Amicus Curiae Brief — James Hall, Petitioner v. John H. Merrill, Alabama Secretary of State
Supreme Court briefMay 29, 2019
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No. 18-1362
IIN
N THE
THE
Supreme Court
the Einiteb
United iptatez
States
fpuprente
Court of
of tie
_________
JAMES H
ALL,
JAMES
HALL,
v.v.
Petitioner,
JOHN
MERRILL,
SECRETARY
STATE,
JOHN H. M
ERRILL, ALABAMA
ALABAMA S
ECRETARY OF S
TATE,
Respondent.
_________
On Petition for a Writ of Certiorari to the United
States Court of Appeals for the Eleventh Circuit
_________
BRIEF OF AMICUS CURIAE THE
COALITION FOR FREE AND OPEN
ELECTIONS IN SUPPORT OF PETITIONER
_________
C
OLLEEN E. R
OH SINZDAK
SINZDAK
R011
COLLEEN
Counsel of Record
E
RIN R. C
HAPMAN
CHAPMAN
ERIN
LOVELLS
H
OGAN L
OVELLS US LLP
HOGAN
555 Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5600
colleen.sinzdak@hoganlovells.com
Counsel for Amicus Curiae
1i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES........................................ii
STATEMENT OF INTEREST .................................... 1
INTRODUCTION AND SUMMARY OF
ARGUMENT ....................................................... 2
ARGUMENT ............................................................... 4
I.
II.
CERTIORARI IS NECESSARY
BECAUSE SPECIAL ELECTIONS
HAPPEN WITH GREAT
FREQUENCY ................................................... 4
A.
Special Elections Have Been A
Frequent Occurrence Since The
Founding ................................................... 5
B.
Alabama Itself Often Holds Special
Elections.................................................... 9
C.
Leaving The Eleventh Circuit’s
Circuit's
Decision In Place Will Hobble
Courts’ Ability To Review The
Courts'
Constitutionality Of Special
Elections..................................................
12
Elections
RESOLVING THE SPLIT IS
CRITICALLY IMPORTANT
BECAUSE SPECIAL ELECTIONS
ENRICH OUR DEMOCRACY BY
BRINGING IN NEW CANDIDATES ............ 14
A.
Special Elections Offer A Rare
Opportunity To Bring New
Viewpoints Into Office ............................ 14
B.
Congress..... 19
Special Elections Diversify Congress
CONCLUSION .......................................................... 26
11
ii
TABLE OF AUTHORITIES
Page(s)
CASES:
CASES:
Anderson v. Celebrezze,
460 U.S. 780 (1983).................................. 16, 17, 19
Georgia State Conference NAACP v.
Georgia,
No. 1:17-cv-1397-TCB, 2017 WL
9435558 (N.D. Ga. May 4, 2017) ......................... 12
Illinois State Bd. of Elections v. Socialist
Workers Party,
440 U.S. 173 (1979)........................................ 16, 19
Rodriguez v. Popular Democratic Party,
457 U.S. 1 (1982).................................................... 4
S. Pac. Terminal Co. v. Interstate
Commerce Comm’n,
Comm'n,
219 U.S. 498 (1911)................................................ 2
Sweezy v. New Hampshire ex rel. Wyman,
354 U.S. 234 (1957).............................................. 16
Thompson v. Alabama,
293 F. Supp. 3d 1313 (M.D. Ala. 2017) ............... 13
Thompson v. Alabama,
No. 2:16-CV-783-WKW, 2017 WL
3223915 (M.D. Ala. July 28, 2017) ...................... 12
United States v. Georgia,
952 F. Supp. 2d 1318 (N.D. Ga. 2013),
judgment vacated and appeal dismissed
as moot, 778 F.3d 1202 (11th Cir. 2015) ....... 12, 13
Weinstein v. Bradford,
423 U.S. 147 (1975)................................................ 2
111
iii
TABLE OF AUTHORITIES—Continued
Page(s)
Wesberry v. Sanders,
1 (1964).................................................. 13
376 U.S. 1
Williams v. Rhodes,
393 U.S. 23 (1968)................................................ 17
CONSTITUTIONAL PROVISIONS:
PROVISIONS:
CONSTITUTIONAL
U.S. Const. art. I, § 2, cl. 4 ................................... 4, 5
U.S. Const. amend. XVII ...................................... 4, 6
STATUTES:
STATUTES:
1
Ala. Code § 17-9-3(a)(3) ............................................ 1
Ala. Code § 17-9-3(b)............................................. 1, 2
Ala. Code § 17-15-1(1)............................................. 11
LEGISLATIVE
LEGISLATIVE MATERIAL:
MATERIAL:
H.R. Doc. No. 108-222 (2005) ............................. 8, 10
OTHER AUTHORITIES:
AUTHORITIES:
OTHER
Alabama state legislative special elections,
2014, Ballotpedia,
https://ballotpedia.org/
Alabama_state_legislative_
special_elections,_2014 (last visited May
29, 2019) ............................................................... 12
Alabama state legislative special elections,
2016, Ballotpedia,
https://ballotpedia.org/
Alabama_state_legislative_
special_elections,_2016 (last visited May
29, 2019) ............................................................... 12
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Alabama state legislative special elections,
2017, Ballotpedia,
https://ballotpedia.org/Alabama_state_le
gislative_special_elections,_2017 (last
visited May 29, 2019) .......................................... 12
Alabama state legislative special elections,
2018, Ballotpedia,
https://ballotpedia.org/Alabama_state_le
gislative_special_elections,_2018 (last
visited May 29, 2019) ..................................... 11, 12
Eric M. Baer, Recurrence Interval, Sci.
Educ. Res. Ctr. Carleton Coll.,
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https://serc.carleton.edulquantskills/met
hods/quantlit/RInt.html (last visited
May 29, 2019)................................................. 10, 11
Laura Bassett, Karen Handel, Susan G.
Komen’s Anti-Abortion VP, Drove
Komen's
Decision To Defund Planned
Parenthood, Huffington Post (updated
Feb. 6, 2012),
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Kristen Bialik, For the fifth time in a row,
the new Congress is the most racially
and ethnically diverse ever, Pew
Research Ctr. (Feb. 8, 2019),
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2019/02/08/for-the-fifth-time-in-a-rowthe-new-congress-is-the-most-raciallyand-ethnically-diverse-ever/ ................................ 20
v
V
TABLE OF AUTHORITIES—Continued
Page(s)
Matthew Bloch et al., Alabama Election
Results: Doug Jones Defeats Roy Moore
in U.S. Senate Race, N.Y. Times (Dec.
12, 2017, 11:59 PM),
https://www.nytimes.com/elections/
results/alabama-senate-special-election11
roy-moore-doug-jones ....................................... 8, 11
Ida A. Brudnick & Jennifer E. Manning,
Cong. Research Serv., RL30378, African
American Members of the United States
Congress: 1870-2018 (updated Dec. 28,
2018), available at
https://www.senate.gov/CRSpubs/617f17
bb-61e9-40bb-b301-50f48fd239fc.pdf .................. 24
Congress Profiles: 66th Congress (19191921), U
U.S.
.S. House of Representatives,
https://history.house.gov/CongressionalOverview/Profiles/66th/ (last visited May
29, 2019) ................................................................. 6
Michael Cooper, G.O.P. Senate Victory
Stuns Democrats, N.Y. Times (Jan. 19,
2010), https://www.nytimes.com/
2010/01/20/us/politics/20election.html .................. 7
Nick Corasaniti & Shane Goldmacher,
Cory Booker Announces Presidential Bid,
Joining Most Diverse Field Ever, N.Y.
Times (Feb. 1, 2019),
https://www.nytimes.com/2019/02/01/us/
politics/cory-booker-2020.html ............................ 24
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Gary W. Cox & Michael C. Munger,
Closeness, Expenditures, and Turnout in
the 1982 U.S. House Elections, 83 Am.
Pol. Sci. Rev. 217 (1989) ...................................... 18
Lawrence A. Cremin, Horace Mann,
Encyclopedia Britannica,
https://www.britannica.com/biography/H
orace-Mann (last updated Apr. 30, 2019) ........... 15
Dianne Feinstein: Biography, U.S. Senate,
https://www.feinstein.senate.gov/public/i
https://www.feinstein.senate.gov/publicli
ndex.cfm/biography (last visited May 29,
2019) ..................................................................... 23
Michael J. Dubin, United States
Congressional Elections, 1788-1997
(1998)............................................................ passim
David Dykes, Tim Scott wins historic
Senate election, Greenville News
(updated Nov. 4, 2014, 7:38 PM),
https://www.greenvilleonline.com/story/
news/politics/2014/11/04/tim-scott-winshistoric-senate-election/18490375/ ........................ 7
Editorial, Kirsten Gillibrand for New
York, N.Y. Times (Oct. 20, 2012),
https://www.nytimes.com/2012/10/21/
opinion/sunday/kirsten-gillibrand-for-ussenate-from-new-york.html ............................. 7, 23
Electing Senators: A Historical
Perspective, U.S. Senate,
https://www.senate.gov/general/Features
https://www.senate.gov/generalifeatures
/ElectingSenators_AHistoricalPerspectiv
e.htm (last visited May 29, 2019).................... 6, 10
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Election Results 2008: Mississippi, N.Y.
Times (Dec. 9, 2008),
https://www.nytimes.com/elections/2008/
https://www.nytimes.comielections/2008/
results/states/mississippi.html .............................. 7
Election Results 2008: Wyoming, N.Y.
Times (Dec. 9, 2008),
https://www.nytimes.com/elections/2008/
results/states/wyoming.html ................................. 7
Matt Friedman, Booker defeats Lonegan in
special U.S. Senate election, NJ.com
(Oct. 17, 2013),
https://www.nj.com/politics/2013/10/cory
_booker_beats_steve_lonegan_in_us_sen
ate_election.html .................................................... 7
Ronald Keith Gaddie & Charles S.
Bullock, III, Elections to Open Seats in
the U.S. House: Where the Action Is
(2000).............................................................. 14, 21
A.W. Geiger et al., The changing face of
Congress in 6 charts, Pew Research Ctr.
(Feb. 15, 2019),
https://www.pewresearch.org/fact-tank/
2019/02/15/the-changing-face-ofcongress/ ......................................................... 19, 20
Shane Goldmacher, Kirsten Gillibrand
Officially Enters 2020 Democratic Race,
N.Y. Times (Mar. 17, 2019),
https://www.nytimes.com/2019/03/17/us/
politics/gillibrand-2020-announce.html .............. 23
viii
TABLE OF AUTHORITIES—Continued
Page(s)
Chris Graff, Bernie Sanders: Still a
Maverick, Politico (Feb. 7, 2007, 8:46
PM), https://www.politico.com/story/
2007/02/bernie-sanders-still-a-maverick002690 .................................................................. 16
John D. Griffin, Electoral Competition and
Democratic Responsiveness: A Defense of
the Marginality Hypothesis, 68 J. Pol.
911 (2006) ............................................................. 18
H. Gibbs Knotts & Jordan M. Ragusa, The
Nationalization of Special Elections for
the U.S. House of Representatives, 26 J.
Elections, Pub. Opinion & Parties 22
(2016)...................................................................... 5
Katie McNally, The Third-Party Impact
on American Politics, UVAToday (Aug.
3, 2016),
https://news.virginia.edu/content/thirdparty-impact-american-politics ..................... 18, 19
Democrats’
Lindsey McPherson, House Democrats'
New Elected Leadership Team Is More
Progressive and Diverse, Roll Call (Dec.
4, 2018, 5:05 AM),
https://www.rollcall.com/news/politics/ne
w-democratic-elected-leadership-team-ismore-progressive-and-diverse ............................. 24
ix
TABLE OF AUTHORITIES—Continued
Page(s)
Dan Merica, Democrats aren't
aren’t expecting
an Arizona miracle, but their eyes are on
November, CNN (updated Apr. 18, 2018,
2:42 PM),
https://edition.cnn.com/2018/04/18/politic
s/democrats-arizona-special-electionnovember/index.html ........................................... 25
Missouri History: United States Senators,
Mo. Sec’y
Sec'y State,
https://www.sos.mo.gov/archives/history/
historicallistings/ussenators (last visited
May 29, 2019)..................................................... 6, 7
Nancy Pelosi: Full Biography, U.S. House
of Representatives,
https://pelosi.house.gov/biography-0 (last
visited May 29, 2019) ........................................... 23
The NewsHour, Interview with Delaware
Senator-Elect Chris Coons, Real Clear
Politics (Nov. 11, 2010),
https://www.realclearpolitics.com/2010/1
1/11/interview_with_delaware_senatorelect_chris_coons_245692.html ............................. 7
David L. Nixon & R. Darcy, Special
Women’s
Elections and the Growth of Women's
Representation in the U.S. House of
Representatives, 16 Women & Pol. 99
(1996) ........................................................ 19, 22, 23
x
TABLE OF AUTHORITIES—Continued
Page(s)
Simone Pathé,
Pathe, Tina Smith Wins
Minnesota Special Election for Franken
Seat, Roll Call (Nov. 6, 2018, 11:19 PM),
https://www.rollcall.com/news/politics/
https://www.rollcall.cominews/politics/
tina-smith-wins-minnesota-specialelection-franken-seat ............................................. 8
Reelection Rates Over the Years, Ctr. for
Responsive Politics,
https://www.opensecrets.org/overview/re
elect.php (last visited May 29, 2019)................... 14
Ron Paul, Encyclopedia Britannica,
https://www.britannica.com/biography/R
on-Paul (last visited May 29, 2019)..................... 15
Steven J. Rosenstone et al., Third Parties
in America (1984) ................................................. 16
Lydia Saad, Perceived Need for Third
Major Party Remains High in U.S.,
Gallup (Sept. 27, 2017),
https://news.gallup.com/poll/219953/
perceived-need-third-major-partyremains-high.aspx................................................ 17
Kevin Sack, Former Governor to Replace
Georgia Senator, N.Y. Times (July 25,
2000),
https://www.nytimes.com/2000/07/25/us/f
ormer-governor-to-replace-georgiasenator.html ........................................................... 6
Susan Saulny, Republican Kirk Wins
Obama’s Old Senate Seat, N.Y. Times
Obama's
(Nov. 3, 2010), https://www.nytimes.com/
2010/11/03/us/politics/03illinois.html.................... 7
xi
TABLE OF AUTHORITIES—Continued
Page(s)
Katharine Q. Seelye, Democrat Wins
Kerry’s Senate Seat,
Special Election for Kerry's
N.Y. Times (June 25, 2013),
https://www.nytimes.com/2013/06/26/us/
massachusetts-special-senateelection.html........................................................... 7
Bradley A. Smith, Judicial Protection
Ballot-Access
of Ballot
Access Rights: Third Parties
Need Not Apply, 28 Harv. J. Legis.
167 (1991) ........................................... 16, 17, 18, 19
David Smith, Most Americans do not feel
represented by Democrats or Republicans
–— survey, The Guardian (Oct. 25, 2016,
5:49 PM), https://www.theguardian.com/
us-news/2016/oct/25/american-politicalparties-democrats-republicansrepresentation-survey .......................................... 17
State legislative special elections, 2015,
Ballotpedia, https://ballotpedia.org/
State_legislative_special_elections,_2015
(last visited May 29, 2019) .................................. 12
State legislative special elections, 2017,
Ballotpedia,
https://ballotpedia.org/State_legislative_
special_elections,_2017 (last visited May
29, 2019) ................................................................. 9
State legislative special elections, 2018,
Ballotpedia,
https://ballotpedia.org/State_legislative_
special_elections,_2018#Historical_data
(last visited May 29, 2019) .................................... 9
xii
TABLE OF AUTHORITIES—Continued
Page(s)
Katherine Tully-McManus, Women
Elected at Historic Levels, But No
Surprise Here: White Men Dominate
116th Congress, Roll Call (Nov. 7, 2018,
10:43 AM),
https://www.rollcall.com/news/politics/
congress-women-historic-levels ........................... 20
United States Senate special election in
Hawaii, 2014, Ballotpedia,
https://ballotpedia.org/
United_States_Senate_special_election_i
n_Hawaii,_2014 (last visited May 29,
2019) ....................................................................... 7
United States Senate special election in
Mississippi, 2018, Ballotpedia,
https://ballotpedia.org/
United_States_Senate_special_election_
in_Mississippi,_2018 (last visited May
29, 2019) ................................................................. 8
United States Senate special election in
Oklahoma, 2014, Ballotpedia,
https://ballotpedia.org/
United_States_Senate_special_election_i
n_Oklahoma,_2014 (last visited May 29,
2019) ................................................................... 7, 8
Vacancies and Successors, 105th Congress
U.S.
(1997-1999), U
.S. House of
Representatives,
https://history.house.gov/Institution/
Vacancies-Successors/105/ (last visited
May 29, 2019) ................................................. 15, 16
xiii
TABLE OF AUTHORITIES—Continued
Page(s)
Vacancies and Successors, 113th Congress
U.S.
(2013-2015), U
.S. House of
Representatives,
https://history.house.gov/Institution/Vac
ancies-Successors/113/ (last visited May
29, 2019) ............................................................... 10
Vacancies and Successors, 115th Congress
U.S.
(2017-2019), U
.S. House of
Representatives,
https://history.house.gov/Institution/Vac
ancies-Successors/115/ (last visited May
29, 2019) ................................................................. 9
Vacancies and Successors, 1997 to Present,
U.S. House of Representatives,
https://history.house.gov/Institution/Vac
ancies-Successors/Vacancies-Successors/
(last visited May 29, 2019) .................................... 5
West Virginia special election reporting:
Comm’n
Senate vacancy, Fed. Election Comm'n
(Aug. 2, 2010), https://www.fec.gov/
updates/west-virginia-special-electionreporting-senate-vacancy/ ..................................... 7
Women in Congress, U.S. House of
Representatives,
https://history.house.gov/Exhibition-andPublications/WIC/Women-in-Congress/
(last visited May 29, 2019) .................................. 22
xiv
TABLE OF AUTHORITIES—Continued
Page(s)
Women Representatives and Senators by
Congress, 1917-Present, U.S. House of
Representatives,
https://history.house.gov/Exhibitionsand-Publications/WIC/HistoricalData/Women-Representatives-andSenators-by-Congress/ (last visited
May 29, 2019)..................................... 20, 21, 22, 24
Austin Wright, How Barbara Lee Became
an Army of One, Politico Mag. (July 30,
2017), https://www.politico.com/
magazine/story/2017/07/30/how-barbaralee-became-an-army-of-one-215434..................... 16
STATEMENT OF INTEREST
The Coalition for Free and Open Elections
(COFOE) is a nonprofit advocacy organization dedicated to the idea that full and fair access to the
democracy.1 COFOE
COFOE is
electoral process is central to democracy.1
a group of independents and representatives from
alternative parties. Since the 1980s, the group has
supported efforts to remove barriers to ballot access
that prevent non-major-party candidates and wouldbe voters from fully participating in the political
process.
The third-party candidates and voters that make
up COFOE's
COFOE’s constituency have an interest in the
question presented, because ballot-access laws
uniquely affect their ability to participate in elections. The Alabama law at issue here illustrates
why: The law gives political parties that received 20
percent of the vote cast in the last general election an
automatic place on the ballot, but candidates who
want to run under the banner of another party or as
an independent are first forced to gather signatures.
See Pet. App. 1a-2a;
la-2a; Ala. Code § 17-9-3(a)(3), (b). In
Petitioner’s
Petitioner's case, he was required to collect 5,938
signatures in 106 days, while the Democratic and
Republican candidates had to collect none. See Pet.
1
1 No party or counsel for a party authored this brief in whole or
in part. No party, counsel for a party, or person other than
amicus curiae, their members, or counsel made any monetary
contribution intended to fund the preparation or submission of
curiae’s intent to
this brief. All parties were notified of amicus curiae's
submit this brief at least 10 days before it was due, and all
parties have consented to the filing of this brief.
(1)
2
App. 25a (Pryor, J., dissenting); Ala. Code § 17-93(b). Answering the question presented will determine whether challenges to restrictive ballot-access
laws like Alabama's
Alabama’s will be over before they even
begin. COFOE has an interest in seeing that these
constitutional challenges are decided on the merits.
INTRODUCTION AND SUMMARY OF
ARGUMENT
Special elections start suddenly and end quickly,
leaving little time for a candidate to challenge the
rules of the race before it ends. Candidates who
question the constitutionality of state laws governing
special elections face a dilemma: Sue before a special
election is declared when there is plenty of time to
litigate and risk the case being deemed unripe, or
sue once the election is called and risk that the
lawsuit will outlast the election, rendering the case
moot? Traditionally, the "capable
“capable of repetition, yet
review” exception to mootness has offered a
evading review"
way out of this bind. S. Pac. Terminal Co. v. Interstate Commerce Comm’n,
Comm'n, 219 U.S. 498, 515 (1911).
Under that exception, a plaintiff can escape mootness if she can show (1) that the event or action that
precipitated the suit will repeat, and (2) that when it
does repeat there is a significant risk that timely
judicial remedies will not be available. See, e.g.,
Weinstein v. Bradford, 423 U.S. 147, 149 (1975) (per
curiam).
The question presented in this case concerns
whether plaintiffs challenging ballot-access restrictions must also satisfy an additional requirement—the so-called "same
“same complaining party”
party" re“be
quirement—by showing that they will personally "be
subjected to the same action again.”
again." Id. As the
3
petition explains, the courts of appeals have answered that question in markedly different ways.
See Pet. 11-19. Those approaches range from dispensing entirely with a same-plaintiff requirement to
demanding significant evidence in order to satisfy it,
as the Eleventh Circuit did below. See id.
Resolving this split and soundly rejecting the Eleventh Circuit’s
Circuit's approach is critically important.
Special elections, like the one at issue here, occur
with great frequency: Nationwide, a congressional
special election is held roughly once every 68 days,
and Respondent's
Respondent’s state, Alabama, holds one roughly
every five years. During the most recent session of
Congress, special elections were held to fill vacancies
in 17 seats. And last year alone states held 99
special elections to fill vacancies in their state legislatures.
Under the Eleventh Circuit’s
Circuit's approach, it will be
exceedingly difficult to challenge the constitutionality of the state laws that govern these elections. It is
unlikely that a challenge to a particular election
could be fully litigated before the election occurs, and
Circuit’s stringent standard means that
the Eleventh Circuit's
candidates will no longer be able to take advantage
of the mootness exception that was custom made for
cases like these where the underlying dispute is not
just capable of, but highly susceptible to, repetition.
In other words, the Eleventh Circuit’s
Circuit's standard will
essentially exempt state special election laws from
judicial review, raising the very real threat that
members of Congress will be routinely elected
through procedures that violate the Constitution
itself. That threat is particularly grave because
special elections play an important part in strength-
4
ening our democracy by bringing new candidates—
and hence new perspectives, new ideas, and new
Court’s intervention
constituencies—into office. The Court's
is urgently needed.
ARGUMENT
I. CERTIORARI IS NECESSARY BECAUSE
SPECIAL ELECTIONS HAPPEN WITH
GREAT FREQUENCY.
In the decision below, the Eleventh Circuit held
that Petitioner’s
Petitioner's case was moot. Pet. App. 3a. The
“no reasoncourt of appeals reasoned that there was "no
able expectation that Hall, the same complaining
party, will again be subject to the Alabama 3%
requirement as an independent candidate or voter in
a special election for a U.S. House seat.”
seat." Id. at 7a.
Because of that holding, the Court blocked review of
Alabama’s 3%
the important question of whether Alabama's
signature requirement violated Hall’s
Hall's First and
Fourteenth Amendment rights when it was applied
during a special election—a question that the district
court answered in the affirmative. Id. at 2a-3a, 46a.
And, unless this Court grants certiorari, the decision
will likely prevent any meaningful review of special
election laws in the Eleventh Circuit and the Second
Circuit, which has a similarly strict standard. See
Pet. at 14-15.
That will have a major effect on our democracy:
Special elections are used to fill the vacancies that
occur when members die or resign before the end of
their term. See Rodriguez v. Popular Democratic
Party, 457 U.S. 1, 5-6 & n.4 (1982) (listing methods
of filling seats); U.S. Const. art. I, § 2, cl. 4; id.
amend. XVII. Although exactly when and where a
5
vacancy will occur is uncertain, the fact that vacancies will regularly occur is not. Consequently, across
the country special elections play an important and
recurring role in the way voters choose their representatives.
A. Special Elections Have Been A Frequent
Occurrence Since The Founding.
Special elections date back to the Founding. The
“[w]hen vacanconstitution calls for special elections "[w]hen
cies happen"
happen” in the House. U.S. Const. art. I, § 2, cl.
4. There were two special elections for the House in
the first congressional session. See Michael J. Dubin, United States Congressional Elections, 17881997, at xvii (1998). Since then, every session of
Congress has had at least three special elections for
the House of Representatives; and there have been
as many as twenty-seven during a single session.2
session.2
Since 1788 there have been 1,491 special elections
held to fill vacant House seats, a rate of between six
and seven special elections a year.3
year.3
2
2 See Dubin, supra, at xvii; Vacancies and Successors, 1997 to
House
Representatives,
Present,
U.S.
of
https://history.house.gov/Institution/VacanciesSuccessors/Vacancies-Successors/ (last visited May 29, 2019).
3
3 There were 1,392 special elections for House Seats from 1778-
1996. See Dubin, supra, at xvii (sum total of special elections
between 1st and 104th Congresses). From 1997 to the end of
2018 there were 99 special elections for House seats. See
Vacancies and Successors, 1997 to Present, supra note 2 (sum
total between 105th and 115th Congresses); accord H. Gibbs
Knotts & Jordan M. Ragusa, The Nationalization of Special
Elections for the U.S. House of Representatives, 26 J. Elections,
Pub. Opinion & Parties 22, 22 (2016) (Between 1900 and 2008
6
Nor are special elections limited to the House.
With the passage of the Seventeenth Amendment in
1913 and the beginning of the direct election of
senators, states started to regularly fill Senate
vacancies through special elections as well. See U.S.
Const. amend. XVII.4
XVII.4 As
As many as nine special Senate elections have been held during a single session.5
session.5
In the one hundred years since the Seventeenth
Amendment was fully implemented, there have been
159 special elections to the U.S. Senate, averaging
year.6
between one and two each years
there was an average of 12.3 special House elections each
Congressional session.).
4
See
4 See
also Electing Senators: A Historical Perspective, U.S.
Senate,
https://www.senate.gov/general/Features/ElectingSenators_AHi
storicalPerspective.htm (last visited May 29, 2019).
5
5 See Dubin, supra, at xviii; see infra note 6 (listing Senate
special elections since 1997).
6
6 Since
“have been chosen by direct
1914, all Senate seats "have
popular election.”
election." Electing Senators: A Historical Perspective,
supra note 4. Senate terms are 6 years, so all Senate seats
were not filled by direct popular election until after the election
of 1918 and the beginning of the 66th Congress. See id.;
Congress Profiles: 66th Congress (1919-1921), U.S. House of
Representatives,
https://history.house.gov/CongressionalOverview/Profiles/66th/ (last visited May 29, 2019). There were
142 special elections for Senate seats from 1919 through the
end of 1996. See Dubin, supra, at xviii (sum total from 66th
session through 104th session). Between 1997 and the end of
2018 there were 17. See Kevin Sack, Former Governor to
Replace Georgia Senator, N.Y. Times (July 25, 2000),
https://www.nytimes.com/2000/07/25/us/former-governor-toreplace-georgia-senator.html (Georgia 2000); Missouri History:
United States Senators at n.25, Mo. Sec'y
Sec’y State,
https://www.sos.mo.gov/archives/history/historicallistings/ussen
7
ators (last visited May 29, 2019) (Missouri 2002); Election
Results 2008: Wyoming, N.Y. Times (Dec. 9, 2008),
https://www.nytimes.com/elections/2008/results/states/
wyoming.html (Wyoming 2008); Election Results 2008: Mississippi, N.Y. Times (Dec. 9, 2008), https://www.nytimes.com/
elections/2008/results/states/mississippi.html
(Mississippi
2008); Michael Cooper, G.O.P. Senate Victory Stuns Democrats,
N.Y. Times (Jan. 19, 2010), https://www.nytimes.com/
2010/01/20/us/politics/20election.html (Massachusetts 2010);
Obama’s Old Senate Seat,
Susan Saulny, Republican Kirk Wins Obama's
N.Y. Times (Nov. 3, 2010), https://www.nytimes.com/
2010/11/03/us/politics/03illinois.html (Illinois 2010);
The
NewsHour, Interview with Delaware Senator-Elect Chris Coons,
Politics
11,
Real
Clear
(Nov.
2010),
https://www.realclearpolitics.com/2010/11/11/interview_with_de
laware_senator-elect_chris_coons_245692.html
(Delaware
2010); Editorial, Kirsten Gillibrand for New York, N.Y. Times
(Oct. 20, 2012), https://www.nytimes.com/2012/10/21/opinion/
sunday/kirsten-gillibrand-for-us-senate-from-new-york.html
(New York 2010); West Virginia special election reporting:
Comm’n (Aug. 2, 2010),
Senate vacancy, Fed. Election Comm'n
https://www.fec.gov/updates/west-virginia-special-electionreporting-senate-vacancy/ (West Virginia 2010); Katharine Q.
Kerry’s Senate Seat,
Seelye, Democrat Wins Special Election for Kerry's
N.Y. Times (June 25, 2013), https://www.nytimes.com/
2013/06/26/us/massachusetts-special-senate-election.html
(Massachusetts 2013); Matt Friedman, Booker defeats Lonegan
in special U.S. Senate election, NJ.com (Oct. 17, 2013),
https://www.nj.com/politics/2013/10/cory_booker_beats_steve_lo
https://www.nj
.com/politics/2013/10/cory_booker_beats_steve_lo
negan_in_us_senate_election.html (New Jersey 2013); David
Dykes, Tim Scott wins historic Senate election, Greenville News
2014,
Nov.
4,
7:38
PM),
(updated
https://www.greenvilleonline.com/story/news/politics/
2014/11/04/tim-scott-wins-historic-senate-election/18490375/
(South Carolina 2014); United States Senate special election in
Ballotpedia,
2014,
https://ballotpedia.org/
Hawaii,
United_States_Senate_special_election_in_Hawaii,_2014 (last
(Hawai‘i 2014); United States Senate
visited May 29, 2019) (Hawai`i
special
election
in
Oklahoma,
2014,
Ballotpedia,
https://ballotpedia.org/
8
All told, there have been 1,667 special elections
seats.7 Since
held to fill vacant House or Senate seats.'
1959, when Congress reached its modern size of 535
members, there have been 318 congressional special
elections.8 That
That amounts to roughly 10 to 11 special
elections.8
elections during each congressional session, for an
average of one special election every 68 days.9
days.9 DurDur-
United_States_Senate_special_election_in_Oklahoma,_2014
(last visited May 29, 2019) (Oklahoma 2014); Matthew Bloch et
al., Alabama Election Results: Doug Jones Defeats Roy Moore in
U.S. Senate Race, N.Y. Times (Dec. 12, 2017, 11:59 PM),
https://www.nytimes.com/elections/results/alabama-senatehttps
://www.nytimes.com/elections/results/alabama-senatespecial-election-roy-moore-doug-jones (Alabama 2017); Simone
Pathé,
Pathe, Tina Smith Wins Minnesota Special Election for Franken Seat, Roll Call (Nov. 6, 2018, 11:19 PM),
https://www.rollcall.com/news/politics/tina-smith-winsminnesota-special-election-franken-seat
(Minnesota
2018);
United States Senate special election in Mississippi, 2018,
Ballotpedia,
https://ballotpedia.org/United_States_Senate_
special_election_in_Mississippi,_2018 (last visited May 29,
2019) (Mississippi 2018).
7
This total includes the 17 Senate special elections held
7 This
between the 59th and the 65th sessions of Congress before the
Seventeenth Amendment was fully implemented. See Dubin,
supra, at xviii; see also supra note 6.
8
Hawai‘i
8 Hawai`i
was admitted as a state in 1959 and sent its first
congressional delegation to the 86th Congress. See H.R. Doc.
No. 108-222, at 417 & n.9 (2005). That increased the number of
senators to its modern number, 100. See id. There were 170
House and 32 Senate special elections between the 86th and the
104th sessions of Congress. See Dubin, supra, xvii-xviii (sum
total). There were 99 House and 17 Senate special elections
between the 105th and 115th sessions of Congress. See supra
notes 3, 6.
9
9 318 special elections between 1959 and 2018 amounts to 5.39
special elections every 365 days. 365 divided by 5.39 is 67.72,
9
ing the most recent full session of Congress, special
elections were held even more regularly—an average
of once every 43 days—to fill a staggering 17 vacancies.10
cies.1°
Special elections are not limited to Congress. In
2018, 99 special elections were held to fill vacant
seats in state legislatures nationwide; the year
98.11 That
That means a special election
before there were 98.11
for a state legislative seat is held roughly once every
days.12
four days.12
B. Alabama Itself Often Holds Special Elections.
To see the frequency of special elections, look no
further than Alabama. Since Alabama first sent a
meaning that a congressional special election is held on average
once every 67.72 days.
10
1°
There were 14 vacancies in the House that were filled by
special election. See Vacancies and Successors, 115th Congress
(2017-2019),
U.S.
House
of
Representatives,
https://history.house.gov/Institution/Vacancies-Successors/115/
(last visited May 29, 2019). Special elections were held to fill
three Senate vacancies. See supra note 6 (Alabama, Minnesota,
and Mississippi held special elections). Seventeen special
elections in 730 days (or the length of a two-year Congressional
session) amount to a special election, on average, once every
42.94 days.
11
See State legislative special elections, 2018, Ballotpedia,
11
See
https://ballotpedia.org/State_legislative_special_elections,_2018
https
://ballotpedia.org/State_legislative_special_elections,_2018
#Historical_data (last visited May 29, 2019); State legislative
Ballotpedia,
special
elections,
2017,
https://ballotpedia.org/State_legislative_special_elections,_2017
https
://ballotpedia.org/State_legislative_special_elections,_2017
(last visited May 29, 2019).
12
12 365 days divided by 98 special elections means one election
occurs roughly once every 3.72 days.
10
voting congressional delegation to the House of
Representatives in 1819,13
1819, 13 Alabama
Alabama has held 29
special elections to fill vacant House seats: in 1838,
1844, twice in 1846, 1880, 1882, twice in 1883, 1894,
1900, 1904, 1908, twice in 1914, 1919, 1920, 1921,
1923, 1928, 1933, 1935, 1938, 1940, 1941, 1944,
2013.14 These
These special elections
1947, 1972, 1989, and 2013.14
occur with sufficient frequency that, in any given
year, there is approximately a 14.6% probability that
Alabama will hold a special election to fill a vacant
seat.15
House seat.15
Special elections for open Senate seats also occur
with some regularity in the State. After the passage
of the Seventeenth Amendment, Alabama became
only the second state to hold a special election to fill
a vacant Senate seat. See Electing Senators: A
Historical Perspective, supra note 4; Dubin, supra, at
13
13 See H.R. Doc. No. 108-222, at 86 & n.5.
14
14 Dubin, supra, at 119, 137, 143, 248, 255, 263, 302, 329, 346,
364, 395, 428, 438, 448, 468, 498, 508, 520, 530, 539, 548, 567,
675, 764; Vacancies and Successors, 113th Congress (2013Representatives,
2015),
U.S.
House
of
https://history.house.gov/Institution/Vacancies-Successors/113/
(last visited May 29, 2019).
15 To discuss the frequency of congressional elections, this brief
To discuss the frequency of congressional elections, this brief
utilizes the commonly used recurrence interval formula. We
have divided the number of years in the relevant period by the
number of events—here,
events-here, special elections—to
elections-to get the recurgenerally Eric M. Baer, Recurrence Interval,
rence interval. See generally
Coll.,
Educ.
Sci.
Res.
Ctr.
Carleton
https://serc.carleton.edu/quantskills/methods/quantlit/RInt.htm
1l (last visited May 29, 2019). To determine the odds of a special
election occurring in the same period, we have taken the
interval—that is, one divided by the
inverse of the recurrence interval-that
recurrence interval. See id.
11
396. Including that contest, Alabama has held a
total of six special elections to fill vacant Senate
16
seats in 1914, 1920, 1938, 1946, 1978, and 2017.
2017.16
In total, Alabama has held 35 special elections to
seats.17 Of
Of these confill vacant House or Senate seats.17
gressional elections, 23 occurred after Alabama
began selecting its entire congressional delegation
1913.18 Since
Since that time, Alabama
through election in 1913.18
has held a special election for an open congressional
seat roughly once every 4.57 years, meaning there is
approximately a 21.9% probability in any given year
that there will be a Congressional special election in
19
Alabama.19
Alabama also frequently holds special elections to
fill vacancies in its state legislature. State law
“[w]hen a vacancy occurs
requires a special election "[w]hen
in the office of senator or representative in the
Legislature.”
Legislature." Ala. Code § 17-15-1(1). These happen
often. In 2018, Alabama held three, and in the last
five years, Alabama held ten, an average of two per
year.20
year.2°
16
16 See Dubin, supra, at 396, 429, 521, 559, 706; Matthew Bloch
et al., supra note 6.
17
17 See supra notes 14, 16 and accompanying text.
18 See id.
See id.
19 The 105 years between 1913 and 2018, divided by 23 special
The 105 years between 1913 and 2018, divided by 23 special
elections, equals 4.57 years between special elections. The
inverse of the recurrence interval of 4.57 is 21.9%. See Baer,
supra note 15.
20 See Alabama state legislative special elections, 2018, Ballotpedia,
https://ballotpedia.org/Alabama_state_legislative_special_electi
12
Circuit’s Decision In
C. Leaving The Eleventh Circuit's
Place Will Hobble Courts'
Courts’ Ability To Review The Constitutionality Of Special
Elections.
Because special elections occur often—and occur
often in Alabama alone—the Eleventh Circuit’s
Circuit's
decision will have a major effect. Since Hall filed
suit, district courts in the Eleventh Circuit have
issued multiple opinions concerning the rules that
apply in special elections. See Thompson v. Alabama, No. 2:16-CV-783-WKW, 2017 WL 3223915, at
*1 (M.D. Ala. July 28, 2017) (challenge to felondisenfranchisement standard brought before special
election); Georgia State Conference NAACP v. Georgia, No. 1:17-cv-1397-TCB, 2017 WL 9435558, at *1
(N.D. Ga. May 4, 2017) (challenge to voter registration rules as applied to runoff special election);
United States v. Georgia, 952 F. Supp. 2d 1318, 132021 (N.D. Ga. 2013) (challenge to Georgia’s
Georgia's rules
regarding absentee voting by service members that
apply in runoff elections, including runoffs following
special elections), judgment vacated and appeal
ons,_2018 (last visited May 29, 2019); Alabama state legislative
Ballotpedia,
special
elections,
2017
https://ballotpedia.org/Alabama_state_legislative_special_electi
ons,_2017 (last visited May 29, 2019) (one special election);
Alabama state legislative special elections, 2016, Ballotpedia,
https://ballotpedia.org/Alabama_state_legislative_
special_elections,_2016 (last visited May 29, 2019) (three); State
legislative
special
elections,
2015
Ballotpedia,
https://ballotpedia.org/State_legislative_special_elections,_2015
(last visited May 29, 2019) (none); Alabama state legislative
special elections, 2014 Ballotpedia, https://ballotpedia.org/
Alabama_state_legislative_special_elections,_2014 (last visited
May 29, 2019) (three).
13
dismissed as moot, 778 F.3d 1202 (11th Cir. 2015).
In cases like these, an election will almost always
occur before the district court can enter a final,
appealable judgment on the merits.
See, e.g.,
Thompson v. Alabama, 293 F. Supp. 3d 1313, 1313,
1333 (M.D. Ala. 2017) (opinion on merits of motion to
dismiss entered five months after special election).
Under the Eleventh Circuit’s
Circuit's cramped understanding
of the capable-of-repetition exception, there will be
no opportunity to keep alive similar cases challenging either rules that only apply during special elections or the application of general rules in a special
election. That means that such decisions will be
effectively shielded from appellate review. Leaving
the split unresolved will thus render important
constitutional challenges unreviewable, which will in
turn diminish the credibility of the results from
those elections.
This outcome would be especially troubling in cases
like Petitioner's
Petitioner’s that involve elections to the House of
Representatives. The Framers "tenaciously
“tenaciously fought
for and established at the Constitutional Convention” that the House was to be "elected
“elected 'by
‘by the Peotion"
ple,’
ple,'"” directly and democratically. Wesberry v. Sanders, 376 U.S. 1, 8 (1964). Sending representatives to
the House via elections whose constitutionality is
both uncertain and unreviewable would undermine
that democratic vision. The Court should not allow
it.
14
II. RESOLVING THE SPLIT IS CRITICALLY
IMPORTANT
BECAUSE
SPECIAL
ELECTIONS ENRICH OUR DEMOCRACY
BY BRINGING IN NEW CANDIDATES.
By insulating third-party ballot-access restrictions
from review, the minority approach to the capable-ofrepetition analysis that the Eleventh Circuit adopted
below hurts candidates, parties, and voters. Left
unreviewed, unconstitutional ballot-access restrictions will deter third-party candidates from
running for office—an outcome that will hurt candidates, voters, and democracy. Moreover, the increased possibility that unlawful restrictions will be
allowed to stand is particularly harmful to thirdparty candidates from underrepresented backgrounds, who have historically made great gains
during special elections.
A. Special Elections Offer A Rare Opportunity To Bring New Viewpoints Into Office.
1. The deck is stacked in favor of incumbents. See,
e.g., Ronald Keith Gaddie & Charles S. Bullock, III,
Elections to Open Seats in the U.S. House: Where
1 (2000). They usually have more
the Action Is 1
money, more experience, and more name recognition
21
That means that when
than their opponents. 21
That
incumbents run, they almost always win. In 2018,
for example, 84 percent of incumbent Senators won
their races; while in the House, 91 percent did.
Reelection Rates Over the Years, supra note 21.
21
21 See Reelection Rates Over the Years, Ctr. for Responsive
Politics, https://www.opensecrets.org/overview/reelect.php (last
visited May 29, 2019).
15
Those odds make opposing a sitting Congress member’s reelection bid a political suicide mission.
ber's
But special elections are a new candidate's
candidate’s dream.
With no incumbent running for reelection, they offer
a rare opportunity for new candidates to prove
themselves without having to battle the distorting
advantages of incumbency. Special elections thus
present a rare opportunity for new candidates and
new ideas to prevail.
Historically, this has been especially true for thirdparty and independent candidates. For the better
part of two centuries, candidates that struggled to fit
comfortably into the mold of one of the two major
parties have succeeded in special elections. Nineteenth century education-reformer Horace Mann won
election.22
his congressional seat through a special election.22
Before he launched a third-party campaign for
president, Ron Paul won his House seat in a special
election.23 So
So did iconoclast Barbara Lee, who faelection.23
mously was the only member of Congress to vote
against the post-9/11 authorization for the use of
military force.24
force.24 And
And Independent Bernie Sanders
25
first ran for Senate during a special election.
election.25
22
22 See Dubin, supra, at 149; Lawrence A. Cremin, Horace Mann,
Encyclopedia
Britannica,
https://www.britannica.com/biography/Horace-Mann
(last
updated Apr. 30, 2019).
23
23 See Dubin, supra, at 694; Ron Paul, Encyclopedia Britannica,
https://www.britannica.com/biography/Ron-Paul (last visited
May 29, 2019).
24
24 See Vacancies and Successors, 105th Congress (1997-1999),
U.S. House of Representatives, https://history.house.gov/
Institution/Vacancies-Successors/105/ (last visited May 29,
16
2. Facilitating the participation of third party candidates is not just good for the candidates, it is good
for democracy. For one, third parties have proven to
be a "fertile"
“fertile” source of new policy ideas—including
women’s suffrage, the eight-hour work day, and the
women's
graduated income tax. See Anderson v. Celebrezze,
460 U.S. 780, 794 (1983); Illinois State Bd. of Elections v. Socialist Workers Party, 440 U.S. 173, 186
“a means of disseminating
(1979) (Campaigns are "a
ideas.”); Steven J. Rosenstone et al., Third Parties in
ideas.");
America 8 (1984); Bradley A. Smith, Judicial ProtecBallot-Access
tion of Ballot
Access Rights: Third Parties Need Not
Apply, 28 Harv. J. Legis. 167, 169 (1991). By championing new or neglected ideas that have not yet
“made their way into the political mainstream,”
mainstream,"
"made
independent candidates push mainstream political
discourse forward, preventing stagnation. Anderson,
460 U.S. at 794; see also Sweezy v. New Hampshire
ex rel. Wyman, 354 U.S. 234, 250-251 (1957) (plurality opinion).
Third-party candidates also allow political disvoters’ valcourse to better reflect the full range of voters'
ues. In a two-party system, not all voters will feel
like their views are represented by one of the two
major parties. See Sweezy, 354 U.S. at 250-251
(“All political ideas cannot and
(plurality opinion) ("All
2019); Austin Wright, How Barbara Lee Became an Army of
One, Politico Mag. (July 30, 2017), https://www.politico.com/
magazine/story/2017/07/30/how-barbara-lee-became-an-armyof-one-215434.
25
25 See Chris Graff, Bernie Sanders: Still a Maverick, Politico
(Feb. 7, 2007), https://www.politico.com/story/2007/02/berniesanders-still-a-maverick-002690.
17
should not be channeled into the programs of our two
major parties.”).
parties."). One 2016 survey found that sixtyone percent of Americans surveyed felt that neither
of the two major political parties represent their
views.26 Almost
Almost two thirds of Americans report that
views.26
they would prefer to have a third political party to
from.27 Third-party
Third-party candidates increase the
choose from.27
likelihood that these voters will have a candidate to
vote for who reflects their values.
Alternative parties and candidates can also decrease voter apathy. See Bradley A. Smith, supra, at
169. Would-be third-party candidates and voters are
“people who have tried to exert influence
often "people
failed.”
within one of the major parties . . . [and] failed."
Anderson, 460 U.S. at 805 (internal quotation marks
and citation omitted). The prospect of voting for a
“disaffected”
third-party candidate allows those "disaffected"
voters "who
“who disagree with the major parties and
their policies”
policies" to participate in elections, while still
expressing their discontent with the major parties.
Williams v. Rhodes, 393 U.S. 23, 32-33 (1968). In
“important
this way, third-party candidates provide "important
channels through which political dissent is aired.”
aired."
Id. at 39 (Douglas, J., concurring).
26
26 David Smith, Most Americans do not feel represented by
Democrats or Republicans –— survey, The Guardian (Oct. 25,
PM),
2016,
5:49
https://www.theguardian.com/us-news/
2016/oct/25/american-political-parties-democrats-republicansrepresentation-survey.
27
27 Lydia Saad, Perceived Need for Third Major Party Remains
High in U.S., Gallup (Sept. 27, 2017), https://news.gallup.com/
poll/219953/perceived-need-third-major-party-remainspol1/219953/perceived-need-third-major-party-remainshigh.aspx.
18
Under some circumstances, third-party candidates
can also increase voter turnout. For instance, if a
third-party candidate makes an election more competitive than it otherwise would be, the closeness of
the race may tend to increase voter turnout. See
Gary W. Cox & Michael C. Munger, Closeness, Expenditures, and Turnout in the 1982 U.S. House
Elections, 83 Am. Pol. Sci. Rev. 217, 217-226 (1989).
By increasing competition for disaffected voters,
third-party candidates can also push candidates and
parties to be more responsive to voters'
voters’ preferences.
Increasing competition for House seats incentivizes
members to legislate in a way that reflects the views
of their constituents or risk getting voted out of
office. In recent years, elected officials who represent more competitive districts have indeed been
more responsive to their constituents. See John D.
Griffin, Electoral Competition and Democratic Responsiveness: A Defense of the Marginality Hypothesis, 68 J. Pol. 911, 918-920 (2006). Similarly, thirdparty candidates force major parties to be more
responsive. See Bradley A. Smith, supra, at 169. For
example, after Ross Perot won nearly 19 percent of
the vote for president with his singular focus on a
balanced budget, both Democrats and Republicans
courted his supporters by backing legislation to
budget.28
balance the budget.28
Major parties also benefit when third-party candidacies alert them to new voting blocks that can be
28
28 See
Katie McNally, The Third-Party Impact on American
Politics,
UVAToday
(Aug.
3,
2016),
https://news.virginia.edu/content/third-party-impact-americanpolitics.
19
wooed by a party willing to take on a particular
issue. See Bradley A. Smith, supra, at 169 n.8. For
instance, after the 2016 election, the Democratic
Party moved to the left to appeal to supporters of
Independent Bernie Sanders. See McNally, supra
note 28.
Finally, independent candidates often "serve
“serve[]
IjI as a
rallying-point for like-minded citizens."
citizens.” Anderson,
460 U.S. at 788. By bringing these citizens together,
even unsuccessful candidates allow their supporters
to build connections and networks of organizers that
can outlast any individual election. In this way, even
“undeniably”
when they lose, independent candidates "undeniably"
have an influence. Illinois State Bd. of Elections, 440
U.S. at 186. For these reasons, insulating ballotaccess rules from review would hurt not only thirdparty candidates, but also voters, parties, and democracy.
B. Special Elections Diversify Congress.
Special elections have also been essential to increasing the number of members of historically
underrepresented groups in Congress. See David L.
Nixon & R. Darcy, Special Elections and the Growth
of Women’s
Women's Representation in the U.S. House of
Representatives, 16 Women & Pol. 99, 99 (1996). It is
not hard to understand how: Because incumbents
have held their seats longer than their challengers,
they are more likely to reflect the demographics of an
America of old; and in practice that means they are
more likely to be male and white and straight.29
straight.29 In
In
29
29 See A.W. Geiger et al., The changing face of Congress in 6
charts,
Pew
Research
Ctr.
(Feb.
15,
2019),
20
other words, incumbency contributes to a kind of
representational lag whereby the diversity of congressional representatives lags behind the diversity
of the country. The numbers back this up. In 1981,
when the national population was roughly 20 percent
nonwhite, Congress was only 6 percent nonwhite; in
2001, when 31 percent of the nation was nonwhite,
only 12 percent of Congress was; and in 2019, while
39 percent of the nation’s
nation's population is nonwhite,
only 22 percent of Congress is.3°
is.30 As elections without
incumbent candidates, special elections thus offer a
rare opportunity for voters to make Congress more
diverse and more representative of the country at
large.
This has been especially true for female candidates.
Two of the first four women elected to Congress won
elections. 31 Each
Each of those
their seats in special elections.31
women was elected to fill the seat vacated by her late
https://www.pewresearch.org/fact-tank/2019/02/15/thehttps
://www.pewresearch.org/fact-tank/2019/02/15/thechanging-face-of-congress/.
30 Katherine Tully-McManus, Women Elected at Historic Levels,
But No Surprise Here: White Men Dominate 116th Congress,
Roll
7,
Call
AM),
(Nov.
2018,
10:43
https://www.rollcall.com/news/politics/congress-women-historiclevels; Kristen Bialik, For the fifth time in a row, the new
Congress is the most racially and ethnically diverse ever, Pew
Research Ctr. (Feb. 8, 2019), https://www.pewresearch.org/facttank/2019/02/08/for-the-fifth-time-in-a-row-the-new-congress-isthe-most-racially-and-ethnically-diverse-ever/.
31
Women
31 Women
Representatives and Senators by Congress, 1917Present at nn.2-3, U.S. House of Representatives,
https://history.house.gov/Exhibitions-andPublications/WIC/Historical-Data/Women-Representatives-andSenators-by-Congress/ (last visited May 29, 2019).
21
husband or father, which began a long tradition of
women entering Congress via special election after a
male family member’s
death.32 Indeed,
Indeed, until 1946
member's death.32
when Helen Mankin won her seat, all of the women
elected to Congress via special election were elected
to serve out the remainder of their late husband or
father’s terms. Compare supra note 32, with infra
father's
note 34. Since 1987, the proportion of daughters and
widows has decreased, but the importance of special
elections as a pathway for women to win a seat in
33
Congress has not.
not.33
Today, women are more likely to run in a special
election. See Gaddie & Bullock, supra, at 159-160.
And not only are women more likely to run in special
elections, they are more likely to win. In one study,
32
The following female members of Congress succeeded their
32 The
late husbands or, in two instances, their late fathers: Winnifred Huck (succeeded father, not husband), Mae Nolan,
Florence Kahn, Edith Norse Rogers, Pearl Oldfield, Effiegene
Wingo, Willa Eslick, Marian Clarke, Rose Long, Elizabeth
Gasque, Frances Bolton, Florence Gibbs, Clara McMillan,
Margaret Chase Smith, Veronica Boland, Katherine Byron,
Willa Fulmer, Vera Bushfield, Vera Buchanan, Maude Kee,
Mary Farrington, Kathryn Granahan, Maurine Neuberger,
Catherine Norrell, Louise Reece, Corinne Riley, Lera Thomas,
Elizabeth Andrews, Corrine Claiborne (Lindy) Boggs, Cardiss
Collins, Shirley Pettis, Jean Ashbrook, Sala Burton, Cathy
Long, Susan Molinari (succeeded father, not husband), Jo Ann
Emerson, Mary Bono, Lois Capps, and Doris Matsui. Id. at
nn.2-11, 13-19, 21-23, 26, 28-34, 36-38, 43, 46-47, 52, 58, 60-61,
71.
33
33 Since
1987, only 5 of the 38 women who have won special
elections—13
elections-13 percent—have won a seat previously held by their
late husband or father. Compare supra note 32, with infra note
34 (counting from Nancy Pelosi’s
Pelosi's election in 1987).
22
female candidates had a success rate of 3.4% in a
race against an incumbent, but a 61.1% success rate
in special elections in which they entered. Nixon &
Darcy, supra, at 101-102.
Of the 365 women who had served in Congress
through the end of the 115th Congress, 76 of them,
or 21 percent, won their seats through special elections. 34 And
And at various points the proportion of
tions.34
34
34
The
The following female members won their seat by special
election: Winnifred Huck, Mae Nolan, Florence Kahn, Edith
Norse Rogers, Pearl Oldfield, Effiegene Wingo, Willa Eslick,
Marian Clarke, Rose Long, Elizabeth Gasque, Frances Bolton,
Florence Gibbs, Clara McMillan, Margaret Chase Smith,
Veronica Boland, Katherine Byron, Willa Fulmer, Helen
Mankin, Vera Bushfield, Vera Buchanan, Maude Kee, Hazel
Abel, Mary Farrington, Kathryn Granahan, Maurine Neuberger, Catherine Norrell, Louise Reece, Corinne Riley, Lera
Thomas, Elizabeth Andrews, Corrine Claiborne (Lindy) Boggs,
Cardiss Collins, Shirley Pettis, Jean Ashbrook, Katie Beatrice
Hall, Barbara Kennelly, Sala Burton, Cathy Long, Nancy
Pelosi, Jill Long, Patsy Mink, Susan Molinari, Ileana RosLehtinen, Eva Clayton, Dianne Feinstein, Kay Bailey
Hutchison, Jo Ann Emerson, Juanita Millender-McDonald,
Mary Bono, Lois Capps, Barbara Lee, Heather Wilson, Diane
Edith Watson, Stephanie Herseth, Doris Matsui, Jean Schmidt,
Shelley Sekula Gibbs, Donna Edwards, Marsha Fudge, Laura
Richardson, Jackie Speier, Niki Tsongas, Judy Chu, Suzanne
Bonamici, Suzan K. DelBene, Janice Hahn, Kathleen C.
Hochul, Alma Adams, Katherine Clark, Robin Kelly, Colleen
Hanabusa, Karen Handel, Brenda Jones, Debbie Lesko, Mary
Gay Scanlon, and Susan Wild. Women Representatives and
Senators by Congress, 1917-Present, supra note 31, at nn.2-11,
13-24, 26, 28-34, 36-38, 43-53, 55-61, 63, 65, 69-73, 76-77, 79-83,
88-89, 91, 93-95, 97, 99, 101, 103-104, 106, 109; Women in
Representatives,
Congress,
U.S.
House
of
https://history.house.gov/Exhibition-andPublications/WIC/Women-in-Congress/ (last visited May 29,
2019).
23
women who won seats in special elections was even
higher. For instance, between 1980 and 1992, one
third of all women who entered the House of Representatives did so though a special election. See
Nixon & Darcy, supra, at 99. It is therefore unsurprising that many female leaders in the House and
Senate won their seats in special elections, including
Senate Judiciary Committee Ranking Member
Dianne Feinstein, presidential candidate Kirsten
Gillibrand, and Speaker of the House Nancy Pelosi.35
Pelosi.35
Minority candidates have also had particular success in special elections. Of the 154 African Americans to ever serve in Congress, 28 of them—or 18
36
percent—were elected through a special election.
election.36
35
36 See Dubin, supra, at 754, 775; Editorial, Kirsten Gillibrand
for New York, supra note 6; Dianne Feinstein: Biography, U.S.
Senate,
https://www.feinstein.senate.gov/public/index.cfm/biography
(last visited May 29, 2019); Shane Goldmacher, Kirsten Gillibrand Officially Enters 2020 Democratic Race, N.Y. Times
(Mar.
17,
2019),
https://www.nytimes.com/2019/03/17/us/politics/gillibrand-2020announce.html; Nancy Pelosi: Full Biography, U.S. House of
Representatives,
https://pelosi.house.gov/biography-0
(last
visited May 29, 2019).
36
36 The following African American members of Congress were
elected via special election: Alma Adams, Lucien Edward
Blackwell, Cory Anthony Booker, George Kenneth Butterfield,
André Carson, Eva Clayton, Cardiss Collins, George
Jr., Andre
Washington Collins, George William Crockett, Jr., Elijah
Eugene Cummings, Donna Edwards, Dwight Evans, Walter
Edward Fauntroy, Marcia F. Fudge, Katie Beatrice Hall,
Charles Arthur Hayes, Jesse L. Jackson, Jr., Brenda Jones,
Robin Kelly, Barbara Lee, Gregory W. Meeks, Juanita Millender-McDonald, Donald Milford Payne, Jr., Laura Richardson,
Bennie Thompson, Alton R. Waldon, Jr., Craig Anthony Wash-
24
Those members include former Chairs of the Congressional Black Caucus Cardiss Collins, Elijah
Eugene Cummings, Barbara Lee, and Walter Edward Fauntroy, and current presidential candidate
37
Cory Booker.
Booker.37
This is true for candidates from both major parties
and every ideology. Of the seven women on the
House Democratic leadership team, three of them
election.38 And
And the first four
were elected by special election.38
women to enter Congress through special elections
39
More recently, Karen Handel
were Republicans.
Republicans.39
More
won her seat in a special election after she famously
led the Susan G. Komen for the Cure organization to
40
; and Donald Trump
defund Planned Parenthood
Parenthood40;
ington, and Diane Watson. Ida A. Brudnick & Jennifer E.
Manning, Cong. Research Serv., RL30378, African American
Members of the United States Congress: 1870-2018, at i, 17-18,
20, 23-25, 28-29, 31-37, 39-40, 43, 45, 47-49 (updated Dec. 28,
2018), available at https://www.senate.gov/CRSpubs/617f17bb61e9-40bb-b301-50f48fd239fc.pdf.
37
Id.
37 Id.
Nick Corasaniti & Shane
at 18, 24-25, 29, 37;
Goldmacher, Cory Booker Announces Presidential Bid, Joining
Most Diverse Field Ever, N.Y. Times (Feb. 1, 2019),
https://www.nytimes.com/2019/02/01/us/politics/cory-booker2020.html.
38
Democrats’ New Elected
38 Compare Lindsey McPherson, House Democrats'
Leadership Team Is More Progressive and Diverse, Roll Call
4,
AM),
(Dec.
2018,
5:05
https://www.rollcall.com/news/politics/new-democratic-electedleadership-team-is-more-progressive-and-diverse, with supra
note 34 (Katherine Clark, Nancy Pelosi, and Barbara Lee).
39
39 See Women Representatives and Senators by Congress, 1917-
Present, supra note 31, at nn.2-5.
40 See supra note 34; Laura Bassett, Karen Handel, Susan G.
Komen’s Anti-Abortion VP, Drove Decision To Defund Planned
Komen's
25
recorded a robocall for Debbie Lesko during her
bid.41
victorious special election bid.41
Special elections have thus played an essential role
in increasing the number of third party candidates,
women, and people of color in Congress. Insulating
challenges to restrictive ballot-access measures from
judicial review during special elections would deal
our democracy a double blow: increasing the likelihood of unconstitutional elections, and decreasing
the integrity of precisely the type of election that is
most likely to diversify and enrich our democracy.
Parenthood, Huffington Post (updated Feb. 6, 2012),
https://www.huffpost.com/entry/karen-handel-susan-g-komendecision-defund-planned-parenthood_n_1255948.
41
aren’t expecting an
41 See supra note 34; Dan Merica, Democrats aren't
Arizona miracle, but their eyes are on November, CNN (updated
Apr.
2:42
PM),
18,
2018,
https://edition.cnn.com/2018/04/18/politics/democrats-arizonaspecial-election-november/index.html.
26
CONCLUSION
This Court should grant the writ and reverse.
Respectfully submitted,
C
OLLEEN E. R
OH S
INZDAK
R011
SINZDAK
COLLEEN
Counsel of Record
E
RIN R. C
HAPMAN
CHAPMAN
ERIN
LOVELLS
US LLP
H
OGAN
L
OVELLS
HOGAN
555 Thirteenth Street, N.W.
Washington, D.C. 20004
(202) 637-5600
colleen.sinzdak@hoganlovells.com
Counsel for Amicus Curiae
M
AY 2019
MAY
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.