Opposition Brief — Garda CL Northwest, Inc., fka AT Systems, Inc., Petitioner v. Lawrence Hill, et al.
Supreme Court briefApr 24, 2019
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No. 18-1083
IN THE
Supreme Court of the United States
GARDA CL NORTHWEST, INC.,
Petitioner,
v.
LAWRENCE HILL, ADAM WISE, AND ROBERT MILLER,
ON THEIR OWN BEHALVES AND ON BEHALF OF ALL
PERSONS SIMILARLY SITUATED,
Respondents.
On Petition for a Writ of Certiorari to the
Washington Supreme Court
RESPONDENTS’ BRIEF IN OPPOSITION
DANIEL F. JOHNSON
BRESKIN JOHNSON &
TOWNSEND, PLLC
1000 Second Avenue
Suite 3670
Seattle, WA 98104
(206) 652-8660
SCOTT L. NELSON
Counsel of Record
ALLISON M. ZIEVE
PUBLIC CITIZEN
LITIGATION GROUP
1600 20th Street NW
Washington, DC 20009
(202) 588-1000
snelson@citizen.org
ADAM J. BERGER
SCHROETER GOLDMARK
& BENDER
810 Third Avenue
Suite 500
Seattle, WA 98104
(206) 622-8000
Attorneys for Respondents
April 24, 2019
i
QUESTIONS PRESENTED
1. Whether this Court lacks jurisdiction under 28
U.S.C. § 1257(a) because the petition seeks review of
a non-final decision of a state court.
2. Whether the Washington Supreme Court’s decision that the petitioner failed to preserve its federal
preemption claims obviates any reason for this Court
to address those issues.
3. Whether, contrary to this Court’s decision in
Livadas v. Bradshaw, 512 U.S. 107 (1994), and consistent federal appellate authority construing it, § 301
of the Labor Management Relations Act preempts a
claim for statutory penalties for denial of workers’
rights under state wage laws when an employer asserts as a defense that it believed a collective bargaining agreement waived those rights.
4. Whether any issue of preemption under the National Labor Relations Act is presented by the Washington Supreme Court’s adoption of a standard based
on federal law for determining whether a collective
bargaining agreement waives rights under state
wage-and-hour laws.
ii
TABLE OF CONTENTS
QUESTIONS PRESENTED ........................................ i
TABLE OF AUTHORITIES ...................................... iii
INTRODUCTION ....................................................... 1
STATEMENT .............................................................. 4
REASONS FOR DENYING THE WRIT .................. 10
I.
This Court lacks jurisdiction because the
decision of the state supreme court is not
final ..................................................................... 10
II. The state supreme court’s decision rests on
a state-law basis: Garda’s failure to preserve
the essential premise of the arguments it now
seeks to present. ................................................. 14
III. Garda’s LMRA preemption argument is
meritless and presents no decisional conflict
requiring review by this Court. ......................... 18
IV. Garda’s NLRA preemption argument is
unfounded because the clear-statement
requirement for waivers of statutory rights
in collective bargaining agreements comes
from federal law, not state law. ......................... 25
V. The Court should reject Garda’s suggestion
that it grant certiorari to construe the
collective bargaining agreements. ..................... 30
CONCLUSION.......................................................... 32
iii
TABLE OF AUTHORITIES
Cases
Page(s)
14 Penn Plaza LLC v. Pyett,
556 U.S. 247 (2009) ....................................... 26, 27
Allis-Chalmers Corp. v. Lueck,
471 U.S. 202 (1985) ................................... 8, 21, 22
AT&T Techs., Inc. v. Comm’c’ns Workers of Am.,
475 U.S. 643 (1986) ............................................. 30
Belknap, Inc. v. Hale,
463 U.S. 491 (1983) ....................................... 13, 14
Cal. Grocers Ass’n v. City of Los Angeles,
254 P.3d 1019 (Cal. 2011),
cert. denied, 565 U.S. 1178 (2012) ................ 28, 29
Cox Broad. Corp. v. Cohn,
420 U.S. 469 (1975) ....................................... 12, 13
Cramer v. Consol. Freightways, Inc.,
255 F.3d 683 (9th Cir. 2001), cert. denied,
534 U.S. 1078 (2002) ....................8, 20, 21, 23, 224
Douglas v. Am. Info. Techs. Corp.,
877 F.2d 565 (7th Cir. 1989) ............................... 23
Ehret v. WinCo Foods, LLC,
236 Cal. Rptr. 3d 572
(Cal. Ct. App. 2018) ........................... 27, 28, 30, 31
El Paso Natural Gas Co. v. Neztsosie,
526 U.S. 473 (1999) ............................................. 21
Foy v. Giant Food Inc.,
298 F.3d 284 (4th Cir. 2002) ............................... 23
Florida v. Thomas,
532 U.S. 774 (2001) ................................... 2, 11, 12
iv
Flynt v. Ohio,
451 U.S. 619 (1981) ............................................. 13
Frese v. Snohomish County,
120 P.3d 89 (Wash. Ct. App. 2005) ....................... 4
Hill v. Garda CL Nw., Inc.,
308 P.3d 635 (Wash. 2013),
cert. denied, 573 U.S. 916 (2014) .......................... 5
Int’l Longshoremen’s Ass’n v. Davis,
476 U.S. 380 (1986) ....................................... 15, 16
Jefferson v. City of Tarrant,
522 U.S. 75 (1997) ........................................... 2, 11
Johnson v. California,
541 U.S. 428 (2004) ....................................... 10, 13
Lingle v. Norge Div. of Magic Chef, Inc.,
486 U.S. 399 (1988) ......................19, 21, 24, 26, 31
Livadas v. Bradshaw,
512 U.S. 107 (1994) ...................................... passim
Market St. R. Co. v. R.R. Comm’n of Calif.
324 U.S. 548 (1945) ............................................. 11
Massachusetts v. Sheppard,
468 U.S. 981 (1984) ............................................. 17
Metro. Edison Co. v. NLRB,
460 U.S. 693 (1983) ............................................. 26
Miller v. AT&T Network Sys.,
850 F.2d 543 (9th Cir. 1988) ............................... 23
Nat’l Metalcrafters v. McNeil,
784 F.2d 817 (7th Cir. 1986) ......................... 22, 23
O’Dell v. Espinoza,
456 U.S. 430 (1982) ............................................. 11
v
Pellino v. Brink’s Inc.,
267 P.3d 383 (Wash. Ct. App. 2011) ............ passim
Pierce County, Wash. v. Guillen,
537 U.S. 129 (2003) ....................................... 11, 12
Radio Station WOW, Inc. v. Johnson,
326 U.S. 120 (1945) ............................................. 11
Schilling v. Radio Holdings, Inc.,
961 P.2d 371 (Wash. 1998) .................................. 19
Truex v. Garrett Freightlines, Inc.,
784 F.2d 1347 (9th Cir. 1985) ............................. 23
Valles v. Ivy Hill Corp.,
410 F.3d 1071 (9th Cir. 2005) ...................... passim
Wash. State Nurses Ass’n v. Sacred Heart Med. Ctr.,
287 P.3d 516 (Wash. 2012) .................................. 19
White v. Salvation Army,
75 P.3d 990 (Wash. Ct. App. 2003),
rev. denied, 94 P.3d 959 (Wash. 2004) .................. 4
Wingert v. Yellow Freight Sys., Inc.,
50 P.3d 256 (Wash. 2002) ...................................... 4
Wright v. Universal Maritime Serv. Corp.,
525 U.S. 70 (1998) ......................................... 26, 27
Statutes and Rules
28 U.S.C. § 1257(a) ......................................... 2, 10, 11
Federal Aviation Administration Authorization Act,
49 U.S.C. § 14501 .......................................... 5, 6, 9
Labor Management Relations Act, § 301,
29 U.S.C. § 185 .............................................passim
National Labor Relations Act,
29 U.S.C. §§ 151 et seq..................................passim
vi
S. Ct. R. 10. ............................................................... 18
Wash. Admin. Code 296-126-092 ....................... 3, 4, 7
Other
Address of Chief Justice Vinson before the Am. Bar
Ass’n, Sept. 7, 1949 (quoted in Stephen M.
Shapiro, et al., Supreme Court Practice Ch. 4.1,
at 236 (10th ed. 2013) .................................... 18, 19
INTRODUCTION
Petitioner Garda CL Northwest, Inc., an armoredcar company, denied its drivers their right under
Washington wage-and-hour laws to a paid, on-duty
lunch period: that is, a period of break time when they
had to remain at their place of duty but could not be
required to work. Garda has contested this litigation
for a decade through multiple appeals, including a
previous, unsuccessful petition for certiorari raising
an issue that it no longer pursues. Now, with its liability to a class of employees for violating Washington
law clearly established, and millions of dollars of compensatory damages awarded, Garda challenges only a
small part of the outcome below—a holding rejecting
defenses it asserted to liability for double damages as
a penalty for willful violations during part of the period at issue. Specifically, Garda asks this Court to
consider whether either § 301 of the Labor-Management Relations Act (LMRA), 29 U.S.C. § 185, or the
National Labor Relations Act (NLRA) preempts the
Washington Supreme Court’s decision that Garda
cannot avoid penalties by claiming that there was a
good-faith dispute over whether the drivers’ collective
bargaining agreements (CBAs) validly waived the
right to a meal period.
Garda, however, overlooks a glaring jurisdictional
problem: the lack of a final decision on the issue of
Garda’s liability for penalties. The Washington Supreme Court remanded the case to the state’s intermediate court of appeals to address additional arguments
raised by Garda in support of its claimed defenses to
double damages. This Court has certiorari jurisdiction
only over “[f]inal judgments or decrees rendered by the
highest court of a State in which a decision could be
2
had.” 28 U.S.C. § 1257(a). Thus, this Court lacks jurisdiction to review the state-court decision below because that decision is not “final as an effective determination of the litigation,” Jefferson v. City of Tarrant,
522 U.S. 75, 81 (1997), and withholding immediate review in the circumstances of this case would not “seriously erode federal policy,” Florida v. Thomas, 532
U.S. 774, 780 (2001).
In addition, the principal basis of the Washington
Supreme Court’s decision was that Garda waived any
defense based on the content of the CBAs by repeatedly and expressly acknowledging that the agreements did not waive employees’ entitlement to an onduty meal period. Thus, Garda had conceded away the
essential premise of its LMRA and NLRA arguments.
Garda argues that the Washington Supreme Court’s
waiver ruling was itself somehow intertwined with
Garda’s federal preemption claims, but it was not: The
court’s decision was based on a straightforward reading of the statements Garda had repeatedly made in
its briefs, and the court’s understanding of Garda’s arguments was not premised in any way on the resolution of any issue of federal law. Thus, addressing the
LMRA and NLRA preemption issues Garda seeks to
raise would not affect the outcome in the state court.
This Court should not grant certiorari to address issues that will have no bearing on the outcome of the
limited double-damages issue in this case.
Even aside from these obstacles to review, Garda’s
LMRA and NLRA preemption arguments do not merit
review. Garda’s argument that the LMRA precludes a
court from entertaining a state-law claim for penalties
for a statutory violation if a proffered defense of good
faith involves any examination of the terms of a CBA
is neither supported by the decisions of this Court nor
3
the subject of a disagreement among federal courts of
appeals and/or state supreme courts. Indeed, this
Court’s decision in Livadas v. Bradshaw, 512 U.S. 107
(1994)—which Garda virtually ignores—contradicts
Garda’s assertion that a court cannot examine a CBA
to determine whether a state statutory claim has been
waived.
As for NLRA preemption, the essential premise of
Garda’s argument is erroneous: Garda claims that the
Washington Supreme Court applied a state-law clearstatement principle to the question whether a CBA
waives workers’ statutory rights, in contravention of
federal standards. The court’s discussion of that issue,
however, clearly explains that the court derived the
clear-statement principle from federal law regarding
construction of CBAs, including Livadas and other decisions of this Court. Preemption, therefore, cannot
possibly come into play.
STATEMENT
Under Washington law, set forth in regulations
promulgated by the state’s Department of Labor and
Industries, an employee must be allowed a meal period of at least 30 minutes, and an employer may not
require an employee to work for more than five consecutive hours without a meal period. Wash. Admin.
Code (WAC) 296-126-092(1) & (2). If the employee is
allowed to leave the premises or work site, the meal
period is an “off-duty” break and the employer is not
required to pay the employee’s time during the break.
However, if the employer requires the employee to remain “on duty” on the premises or work site during
the break, the employee must be paid for the meal period: “Meal periods shall be on the employer’s time
4
when the employee is required by the employer to remain on duty on the premises or at a prescribed work
site in the interest of the employer.” WAC 296-126092(1). An individual employee may consent on a dayto-day basis to forgo a meal period, but may not enter
into a binding contractual waiver of the right to meal
periods: An employee may revoke any waiver of the
right to a meal period at any time. See Pet. App. 53a.
In 2011, the Washington Court of Appeals held in
Pellino v. Brink’s Inc., 267 P.3d 383, that an employer
violates the right to a paid, on-duty meal period if the
employer requires the employee both to remain on the
work site in the employer’s interest and to perform
work duties during that time. See id. at 393–98. Pellino relied on the text of the regulation and administrative policies promulgated by the Department of Labor and Industries, and also on prior appellate decisions establishing that while an employer may require
employees to remain “on call” during paid, on-duty
meal breaks, it may not require them to engage in
work duties during that time. See Frese v. Snohomish
County, 120 P.3d 89 (Wash. Ct. App. 2005); White v.
Salvation Army, 75 P.3d 990 (Wash. Ct. App. 2003);
see also Wingert v. Yellow Freight Sys., Inc., 50 P.3d
256 (Wash. 2002) (employer may not require work
during rest breaks required under same regulation).
In Pellino, the court applied this principle to hold that
a class of armored-car drivers and messengers had
been deprived of their right to a paid, on-duty meal
period because they were required to be constantly
guarding their vehicles during the supposed breaks:
“[T]he class members were always on active duty and
never received lawful breaks.” 267 P.3d at 394.
The respondents in this case are representatives of
a class of armored-car-company workers who filed a
5
class action against their employer, Garda, based on
the same type of violation as in Pellino: failure to provide a paid, on-duty meal period conforming to Washington law’s prohibition on requiring employees to engage in work duties during the required break. The
class also claimed denial of rights to 10-minute rest
breaks under Washington law. Although the case was
filed before the appellate decision in Pellino, the litigation was delayed for several years by Garda’s abortive attempt to require individual arbitration of the
claims after the trial court had certified the class.
That effort ended when the Washington Supreme
Court held the arbitration agreement on which Garda
relied unconscionable, Hill v. Garda CL Nw., Inc., 308
P.3d 635 (2013), and this Court denied certiorari, 573
U.S. 916 (2014). Meanwhile, however, Garda continued the challenged practice of requiring armored-car
crews to work while they were eating, thus depriving
them of their right to a paid, on-duty meal period as
defined by Washington law.
After the litigation resumed in the state trial court,
that court granted summary judgment to the class
based on undisputed facts demonstrating that they
were denied paid, on-duty meal periods and rest
breaks under Washington law. The court rejected, as
a matter of law, various defenses proffered by Garda,
including its arguments that the class’s claims were
preempted by § 301 of the LMRA and by the Federal
Aviation Administration Authorization Act (FAAAA).
After a trial on damages issues, the court awarded the
class $4,209,596.61 in backpay damages and
$1,668,235.62 in double damages as a statutory penalty for willful (that is, knowing and intentional) violations of both meal- and rest-period requirements, as
well as prejudgment interest and attorneys’ fees. The
6
double-damages penalty was limited to the time after
Pellino made clear that Garda’s actions violated
Washington law.
Garda appealed, and the Washington Court of Appeals affirmed in part and reversed in part. As relevant here, Garda argued that the LMRA preempted
the class’s meal-period claims in their entirety because the right to a meal break was subject to waiver
through collective bargaining, and thus, according to
Garda, determining whether it had been waived
would necessarily require examination of CBAs between Garda and its workers. The court pointed out
that claims based on negotiable state-law rights are
not preempted if those rights are independent of a
CBA, but ultimately rejected Garda’s preemption argument based on its conclusion that, as a matter of
Washington law, the right to a meal period could not
be bargained away. Pet. App. 48a–54a. Thus, the court
had no need to examine the CBAs to decide the workers’ claim that Garda had denied them their rights under Washington law. The court further held that the
trial court had properly certified the class and, under
Pellino, correctly granted summary judgment.
The court reversed the trial court in one respect
relevant here: It set aside the award of double damages as to the meal-period violations. Although it declined to examine the CBAs to determine whether
there was a real basis for the claim of waiver, the court
held that Garda had established a statutory defense
to double damages by identifying a “bona fide dispute”
over whether the class’s claim for paid meal-period
rights under Washington law had been waived in the
CBAs. Pet. App. 66a. The court did not reach other bases asserted by Garda for finding a bona fide dispute,
including its claim of such a dispute over FAAAA
7
preemption. In addition, the court reversed the award
of prejudgment interest as to the rest-break claims
based on its view that Washington law did not permit
recovery of both double damages and prejudgment interest for those claims.
Garda petitioned for review by the Washington Supreme Court, and the class representatives cross-petitioned. The court denied Garda’s petition, but granted
the class’s petition challenging the lower court’s rulings on double damages and prejudgment interest.
The court reversed the court of appeals on both
grounds. Only the ruling on double damages is relevant here.
As to double damages, the court held that Garda
had not raised a bona fide dispute over whether the
CBAs waived the workers’ right to a paid, on-duty
meal period, because it had conceded on appeal that it
never in fact disputed that point: “Instead, Garda argued that the Plaintiffs waived their right to off duty
meal periods and that they received their on duty meal
periods.” Pet. App. 12a. The court quoted Garda’s repeated statements in its briefs that what the CBAs
waived was only “the unpaid off-duty meal period contemplated by WAC 296-126-082.” Id. Indeed, the court
quoted Garda’s own concession that it had consistently argued only that the CBAs waived off-duty meal
periods:
Garda argued below, as it has consistently
throughout this litigation, that the Drivers intentionally and knowingly waived off-duty meal periods either in the agreements negotiated by the
Drivers Associations or by individually signing
the acknowledgments of the same. … Garda also
argued that there was no wage violation because
8
the Drivers were paid for such on-duty meal
breaks.
Id. (emphasis added by court).
Because the workers’ claim in this case was for
their on-duty meal-period rights and Garda had not
claimed waiver of those rights, “Garda’s assertion of a
bona fide dispute based on collective waiver was objectively unreasonable.” Pet. App. 13a. The court made
clear that it reached this conclusion “without focusing
on the specific language of the” CBAs. Id. The court
also noted that its disposition of the issue did not require it to consider whether meal-period rights could
be waived in a CBA, a point on which it reserved judgment. Pet. App. 13a n.6, 19a.
Having reached its decision on the basis of Garda’s
concessions in its briefs, the court briefly examined
the terms of the CBAs and found that they provided
“further support for our conclusion that there was no
bona fide dispute based on waiver,” Pet. App. 13a, because all of the CBAs specifically preserved rights to a
paid on-duty meal period.
The court further rejected Garda’s assertion that
the LMRA would foreclose any such consideration of
the CBAs to consider an issue about whether they arguably waived rights based on state law. Citing federal authority including Livadas v. Bradshaw, 512
U.S. 107, Allis-Chalmers Corp. v. Lueck, 471 U.S. 202
(1985), Valles v. Ivy Hill Corp., 410 F.3d 1071 (9th Cir.
2005), and Cramer v. Consolidated Freightways, Inc.,
255 F.3d 683 (9th Cir. 2003), the court noted that the
LMRA does not foreclose the assertion of rights
grounded in state law independent of a CBA, and does
not prohibit examination of a CBA to consider an employer’s defense that a CBA waived state-law rights
9
asserted by an employee. Pet. App. 17a–18a. Indeed,
the court pointed out, federal-court case law mandates
that, when faced with such a claim that a CBA waives
asserted state statutory rights, a court must consider
whether the CBA “include[s] ‘clear and unmistakable
language’ waiving the covered employee’s state right.”
Pet. App. 19a (quoting Valles, 410 F.3d. at 1076 (citations omitted)).
Accordingly, the court concluded that Garda had
failed to demonstrate a bona fide dispute over waiver
both because it had failed to argue that the rights actually at issue had been waived and because a claim
of waiver would have been unreasonable given that
the CBAs did not waive those rights in clear and unmistakable language. Pet. App. 19a–20a. The court’s
reasoning also necessarily foreclosed any assertion
that there was a bona fide dispute over LMRA
preemption of the workers’ claims (one of the other defenses to double damages Garda had asserted in the
court of appeals). However, the court did not address
other arguments Garda had made in the lower court
in attempting to demonstrate an exception that would
foreclose double damages. Accordingly, the court “remanded to the Court of Appeals to address Garda’s remaining statutory defenses to double damages, including whether there was a bona fide dispute based
on FAAAA preemption and whether the Plaintiffs
knowingly submitted to Garda’s meal period violation.” Pet. App. 20a.
10
REASONS FOR DENYING THE WRIT
I.
This Court lacks jurisdiction because the
decision of the state supreme court is not
final.
Garda asserts that this Court has jurisdiction over
its petition under 28 U.S.C. § 1257(a), Pet. 1, but
makes no attempt to explain how the decision below
satisfies § 1257(a)’s express requirement of finality.
Section 1257(a)’s very first word limits this Court’s jurisdiction to “final” decisions of state supreme courts.
As this Court stressed in Johnson v. California, 541
U.S. 428, 431 (2004), “[c]ompliance with the provisions
of § 1257”—including the finality requirement—“is an
essential prerequisite to [this Court’s] deciding the
merits of a case brought here under that section.”
Thus, “[a] petition for certiorari must demonstrate to
this Court that it has jurisdiction to review the judgment,” id., and “[i]t behooves counsel” to show “that
the decision for which review is sought is indeed a
‘[f]inal judgmen[t]’ under § 1257.” Id. at 432. Garda’s
petition, however, neither acknowledges that the decision below did not finally dispose of the case, nor
makes any attempt to demonstrate that the case falls
within the “four exceptional categories of cases to be
regarded as ‘final’ on the federal issue despite the ordering of further proceedings in the lower state
courts.” Id. at 429–30.
To begin with, the judgment below was not final in
any ordinary sense: It remanded the case to the Washington Court of Appeals for consideration of additional
defenses to double damages raised by Garda (including an additional defense implicating federal preemption)—a fact that Garda’s statement of the case notably fails to mention. Such a disposition not only fails
11
to resolve the entire case, it does not even fully resolve
the issue of double damages that Garda seeks to litigate in this Court.
As this Court has explained, § 1257(a) generally
requires a decision that terminates litigation of the
merits:
This provision establishes a firm final judgment
rule. To be reviewable by this Court, a state court
judgment must be final “in two senses: it must be
subject to no further review or correction in any
other state tribunal; it must also be final as an
effective determination of the litigation and not
of merely interlocutory or intermediate steps
therein. It must be the final word of a final court.”
Market Street R. Co. v. Railroad Comm’n of Cal.,
324 U.S. 548, 551 (1945). As we have recognized,
the finality rule “is not one of those technicalities
to be easily scorned. It is an important factor in
the smooth working of our federal system.” Radio
Station WOW, Inc. v. Johnson, 326 U.S. 120, 124
(1945).
Jefferson, 522 U.S. at 81. Under that standard, the
Washington Supreme Court’s decision remanding for
further proceedings in the Washington Court of Appeals was not final because it “did not determine the
final outcome of the litigation.” Pierce County, Wash.
v. Guillen, 537 U.S. 129, 141 (2003).
Moreover, jurisdiction cannot be premised on the
theory that the decision below falls within the “limited
set of situations in which [this Court] ha[s] found finality as to the federal issue despite the ordering of
further proceedings in the lower state courts.” O’Dell
v. Espinoza, 456 U.S. 430 (1982) (per curiam). As the
Court explained in Florida v. Thomas, 532 U.S. at 777,
12
those limited situations comprise only cases falling
within “four categories,” id. at 777, identified in Cox
Broadcasting Corp. v. Cohn, 420 U.S. 469 (1975).
Here, as in Pierce County, the Washington Supreme
Court’s remand decision does not fall into any of the
four categories.
The first Cox category is inapplicable because the
decision is not “conclusive” of the outcome of the remand proceedings that will determine whether Garda
is liable for double damages. Pierce County, 537 U.S.
at 141 n.5. With respect to the second category, the
federal issue will not necessarily “survive and require
decision regardless of the outcome of future statecourt proceedings,” Thomas, 532 U.S. at 778 (quoting
Cox, 420 U.S. at 480), because an outcome favorable
to Garda on remand would “moot” the issues it raises
here, Pierce County, 537 U.S. at 141 n.5. The third category, which includes those rare cases (usually criminal proceedings) where there is some insurmountable
bar to “later review of the federal issue …, whatever
the ultimate outcome,” Thomas, 532 U.S. at 779 (quoting Cox, 420 U.S. at 481), likewise does not apply under these circumstances, Pierce County, 537 U.S. at
141 n.5.
Finally, this case does not fall within Cox’s fourth
category, encompassing cases in which review of the
issues presented may become unnecessary later (because the party seeking review may prevail on other
grounds), but “refusal immediately to review the
state-court decision might seriously erode federal policy.” Thomas, 532 U.S. at 780 (quoting Cox, 420 U.S.
at 482–83). No federal policy would be seriously
eroded by leaving in place the Washington Supreme
Court’s holding that Garda failed to preserve its CBAbased arguments while the Washington appellate
13
courts complete their consideration of Garda’s other
defenses to double damages—including another argument related to federal preemption. To hold otherwise
would suggest that any assertedly erroneous decision
involving a federal preemption claim—or, indeed, any
issue of federal law applicable in state court under the
Supremacy Clause—“erodes” federal policy enough to
call Cox into play. Such a view “would permit the
fourth exception to swallow the rule.” Johnson, 541
U.S. at 430 (quoting Flynt v. Ohio, 451 U.S. 619, 622
(1981) (per curiam)).
The inapplicability of the fourth Cox exception is
demonstrated by the contrast between this case and
Belknap, Inc. v. Hale, 463 U.S. 491 (1983), where the
Court found that a decision concerning preemption of
a state cause of action fell within the fourth Cox exception under the circumstances of the case. Id. at 497
n.5. In Belknap, the state court’s decision had “finally
disposed” of the petitioner’s preemption defenses, id.,
whereas here there has been a remand for consideration of another argument involving preemption. Moreover, in that case, the preemption argument, if accepted, would have precluded the state-court litigation altogether, id., while here it affects only a defense
to one remedy (double damages) on a claim whose underlying merits is not before the Court.
Most significantly, in Belknap, the preemption issue was whether a state-court action involved claims
about the substantive scope of the NLRA that were
within the exclusive jurisdiction of the National Labor
Relations Board. Thus, “to permit the proceedings to
go forward in the state court without resolving the
preemption issue would involve a serious risk of eroding the federal statutory policy of ‘“requiring the subject matter of respondents’ cause to be heard by the ...
14
Board, not by the state courts.”’” Id. (citations omitted). Here, that policy is not implicated: Garda does
not contend that this case involves any issue that
should properly be adjudicated by the NLRB, and it
does not contest that the state courts are the “proper
forum,” id., for respondents’ state-law action. Rather,
Garda asserts that federal preemption principles prevent imposition of the double-damages aspect of the
remedy. Under such circumstances, forgoing immediate review of the state court’s holding that Garda did
not properly preserve its argument, and allowing completion of the state-court appellate proceedings concerning double damages, poses no serious risk of eroding NLRB authority or any other aspect of federal labor policy.
II. The state supreme court’s decision rests
principally on a state-law basis: Garda’s
failure to preserve the essential premise of
the arguments it now seeks to present.
Review here is unwarranted for the additional reason that the decision below, although touching on
Garda’s LMRA and NLRA preemption arguments,
rested principally on a state-law determination that
Garda failed to preserve those arguments because it
forfeited any claim that the CBAs purported to waive
employees’ rights under Washington law to a paid onduty meal period meeting Washington’s statutory requirements. Specifically, the court pointed out that
Garda had consistently argued only that the CBAs
“waived off-duty meal periods”; and far from asserting
that the agreements waived employees’ right to paid
on-duty meal periods, Garda argued (unsuccessfully)
that the employees had received such breaks. Pet.
App. 12a. Because “there was no argument that the
Plaintiffs waived ‘on duty’ (as opposed to ‘off duty’)
15
meal periods in their CBAs,” id. at 13a, the court held
that Garda had not properly asserted any claim of a
bona fide dispute based on the CBAs—a conclusion
that did not rest in any way on construction of the
“specific language” of the CBAs, id., and therefore did
not implicate Garda’s assertions that preemption bars
the state courts from construing the CBAs.
The court’s holding that Garda completely failed to
present the argument that was the essential premise
of its LMRA and NLRA preemption claims will remain
intact, and will suffice to sustain the court’s decision
to reject Garda’s CBA-based defenses to double damages, regardless of any decision by this Court on the
substance of Garda’s preemption arguments. This
Court should therefore decline to grant certiorari to
consider those arguments. Cf. Int’l Longshoremen’s
Ass’n v. Davis, 476 U.S. 380, 387 (1986) (“[W]e have no
authority to review state determinations of purely
state law. Nor do we review federal issues that can
have no effect on the state court’s judgment.”).
Garda tries to evade the point by asserting that the
Washington Supreme Court’s determination that
Garda failed to preserve any argument that the CBAs
waived the right claimed by the employees “was bound
up with the substantive LMRA preemption that warrants review here.” Pet. 25. Garda bases this assertion
on the argument that “[t]he very same interpretation
of Washington meal-period regulations, resting on the
very same case (Pellino), grounds both the court’s interpretation of the CBA (which is preempted) and the
court’s holding that Garda ‘waived’ its competing interpretation of the CBAs.” Pet. 25.
Garda’s argument is nonsensical. The Washington
Supreme Court’s holding that Garda failed to preserve
16
or present the argument that is the necessary premise
of its claims was not based on an interpretation of the
CBAs; it was based on the Court’s reading of the plain
words in Garda’s briefs. Even if the LMRA preempted
the court from interpreting the CBAs, it surely did not
preempt the court from reading and interpreting
Garda’s briefs.
Moreover, although the court’s understanding of
Garda’s references to off-duty and on-duty breaks undoubtedly reflected the meaning of those terms under
Washington law, Garda does not argue (and could not
credibly argue) that the LMRA preempts the “interpretation of Washington meal-period regulations,”
Pet. 25, adopted in Pellino, under which the statutory
right to an on-duty meal period means a meal period
during which the employee remains on the worksite,
and on call, but does not perform any work duties.
That the Washington Supreme Court understood the
claims in Garda’s briefs about what the CBAs assertedly waived (off-duty breaks) and did not waive (onduty breaks) in light of this established meaning of the
terms under Washington law does not make its holding “derivative of the recurring preemption questions
presented here.” Pet. 25. Those preemption questions
have no bearing on the propriety of either the Pellino
construction of “on-duty meal period” under Washington law or the Washington Supreme Court’s understanding that Garda’s briefs used that terminology in
the same way. The Washington court’s reading of the
concessions in Garda’s briefs does not “implicat[e] an
underlying question of federal law” and thus provides
nothing for this Court to review. Davis, 476 U.S. at
388.
Garda’s complaint that the Washington Supreme
Court read its briefs incorrectly does not remotely
17
merit review. What a party’s state-court briefs meant
by the use of a particular phrase is a “fact-bound issue
of little importance” to anyone other than the parties
to the case. Massachusetts v. Sheppard, 468 U.S. 981,
988 n.5 (1984). Furthermore, Garda’s suggestion that
the Washington Supreme Court misunderstood what
it said and imposed an unexpected meaning on the
words it used is thoroughly unconvincing given the
history of this case.
Specifically, Garda suggests that its lawyers below
somehow “did not anticipate the Washington courts’
counterintuitive redefinition of ‘on duty meal period’
under state law to mean ‘one during which the employee is relieved of all work duties.’” Pet. 26. But the
appeal in this case was briefed long after the Washington Court of Appeals affirmed that construction in
Pellino, and the central issue in this case was whether
Garda had denied its employees the right to a paid,
on-duty meal period within the meaning of Washington law as construed in Pellino—not whether Garda
had denied them the right to an unpaid, off-duty meal
period. Given that background, Garda’s repeated
statements in its briefs that the CBAs “intentionally
and knowingly waived off-duty meal periods” and
“agreed to waive the unpaid off-duty meal period requirement,” Pet. App. 12a, and its failure similarly to
assert that the CBA’s waived the requirements applicable to paid, on-duty meal periods, cannot be explained away by asserting that Garda’s counsel did
not expect the Washington courts to view this case as
being about the denial of on-duty meal periods.
Garda’s current counsel may wish that its attorneys in the state courts had made a different argument using different words, but in the context of this
case, the meaning of what Garda did and did not say
18
was unmistakable. Because the outcome below was
determined by the court’s wholly justified finding that
Garda failed to argue that the CBAs purported to
waive the right claimed here, and not by the construction of the CBAs that Garda claims raises preemption
concerns, there is no need to go further: The petition
should be denied.
III. Garda’s LMRA preemption argument is
meritless and presents no decisional conflict requiring review by this Court.
Garda contends that the LMRA preemption issue
it seeks to present—whether § 301 of the LMRA
preempts a court from examining a CBA to determine
whether a defendant has a bona fide claim that the
CBA waives the state statutory right that is the basis
of a plaintiff’s claim—involves a decisional conflict
that requires resolution by this Court. But Garda
identifies no decision of this Court or any federal or
state appellate tribunal holding that a court may not
examine a CBA to address a defendant’s arguments
that the CBA waives a statutory right that is the basis
of a claim: None of the “conflicting” decisions it cites
addresses that issue.
Instead of identifying a conflict, Garda offers a 17page merits argument for extending this Court’s holdings to the circumstances of this case. See Pet. 13–29.
Absent a true decisional conflict, such a claim of error
in the application of this Court’s precedents rarely
presents the “compelling” circumstances necessary to
justify this Court’s exercise of its discretionary jurisdiction. S. Ct. R. 10. This Court “is not, and never has
been, primarily concerned with the correction of errors
in lower court decisions.” Address of Chief Justice
Vinson before the Am. Bar Ass’n, Sept. 7, 1949 (quoted
19
in Stephen M. Shapiro, et al., Supreme Court Practice
Ch. 4.1, at 236 (10th ed. 2013)).
The claim of error in this case is, in any event,
wholly groundless, in large part because Garda’s argument on the point almost completely ignores this
Court’s most pertinent decision, Livadas. Livadas
holds emphatically that actions, like this one, that are
based on state employment-law requirements that exist independently of a CBA are not preempted by § 301
of the LMRA. See 512 U.S. at 123–25.1 Livadas further
makes clear that in cases, like this one, that involve
claims based on independent requirements of state
law, “§ 301 does not disable state courts from interpreting the terms of collective-bargaining agreements
in resolving non-preempted claims.” Id. at 123 n.17.2
––––––––––––––––––––––––
1 Contrary to Garda’s assertion, nothing on the face of a claim
for damages under Washington law for the deprivation of mealperiod rights, or for double damages, places a CBA in issue. Establishing the willfulness required for a double-damages claim
requires a showing of knowing and intentional conduct. Schilling
v. Radio Holdings, Inc., 961 P.2d 371, 375 (Wash. 1998). The
plaintiff need not show the absence of a bona fide dispute to prove
willfulness; rather, the existence of a bona fide dispute is an affirmative defense on which the defendant bears the burden of
proof. Wash. State Nurses Ass’n v. Sacred Heart Med. Ctr., 287
P.3d 516, 521 (Wash. 2012).
2 See also Lingle v. Norge Div. of Magic Chef, Inc., 486 U.S.
399, 413 n.12 (1988) (“[A]s a general proposition, a state-law
claim may depend for its resolution upon both the interpretation
of a collective-bargaining agreement and a separate state-law
analysis that does not turn on the agreement. In such a case, federal law would govern the interpretation of the agreement, but
the separate state-law analysis would not be thereby preempted.”). Here, as discussed below, to the extent that the Washington Supreme Court discussed the interpretation of the CBAs,
(Footnote continued)
20
Livadas thus squarely contradicts Garda’s argument
that the need for any such interpretation in resolving
a claim results in preemption.
Moreover, Livadas specifically addresses the possibility that a defendant might contend that a CBA
waives a state-law right that is the basis of an independent, and thus otherwise non-preempted, claim asserted by a plaintiff. See id. at 125. In such circumstances, Livadas states, the state-law claim is not
preempted merely because of the interposition of a
waiver-based defense that requires interpretation of
the CBA. Rather, the court must determine whether
the waiver is “clear and unmistakable,” and, if so,
“consider whether it could be given effect.” Id. If, as
Livadas indicates, a court entertaining a state-law
claim may interpret a CBA to determine whether it
waives the state-law rights at issue, it necessarily follows that a court in such a case may take the less intrusive step of looking to the CBA to determine
whether it even arguably waives those rights in adjudicating a good-faith defense afforded the defendant
under state law.
In light of Livadas’s discussion of the issue, it is not
surprising that those federal courts that have considered the question have held that a state-law claim
based on employees’ statutory rights is not preempted
merely because a court must look at a CBA to determine whether those rights have been waived. See Valles, 410 F.3d at 1076; Cramer, 255 F.3d at 692. As the
court stated in Cramer:
––––––––––––––––––––––––
it properly applied federal-law principles of construction in considering whether they arguably waived employees’ state-law
rights.
21
Where a party defends a state cause of action on
the ground that the plaintiff's union has bargained away the state law right at issue, the CBA
must include “clear and unmistakable” language
waiving the covered employees’ state right “for a
court even to consider whether it could be given
effect.” Livadas, 512 U.S. at 125 (citing Lingle,
486 U.S. at 409–10 n.9). Thus, a court may look
to the CBA to determine whether it contains a
clear and unmistakable waiver of state law rights
without triggering § 301 preemption.
255 F.3d at 692. Cramer further states unequivocally
that “‘look[ing] to’ the CBA merely to discern that
none of its terms is reasonably in dispute does not require preemption.” Id.
Garda points to no appellate decisions, before or after Livadas, that disagree with Cramer and Valles by
holding that the LMRA preempts an inquiry into
whether a CBA arguably waives a state statutory entitlement that is the basis of an action brought by
workers. The decisions on which Garda rests its claim
that the Washington Supreme Court erred address
very different types of claims.
For example, this Court’s decision in AllisChalmers holds that a claim of bad-faith breach of a
CBA, although pleaded as a state-law tort, falls within
the scope of § 301 of the LMRA because the duty it
seeks to enforce “ultimately depends upon the terms
of the agreement between the parties.” 471 U.S. at
216. Thus, the claim is subject to what the Court has
labeled “complete preemption” (that is, it is deemed to
arise under federal law and is actionable only under
the terms of § 301, see El Paso Natural Gas Co. v.
Neztsosie, 526 U.S. 473, 484 n.6 (1999)). Notably, even
22
Garda does not contend that the claims here, which
seek to enforce obligations arising solely under state
statutes independent of any CBA, fall into that category. See Pet. 27.
Allis-Chalmers, unlike Livadas, does not expressly
discuss whether claims that arise exclusively under
state law must be deemed preempted if a defendant
claims that a CBA waived, or even arguably waived,
protected rights under state law. Importantly, however, Allis-Chalmers does recognize that the LMRA
does not “delegate to unions and unionized employers
the power to exempt themselves from whatever state
labor standards they disfavor[],” or “grant the parties
to a collective-bargaining agreement the ability to contract for what is illegal under state law.” 471 U.S. at
212. Thus, “it would be inconsistent with congressional intent … to preempt state rules that proscribe
conduct, or establish rights and obligations, independent of a labor contract.” Id. Garda’s position, however,
would have just that consequence: All a defendant
charged with violating such rules would have to do
would be to assert that a CBA waived them, and a
court would be disabled from considering whether the
CBA in fact did so, and, if so, whether the waiver was
valid.
Garda’s reliance on National Metalcrafters v.
McNeil, 784 F.2d 817 (7th Cir. 1986), is equally unavailing. National Metalcrafters held that a state right
of action to enforce a CBA (specifically, to enforce its
terms regarding payment of wages) was preempted
because “[t]he only basis of the state-law claim in this
case is that the company broke its contract to grant
vacation pay of a certain amount.” Id. at 824. The case
did not concern obligations based on state law; indeed,
23
it emphasized that there was “[n]o state law” that required the payments at issue. Id. Accordingly, it said
nothing about whether or under what circumstances
a remedy for a violation of a state law could be
preempted based on the defendant’s claim that a CBA
waived the state-law rights.
Garda’s citation of Foy v. Giant Food Inc., 298 F.3d
284, 288 (4th Cir. 2002), and Douglas v. American Information Technologies Corp., 877 F.2d 565, 573 (7th
Cir. 1989), likewise fails to support any claim of decisional conflict. Garda’s own description of those cases
as holding “that section 301 of the LMRA preempts
state-law torts turning on questions of ‘reasonableness’ that are bound up with CBA terms,” Pet. 22, itself reveals how far afield they are. In both cases, the
claims turned on whether the defendant’s conduct was
“wrongful,” which under the circumstances of those
cases could only have been established if that conduct
violated the CBAs. Foy, 298 F.3d at 288; Douglas, 877
F.2d at 571–72. Again, neither case addressed issues
of asserted CBA waiver of actionable state statutory
rights.
Garda’s attempt to find support in two Ninth Circuit decisions predating Livadas, Miller v. AT&T Network Systems, 850 F.2d 543 (9th Cir. 1988), and Truex
v. Garrett Freightlines, Inc., 784 F.2d 1347, 1350 (9th
Cir. 1985), is especially weak. Not only do those cases
address different circumstances altogether, but they
can hardly establish a conflict over the specific issue
here—whether a court can examine a CBA to assess
arguments concerning possible waiver of the state-law
entitlements that are the basis of the action—given
the Ninth Circuit’s explicit post-Livadas holdings in
Cramer and Valles that a court entertaining a statelaw claim may examine a CBA for that purpose.
24
As an afterthought, Garda cites a handful of federal appellate decisions that it claims evidence a split
over whether defenses to state-law claims may be considered in determining whether the claims are
preempted by the LMRA. Pet. 29. Regardless of
whether the holdings of those cases are reconcilable
with each other, any disagreement among them is not
implicated here. At most, some of the cases suggest
that, under some circumstances, a defense may show
that a plaintiff’s claim rests on a CBA. But none suggests that such circumstances are present here. None
addresses issues arising from claims that a CBA
waives a state-law statutory entitlement, and none
contradicts the recognition in Livadas, Cramer, and
Valles that, faced with such an argument, a court adjudicating a state-law claim may consider whether the
CBA clearly and unmistakably waives the rights at issue.
Garda’s inability to find support for its position in
the case law is unsurprising, because the consequences of its position are extreme. Taken to its logical
conclusion, Garda’s position would imply that claims
seeking to enforce negotiable statutory rights could
never be brought by workers subject to a CBA. By
Garda’s logic, such a claim would necessarily, on its
“face,” Pet. 27, implicate a CBA, because it would depend on the absence of a waiver in the CBA. Under
Garda’s view, “the preemptive force of § 301” would be
“so strong that preemption must occur simply because
the state right in question ‘is a properly negotiable
subject for purposes of collective bargaining’”—a result that “would expand the scope of § 301 preemption
far beyond the limits established in Lingle and Livadas, both of which caution against such a sweeping interpretation.” Cramer, 255 F.3d at 692–93. States
25
would have only two choices: make their statutory
rights nonnegotiable, or surrender their ability to enforce those rights with respect to unionized workers—
even when applicable CBAs did not in fact waive
them.
In the absence of any decision holding that LMRA
preemption extends so far, there is no reason for this
Court to give plenary consideration to such an inflated
view of LMRA preemption. Even absent the procedural barriers to review here, Garda’s LMRA preemption argument falls well short of justifying exercise of
this Court’s certiorari jurisdiction.
IV. Garda’s NLRA preemption argument is unfounded because the clear-statement requirement for waivers of statutory rights
in collective bargaining agreements comes
from federal law, not state law.
Garda’s claim that the Washington Supreme Court
applied a state-law clear-statement rule to determine
whether a CBA waives employees’ statutory rights,
and that such a rule is preempted by the NLRA, does
not merit review because its premise is incorrect. The
state court did not apply a state-law rule of construction. As the court stated unambiguously, its observation that “a CBA cannot waive the employees’ right to
the protection of even a negotiable state law right unless it does so in ‘clear and unmistakable language’”
relied on federal appellate authority that in turn was
based “solely on controlling United States Supreme
Court law.” Pet. App. 19a.
Specifically, the court quoted the Ninth Circuit’s
opinion in Valles, 410 F.3d at 1076, which in turn was
based on this Court’s recognition in Livadas that, as a
matter of federal common law governing CBAs under
26
§ 301 of the LMRA, any waiver of workers’ rights under state labor laws “would … have to be clear and unmistakable.” 512 U.S. at 125. Livadas itself invoked
previous decisions stating that this Court—not state
law—would require a clear and unmistakable statement to infer that the parties to a CBA intended a
waiver of individual workers’ statutory rights. See id.
(citing Lingle, 486 U.S. at 409–10 n.9 (1988); Metro.
Edison Co. v. NLRB, 460 U.S. 693, 708 (1983)). Later
decisions of this Court have continued to enforce the
same requirement, even as to rights that are not “substantive.” See 14 Penn Plaza LLC v. Pyett, 556 U.S.
247, 258–59 (2009); Wright v. Universal Maritime
Serv. Corp., 525 U.S. 70, 79–80 (1998).
Garda asserts that, in adopting this federal standard, the Washington Supreme Court “misconstrued
federal precedent.” Pet. 35. But even if true, that assertion could not salvage Garda’s second question presented, which is expressly premised on the erroneous
proposition that the Washington court announced a
“state-law rule,” Pet. i, and which raises only a question of preemption that is by its terms inapplicable to
the federal-law standard cited by the court.
Moreover, Garda’s claim that the Washington
court (and the Ninth Circuit in Valles) misconstrued
the principle derived from Livadas and this Court’s
other decisions is meritless. Garda contends that
Livadas said only that if a state labor standard were
“nonnegotiable,” then it would take a “clear and unambiguous” CBA to override it. Pet. 34. That interpretation is absurd: If the state labor standard were nonnegotiable, then a CBA would not override it regardless
of the CBA’s clarity, as Livadas recognized. 512 U.S.
at 123.
27
Garda’s misreading of Livadas is only possible because of its insertion of the phrase “making state
rights nonnegotiable” into the sentence it quotes from
Livadas. Pet. 34 (citing Livadas, 512 U.S. at 125).
Read fairly and without the insertion of an extraneous
reference to nonnegotiable rights, the critical sentence
in Livadas means that CBA language would have to
be clear and unmistakable “for a court even to consider whether it could be given effect,” 512 U.S. at
125—that is, to consider whether the right it purported to extinguish was a negotiable one that could
be overridden by contract. Garda’s citation of Wright,
Pet. 34–35, only underscores that its position is incorrect. In that case, the Court applied the “clear and unmistakable” standard to waiver of a right that was
clearly negotiable: the right to a particular forum for
asserting a claim. Indeed, Wright stated unambiguously that that procedural right could be waived by
contract, 525 U.S. at 80, unlike the underlying substantive right to pursue statutory discrimination
claims, which cannot be prospectively waived regardless of the clarity of contractual language purporting
to do so, see Pyett, 556 U.S. at 258–59.
If Garda’s illogical reading of Livadas were correct,
presumably some appellate court would have adopted
it in the quarter-century since the case was decided.
Tellingly, Garda does not purport to cite any decision
holding that the clear-and-unmistakable standard for
waivers of statutory rights in CBAs applies only to
nonnegotiable rights. The best Garda can do is assert
that a solitary state intermediate appellate court has
“expressed uncertainty on this same point.” Pet. 35
(citing Ehret v. WinCo Foods, LLC, 236 Cal. Rptr. 3d
572, 575 (Cal. Ct. App. 2018)). But Ehret expressed lit-
28
tle uncertainty: It questioned only “whether a collective bargaining agreement can ever waive a nonnegotiable right” and suggested that “only a negotiable
right can be waived, and the clear and unmistakable
standard applies to such a waiver.” Id. It went on to
“assume that … the clear and unmistakable standard
applies to any waiver in a collective bargaining agreement of any statutory right.” Id. In other words,
Garda’s best authority for the existence of “uncertainty” took a view diametrically opposed to Garda’s,
and fully consistent with Valles and the decision below.
More to the point, no federal appellate court or
state supreme court has disagreed with or criticized
Valles’s holding that the clear-and-unmistakable
standard applies “where … under state law waiver of
state rights may be permissible.” 410 F.3d at 1076. In
the absence of any appellate authority supporting
Garda’s idiosyncratic view, there would be no need for
this Court to address the issue, even if Garda’s petition had asked the Court to address the proper federal
standard for CBA waiver of statutory rights rather
than presenting only an irrelevant question about
preemption of state law.
Garda’s reliance on the California Supreme Court’s
decision in California Grocers Ass’n v. City of Los Angeles, 254 P.3d 1019 (Cal. 2011), does nothing to salvage its claim. California Grocers held that an ordinance requiring grocery stores to retain staff for 90
days after a change in ownership was not preempted
by the NLRA. The court found that nothing in the
NLRA indicated congressional intent to dictate that
such matters be unregulated under state law, that the
ordinance did not impermissibly regulate labor organizations or collective bargaining, and that the neutral
29
terms of the ordinance neither favored nor disfavored
unionized workers and employers. See id. at 1030–37.
The decision neither addresses the standard of clarity
that a CBA must meet to waive statutory rights, nor
suggests that adoption of a clear-and-unmistakable
standard based on federal decisional law is inconsistent with the NLRA.
Finally, Garda’s claim that the state court applied
a more stringent standard to the claimed waiver in the
CBAs than it would have applied to a waiver in an individual employment agreement fails on the facts. Although Washington law allows an individual employee to waive required meal periods, such a waiver
is revocable at any time. Pet. App. 53a. Thus, an individual employment agreement cannot contain a contractually binding waiver of meal-period rights—the
employee must always be free to claim his or her right
to a meal period. Moreover, any waiver by an individual must be either express or demonstrated by “unequivocal acts or conduct evidencing an intent to
waive.” Pellino, 267 P.3d at 399. Garda is therefore
flatly wrong that Washington would permit the rights
at issue to “be negotiated away individually” more
readily than in a CBA. Pet. 35. Rather, the clear-andunmistakable standard helps ensure parity between
the statutory rights of unionized and nonunionized
workers.3
––––––––––––––––––––––––
Holding that the rights cannot be collectively bargained
away, as the court of appeals did, is the only way to ensure full
parity by guaranteeing that an individual worker always has the
right to claim a meal break regardless of any prior waiver.
3
30
V. The Court should reject Garda’s suggestion
that it grant certiorari to construe the collective bargaining agreements.
Lastly, Garda’s petition argues that the Court
should grant certiorari to determine whether the
CBAs in fact waive workers’ rights to paid, on-duty
meal periods meeting the requirements of Washington
law. That request has nothing to do with the issues of
federal law that the petition identifies as the questions presented, see Pet. i, and the Court should disregard it for that reason alone.
Even if the petition had sought to present the question of contract construction, such an issue would not
merit review. As the Court stated in AT&T Technologies, Inc. v. Communications Workers of America, 475
U.S. 643, 651 (1986), “it is usually not our function in
the first instance to construe collective-bargaining
contracts.” Thus, in AT&T, the Court, having held
that the lower courts should have applied a clear-andunmistakable standard in determining whether a
CBA waived the right to a judicial determination of
issues of arbitrability, left it to the lower courts to construe the CBA under that standard. Likewise, here,
the Court should not take on the task of reviewing contract language in the absence of a properly presented
question of federal law that merits review.
Garda nonetheless insists that the Court should
review the construction of the CBAs because “[o]ther
jurisdictions correctly applying the federal law of CBA
interpretation have held similar language sufficient to
establish waiver.” Pet. 36. Again, Garda cites only the
intermediate appellate court decision in Ehret, which
found different language sufficient to clearly and unmistakably waive different statutory rights under
31
California law. Specifically, Ehret concluded that the
contracts at issue included language about meal periods that was “irreconcilable” with the otherwise applicable requirements of California law. 236 Cal. Rptr.
3d at 573. That conclusion may or may not have been
correct on the facts of Ehret, but it has nothing to do
with whether the CBAs here waived the rights available under Washington law. Ehret certainly does not
present the type or degree of decisional conflict that
calls for resolution by this Court.
Moreover, Garda’s insistence that its CBAs must
be construed so that its obligations to its workers are
the same in every state, Pet. 19–20, reflects a fundamental failure to understand that any state-to-state
differences do not reflect that the same CBA terms
mean different things in different states, but rather
that background obligations of state law differ from
state to state. Garda’s CBAs likely would not waive a
right to paid, on-duty meal periods free from work obligations in any state—but not all states confer such a
right. The LMRA and NLRA do not guarantee employers that worker protections will not vary from state to
state. See Lingle, 486 U.S. at 409.
Finally, Garda’s request that the Court construe
its CBAs assumes that the rights at issue are subject
to collective bargaining and, potentially, waiver in a
CBA. But the Washington Supreme Court reserved
that question, Pet. App. 19a, and it is doubtful that, if
forced to address it, the court would resolve it in favor
of Garda. See Pet. App. 51a–54a (intermediate appellate court’s opinion explaining its view that the right
is nonnegotiable). A holding on remand that the right
is nonnegotiable would render a decision by this Court
construing the CBAs in Garda’s favor—or ruling in
Garda’s favor on its preemption claims, which likewise
32
assume that the right can be waived in a CBA—a
waste. Even if the issues raised by Garda had some
arguable merit, this Court should address them only
in a case where there is a substantial basis for believing that doing so would make a difference to the ultimate outcome.
CONCLUSION
For the foregoing reasons, the petition for a writ of
certiorari should be denied.
Respectfully submitted,
DANIEL F. JOHNSON
BRESKIN JOHNSON &
TOWNSEND, PLLC
1000 Second Avenue
Suite 3670
Seattle, WA 98104
(206) 652-8660
ADAM J. BERGER
SCHROETER GOLDMARK
& BENDER
810 Third Avenue
Suite 500
Seattle, WA 98104
(206) 622-8000
SCOTT L. NELSON
Counsel of Record
ALLISON M. ZIEVE
PUBLIC CITIZEN
LITIGATION GROUP
1600 20th Street NW
Washington, DC 20009
(202) 588-1000
snelson@citizen.org
Attorneys for Respondents
April 24, 2019
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.