Respondents Brief — Prison Legal News, Petitioner v. Julie L. Jones, Secretary, Florida Department of Corrections
Supreme Court briefDec 3, 2018
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No. 18-355
In the
Supreme Court of the United States
_______________
PRISON LEGAL NEWS,
Petitioner,
v.
JULIE L. JONES, SECRETARY, FLORIDA DEPARTMENT OF
CORRECTIONS,
Respondent.
_______________
On Petition For A Writ Of Certiorari To The
U.S. Court Of Appeals For The Eleventh Circuit
_______________
BRIEF IN OPPOSITION
_______________
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
The Capitol – PL-01
Tallahassee, FL
32399-1050
Phone: (850) 414-3688
amit.agarwal@
myfloridalegal.com
PAMELA JO BONDI
Attorney General of
Florida
AMIT AGARWAL
Solicitor General
*Counsel of Record
EDWARD M. WENGER
Chief Deputy Solicitor
General
DANIEL W. BELL
Deputy Solicitor General
Counsel for Respondent
December 3, 2018
i
QUESTION PRESENTED
The Florida Department of Corrections (“FDOC”)
is charged with punishing and rehabilitating
prisoners while ensuring prison security and
protecting the public from inmates in its custody. To
carry out those mandates, FDOC bars inmates from
engaging in certain conduct that facilitates criminal
activity—including three-way calling, soliciting pen
pal services, and using postage stamps as currency. It
is undisputed that those restrictions are permissible.
Because prisoners do not always follow prison
rules, FDOC also seeks “to reduce the temptation for
prisoners to commit more crimes and to curtail their
access to the means of committing them.” App.2. As
relevant here, FDOC impounds an incoming
publication if ads promoting prohibited services are
prominent or prevalent throughout the publication.
After a four-day bench trial, the district court
found that FDOC’s facially neutral rules are
rationally related to legitimate penological goals and
have not been misapplied to suppress Petitioner’s
views. Petitioner does not claim that any of the district
court’s factual findings are clearly erroneous; nor does
Petitioner ask this Court to overrule or modify any of
its prior precedents. See Pet.i. Accordingly, the
question presented is:
Whether, applying settled legal principles to the
detailed factual findings made by the district court,
FDOC’s impoundment policy violates the First
Amendment.
ii
PARTIES TO THE PROCEEDINGS
The following were parties to the proceedings in
the Eleventh Circuit:
1) Prison Legal News, Petitioner in this Court,
was the plaintiff-appellee and cross-appellant
below.
2) Julie L. Jones, Secretary, Florida Department
of Corrections, respondent in this Court, was
the defendant-appellant and cross-appellee
below.
iii
TABLE OF CONTENTS
QUESTION PRESENTED...........................................i
PARTIES TO THE PROCEEDINGS ......................... ii
TABLE OF CONTENTS ........................................... iii
TABLE OF AUTHORITIES .......................................iv
STATEMENT .............................................................. 1
REASONS FOR DENYING THE PETITION .......... 15
I. THE ELEVENTH CIRCUIT’S DECISION DOES NOT
CONFLICT WITH THIS COURT’S PRECEDENTS OR
THE DECISIONS OF ANY OTHER CIRCUIT. ........ 15
A. The Eleventh Circuit’s Decision Does Not
Conflict With This Court’s Precedents. .... 15
B. The Eleventh Circuit’s Decision Does Not
Create A New Conflict Between The
Federal Courts Of Appeals........................ 23
II. THE DECISION BELOW IS CORRECT. ................. 28
III.THE QUESTION PRESENTED IS NOT ONE OF
EXCEPTIONAL IMPORTANCE .............................. 34
CONCLUSION .......................................................... 38
iv
TABLE OF AUTHORITIES
Cases
Beard v. Banks,
548 U.S. 521 (2006) ........................................ passim
Brown v. Phillips,
801 F.3d 849 (7th Cir. 2015) ...................... 25, 26, 27
California First Amendment Coalition v. Woodford,
299 F.3d 868 (9th Cir. 2002) ............................ 24, 25
Holt v. Hobbs,
135 S. Ct. 853 (2015) ........................................ 16, 18
Overton v. Bazzetta,
539 U.S. 126 (2003) ........................................ passim
Prison Legal News v. Cook,
238 F.3d 1145 (9th Cir. 2001) ................................ 24
Prison Legal News v. McDonough,
200 F. App’x 873 (11th Cir. 2006) ............................ 3
Procunier v. Martinez,
416 U.S. 396 (1974) .................................... 16, 18, 25
Ramirez v. Pugh,
379 F.3d 122 (3d Cir. 2004) ................................... 27
Turner v. Cain,
647 F. App’x 357 (5th Cir. 2016) ...................... 27, 28
Turner v. Safley,
482 U.S. 78 (1987) .......................................... passim
v
Statutes
42 U.S.C. § 1983 .......................................................... 5
Florida Statutes § 20.315 ............................................ 1
Rules
Florida Administrative Code r. 33-210.101 ............ 1, 2
Florida Administrative Code r. 33-501.401(3)(l)
........................................................................ passim
Florida Administrative Code r. 33-501.401(3)(m)
........................................................................ passim
Florida Administrative Code r. 33-501.401(5) ........... 3
Florida Administrative Code r. 33-501.401(8) ........... 2
Florida Administrative Code r. 33-602.201 app. 1 ..... 1
Florida Administrative Code r. 33-602.205(1). .......... 1
Florida Administrative Code r. 33-602.207 ................ 1
Constitutional Provisions
U.S. Const. amend. I ................................. 5, 15, 16, 18
1
STATEMENT
1. The Florida Department of Corrections
(“FDOC”) employs 16,700 officers to oversee 100,000
inmates in 123 facilities throughout the State. App.3.
Florida law requires FDOC to “protect the public
through the incarceration and supervision of
offenders,” to protect offenders “from victimization
within the institution,” and to rehabilitate offenders.
Fla. Stat. § 20.315(1), (1)(d). Pursuant to its
rehabilitation mandate, FDOC grants inmates phone,
pen pal, and correspondence privileges so they can
stay in touch with family and friends. Fla. Admin.
Code r. 33-210.101(9); id. r. 33-602.201 app. 1; id. r.
33-602.205(1).
Because those privileges “may open doors to
criminal activity,” App.5, FDOC carefully limits them.
Specifically, FDOC prohibits “three-way calling,
which includes any type of call transferring,” because
such services enable “inmates to circumvent the
regulations FDOC has in place to stop them from
using prison phones to harass the public, arrange
contraband smuggling, and conduct other criminal
activity.” App.6-7. Given the risk of fraud and the
attendant burden associated with monitoring
voluminous business mail and phone correspondence,
FDOC bars inmates from conducting business while
confined, including “any activity in which the inmate
engages with the objective of generating revenue or
profit while incarcerated.” Fla. Admin. Code r. 33602.207(1)-(2); see App.7. For similar reasons, while
inmates may have pen pals, they are prohibited from
“solicit[ing] or otherwise commercially advertis[ing]
for money, goods, or services,” which includes
2
“advertising for pen-pals” and “plac[ing] ads soliciting
pen-pals” on social media and inmate pen pal
websites. Fla. Admin. Code r. 33-210.101(9). Finally,
inmates cannot use “postage stamps as currency to
pay for products or services.” Id. r. 33-210.101(22).
To reduce inmates’ temptation to violate these
rules and their access to means of doing so, FDOC
mailroom staff flag incoming publications for
contraband and prohibited communications and
forward such materials to the warden or assistant
warden, who have exclusive authority to impound
publications. See Fla. Admin. Code r. 33-501.401(8).
As relevant here, the warden or assistant warden may
impound a publication that
contains an advertisement promoting
any of the following where the
advertisement is the focus of, rather
than being incidental to, the publication
or the advertising is prominent or
prevalent throughout the publication.
1. Three-way calling services;
2. Pen pal services;
3. The purchase of products or services with
postage stamps; or
4. Conducting a business or profession while
incarcerated.
Id. r. 33-501.401(3)(l). The warden or assistant
warden may also impound a publication that
“otherwise presents a threat to the security, order or
rehabilitative objectives of the correctional system or
the safety of any person.” Id. r. 33-501.401(3)(m).
3
FDOC “cannot impound all issues of an entire
publication in advance”; instead, prison officials “must
separately review and decide whether each issue of a
publication violates the” rule. App.10. (citing Fla.
Admin. Code r. 33-501.401(5)). The decision to
impound an issue of a publication is subject to review
by FDOC’s Literature Review Committee. Fla. Admin.
Code rr. 33-501.401(5), (8), (14)(a).
2. Prison Legal News “is a monthly magazine
founded in 1990 that reports on legal developments in
the criminal justice system and other topics that affect
inmates.” App.10-11. Prison Legal News also features
commercial advertising, including advertising for
“three-way-calling services,” “pen pal services,” and
“cash-for-stamps services.” Pet.6. In 2003, FDOC
began impounding issues of Prison Legal News that
contained such advertisements because they violated
Rule 33-501.401(3)(l). App.11-12.
In 2004, PLN sued FDOC to enjoin the
impoundments. The next year, after FDOC’s
telephone vendor assured the Department that it
could block inmates’ three-way calls, FDOC agreed
not to impound issues of Prison Legal News as long as
any problematic ads were incidental to the overall
publication. App.12, 57. The district court therefore
dismissed the lawsuit as moot, and the Eleventh
Circuit affirmed. See Prison Legal News v.
McDonough, 200 F. App’x 873, 876-78 (11th Cir.
2006). The district court in this case found “[t]he Rule
was not . . . amended to ‘moot’ the 2005 case.” App.47.
4
3. Three subsequent developments abrogated
FDOC’s rationale for allowing inmates access to
issues of Prison Legal News:
First, FDOC administrators concluded that the
prior policy did not meet the needs of the Department,
because certain “changes in technology proved wrong
the FDOC’s belief that it had adequate security
measures to curb three-way calling and callforwarding.” App.60.
Second, FDOC sought to mitigate the perceived
“vagueness of subsection (3)(l),” which “provided that
a publication would not be impounded as long as the
ads were ‘merely incidental to, rather than being the
focus of, the publication.’” App.15 n.8. FDOC’s
clarifying amendment “provided that a magazine
could also be impounded if the rule-defying ad was
‘prominent or prevalent throughout the publication.’”
Id.; App.60-61.
Third, PLN “went from 48 pages to 56 pages per
issue,” App.62, and both “the number and size of ruledefying ads” appearing in Prison Legal News
“increased after 2005, resulting in their becoming less
incidental and more prominent.” App.13. For
example, “since 2010, PLN has run an offending
advertisement on the back cover of [each issue of] the
magazine.” App.63. At the same time, “officials
noticed an increase in the number of inmates sending
stamps to cash-for-stamps companies.” App.13. They
also became concerned about new types of
advertisements that began to appear in Prison Legal
News after 2005. App.67. Specifically, officials were
concerned about ads for “a phone technology called
5
Voice over Internet Protocol, which makes it harder to
detect three-way call attempts by transferring calls
over the internet,” and ads for “prisoner concierge”
and “people locator” services that began to appear in
Prison Legal News during that period. App.13. FDOC
therefore resumed impounding issues of Prison Legal
News in 2009.
4. PLN filed this lawsuit, raising two claims under
42 U.S.C. § 1983: that Rules 33-501.401(3)(l) and
(3)(m), as applied to Prison Legal News, violate the
First Amendment, and that FDOC had failed to
provide PLN with proper notice for each impounded
monthly issue, in violation of PLN’s right to
procedural due process. After a four-day bench trial,
the district court issued detailed findings of fact and
ruled against PLN on the First Amendment claim and
for PLN on the due process claim, entering an
injunction requiring FDOC to provide PLN with
notice each time it impounds an issue of the magazine
and the reason for the impoundment. See App.48-114.
As a threshold matter, the court rejected PLN’s
argument that FDOC’s impoundments of Prison Legal
News constituted impermissible content-based
regulation of expression. Citing this Court’s caselaw,
the court explained that a rule is “neutral” so long as
it “‘draw[s] distinctions between publications solely on
the basis of their potential implications for prison
security.’” App.83. The court found that FDOC had
done precisely that. Id.
The court also found that FDOC had not targeted
Prison Legal News because of the viewpoints
expressed therein. App.83. “PLN did not show, for
6
instance, that the FDOC disparately censors
publications critical of its institutions.” Id. In
addition, “PLN failed to offer any evidence showing
that the FDOC does not censor other publications
containing similar advertising content, or that the
only other publications that the FDOC censors
contain editorial content similar to Prison Legal
News.” App.65. By contrast, FDOC produced evidence
“that it has repeatedly rejected other publications on
(3)(l) grounds, some of which on their face do not
resemble Prison Legal News.” Id. The court therefore
found that PLN had not shown “unlawful animus on
the part of FDOC administrators” or that “FDOC
applies Rule 33-501.401(3)(l) and (m) in a biased
fashion.” App.84.
The court then turned to the four-factor test
established by Turner v. Safley, 482 U.S. 78 (1987),
explaining that FDOC was required to identify
“legitimate governmental interests underlying its
regulation,” and that PLN had “the ultimate burden
of showing that the regulation in question, as applied,
is not reasonably related to legitimate penological
objectives.” App.82.
FDOC, the court concluded, “identified public
safety and prison security as the underlying
legitimate governmental interests.” App.82. Based on
its assessment of the record, the court found that PLN
had not carried its burden of disproving the “rational
connection between the censorship at issue and the
stated penological objectives.” App.84-92. The court
had little difficulty finding that FDOC’s policy served
legitimate penological interests: “[E]ven PLN’s
expert,” the court noted, “agree[d] that the underlying
7
services addressed in Rule 33-501.401(3)(l) and (m),”
such as three-way calling and stamps-for-cash
services, “unquestionably compromise public safety
and prison security,” which “is why the FDOC forbids
prisoners from using them.” App.85 (citations
omitted). “The logic is straightforward. Without
question, the proper, initial response to the dangerous
services is forbidding prisoners from using them.
Though not surprisingly, [prisoners] do so anyway. So
the FDOC has adopted prophylactic safeguards in
addition to bare proscription.” Id. (citations omitted).
The court found that “Rule 33-501.401 is such a
safeguard. Advertisements compromise security
because they convert a publication into a ‘one-stop
shop’ . . . for dangerous services. By limiting inmates’
exposure, the Rule seeks to reduce the likelihood that
inmates will use those services.” App.85-86 (citation
omitted). And while “‘Turner requires prison
authorities to show more than a formalistic logical
connection between a regulation and a penological
objective,’” “FDOC met that burden by providing the
testimony of several administrators who, ‘relying on
their professional judgment, reached an experiencebased conclusion that [censorship] . . . further[s] [the]
legitimate prison objectives.’” App.86 (quoting Beard
v. Banks, 548 U.S. 521, 533, 535 (2006)). “And, as
additional support, the FDOC provided expert
testimony to establish that [censorship] will help curb
prisoners’ use of the services.” App.86 (citation and
internal quotation marks omitted).
The court rejected PLN’s argument that FDOC
was required to show “a concrete, unfortunate
incident caused by an inmate using a banned service,
8
which the inmate learned about in Prison Legal
News.” App.86-87. “[E]ven if such evidence were
required,” moreover, the court found that “FDOC
administrators provided examples, both in Florida
and throughout the country, of problems associated
with specific services that adverti[s]e, or have
adverti[s]ed, in Prison Legal News.” App.87. For
example, “FDOC officials learned of a company that
had been sending prisoners money for stamps, and
how such companies could distribute money for
prisoners to people in the outside world in exchange
for stamps; this company had previously adverti[s]ed
in Prison Legal News.” Id.
The court also rejected PLN’s argument that “other
FDOC regulations undermine the Rule to such a great
extent that they render the Rule’s connection to
security irrational,” because the court credited the
testimony of an FDOC administrator who “explained
each conflicting rule” to the court’s satisfaction.
App.90. Specifically, PLN identified “a regulation
permitting inmates to list cell phone numbers on their
preapproved contact list and another allowing
inmates up to 40 stamps at any given time.” Id. While
“[c]ell phones have three-way calling and call
forwarding capabilities identical to, or better than, the
services adverti[s]ed [i]n Prison Legal News,” cell
phones are also “ubiquitous in modern society.” Id. at
90-91. The court therefore found that “[p]rohibiting
inmates from calling cell phones would effectively
preclude them from speaking with many of their loved
ones who no longer carry land lines. The FDOC could
theoretically impose such a draconian rule, but it
would surely lead to increased tension within
prisons.” Id. at 91.
9
Likewise, “FDOC allows inmates to have stamps
and allows families to send inmates stamps despite
their contention that they are a serious hazard in
prisons.” Id. at 91. FDOC had previously considered
“a rule that would have embargoed stamps sent by
family members,” but “[f]amilies and friends of
prisoners vehemently opposed the proposal,
expressing concern that the rule would increase the
likelihood that their imprisoned loved ones would
either be victimized or simply not purchase any
stamps at all.” Id. “Moreover, FDOC officials testified
that implementing the accounting measures proposed
by PLN to counteract the problems with stamps would
be too costly and require amending state statutes.” Id.
The court found that “[t]he remaining [Turner]
factors tilt in the FDOC’s favor as well.” App.92. First,
“[t]he Rule leaves open sufficient alternatives for PLN
to express their point of view to inmates,” as “the Rule
does not completely prevent PLN from corresponding
with inmates. There are countless other written
materials that PLN may send prisoners.” App.92
(citation omitted). Moreover, “even Prison Legal News
is not invariably censored.” App.92. While the Court
agreed “that advertisements are necessary,” “PLN
ha[d] not proven that it is unable to adopt advertising
rubrics that would help bring its magazine in line with
prison regulations.” App.92-93.
As for the third factor, “[t]he evidence
demonstrate[d] that accommodating the specific way
in which PLN seeks to exercise its right—through a
publication containing dangerous amounts of
advertising content—would ‘significantly less[en]
10
liberty and safety for everyone else, guards and other
prisoners alike.’” App.93.
The final factor—whether there are “‘easy
alternatives’ indicating that the regulation is not
reasonable, but rather an ‘exaggerated response’ to
prison concerns,” App.93 (quoting Turner, 482 U.S. at
90)—also weighed in FDOC’s favor. PLN pointed to
New York’s decision not to censor Prison Legal News
and to instead “attach[] a notice warning prisoners
that the services adverti[s]ed are prohibited.” App.94.
However, “[e]ven if this is the sounder policy,” the
court explained, “FDOC is not required to implement
the least restrictive regulation.” Id. “[T]he
alternatives suggested by PLN to eliminate the
security concerns either have equally unattractive
side effects or are costly to implement.” Id. “Moreover,
the FDOC may be constrained in ways that New
York’s department of corrections is not.” Id. at 94-95.
“Comparing
different states’ department
of
corrections is difficult, and in this case the parties did
not submit sufficient evidence to do so.” App.95.
Because “all Turner factors support[ed] the
FDOC,” the court ruled that “PLN failed to show that
the FDOC’s censorship of Prison Legal News is not
‘reasonably related to legitimate penological
interests.’” App.97 (quoting Turner, 482 U.S. at 89).
The district court accepted Petitioner’s due process
claim, holding that FDOC violated the Fourteenth
Amendment insofar as it failed to notify Petitioner
when it impounded issues of Prison Legal News for the
first time. App.107-10.
11
5. A three-judge panel of the Eleventh Circuit
unanimously affirmed. The Eleventh Circuit found
the impoundments of Prison Legal News “content
neutral” under this Court’s decision in Thornburgh
“because they are based ‘solely on . . . [the magazine’s]
potential implications for prison security.’” App.24
(quoting Thornburgh, 490 U.S. at 415-16). “And PLN
[did] not dispute that the Department’s asserted
interests for the impoundments—prison security and
public safety—are legitimate.” Id. Thus, the court
explained, the only remaining question was “whether
the Department’s impoundments of Prison Legal
News are ‘reasonably related’ to prison security and
public safety.” App.25 (quoting Turner, 482 U.S. at
89).
Addressing the first Turner factor, the court
rejected Petitioner’s argument that FDOC had to
“present evidence of an actual security breach” in
order to show a rational connection between its policy
and its legitimate interest in protecting prison
security and ensuring compliance with prison rules.
App.26. Under Turner, the court explained, “prison
officials must be able to ‘anticipate security problems
and . . . adopt innovative solutions’ to those problems
to manage a prison effectively.” App.26 (quoting
Turner, 482 U.S. at 89; emphasis omitted). The court
cited decisions of the Seventh, Eighth, and Ninth
Circuits reaching the same conclusion. App.26-27.
At any rate, the court explained, there was “plenty
of evidence that preventing inmates from viewing
prominent or prevalent ads for prohibited services will
reduce the possibility that they will use those
services.” App.27.
12
The ads not only make the prohibited services
available to inmates but also appear along with
articles about inmate phone scams, the role of
Green Dot cards in prison gang extortion
schemes, and the nationwide problem with
smuggling contraband like drugs and cell
phones into prisons. An inmate reading Prison
Legal News not only reads articles about
inmates putting the prohibited services to
dangerous use, but also sees ads that enable
him to obtain those same prohibited services.
App.27-29.
In addition, the court stressed, expert testimony
supported a finding that “the ads ‘create [the] . . . real
possibility’ of inmates doing an end run around prison
rules.” Id. at 29. Notably, FDOC’s expert provided
detailed testimony explaining “how that possibility
exists for each type of ad at issue in this case: (1)
three-way calling ads, (2) pen pal solicitation ads, (3)
cash-for-stamps exchange ads, and (4) prisoner
concierge and people locator ads.” Id. The court
provided an extended analysis of that and other
pertinent evidence supporting the district court’s
factual findings as to each of those four categories of
ads. App.29-34.
The court rejected Petitioner’s argument that, “if
the ads are as dangerous as the Department makes
them out to be, then the Department should impound
a publication with even one suspect ad, which it could
do.” App.34. FDOC’s expert “testified that the
Department adopted the ‘prominent or prevalent’
standard to ‘moderate[ ]’ the ‘focus of’ requirement in
13
Rule 3(l) and provide ‘some leeway’ to Prison Legal
News and other publications with questionable
ads, . . . even though that more moderate approach
amounted to ‘giv[ing] in on some security concerns.’”
App.34. The Court rejected Petitioner’s implicit
contention that “moderation in pursuit of safety is a
constitutional vice” and declined to “condemn the
Department for permitting more expression than it
was required to.” App.34-35.
In sum, the court concluded, the extensive factual
findings made by the district court after a four-day
bench trial supported its determination that there is
“a
rational
connection
between
[FDOC’s]
impoundments of Prison Legal News based on the
magazine’s ad content and prison security and public
safety interests.” App.35.
Petitioner argued that the second Turner factor—
“‘whether there are alternative means’ available to
PLN to exercise its right of access to its inmate
subscribers,” Turner, 482 U.S. at 90—weighs in PLN’s
favor “because the district court found that PLN could
not afford to publish its magazine without advertising
revenue, and publishing a separate Florida-only
version without the rule-defying ads would be cost
prohibitive.” App.35. The court rejected that
argument because it focused “solely on [PLN’s] ability
to send Prison Legal News to Florida inmates.”
App.37. This Court, the Eleventh Circuit explained,
“has made clear that prisons do not have to provide
exact, one-for-one substitutes to provide alternative
means.” App.36 (citing Turner, 482 U.S. at 92).
14
The
third
factor—“‘the
impact
[that]
accommodation of the asserted constitutional right
will have on guards and other inmates, and on the
allocation of prison resources generally,’” Turner, 482
U.S. at 90, weighed in FDOC’s favor because “if the
Department admits an issue of [Prison Legal News], it
would have to allocate more time, money, and
personnel in an attempt to detect and prevent security
problems engendered by the ads in the magazines.”
App.38.
The final factor, “whether the impoundments of
Prison Legal News are ‘an exaggerated response to
prison concerns,’” App.39, also weighed in FDOC’s
favor. Petitioner argued that “no other corrections
department in the nation impounds this particular
magazine based on its ad content.” App.39. This
Court, however, “has made it patently clear that the
Constitution does not mandate a lowest common
denominator security standard whereby a practice
permitted at one penal institution must be permitted
at all institutions.” App.40 (citations and internal
quotation marks omitted). The court rejected the
suggestion that every state is required to adopt the
same approach as New York, which merely “remind[s]
inmates not to use the prohibited services.” App.42.
Mandating such an approach, the court noted, could
have troubling implications for prison security: After
all, a prison could “simply post signs reminding
inmates not to escape,” but that does not mean that
prison officials may not deny prisoners access to tools
and information that may help them to escape. See id.
Because the record favored FDOC with respect to
every Turner factor, the court held “that the
15
impoundments of Prison Legal News under Rules
(3)(l) and (3)(m) do not violate the First Amendment.”
REASONS FOR DENYING THE PETITION
I.
THE ELEVENTH CIRCUIT’S DECISION DOES NOT
CONFLICT WITH THIS COURT’S PRECEDENTS OR
THE DECISIONS OF ANY OTHER CIRCUIT.
A.
The Eleventh Circuit’s Decision Does
Not Conflict With This Court’s
Precedents.
1. Petitioner argues that the decision below
conflicts with this Court’s precedents because those
precedents “recognize that First Amendment rights
are not extinguished within prison walls and that
outlying policies like the FDOC’s ban demand closer
scrutiny.” Pet.18 (capitalizations omitted). That
argument fails.
Contrary to Petitioner’s suggestion, the Eleventh
Circuit expressly and repeatedly recognized that
“First Amendment rights are not extinguished within
prison walls,” id. Quoting this Court, for example, the
Eleventh Circuit explained that “‘[p]rison walls do not
form a barrier separating prison inmates from the
protections of the Constitution.’” App.18 (quoting
Turner, 482 U.S. at 84); see id. at 2, 19. Similarly, the
Eleventh Circuit affirmed that “publishers like PLN
have a First Amendment right of access to their
inmate subscribers.” Id. at 19.
Petitioner is wrong to argue that the Eleventh
Circuit’s decision conflicts with this Court’s
16
precedents because policies of the kind at issue here
“demand closer scrutiny” than the Court of Appeals
applied. Pet.18; see id. at 19-20. As a threshold matter,
this case is not a good vehicle for resolving that issue.
In the proceeding below, both parties to this case
“agree[d] that the deferential standard established by
[this] Court in Turner v. Safley, 482 U.S. 78, 107 S. Ct.
2254 (1987), governs PLN’s First Amendment
challenge to the impoundments” at issue here, App.18;
that is the standard the Eleventh Circuit applied, see
id. at 24-43; and Petitioner should not now be heard
to complain that the Court of Appeals should have
applied a more demanding standard.
At any rate, the cases Petitioner cites do not
support its assertion that “the nature of the FDOC’s
policy should also have triggered more demanding
scrutiny under this Court’s case law.” Pet.20 (citing
Overton v. Bazzetta, 539 U.S. 126, 134 (2003);
Procunier v. Martinez, 416 U.S. 396, 413 n.14 (1974);
Holt v. Hobbs, 135 S. Ct. 853 (2015)). In Overton, this
Court held that certain regulations limiting prison
visitation did not violate the First Amendment
because they had “a rational relation to legitimate
penological interests.” 539 U.S. at 132. Far from
establishing that “more demanding scrutiny” is
required in the circumstances present here, Overton
stressed that courts “must accord substantial
deference to the professional judgment of prison
administrators, who bear a significant responsibility
for defining the legitimate goals of a corrections
system and for determining the most appropriate
means to accomplish them.” Id. As the Court of
Appeals recognized, the same principle applies here.
See App.20; id. at 21-24.
17
Petitioner does not establish a conflict with
Overton by noting that this Court “might” have
“reach[ed] a different conclusion” if it had been
presented with “a de facto permanent ban on all
visitation for certain inmates” in the context of a
challenge to “a particular application” of the inmatevisitation regulation there at issue. Overton, 539 U.S.
at 134; see Pet.20. That “suggest[ion],” Pet.20, was not
the holding of Overton, and Petitioner does not argue
otherwise. In addition, the Court did not say that it
would have applied a different legal standard if it had
been reviewing a “permanent ban on all visitation”;
instead, it suggested that application of the Turner
standard “might” have yielded a different result in
materially different circumstances—i.e., that “the
[two-year] restriction on visitation for inmates with
two substance-abuse violations” might not have had a
rational connection to a legitimate penological goal if
that already “severe” restriction had been permanent
rather than temporary in duration. 539 U.S. at 134.
In any event, this case does not involve any
restriction on prisoner “visitation,” and still less does
it involve “a de facto permanent ban on all visitation
for certain inmates,” id. Under the challenged
regulations, all inmates are allowed access to
publications that do not contain prominent
advertisements for prohibited services; the district
court found that the challenged rules do not have the
purpose or effect of banning, temporarily or
permanently, disfavored views (App. 65, 83-84); and
Petitioner does not ask this Court to rule that that
factual finding was clearly erroneous.
18
Petitioner’s contention that the decision below
conflicts with footnote 14 of this Court’s decision in
Martinez, Pet.20, is similarly unavailing. For one
thing, this Court overruled Martinez in Thornburgh,
which left Martinez intact only insofar as that decision
addresses “outgoing correspondence,” 490 U.S. at 413,
a subject not at issue here. In addition, Martinez did
not hold or opine that a prison policy “warrants closer
scrutiny” if the policy is a “complete outlier.” See
Pet.20. Instead, the Court simply noted that, “[w]hile
not necessarily controlling, the policies followed at
other well-run institutions would be relevant to a
determination of the need for a particular type of
restriction.” 416 U.S. at 414 n.14 (emphasis added).
The Eleventh Circuit expressly acknowledged that
principle. App.39 (“Although the ‘policies followed at
other well-run institutions [are] relevant to a
determination of the need for a particular type of
restriction,’ such policies are not ‘necessarily
controlling.’”).
Finally, Petitioner’s passing citation to Holt v.
Hobbs, 135 S. Ct. 853 (2015), Pet.20, does not help to
show a conflict with this Court’s precedents. The
Court there held that a grooming policy violated
RLUIPA insofar as it prevented a prisoner from
growing a 1/2-inch beard in accordance with his
religious beliefs. 135 S. Ct. at 861-67. As Petitioner’s
“cf.” citation (Pet.20) indicates, Holt did not address a
First Amendment challenge under Turner. Indeed,
the Court faulted the district court for “improperly
import[ing] a strand of reasoning from cases involving
prisoners’ First Amendment rights,” including
Turner, in assessing the RLUIPA claim before it. 135
S. Ct. at 862.
19
2. Petitioner next claims that, “contrary to this
Court’s precedents, the Eleventh Circuit granted
complete deference to Florida prison authorities” and
thus “made it impossible for Petitioner to succeed.”
Pet.20 (capitalizations omitted); see Pet.20-24. That is
wrong. The Eleventh Circuit expressly and
unambiguously affirmed its understanding that this
Court’s caselaw calls on courts “[t]o balance judicial
deference with ‘the need to protect constitutional
rights.’” App.19 (quoting Turner, 482 U.S. at 85).
Petitioner is free to disagree with the outcome of the
Eleventh Circuit’s careful and fact-intensive
balancing inquiry, see App.24-43; but Petitioner
should not ask this Court to review the decision below
on the erroneous premise that the Court of Appeals
either articulated the wrong legal standard or else did
not mean what it said.
Contrary to Petitioner’s argument, the ruling
below is consistent with this Court’s decisions in
Beard and Thornburgh.
The decision below does not conflict with Beard.
See Pet.20-21, 23. There, six members of this Court
rejected a First Amendment challenge to a
Pennsylvania policy forbidding certain dangerous
inmates any access to newspapers, magazines, and
photographs. 548 U.S. at 524-35 (plurality opinion of
Breyer, J.); id. at 536-42 (Thomas, J., concurring in
the judgment). Prison officials testified that the policy
would “provid[e] increased incentives for better prison
behavior” and “that the regulations do, in fact, serve
the function identified.” Id. at 530-31 (plurality
opinion). A plurality of four Justices deferred to that
conclusion because the connections “between
20
newspapers and magazines, the deprivation of
virtually the last privilege left to an inmate, and a
significant incentive to improve behavior, are logical
ones.” Id. at 531-32.
Two members of the Court concluded that the
prisoner’s First Amendment challenge failed because
the state had “sentenced respondent against the
backdrop
of
its
traditional
conception
of
imprisonment,” which did not afford prisoners
unfettered access to magazines, newspapers, and
photographs.” Id. at 540 (Thomas, J., concurring in
the judgment); see id. at 537-40. In their view, the
deferential standard employed by the plurality paid
too little deference to prison authorities. See id. at 536
(“Judicial scrutiny of prison regulations is an
endeavor fraught with peril.”); id. at 536-37, 540-42.
The Beard plurality’s passing reference to
“experience-based conclusion[s],” 548 U.S. at 533,
does not support Petitioner’s assertion that prison
officials’ judgments concerning the need for particular
security measures “must be ‘experience-based’” in the
sense that they must be supported by empirical data
comparing results with and without such measures.
Pet.21 (emphasis added); see id. at 16, 24. The solitary
sentence on which Petitioner so heavily relies simply
notes that, in Overton and Beard, “prison officials,
relying on their professional judgment, reached an
experience-based conclusion that the [challenged]
policies help to further legitimate prison objectives.”
548 U.S. at 533 (emphasis added). The four-Justice
plurality did not rule that, to uphold a challenged
prison regulation, a court must find that prison
administrators
reached
an
“experience-based
21
conclusion” supported by empirical data—not just
“professional
judgment”
rooted
in
practical
experience, see id.
Petitioner’s contrary interpretation cannot be
reconciled with the reasoning the plurality employed
in approving the challenged policy. The plurality
deferred to a prison official’s testimony that the policy
would “provid[e] increased incentives for better prison
behavior” and “that the regulations do, in fact, serve
the function identified,” because the official’s
conclusion was logical. 548 U.S. at 530-31. The Court
of Appeals, by contrast, had “placed too high an
evidentiary burden upon” prison officials, declining to
defer to the testifying official’s “professional judgment
that the Policy deprived ‘particularly difficult’
inmates of a last remaining privilege and that doing
so created a significant behavioral incentive.” Id. at
535.
Consistent with the plurality’s analysis in Beard,
FDOC’s expert in this case, relying on professional
judgment rooted in practical experience, testified that
the prohibited ads “‘create the . . . real possibility’ of
inmates doing an end run around prison rules.”
App.29. FDOC witnesses also testified to specific
reasons, discussed in detail above, why the ban
reduces the likelihood that inmates will circumvent
prison rules and why alternatives are less effective or
cost prohibitive. See, e.g., App.4, 8-9, 29, 31-35.
In short, Beard “confirms that [federal courts] owe
deference to the decisions of wardens and other prison
officials,” App.22; at a minimum, this Court’s decision
to uphold a policy denying certain prisoners any
22
access to newspapers does not compel the conclusion
that the court below was bound to reject a policy
granting all prisoners access to newspapers that do
not prominently display advertisements for discrete
services that prison officials concededly have the right
to prohibit. That is why, in the court below,
Petitioner’s amici “attempt[ed] to distinguish Beard”
from this case. App.23 n.10. Nevertheless, Petitioner
and its amici now urge that a case they previously
recognized as unhelpful to their cause—and even
sought to distinguish as “exceptional,” see id.—
conflicts with the decision below.
The ruling below likewise does not conflict with
this Court’s decision in Thornburgh. Applying
Turner’s four-factor test, Thornburgh upheld
regulations allowing federal prisons to reject any
outside publication found “detrimental to the security,
good order, or discipline of the institution or if it might
facilitate criminal activity.” Id. at 404 (citation and
quotation marks omitted). “Where the regulations at
issue concern the entry of materials into the prison,”
the Court explained, “a regulation which gives prison
authorities broad discretion is appropriate.” Id. at
416. In particular, “the broad discretion accorded
prison wardens” by the challenged regulations was
“rationally related to security interests” because
“publications can present a security threat,” and “a
more closely tailored standard could result in
admission of publications which, even if they did not
lead directly to violence, would exacerbate tensions
and lead indirectly to disorder.” Id. (citation and
quotation marks omitted). The federal government
was not required to provide publishers alternative
means of communicating the same message to the
23
same inmates. It was sufficient that “the regulations
at issue in the present case permit a broad range of
publications to be sent, received, and read.” Id. at 417.
The reasoning of Thornburgh supports the decision
below. FDOC’s “prominent or prevalent” standard is
no more “standardless,” see Pet. 22-23, than the
federal government’s rule allowing the warden to
reject any outside publication found “detrimental to
the security, good order, or discipline of the institution
or if it might facilitate criminal activity,” 490 U.S. at
404. Indeed, because this case involves a state penal
system, “federal courts have,” if anything, “additional
reason to accord deference to prison authorities.”
Turner, 482 U.S. at 85.
B.
The Eleventh Circuit’s Decision Does
Not Create A New Conflict Between
The Federal Courts Of Appeals.
Petitioner contends that the Eleventh Circuit’s
decision is more deferential to prison officials than the
decisions of other circuits, which, according to
Petitioner, require proof of a “correlation” “between [a
prison policy] and actual incidents of violence (or some
other actual threat to security).” App.26; see Pet.24.
To the contrary, the decisions cited in the Petition do
not require such proof as a matter of course and are
entirely consistent with the decision below, requiring
a higher threshold of evidence only where, unlike
here, the regulation either does not implicate prison
security or bears no logical or common-sense
connection to the asserted justification.
24
1. The Ninth Circuit. The decision below does
not conflict with Prison Legal News v. Cook, 238 F.3d
1145 (9th Cir. 2001). PLN happened to be the plaintiff
in Cook, just as it is here; but, as Petitioner
acknowledges, the Ninth Circuit in Cook and the
Eleventh Circuit in this case “assessed different
prison policies,” Pet.25. Cook struck down a blanket
policy “prohibiting the receipt of standard rate mail,
as applied to subscription non-profit organization
mail.” 238 F.3d at 1146. Thus, and as the Ninth
Circuit stressed, Cook did not involve a targeted
restriction on “speech whose content is objectionable
on security or other grounds”; instead, the case
addressed a sweeping ban on the delivery of wholly
“unobjectionable mail” that did not, in the Ninth
Circuit’s view, so much as “implicate penological
interests,” legitimate or otherwise. Id. at 1149. In
stark contrast, the issue here is whether the
challenged regulations permissibly allow FDOC “to
screen all incoming publications for content that
might enable them to break prison rules,” App.9; and
the Eleventh Circuit accordingly focused its analysis
on whether “[t]here is a rational connection between
[FDOC’s] impoundments of Prison Legal News based
on the magazine’s ad content and prison security and
public safety interests.” App.35.
The Ninth Circuit’s decisions “[i]n other contexts,”
Pet.25, likewise do not conflict with the decision
below. In California First Amendment Coalition v.
Woodford,
for
example,
the
court
found
unconstitutional a restriction on public access to
executions, ruling that officials “must at a minimum
supply some evidence that . . . potential problems are
real, not imagined.” 299 F.3d 868, 882 (9th Cir. 2002).
25
That decision is not in tension with the decision below,
because Woodford found the rule at issue “analogous
to
the
outgoing
correspondence
restriction
in [Procunier v.] Martinez,” in that “neither restriction
reasonably implicates security inside the prison.” Id.
at 882 (citing 416 U.S. 396 (1974)). The court therefore
applied a less deferential standard, requiring a
“‘closer fit’ between [the rule] and defendants’
legitimate penological interest.” Id. at 879.
2. The Third and Seventh Circuits. The
decision below does not conflict with Brown v.
Phillips, which addressed a challenge by certain
civilly committed detainees to the Rushville
Treatment
and
Detention
Center’s
policies
“restricting their access to movies, video games, and
video game consoles.” 801 F.3d 849, 851 (7th Cir.
2015). Assessing the summary-judgment record
before it, the court found that “[t]he record at this
point does not contain a basis for linking the ban on
media content to Rushville’s therapeutic or security
goals.” Id. at 854 (emphasis added). In that context,
the Seventh Circuit concluded, “a bare assertion that
Rushville’s ban on sexual material promotes
treatment [was] insufficient to justify summary
judgment” for defendants as to the claim challenging
the ban on movies and video games, id. at 854;
summary judgment as to that claim was “premature,”
the court explained, because “further proceedings
[were] needed to see what the defendants based their
opinions on.” Id. at 855.
Significantly, the Seventh Circuit affirmed the
grant of summary judgment for defendants as to the
ban on video game consoles. Id. Of particular
26
relevance here, that ban was approved based on
“record evidence” that does not appear to have
included any empirical “data” assessing the
effectiveness of that restriction, see id. at 852-53, 855;
instead, the court relied on assertions in sworn
affidavits explaining, based on the knowledge and
experience of the treatment facility’s employees, that
“consoles capable of accessing the internet allow
detainees to contact victims of their crimes” and
“permit inmates to download, manipulate, share, and
store illegal pornography.” Id. at 855 (emphasis in
original).
Those rulings are entirely consistent with the
decision below. For one thing, the Seventh Circuit in
Brown applied a “modified” version of the Turner
standard, because civil detainees “‘who have been
involuntarily committed are entitled to more
considerate treatment and conditions of confinement
than criminals whose conditions of confinement are
designed to punish.’” Id. at 853. The Eleventh Circuit
in this case applied the ordinary Turner standard,
App.18, and it did not rule out the possibility that a
less deferential standard might apply to civil
detainees raising First Amendment claims.
Assuming arguendo that the “modified” Turner
standard the Seventh Circuit purported to apply is the
same as the traditional Turner inquiry applicable to
prisons “designed to punish” criminals, but see 801
F.3d at 853, the Seventh Circuit did not hold that a
prison policy that seeks to limit the means by which
prisoners may break prison rules and commit crimes
must be supported by empirical data. Just the
opposite: The court approved the treatment center’s
27
ban on video game consoles based on evidence that
access to such consoles would enable or facilitate
conduct that the treatment center had the right to
prevent. That is just what the Eleventh Circuit did
here. See App.2 (explaining that “this case is about”
the validity of prison rules that seek to “reduce the
temptation for prisoners to commit more crimes and
to curtail their access to the means of committing
them”) (emphasis added).
Along the lines of the Seventh Circuit’s decision in
Brown, the Third Circuit has held that a bare
assertion of “rehabilitative interests” is insufficient to
justify a ban on the use of federal funds to distribute
certain sexually explicit material to the general
population of federal prisoners. Ramirez v. Pugh, 379
F.3d 122, 128 (3d Cir. 2004). As the Third Circuit
stressed, however, “[w]here the link between the
regulation at issue and the legitimate government
interest is sufficiently obvious, no evidence may be
necessary to evaluate the other Turner prongs,” id. at
130. In this case, the Eleventh Circuit relied on
abundant
record
evidence
supporting
the
reasonableness of the challenged prison restrictions,
see App.3-16, 55-73; and nothing additional in the way
of empirical data was required to justify prison
policies that reasonably seek to effectuate a prison’s
“sufficiently obvious” and legitimate interest in
“reduc[ing] the temptation for prisoners to commit
more crimes and to curtail their access to the means
of committing them,” App.2; see Ramirez, 379 F.3d at
128.
3. The Fifth Circuit. In Turner v. Cain, 647 F.
App’x 357 (5th Cir. 2016), the court held that an
28
inmate’s speech was not a “grievance” and therefore
was not per se unprotected by the First Amendment.
Id. at 363-64. The court expressly declined to decide
whether the alleged retaliation was permissible under
the four-factor test established by Turner v. Safley;
instead, it remanded the case and instructed the
district court to conduct that inquiry in the first
instance. Id. at 364. In a separate opinion, Judge
Weiner offered his view that the warden had not
“produced evidence of any legitimate penological
interest that would have permitted him to restrict”
the inmate’s speech. Id. at 367-68 (Weiner, J.,
concurring) (emphasis in original). Contrary to
Petitioner’s assertion, that view was not the “holding”
of the case. Pet.27; see 647 F. App’x at 364. And, even
if it was, that would not help Petitioner here. Judge
Weiner’s concurrence addresses only “the absence of
any justification” by the defendant, id. at 368; it does
not endorse or apply Petitioner’s proposed
“requirement that prison officials come forth with”
particular kinds of evidence to show a reasonable
relationship between a prison’s policy and its asserted
justification. See Pet.27; 647 F. App’x at 368.
II.
THE DECISION BELOW IS CORRECT.
“The burden . . . is not on the State to prove the
validity of prison regulations but on [the challenger]
to disprove it.” App.40 n.17 (quoting Overton, 539 U.S.
at 132). After “careful consideration of all the evidence
presented” at a four-day bench trial, the district court
made detailed findings of fact germane to Petitioner’s
First Amendment claim. App.55; see id. at 55-73.
Applying settled law to those facts, the Eleventh
29
Circuit correctly concluded that Petitioner failed to
carry its burden of proof. App.24-43.
Petitioner’s arguments to the contrary are not
persuasive. As to the first Turner factor, Petitioner
asserts that FDOC failed to show a valid, rational
connection with legitimate prison objectives. That is
wrong. “Everyone, even PLN’s expert, agree[d] that
the underlying services addressed in Rule 33501.401(3)(l) and (m),” such as three-way calling and
stamps-for-cash
services,
“unquestionably
compromise public safety and prison security.”
App.85. And, as the district court explained, “the
FDOC provided expert testimony” to establish that its
impoundments “will help curb prisoners’ use of the
[prohibited] services.” App.86 (citation and internal
quotation marks omitted). In addition, FDOC
presented testimony by “several administrators who,
‘relying on their professional judgment, reached an
experience-based conclusion’” that the challenged
impoundments further legitimate prison objectives.
App.86 (emphasis in original).
Petitioner argues that there is no valid, rational
connection between FDOC’s rule and its security
objectives because “FDOC’s various loopholes for
primary conduct” “undermine its policy.” Pet.28. This
argument fails because the district court credited the
trial testimony “explain[ing] each conflicting rule.”
App.90. Specifically, Petitioner identified “a
regulation permitting inmates to list cell phone
numbers on their preapproved contact list and
another allowing inmates up to 40 stamps at any
given time.” Id. While “[c]ell phones have three-way
calling and call-forwarding capabilities identical to, or
30
better than, the services adverti[s]ed on Prison Legal
News,” cell phones are also “ubiquitous in modern
society.” Id. at 90-91. The court therefore found that
“[p]rohibiting inmates from calling cell phones would
effectively preclude them from speaking with many of
their loved ones who no longer carry land lines. The
FDOC could theoretically impose such a draconian
rule, but it would surely lead to increased tension
within prisons.” Id. at 90. Likewise, “FDOC allows
inmates to have stamps and allows families to send
inmates stamps despite their contention that they are
a serious hazard in prisons.” Id. FDOC had previously
considered such “a rule that would have embargoed
stamps sent by family members,” but “[f]amilies and
friends of prisoners vehemently opposed the proposal,
expressing concern that the rule would increase the
likelihood that their imprisoned loved ones would
either be victimized or simply not purchase any
stamps at all.” Id. at 91. “Moreover, FDOC officials
testified that implementing the accounting measures
proposed by PLN to counteract the problems with
stamps would be too costly and require amending
state statutes.” Id.
Petitioner also argues that there is no rational
connection between FDOC’s policy and its security
objectives because FDOC “made no showing that it
experienced an uptick in security threats while
allowing Prison Legal News into its prisons, or a
downturn in such threats once it began censoring the
publication again.” Pet.28-29. The Eleventh Circuit
correctly concluded that “[r]equiring proof of such a
correlation” would conflict with this Court’s
precedents because it would insufficiently defer “to
the judgment of the prison authorities with respect to
31
security needs.” App.26. It “would seriously hamper
their ability to anticipate security problems and to
adopt innovative solutions to the intractable problems
of prison administration,” contrary to Turner, 482
U.S. at 89. Indeed, Turner, Thornburgh, and Beard all
upheld prison policies based on the testimony of
officials that the policies made sense. In none of those
decisions did the Court require empirical data
measuring the practical effectiveness of the
challenged security policies.
Moreover, “even if such evidence were required,”
the district court found that “FDOC administrators
provided examples, both in Florida and throughout
the country, of problems associated with specific
services that advertize, or have advertized, in Prison
Legal News.” App.87. For example, FDOC officials
learned of a company that had been sending prisoners
money for stamps, and how such companies could
distribute money for prisoners to people in the outside
world in exchange for stamps; this company had
previously advertized in Prison Legal News. Id. In
addition, as PLN’s ads for prohibited services became
more prominent, FDOC “officials noticed an increase
in the number of inmates sending stamps to cash-forstamps companies.” App.13.
The second question under Turner is whether
“‘other avenues’ remain available for the exercise of
the asserted right.” 482 U.S. at 90. If they do, “courts
should be particularly” deferential to prison officials.
Id. Petitioner argues that this factor weighs in its
favor because it would be “cost-prohibitive for PLN . . .
to produce a Florida-specific issue or to produce Prison
Legal News without the problematic advertisements.”
32
Pet.29. That argument is directly contrary to the
district court’s finding that, while “advertisements are
necessary,” “PLN has not proven that it is unable to
adopt advertising rubrics that would help bring its
magazine in line with prison regulations.” App.92-93.
Moreover, the district court found that FDOC’s “Rule
leaves open sufficient alternatives for PLN to express
their point of view to inmates,” as “[t]here are
countless other written materials that PLN may send
prisoners.” App.92 (internal citation omitted). That
determination was required by Thornburgh, 490 U.S.
at 401, in which the Court upheld similar regulations
allowing federal prisons to reject outside publications
because the regulations “permit[ted] a broad range of
publications to be sent, received, and read.” Id. at 418.
As Thornburgh makes clear, the State is not required
to provide publishers alternative means of
communicating precisely the same message to the
same prisoners. See id. at 417-18.
The third Turner factor provides that courts
“should be particularly deferential to the informed
discretion of corrections officials” when prison rules
have “ramifications on the liberty of others or on the
use of the prison’s limited resources for preserving
institutional order.” 482 U.S. at 90. The district court
found that “[t]he evidence demonstrate[d] that
accommodating the specific way in which PLN seeks
to exercise its right—through a publication containing
dangerous amounts of advertising content—would
‘significantly less[en] liberty and safety for everyone
else, guards and other prisoners alike.’” App.93
(quoting Thornburgh, 490 U.S. at 418). Moreover,
addressing those security problems would require the
FDOC “to allocate more time, money, and personnel
33
in an attempt to detect and prevent security problems
engendered by the ads in the magazines.” App.38.
Petitioner’s argument to the contrary is the same as
its argument regarding the first factor—that “there
was no evidence whatsoever that the FDOC had to
bear any of those additional burdens during the 55month interregnum between the FDOC’s censorship
of Prison Legal News.” Pet.30. That argument fails for
the reasons discussed above.
As for the fourth factor, “the absence of ready
alternatives is evidence of the reasonableness of a
prison regulation. By the same token, the existence of
obvious, easy alternatives may be evidence that the
regulation is not reasonable.” Turner, 482 U.S. at 90
(internal citation omitted). “This is not a ‘least
restrictive alternative’ test: prison officials do not
have to set up and then shoot down every conceivable
alternative method of accommodating the claimant’s
constitutional complaint.” Id. at 90-91 (citation
omitted).
Petitioner contends that this factor weighs in its
favor because other prisons in the United States have
not impounded Prison Legal News and because New
York instead “attach[es] a notice warning prisoners
that the services advertized are prohibited.” App.94.
As the district court explained, however, “the
alternatives suggested by PLN to eliminate the
security concerns either have equally unattractive
side effects or are costly to implement.” App.94. Even
assuming New York’s approach “is the sounder
policy,” “FDOC is not required to implement the least
restrictive regulation.” App.94. “Moreover, the FDOC
may be constrained in ways that New York’s
34
department of corrections is not.” Id. at 94-95.
“Comparing
different states’ department
of
corrections is difficult, and in this case the parties did
not submit sufficient evidence to do so.” App.95.
Because Petitioner had the burden on that issue, see
Overton, 539 U.S. at 132, the failure to present such
evidence tilted that factor in FDOC’s favor.
*
*
*
Because all four Turner factors weigh in favor of
FDOC, the Eleventh Circuit correctly rejected PLN’s
First Amendment claim.
III.
THE QUESTION PRESENTED IS NOT ONE OF
EXCEPTIONAL IMPORTANCE
Petitioner asks this Court to decide “whether the
Florida Department of Corrections’ blanket ban of
Prison Legal News violates Petitioner’s First
Amendment right to free speech and a free press.”
Pet.i. The premise of that question is incorrect: FDOC
has not adopted a “blanket ban.” Nor could it have:
Under applicable regulations, prison officials “must
separately review and decide whether each issue of a
publication violates” the admissible reading rule.
App.9-10.
Petitioner’s
publication
has
been
consistently impounded in recent years, but only
because its issues have consistently promoted ads for
prohibited services. “[S]ince 2010,” for example, “PLN
has run an offending advertisement on the back cover
of [each issue of] the magazine.” App.63 (emphasis
added).
35
Notwithstanding its inaccurate assertion of a
“complete ban,” Petitioner’s formulation of the
question presented is instructive: Petitioner does not
frame its disagreement with the Eleventh Circuit in
terms of any clearly articulated legal issue of general
applicability; instead, Petitioner asks this Court to
decide the case-specific question whether the
particular FDOC regulations at issue here comport
with the requirements of the First Amendment. See
Pet.i. In other words, Petitioner calls on the Nation’s
court of last resort to apply settled legal principles to
an “outlier” policy that, according to Petitioner, no
other prison system in the country has adopted. See
Pet.i, 32.
Four federal judges have already conducted that
fact-intensive inquiry; all four agree on the result.
Assuming arguendo that reasonable jurists might
come to a different conclusion, Petitioner offers no
good reason for this Court to conduct the same inquiry
anew. See Pet.32-34.
For example, and even assuming that the courts
below erred in rejecting Petitioner’s First Amendment
claim, speculation that the Eleventh Circuit’s decision
will serve as an “invitation and a roadmap for other
jurisdictions to curtail important First Amendment
freedoms,” Pet.32 (alterations omitted), merely
underscores Petitioner’s inability to point to any other
jurisdiction that has committed the alleged legal
errors of which Petitioner complains. Pet.32. The sole
example Petitioner proffers does not back up its
prediction that the decision below will be used to
justify otherwise indefensible arguments. Petitioner
cites only one brief filed in federal district court that
36
even refers to the decision below, and that brief cites
the Eleventh Circuit’s ruling for the unobjectionable
proposition that “‘the Supreme Court has not adopted
a damn-the-deference, full-speed-approach to First
Amendment rights within prison walls.’” Pet.33
(citation omitted).
Petitioner is wrong to claim that, absent this
Court’s intervention, “thousands of FDOC inmates
will not receive a publication designed to inform them
of their legal right[s] and of abuse within the FDOC
system,” Pet.33. In fact, “[o]nly about 70, or one
percent of [PLN’s] 7,000 subscribers [nationwide], are
Florida inmates.” App.11. It is no answer to forecast
that the decision below “paves the way for censorship”
affecting “many more thousands of individuals
currently detained within the confines of the Eleventh
Circuit.” Pet.33. Petitioner chose not to seek rehearing
en banc, which would have afforded the full court of
appeals the opportunity to decide whether there was
a compelling reason to revisit the state of the law
“within the confines of the Eleventh Circuit.”
In any event, Petitioner offers no basis for
prophesizing that the decision below will prompt other
prisons within the Eleventh Circuit to “replicate” an
“outlier” policy that, according to Petitioner, is not
rationally related to any legitimate penological
interests. See Pet.32-33. Petitioner’s casual
intimations of bad faith—i.e., its assertion that FDOC
and other correctional institutions entrusted with
responsibility for protecting prisoners and the public
must be “intent on keeping the important content in
Prison Legal News or other publications away from
inmates” and will jump at the chance to use
37
insubstantial security concerns as a pretext for
censorship, e.g., Pet.33—does not fill that gap. The
policies challenged in this case are neutral on their
face and reasonably calculated to curtail prisoners’
access to the means of committing crimes; the district
court expressly found that those policies do not have
the purpose or effect of suppressing disfavored
viewpoints; Petitioner has not asked this Court to rule
that those factual findings are clearly erroneous; and,
if and when record evidence supports a finding of
invidious discrimination or other comparable
malfeasance on the part of prison officials, nothing in
the Eleventh Circuit’s decision would bar a newspaper
or prisoner from proving such a claim and obtaining
appropriate judicial relief.
Finally, the Petition’s bare allegation of “harm [to]
the First Amendment rights of PLN and others to
reach this critical audience and inform them about
legal developments outside of prison walls and illegal
abuses within them,” Pet.33-34, is not a persuasive
reason for granting review. All four judges to have
considered the issue have concluded that the
challenged FDOC policy does not “harm[] the First
Amendment rights of PLN,” Pet.33-34. Those
carefully considered decisions should not be presumed
erroneous, and this Court should not have to resolve
the question presented in order to assess whether that
question is sufficiently important to “warrant[]
plenary review,” Pet.34.
38
CONCLUSION
The petition for a writ of certiorari should be
denied.
Respectfully submitted,
PAMELA JO BONDI
Attorney General of
Florida
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
The Capitol – PL-01
Tallahassee, FL
32399-1050
Phone: (850) 414-3688
amit.agarwal@
myfloridalegal.com
AMIT AGARWAL
Solicitor General
*Counsel of Record
EDWARD M. WENGER
Chief Deputy Solicitor
General
DANIEL W. BELL
Deputy Solicitor General
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.