Amicus Curiae Brief — Robert A. Rucho, et al., Appellants v. Common Cause, et al.
Supreme Court briefMar 8, 2019
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No. 18-422, 18-726
ROBERT A. RUCHO, ET AL.,
Appellants,
v.
COMMON CAUSE, ET AL.,
Appellees.
On Appeal from the United States District Court
for the Middle District of North Carolina
LINDA H. LAMONE, ET AL.,
Appellants,
v.
O. JOHN BENISEK, ET AL.,
Appellees.
On Appeal from the United States District Court
for the District of Maryland
BRIEF OF INTERNATIONAL MUNICIPAL
LAWYERS ASSOCIATION, NATIONAL LEAGUE
OF CITIES, U.S. CONFERENCE OF MAYORS,
AND THE INTERNATIONAL CITY/COUNTY
MANAGEMENT ASSOCIATION AS AMICI
CURIAE IN SUPPORT OF APPELLEES
Charles W. Thompson, Jr.
Amanda Kellar Karras
INTERNATIONAL MUNICIPAL
LAWYERS ASSOCIATION
51 Monroe St., Suite 404
Rockville, MD 20850
G. Michael Parsons, Jr.
Counsel of Record
245 Sullivan Street
New York, NY 10012
(212) 992-8196
michael.parsons@nyu.edu
Counsel for Amici Curiae
i
TABLE OF CONTENTS
INTEREST OF AMICI CURIAE ................................ 1
INTRODUCTION
AND
SUMMARY
OF
ARGUMENT .......................................................... 3
ARGUMENT ............................................................... 7
I. LOCAL GOVERNMENTS PLAY A VITAL
ROLE IN OUR CONSTITUTIONAL
ORDER AND IN CREATING DISTINCT
COMMUNITIES OF INTEREST .................... 7
II. PARTISAN
GERRYMANDERING
DISRUPTS THE REPRESENTATION OF
COMMUNITIES AND STIFLES LOCAL
DECISION-MAKING ..................................... 11
III. AMICI SUPPORT A CLEAR AND
COHERENT
APPROACH
TO
REDISTRICTING LAW THAT RELIES
UPON INTUITIVE STANDARDS AND
EVIDENCE ...................................................... 17
A. The Ambiguous Treatment of Partisan
Gerrymandering Claims Complicates
Redistricting Law for Local Governments..... 18
B. Constitutional Doctrine Already
Provides Fair and Intuitive Standards
Familiar to Local Government
Lawyers ..................................................... 21
C. Permitting a Variety of Evidence
Would Improve Administrability ............. 27
CONCLUSION .......................................................... 33
ii
TABLE OF AUTHORITIES
CASES:
Ariz. State Legislature v. Ariz. Indep.
Redistricting Comm’n,
135 S. Ct. 2652 (2015) ......................................... 5, 7
Avery v. Midland Cnty.,
390 U.S. 474 (1968) ................................................. 7
Baker v. Carr,
369 U.S. 186 (1962) ............................................... 20
Bartlett v. Strickland,
556 U.S. 1 (2009) ................................................... 32
Bd. of Educ. v. Pico,
457 U.S. 853 (1982) ............................................... 22
Benisek v. Lamone,
1:13-CV-3233, 2018 U.S. Dist. LEXIS
190292 (D. Md. Nov. 7, 2018) ....................... passim
Bethune-Hill v. Va. State Bd. of Elections,
141 F. Supp. 3d 505 (E.D. Va. 2015) .................... 11
Bethune-Hill v. Va. State Bd. of Elections,
137 S. Ct. 788 (2017) ....................................... 13, 32
Bond v. United States,
564 U.S. 211 (2011) ................................................. 7
iii
Brown v. Thomson,
462 U.S. 835 (1983) ............................................... 23
Bush v. Vera,
517 U.S. 952 (1996) ................................... 11, 12, 24
Calvin v. Jefferson Cnty. Bd. of Cmm’rs,
172 F. Supp. 3d 1292 (N.D. Fla. 2016)................. 18
Chen v. City of Houston,
206 F.3d 502 (5th Cir. 2000)........................... 18, 19
City of Rome v. United States,
446 U.S. 156 (1980) ............................................... 32
Clark v. Putnam County,
293 F.3d 1261 (11th Cir. 2002)............................. 18
Clinton v. City of New York,
524 U.S. 417 (1998) ................................................. 5
Colegrove v. Green,
328 U.S. 549 (1946) ............................................... 26
Common Cause v. Rucho,
318 F. Supp. 3d 777 (M.D.N.C. Aug. 27,
2018) .............................................................. passim
Cooper v. Harris,
137 S. Ct. 1455 (2017) ........................................... 28
Davis v. Bandemer,
478 U.S. 109 (1986) ............................................... 16
Easley v. Cromartie,
532 U.S. 234 (2001) ............................................... 32
iv
Elrod v. Burns,
427 U.S. 347 (1976) ............................................... 23
Fortson v. Dorsey,
379 U.S. 433 (1965) ................................................. 3
Gaffney v. Cummings,
412 U.S. 735 (1973) ....................................... 4, 5, 24
Giles v. Harris,
189 U.S. 475 (1903) ............................................... 25
Gill v. Whitford,
138 S. Ct. 1916 (2018) ............................... 13, 15, 30
Gregory v. Ashcroft,
501 U.S. 452 (1991) ................................................. 7
Hunt v. Cromartie,
526 U.S. 541 (1999) ................................................. 5
Karcher v. Daggett,
462 U.S. 725 (1983) ......................................... 10, 11
League of United Latin Am. Citizens v.
Perry,
548 U.S. 399 (2006) ......................................... 16, 30
Lepak v. City of Irving,
453 F. App’x 522 (5th Cir. 2011) .................... 18, 19
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) .................................. 5
New State Ice Co. v. Liebmann,
285 U.S. 262 (1932) ................................................. 7
v
Plaut v. Spendthrift Farm, Inc.,
514 U.S. 211 (1995) ......................................... 20, 21
Public Integrity Alliance, Inc. v. City of
Tucson,
836 F.3d 1019 (9th Cir. 2016)......................... 18, 19
Raleigh Wake Citizens Ass’n v. Wake Cnty.
Bd. of Elections,
827 F.3d 333 (4th Cir. 2016)................................. 18
Reynolds v. Sims,
377 U.S. 533 (1964) ................................................. 3
Roman v. Sincock,
377 U.S. 695 (1964) ............................................... 24
Rutan v. Republican Party of Ill.,
497 U.S. 62 (1990) ................................................. 31
Thornburg v. Gingles,
478 U.S. 30 (1986) ............................................ 30-31
Vieth v. Jubelirer,
541 U.S. 267 (2004) ..................................... 4, 23, 24
Wesberry v. Sanders,
376 U.S. 1 (1964) ..................................................... 3
Whitcomb v. Chavis,
403 U.S. 124 (1971) ................................................. 3
STATUTES:
28 U.S.C. § 2284(a) ..................................................... 19
vi
OTHER AUTHORITIES:
Abraham Bell & Gideon Parchomovsky, Of
Property and Federalism, 115 Yale L.J.
72 (2005) .................................................................. 9
Alexis de Tocqueville, Democracy in
America (H. Reeve trans. 1961) ......................... 8, 9
Andrew Douglas, FairVote’s Monopoly
Politics 2016 Projections Updated,
FairVote (Sept. 22, 2015) ...................................... 30
Brief for Constitutional Law Professors as
Amici Curiae, Gill v. Whitford, 16-1161 .............. 20
Brief Amici Curiae of International
Municipal Lawyers Association, et al.,
Gill v. Whitford, 16-1161 ...................................... 17
Brief of Amici Curiae Law Professors, Gill v.
Whitford, 16-1161 ................................................. 19
Christopher Warshaw, An Evaluation of the
Partisan Bias in Pennsylvania’s
Congressional District Plan and its
Effects on Representation in Congress,
Expert Report in League of Women
Voters of Pa., et al., v. Commonwealth of
Pennsylvania, No. 261 MD 2017 (Pa.
Commw. Ct. Nov. 27, 2017) ............................. 13-14
FairVote, Monopoly Politics 2018 ........................ 29, 30
vii
Fritz W. Scharpf, Judicial Review and the
Political Question: A Functional
Analysis, 75 Yale L.J. 517 (1966) ......................... 25
G. Michael Parsons, Clearing the Political
Thicket: Why Political Gerrymandering
for Partisan Advantage is
Unconstitutional, 24 Wm. & Mary Bill
Rts. J. 1107 (2016) ................................................ 24
G. Michael Parsons, Gerrymandering &
Justiciability: The Political Question
Doctrine After Gill v. Whitford, 95 Ind.
L.J. (forthcoming 2020) ...................... 19, 20, 23, 25
Guy-Uriel E. Charles & Luis E. FuentesRohwer, Judicial Intervention as
Judicial Restraint, 132 Harv. L. Rev. 236
(2018) ......................................................... 22, 26, 27
J.B. Wogan, States and Localities are Losing
Their Influence in Washington,
Governing (June 2014) ......................................... 17
James E. Campbell, The Seats in Trouble
Forecast of the 2010 Elections to the U.S.
House, 43 Pol. Sci. & Politics 627 (2010) ............. 29
John Hart Ely, Democracy and Distrust: A
Theory of Judicial Review (1980) ......................... 23
Justin Levitt, Intent Is Enough: Invidious
Partisanship in Redistricting, 59 Wm. &
Mary L. Rev. 1993 (2018) ..................................... 24
viii
Michael S. Kang, Gerrymandering and the
Constitutional Norm Against
Government Partisanship, 116 Mich. L.
Rev. 351 (2017) ..................................... 21-22, 24, 31
Nicholas Stephanopoulos, The Causes and
Consequences of Gerrymandering, 59 Wm.
& Mary L. Rev. 2115 (2018) ........................... 14, 17
Nicholas O. Stephanopoulos & Christopher
Warshaw, The Impact of Partisan
Gerrymandering on Political Parties
(unpublished manuscript) .................................... 13
Paul A. Diller, Why Do Cities Innovate in
Public Heath? The Implications of Scale
and Structure, 91 Wash. U. L. Rev. 1219
(2014) ................................................................... 8, 9
Richard L. Hasen, Race or Party, Race as
Party, or Party All the Time: Three
Uneasy Approaches to Conjoined
Polarization In Redistricting and Voting
Cases, 59 Wm. & Mary L. Rev. 1837
(2018) ............................................................... 19, 20
Richard H. Pildes, Democracy, AntiDemocracy, and the Canon, 17 Const.
Comment. 295 (2000). ........................................... 25
Stephen Ansolabehere, James M. Snyder,
Jr., and Charles Stewart, III, Candidate
Positioning in U.S. House Elections, 45
Am. J. of Pol. Sci. 136 (2001) ................................ 14
ix
Zachary Roth, Voting Fight Shifts to Local
Level in North Carolina, NBC News
(Aug. 8, 2016) ........................................................ 26
1
INTEREST OF AMICI CURIAE1
The International Municipal Lawyers Association
(“IMLA”) has been an advocate and resource for local
government attorneys since 1935. Owned solely by its
more than 2,500 members, IMLA serves as an
international clearinghouse for legal information and
cooperation on municipal legal matters. IMLA’s
mission is to advance the responsible development of
municipal law through education and advocacy, to
champion the development of fair and realistic legal
solutions, and to assist members on the vast and
cutting-edge legal issues facing local government
lawyers today. The IMLA provides the collective
viewpoint of local governments around the country on
legal issues before the Supreme Court of the United
States, the United States Courts of Appeals, and state
supreme and appellate courts.
The National League of Cities (“NLC”) is
dedicated to helping city leaders build better
communities. NLC is a resource and advocate for
19,000 cities, towns, and villages, representing more
than 218 million Americans.
The U.S. Conference of Mayors (“USCM”), founded
in 1932, is the official nonpartisan organization of all
United States cities with a population of more than
30,000 people, which includes over 1,400 cities at
Appellants and appellees have consented to the filing of
this brief through blanket consent. Pursuant to Rule 37.6,
counsel represents that no part of this brief was authored by
counsel for any party, and no person or entity made any monetary
contribution to the preparation or submission of the brief.
1
2
present. Each city is represented in USCM by its chief
elected official, the mayor.
The International City/County Management
Association (“ICMA”) is a non-profit professional and
educational organization whose 11,000 members
serve as appointed chief executives and assistants for
cities, counties, towns, and regional entities. ICMA’s
mission is to create excellence in local governance by
advocating for and developing the professional
management of local governments throughout the
world.
3
INTRODUCTION AND SUMMARY OF
ARGUMENT
“No right is more precious in a free country than
that of having a voice in the election of those who make
the laws under which, as good citizens, we must live.
Other rights, even the most basic, are illusory if the
right to vote is undermined.” Wesberry v. Sanders, 376
U.S. 1, 17 (1964). Because the right to vote “can be
denied by a debasement or dilution of the weight of a
citizen’s vote just as effectively as by wholly
prohibiting the free exercise of the franchise,” this
Court has held that “Our Constitution leaves no room
for classification of people in a way that unnecessarily
abridges this right.” Reynolds v. Sims, 377 U.S. 533,
555, 560 (1964) (quoting Wesberry, 376 U.S. at 17-18).
Indeed, almost immediately after establishing
the “one-person one-vote” doctrine, the Court
recognized that this vital principle might apply with
equal force to redistricting schemes that “designedly
. . . would operate to minimize . . . the voting strength
of racial or political elements of the voting population.”
Fortson v. Dorsey, 379 U.S. 433, 439 (1965). For “[t]he
question of the gerrymander is the other half of
Reynolds v. Sims.” Whitcomb v. Chavis, 403 U.S. 124,
176 (1971) (Douglas, J., concurring in part and
dissenting in part). “[T]he astute drawing of district
lines [can] make[] [a] district either heavily
Democratic or heavily Republican . . . . Lines may be
drawn so as to make the voice of one racial group weak
or strong, as the case may be.” Id. at 176-77. As
Justice Douglas observed: “The problem of the
gerrymander is how to defeat or circumvent the
sentiments of the community. The problem of the law
is how to prevent it.” Id. at 177.
4
Amici represent local communities—cities,
counties, and towns—across the United States. Such
localities and municipalities play an essential part in
our civic society, our democratic system, our
constitutional order, and in the formation of distinct
communities of interest. These communities are as
diverse and unique as they are integral to the life,
liberty, and happiness of a pluralistic, self-governing
people.
Partisan gerrymandering “defeat[s] [and]
circumvent[s] the sentiments” of these communities,
id., carving up localities and cobbling together bits and
pieces of neighborhoods for no legitimate government
purpose. Even when mapmakers manage to keep
some municipalities intact, it becomes “the will of the
cartographers rather than the will of the people [that]
govern[s].” Vieth v. Jubelirer, 541 U.S. 267, 331 (2004)
(Stevens, J., dissenting). Studies have confirmed the
unfortunate truth that voters recognized long ago:
those who hold the districting pen can foreordain the
composition and character of a state’s congressional
delegation without changing the mind of a single
voter.
When the state targets certain segments of the
population and suppresses their electoral influence
because it disfavors their political beliefs and fears the
way they will vote, it denies those voters meaningful
representation and leads elected officials to ignore the
distinct interests of localities as coherent
communities. This is the polar opposite of what this
Court has recognized as “[t]he very essence of
districting”: “to produce a different—a more ‘politically
fair’—result than would be reached with elections as
large.” Gaffney v. Cummings, 412 U.S. 735, 753
5
(1973). The fact that the redistricting process is
committed to political actors, permits the use of
political considerations for legitimate purposes, and
“inevitably has and is intended to have political
consequences” does not mean that “racial or political
groups [may be] fenced out of the political process [or
have] their voting strength invidiously minimized.”
Id. at 753-54.
Although this Court has acknowledged that
partisan gerrymanders “are incompatible with
democratic principles,” Ariz. State Legislature v. Ariz.
Indep. Redistricting Comm’n, 135 S. Ct. 2652, 2658
(2015),
and
has
suggested
that
partisan
gerrymandering is not immune to judicial scrutiny, see
Hunt v. Cromartie, 526 U.S. 541, 551 n.7 (1999) (“This
Court has recognized . . . that political gerrymandering
claims are justiciable.”), it has declined—for decades—
to articulate “the standards that would govern such a
claim,” id. This status quo cannot persist. See
Marbury v. Madison, 5 U.S. (1 Cranch) 137, 163 (1803)
(“The government of the United States has been
emphatically termed a government of laws, and not of
men. It will certainly cease to deserve this high
appellation, if the laws furnish no remedy for the
violation of a vested legal right.”); Clinton v. City of
New York, 524 U.S. 417, 452 (1998) (Kennedy, J.,
concurring) (“Abdication of responsibility is not part of
the constitutional design.”).
In the absence of any judicial remedy, legislators
have grown bolder and more brazen in their abuses.
This legal “no man’s land” not only undermines the
rule of law in general, it also spills over into adjacent
areas of the law, complicating redistricting doctrine
for local government lawyers everywhere. Because
6
many local governments also utilize single-member
districts, this ambiguity makes it more difficult than
necessary to identify the clear “dos and don’ts” of the
redistricting process.
Happily, the Constitution already provides wellworn and intuitive standards that are familiar to
cities, counties, and citizens alike. Whether the Court
decides to ground partisan gerrymandering claims in
the First Amendment, the Equal Protection Clause, or
both, everyone readily understands that the
Constitution prohibits the government from infringing
the right to vote, from singling out citizens for disfavor
based on their views, or from enacting laws that target
particular groups of citizens for no reason other than
disapproving their political beliefs.
Voters understand these principles innately, and
attorneys navigate these legal doctrines fluently. By
harmonizing the legal standards and evidentiary rules
at issue in partisan gerrymandering cases with those
found in the rest of redistricting jurisprudence, this
Court can provide doctrinal consistency and practical
tools to local government lawyers everywhere ahead of
the next round of redistricting. The result will be less
legal confusion, more compliant maps, and more
responsive and accountable representation for voters
and local communities across the country.
For these reasons, amici respectfully request that
this Court affirm the judgments below.
7
ARGUMENT
I.
LOCAL GOVERNMENTS PLAY A VITAL
ROLE IN OUR CONSTITUTIONAL ORDER
AND
IN
CREATING
DISTINCT
COMMUNITIES OF INTEREST
This Court has long recognized the critical
importance of political power being exercised at the
local level—that is, the level closest to those governed.
See, e.g., Avery v. Midland Cnty., 390 U.S. 474, 481
(1968). Preserving a space for more local governance
“allows local policies ‘more sensitive to the diverse
needs of a heterogeneous society,’ permits ‘innovation
and experimentation,’ enables greater citizen
‘involvement in democratic processes,’ and makes
government ‘more responsive’ by putting the States in
competition for a mobile citizenry.’” Ariz. State Legis.,
135 S. Ct. at 2673 (quoting Bond v. United States, 564
U.S. 211, 222 (2011) (quoting Gregory v. Ashcroft, 501
U.S. 452, 458 (1991))).
Each of these enduring and essential aspects of
governance aptly applies to our nation’s great cities,
small towns, and rural counties. This makes the views
of local governments especially relevant to the instant
cases.
To begin, local governments have a distinct ability
to reflect the particular needs and interests of diverse
communities across the country. As Justice Brandeis
famously argued, decentralization can foster
innovation in policymaking. See New State Ice Co. v.
Liebmann, 285 U.S. 262, 311 (1932) (Brandeis, J.,
dissenting) (“It is one of the happy incidents of the
federal system that a single courageous state may, if
its citizens choose, serve as a laboratory; and try novel
8
social and economic experiments without risk to the
rest of the country.”).
Just as the fifty states serve as “laboratories of
democracy,” the thousands of cities and counties
throughout our nation innovate with respect to policy
in all sorts of substantive areas. Whether tackling
public health challenges, advancing economic
development, developing novel strategies for
environmental protection, grappling with the
challenges of public safety, or addressing so many
other policy challenges, our cities, towns, and counties
have been true laboratories of democracy, with
innovations at the local level often later being adopted
by states and the national government when they have
succeeded (and cabined when they fail). See generally
Paul A. Diller, Why Do Cities Innovate in Public
Heath? The Implications of Scale and Structure, 91
Wash. U. L. Rev. 1219 (2014) (discussing dynamics of
local innovation and policy diffusion). Ensuring that
all three levels of governance remain empowered in
our federal system is vitally important to preserving
this experimentation and accountability.
In addition, municipalities offer uniquely
democratic benefits of participation. From the original
New England town meetings of the founding
generation—a tradition that still endures—to
communities across the country today, opportunities
for ordinary citizens to participate and interact with
local officials abound at the local level in ways not
possible at the state or federal level. See 1 Alexis de
Tocqueville, Democracy in America 174 (H. Reeve
trans. 1961) (“It is incontestably true that the love and
the habits of republican government in the United
States were engendered in the townships and in the
9
provincial assemblies.”). In part, this is because there
generally are far fewer constituents for each elected
official even in our largest global cities, compared to
that of state and national politics. Diller, supra, at
1257-58. These representation ratios allow local
leaders to respond more directly to the people who
elect them.
Local governments enhance democracy in another
related sense, as Alexis de Tocqueville highlighted
when he noted that “[t]own-meetings are to liberty
what primary schools are to science; they bring it
within the people’s reach, they teach men how to use
and how to enjoy it.” De Tocqueville, supra, at 76.
Service on one of our nation’s countless city councils,
school boards, county commissions, and myriad other
local bodies provides an invaluable training ground for
public leaders. Eventual leaders in our state and
national governments often learn their earliest lessons
in the crucible of local government.
Finally, a certain amount of healthy competition
among cities promotes efficiency and accountability in
governance.
Cf. Abraham Bell & Gideon
Parchomovsky, Of Property and Federalism, 115 Yale
L.J. 72, 97 (2005) (reviewing empirical evidence that
“migration patterns between city and suburbs are
significantly affected by tax levels and investment in
education”). Our nation’s cities, towns, and counties
have the flexibility to craft distinct policies to respond
to the needs and preferences of mobile residents.
For these reasons and more, county and city
boundaries play a key part in the redistricting process.
“Subdivision boundaries tend to remain stable over
time. Residents of political units such as townships,
cities, and counties often develop a community of
10
interest, particularly when the subdivision plays an
important role in the provision of governmental
services.” Karcher v. Daggett, 462 U.S. 725, 758 (1983)
(Stevens, J., concurring).
Respect for locality
boundaries
can
improve
civic
engagement,
responsiveness, accountability, and avoid confusion
for voters, candidates, and election administrators
alike. See id. (“[D]istricts that do not cross subdivision
boundaries are administratively convenient and less
likely to confuse the voters."). As Justice Powell once
wrote:
Most voters know what city and county
they live in, but fewer are likely to know
what congressional district they live in if
the districts split counties and cities. If a
voter knows his congressional district, he
is more likely to know who his
representative is.
This presumably
would lead to more informed voting. It
also is likely to lead to a representative
who knows the needs of his district and
is more responsive to them.
Id. at 787 n.3 (Powell, J., dissenting) (internal
quotations and citations omitted).
Because localities form a natural “community of
interest” with common values and concerns that run
deeper than party label, they often bring tailored,
apolitical solutions to local policy problems. And just
as this Court has rightly associated the
decentralization and devolution found in our federal
system with unique benefits, so too does
empowerment of and respect for localities enhance and
improve our democracy.
11
II. PARTISAN GERRYMANDERING DISRUPTS
THE REPRESENTATION OF COMMUNITIES
AND STIFLES LOCAL DECISION-MAKING
While local governments facilitate civic
engagement,
responsiveness,
accountability,
pluralism, local autonomy, and liberty, partisan
gerrymandering undermines these critical democratic
values.
1. Gerrymandering tears coherent communities
of interest apart and strings dissimilar communities
together. When a congressional district is “nothing
more than an artificial unit divorced from, and indeed
often in conflict with, the various communities
established in the State,” id. at 787, representatives
are less attuned to the unique interests of local
communities and those communities are less capable
of coherently conveying local sentiments “up the
chain” to their federal representatives, see, e.g.,
Bethune-Hill v. Va. State Bd. of Elections, 141 F. Supp.
3d 505, 537-38 (E.D. Va. 2015), affirmed in part and
vacated in part, 137 S. Ct. 788 (2017) (noting that “the
splitting of municipal and county jurisdictions drew
the ire of citizens, who . . . pointed out the difficulties
that citizens have in knowing who to contact, who to
hold accountable, and who among several legislators
should coordinate or lead the representation of local
city and county interests”).
The Court has recognized that gerrymanders that
“exhibit utter disregard of city limits, local election
precincts, and voter tabulation district lines” can
“cause[] a severe disruption of traditional forms of
political activity.” Bush v. Vera, 517 U.S. 952, 974
(1996) (O’Connor, J.).
In Vera, for example,
“[c]ampaigners seeking to visit constituents ‘had to
12
carry a map to identify the district lines, because so
often the borders would move from block to block’;
voters ‘did not know the candidates running for office’
because they did not know which district they lived
in.” Id.
Both of the partisan gerrymanders before the
Court this term dismember established communities
of interest and disrupt traditional political activities.
In Maryland, “a blatant targeting of . . . the
Republicans in Frederick County” led that county to
be divided “for the first time since 1840.” Benisek v.
Lamone, 1:13-CV-3233, 2018 U.S. Dist. LEXIS
190292, *86-87 (D. Md. Nov. 7, 2018) (Bredar, J.,
concurring). One of the plaintiffs testified that voters
in the area “were confused about the candidates [and]
didn’t know who they should be engaging,” with
Republican organizers spending most of their outreach
time simply “trying to ascertain the voter’s district.”
Id. at *29 (majority opinion).
Meanwhile, in North Carolina, Appellants’ own
expert “conceded that the 2016 plan divided numerous
political subdivisions,” with all but one of the districts
“divid[ing] municipalities and communities of interest
along partisan lines.” Common Cause v. Rucho, 318 F.
Supp. 3d 777, 883, 901, 903, 906, 907, 910, 912, 913,
915, 917, 919, 920, 922 (M.D.N.C. Aug. 27, 2018)
(discussing statewide and district-specific examples).
Here, too, “[v]oters and advocacy organizations elected
not to participate in congressional races because they
believed they could not ‘have a democratic—small
‘D’—democratic impact.” Id. at 931.
Studies suggest these are more than mere
anecdotes. “When a district plan is skewed against a
party, its candidates contest fewer legislative seats
13
and have worse credentials when they do run, its
donors contribute less money, and its voters are not as
supportive at the polls.” Nicholas O. Stephanopoulos
& Christopher Warshaw, The Impact of Partisan
Gerrymandering
on
Political
Parties
20-21
(unpublished
manuscript
available
at
https://ssrn.com/abstract=3330695).
In short, the
associational harms one might expect from partisan
gerrymandering are quite real. See Gill v. Whitford,
138 S. Ct. 1916, 1938 (2018) (Kagan, J., concurring)
(suggesting that gerrymanders may cause “difficulties
fundraising, registering voters, attracting volunteers,
generating support from independents, and recruiting
candidates to run for office”).
2. Even when mapmakers manage to hew to
municipal boundaries, partisan gerrymandering can
still inflict harm and undermine local policies,
interests, and decision-making. Cf. Bethune-Hill v.
Va. State Bd. of Elections, 137 S. Ct. 788, 799 (2017)
(holding that “a conflict or inconsistency between the
enacted plan and traditional redistricting criteria is
not a threshold requirement” to establish a
gerrymandering claim).
This is because the
combination of political polarization and partisan
gerrymandering restricts the space for pragmatic
community compromises and interferes with the
representation of localities—with their distinct sets of
preferences—as a whole.
Polarization “means that representatives in
Congress nearly always vote the party line.”
Christopher Warshaw, An Evaluation of the Partisan
Bias in Pennsylvania’s Congressional District Plan
and its Effects on Representation in Congress, Expert
Report in League of Women Voters of Pa., et al., v.
14
Commonwealth of Pennsylvania, No. 261 MD 2017,
15-16 (Pa. Commw. Ct. Nov. 27, 2017). As this has
become more common, studies have shown an
increasingly “muted responsiveness to localities”
among representatives.
Id. (citing Stephen
Ansolabehere, James M. Snyder, Jr., and Charles
Stewart, III, Candidate Positioning in U.S. House
Elections, 45 Am. J. of Pol. Sci. 136 (2001)). As a
result, “polarization exacerbates the effects of
gerrymandering on the political process.” Id. at 16
n.10.2
In other words, partisan gerrymandering is about
more than “bloodless concepts like seat and vote
shares;” it’s about the “distort[ion] [of] legislative
representation—the beating heart of a democracy.”
Nicholas
Stephanopoulos,
The
Causes
and
Consequences of Gerrymandering, 59 Wm. & Mary L.
Rev. 2115, 2118 (2018). Mapmakers possess the ability
to swing the ideology of a state’s congressional
delegation dramatically—“all without changing the
mind of a single voter.” Id. at 2120. See also Warshaw,
supra, at 22-23.
And because representatives
increasingly vote the party line based on national
issues rather than local concerns, citizens who are
targeted by partisan gerrymanders “are artificially
deprived of the opportunity to . . . have their views
represented in Congress.” Warshaw, supra, at 15.
This has a profound impact on nuanced, local issues
Although polarization compounds the harms of
gerrymandering, “[t]he consensus among Political Scientists
using pre-2011 redistricting period data is that gerrymandering
did not cause th[e] [rise in] polarization [since 1970]. There is not
yet a consensus about the effect of redistricting on polarization in
recent years.” Warshaw, supra, at 16 n.10.
2
15
and whether voters who belong to distinct
communities of interest have any voice as a member of
that local community of interest.
To be sure, this Court made clear in Gill v.
Whitford that “[a] citizen’s interest in the overall
composition of the legislature” and in the “policies
adopted by the legislature” may not give rise to a
claim. 138 S. Ct. at 1931. But if those interests are
“embodied in [the citizen’s] right to vote for his
representative,” id., then it is all-the-more vital that
the Court vigorously protect the foundational right
from which this democratic representation flows.
First-hand testimony from voters in the cases
before the Court reflect the damaging downstream
consequences that occur when states violate these
rights. As one of the plaintiffs from Maryland
testified, “every time we were out [campaigning], we
met somebody who said, it’s not worth voting anymore,
every single time.” Benisek, 2018 U.S. Dist. LEXIS
190292, at *71. Voters in North Carolina had similar
sentiments, expressing that “they felt their vote didn’t
count.” Rucho, 318 F. Supp. 3d at 931. Whether one
is a Maryland Republican or a North Carolina
Democrat, gerrymandering strips disfavored voters of
the opportunity to have their unique voice heard in the
halls of Congress.
The
diminished
responsiveness
of
representatives to all of their constituents is not
simply troubling as a matter of structural principles,
institutional stability, and enduring constitutional
values; it also distinguishes modern cases from the
past. One repeated concern of the Court has been
accepting—without any evidence—the notion that
representatives will not be responsive to the needs of
16
their constituencies as whole. See Davis v. Bandemer,
478 U.S. 109, 132 (1986) (plurality opinion) (“An
individual . . . who votes for a losing candidate is
usually deemed to be adequately represented by the
winning candidate and to have as much opportunity to
influence that candidate as other voters in the district.
We cannot presume . . . without actual proof to the
contrary, that the candidate elected will entirely
ignore the interests of those voters.”); League of United
Latin Am. Citizens v. Perry (“LULAC”), 548 U.S. 399,
469-70 (2006) (Stevens, J., dissenting) (“[T]his Court
has concluded that our system of representative
democracy is premised on the assumption that elected
officials will seek to represent their constituency as a
whole, rather than any dominant faction within that
constituency.”).
As overwhelming statistical and testimonial
evidence continue to prove, gerrymandered districts
insulate representatives and absolve them of the need
to give any weight to the views of those voters who
have been stripped of meaningful electoral power.
Thus, even when local municipal boundaries are not
breached, partisan gerrymandering robs county and
city constituencies of the opportunity to have their
unique and diverse perspectives heard and dampens
congressional concern for local community interests.3
This disconnect manifests in the policies enacted at the
both the federal and state level, with local prerogatives
increasingly steamrolled by legislators more focused on
advancing a single ideology than providing space for constituents
with diverse views to enact locally tailored solutions based on the
needs of the community. For instance, in Gill v. Whitford, several
amici provided examples of the growing number of local policies
3
17
In short, partisan gerrymandering frustrates
the preservation of local government interests,
restricts the freedom of local governments to pursue
policies suited to their constituents, and impedes the
ability of voters who belong to distinct communities of
interest to have their views heard in Washington.
III. AMICI SUPPORT A CLEAR AND COHERENT
APPROACH TO REDISTRICTING LAW THAT
RELIES UPON INTUITIVE STANDARDS
AND EVIDENCE
As organizations representing local governments
and local government lawyers, amici recognize the
need for—and advocate for—realistic legal solutions to
complex legal problems. Here, too, amici believe that
the partisan gerrymandering cases before the Court
offer an opportunity to clarify the state of the law,
apply well-established legal standards, and provide
being preempted by state legislatures in states with extreme
partisan gerrymandering. See generally Brief Amici Curiae of
International Municipal Lawyers Association, et al., Gill v.
Whitford, 16-1161 (filed Sept. 5, 2017).
Because gerrymandering “dramatically influences the
representational
distortion
of
House
delegations,”
Stephanopoulos, supra, at 2144, and polarization continues to
grow, local concerns have increasingly fallen by the wayside on
Capitol Hill as well, see J.B. Wogan, States and Localities are
Losing Their Influence in Washington, Governing (June 2014),
available at http://www.governing.com/topics/politics/gov-stateslocalities-losing-influence.html (last accessed Jan. 18, 2019).
Because Congress and state legislatures alike wield the power to
override, curtail, or disregard the policies and positions of
municipalities across the country, these bodies must possess the
utmost democratic and constitutional legitimacy if their
intrusions on local autonomy and policymaking are to be justified.
18
workable evidentiary guidance to courts and lawyers
across the country ahead of the next major round of
redistricting in 2021.
A.
The Ambiguous Treatment of Partisan
Gerrymandering Claims Complicates
Redistricting Law for Local Governments
Although many redistricting cases and analyses
focus on state legislative and congressional
representation, local governments (and local
government lawyers) must also navigate the various
strands of this Court’s redistricting case law. From
one-person one-vote cases to racial dilution and racial
sorting cases, localities often deal with cutting-edge
legal questions before claims are brought on a wider
basis.4 In fact, challenges raised to city and county
redistricting decisions are especially useful to the
development of redistricting case law because they are
4
See, e.g., Raleigh Wake Citizens Ass’n v. Wake Cnty. Bd.
of Elections, 827 F.3d 333 (4th Cir. 2016) (one-person one-vote
case regarding population deviations based on illegitimate
consideration of partisan advantage); Public Integrity Alliance,
Inc. v. City of Tucson, 836 F.3d 1019 (9th Cir. 2016) (equal
protection and Anderson-Burdick case regarding city’s hybrid city
council system utilizing ward-level primaries and at-large
general election); Lepak v. City of Irving, 453 F. App’x 522 (5th
Cir. 2011) (one-person one-vote case regarding use of citizenvoting-age population versus total population); Clark v. Putnam
County, 293 F.3d 1261 (11th Cir. 2002) (racial gerrymandering
case); Chen v. City of Houston, 206 F.3d 502 (5th Cir. 2000) (racial
gerrymandering case regarding whether districts’ shapes and
demographics provide adequate circumstantial evidence to
prevent summary judgment); Calvin v. Jefferson Cnty. Bd. of
Cmm’rs, 172 F. Supp. 3d 1292 (N.D. Fla. 2016) (one-person onevote case regarding use of prison populations in calculating equal
population).
19
some of the few challenges that are routed through the
U.S. Courts of Appeals and subject to this Court’s
discretionary jurisdiction. See 28 U.S.C. § 2284(a)
(convening three-judge district courts “when an action
is filed challenging the constitutionality of the
apportionment of congressional districts or the
apportionment of any statewide legislative body”)
(emphasis added).5
And while redistricting law has a reputation for
being complex,6 a great deal of that complexity is due
to this Court’s ambiguous treatment of prior partisan
gerrymandering claims. See generally Brief of Amici
Curiae Law Professors, Gill v. Whitford, 16-1161 (filed
Sept. 5, 2017). Because the lack of a claim leaves open
doctrinal gaps in racial gerrymandering law and the
one-person one-vote doctrine, mapmakers and
litigants alike engage in “legal arbitrage,” distorting
the body of law that does exist by using it to fight about
conduct governed by a body of law that does not exist.
See G. Michael Parsons, Gerrymandering &
Justiciability: The Political Question Doctrine After
Gill v. Whitford, 95 Ind. L.J. (forthcoming 2020)
(manuscript
at
60,
available
at
https://ssrn.com/abstract=3334370)
[hereinafter
Parsons, Gerrymandering & Justiciability]. Even if
See, e.g., Public Integrity Alliance, 836 F.3d 1019 (9th Cir.
2016), cert. denied, 197 L. Ed. 2d 518 (2017); Lepak, 453 F. App’x
522 (5th Cir. 2011), cert. denied, 569 U.S. 904 (2013); Chen, 206
F.3d 502 (5th Cir. 2000), cert. denied, 532 U.S. 1046 (2001).
6
Richard L. Hasen, Race or Party, Race as Party, or Party
All the Time: Three Uneasy Approaches to Conjoined Polarization
In Redistricting and Voting Cases, 59 Wm. & Mary L. Rev. 1837,
1852 (2018) (“The most charitable thing to say about the current
state of racial gerrymandering law is that it is a big mess.”).
5
20
the Court were to deviate from its default rule that
redistricting laws are justiciable, Baker v. Carr, 369
U.S. 186 (1962),7 this doctrinal vacuum would remain,
leaving mapmakers and litigants to “shadowbox” over
the real issues at stake, see Hasen, supra, at 1879.
In short, the law’s internal inconsistency,
ambiguity, and incompleteness provides the greatest
headache to local government lawyers faced with the
task of advising clients on the “dos and don’ts” of
redistricting law, not the flexibility of any particular
“do” or the rigorousness of any specific “don’t.”
Crafting a claim (even a demanding one) that
completes the redistricting-law picture would not add
complexity but ease it.
As this Court has remarked, “clear distinctions”
are preferable to “delphic alternative[s]” where
“structural safeguards” and institutional boundaries
are at issue. See Plaut v. Spendthrift Farm, Inc., 514
Creating a new justiciability exception for partisan
gerrymandering claims would require a substantial (and
troubling) shift in this Court’s political-question jurisprudence.
See generally Brief for Constitutional Law Professors as Amici
Curiae, Gill v. Whitford, 16-1161 (filed Sept. 5, 2017). As the
district court in Rucho observed, “a majority of the Supreme
Court never has found that a claim raised a nonjusticiable
political question solely due to the alleged absence of a judicially
manageable standard for adjudicating the claim.” 318 F. Supp.
3d at 842 n.19.
Indeed, the two cases before the Court are perhaps “the most
significant political-question doctrine case[s] of our generation.”
Parsons, Gerrymandering & Justiciability, supra, at 3. Before
significantly expanding that doctrine, the Court should consider
carefully the institutional, federalism, and separation-of-powers
implications of such a change. See generally id. (arguing that the
modern political question doctrine is incompatible with the limits
and obligations imposed on judicial power by Article III).
7
21
U.S. 211, 239-40 (1995).
Vague and equivocal
treatment “simply prolongs doubt and multiplies
confrontation.” Id. at 240. The Court’s approach to
partisan gerrymandering has done precisely this,
blurring the lines of lawful behavior and drawing
legislators out beyond constitutional boundaries. As
such, redistricting law would benefit from advice
familiar to local government attorneys everywhere:
“Good fences make good neighbors.” Id.
B.
Constitutional
Doctrine
Already
Provides Fair and Intuitive Standards
Familiar to Local Government Lawyers
As the district court in Rucho noted, partisan
gerrymandering “violates a number of wellestablished constitutional standards—that the
government act impartially, not infringe the right to
vote, and not burden individuals based on the exercise
of their rights to political speech and association.” 318
F. Supp. 3d at 853. Whether the Court looks to the
Equal Protection Clause, the First Amendment, or
both, the Constitution provides well-worn, intuitive
standards that are familiar to local governments, local
government attorneys, and the public.
Applying
these
principles
to
partisan
gerrymandering is not some adventuresome departure
from this Court’s case law, but rather a long-overdue
correction that harmonizes the Court’s approach to
partisan gerrymandering claims with the rest of its
fundamental constitutional doctrines and its overall
approach to judicial neutrality. 8 As Circuit Judge
See generally Michael S. Kang, Gerrymandering and the
Constitutional Norm Against Government Partisanship, 116
8
22
Niemeyer observed below in Benisek, “[C]itizens have
no constitutional right to be assigned to a district that
is likely to elect a representative that shares their
views,” but “they do have a right . . . not to have the
value of their vote diminished because of the political
views they have expressed.” 2018 U.S. Dist. LEXIS
190292, at *46.
This antipathy to viewpoint-targeting is standard
constitutional fare and “typical of First Amendment
violations in other contexts.” Id. (citing Bd. of Educ.
v. Pico, 457 U.S. 853, 870-71 (1982)). The Court does
not uphold judicial independence and impartiality by
steering clear of such cases, even when they involve
political actors or political issues. Rather, the Court
protects the Constitution and preserves its own public
status by rigorously and consistently honoring these
constitutional mandates. See Guy-Uriel E. Charles &
Luis E. Fuentes-Rohwer, Judicial Intervention as
Judicial Restraint, 132 Harv. L. Rev. 236, 259-60
(2018) (arguing that establishing limits to partisan
gerrymandering could help protect the Court “against
Mich. L. Rev. 351 (2017); Rucho, 318 F. Supp. 3d at 927 (“How
can the First Amendment prohibit the government from
disfavoring certain viewpoints, yet allow a legislature to enact a
districting plan that disfavors supporters of a particular set of
political beliefs? How can the First Amendment bar the
government from disfavoring a class of speakers, but allow a
districting plan to disfavor a class of voters and candidates? How
can the First Amendment protect government employees’
political speech rights, but stand idle when the government
infringes on voters’ political speech rights? And how can the First
Amendment ensure that candidates ascribing to all manner of
political beliefs have a reasonable opportunity to appear on the
ballot, and yet allow a state electoral system to favor one set of
political beliefs over others?”).
23
charges of partisanship” and “save the Court from
having to referee . . . secondary partisan fights” over
other manipulations of electoral rules).
Relying on such established principles would
provide clear rules that are second-nature to local
government
attorneys,
understandable
to
9
mapmakers, and obvious to the average citizen. Just
as political affiliation can be considered in hiring for
policy-level government jobs (where the government
has a legitimate interest), but not in hiring for nonpolicy-level government jobs (where it does not), see
Vieth, 541 U.S. at 294 (citing Elrod v. Burns, 427 U.S.
347 (1976)), so too can political affiliation be used to
advance legitimate redistricting goals (such as
consistently creating competitive districts 10 or
9
As Chief Justice Roberts noted at oral argument in Gill
v. Whitford, any decision provided by the Court must be intuitive
and sound in clear constitutional principles, lest the “intelligent
man on the street” doubt the explanation, thereby risking
damage to the “status and integrity” of the Court. See Gill v.
Whitford, 16-1161, Oral Arg. Tr. 37:11-38:4 (Oct. 3, 2017). “Far
from ‘impairing’ the reputation of the Court,” a clear and
principled decision restricting partisan gerrymandering is more
likely to be received by the public like the Court’s celebrated oneperson one-vote doctrine—a rule that ultimately “‘enhanced the
prestige of the Court.’”
Parsons, Gerrymandering &
Justiciability, supra, at 66 (quoting John Hart Ely, Democracy
and Distrust: A Theory of Judicial Review 121 (1980)).
10 Appellants in Benisek have argued that altering
Maryland’s Sixth District created a more “competitive” district.
Br. for Appellants, Lamone v. Benisek, 18-726, at 6 (filed Feb. 8,
2019). But this Court has frequently reminded redistricting
litigants that even legitimate redistricting policies cannot survive
when they are applied inconsistently or in a discriminatory
fashion. See Brown v. Thomson, 462 U.S. 835, 844 (1983) (noting
that the population variations were “entirely the result of the
24
“allocat[ing] seats proportionately,” Vera, 517 U.S. at
964-65 (O’Connor, J.) (citing Gaffney, 412 U.S. at 75154)) but not illegitimate redistricting goals (such as
partisan advantage, see Vieth, 541 U.S. at 307
(Kennedy, J., concurring) (noting that “[a]
determination that a gerrymander violates the law
must rest on . . . a conclusion that the [political]
classifications, though generally permissible, were
applied in an invidious manner or in a way unrelated
to any legitimate legislative objective”)). These are
well-known standards that local governments and
local government lawyers throughout the country
encounter and incorporate into their policy- and
decision-making every day across a range of contexts.
Simply put, mapmakers cannot draw districts to
favor Republicans just because the mapmaker
“think[s] electing Republicans is better than electing
Democrats,” Rucho, 318 F. Supp. 3d at 801, or “set out
to draw . . . borders in a way that [is] favorable to the
Democratic party” because the mapmaker would like
to see more Democrats elected, Benisek, 2018 U.S.
Dist. LEXIS 190292, at *10. “[T]hat is not a choice the
Constitution allows . . . mapdrawers to make.” Rucho,
318 F. Supp. 3d at 801.11
consistent and nondiscriminatory application of a legitimate
state policy”); Roman v. Sincock, 377 U.S. 695, 710 (1964)
(permitting population deviations “only as may occur in
recognizing certain factors that are free from any taint of
arbitrariness or discrimination”).
11 See also Justin Levitt, Intent Is Enough: Invidious
Partisanship in Redistricting, 59 Wm. & Mary L. Rev. 1993
(2018); Kang, Gerrymandering and the Constitutional Norm
Against Government Partisanship, supra; G. Michael Parsons,
Clearing the Political Thicket: Why Political Gerrymandering for
25
To be sure, introducing clear limits on partisan
gerrymandering will require “resetting legislators’
expectations about what behavior is constitutionally
tolerable.” Parsons, Gerrymandering & Justiciability,
supra, at 59. But this does not make intervention
impossible, inappropriate, or even uncommon. After
all, “how ‘justiciable’ would First-Amendment issues
appear today if the process of interpretation and
application had been halted in 1912?” Id. (quoting
Fritz W. Scharpf, Judicial Review and the Political
Question: A Functional Analysis, 75 Yale L.J. 517, 595
(1966)).
New doctrine always creates a new
equilibrium—this is how the Constitution’s vital
checks and balances maintain fidelity to that
instrument over time.
Some of our Nation’s most profound betrayals of
that promise have occurred when this Court has failed
to fulfill its own role in maintaining that equilibrium.
In Giles v. Harris, this Court claimed it could not
provide “a remedy for political wrongs” and stood idly
by in the face of a sweeping disenfranchisement
scheme targeting black voters. See 189 U.S. 475, 486
(1903). Once the Court “effectively blessed” the
approach, it spread to other states and “virtual[ly]
eliminat[ed] black citizens from political participation
in the South” for well over half-a-century. Richard H.
Pildes, Democracy, Anti-Democracy, and the Canon, 17
Const. Comment. 295, 313, 297 (2000). In Louisiana,
for example, the number of black voters on the
registration rolls dropped from 130,334 to 730 between
1896 and 1910. See id. at 303.
Partisan Advantage is Unconstitutional, 24 Wm. & Mary Bill Rts.
J. 1107 (2016).
26
The Court’s “narrative of nonintervention” would
arise again in Colegrove v. Green, where a plurality
cited Giles with favor for the proposition that the issue
was not fit for “judicial determination.” See Charles &
Fuentes-Rohwer, supra, at 243 (discussing Colegrove
v. Green, 328 U.S. 549 (1946)). In short, the same
arguments raised against partisan gerrymandering
claims today have been raised throughout our Nation’s
history. The Court relied upon them “when it refused
to intervene to protect African Americans against
widespread racial discrimination in the political
process and when it refused to intervene to address the
problem of grossly malapportioned districts.” Id. at
240. The Court would eventually rise to meet the task
before it in prior eras, and it must do so again in our
own time.
Nor is resetting legislators’ expectations
imprudent. Quite the contrary. At present, the
Court’s approach sends a signal to elected officials
(and to our next generation of leaders) that there is
success to be had in brazen suppression, that there is
power to be found in dismantling democracy, and that
accountability to the voters is merely the fate of the
unsavvy—a fool’s game from a bygone age. 12
Representative democracy cannot long survive when
the values and principles that make it possible are not
See Zachary Roth, Voting Fight Shifts to Local Level in
North
Carolina,
NBC
News
(Aug.
8,
2016),
http://www.nbcnews.com/politics/elections/voting-fightshiftslocal-level-north-carolina-n625751 (noting that the “head of
a leading conservative think tank” in North Carolina is “publicly
urging” county election officials to "impose new schemes to limit
access to the polls" because "making voting harder is just
‘partisan politics’—and that's fair game”) (last accessed Jan. 18,
2019).
12
27
modeled, imparted, and passed along. Here, an ounce
of prevention is worth a pound of cure. By doing “a
little now—rein[ing] in partisan gerrymandering,” the
Court can “do a lot less later—by deterring [other,
more extreme] bad behavior it would otherwise have
to deal with on the merits.” Id. at 241.
In fact, the Court faces a unique opportunity this
term to minimize litigation, streamline the shift to
compliant maps, and reset expectations on a broad
scale. Every map in the United States—congressional,
state, and local—must be revisited following the
upcoming 2020 census with or without this Court’s
guidance. Amici believe clarification by the Court
would substantially benefit those tasked with drawing
new maps following the census and would obviate the
need for litigation that localities might otherwise face
in future years based on the current amorphous state
of the law. With a coherent political gerrymandering
claim (or claims) in place, mapmakers will better
understand what practices are and are not permissible
and local government lawyers will better understand
how the various strands of this Court’s redistricting
jurisprudence interact with one another so as to
minimize or eliminate the risk of a lawsuit—political,
racial, or otherwise.
C.
Permitting a Variety of Evidence Would
Improve Administrability
Given the diverse contexts in which a partisan
gerrymandering claim could arise, amici also urge the
Court to employ a consistent evidentiary approach to
such claims and permit both plaintiffs and defendants
to rely upon a variety of types of evidence in bringing
and defending claims. This Court held in Cooper v.
28
Harris that a racial gerrymandering claim rests upon
fundamental constitutional standards, and while
certain types of evidence (such as an alternative map)
may be particularly persuasive or useful in supporting
such a claim, the Equal Protection Clause does not
demand any “special evidentiary prerequisite.” 137 S.
Ct. 1455, 1479-80 (2017). This should be the case in
the partisan gerrymandering context as well.
Expert evidence, for example, should be
permitted to maintain or defend a claim. Such
evidence will often be the best evidence available in
the pursuit or defense of a partisan gerrymandering
claim. See, e.g., Rucho, 318 F. Supp. 3d at 870-80, 89394 (relying on “extreme statistical outlier” analyses to
support findings of discriminatory intent and effect).
Expert evidence has not flummoxed lawyers or judges
in racial dilution cases, racial sorting cases, or any
other number of cases in which such evidence is
deployed. See id. at 853-58 (citing examples of judicial
reliance on statistical and social science evidence as
proof of a violation of a constitutional standard).
Moreover, this kind of evidence is becoming
increasingly intuitive and accessible in the
redistricting context. It does not take special technical
training to understand that a map is an outlier when
it is more partisan than 99% of almost 25,000
neutrally-drawn maps. See id. at 872. And data and
studies about the impact of maps are being made
available to the public online with greater and greater
frequency.
That said, such studies need not be mandatory,
either as a threshold showing or as a defensive
necessity. For example, the district court in Benisek
relied upon the Democratic Performance Index (DPI)
29
and the Cook Partisan Voting Index (PVI) to find that
the plaintiffs’ “electoral effectiveness—i.e., their
opportunity to elect a candidate of choice—was
meaningfully burdened” by intentional state action.
2018 U.S. Dist. LEXIS 190292, at *59-61. As Judge
Niemeyer observed, such analyses are sophisticated
and dependable tools in their own right, commonly
used by the mapmakers themselves. See id. at *13-14
(noting that the DPI metric was used by the consultant
that designed Maryland’s plan); id. at *25-27 (noting
that the PVI metric is a “well-respected” measure, and
observing that “[w]hen the Cook Report has rated a
district ‘Solid Republican’ on the eve of a congressional
election, the Republican candidate has won the race
99.7% of the time; . . . when a district has been rated
as ‘Likely Democratic,’ the Democratic candidate has
won 94% of the time”) (citing James E. Campbell, The
Seats in Trouble Forecast of the 2010 Elections to the
U.S. House, 43 Pol. Sci. & Politics 627, 628 (2010)).
Independent, nonpartisan organizations have
relied on similar kinds of modeling to demonstrate
how gerrymandering can diminish the weight of
invidiously targeted votes and undermine voters’
equal opportunity to exercise the franchise and impact
the political process. For example, FairVote predicted
the outcome in 361 of 435 congressional seats ahead of
the 2016 election with 100% accuracy using no
information other than 2010-2014 election results and
whether an incumbent was running in the race. 13
13 FairVote, Monopoly Politics 2018, at 2, available at
https://fairvote.app.box.com/v/MonopolyPolitics2018
(last
accessed Jan. 18, 2019) [hereinafter, “FairVote, Monopoly Politics
2018”].
30
These projections were made in November 2014—two
years before the election—and were only updated to
account for races in which representatives announced
they would not be seeking reelection in 2016. 14 “In
these districts, the challengers [were] powerless to
affect the outcome, regardless of their funding, their
qualities as candidates, or their ability to motivate
supporters.”15
Members of Congress elected from such “safe”
seats (with a 10-percent advantage, for example) “need
not worry much about the possibility of shifting
majorities, so they have little reason to be responsive
to political minorities in their district.” LULAC, 548
U.S. at 470–71 (Stevens, J., dissenting in part).
Pretending that such partisan gerrymanders are not
readily identifiable or do not substantially impact the
ability of targeted voters to meaningfully affect the
political process would be sheer judicial fiction.
Of course, if a representative resides in a district
that is particularly favorable based on natural
geography
or
other
legitimate
redistricting
considerations, a partisan gerrymandering claim
cannot lie. See Gill, 138 S. Ct. at 1933. Similarly, the
mere fact that one candidate wins and one candidate
loses any given race does not, standing alone, prove or
negate the existence of an invidious suppressive effect.
This is the same evidentiary approach local
government attorneys encounter in the Court’s racial
dilution case law. See Thornburg v. Gingles, 478 U.S.
Andrew Douglas, FairVote’s Monopoly Politics 2016
Projections
Updated,
FairVote
(Sept.
22,
2015)
http://www.fairvote.org/fairvote_s_monopoly_politics_2016_proje
ctions_updated (last accessed Jan. 18, 2019).
15 FairVote, Monopoly Politics 2018, supra, at 2.
14
31
30, 57 (1986) (noting that the “loss of political power
through vote dilution is distinct from the mere
inability to win a particular election”).
In other words, it simultaneously can be true that
a voter possesses no right to live in any particular
district or win any particular election, and that the
same voter possesses the right not to have the electoral
odds intentionally stacked against her. See Rutan v.
Republican Party of Ill., 497 U.S. 62, 75 n.8 (1990)
(noting that the Constitution protects citizens “from
even an act of retaliation as trivial as failing to hold a
birthday party for a public employee . . . when
intended to punish her for exercising her free speech
rights”); Kang, supra, at 383 (“Party members may not
have any constitutional entitlement to electoral
success, but they should have a constitutional
expectation against the government actively trying to
burden their representational interests based on their
partisan affiliation and beliefs.”).
Evidence need not prove impossibility (and,
therefore, an ability to divine the future) in order to
prove the existence of a meaningful burden. The
evidence need only show that the gerrymander was
intended to dilute the influence of the targeted voters
and that the gerrymander’s success is assured under
any likely electoral scenario.16 These elements can be
See Rucho, 318 F. Supp. 3d at 867 (“[A] plaintiff must
show that the dilution . . . is likely to persist in subsequent
elections.”); Benisek, 2018 U.S. Dist. LEXIS 190292, at *60
(“Republican voters in the new Sixth District were,
in relative terms, much less likely to elect their preferred
candidate than before the 2011 redistricting, and,
in absolute terms, they had no real chance of doing so.”).
16
32
proven through a variety of evidence, and the Court
should not foreclose this evidence just as it does not
foreclose it in other redistricting cases.17
*
*
*
By adopting a consistent and understandable
evidentiary approach and relying on well-established,
familiar, and coherent constitutional standards, the
Court can provide local governments and their lawyers
a clear lay of the land heading into the next round of
redistricting, forestall a range of racial and political
gerrymandering claims that might otherwise arise,
17 That the Court already allows defendants in racial
sorting cases to rely upon a range of evidence to prove that
politics, not race, predominated in the linedrawing process
demonstrates that courts are more than capable of receiving and
considering a host of different circumstantial and direct evidence
in deciding whether the “essential basis” used in forming a
district was racial or political. See Bethune-Hill, 137 S. Ct. at
799. If political considerations are found to predominate, the only
remaining intent question is whether that political purpose is
legitimate or illegitimate. Compare Easley v. Cromartie, 532 U.S.
234, 239-47 (2001) (legitimate interest in pursuing a 6-6 “partisan
balance”), with Rucho, 318 F. Supp. 3d at 808 (illegitimate
interest in pursuing a 10-3 “partisan advantage”). This question
parallels that already ably managed in the racial gerrymandering
context, where courts distinguish between legitimate and
illegitimate racial considerations in redistricting. Compare City
of Rome v. United States, 446 U.S. 156, 177 (1980), abrogated in
part by Shelby Cnty., Ala. v. Holder, 133 S. Ct. 2612 (2013)
(legitimate interest in preventing racial dilution and securing
equal opportunity to elect), with Bartlett v. Strickland, 556 U.S.
1, 20 (2009) (illegitimate interest in racial maximization). See
also Gill v. Whitford, 16-1161, Oral Arg. Tr. 7:8-9 (Oct. 3, 2017)
(JUSTICE GINSBURG: “[Doesn’t] max-Republican . . . have the
same problem that ‘max-Black’ did?”).
33
and help preserve the faith and voice of voters residing
in distinct, local communities across the country.
CONCLUSION
For the foregoing reasons, amici respectfully
request that this Court affirm the judgments below.
Respectfully submitted,
Charles W. Thompson, Jr.
Amanda Kellar Karras
INTERNATIONAL MUNICIPAL
LAWYERS ASSOCIATION
51 Monroe St., Suite 404
Rockville, MD 20850
G. Michael Parsons, Jr.
Counsel of Record
245 Sullivan Street
New York, NY 10012
(212) 992-8196
michael.parsons@nyu.edu
Counsel for Amici Curiae
March 8, 2019
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