Amicus Curiae Brief — Donald J. Trump, President of the United States, et al., Petitioners v. Hawaii, et al.
Supreme Court briefMar 30, 2018
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No. 17-965
In the
Supreme Court of the United States
DONALD J. TRUMP, PRESIDENT
OF THE UNITED STATES, et al.,
Petitioners,
v.
STATE OF HAWAI‘I, et al.,
Respondents.
On Writ of Certiorari to the United States
Court of A ppeals for the Ninth Circuit
BRIEF OF NEW YORK UNIVERSITY
AS AMICUS CURIAE IN SUPPORT
OF RESPONDENTS
Of Counsel:
Terrance J. Nolan
General Counsel
and Secretary
New York University
70 Washington Square
South, 11th Floor
New York, New York 10012
(212) 998-2257
Steven E. Obus
Counsel of Record
Seth D. Fiur
Tiffany M. Woo
Om V. A lladi
Proskauer Rose LLP
11 Times Square
New York, New York 10036
(212) 969-3000
sobus@proskauer.com
Lary A. Rappaport
Proskauer Rose LLP
2049 Century Park East
Los Angeles, California 90067
(310) 557-2900
Attorneys for Amicus Curiae
March 30, 2018
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . iii
Interest of Amicus Curiae . . . . . . . . . . . . . . . . 1
Introduction and Summary
of the Argument . . . . . . . . . . . . . . . . . . . . . . . . 2
Argument . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
I.
A Diverse International Community is
Critical to NYU’s Identity and Mission . . . . . . . 3
II. The Proclamation Significantly Harms
NYU and Its Constituents . . . . . . . . . . . . . . . . . . 7
III. The Proclamation Has the Same Unlawful
Policy Outcomes as Its Predecessors,
In Violation of the Constitution and
the Immigration and Nationality Act . . . . . . . . 16
A. T he P r o cl a m at ion V iol at e s t he
Establishment Clause . . . . . . . . . . . . . . . . . 17
B. The Immigration and Nationality
Act Limits Executive Authority to
Engage in Discriminatory Conduct . . . . . . 20
ii
Table of Contents
Page
C. The Proclamation’s Context and History
Reveal that the Proclamation Violates
the Constitution and the INA . . . . . . . . . . . 24
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 36
iii
TABLE OF CITED AUTHORITIES
Page
Cases
Am. Acad. of Religion v. Napolitano,
573 F.3d 115 (2d Cir. 2009) . . . . . . . . . . . . . . . . . . . . . 20
Arce v. Douglas,
793 F.3d 968 (9th Cir. 2015) . . . . . . . . . . . . . . . . . . . . 17
Bery v. City of New York,
97 F.3d 689 (2d Cir. 1996) . . . . . . . . . . . . . . . . . . . . . . . 9
Bolling v. Sharpe,
347 U.S. 497 (1954) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Cardenas v. United States,
826 F.3d 1164 (9th Cir. 2016) . . . . . . . . . . . . . . . . 19-20
Church of Lukumi Babalu Aye, Inc. v. Hialeah,
508 U.S. 520 (1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
Clark v. Jeter,
486 U.S. 456 (1988) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Cty. of Allegheny v.
ACLU Greater Pittsburgh Chapter,
492 U.S. 573 (1989) . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
Dep’t of Agric. v. Moreno,
413 U.S. 528 (1973) . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
iv
Cited Authorities
Page
FDA v. Brown & Williamson Tobacco Corp.,
529 U.S. 120 (2000) . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Fisher v. Univ. of Tex. at Austin,
570 U.S. 297 (2013) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
Galvan v. Press,
347 U.S. 522 (1954) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Grutter v. Bollinger,
539 U.S. 306 (2003) . . . . . . . . . . . . . . . . . . . . . . . . . . 8, 9
Hassan v. City of New York,
804 F.3d 277 (3d Cir. 2015) . . . . . . . . . . . . . . . . . . . . . 17
Hawai‘i v. Trump,
859 F.3d 741 (9th Cir. 2017) . . . . . . . . . . . . . . . . . . . . 18
Hawai‘i v. Trump,
878 F.3d 662 (9th Cir. 2017) . . . . . . . . . . . . . . . . . . . . 22
Int’l Refugee Assistance Project v. Trump,
883 F.3d 233 (4th Cir. 2018) . . . . . . . . . . . 18, 25, 27, 32
Int’l Refugee Assistance Project v. Trump,
857 F.3d 554 (4th Cir. 2017) . . . . . . . . . . . . . . . . . . . . 19
Kent v. Dulles,
357 U.S. 116 (1958) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
v
Cited Authorities
Page
Kerry v. Din,
135 S. Ct. 2128 (2015) . . . . . . . . . . . . . . . . . . . . . . 18, 19
Keyishian v.
Bd. of Regents of Univ. of State of N.Y.,
385 U.S. 589 (1967) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
Kleindienst v. Mandel,
408 U.S. 753 (1972) . . . . . . . . . . . . . . . . . . . . . 18, 19, 20
Larson v. Valente,
456 U.S. 228 (1982) . . . . . . . . . . . . . . . . . . . . . . . . 17, 34
Legal Assistance for Vietnamese Asylum
Seekers v. Dep’t of State,
45 F.3d 469 (D.C. Cir. 1995), vacated on other
grounds, 519 U.S. 1 (1996) . . . . . . . . . . . . . . . . . . . . . 21
Marks v. United States,
430 U.S. 188 (1977) . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
McCreary Cty., Ky. v. ACLU of Ky.,
545 U.S. 844 (2005) . . . . . . . . . . . . . . . . . . . . . 17, 26, 32
Miller v. Johnson,
515 U.S. 900 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . 32
Regents of Univ. of Cal. v. Bakke,
438 U.S. 265 (1978) . . . . . . . . . . . . . . . . . . . . . . . 8, 9, 16
vi
Cited Authorities
Page
Romer v. Evans,
517 U.S. 620 (1996) . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
Sale v. Haitian Ctrs. Council, Inc.,
509 U.S. 155 (1993) . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Trump v. Int’l Refugee Assistance Project,
137 S. Ct. 2080 (2017) . . . . . . . . . . . . . . . . . . . . . . . . . . 2
United States v. Witkovich,
353 U.S. 194 (1957) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Vill. of Arlington Heights v.
Metro. Hous. Dev. Corp.,
429 U.S. 252 (1977) . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Washington v. Trump,
847 F.3d 1151 (9th Cir. 2017) . . . . . . . . . . . . . . . . . 8, 27
Zadvydas v. Davis,
533 U.S. 678 (2001) . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Statutes
8 U.S.C. § 1152(a)(1)(A) . . . . . . . . . . . . . . . . . . . . . . . . . . 21
8 U.S.C. § 1182 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
8 U.S.C. § 1182(f) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21, 24
vii
Cited Authorities
Page
8 U.S.C. § 1185(a)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Immigration and Nationality Act of 1965
Section 202 . . . . . . . . . . . . . . . . . . . . . . . . . 21, 22, 23, 24
Immigration and Nationality Act of 1965
Section 212(f) . . . . . . . . . . . . . . . . . . . . . . . 21, 22, 23, 24
Immigration and Nationality Act of 1965
Section 215(a)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
Other Authorities
U.S. Const. art. I, § 8, cl. 4 . . . . . . . . . . . . . . . . . . . . . . . 23
Proc. No. 9645 (2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Sup. Ct. R. 37 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
111 Cong. Rec. 21,778 (1965) . . . . . . . . . . . . . . . . . . . . . . 20
111 Cong. Rec. 24,225 (1965) . . . . . . . . . . . . . . . . . . . . . . 20
Hearings Before Subcomm. No. 1 of the Comm.
on the Judiciary, House of Representatives,
on H.R. 7700 and 55 Identical Bills, 88th
Cong. 901-02 (1964) as reprinted in 10A
Oscar Trelles & James Bailey, Immigration
and Nationality Acts: Leglistative Histories
and Related Documents, doc. 69A (1979) . . . . . . . . . 21
1
Interest of Amicus Curiae1
Amicus curiae New York University (“NYU” or
the “University”) is an institution of higher learning
headquartered in New York City, with campuses on
nearly every continent. A critical component of NYU’s
global mission is to create an environment that fosters
achievement borne of the free exchange of ideas and
information. NYU advances that mission by welcoming
and engaging students and scholars from the broadest
range of backgrounds and nationalities around the world.
As a global university centered in New York City—one
of the world’s most internationally diverse cities—NYU
has a vital interest in the proper administration, within
constitutional limits, of the immigration laws of the United
States. NYU is deeply concerned that Proclamation
9645 issued by the President on September 27, 2017,
titled “Enhancing Vetting Capabilities and Processes
for Detecting Attempted Entry Into the United States
by Terrorists or Other Public-Safety Threats” (the
“Proclamation”), like its predecessor Executive Orders,
exceeds those limits. If allowed to stand, it would impair
unique educational opportunities that NYU is otherwise
1. The parties consent to the filing of this brief, which
authorizes NYU to file it pursuant to Sup. Ct. R. 37. Petitioners
have provided blanket consent for the filing of amicus curiae
briefs, and Respondents have provided their written consent to
the filing of this brief. No counsel for a party authored this brief in
whole or in part, and no party, or counsel for a party, contributed
money intended to fund the preparation or submission of this brief.
No person other than the amicus curiae, its constituents or its
counsel contributed money intended to fund the preparation or
submission of the brief.
2
able to provide, inflicting harm on the University, on its
constituents and on the community at large. This Court
has implicitly recognized the importance of relationships
between entities like NYU and foreign nationals whom the
Proclamation—like the Executive Orders before it—seeks
to bar. See Trump v. Int’l Refugee Assistance Project
(“IRAP I”), 137 S. Ct. 2080, 2089 (2017) (“An American
individual or entity that has a bona fide relationship with
a particular person seeking to enter the country as a
refugee can legitimately claim concrete hardship if that
person is excluded.”).
Introduction and Summary
of the Argument
Thousands of prospective students apply to NYU
every year, seeking the opportunity to study at one of
the most internationally diverse universities in the world.
At the core of NYU’s institutional mission are the twin
aims of providing an exceptional academic experience
for its students and fostering world-class international
scholarship. NYU has invested significant resources in
developing an environment in which its diverse student
body and faculty can thrive, for the benefit of the
academic community, the United States, and the world.
Implementation of the Proclamation would significantly
undermine these efforts.
By obstructing the entry of international students,
faculty and other scholars into the United States based
solely on their having come from one of the Muslimmajority countries singled out for adverse treatment in
the Proclamation—without any reason to believe that
these individuals are involved in any terrorist activity—
the Proclamation gratuitously and unlawfully encumbers
3
NYU’s ability to conduct its many international programs,
which rely on input from faculty and students from the
affected countries. The Proclamation also impairs NYU’s
ability to transmit its strongly-held values abroad, and
obstructs its ability to provide to all of its students the
educational benefits that flow from a fully diverse student
body and faculty. For these reasons, among others, this
Court should find that the Proclamation exceeds the
President’s statutory authority under the INA and violates
the Constitution, and affirm the preliminary injunction
granted below.
Argument
I.
A Diverse International Community is Critical to
NYU’s Identity and Mission.
NYU is a “Global Network University,” with campuses
around the world, including in Africa, Asia, Europe, North
America, and South America. 2 These campuses offer all
NYU students a range of multi-disciplinary opportunities
for research, teaching and scholarly collaboration. In
addition to developing its own campuses, NYU has
partnered with numerous schools worldwide both to create
educational opportunities for international students and
scholars3 and to expose its domestic students to the vast
2. See The Global Network, NYU, https://www.nyu.edu/
faculty/governance-policies-and-procedures/faculty-handbook/
the-university/organization-and-administration/the-globalnetwork.html.
3. See Global Academic Partnerships and Affiliations, NYU,
https://www.nyu.edu/faculty/global-academic-partnerships-anda ffiliations.html (describing global partnerships and affiliations
4
wealth of experience and knowledge that can be gained
by traveling, researching and studying abroad.4
Attracting to the United States international students
and scholars from a wide variety of backgrounds is
intrinsic to NYU’s success as an educational institution. To
that end, NYU has made it a priority to “embrace diversity
among faculty, staff and students to ensure a wide range
of perspectives, including international perspectives, in
the educational experience.”5 Its efforts have been highly
successful—in 2016-2017, NYU hosted more international
students and scholars than any other university in the
United States—more than 17,000 international students
and more than 1,220 international scholars6 constituting
more than a third of NYU’s graduate student population,
with schools for the humanities, business, medicine, sociology,
anthropology, and the arts, located in Accra, Berlin, Buenos Aires,
Florence, London, Madrid, Paris, Prague, Sydney, Tel Aviv, and
Washington D.C.); see also Update on Faculty Engagement and
Academic Development at the Global Sites (6/11/15 Memo), NYU
(June 11, 2015), https://www.nyu.edu/faculty/global-academicpartnerships-and-a ffiliations/memos/faculty-engagementjune-2015.html (detailing the growth of new collaborative
programs with faculty, students and departments at partnership
and affiliate schools).
4. See, e.g., NYU International Exchange Program, NYU,
https://w w w.nyu.edu/academics/studying-abroad/exchange/
internationalexchange.html; Stern IBEX (International Business
Exchange), NYU, https://www.nyu.edu/academics/studyingabroad/exchange/stern-ibex-international-business-exchange.
html.
5. NYU Mission Statement, www.nyu.edu/about.
6. Annual Report: September 1, 2016 - August 31, 2017, NYU
Office of Global Services, https://www.nyu.edu/content/dam/nyu/
globalServices/documents/annualreport/annualReport2016-17.
pdf.
5
and nearly a fifth of its undergraduate population. The
most creative, talented, and industrious members of
communities all over the world have at one time called
NYU home.7
NYU’s presence in New York City has itself played
an integral role in the University’s ability to achieve its
international mission, proudly “tak[ing] its name and spirit
from one of the busiest, most diverse and dynamic cities
of all.”8 Millions of immigrants have come to New York as
the first step toward making a life in the United States9
believing that the Statue of Liberty in fact welcomes the
“huddled masses yearning to breathe free . . . .”10 New York
is home to millions of foreign-born residents—more than
7. Many NYU alumni from foreign countries have gone
on to become leaders in their communities. To take but a few
examples, NYU alumni Shimon Peres, the ninth President of
Israel, and former Egyptian vice president Mohammed Mustafa
ElBaradei, both won the Nobel Peace Prize for their contributions
to the region targeted by the Proclamation. Working with fellow
NYU School of Medicine alumnus Jonas Salk, Albert Sabin
developed oral polio vaccines that played a key role in substantially
eradicating the disease. More recently, Eric Richard Kandel, who
also attended NYU’s School of Medicine, was awarded a Nobel
Prize in Physiology or Medicine for discoveries that paved the way
to the modern understanding of memory formation.
8. NYU Mission Statement, www.nyu.edu/about.
9. From 1892 to 1954 alone, over twelve million immigrants
came to the United States through Ellis Island. See Ellis Island
History, www.libertyellisfoundation.org/ellis-island-history.
10. Emma Lazarus, The New Colossus, Liberty State Park
(1883), http://www.libertystatepark.com/emma.htm (last accessed
Mar. 27, 2018).
6
a third of the City’s population.11 The City has long served
as a hub of international commerce, cultural exchange and
diplomacy. Its international influences are woven into the
fabric of everyday life experienced by NYU’s students
and scholars12 and its spirit infuses and amplifies NYU’s
culture of embracing diversity.
NYU’s mission and values are embodied in the words
of its current president, Dr. Andrew Hamilton, himself an
immigrant. In a letter to the NYU community addressing
the January 27, 2017 Executive Order that preceded the
Proclamation now at issue in this case, Dr. Hamilton
articulated the importance of free movement across
borders in pursuit of scholarship and the harm arising
from its unwarranted obstruction:
As a scientist who studied and worked in four
countries before becoming a citizen of the U.S.,
11. Thomas P. DiNapoli, The Role of Immigrants in the New
York City Economy, New York State Comptroller Report 7-2016
(Nov. 2015), https://osc.state.ny.us/osdc/rpt7-2016.pdf (“Nearly
three-quarters of the 4.4 million immigrants in New York State
live in New York City . . . .”).
12. Students Share International Experiences at Global
Engagement Symposium, NYU Liberal Studies (Mar. 20, 2015),
http://liberalstudies.nyu.edu/content/nyu-as/liberalstudies/
news-events/students-share-international-experiences-at-globalengagement-sy.html (“[Students] presented on experiences that
included installing a solar electricity system in a Nicaraguan
village, independent research into NYU London’s history as the
headquarters of a musicians’ club, and writing a policy report on
asylum seekers in Tel Aviv.”) (One student commented: “One of
the main reasons I decided to study at NYU was the opportunity
for global experiences.”).
7
I know how important it is to be able to move
across borders in peaceful pursuit of one’s
scholarship. I know, too, more than most given
my background and my field, how much goodwill
the U.S. earns for itself through the openness
of its education system and how widely those
who study here can spread American values.
And I know, as well, that these developments
are not just a matter of disrupted educational
plans or lost opportunities or even damage
to the academic enterprise; beyond all that,
this order harms one of the most admired and
cherished of American principles–religious
non-discrimination itself.13
II. The Proclamation Significantly Harms NYU and
Its Constituents.
By indiscriminately targeting individuals from the
Muslim-majority countries of Iran, Libya, Somalia,
Chad, Syria and Yemen without any basis to believe that
such individuals pose the slightest threat to the national
security of the United States, the Proclamation improperly
compromises the diversity that is central to NYU’s
identity and mission.14 Approximately 120 NYU students
13. Letter from Dr. Andrew Hamilton to NYU Community
(Jan. 29, 2017), http://www.nyu.edu/about/leadership-universityadministration/office-of-t he-president/communications/therecent-executive-order-on-immigration.html.
14. The Proclamation also imposes travel restrictions on
nationals from Venezuela and North Korea. Proclamation § 1(g).
Those restrictions are not covered by Respondents’ challenge to
the Proclamation.
8
and ten scholars at the New York City campus alone come
from the six Muslim-majority countries specified in the
Proclamation. Many others from those countries would
be discouraged or prevented by the Proclamation from
joining them at NYU.
Courts have long emphasized the importance
of promoting diversity and freedom in educational
environments, recognizing that, due to the classroom’s
vital role as a “marketplace of ideas,” constitutional
protections are “nowhere more vital than in the community
of American schools.” Keyishian v. Bd. of Regents of Univ.
of State of N.Y., 385 U.S. 589, 603 (1967) (citation omitted).
“The nation’s future depends upon leaders trained through
wide exposure to that robust exchange of ideas which
discovers truth out of a multitude of tongues, [rather] than
through any kind of authoritative selection.” Id. (internal
citation and quotation marks omitted).
Diversity similarly “helps to break down racial
stereotypes, and enables [students] to better understand”
those with different backgrounds. Grutter v. Bollinger,
539 U.S. 306, 330 (2003) (alteration in original). As a
result, diversity helps impart the “skills needed in today’s
increasingly global marketplace” by “expos[ing] [students]
to widely diverse people, cultures, ideas, and viewpoints.”
Id.; see also Keyishian, 385 U.S. at 603. Recognizing these
benefits, the Supreme Court has held that the Constitution
protects a school’s “right to select those students who will
contribute the most to the ‘robust exchange of ideas . . . .’”
Regents of Univ. of Cal. v. Bakke, 438 U.S. 265, 313 (1978);
Washington v. Trump, 847 F.3d 1151, 1159 (9th Cir. 2017)
(recognizing a school’s ability to assert harm on behalf
of its students, including harm to the university’s ability
9
to accomplish its global mission); see also Fisher v. Univ.
of Tex. at Austin, 570 U.S. 297, 308 (2013) (recognizing
compelling governmental interest in “the educational
benefits that flow from a diverse student body”).
By its very nature and goals, the Proclamation
threatens that constitutionally protected diversity. See
Fisher, 570 U.S. at 308; Grutter, 539 U.S. at 328 (observing
that a school’s “educational judgment that such diversity
is essential to its educational mission is one to which we
defer”); Bakke, 438 U.S. at 313; see also Bery v. City of
New York, 97 F.3d 689, 694 (2d Cir. 1996) (“When an
alleged deprivation of a constitutional right is involved,
most courts hold that no further showing of irreparable
injury is necessary.” (quoting 11 Charles A. Wright
& Arthur R. Miller, Federal Practice and Procedure
§ 2948, at 440 (1973))).
The harm that flows from the Proclamation is in
any case manifest. By targeting the populations of
Muslim-majority nations for exclusion from the United
States, the Proclamation hinders NYU’s efforts to
expose international students and scholars to a broad
array of ideas and inf luences. This cross-cultural
exchange buttresses key democratic traditions, such
as free speech, a free press,15 free and fair elections,
15. Indeed, many NYU graduates of the Near Eastern
Studies program have gone on to be respected journalists, helping
shape the thoughts for millions of readers about life and culture
in the affected regions. Jared Malsin, who graduated from NYU’s
Near Eastern Studies in 2010, is TIME magazine’s Middle East
bureau chief, and former West Bank and Gaza Palestinian news
agency Ma’an chief English editor. See About – Jared Malsin,
http://jaredmalsin.com/about.html. Habib Battah, who graduated
10
and freedom of assembly.16 By fostering a culture of
international exchange and dialogue, rather than fear
and hatred, NYU’s international programs thus combat
radicalization.17 Reducing this cross-cultural exchange
will deprive NYU of opportunities to share those key
democratic traditions with students from abroad.18 And in
from NYU’s Near Eastern Studies and Global Journalism program
in 2010, is a prominent journalist in Al Jazeera covering terrorism
in the Middle East among other events. See Habib Battah Profile,
Al Jazeera, http://www.aljazeera.com/profile/habib-battah.html.
16. See, e.g., Security Council, Unanimously Adopting
Resolution 2250 (2015), Urges Member States to Increase
Representation of Youth in Decision-Making at All Levels, United
Nations, Meetings Coverage and Press Releases, https://www.
un.org/press/en/2015/sc12149.doc.htm (highlighting the need for
“quality education for peace that equips youth with the ability to
engage constructively in civic structures and inclusive political
processes”).
17. See, e.g., Preventing Violent Extremism Through
Promoting Inclusive Development, Tolerance and Respect for
Diversity, United Nations Development Programme 11 (2016)
(identifying as one strategy to prevent violent extremism
“[p]romoting respect for human rights, diversity and a culture
of global citizenship in schools and universities”); see also Marta
Mikilikowska, Development of anti-immigrant attitudes in
adolescence: The role of parents, peers, intergroup friendships,
and empathy, British Journal of Psychology (2017), http://
onlinelibrary.wiley.com/doi/10.1111/bjop.12236/abstract (showing
that adolescents with immigrant friends are “less affected by
parents and peers’ prejudice than youth without immigrant
friends”).
18. See, e.g., Study Away in the US and Around the World,
Studying Abroad, N YU, https://w w w.nyu.edu /academics/
studying-abroad.html (video testimonials of NYU students
studying abroad) (“Regardless of where you go, you’re going
to experience, you know, a beautiful city and a beautiful place,
11
doing so, the Proclamation will diminish the global reach
of American universities and risk robbing the nation, and
the world, of their potential contributions.
Beyond its impact on the NYU community’s ability to
disseminate important shared values, the Proclamation
threatens NYU’s own diverse international community,
harming the University’s current and prospective
students, scholars, and faculty. In addition to the day-today cultural exchange that occurs at a diverse university,
NYU has many programs that facilitate the understanding
of other cultures, such as the Hagop Kevorkian Center
(“the Center”), which focuses on Near Eastern studies
and was created “to foster the interdisciplinary study
of the modern and contemporary Middle East and to
enhance public understanding of the region.”19 To achieve
this goal, it hosts events exploring topics such as “current
events and policy issues relating to the Middle East,” 20
some of which include discussions relating specifically to
the countries affected by the Proclamation. 21 The Center
you are going to meet new people, you are going to have new
experiences and opportunities, you are going to grow personally,
you are going to grow academically, and you’re going to come back
a better person.”).
19. About, Hagop Kevorkian Center for Near Eastern
Studies, NYU, http://as.nyu.edu/neareaststudies/about.html.
20. Id.
21. See Events Listing, Hagop Kevorkian Center for Near
Eastern Studies, NYU, http://as.nyu.edu/neareaststudies/events.
html. For example, a discussion about the Muslim Brotherhood and
the Politics of Reurbanization is planned for April 12, 2018. See
Notes from Who’s Who: The Muslim Brotherhood and the Politics
of Rurbanization, NYU, http://as.nyu.edu/neareaststudies/
events/spring-2018/the-muslim-brotherhood-and-the-politics-of-
12
also collaborates with “nearly 100 teachers from public
and private schools across the New York metropolitan
area to participate in Center-sponsored workshops on
the Middle East,” which allow Center-affiliated faculty
to “share expertise on the Middle East with journalists
and government agencies on a regular basis and discuss
current events and policy issues at university and
community events.” 22 These programs are vital to public
awareness, which is crucial to NYU’s ability to serve as
an educational institution “fitting for all and graciously
open[] to all.” 23
rurbanization.html. A lecture discussing how to theorize about the
influence of ISIS and other radical Islamist groups is scheduled
to be led by the Chair of the International History Department
at the Graduate Institute of International and Development
Studies in Geneva, occurred on March 29, 2018. See Reading ISIS,
NYU, http://as.nyu.edu/neareaststudies/events/spring-2018/atheory-of-isis---political-violence-and-the-transformation-of-.
html. A talk about gendered reasoning in Iranian metaphysics
will occur on April 19, 2018. See The Iranian Metaphysicals:
Spiritual Empiricism and the Gender of Reason, NYU, http://
as.nyu.edu/neareaststudies/events/spring-2018/the-iranianmetaphysicals--spiritual-empiricism-and-the-gender-o.html. A
discussion about religious socio-historical processes that have
influenced Iranian politics will take place on April 27, 2018. See
God and Man in Tehran, NYU, http://as.nyu.edu/neareaststudies/
events/spring-2018/god-and-man-in-tehran.html. An International
Conference concerning Latin American-Middle Eastern ties is
planned for April 27, 2018. The Latin East/New Perspectives
on Latin-America-Middle East Ties, NYU, http://as.nyu.edu/
neareaststudies/events/spring-2018/save-the-date--the-latin-east--an-international-conference.html.
22. See About, Hagop Kevorkian Center for Near Eastern
Studies, NYU, http://as.nyu.edu/neareaststudies/about.html.
23. See NYU Mission Statement, www.nyu.edu/about.
13
From the joint master’s degrees offered by the
Center to the graduate programs offered by the Middle
Eastern and Islamic Studies program, the value of NYU’s
educational opportunities is substantially predicated
on the quality and diversity of its faculty and students.
The Proclamation interferes with numerous on-campus
programs like these, which are central to creating an
environment of intellectual and cultural exchange,
and thus heightened international awareness and
understanding, at a time when such understanding is more
important than ever. 24
Finally, all students suffer when the diversity of ideas
and backgrounds to which they are exposed is diminished.
See Fisher, 570 U.S. at 308. Unchecked, the Proclamation
has a direct and immediate impact on the large number of
international students and scholars who wish to become
affiliated with NYU or to participate in NYU academic
conferences in their fields. Prospective students who have
yet to enroll will be delayed or entirely prevented from
beginning their academic careers.
The Proclamation denies students and scholars of vast
untapped potential the success of which they are capable,
harming them, the NYU community, and ultimately
24. See, e.g., Nassir Abdulaziz Al Nasser (High Representative
for United Nations Alliance of Civilizations), UNOAC | Remarks
|Parliamentary Assembly of the Mediterranean (Feb. 23, 2017),
https://www.unaoc.org/2017/02/r emarks-11th-plenary-sessionparliamentary-assembly-of-the-mediterranean/ (commenting
on the rise “of violence and xenophobia against minorities” and
remarking that “inclusiveness has become a pre-requisite for
peaceful society” when it comes to “migration laws,” and that
“[p]romoting and strengthening dialogue is an essential tool to
prevent and defeat violent and extremist ideologies”).
14
the world as a whole. For example, Shadi Heidarifar, a
prospective graduate student who was accepted to schools
worldwide but wanted to study in the United States, was
not able to attend classes at NYU with worldwide leaders
in her field. 25 Ms. Heidarifar has written that because of
the January 27, 2017 Executive Order that preceded the
Proclamation, her “entire future [was] destroyed in one
second.”26 After saving money for the application fees “that
a whole family could live [on] for a month,” Ms. Heidarifar’s
dreams of studying at NYU were shattered. 27 Ms.
Heidarifar is now enrolled at the University of Western
Ontario, in Canada.
Although the Proclamation in its present iteration
does not seek to suspend the entry of Iranian nationals
under valid student and exchange visitor visas, similarly
situated prospective students from the other countries
covered by the Proclamation remain very much at
risk of having their academic futures eradicated in an
instant, and the NYU community is at risk of losing their
unique perspectives and contributions to the University
community. NYU’s Brennan Center for Justice has noted
this issue in connection with litigation challenging the
25. See Samantha Michaels, I’m an Iranian Woman Whose
Dream Is to Study in America. Here’s My Message for Trump.,
Mother Jones (Jan. 29, 2017), http://www.motherjones.com/
politics/2017/01/iranian-student-trump-immigration (“We Iranian
students strongly believe that diversity in ethnicity, race, religion,
and color is one of the greatest strengths of the United States.
And Trump’s Muslim ban will destroy this.”).
26. Thomas Erdbrink, ‘How do I Get Back Home?’ Iranians
Turned Away from Flights to U.S., N.Y. Times (Jan. 28, 2017),
https://www.nytimes.com/2017/01/28/world/asia/how-do-i-getback-home-iranians-turned-away-from-flights-to-us.html.
27. Id.
15
validity of the Proclamation as it relates to individuals,
including one plaintiff’s sister who had been accepted
at Ohio State University, but who would not be able to
pursue her academic studies should the Proclamation go
into effect. 28 As Michael Price, a Brennan Center Senior
Counsel, noted, the affected student could have been an
NYU student, and that as a result of the Proclamation,
“NYU will be deprived of the chance to have students
from diverse populations and . . . Muslim students from
the targeted countries,” which “is a loss for everybody, for
the university, and those potential students.” 29 Thus, as a
direct result of the Proclamation, universities like NYU
will be deprived of diverse, capable students who have the
potential to contribute to the universities they attend and
the world as a whole. 30
An integral part of the “business of a university [is]
to provide that atmosphere which is most conducive to
2 8 . See A my Rhee, Brenn an Center Su es Tr ump,
Washington Square News (Oct. 16, 2017), https://www.nyunews.
com/2017/10/16/brennan-center-sues-trump/. The litigation filed
by the Brennan Center is one of the cases covered by the Fourth
Circuit’s opinion in Int’l Refugee Assistance Project v. Trump,
No. 17-2231.
29. Id.
30. Sana Malik, ‘I’m accepted here.’ Meet 4 students
choosing Canada post Brexit and Trump, CBC/Radio-Canada
(June 15, 2017) http://www.cbc.ca/2017/i-m-accepted-here-meet4-students-choosing-canada-post-brexit-and-trump-1.4158965
(“The travel ban made me feel I would not get a visa for the U.S.
on time. Instead, I will start my MA at the University of Western
Ontario in September . . . . I hope every nation and government
understands that people in the six nations and Iran are not involved
in terrorism. We are not a threat to the national security of any
country.”).
16
speculation, experiment and creation.” Bakke, 438 U.S.
at 305 (quoting Sweezy v. New Hampshire, 354 U.S. 234,
263 (1957) (Frankfurter, J., concurring in judgment)).
To preserve for NYU and its students and scholars the
constitutionally protected benefits of diversity and the free
exchange of ideas, and to eliminate the discriminatory
exclusion from the United States of persons from Muslimmajority countries, this Court should affirm the decisions
of the court below.
III. The Proclamation Has the Same Unlawful Policy
Outcomes as Its Predecessors, In Violation of the
Constitution and the Immigration and Nationality
Act.
The Proclamation cites the findings of the “worldwide
review” conducted by Executive Order 13780, the
Proclamation’s immediate predecessor, as justification
for “impos[ing] certain conditional restrictions and
limitations” on Chad, Iran, Libya, Syria, Yemen, and
Somalia. 31 The Proclamation made various changes to
the practices to be implemented under its predecessors,
including adding Chad to, and removing Iraq and Sudan
from, the list of countries whose nationals are subject to
its suspension of unrestricted entry. 32 But it nonetheless
suffers from many of the same defects as its predecessors,
and is animated by the same unlawful, discriminatory
intent. 33
31. Proclamation Preamble.
32. See id. § 2.
33. The Proclamation also contains an additional flaw, in
that it now purports to suspend unrestricted entry by nationals
of the Muslim-majority countries indefinitely, rather than for an
identified, limited time period.
17
A.
The Proclamation Violates the Establishment
Clause.
Because it discriminates against individuals based on
their religion and reflects a clear animus towards Muslims,
the Proclamation, like its predecessor Executive Orders,
violates the Establishment Clause of the Constitution.
The “clearest command of the Establishment Clause
is that one religious denomination cannot be officially
preferred over another.” Larson v. Valente, 456 U.S. 228,
244 (1982); McCreary Cty., Ky. v. ACLU of Ky., 545 U.S.
844, 866 (2005) (considering the “historical context” of
the government act and the “specific sequence of events
leading to [its] passage”) (internal citation omitted). 34
34. For similar reasons, the Proclamation violates the
Constitution’s Equal Protection Clause. See Bolling v. Sharpe,
347 U.S. 497 (1954) (applying the Fourteenth Amendment’s equal
protection clause to the federal government through the Fifth
Amendment). Discrimination against a protected class on the
basis of overt animus is the most obvious and fundamental abuse of
government authority against which the Equal Protection Clause
was created to protect. Vill. of Arlington Heights v. Metro. Hous.
Dev. Corp., 429 U.S. 252, 265-66 (1977) (“When there is proof
that a discriminatory purpose has been a motivating factor in the
decision, . . . judicial deference is no longer justified.”). As such,
classifications based on religion or national origin are scrutinized
to the highest degree. Clark v. Jeter, 486 U.S. 456, 461 (1988)
(national origin); Larson, 456 U.S. at 244 (religion). A law may
fail to withstand scrutiny even if discrimination is not “the sole
purpose of the challenged action, but only that it was a ‘motivating
factor.’” Arce v. Douglas, 793 F.3d 968, 977 (9th Cir. 2015) (internal
citation omitted). “[T]he Religion Clauses . . . and the Equal
Protection Clause as applied to religion . . . all speak with one
voice on this point: Absent the most unusual circumstances, one’s
religion ought not affect one’s legal rights or duties or benefits.”
Hassan v. City of New York, 804 F.3d 277, 290 n.2 (3d Cir. 2015)
(quoting Bd. of Educ. of Kiryas Joel Vill. Sch. Dist. v. Grumet,
18
The administration would have the Court apply the
highly deferential standard articulated in Kleindienst v.
Mandel, 408 U.S. 753, 770 (1972), and Kerry v. Din, 135
S. Ct. 2128, 2141 (2015), that only a “facially legitimate
and bona fide reason” need be offered to justify certain
federal immigration policies. Mandel, 408 U.S. at 770.
Application of that standard was rejected by the Ninth
Circuit in its decision concerning the second Executive
Order. 35 See Hawai‘i v. Trump (“Hawai‘i I”), 859 F.3d
741, 769 n.9 (9th Cir. 2017).
Even assuming the Mandel standard did apply here, it
would not foreclose judicial inquiry into improper purpose.
Though deferential, Mandel nonetheless requires that
there be a “bona fide” policy justification. As the Fourth
Circuit’s most recent en banc majority opinion recognized,
determining whether a justification is bona fide requires
consideration of the purpose of the challenged state action.
See Int’l Refugee Assistance Project v. Trump (“IRAP
III”), 883 F.3d 233, 263-64 (4th Cir. 2018) (“The Mandel
512 U.S. 687, 715 (1994) (O’Connor, J., concurring in the judgment)
(alterations in original, internal quotation marks omitted)).
35. The Mandel standard has previously been applied only
when reviewing an executive officer’s decision to deny a visa. See
Din, 135 S. Ct. at 2140 (Kennedy, J., concurring). As the Ninth
Circuit recognized, Hawai‘i I, 859 F.3d at 769 n.9 (9th Cir. 2017),
Mandel is applicable only when the challenge is to claimed misuse
of delegated authority, Mandel, 408 U.S. at 770 (“We hold that
when the Executive exercises this power . . . negatively,” “courts
will not look behind the exercise of that discretion”) (emphasis
added), or when there is a constitutional challenge to a visa denial
on the basis of congressionally enumerated standards, id. at
769-70—not when the challenge is to action exceeding delegated
authority. See, e.g., Sale v. Haitian Ctrs. Council, Inc., 509 U.S.
155, 187–88 (1993) (addressing merits of claim that executive order
exceeded authority under the INA without applying Mandel).
19
standard, read through the lens of Justice Kennedy’s
opinion in Kerry v. Din . . . accounts for those very rare
instances in which a challenger plausibly alleges that a
government action runs so contrary to the basic premises
of our Constitution as to warrant more probing review.”);
see also Int’l Refugee Assistance Project v. Trump (“IRAP
II”), 857 F.3d 554, 590 (4th Cir. 2017); see also Bona Fide,
Black’s Law Dictionary (4th rev. ed. 1968) (“bona fide”
reason is given “sincerely,” “honestly,” and “with good
faith.”). There were no allegations in Mandel that the
reason to exclude the communist speaker was not bona fide.
Accordingly, that case dealt solely with facial legitimacy.
408 U.S. at 755, 768 n.7 (noting that all communists were
subjected to the same provision). And Justice Kennedy’s
controlling concurrence36 in Din noted that “an affirmative
showing of bad faith,” when alleged with sufficient
particularity, as here, could overcome deference to a
governmental decision. 135 S. Ct. at 2141. 37 This approach
also comports with more recent applications of Mandel
and Din, where courts have admonished claimants for
failing to allege bad faith—comments that would be non
sequiturs if no such allegation could overcome deference.
See, e.g., Cardenas v. United States, 826 F.3d 1164, 1173
36. “When a fragmented Court decides a case and no single
rationale explaining the result enjoys the assent of five Justices,
‘the holding of the Court may be viewed as that position taken by
those members who concurred in the judgment on the narrowest
grounds.’” Marks v. United States, 430 U.S. 188, 193 (1977)
(quoting Gregg v. Georgia, 428 U.S. 153, 169 n.15 (1976) (joint
opinion of Stewart, Powell, and Stevens, JJ.)).
37. Although Din recognized that an affirmative showing of
bad faith could nullify an executive action, the facts of that case did
not address that question, as there was no allegation of bad faith,
and the Court recognized that that Petitioner’s admission that he
“worked for the Taliban” provided “at least a facial connection to
terrorist activity.” 135 S. Ct. at 2141.
20
(9th Cir. 2016) (rejecting claim of racial discrimination
because the plaintiff did “not plausibly establish that the
decision . . . was made on a forbidden racial basis”); Am.
Acad. of Religion v. Napolitano, 573 F.3d 115, 137 (2d Cir.
2009) (explaining that “a well supported allegation of bad
faith . . . would render the decision not bona fide”).
As described more fully below, the Proclamation
clearly discriminates against Muslims. See Section C,
infra. That Petitioners are able to concoct a purportedly
bona fide justification for its existence does nothing to
change this result. Even assuming the high bar of Mandel
applies here, the evidence before the Court demonstrates
that bar has been met and exceeded.
B. The Immig ration a nd Nationalit y Act
Limits Executive Authority to Engage in
Discriminatory Conduct.
The Proclamation, like its predecessors, contravenes
the letter and intent of the Immigration and Nationality
Act of 1965 (the “INA”), exceeding the scope of presidential
authority under that statute. The INA was enacted at
the height of the civil rights movement, to dismantle the
then-current system of national-origin quotas, which
the nation’s leaders believed to be “contrary to our basic
principles as a nation.” 38 The INA’s legislative history
shows that its intent was to “remove from our law a
38. 111 Cong. Rec. 24,225 (1965) (statement by Senator
Edward M. Kennedy). See also id. at 21,778 (statement of
Representative Paul Krebs that immigration rules based on
national origin were “repugnant to our national traditions,” and
that “we must learn to judge each individual by his own worth and
by the value he can bring to our Nation”).
21
discriminatory system of selecting immigrants that is
a standing affront to millions of our citizens.” 39 Section
202 of the INA effectuates that intent by prohibiting
discrimination in admissions on the basis of national
origin. See 8 U.S.C. § 1152(a)(1)(A) (with limited statutory
exceptions, “no person shall receive any preference or
priority or be discriminated against in the issuance of
an immigrant visa because of the person’s race, sex,
nationality, place of birth, or place of residence.”); see, e.g.,
Legal Assistance for Vietnamese Asylum Seekers v. Dep’t
of State, 45 F.3d 469, 473 (D.C. Cir. 1995) vacated on other
grounds, 519 U.S. 1 (1996) (Congress, in enacting Section
202, “unambiguously directed that no nationality-based
discrimination shall occur”).
The President’s authority under INA Section 212(f)
to “suspend the entry of all aliens or any class of aliens as
immigrants or nonimmigrants, or impose on the entry of
aliens any restrictions he may deem to be appropriate,”
see 8 U.S.C. § 1182(f), is subject to at least three important
limitations. The Proclamation exceeds the scope of the
President’s authority as to each of these limitations, and
is therefore outside the scope of the authority granted by
Section 212(f) in at least three ways.40
39. Immigration: Hearings Before Subcomm. No. 1 of the
Comm. on the Judiciary, House of Representatives, on H.R. 7700
and 55 Identical Bills, 88th Cong. 901-02 (1964), as reprinted in
10A Oscar Trelles & James Bailey, Immigration and Nationality
Acts: Legislative Histories and Related Documents, doc. 69A
(1979) 410 (remarks of Attorney General Robert Kennedy).
40. In addition, the plain language of Section 212(f)—which
confers authority to “suspend” the entry of aliens—does not on
its face cover an executive action like the Proclamation, which is
effectively permanent, since it is indefinite in duration.
22
First, any presidential proclamation under Section
212(f) requires a legitimate finding that “the entry of [the
suspended] aliens or . . . class of aliens into the United
States would be detrimental to the interests of the United
States.” Id. Yet the Proclamation, like its predecessor
Executive Orders, makes no attempt to connect the
nationality of individuals affected by the Proclamation
with any heightened security risk or other detriment to
a national interest. See Hawai‘i v. Trump (“Hawai‘i II”),
878 F.3d 662, 693 (9th Cir. 2017) (as amended). At most, the
Proclamation seeks to highlight terrorism-related risks
in each affected country, such as the “several terrorist
groups” that are “active” in Chad. See id.; Proclamation
§ 2(a)(i). Yet the Proclamation fails to take the next step
by making a finding as to the nexus between the nationals
of each country and the asserted terrorist activity. Under
the INA, the failure to draw this connection is fatal to the
Proclamation’s validity. Hawai‘i II, 878 F.3d at 693.
Second, Section 212(f) is circumscribed by Section
202’s express and later-enacted prohibition against
discrimination on the basis of national origin. 41 The
Proclamation plainly violates that prohibition, as it
“restrict[s] and limit[s] the entry of nationals of 7
41. When there is a conflict between two provisions of a
statute, the provisions should, whenever possible, be construed
to give effect to both provisions. See, e.g., FDA v. Brown
& Williamson Tobacco Corp., 529 U.S. 120, 133 (2000) (“It is a
fundamental canon of statutory construction that the words of a
statute must be read in their context and with a view to their place
in the overall statutory scheme.” A court must “fit, if possible, all
parts into an harmonious whole”) (citations omitted).
23
countries . . .: Chad, Iran, Libya, North Korea, Syria,
Venezuela, and Yemen” without further nuance.42
Third, the Constitution itself limits the President’s
Section 212(f) authority. Section 212(f) is a limited
delegation of Congress’s power to make immigration
laws. See generally U.S. Const. art. I, § 8, cl. 4 (“The
Congress shall have Power . . . [t]o establish an uniform
Rule of Naturalization . . . .”); Galvan v. Press, 347 U.S.
522, 531 (1954) (the formulation of immigration policies is
“entrusted exclusively to Congress”). Since the President’s
authority is derived from Congressional authority, Section
212(f)’s delegation of authority—like Congress’s power
itself—is necessarily circumscribed by the Constitution.43
See, e.g., Zadvydas v. Davis, 533 U.S. 678, 695 (2001)
(Congress’s power to create immigration law is “subject
to important constitutional limitations”); Kent v. Dulles,
357 U.S. 116, 128 (1958) (the Court declined to find in the
Secretary of State’s facially unlimited authority to set
rules governing the grant and issuance of passports an
“authority” that would “trench . . . heavily” on fundamental
rights, overturning the Secretary’s denial of two passport
applications as ultra vires); United States v. Witkovich,
353 U.S. 194, 199 (1957) (the facially unlimited power of
the Attorney General to obtain, inter alia, any information
from any alien subject to a final order of deportation was
implicitly limited to certain relevant topics, where the
broad reading proposed by the government would call into
question the statute’s constitutionality, and the context
and legislative history of the statute did not provide
42. Proclamation § 1(h)(ii) (emphasis added).
43. Section 202’s prohibition of discrimination on the basis of
national origin further limits Congress’s delegation of authority
to the President in INA Section 215(a)(1). See 8 U.S.C. § 1185(a)(1).
24
unambiguous evidence that Congress intended to give
the Attorney General unbridled authority). Because, as
the Proclamation demonstrates, actions taken pursuant
to an overbroad construction of Section 1182(f) authority
can encroach on core constitutional values, presidential
authority under INA Section 212(f) is necessarily subject
to implicit constitutional limitations, in addition to the
explicit limitations in Section 212(f) itself and in Section
202.44
As shown below, the Proclamation exceeds the bounds
of Presidential authority under INA Section 212(f) not
only by violating Section 202’s unambiguous prohibition
against discrimination on the basis of national origin, and
INA Section 212(f)’s own requirement that an exercise of
presidential authority under that section be justified by a
legitimate finding that the admission of a suspended class
of individuals is against the interests of the United States,
as described above, but also by violating the Constitution.
C.
The Proclamation’s Context and History
Reveal that the Proclamation Violates the
Constitution and the INA.
The Proclamation violates both the Constitution and
the INA because it arbitrarily singles out six Muslim44. In fact, the balance of Section 212—particularly the
definition of “[c]lasses of aliens ineligible for visas or admission”
in subsection (a)(1–10), including on the basis of “prepar[ation]
or plan[ning of] a terrorist activity,” engagement in activities
that would have “potentially serious adverse foreign policy
consequences for the United States,” or “[a]ssociation with
terrorist organizations”—further suggests that Congress did
not intend for the President to be able to use his Section 212(f)
authority to discriminate on the basis of national origin, even in the
purported or actual name of national security. See 8 U.S.C. § 1182.
25
majority countries as targets for its ban. This invidious
discrimination is apparent from the context and history of
the Proclamation and the unsubstantiated pretext offered
to support it.
The Proclamation’s indefinite suspension of entry
by nationals of specified countries discriminates against
Muslims on the basis of their religion because it singles out
these Muslim-majority countries without a plausible basis
for doing so. Petitioners’ denial that the Proclamation is
a Muslim ban is belied by the President’s own repeated
characterization of the ban as well as by its impact, the
lion’s share of which will fall on the nationals of the five
targeted countries with a majority Muslim population of
90% or more.45 Three of those countries—Iran, Somalia,
and Yemen—have Muslim populations of more than 99%.46
The addition of two non-Muslim majority countries—
Venezuela and North Korea—does not cure the clear
discrimination. As the Fourth Circuit recognized, the
Proclamation affects “very few persons from those
countries as opposed to the many tens of thousands
from the other Muslim-majority countries . . . .” IRAP
III, 883 F.3d at 268 (as amended Feb. 28. 2018). Indeed,
based on data from 2016 visa issuances, the Proclamation
would have excluded only nine North Koreans, and no
Venezuelans.47 This is little more than a thinly veiled
45. Pew Research Ctr., “The Global Religious Landscape: a
Report on the Size and Distribution of the World’s Major Religions
as of 2010,” 47-50 (2012), https://goo.gl/HVoVJI (Libya is 96.6%
Muslim and Syria 92.8%).
46. Id.
47. Kathryn Casteel & Andrea Jones-Rooy, Trump’s
Latest Travel Order Still Looks a Lot Like a Muslim Ban,
26
attempt to camouflage the “unmistakable” religious
objective originally embedded in the predecessor
Orders, in order to improve the Government’s “litigating
position,” rather than a legitimate effort to achieve
any purported security objective. See McCreary, 545
U.S. at 871-72 (finding that the addition of purportedly
neutral statements to Ten Commandments display was
a transparent and unsuccessful attempt to distinguish
it from the two previously enjoined Ten Commandments
displays).
The Proclamation’s unconstitutional and illegal
invidious discrimination is made apparent by a review of
its history, including statements made by the President
and others regarding its purposes. As the Fourth Circuit
found when it held that the Proclamation violated the
Establishment Clause, evidence of discriminatory bias:
includes President Trump’s disparaging
comments and tweets regarding Muslims;
his repeated proposals to ban Muslims from
entering the United States; his subsequent
explanation that he would effectuate this
‘Muslim’ ban by targeting ‘territories’ instead of
Muslims directly; the issuance of EO-1 and EO2, addressed only to majority-Muslim nations;
and finally the issuance of the Proclamation,
which not only closely tracks EO-1 and EO-2,
but which President Trump and his advisors
described as having the same goal as EO-1
and EO-2.
FiveThirtyEight (Sept. 28, 2017), https://fivethirtyeight.com/
features/trumps-latest-travel-order-still-looks-a-lot-like-amuslim-ban/.
27
IRAP III, 883 F.3d at 264. Most recently, a mere nine
days before the Proclamation was issued, the President
tweeted: “[t]he travel ban into the United States should
be far larger, tougher and more specific-but stupidly, that
would not be politically correct!”48
The Proclamation, like the Executive Orders that
preceded it, 49 cannot escape the extensive history of
the President’s discriminatory statements. Indeed,
the Proclamation recites in its first three words—and
repeatedly throughout—that it is in fact based on
the findings of the immediately prior Order. See, e.g.,
Proclamation §§ 1(c), 1(f), 1(h), 1(i), 4(c), 6(d), 7(a)(i). The
Proclamation thus links itself to the countless statements
of the President that, without any evidence whatsoever,
perpetuated the stereotype that people of Muslim faith
are largely terrorists seeking to harm the United States.50
48. See, e.g., Donald J. Trump, Twitter (Aug. 18, 2017),
https://twitter.com/realdonaldtrump/status/908645126146265090.
49. See, e.g., Washington, 847 F.3d at 1167 (“statements
by the President about his intent to implement a ‘Muslim ban’”
and evidence that the original Executive Order represented the
effectuation of that intent undermined the Government’s likelihood
of success on appeal of injunction of the original Executive Order).
5 0. See , e.g., Jessica Est epa , ‘Preventin g Muslim
immigration’ statement disappears from Trump’s campaign site,
USA Today (May 8, 2017), https://www.usatoday.com/story/news/
politics/onpolitics/2017/05/08/preventing-muslim-immigrationstatement-disappears-donald-trump-campaign-site/101436780/
(campaign website calling for a “shutdown of Muslims entering
the United States” taken down May 8, 2017); Interview of Donald
Trump on CBN News, YouTube (Apr. 11, 2011), https://m.youtube.
com/watch?v=fWzDAvemJG8 (arguing that there is a “Muslim
problem” in the United States, and suggesting that the Koran
teaches a “very negative vibe” and “tremendous hatred”).
28
President Trump has repeatedly called for: shutting down
mosques in the United States, 51 suspicionless surveillance
of Muslims in mosques, 52 a registry for all practicing
Muslims, 53 racial profiling of all Muslims, 54 and a total
ban of Muslims coming to the United States. 55
51. See, e.g., Nick Gass, Trump: ‘Absolutely no choice’ but to
close mosques, Politico (Nov. 18, 2015), http://www.politico.com/
story/2015/11/trump-close-mosques-216008.
52. See, e.g., Lauren Carroll, In Context: Donald Trump’s
comments on a database of American Muslims, Politifact (Nov.
24, 2015), http://www.politifact.com/truth-o-meter/article/2015/
nov/24/donald-trumps-comments-database-american-muslims/.
53. Vaughn Hillyard, Donald Trump’s Plan for a Muslim
Database Draws Comparison to Nazi Germany, NBC News (Nov.
20, 2015), http://www.nbcnews.com/politics/2016-election/trumpsays-he-would-certainly-i mplement-muslim-database-n466716.
On December 21, 2016, more than a month after being elected
President, Mr. Trump responded to a question about whether he
was rethinking his plan for a Muslim registry by stating: “You
know my plans all along, and I’ve been proven to be right.” Video,
Trump: ‘You’ ve known my plans’ on proposed Muslim ban, Wash.
Post (Dec. 21, 2016), https://www.washingtonpost.com/video/
politics/
trump-youve-k nown-my-plans-on-proposed-muslimban/2016/12/21/8 a7bba66-c7ba-11e6-acda-59924caa2450_video.
html.
54. Transcript, Face the Nation, CBS News (Jun. 19, 2016),
http://www.cbsnews.com/news/face-the-nation-transcripts-june19-2016-trump-lynch-lapierre-feinstein/.
55. Ed Pilkington, Donald Trump: Ban All Muslims
Entering US, The Guardian (Dec. 7, 2015), https://w w w.
theguardian.com/us-news/2015/dec/07/donald-trump-ban-allmuslims-entering-us-san-bernardino-shooting. Petitioners’
assertion that these comments like these are a product of a
candidate running for office rather than a President who took
an oath to uphold the constitution is belied by the fact that these
comments have continued as recently as August, 2017. See, e.g.,
29
The administration has attempted to cloak this
discriminatory intent in neutral language, but to no avail.
In July 2016, then-candidate Trump telegraphed his aim
to disguise the language of the Muslim ban to pass legal
muster, when he noted that he would henceforth refer to
the Muslim countries on the basis of geographic location
rather than religious majority, because “[p]eople were
so upset when [he] used the word Muslim.” 56 Rather
than a “rollback” of previous calls for a Muslim ban,
President Trump has characterized the Administration’s
new approach as an “expansion” of his prior rhetoric. 57
A prominent advisor to the Trump campaign, Rudolph
W. Giuliani recounted that President Trump wanted
a “Muslim ban” and had requested that Mr. Giuliani
assemble a commission to show him “the right way to do
it legally.”58 Since then, the President has affirmed, and
in fact doubled down on the same rhetoric, repeatedly
characterizing the prior Executive Order as a ban—not
a temporary pause, as Petitioners assert:
Donald J. Trump, Twitter (Aug. 18, 2017), https://twitter.com/
realDonaldTrump/status/8 98531481185689600 (“Radical Islamic
Terrorism must be stopped by whatever means necessary!”); see
also infra at 20-21.
56. Donald Trump Remarks in Manchester, New Hampshire,
C-SPAN (Jun. 13, 2016), https://www.c-span.org/video/?410976-1/
donald-trump-delivers-remarks-national-security-threats.
57. Id.
58. Trump asked for a Muslim Ban Giuliani says – and
ordered a commission to do it ‘legally,’ Wash. Post (Jan. 29, 2017),
https://www.washingtonpost.com/news/the-fix/wp/2017/01/29/
trump-asked-for-a- muslim-ban-giuliani-says-and-ordered-acommission-to-do-it- legally/?utm_term=.82e451dca6b8.
30
• On April 26, 2017, the President stated, “the Ninth
Circuit rules against the ban . . . ridiculous.”59
• On June 3, 2017, the President stated, “We need the
Travel Ban as an extra level of safety!”60
• On June 5, 2017, the President stated, “People, the
lawyers and the courts can call it whatever they
want, but I am calling it what we need and what it is,
a TRAVEL BAN!”61 The President then reiterated
this point not once, but twice in the same day. He
stated, “The Justice Dept. should have stayed with
the original Travel Ban, not the watered down,
politically correct version they submitted to S.C.”62
Less than three hours later, he stated, “we need a
TRAVEL BAN . . . not some politically correct term
that won’t help us protect our people.”63
• On June 13, 2017, the President stated, “the 9th
Circuit did it again - Ruled against the TRAVEL
BAN.”64
59. Donald J. Trump, Twitter (April 26, 2017), https://twitter.
com/realDonaldTrump/status/857177434210304001.
60. Donald J. Trump, Twitter (June 3, 2017), https://twitter.
com/realDonaldTrump/status/871143765473406976.
61. Donald J. Trump, Twitter (June 5, 2017), https://twitter.
com/realDonaldTrump/status/871674214356484096.
62. Donald J. Trump, Twitter (June 5, 2017), https://twitter.
com/realDonaldTrump/status/871675245043888128.
63. Donald J. Trump, Twitter (June 5, 2017), https://twitter.
com/realDonaldTrump/status/871899511525961728.
64. Donald J. Trump, Twitter (June 13, 2017), https://twitter.
com/realDonaldTrump/status/874578159676665857.
31
• On August 17, 2017, the President again promoted
the same anti-Muslim propaganda repeated
throughout the campaign that General Pershing
was able to eradicate terrorism by murdering
captured Muslims with bullets soaked in pigs’ blood:
“Study what General Pershing of the United States
did to terrorists when caught. There was no more
Radical Islamic Terror for 35 years!”65
Plainer evidence of animus against Muslims would
be difficult to find. See Dep’t of Agric. v. Moreno, 413
U.S. 528, 534 (1973) (“[I]f the constitutional conception
of ‘equal protection of the laws’ means anything, it must
at the very least mean that a bare . . . desire to harm a
politically unpopular group cannot constitute a legitimate
government interest.”).66
65. Donald J. Trump, Twitter (Aug. 17, 2017), https://twitter.
com/realDonaldTrump/status/898254409511129088.
66. Even if this was not the purpose, the indisputable
perception of sect favoritism violates the Establishment Clause.
See McCreary, 545 U.S. at 883 (O’Connor, J., concurring) (finding
violation of Establishment Clause because of “unmistakable
message of endorsement to the reasonable observer”); Cty. of
Allegheny v. ACLU Greater Pittsburgh Chapter, 492 U.S. 573, 59394 (1989) (“The Establishment Clause, at the very least, prohibits
government from appearing to take a position on questions of
religious belief or from ‘making adherence to a religion relevant
in any way to a person’s standing in the political community.’”)
(quoting Lynch v. Donnelly, 465 U.S. 668, 687 (1984) (O’Connor, J.,
concurring)). And the public perception of the original Executive
Order is clear: it is a Muslim ban. See Public Policy Polling, After 2
Weeks, Voters Yearn For Obama 1, 4 (Feb. 2, 2017) (finding in poll
conducted on January 30-31, 2017 that “52% of voters think that
the order was intended to be a Muslim ban, to only 41% who don’t
think that was the intent”), https://goo.gl/1L5psC. See also CNN/
32
The Administration’s proffered interest in securing
our borders is also merely pretextual, as the Proclamation
is both under and over-inclusive. A statute or rule that is
under and over-inclusive in burdening a constitutionally
protected interest is not narrowly tailored to achieve
a compelling state interest, as required to satisfy the
Establishment and Equal Protection Clauses. See,
e.g., Miller v. Johnson, 515 U.S. 900, 904 (1995). Here,
although the Proclamation relied on findings derived
from the previous Executive Order, the totality of those
findings were not shared with the public, so “a reasonable
observer [has] no basis to rely” on that review. IRAP III,
883 F.3d at 268. And reviewing the Proclamation’s stated
interests without the context of any other findings reveals
a cavernous and unbridged gap between those interests
and the selection of the targeted countries.
The disconnect between the Proclamation’s stated
purpose to “protect the security interests of the United
States and its people” (Proclamation Preamble), and its
means of achieving that goal results in overbreadth. The
targeted countries were identified in part because they
contained “significant terrorist presence.” Id. But the
Proclamation, as discussed supra in Part III.B, fails
to make any finding that connects nationality with any
such terrorist presence or activity. For example, the
Proclamation admits that Somalia “generally satisfies
the information-sharing requirements” but nonetheless
ORC Int’l Poll 9 (Feb. 3, 2017) (55% think the Executive Order
that preceded the Proclamation “is a ban on Muslims”), https://
goo.gl/0xE98B. Although public polling regarding the new ban
has not been conducted, “reasonable observers have reasonable
memories, and our precedents sensibly forbid an observer to turn
a blind eye to the context in which the [policy] arose.” McCreary,
545 at 866 (internal citation omitted).
33
subjects that Muslim-majority country to travel restrictions
based on amorphous findings that terrorists “conduct their
operations” in certain regions of Somalia and that Somalia
is a “destination” for individuals attempting to join
terrorist groups. Proclamation §§ 1(i), 2. These “findings”
illustrate the overbreadth of Proclamation’s travel ban
on Somalian nationals: individuals traveling to Somalia
as part of an effort to join a terrorist group are unlikely
to be Somalian nationals, and banning all Somalian
nationals due to the presence of terrorist operation in
certain regions in Somalia is similarly overbroad. The ban
articulated in the Proclamation is wildly over-inclusive and
therefore unconstitutional. See Romer v. Evans, 517 U.S.
620, 632 (1996) (law failed rational basis review where “its
sheer breadth is so discontinuous with the reasons offered
for it that the amendment seems inexplicable by anything
but animus toward the class that it affects”).
The Proclamation is also dramatically underinclusive.67 Despite the proffered interest in security,
67. One of the criteria purportedly used by the Government
in evaluating countries for inclusion in the Proclamation—
“whether [a country] regularly fails to receive its nationals
subject to final orders of removal from the United States,” see
Proclamation § 1(c)(iii)—is the subject of a list maintained by
the U.S. Department of Homeland Security that includes at least
eleven countries that are not covered by the Proclamation. See
Alan Neuhauser, DHS Seeks Sanctions on Countries that Refuse
Deportees, U.S. News (Aug. 23, 2017), https://www.usnews.com/
news/national-news/articles/2017-08-23/dhs-seeks-sanctions-oncountries-that-refuse-to-accept-deportees (Twelve “recalcitrant
countries” identified by DHS include Burma, Cambodia, China,
Cuba, Eritrea, Guinea, Hong Kong, Iran, Laos, Morocco, South
Sudan, and Vietnam,); see also Maria Sacchetti, Like Obama before
him, Trump struggles to deport some foreign-born criminals,
The Washington Post (Apr. 8, 2017), https://www.washingtonpost.
34
the Proclamation does not include on its list of affected
countries any of the home countries of the perpetrators
of the September 11, 2001 attacks.68 And Saudi Arabia, a
country that President Trump has previously written is
the “biggest funder of terrorism,” is not on that list.69 Nor
does it include countries connected to the perpetrators
of more recent domestic attacks in San Bernardino,
New Jersey, New York, Orlando or Boston.70 Tellingly,
the Proclamation does not include any of the majorityChristian nations that are listed by the State Department
as “terrorist safe havens.” 71 See Larson, 456 U.S. at
244 (“[T]his Court has adhered to the principle, clearly
com/local/social-issues/like-obama-before-him-trump-is-freeingforeign-born-criminals/2017/04/06/d9776a3c-149c-11e7-ada01489b735b3a3_story.html; DHS Announces Implementation
of Visa Sanctions on Four Countries, U.S. Dep’t of Homeland
Security, https://www.dhs.gov/news/2017/09/13/dhs-announcesimplementation-visa-sanctions-four-countries (Sept. 13, 2017)
(announcing sanctions against Cambodia, Eritrea, Guinea, and
Sierra Leone for failing to accept removed nationals two weeks
before the issuance of the Proclamation).
68. Pamela Engel, Trump’s immigration ban doesn’t include
the country most of the 9/11 hijackers came from, Business Insider
(Jan. 30, 2017), http://www.businessinsider.com/trumps-muslimban-saudi-arabia-911-2017-1 (“[T]he [initial] executive order
doesn’t apply to any of the countries where the 9/11 attackers
were from.”) (emphasis in original).
69. Donald J. Trump, Time to Get Tough: Make America
Great Again!, Regnery Publishing, Inc., 20 (2011).
70. Eric Levenson, How many fatal terror attacks have
refugees carried out in the US? None, CNN (Jan. 29, 2017), http://
www.cnn.com/2017/01/ 29/us/refugee-terrorism-trnd.
71. Chapter 5: Terrorist Safe Havens (Update to 7120
Report), U.S. Dept. of State, https://www.state.gov/j/ct/rls/
crt/2015/257522.htm.
35
manifested in the history and logic of the Establishment
Clause, that no State can pass laws which aid one religion
or that prefer one religion over another.”) (internal citation
and quotation marks omitted). That the Proclamation
so clearly picks and chooses among countries whose
residents could threaten the United States reveals that
the administration’s proffered interest is a pretext for
discrimination against people of the Muslim faith, and is
therefore invalid. See Church of Lukumi Babalu Aye, Inc.
v. Hialeah, 508 U.S. 520, 543 (1993).
36
Conclusion
For the foregoing reasons, the Proclamation exceeds
the scope of presidential authority under the INA and
violates the Constitution. This Court should therefore
affirm the decision below to enjoin implementation of the
Proclamation.
Respectfully submitted,
Of Counsel:
Terrance J. Nolan
General Counsel
and Secretary
New York University
70 Washington Square
South, 11th Floor
New York, New York 10012
(212) 998-2257
Steven E. Obus
Counsel of Record
Seth D. Fiur
Tiffany M. Woo
Om V. A lladi
Proskauer Rose LLP
11 Times Square
New York, New York 10036
(212) 969-3000
sobus@proskauer.com
Lary A. Rappaport
Proskauer Rose LLP
2049 Century Park East
Los Angeles, California 90067
(310) 557-2900
Attorneys for Amicus Curiae
March 30, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.