunity to
challenge the contemplated action and to understand the nature of what is
happening to him.” Vitek v. Jones, 445 U.S. 480, 496 (1980); see also Hall v.
Florida, 572 U.S. ___, 134 S.Ct. 1986, 2001 (2014) (“The death penalty is the gravest
sentence our society may impose. Persons facing that most severe sanction must
have a fair opportunity to show that the Constitution prohibits their execution.”).
Without the right to meaningful notice of the lethal substances with which the
State of Indiana will execute him, any potential Eighth Amendment challenge by
9
Petitioner to the use of a particular substance is effectively blocked by the state
because, lacking notice of the lethal substances the state intends to use, he
necessarily cannot make out a claim against the state’s lethal injection protocol
under the requirements set out by this Court. See Glossip v. Gross, 576 U. S., ___,
135 S. Ct. 2726, 2737 (2015); Baze v. Rees, 553 U.S. 35, 47-50 (2008). Notice of the
lethal substances with which the State of Indiana intends to execute Petitioner are
necessary for him to meaningfully exercise his procedural rights under the
Fourteenth Amendment to U.S. Constitution.
Second, the state’s notice policy at present is not meaningful because, other
than the fact that by statute Petitioner is on notice he will executed by lethal
injection, he has been provided no notice, and the state recognizes no such notice, of
the lethal substances with which he will be injected. See Ind. Code § 35-38-6-1(a)
(“The punishment of death shall be inflicted by intravenous injection of a lethal
substance or substances into the convicted person: (1) in a quantity sufficient to
cause the death of the convicted person; and (2) until the convicted person is dead.”).
The state’s policy of providing no notice of the substances it will use in its lethal
injection protocol fails to satisfy the requirements of due process. See Austin, 545
U.S. at 220-24. The State of Indiana’s notice of policy is of particular concern under
the Fourteenth Amendment as the “heightened concern for fairness and accuracy
that has characterized our review of the process requisite to the taking of a human
life” requires “‘respect for the basic ingredient of due process, namely, an
opportunity to be allowed to substantiate a claim before it is rejected.’” Ford v.
10
Wainwright, 477 U.S. 399, 410, 414 (1986) (quoting Solesbee v. Balkcom, 339 U.S. 9,
23 (1950) (Frankfurter, J., dissenting)). It may go without saying that meaningful
notice of the intended deprivation in the immediate matter is of no use to Petitioner
after the infliction of the state’s intended deprivation.
Review of the three factors outlined in Mathews v. Eldridge show condemned
state prisoners, including Petitioner, must have meaningful notice of the lethal
substances the state will use to execute them in order to exercise their procedural
rights under the Due Process Clause of the Fourteenth Amendment to U.S.
Constitution. First, a condemned prisoner’s interests in his life and liberty are
necessarily at issue where he will be executed by injection through use of unknown
substances. Eldridge, 424 U.S. at 335. A condemned prisoner has an interest in
not being executed in a manner that violates the Eighth Amendment to the U.S.
Constitution. See Gregg v. Georgia, 428 U.S. 153, 169-73 (1976) (plurality); Baze,
553 U.S. at 49. Without a right to notice, a state may deny a condemned prisoner
procedure to bring a constitutional challenge by withholding notice of the lethal
substances it intends to use in executions and thereby extinguish any potential
claims against the lethal injection protocol. A state deprivation “that places an
individual’s life or liberty at risk is almost uniquely compelling.” Ake v. Oklahoma,
470 U.S. 68, 78 (1985). The U.S. Supreme Court has recognized the protections of
the Due Process Clause in far less consequential assertions to a liberty interest.
See, e.g., Loudermill, 470 U.S. at 538-41; (liberty interest in civil servant job
protection); Memphis Light, 436 U.S. at 9012 (liberty interest in receiving public
11
utility services); Goss v. Lopez, 419 U.S. 565, 572-76 (1975) (liberty interest in
attending public school). “It cannot be that the Court is more concerned about
property losses that are not irremediable than about irretrievable human claims.”
Solesbee, 339 U.S. at 23.
An analysis of the remaining two factors outlined in Mathews v. Eldridge
further demonstrate that the interests at stake in a state’s intended lethal injection
protocol necessitate that condemned state prisoners, including Petitioner, have a
right under the Due Process Clause of the Fourteenth Amendment to the U.S.
Constitution to notice of the lethal substances a state intends to use to execute
them. The risks to a condemned prisoner’s interests are great. A state’s interests
in refusing to provide any notice whatsoever of the lethal substances to be used are
minimal. See Eldridge, 424 U.S. at 335. A condemned prisoner’s ability to object to
a potentially unconstitutional method of lethal injection is eliminated under a nonotice policy, here maintained by the State of Indiana. See Wilkinson, 545 U.S. at
221. A state refusing to provide notice has no apparent countervailing interests in
withholding notification, other than that of shielding itself from litigation. The Due
Process Clause requires “the fundamental rights of the prisoner shall not be taken
from him arbitrarily or without the right to be heard.” Frank v. Mangum, 237 U.S.
309, 334-35 (1915). “The right to be heard before being condemned to suffer
grievous loss of any kind . . . is a principle basic to our society. The fundamental
requirement of due process is the opportunity to be heard at a meaningful time and
in a meaningful manner.” See Eldridge, 424 U.S. at 333 (citations and quotation
12
marks omitted). The right to notice of the lethal substances in the State of
Indiana’s lethal injection protocol is inherent in Petitioner’s right to due process
under the Fourteenth Amendment to the U.S. Constitution.
To be clear, Petitioner is not requesting the Court grant his petition in order
to expound upon the precise contours, limits, and reaches of his right to notice.
Rather, because the State of Indiana has rejected the assertion that this
independent right exists, Petitioner asks the Court to correct the state’s
assumption, made in contradiction to relevant decisions by this Court, that the Due
Process Clause does not reach through the closed doors of the execution chamber in
LaPorte County, Indiana. The relevant decisions of this Court recognize the
specific, actual, and meaningful independent right to notice under the Fourteenth
Amendment that Petitioner asserts.
Presently, the State of Indiana’s rejection of an independent right to notice
permits it to select, rescind, alter, and introduce lethal substances in its lethal
injection protocol without a guarantee of any notice to Petitioner whatsoever aside
from what Respondents as they may or may not deem suitable choose to reveal. It
is anticipated Respondents may object to this petition on grounds that at some
unknown future date they may voluntarily reveal to Petitioner the lethal substance
or substances they will use to execute him. They may even, in an effort to moot
Petitioner’s action, suddenly on their own accord offer up for the Court’s review the
lethal substances they to use for execution. But, under their reading of the
Fourteenth Amendment, the identity of these lethal substances would be voluntary
13
revealed and could be voluntarily replaced at any time without notice. And
replaced with what? The State of Indiana does not concede Petitioner has a right to
know. Sodium hypochlorite? See Saenz v. State, 479 S.W.3d 939, 954 (Tex. Ct. App.
2015) (affirming conviction for murders committed through injection of bleach).
Treponema pallidum? See Pollard v. United States, 384 F.Supp. 304, 306 (M.D. Ala.
1974) (finding cause of action for deadly injections of syphilis). Water? U.S. v. Lee,
744 F.2d 1124, 1125 (5th Cir. 1984) (affirming conviction for “torture of prisoners”
through use of “water cure” technique). Without a recognized independent right to
notice, the potential harm of being injected with a constitutionally objectionable
substance, or a substance in constitutionally objectionable quantity, would remain
inherently transitory through execution, and the lethal substances used or not used
could not be ultimately determined until after death. Genesis HealthCare Corp. v.
Symczyk, 569 U.S. ___, 133 S.Ct. 1523, 1531 (2013).
A condemned state prisoner has the right under the Due Process Clause to be
notified, prior to death, of the lethal substances a state will use to execute him.
This notice must meaningful. In Indiana, there is no certainty of any notice at all,
meaningful or otherwise, and, therefore, no certainty of a reasonable and
meaningful opportunity to be heard. “Many controversies have raged about the
cryptic and abstract words of the Due Process Clause but there can be no doubt that
at a minimum they require that deprivation of life, liberty or property by
adjudication be preceded by notice and opportunity for hearing appropriate to the
nature of the case. An elementary and fundamental requirement of due process in
14
any proceeding which is to be accorded finality is notice reasonably calculated,
under all the circumstances, to apprise interested parties of the pendency of the
action and afford them an opportunity to present their objections.” Manzo, 380 U.S.
at 550 (citations and quotation marks omitted). The State of Indiana will execute
Petitioner by the injection of lethal substances into his body in a quantity great
enough to produce death. See I.C. § 35-38-6-1(a). The state has provided no notice
of the identity of these lethal substances. None will be required unless this Court
grants review.
Therefore, the Court should grant rehearing to recognize the Due Process
Clause of the Fourteenth Amendment to the United States Constitution entitles a
condemned state prisoner to meaningful notice of the lethal substances with which
a state intends to execute him.
CONCLUSION
The petition for a writ of certiorari should be granted.
Respectfully submitted,
David W. Frank
Counsel of Record*
(United States Supreme Court Bar
admission pending)
Christopher C. Myers & Associates
809 South Calhoun Street, Suite 400
Fort Wayne, IN 46802
(260) 424-0600
dfrank@myers-law.com
Counsel for Petitioner
July 6, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.