Petition for Writ of Certiorari — Idaho Department of Correction, Petitioner v. Cynthia Fuller
Supreme Court briefJan 3, 2018
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App. 1
865 F.3d 1154
Cynthia FULLER, Plaintiff-Appellant,
v.
IDAHO DEPARTMENT OF CORRECTIONS;
Brent Reinke; Henry Atencio,
Defendants-Appellees.
No. 14-36110
United States Court of Appeals,
Ninth Circuit.
Argued and Submitted March 6, 2017,
Seattle, Washington
Filed July 31, 2017
Appeal from the United States District Court for
the District of Idaho, Justin L. Quackenbush, District
Judge, Presiding, D.C. No. 1:13-cv-00035-JLQ.
Kathryn K. Harstad (argued) and Erika Birch,
Strindberg & Scholnick LLC, Boise, Idaho, for PlaintiffAppellant.
Phillip J. Collaer (argued) and Tracy J. Crane, Anderson Julian & Hull LLP, Boise, Idaho, for DefendantsAppellees.
Before: SUSAN P. GRABER, SANDRA S. IKUTA,
and ANDREW D. HURWITZ, Circuit Judges.
Dissent by Judge IKUTA
App. 2
OPINION
HURWITZ, Circuit Judge:
Cynthia Fuller was raped by an Idaho Department of Corrections (“IDOC”) co-worker. Before that
sexual assault, the IDOC had placed the co-worker,
whose conduct had been the subject of several complaints by female employees, on administrative leave
because he was under criminal investigation for another rape. Shortly before Fuller was raped, a supervisor told employees (including Fuller) that the agency
“looked forward” to the co-worker’s prompt return from
leave. One day after Fuller reported the rape, a supervisor told her that the rapist “had a history of this kind
of behavior.” Nonetheless, the supervisor sent an email to all agency employees the very next day, telling
them to “feel free” to contact the rapist and “give him
some encouragement.” When Fuller asked for paid administrative leave to deal with problems caused by the
rape, she was told that her case was not “unusual”
enough to warrant that treatment; the rapist, however,
was provided paid leave.
The district court granted summary judgment to
the IDOC on Fuller’s hostile work environment claim.
We hold that Fuller proffered sufficient admissible evidence to avoid summary judgment, and we remand for
a trial on her hostile work environment claim.1
1
We have affirmed the district court’s summary judgment to
the IDOC on Fuller’s other claims in a memorandum disposition
issued today.
App. 3
FACTUAL BACKGROUND2
A. Rape Allegations and Cruz Investigation.
In January 2011, Cynthia Fuller began working as
a probation and parole officer in the IDOC District 3
office in Caldwell, Idaho. During her first week on the
job, Fuller met Herbt Cruz, a senior probation officer.
Months later, they began an intimate relationship. Although IDOC policy required reporting the relationship, they kept it secret.
In late July 2011, Idaho State Police notified the
IDOC that the Canyon County Sheriff ’s Office was investigating Cruz for the rape of “J.W.,” a civilian. On
August 15, the IDOC placed Cruz on administrative
leave with pay. District Manager Kim Harvey called a
District 3 staff meeting, advising the employees that
Cruz was on administrative leave because of a confidential, ongoing investigation and “was not authorized
to be on the premises.” But, Harvey also stated that the
IDOC looked forward to Cruz’s prompt return to work.
The next day, Fuller disclosed her relationship
with Cruz to her supervisors, who did not reveal the
nature of the ongoing investigation to her. Eventually,
Fuller learned that Cruz had been accused of rape, but
nonetheless continued her relationship with him.
2
We view the evidence in the light most favorable to Fuller,
the party opposing summary judgment. JL Beverage Co. v. Jim
Beam Brands Co., 828 F.3d 1098, 1105 (9th Cir. 2016).
App. 4
On August 22, Cruz raped Fuller at his home. A
second rape took place on August 30 or 31, and a third
on September 3, both also outside the workplace.
On September 6, after the IDOC received photos
of her injuries, Fuller confirmed to Harvey that Cruz
had raped her. Harvey took Fuller to the Canyon
County Sheriff ’s Office and sat in on part of her interview with detectives. Afterwards, Harvey told Fuller
“that Cruz had a history of this kind of behavior and
that he knew of several instances.”3 The next day,
Fuller obtained a civil protection order prohibiting
Cruz from coming within 1000 feet of her.
Henry Atencio, Deputy Chief of the IDOC Probation & Parole Division, directed Harvey to maintain
contact with Cruz while he was on leave, to keep him
informed of the investigation’s status and “make sure
he’s doing okay in terms of still being our employee.”
Fuller knew about Cruz’s continued contacts with supervisors while on leave. On September 7, the day
Fuller obtained the civil protection order, Harvey sent
this e-mail to District 3 staff, including Fuller:
3
Prior to the rape of Fuller, the IDOC had received complaints from three female employees about inappropriate behavior by Cruz. One of the employees filed a suit against the IDOC in
2006, alleging sexual harassment by Cruz. Cruz was not disciplined in connection with any of these events, although in 2010,
the IDOC decided not to transfer him to a district office in which
two of the complainants worked, after they objected. Harvey then
was asked by Henry Atencio, his supervisor, to tell Cruz that “that
behavior won’t be tolerated,” and to “keep an eye on him.”
App. 5
Just an update on Cruz. I talked to him. He
sounds rather down, as to be expected. . . .
Just as a reminder – and this is always one
thing I hate about these things – he cannot
come to the office until the investigation is
complete. Nor can he talk to anyone in the Department about the investigation. So, if you
want to talk to him, give him some encouragement etc., please feel free. Just don’t talk
about the investigation. At this point, I honestly don’t know the status of it.
The IDOC began an internal investigation of Cruz
on September 12, and on September 14 expanded the
investigation to include Fuller’s allegations. IDOC investigators met with Cruz twice in September, and also
interviewed Fuller. The investigation concluded in late
October, with the IDOC deciding to terminate Cruz’s
employment. But, waiting to see if Cruz would be criminally charged, the IDOC did not issue a Notice of Contemplated Action until December 27, nor did it apprise
Fuller whether Cruz had been cleared. Cruz promptly
resigned after being notified that the IDOC intended
to terminate his employment.
B. The IDOC’s Responses to Fuller’s Report.
After Fuller reported the rapes to the Canyon
County Sheriff’s Office, Harvey told Atencio and Fuller’s
direct supervisors about the allegations. He told the
supervisors that she was taking leave and that, if other
employees inquired about her absence, the agency
should say that it was related to her known illness.
App. 6
Harvey told Fuller that he would determine whether
she was eligible for paid administrative leave. On
September 19, Atencio formally denied Fuller’s leave
request in an e-mail, explaining that only employees
under investigation are eligible for administrative
leave, and advising her to use accrued vacation and
sick time instead. He copied Roberta Hartz, a Human
Resources (“HR”) representative, on the e-mail, despite
knowing she had previously lived with Cruz.
IDOC Standard Operating Procedure (“SOP”) 206
permitted the Director to grant paid administrative
leave “[w]hen a manager (or designee) deems it necessary due to an unusual situation, emergency, or critical
incident that could jeopardize IDOC operations, the
safety of others, or could create a liability situation for
the IDOC.”4 But, IDOC Director Brent Reinke granted
paid leave under this policy only for “acts of God, nature,” because state officials had instructed him to restrict paid leave.
Fuller later received intermittent Family & Medical Leave Act leave. After her doctor certified that she
was “unable to concentrate, and perform,” had “severe
anxiety,” and was “unsafe to carry [a] weapon,” the
IDOC placed Fuller on modified duty doing data entry.
Fuller again requested paid leave, noting that
(1) Cruz was being paid during his administrative
4
SOP 206 also permits the director to grant paid administrative leave “[w]hen the employee is being investigated” and
“[w]hen the employee is in the due process procedure of a disciplinary action.” Cruz received paid leave under these provisions.
App. 7
leave; (2) she had “received no guidance from the IDOC
regarding any assistance . . . as a victim, including” filing a sexual harassment claim; and (3) the IDOC had
put other “potential victim[s]” at risk by failing to disclose to staff why Cruz was on leave and by stating that
it “hopes he returns soon.” The IDOC did not respond
to her letter.
Fuller met with Atencio, Harvey, and Hartz5 on
November 10, 2011, asking for reinstatement of her vacation and sick time and for paid administrative leave
for the work she missed, and would continue to miss,
because of the rapes. Atencio said she did not meet the
SOP 206 criteria, because her situation was not “unusual.”
Fuller also described her “uncomfortable work environment” to the supervisors. Staff, unaware of why
she had been absent from work, suspected that she was
“faking being sick.” This ostracization occurred, she believed, “because [the staff have] been misled” about
Cruz’s situation. Harvey explained that he was “not at
liberty to say why [Cruz is on leave] because . . . that
wouldn’t be fair . . . if the allegations were proven untrue,” and Cruz would have a “stigma hanging over
[him].” Harvey said that at the time he told staff that
he looked forward to Cruz’s prompt return to work,
“the only alleged victim that [he] knew about was the
gal . . . that had originally come forward,” not Fuller.
5
Fuller was uncomfortable with Hartz’s presence at the
meeting because of Hartz’s previous relationship with Cruz, and
Hartz’s failure to discipline another IDOC employee whom Fuller
had previously accused of inappropriately touching her.
App. 8
Fuller said Harvey’s later encouragement of staff to
give Cruz “moral support,” despite knowing that she
had accused him of rape, was “completely insulting.”
Harvey replied that he was “trying to keep [her] out of
it.”
Fuller asked that the IDOC inform District 3 employees of the civil protection order, explaining that she
did not “feel safe” because Cruz could walk in to the
building and no one would call the police. Atencio responded that, “as much as you find this distasteful,
Cruz is still our employee. And we have to be conscious
of his rights.”
On November 16, Harvey sent this message to District 3 staff:
I want to update you regarding Herbt Cruz.
As you know, Herbt is on leave pending an investigation. The investigation is on-going and
we hope to bring this to a resolution as soon
as possible. As the investigation is currently
underway, Cruz is not allowed in the D-3 offices. If you see him, please contact a supervisor.
Fuller resigned that day.
PROCEDURAL BACKGROUND
After exhausting administrative remedies, Fuller
sued the IDOC, Reinke, and Atencio in the District of
Idaho. After the district court granted a defense motion
for partial summary judgment, four claims remained:
App. 9
(1) a Title VII hostile work environment claim against
the IDOC; (2) a Title VII gender discrimination claim
against the IDOC; (3) a 42 U.S.C. § 1983 claim alleging equal protection violations against Reinke and
Atencio; and (4) an intentional or negligent infliction
of emotional distress claim against Atencio.
The parties filed cross-motions for summary judgment on these four claims. The district court granted
the defendants’ motion. The court rejected Fuller’s hostile work environment claim on the grounds that the
rapes occurred outside the workplace and that the
IDOC had taken remedial action. Fuller timely appealed.
JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction under 28 U.S.C. § 1291, and
we review the district court’s grant of summary judgment de novo. Porter v. Cal. Dep’t of Corr., 419 F.3d 885,
891 (9th Cir. 2005). “[W]e must determine, viewing the
evidence in the light most favorable to the nonmoving
party, whether there are any genuine issues of material fact and whether the district court correctly
applied the substantive law.” Id. (quoting Ray v. Henderson, 217 F.3d 1234, 1239-40 (9th Cir. 2000)); see also
Fed. R. Civ. P. 56(a).
We recently explained in a case involving a hostile
work environment claim that “what is required to defeat summary judgment is simply evidence such that a
reasonable juror drawing all inferences in favor of the
respondent could return a verdict in the respondent’s
App. 10
favor.” Zetwick v. Cty. of Yolo, 850 F.3d 436, 441 (9th Cir.
2017) (internal quotation marks omitted). In assessing
whether a genuine issue of material fact exists for
trial, we do not weigh the evidence, nor make factual
or credibility determinations. Id. “[W]here evidence is
genuinely disputed on a particular issue – such as by
conflicting testimony – that issue is inappropriate for
resolution on summary judgment.” Id. (internal quotation marks omitted). And, “where application of incorrect legal standards may have influenced the district
court’s conclusion, remand is appropriate.” Id. at 442.
DISCUSSION
Title VII of the Civil Rights Act of 1964 prohibits
employer discrimination on the basis of sex regarding
“compensation, terms, conditions, or privileges of employment.” 42 U.S.C. § 2000e-2(a)(1). The statutory
prohibition extends to the creation of a hostile work
environment that “is sufficiently severe or pervasive to
alter the conditions of the victim’s employment.” Harris v. Forklift Sys., Inc., 510 U.S. 17, 21, 114 S.Ct. 367,
126 L.Ed.2d 295 (1993) (internal quotation marks
omitted). To prevail on a hostile work environment
claim, an employee must show that her employer is liable for the conduct that created the environment. Little v. Windermere Relocation, Inc., 301 F.3d 958, 966
(9th Cir. 2002).
App. 11
A. Hostile work environment.
A hostile work environment occurs when an employee 1) “was subjected to verbal or physical conduct
of a sexual nature, 2) this conduct was unwelcome, and
3) this conduct was ‘sufficiently severe or pervasive to
alter the conditions of the victim’s employment and
create an abusive working environment.’ ” Fuller v.
City of Oakland, 47 F.3d 1522, 1527 (9th Cir. 1995)
(quoting Ellison v. Brady, 924 F.2d 872, 875-76 (9th Cir.
1991)). “The working environment must both subjectively and objectively be perceived as abusive,” and the
objective analysis is done “from the perspective of a
reasonable” woman. Id.
In determining whether a work environment is
sufficiently hostile, the court evaluates the totality of
the circumstances, “including the frequency of the discriminatory conduct; its severity; whether it is physically threatening or humiliating, or a mere offensive
utterance; and whether it unreasonably interferes
with an employee’s work performance.” Little, 301 F.3d
at 966 (quoting Clark Cty. Sch. Dist. v. Breeden, 532
U.S. 268, 270-71, 121 S.Ct. 1508, 149 L.Ed.2d 509
(2001) (per curiam)). While “ ‘simple teasing, offhand
comments, and isolated incidents (unless extremely
serious)’ are not sufficient to create an actionable claim
under Title VII . . . the harassment need not be so
severe as to cause diagnosed psychological injury.”
Reynaga v. Roseburg Forest Prods., 847 F.3d 678, 687
(9th Cir. 2017) (alteration omitted) (quoting Faragher
v. City of Boca Raton, 524 U.S. 775, 788, 118 S.Ct. 2275,
141 L.Ed.2d 662 (1998)). “It is enough ‘if such hostile
App. 12
conduct pollutes the victim’s workplace, making it
more difficult for her to do her job, to take pride in her
work, and to desire to stay in her position.’ ” Id. (quoting Steiner v. Showboat Operating Co., 25 F.3d 1459,
1463 (9th Cir. 1994)).
Fuller argues that the IDOC’s reactions to the
rapes – effectively punishing her for taking time off,
while both vocally and financially supporting her rapist – created a hostile work environment. The issue is
whether an objective, reasonable woman would find
“her work environment had been altered” because the
employer “condoned” the rape “and its effects.” Little,
301 F.3d at 967-68.6 Viewing the facts in the light most
favorable to Fuller, we hold that Fuller has raised triable issues of fact as to the existence of a hostile work
environment.7
When Fuller reported her rapes, Harvey told her
“that Cruz had a history of this kind of behavior” and
“he knew of several instances” of misconduct by Cruz.
But, nonetheless, Harvey almost immediately thereafter told District 3 staff to “feel free” to “give [Cruz]
some encouragement” and that he “hate[d]” that Cruz
“cannot come to the office until the investigation is
complete.” This e-mail came on the heels of Harvey’s
previous statement to staff that he looked forward to
6
It is undisputed that Fuller subjectively perceived her work
environment as hostile.
7
Fuller also alleged that the rapes created a hostile work
environment. We affirm the district court’s grant of summary
judgment to the defendants as to that claim in the memorandum
disposition filed today.
App. 13
Cruz returning quickly. Fuller was privy to both of
those announcements, in which her supervisor publicly
supported an employee whom he knew was accused of
raping two women and sexually harassing several others.8
Fuller was aware that IDOC supervisors were
communicating with Cruz, offering him support during
his suspension. And, although Fuller was interviewed
by IDOC investigators in September, and the agency
had concluded by late October that he should be terminated, no disciplinary action was taken until after
Fuller resigned. As far as Fuller knew, Cruz might return to work any day.
When Fuller raised concerns about her safety
should Cruz return to the workplace, Harvey and
Atencio emphasized that Cruz was “still our employee,” and that they did not want a “stigma hanging
over” him in the event “the allegations were proven untrue.” Therefore, she reasonably could have suspected
that the IDOC had exonerated Cruz, and that he would
soon return to work.
8
The IDOC’s knowledge of previous sexual harassment complaints against Cruz, “while alone insufficient to create a hostile
work environment, “is relevant and probative of [the IDOC’s] general attitude of disrespect toward [its] female employees.”
Zetwick, 850 F.3d at 445 (quoting Heyne v. Caruso, 69 F.3d 1475,
1479-81 (9th Cir. 1995)). Because Fuller learned after she was
raped that the IDOC was aware of Cruz’s “history of this kind of
behavior,” she reasonably could have believed that the IDOC
would continue to support Cruz at the expense of its female employees.
App. 14
In light of the severity of the sexual assaults on
Fuller, documented by the photographs seen by the
IDOC supervisors, a reasonable juror could find that
the agency’s public and internal endorsements of Cruz
“ma[de] it more difficult for [Fuller] to do her job, to
take pride in her work, and to desire to stay in her position.” Reynaga, 847 F.3d at 687 (quoting Steiner, 25
F.3d at 1463). A reasonable woman in Fuller’s circumstances could perceive the repeated statements of concern for Cruz’s well-being by supervisors as evincing
their belief that Fuller was lying or, perhaps worse,
as valuing Cruz’s reputation and job over her safety.
This conclusion is reinforced by the fact that Harvey
and Atencio held important supervisory positions. See
Zetwick, 850 F.3d at 445 (emphasizing “the potentially
greater impact of harassment from a supervisor”).
The repeated endorsements of Cruz were not “simple teasing, offhand comments, and isolated incidents,”
or ordinary workplace interactions. Faragher, 524 U.S.
at 788, 118 S.Ct. 2275 (citation and internal quotation
marks omitted). The decision to publicly support an
employee accused of raping another employee was “humiliating” and potentially “physically threatening” to
Fuller, not “a mere offensive utterance.” Id. at 787-88,
118 S.Ct. 2275. A reasonable juror could credit Fuller’s
statements that Harvey’s e-mail was “completely insulting” to her, and that she felt the IDOC had given
no “assistance for [her] as a victim” of a rape which
“impaired [her] ability to live normal, sleep normal, or
feel safe.” These facts raise a genuine dispute as to
App. 15
whether the work environment was “sufficiently hostile” to violate Title VII. Little, 301 F.3d at 966.
Other evidence, while perhaps not sufficient by itself to support Fuller’s Title VII claim, supports the
conclusion that a reasonable woman could perceive a
hostile work environment at the IDOC.9 Atencio denied
Fuller’s request for paid administrative leave to recover from her rapes in an e-mail in which he copied
Hartz, who was not the assigned HR representative,
despite knowing that Hartz had a previous romantic
relationship with Cruz. Fuller produced evidence that
she was “forced to return to work against” her therapist’s and doctor’s recommendations, while her rapist
was granted paid administrative leave. Fuller also expressed concern about her co-workers’ hostility toward
her for missing work, blaming Harvey’s e-mail, which
failed to divulge why Cruz was on leave.
“While each of these incidents may not in itself be
sufficient to support a hostile work environment claim,
their cumulative effect is sufficient to raise material
issues of fact as to whether the conduct was so severe
or pervasive to alter the conditions of the workplace.”
Arizona ex rel. Horne v. Geo Grp., Inc., 816 F.3d 1189,
9
As we note in the memorandum disposition discussing
Fuller’s other claims, the denial of her paid leave request does not
itself violate Title VII. Co-worker ostracism alone is also insufficient to violate the statute. See Brooks v. City of San Mateo, 229
F.3d 917, 929 (9th Cir. 2000). However, these facts are part of “the
totality of the circumstances” that we must consider in evaluating
whether a reasonable woman would perceive her workplace environment as hostile. See Zetwick, 850 F.3d at 444.
App. 16
1207 (9th Cir. 2016), cert. denied, ___ U.S. ___, 137 S.Ct.
623, 196 L.Ed.2d 515 (2017); see also Zetwick, 850 F.3d
at 444 (requiring consideration of “the cumulative effect of the conduct at issue to determine whether it was
sufficiently ‘severe or pervasive’ ”). The defendants do
not contest that these actions occurred. Rather, they
disagree with Fuller’s interpretation of events, arguing
that the IDOC was supportive of Fuller after the rapes.
But, at the summary judgment stage, we ask only
whether “a reasonable juror drawing all inferences in
favor of [Fuller] could return a verdict in [her] favor;”
we do not “weigh the evidence” or resolve whether the
employer’s actions were more supportive than discriminatory. Zetwick, 850 F.3d at 441 (internal quotation
marks omitted).
The IDOC’s actions were less drastic than those of
the employer in Little, who advised the plaintiff to drop
her rape complaint, and when she did not, reduced her
pay and fired her. 301 F.3d at 964-65. But, a reasonable
juror could nonetheless conclude that the IDOC “effectively condoned” the rapes.10 Id. at 967-68. Fuller was
forced to return, before she had recovered from her
rapes, to a workplace run by supervisors who showed
public support for her rapist, eagerly anticipated his
return, and continued to pay him while denying her
10
It is not necessary that the IDOC either intended to discriminate or knew that its conduct created a hostile work environment. Reynaga, 847 F.3d at 687 (explaining that “hostility
need not be directly targeted at the plaintiff to be relevant to his
or her hostile work environment claim”); EEOC v. Nat’l Educ.
Ass’n, 422 F.3d 840, 844-45 (9th Cir. 2005) (concluding that harassers need not intend to discriminate).
App. 17
paid leave. In contrast, the employer in Brooks removed the alleged harasser from the workplace “as
soon as his misdeeds” – an isolated instance of fondling
which the court found not “severe” – were discovered
and took no actions which could be perceived as supportive of the harasser or indicative that he might return. 229 F.3d at 921-22, 924, 926. Like the victim in
Little, Fuller “was victimized by three violent rapes,”
and a reasonable juror could find that her employer
thereafter reacted in ways that “allowed the effects of
the rape[s] to permeate [her] work environment and
alter it irrevocably.” 301 F.3d at 967.
A finder of fact may ultimately conclude, as does
our dissenting colleague, that the IDOC acted reasonably when confronted with a difficult situation. Today
we conclude only that, viewing the evidence in the light
most favorable to Fuller, a reasonable trier of fact could
also find that the IDOC’s actions were sufficiently severe or pervasive to create a hostile work environment.11
11
The dissent claims that we are condemning “the IDOC’s
refusal to denigrate Cruz merely because he was accused of
wrongdoing.” Dissent at 1178. Incorrect. We hold only that a reasonable juror could find that the IDOC’s decision to support Cruz,
both publically and internally, after Fuller reported that he raped
her, contributed to a hostile work environment – whether or not
the IDOC reasonably decided not to disclose the sealed protective
order or publicize the allegations against Cruz before they were
proven.
App. 18
B. Employer liability.
“An employer may be held liable for creating a hostile work environment either vicariously (i.e., through
the acts of a supervisor) or through negligence (i.e.,
failing to correct or prevent discriminatory conduct by
an employee).” Reynaga, 847 F.3d at 688. Fuller argues
that the IDOC is vicariously liable for the hostile work
environment created by its supervisors’ responses to
her rapes. The IDOC does not dispute that Harvey,
Atencio, and Reinke were “supervisors.” See id. at 689
(defining supervisor as “a person who can take tangible employment actions against an employee”). Nor
does the IDOC dispute that the supervisors’ actions
here were within the scope of their employment.12 See
Faragher, 524 U.S. at 807-08, 118 S.Ct. 2275. Thus, if a
jury finds that the IDOC supervisors created a hostile
work environment, the IDOC would also be liable.
12
The IDOC argues that Fuller must demonstrate negligence by the agency, rather than seek to impose vicarious liability for the actions and omissions of its supervisory employees.
But, the cases it cites involve harassment by co-workers or nonemployees, not the creation of a hostile work environment by supervisors. See Little, 301 F.3d at 968 (discussing when “employers
are liable for harassing conduct by non-employees”); Ellison, 924
F.2d at 881-82 (setting forth liability standard “for sexual harassment by co-workers” and explicitly distinguishing “employer liability for a hostile environment created by a supervisor”); Brooks,
229 F.3d at 924 (analyzing whether employer can be liable for “an
isolated incident of harassment by a co-worker”). We recently emphasized the distinction between these two forms of liability in
Reynaga, 847 F.3d at 688-89.
App. 19
C. The Dissent.
The dissent is flawed in two important respects.
First, it ignores that, in reviewing the grant of summary judgment, we must take all the facts and reasonable inferences in favor of Fuller. Second, in concluding
that Fuller did not suffer discrimination “because of
sex,” the dissent takes an improperly narrow view of
the inferences that can reasonably be drawn from the
facts actually in the record.
(1) Improper summary judgment analysis.
The dissent criticizes us for drawing all inferences
from the evidence in the light most favorable to Fuller.
Dissent at 1168-69. But, that is precisely our judicial
duty at the summary judgment stage. “Credibility determinations, the weighing of the evidence, and the
drawing of legitimate inferences from the facts are jury
functions, not those of a judge. . . . The evidence of the
non-movant is to be believed, and all justifiable inferences are to be drawn in his favor.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91
L.Ed.2d 202 (1986).
The dissent repeatedly ignores this directive. For
example, it claims to accept Fuller’s sworn testimony
that Cruz raped her, but then emphasizes that “Cruz
has never been charged or convicted” of the rapes and
highlights that the relationship with Cruz was once
consensual. Dissent at 1169-70 & n.4. Similarly, the
dissent purports that “the IDOC investigated and addressed each of ” the prior sexual harassment incidents
App. 20
involving Cruz adequately, when in fact the record evidence on this point is far from undisputed. Compare
Dissent at 1170-71 & n.6 (deeming evidence as “unsubstantiated complaints”) with Atencio Deposition at 36,
Harvey Deposition at 52 (Atencio expressing concern
about Cruz’s behavior and asking Harvey to “keep
an eye on him,” but taking no disciplinary action or
making “any sort of report” of the allegations), Harvey
Deposition at 239 (Harvey testifying that Atencio
never directed him to “make any report to HR or [the
Office of Professional Standards]” (OPS) about Davila
and McCurry’s allegations against Cruz and that he
was not aware of “any informal or formal discipline
that Cruz received as a result of the events”), OPS
Supplemental Investigation Report at 2 (Davila and
McCurry’s supervisor “felt both incidents were inappropriate” and “was not aware of any disciplinary action
taken against Cruz for these incidents”). Other improper factual and credibility determinations abound.
See, e.g., Dissent at 1169-70 & n.3 (acknowledging Cruz
“received supportive phone calls . . . even from IDOC
supervisors,” but concluding that Fuller could not possibly perceive such conversations as evincing support
for Cruz because they occurred only “on a couple of occasions”), 1169 & n.9 (emphasizing that Fuller was
forced to return to work only by “her own assessment
of her financial situation,” but discounting evidence
that Fuller felt she was treated poorly as a rape victim), 1172 n.13 (dismissing Fuller’s belief “that the
IDOC had exonerated Cruz” as merely “second-hand
gossip”), 1172 (highlighting that “Fuller surreptitiously
recorded” the meeting with IDOC supervisors).
App. 21
In concluding that the IDOC’s denial of administrative leave could not have contributed to a hostile
work environment because it was not itself discriminatory, the dissent ignores undisputed record evidence
about what the IDOC actually told Fuller – that her
situation was not “unusual” enough to warrant paid
leave, although her male rapist was entitled to such
leave and his colleagues’ support. See Dissent at 1171
n.9, 1172 n.12, 1173 n.15, 1176 n.17. And indeed, perhaps most tellingly, the dissent brushes over and deemphasizes the critical lines from Harvey’s comments
about Cruz, both in the initial staff meeting and in the
later email to the staff, sent after Fuller reported her
rapes. See Dissent at 1169 (describing Harvey’s comment that the IDOC “looked forward to [Cruz’s] coming
back very soon” as made “in passing”), 1171 (discounting lines “if you want to talk to him, give him some encouragement, etc., please feel free” and “[j]ust as a
reminder – and this is always one thing I hate about
these things – he cannot come to the office until the investigation is complete”) (emphasis added). Yet, as the
dissent correctly notes, “we cannot ignore undisputed
evidence simply because it is unhelpful to” our own
view of the merits. Dissent at 1169.
At trial, a jury might conclude, as the dissent does,
that the IDOC’s conduct was “proper.” Dissent at 1178.
But, we “must adopt the inference that is most favorable to the nonmoving party,” rather than “weigh the
merit of [competing] inferences.” Hauk v. JP Morgan
Chase Bank USA, 552 F.3d 1114, 1123-24 (9th Cir.
2009). That the dissent can point to some irrelevant
App. 22
evidence as “undisputed” does not deem the inference
from other evidence that Fuller was discriminated
against because of her sex to be not “rational or reasonable.” Dissent at 1168.
(2) Incorrect “because of sex” analysis.
The dissent also contends that Fuller presented no
evidence that she was discriminated against “because
of ” her sex. Dissent at 1175-79. However, that argument, which the IDOC did not raise, misreads the precedent.
A Title VII plaintiff must prove discrimination “because of . . . sex.” 42 U.S.C. § 2000e-2(a)(1). “The critical
issue, Title VII’s text indicates, is whether members of
one sex are exposed to disadvantageous terms or conditions of employment to which members of the other
sex are not exposed.” Oncale v. Sundowner Offshore
Servs., Inc., 523 U.S. 75, 80, 118 S.Ct. 998, 140 L.Ed.2d
201 (1998) (internal quotation marks omitted). The Supreme Court has emphasized that a plaintiff is not confined to a specific “evidentiary route” to meet this
requirement. Id. at 81, 118 S.Ct. 998. Although the dissent correctly notes potential evidentiary routes that
Fuller could have followed to raise a triable issue of
fact as to discrimination because of her sex, Dissent at
1175, her claim does not fail merely for following a different route than the ones the dissent favors. See Oncale, 523 U.S. at 80-81, 118 S.Ct. 998 (explaining that
“[w]hatever evidentiary route the plaintiff chooses to
follow,” they must prove discrimination because of sex);
App. 23
EEOC v. Nat’l Educ. Ass’n, 422 F.3d 840, 844-45 (9th
Cir. 2005) (finding discrimination “because of . . . sex”
where “primarily women were the targets” of employer’s conduct).
In Little, we held that “[b]eing raped is, at minimum, an act of discrimination based on sex. Thus, the
employer’s reaction to a single serious episode may
form the basis for a hostile work environment claim.”
301 F.3d at 967-68 (citation omitted). The dissent correctly notes that the rape in Little occurred in the
workplace, while the rapes of Fuller did not. Dissent at
1176-77. But, Little directly responds to the dissent’s
legal argument that any disparate treatment of a rape
victim who was not assaulted in the workplace cannot
be because of sex. Little teaches that when an employer
acts in a way that “effectively condone[s]” or ratifies a
rape or sexual assault and its effects, a jury may reasonably infer that the employer itself is discriminating
“because of sex.” 301 F.3d at 968.
Indeed, “Little [did] not seek relief based on imputed liability for the rape. Rather, her claim [was]
about whether [her employer’s] reaction to the rape
created a hostile work environment.” Id. at 966. And,
while Little’s rape occurred in the workplace, we found
“more significant[ ]” the fact that the employer’s “subsequent actions reinforced rather than remediated the
harassment.” Id. at 967. Thus, we held that a question
of material fact arose as to whether the employer’s actions created a sexually hostile work environment because it “allowed the effects of the rape to permeate
Little’s work environment and alter it irrevocably.” Id.
App. 24
Thus, contrary to the dissent’s assertion, Little did
not confine its holding to an employer’s response to
rapes that themselves “qualify as workplace conduct.”
Dissent at 1177. Nor would such a holding make sense:
if an employer, acting in the workplace, discriminates
against a female rape victim in the conditions of her
employment by condoning her rape and its effects, that
employer should not escape Title VII liability for its
discrimination merely because a rapist employee conducted his assault off the premises. See Meritor Savings Bank, FSB v. Vinson, 477 U.S. 57, 64, 106 S.Ct.
2399, 91 L.Ed.2d 49 (1986) (holding that Title VII
“evinces a congressional intent to strike at the entire
spectrum of disparate treatment of men and women in
employment” (internal quotation marks omitted)). Although we decline to opine on whether other circumstances may constitute “condoning or ratifying” a rape,
we find that Fuller has raised a question of material
fact as to whether the IDOC did so here. And, contrary
to the dissent’s assertion, we are aware of no case requiring proof of a tangible adverse employment action
– such as silencing an employee’s complaint, cutting
her pay, or firing her – in a hostile work environment
claim, let alone in one based on an employer’s reaction
to a rape. Compare Dissent at 1177-78 with Meritor,
477 U.S. at 64, 106 S.Ct. 2399 (holding that a hostile
work environment violates Title VII because “the language of Title VII is not limited to ‘economic’ or ‘tangible’ discrimination”).13
13
The dissent concedes that an employer’s actions undertaken “because of a rape (whether in or outside of the workplace)
App. 25
Furthermore, an inference of discrimination because of sex is even more reasonable where, as here,
the record also contains evidence of Fuller’s male supervisors’ solicitous treatment of the man whom they
knew may have raped Fuller and their less solicitous
treatment of the woman who reported the rape. When
“[t]he record reveals at least a debatable question as to
the objective differences in treatment of male and female employees, and strongly suggests that differences
in subjective effects were very different,” summary
judgment is inappropriate. EEOC, 422 F.3d at 845-46.
To the extent that the dissent argues that the record does not permit the inference that the IDOC’s
treatment of Fuller would have been any better had
Fuller been a man, or that any such inference would be
based on “overbroad generalizations” based on gender,
see Dissent at 1178 n.20, it ignores reality. We must
view the evidence in light of “the different perspectives
of men and women.” Ellison, 924 F.2d at 878. “[W]omen
are disproportionately victims of rape and sexual assault,” and, accordingly, “women have a stronger incentive to be concerned with sexual behavior. . . . Men, who
are rarely victims of sexual assault, may view sexual
conduct in a vacuum without a full appreciation of the
social setting or the underlying threat of violence that
might give rise to a reasonable inference of discrimination because of sex.” Dissent at 1177. We agree. But, an equally reasonable inference of discrimination because of sex surely also arises
when an employer, knowing that a female employee was sexually
assaulted by a male coworker, nonetheless tells its employees that
it looks forward to the rapist’s return to work and encourages
them to contact him with messages of support.
App. 26
a woman may perceive.” Id. (footnote omitted). Therefore, a jury armed with “[c]ommon sense, and an appropriate sensitivity to social context” could reasonably
conclude that the actions of Fuller’s supervisor – siding
with Cruz, her alleged rapist, over her – were because
of her sex. Oncale, 523 U.S. at 82, 118 S.Ct. 998. It is
up to a jury, not us, to decide whether that plausible
inference is the best one to draw from this record.
CONCLUSION
We vacate the summary judgment in favor of the
IDOC and remand for a trial on Fuller’s Title VII hostile work environment claim. Costs on appeal are
awarded to Plaintiff-Appellant.
IKUTA, Circuit Judge, dissenting:
An employer is liable for sexual harassment under
Title VII only if it engages in discriminatory conduct
that alters the “terms, conditions, or privileges of employment, because of . . . sex.” 42 U.S.C. § 2000e-2(a)(1).
Courts may conclude that abusive conduct is “discriminat[ion] . . . because of . . . sex,” id., based on evidence
that “members of one sex [were] exposed to disadvantageous terms or conditions of employment to which
members of the other sex [were] not exposed,” Oncale
v. Sundowner Offshore Servs., Inc., 523 U.S. 75, 80, 118
S.Ct. 998, 140 L.Ed.2d 201 (1998) (quoting Harris v.
Forklift Sys., Inc., 510 U.S. 17, 25, 114 S.Ct. 367, 126
L.Ed.2d 295 (1993) (Ginsburg, J., concurring)). Because
App. 27
there is no evidence in the record that the Idaho Department of Corrections (IDOC) treated any female
employee differently because of her sex, it is impossible
to point to any such discrimination here. Nevertheless,
the majority concludes that the IDOC may have violated Title VII because it abstained from damaging an
employee’s reputation while an investigation into the
employee’s alleged misconduct was still pending. In
reaching this conclusion, the majority ignores Supreme Court precedent directly on point and writes
“because of . . . sex” out of the statute. See id. at 80-81,
118 S.Ct. 998. I dissent.1
I
The threshold flaw in the majority’s analysis is its
misapprehension of the summary judgment standard.
A
A party seeking summary judgment must demonstrate that “there is no genuine dispute as to any material fact” and that the party “is entitled to judgment
as a matter of law.” Fed. R. Civ. P. 56(a). A material fact
is one that “might affect the outcome of the suit under
the governing law,” and a genuine dispute is one for
which “a reasonable jury could return a verdict for the
nonmoving party.” Anderson v. Liberty Lobby, Inc., 477
1
I concur in the concurrently filed memorandum disposition
that affirms the district court’s entry of summary judgment in the
IDOC’s favor on the remaining claims. See Fuller v. Idaho Dep’t of
Corr., 694 Fed.Appx. 590, 2017 WL 3225875 (9th Cir. 2017).
App. 28
U.S. 242, 248, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986).
We draw inferences “in the light most favorable to the
nonmoving party,” but only if the inferences are rational or reasonable. T.W. Elec. Serv., Inc. v. Pac. Elec.
Contractors Ass’n, 809 F.2d 626, 631 (9th Cir. 1987).
“Where the record taken as a whole could not lead a
rational trier of fact to find for the non-moving party,”
even if the jury credited the nonmoving party’s evidence and drew all reasonable inferences in the nonmoving party’s favor, then “there is no genuine issue
for trial” and the moving party is entitled to summary
judgment. Matsushita Elec. Indus. Co. v. Zenith Radio
Corp., 475 U.S. 574, 587, 106 S.Ct. 1348, 89 L.Ed.2d 538
(1986) (internal quotation marks omitted).
Taking this record as a whole and drawing all reasonable inferences in favor of Fuller, no reasonable
jury could conclude that the IDOC engaged in “discriminat[ion] . . . because of . . . sex,” 42 U.S.C. § 2000e2(a)(1), a necessary element of Fuller’s Title VII claim.
Because no reasonable jury could return a verdict in
Fuller’s favor, the IDOC is entitled to judgment as a
matter of law. Rather than consider the record as a
whole, however, the majority focuses only on those circumstances favoring Fuller.2 This is a misapprehension
of the summary judgment standard; we must credit
2
Indeed, the majority seems to think that it is an error to
acknowledge undisputed facts that are not helpful to Fuller. See,
e.g., Maj. op. at 1165 (criticizing the dissent for noting, among
other undisputed facts, that Cruz has not been charged or convicted of rape, that Fuller had been in a consensual relationship
with Cruz, and that Fuller had surreptitiously recorded the meeting with IDOC supervisors).
App. 29
Fuller’s evidence where a conflict exists (there are no
such conflicts in this case), and we must draw all reasonable inferences in her favor, but we cannot ignore
undisputed evidence simply because it is unhelpful to
her case or make inferences that are unreasonable. Because the majority fails to recite all the relevant, undisputed facts (and therefore mistakes unreasonable
inferences for reasonable ones), I provide them here.
B
Fuller and Herbt Cruz first met while coworkers
at the IDOC. A few months after their first meeting,
they embarked on a voluntary romantic relationship.
By all accounts, their relationship was ordinary and
functional from its genesis through the late summer of
2011. But events in August and September of that year
tore the relationship apart and set this lawsuit into
motion.
The key facts for this story begin, in large part, on
August 15, 2011. That was the day the IDOC placed
Cruz on paid administrative leave after learning that
the Canyon County Sheriff ’s Office was investigating
allegations that he raped a woman identified as “J.W.”
That same day, IDOC supervisor Kim Harvey announced at a staff meeting that Cruz was on administrative leave due to an investigation. He also said, in
passing, that he hoped things would be cleared up so
that Cruz could return to work. Fuller, who was still in
a romantic relationship with Cruz at the time, was in
App. 30
attendance at that staff meeting. She was unaware,
however, of the nature of the allegations against Cruz.
While Cruz was on administrative leave, he received supportive phone calls from his friends, coworkers, and even from IDOC supervisors. Fuller was aware
of these contacts; she and Cruz were still dating, so she
would overhear Cruz on the phone, or Cruz would
simply tell her about the calls. She also knew that Cruz
“had various friends that worked for the department”
who were reaching out to him. As for the IDOC supervisors, all Fuller ever knew was that Cruz spoke with
them “on a couple of occasions.”3
It was not until late August and early September
that Fuller and Cruz’s relationship turned sour. In the
span of those few weeks, Fuller alleges that Cruz raped
her on three different occasions.4 Each incident occurred while the two were away from work and on their
own private time.
So how did this become a workplace harassment
issue? The IDOC learned of the alleged rapes in early
September 2011 when Fuller’s friend, Renee Bevry,
showed Harvey photographs of Fuller’s bruises and said
“you need to be aware of this.” Harvey immediately
3
Although the majority states that Fuller was aware that
IDOC supervisors were “offering [Cruz] support during his suspension,” Maj. op. at 1162, there is nothing to this effect in the
record.
4
For purposes of summary judgment, we assume the truth
of this allegation, which the IDOC neither denies nor concedes. It
is undisputed that Cruz has never been charged or convicted of
any misconduct with Fuller or J.W.
App. 31
notified the IDOC’s professional standards office and
local law enforcement of this further allegation that
Cruz had engaged in serious misconduct, and he then
met with Fuller to find out what happened and to encourage her to report her allegations to the sheriff.
When Fuller agreed, Harvey accompanied her to an interview with law enforcement to report her accusations, and he took her to lunch the day she reported. At
that lunch, Harvey mentioned that there had been
prior accusations of misconduct against Cruz, but did
not provide any further information. Afterwards, Harvey escorted Fuller home and searched her house before she entered to make sure no one was inside. Once
Fuller had collected some personal items, he then took
her to Bevry’s home, where she felt safer staying.
As Harvey correctly indicated to Fuller, Cruz had
been on the receiving end of complaints more than once
before.5 The record shows that the IDOC investigated
and addressed each of these complaints. In early 2003,
Sandra Martin, an IDOC employee, alleged that Cruz
had shown romantic interest in her by abandoning his
post to follow her into the recreation yard where she
was monitoring inmates. Martin also accused Cruz of
taking her car keys. Martin made clear to the IDOC
that she perceived this as sexual behavior, and the
IDOC investigated the allegations and met with all
concerned parties. Martin eventually sued the IDOC in
2006, alleging sexual harassment by Cruz and another
male employee, but the lawsuit was resolved by final
5
Fuller admits that she never witnessed Cruz sexually harass a female employee at the IDOC.
App. 32
judgment in the IDOC’s favor. See Martin v. Idaho
Dep’t of Corr., No. 06-cv-55, 2007 WL 1667597 (D. Idaho
June 7, 2007). In 2010, Letticia Davila, an IDOC employee, expressed concern about reports that Cruz
might be transferred to her office. Her concern arose
from a long ago training session in which Cruz portrayed an offender attempting to take over Davila’s
office by force. Davila stated that Cruz took “his roleplaying too seriously,” and blocked her office door when
she tried to leave; he moved out of the way, however,
when she threatened to knee him. Davila stated she
did not perceive Cruz’s conduct as sexual. She also told
the IDOC that in 2008, Cruz had behaved inappropriately with one of her coworkers by putting a hand on
the woman’s knee. When interviewed by the IDOC, the
coworker stated that, in her view, no sexual harassment had occurred and that her interaction with Cruz
was “not a big deal.” Because the investigation disclosed no misconduct, the IDOC did not discipline
Cruz.6 However, the IDOC decided not to transfer Cruz
to the office where Davila worked, and Harvey told his
6
The majority conflates a failure to discipline with a failure
to investigate, Maj. op. at 1165, and argues that the complaints
against Cruz are probative of a general disrespect for woman at
the IDOC, id. at 1162 n.8. This misrepresents our precedent; although actual sexual harassment of others can be probative of
attitudes toward women, unsubstantiated complaints are not.
Compare id. (focusing on “knowledge of previous sexual harassment complaints”), with Zetwick v. County of Yolo, 850 F.3d 436,
445 (9th Cir. 2017) (focusing on “[t]he sexual harassment of others” that has been “shown to have occurred”).
App. 33
staff to “watch [Cruz] and see if there’s any further incidents that you think are inappropriate.”
The day after Fuller reported her allegations to
the police, she obtained the first of several confidential
civil protection orders prohibiting Cruz from being
within 1,000 feet of Fuller or her workplace. That same
day, Harvey sent an email to IDOC staff in which he
informed all staff members that Cruz “cannot come to
the office until the investigation is complete and cannot “talk to anyone in the Department about the investigation,” although the staff was free to talk to him and
“give him some encouragement.”7
Around this same period, Fuller took some time
away from work. She did not need to request this time
off, because the IDOC told her that she “could take as
much time as [she] needed.” In addition, Harvey told
Fuller that he would investigate whether Fuller qualified for pay during her leave. In mid-September, IDOC
Deputy Chief Henry Atencio informed Fuller via email
that the IDOC would not offer Fuller paid administrative leave, based on the IDOC’s longstanding practice
7
The email stated in full:
Just an update on Cruz. I talked to him. He sounds rather down, as to be expected. Said he is trying to stay
busy. Just as a reminder – and this is always one thing
I hate about these things – he cannot come to the office
until the investigation is complete. Nor can he talk to
anyone in the Department about the investigation. So,
if you want to talk to him, give him some encouragement etc., please feel free. Just don’t talk about the investigation. At this point, I honestly don’t know the
status of it.
App. 34
to extend paid leave only “when there is departmental
action against the employee, such as an investigation.”
In that same email, Atencio told Fuller that she was
free to use her sick leave and vacation balances. After
Atencio denied Fuller’s request for paid administrative
leave, she applied for leave under the Family and Medical Leave Act, and the IDOC promptly approved that
request.
While Fuller was on leave, her supervisors at the
IDOC were working towards ways to accommodate her
situation. For example, on September 15 – the day
Fuller had to appear in court to renew her confidential
civil protection order – Harvey called to check in with
her. During that call, Harvey told Fuller “that if she is
not comfortable with coming back to work” at her division, Harvey “would do what [he] could to help her
transfer.” Later in that month, Harvey continued to try
to check in with Fuller, but to no avail. He “attempted
to contact her by phone, leaving messages that [were]
not returned,” and he “even went by her house[,] . . .
but she was not there.” Atencio and the other supervisors were aware of Harvey’s efforts, which he communicated to them via email.8
In late October, Fuller emailed Atencio to inform
him of her reluctant decision to return to work. In her
email, she stated it was a “sad day” that Cruz “gets to
8
Fuller faults the IDOC because “Atencio did not ask Harvey to check on Fuller while on leave, in direct contrast to directing him to regularly check on Cruz.” This attempt to impute
discriminatory animus falls flat in light of Atencio’s knowledge
that Harvey was checking on Fuller of his own volition.
App. 35
sit at home and collect a check at the tax payers expense” while she was denied paid administrative leave.
Although she was “appalled by the way this situation
has been handled,” she stated that she had “exhausted
all leave and am now forced to return to work against
my Doctor, Counselor, and Attorney’s recommendation.”9 Because Fuller’s doctor certified that Fuller was
“unable to concentrate and perform,” suffered from “severe anxiety,” and was “unsafe to carry [a] weapon,” the
IDOC placed her on modified duty. Upon her return,
Fuller found the IDOC to be a “completely uncomfortable work environment,” in which her coworkers ostracized her because they believed she had been “faking”
a medical issue. But the coworkers knew nothing about
her alleged rapes. Indeed, no one made any comments
about the rapes (or sexually suggestive comments more
generally), and no one suggested that Fuller had done
anything inappropriate.
On November 6, a little over two weeks after her
return, Fuller submitted a letter to Atencio outlining
why she believed that the IDOC should reverse course
and grant her paid administrative leave. She identified
eight reasons: (1) she had incurred significant expenses
9
Although Fuller’s email expresses her frustration over the
denial of paid administrative leave, which the majority agrees
was not unlawful, the email cannot reasonably be interpreted to
mean that Fuller was forced to return to work by anything but
her own assessment of her financial situation, i.e., she could not
afford not to return. Contra Maj. op. at 1163 (claiming that Fuller
has “evidence” that she was “forced to return to work”). There is
no evidence in the record that the IDOC ever instructed or required Fuller to return to work.
App. 36
in retaining an attorney to obtain her confidential civil
protection orders; (2) it was “unbecoming” that Cruz,
who was suspended pending a disciplinary investigation, receive paid leave but not her; (3) the IDOC was
paying Cruz even though policy provided for unpaid
suspension when an employee was indicted on felony
charges;10 (4) Cruz was being extended a “courtesy”;
(5) the IDOC failed in its obligation to provide Fuller
with information about filing a harassment complaint;11
(6) Cruz was a threat to safety; (7) paid administrative
leave was discretionary;12 and (8) “the department conducted an investigation which found Mr. Cruz innocent
of a crime.”13 This letter prompted a meeting between
Fuller and IDOC officials on November 10.
At the November 10 meeting, which Fuller surreptitiously recorded, Atencio explained the IDOC’s
10
As noted previously, it is undisputed that Cruz has never
been criminally charged in relation to J.W.’s or Fuller’s allegations, so this ground was premised on a misapprehension of fact.
See supra, note 4.
11
As we hold today, no underlying workplace sexual harassment occurred because Fuller’s rapes were not related to the
workplace. See Fuller, ___ Fed.Appx. at ___; Maj. op. at 1162 n.7.
It follows that the IDOC had no such obligation.
12
We hold today that Fuller has no evidence that the IDOC’s
denial of her paid leave request was anything other than the lawful application of a neutral policy. See Fuller, ___ Fed.Appx. at ___;
Maj. op. at 1163 n.9.
13
Fuller believed that the IDOC had exonerated Cruz based
on a statement by the county sheriff, who in turn had allegedly
heard the information from an unnamed source. Or, put more
simply, this was second-hand gossip. There is no evidence that an
IDOC official ever made any representation to Fuller that Cruz
had been, or would be, exonerated.
App. 37
neutral policy for extending paid administrative leave
only to employees (like Cruz) who were under investigation. Fuller argued that the Standard Operating
Procedure “clearly states” that the IDOC could award
paid leave “under unusual circumstances.”14 Atencio
acknowledged that the manual contained such language, but stated that “in discussing this with the leadership, and with HR, we don’t think that the situation
rises to that point where it’s unusual, and would warrant leave with pay.”15
14
The IDOC’s Standard Operating Procedure Manual provided:
5. Paid Administrative Leave
The director of the IDOC, in consultation with the director of HRS and the applicable division chief, may
grant paid administrative leave under the following
conditions:
• When the employee is being investigated;
• When the employee is in the due process procedure
of a disciplinary action;
• When the governor, manager, or designees declare
an IDOC facility closed or inaccessible because of severe weather, civil disturbances, loss of utilities, or
other disruptions;
• When a manager (or designee) deems it necessary
due to an unusual situation, emergency, or critical incident that could jeopardize IDOC operations, the safety
of others, or could create a liability situation for the
IDOC; or
• When approved in advance by the governor (or designee).
15
The majority holds that Atencio’s statement contributed to
a hostile work environment because he “actually told Fuller” that
“her situation was not ‘unusual’ enough to warrant paid leave,
App. 38
Later in the meeting, Fuller requested that her
IDOC coworkers be informed of her confidential civil
protection order against Cruz. Atencio responded that,
although he knew that Fuller would find it “distasteful,” the IDOC could not comply with that request because “Cruz is still our employee and we have to be
cautious of his rights.” But Atencio proposed a compromise: If the legal team verified that it was lawful to do
so, the IDOC would send a reminder email to employees that Cruz was under investigation and not allowed
at IDOC premises and that employees should contact
a supervisor immediately if Cruz comes to the IDOC
workplace. Atencio also informed Fuller that the IDOC
would work with her to arrange for days when Fuller
could take leave with pay to attend court hearings “and
have time afterwards to recover.”
As had been proposed at the November 10 meeting, Harvey sent an email on November 16 reminding
employees that Cruz “is on leave pending an investigation” and “not allowed in the [IDOC] offices.” Employees were further instructed to “contact a supervisor” if
Cruz was seen on premises. The supervisors were
aware of Fuller’s civil protection order, Fuller knew
they were aware of the order, and the supervisors knew
although her male rapist was entitled to such leave and his colleagues’ support.” Maj. op. at 1166 (emphasis in original). As the
majority acknowledges, there is no evidence that the IDOC’s limitation on paid administrative leave was anything other than a
policy neutrally applied to all staff. See Maj. op. at 1163 n.9 (noting our unanimous holding that the denial of paid administrative
leave did not violate Title VII). Verbalizing the neutral policy does
not show discrimination on the basis of sex.
App. 39
to contact police if Cruz came to the IDOC’s premises.
Fuller later explained that if the IDOC had sent an
email notifying the staff that there was a civil protection order against Cruz, she “never would have resigned.”
At the time Fuller resigned on November 16,
IDOC supervisors were in the process of terminating
Cruz’s employment. By November 8, three supervisory
IDOC officials had concluded that Cruz was responsible for multiple misconduct violations, including ones
relating to Fuller’s allegations. In late December, Cruz
was formally notified that the IDOC was contemplating his termination, and he resigned on January 9,
2012.
II
The question in this case is whether these circumstances are sufficient, as a matter of law, to create a
sexually hostile work environment. In holding that
they are, the majority has lost sight of the key elements of Title VII liability, and effectively holds that
an employer can be found liable even in the absence of
evidence that any workplace conduct is “discriminat
[ion] . . . because of . . . sex.” 42 U.S.C. § 2000e-2(a)(1).
A
Title VII of the Civil Rights Act of 1964 makes it
“an unlawful employment practice for an employer . . .
to discriminate against any individual with respect to
App. 40
. . . terms, conditions, or privileges of employment, because of such individual’s . . . sex.” Id.16 This prohibition does not expressly ban “sexual harassment,” but
the Supreme Court has held that discriminatory conduct includes sexual harassment, Meritor, 477 U.S. at
64, 106 S.Ct. 2399 (1986), and that such conduct can
alter the terms and conditions of employment if it is
“sufficiently severe or pervasive” that it creates “an
abusive working environment,” Harris, 510 U.S. at 21,
114 S.Ct. 367. But as the statutory language makes
clear, the key elements of a Title VII sexual harassment claim are (1) that the employer has engaged in
discriminatory conduct (2) that affected the “terms,
conditions, or privileges of employment” (3) because of
such individual’s sex. 42 U.S.C. § 2000e-2(a)(1).
In concluding that sexual harassment is discriminatory conduct, the Supreme Court looked to the
EEOC Guidelines, which define sexual harassment to
include both “[u]nwelcome sexual advances, requests
for sexual favors, and other verbal or physical conduct
of a sexual nature,” as well as claims that are not quid
pro quo, namely “so-called ‘hostile environment’ . . .
harassment.” Meritor, 477 U.S. at 65, 106 S.Ct. 2399.
16
This provision provides in full:
(a) Employer practices
It shall be an unlawful employment practice for an employer –
(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual
with respect to his compensation, terms, conditions, or
privileges of employment, because of such individual’s
race, color, religion, sex, or national origin[.]
App. 41
This can include “discriminatory intimidation, ridicule,
and insult,” Harris, 510 U.S. at 21, 114 S.Ct. 367, such
as the use of “sex-specific and derogatory terms,” Oncale, 523 U.S. at 80, 118 S.Ct. 998.
In order to affect the terms or conditions of employment, the discriminatory conduct must be unwelcome and either severe or pervasive. See Gregory v.
Widnall, 153 F.3d 1071, 1074 (9th Cir. 1998) (per curiam). “[T]he work environment must both subjectively
and objectively be perceived as abusive.” Little v. Windermere Relocation, Inc., 301 F.3d 958, 966 (9th Cir.
2002) (quoting Fuller v. City of Oakland, 47 F.3d 1522,
1527 (9th Cir. 1995)). In making this determination,
“we look ‘at all the circumstances, including the frequency of the discriminatory conduct; its severity;
whether it is physically threatening or humiliating, or
a mere offensive utterance; and whether it unreasonably interferes with an employee’s work performance.’ ”
Id. (quoting Clark County Sch. Dist. v. Breeden, 532
U.S. 268, 270-71, 121 S.Ct. 1508, 149 L.Ed.2d 509
(2001) (per curiam)). We undertake this analysis from
the perspective of “a reasonable woman.” Ellison v.
Brady, 924 F.2d 872, 879 (9th Cir. 1991).
When engaging in a hostile work environment
analysis, however, we must remember the Supreme
Court’s repeated admonishment that “Title VII does
not prohibit all verbal or physical harassment in the
workplace.” Oncale, 523 U.S. at 80, 118 S.Ct. 998; see
also Vance v. Ball State Univ., ___ U.S. ___, 133 S.Ct.
2434, 2455, 186 L.Ed.2d 565 (2013) (“Title VII imposes
no ‘general civility code.’ ”); Faragher v. City of Boca
App. 42
Raton, 524 U.S. 775, 788, 118 S.Ct. 2275, 141 L.Ed.2d
662 (1998) (similar). Rather, a plaintiff must always
prove that complained-of conduct occurred because of
the individual’s sex. Oncale, 523 U.S. at 80, 118 S.Ct.
998. There are multiple evidentiary routes a plaintiff
can follow to establish this critical element. “Courts
and juries have found the inference of discrimination
easy to draw in most male-female sexual harassment
situations, because the challenged conduct typically involves explicit or implicit proposals of sexual activity;
it is reasonable to assume those proposals would not
have been made to someone of the same sex.” Id. Alternatively, where an employer treats men and women
unequally, a trier of fact may infer that the differential
conduct is because of sex. Id. at 80-81, 118 S.Ct. 998
(“A same-sex harassment plaintiff may also, of course,
offer direct comparative evidence about how the alleged harasser treated members of both sexes in a
mixed-sex workplace.”). Drawing on Oncale, we have
held that where the conduct at issue “is not facially
sex-or gender-specific,” we may consider “differences in
subjective effects” on women, “along with . . . evidence
of differences in objective quality and quantity,” in “determining whether or not men and women were
treated differently.” EEOC v. Nat’l Educ. Ass’n, Alaska,
422 F.3d 840, 845-46 (9th Cir. 2005). Nevertheless, the
“main factual question” is whether the alleged perpetrator’s “treatment of women differed sufficiently in
quality and quantity from his treatment of men to support a claim of sex-based discrimination.” Id. at 844.
“Whatever evidentiary route the plaintiff chooses to
follow, he or she must always prove that the conduct at
App. 43
issue was not merely tinged with offensive sexual connotations, but actually constituted ‘discrimina[tion]
. . . because of . . . sex.’ ” Oncale, 523 U.S. at 81, 118
S.Ct. 998.
B
Contrary to the majority, I would hold that Fuller
has not raised a genuine issue of material fact regarding any of the three elements of a Title VII claim. There
is no triable issue that the IDOC engaged in unwelcome harassing conduct of any sort, nor that the
IDOC’s conduct created a working environment so
abusive that it altered the terms and conditions of
Fuller’s employment. Cf. Gregory, 153 F.3d at 1074. But
even if there were a triable issue on these two elements, Fuller’s action would fail because there is not a
shred of evidence to show that any conduct in the
workplace was “because of . . . sex.” 42 U.S.C. § 2000e2(a)(1). The majority has no answer to this dispositive
flaw, which is fatal to Fuller’s case.
Although a plaintiff may use many evidentiary
routes to raise an inference of discrimination because
of sex, see Oncale, 523 U.S. at 80, 118 S.Ct. 998, Fuller
has no viable route to follow. A court may infer discrimination because of sex when the conduct at issue
is sexual in nature, but it is undisputed that Fuller
experienced no “[u]nwelcome sexual advances” or
“requests for sexual favors” at the IDOC. 29 C.F.R.
§ 1604.11(a). Nor did Fuller present any evidence of
“verbal or physical conduct of a sexual nature” in the
App. 44
workplace. Id. There is no evidence that anyone at the
IDOC was “motivated by general hostility to the presence of women in the workplace,” nor is there “direct
comparative evidence” that Fuller was treated differently from any similarly situated male. Oncale, 523
U.S. at 80-81, 118 S.Ct. 998. The record is entirely devoid of evidence that the IDOC engaged in differential
treatment of Fuller because she is a woman. Because
Fuller has failed to raise a genuine issue whether the
conduct she deemed to be abusive was “because of . . .
sex,” 42 U.S.C. § 2000e-2(a)(1), her claim fails.
Having properly rejected Fuller’s claim that the
rapes were part of the hostile work environment, Maj.
op. at 1162 n.7, the majority relies primarily on three
incidents: (1) Harvey’s statement at a staff meeting
that he hoped Cruz could return, and his later email
telling employees that they were allowed to speak to
Cruz, id. at 1162; (2) Harvey’s comment that Cruz had
previously been accused of sexual harassment, id. at
1162; and (3) Atencio’s refusal to disclose Fuller’s confidential civil protection order in favor of sending a
more general email that Cruz was not allowed at the
IDOC pending the completion of his investigation, id.
at 1162. While Fuller found this conduct offensive,
there is no evidence in the record to support a claim
that the IDOC took these measures because Fuller is
a woman.17
17
The other circumstances cited by the majority likewise do
not support any inference of “discriminat[ion] . . . because of . . .
sex.” 42 U.S.C. § 2000e-2(a)(1). For instance, the majority cites the
phone calls to Cruz from IDOC supervisors, Maj. op. at 1162, but
App. 45
The majority rests its holding on Little v. Windermere Relocation, Inc., see Maj. op. at 1162, but this case
provides no support. The plaintiff in Little worked in
business development to cultivate corporate clients.
301 F.3d at 964. As part of the plaintiff ’s job, the president of her company directed her to “do whatever it
takes” to obtain a Starbucks account for the firm. Id.
To that end, the plaintiff met with a Starbucks officer
on several occasions, including once over dinner and
drinks. Id. After dinner, the plaintiff passed out and
was raped multiple times by the Starbucks officer. Id.
When the employee reported the rape to the employer,
the company president expressed his displeasure with
her report, reduced her salary, and ultimately “told her
it would be best if she moved on and that she should
clean out her desk.” Id. at 965. We held that the rape
was part of the employee’s work environment because
“[h]aving out-of-office meetings with potential clients
was a required part of the job” and “[t]he rape occurred
at a business meeting with a business client.” Id. at
967. As such, we concluded that the employee had
those were neither improper nor discriminatory. In fact, Fuller
does not dispute that IDOC supervisors checked in on Fuller during her leave as well. Equally non-discriminatory was the denial
of paid administrative leave, Maj. op. at 1163, which we unanimously conclude was not an employment action taken on account
of sex, id. at 1163 n.9. The same is true of Fuller’s ostracization
by co-workers, id. at 1163, which not even Fuller has suggested
was because of sex. And finally, the majority’s statement that
Fuller was “forced” to return to work, id. at 1163, fails in light of
the fact that Fuller undisputedly returned to work because she
could not afford to take any more leave, not because the IDOC
required her to return, see supra, note 9.
App. 46
raised triable issues as to all three elements of a Title
VII hostile work environment claim. The rape was “unquestionably among the most severe forms of sexual
harassment”; “[b]eing raped by a business associate,
while on the job, irrevocably alters the conditions of the
victim’s work environment”; and “[b]eing raped is, at
minimum, an act of discrimination based on sex.” Id.
at 967, 968.
Little distinguished a prior opinion holding that “a
‘single incident’ of harassment” (in that case, an employee’s forcing “his hand underneath [a female employee’s] sweater and bra to fondle her bare breast,”
Brooks v. City of San Mateo, 229 F.3d 917, 921 (9th Cir.
2000)), which was “followed by immediate corrective
action by the employer,” did not create a hostile work
environment because it “was not sufficiently ‘severe or
pervasive.’ ” Little, 301 F.3d at 967 (citing Brooks, 229
F.3d at 925-26). Little reasoned that Brooks did not
control because in that case, “the harassing employee
was fired,” but in Little, “not only was there no remediation, the harassment was arguably reinforced by
[the victim’s] employer.” Id. In other words, the foundation for Title VII liability in Little was the failure to
remedy a serious incident of workplace sexual harassment, coupled with the employer’s further abusive
treatment of the victim by, for example, cutting her pay,
which “reinforced rather than remediated the harassment.” Id.
By contrast to Little, Fuller’s rapes were unrelated
to her “employment.” See Fuller, ___ Fed.Appx. at ___;
Maj. op. at 1162 n.7. Accordingly, Fuller cannot rely on
App. 47
the rapes as evidence that she suffered a severe form
of sexual harassment on the job, which altered the
terms and conditions of her work environment and
constituted discrimination on the basis of sex. Little
neither requires the IDOC to remedy harassment that
occurs outside the context of work, nor holds that inadequate remediation of such harassment evinces
discrimination because of sex. Thus, as the IDOC correctly argues, if the rapes do not qualify as workplace
conduct, then there was no sexual harassment in the
workplace. Because no other evidence suggests hostility towards women or disparate treatment of women,
it follows that Fuller was not harassed “because of . . .
sex.” 42 U.S.C. § 2000e-2(a)(1).
The majority contends that an employer’s discrimination against a female employee because the female
employee had been raped could constitute discrimination based on sex, whether the rape occurred at the
workplace or outside the workplace. Maj. op. at 1166.
Although Little does not directly support such a rule,18
harassing conduct undertaken against a female employee because of a rape (whether in or outside of the
workplace) might give rise to a reasonable inference of
discrimination because of sex and therefore support a
Title VII claim. The majority also argues that when an
employer “effectively condone[s] or ratifies a rape or
18
Because Little relied on both (1) the plaintiff ’s rape “by a
business associate, while on the job” (which Little identified as
among the most severe forms of discrimination based on sex), and
(2) the employer’s response to the rape, the rule we announced in
Little is not directly applicable to situations like Fuller’s. 301 F.3d
at 967-68.
App. 48
sexual assault and its effects,” the employer may be
deemed to be discriminating against the raped or assaulted employee “because of sex.” Maj. op. at 1166
(internal quotation marks omitted). The majority declines to explain what constitutes condoning or ratifying a rape, id. at 1166-67, but in Little we held that an
employer condoned a workplace rape by attempting to
silence the employee’s complaint, cutting her pay,
and ultimately firing her. 301 F.3d at 965. One can
imagine circumstances where such a response to a
non-workplace rape or assault could constitute discriminatory conduct based on sex that is so severe and
pervasive as to affect the terms of employment.
Fuller, however, has not created a genuine issue
for trial that any conduct – discrimination against an
employee because the employee was raped, or conduct
condoning or ratifying a rape – occurred here. By contrast to Little, the IDOC never attempted to silence
Fuller’s complaint, cut her pay, or fire her. Rather, the
record here indisputably shows that the IDOC took immediate remedial steps in response to Fuller’s complaints, even though her complaints were not based on
workplace conduct. When Fuller reported her allegations to the IDOC, Cruz was already separated from
the workplace, the IDOC warned employees that he
could not be on premises, and at no point did anyone
with the authority to speak on the IDOC’s behalf tell
Fuller (or any IDOC employee) that Cruz had been exonerated or would return. Instead, the IDOC diligently
investigated Fuller’s allegations, believed them, and
ultimately used them as the basis of the decision to
App. 49
terminate Cruz’s employment. Cf. Brooks, 229 F.3d at
922 (noting the employer’s “prompt remedial action” in
investigating an incident and initiating termination
proceedings against a misbehaving employee, who ultimately resigned).19 Even under the majority’s expansive reading of Little, no reasonable jury would equate
an employer’s decision to terminate an employee accused of harassment with condoning the employee’s
behavior.
In the absence of any evidence of “discriminat[ion]
. . . because of . . . sex,” 42 U.S.C. § 2000e-2(a)(1), the
majority points out that Fuller is a woman, but some
of her IDOC supervisors were men. Maj. op. at 1167.
But we long ago held that the mere fact that a plaintiff
is a different sex from her alleged harassers “is not sufficient to raise a jury question.” Gregory, 153 F.3d at
1075. This might be different if there were “a debatable
question as to the objective differences in treatment of
male and female employees” at the hands of the supervisors. NEA, 422 F.3d at 846. But on this record there
is no evidence that Fuller was treated differently from
any male employee, and so no inference of discrimination
19
The majority’s argument that Brooks is distinguishable
because the employer in Brooks “took no actions which could be
perceived as supportive of the harasser or indicative that he might
return,” Maj. op. at 1164, finds no basis in the Brooks opinion.
Brooks never mentions one way or the other what the employer did
beyond investigating the incident and pursuing disciplinary action.
App. 50
arises.20 Id.; see also Oncale, 523 U.S. at 80, 118 S.Ct.
998.
The conduct that the majority deems to be abusive
– the IDOC’s refusal to denigrate Cruz merely because
he was accused of wrongdoing – was proper and perhaps legally necessary. Public employees can have a
constitutionally protected property interest in their
employment, and they are entitled to fair procedures
before that interest is terminated. See Cleveland Bd. of
Educ. v. Loudermill, 470 U.S. 532, 543, 105 S.Ct. 1487,
84 L.Ed.2d 494 (1985). Similarly, public employees
have a protected liberty interest at stake; a public
employee may sue an employer where contested, stigmatizing information about the employee is publicly
disclosed in connection with the employee’s termination. E.g., Guzman v. Shewry, 552 F.3d 941, 955 (9th
Cir. 2009). The IDOC had an obligation of constitutional magnitude to tread carefully with its disclosure
of any stigmatizing charges against Cruz until Cruz
had been afforded an appropriate opportunity to clear
his name. These concerns made it reasonable for the
20
The majority also notes that despite the lack of any evidence in the record that would allow a reasonable jury to conclude
that Fuller was treated differently because of sex, we should nevertheless conclude there is a triable issue because women are “disproportionately victims” who have “different perspectives” from
men. Maj. op. at 1168. This suggests that, were Fuller a man, the
majority may have entertained a different outcome, given the “different perspectives” men might have about sex. Id. In many areas
of the law, “[o]verbroad generalizations of that order” are inappropriate – indeed, constitutionally suspect. Sessions v. MoralesSantana, ___ U.S. ___, 137 S.Ct. 1678, 1692, 1693 n.13, 198 L.Ed.2d
150 (2017).
App. 51
IDOC to decline to reveal any information about the
charges against Cruz until those charges had been
substantiated, and to decline to disclose Fuller’s confidential civil protection order against Cruz in favor of
an email that alerted employees that Cruz was not allowed on IDOC premises in a more neutral manner. I
would hold that the IDOC’s decision to avoid prematurely injuring Cruz’s reputation was not discriminatory conduct that is objectively abusive. But in any
event, the IDOC’s treatment of Cruz cannot support an
inference of discrimination because of sex.
III
Even if the IDOC’s actions upset Fuller, subjective
perception of abuse is not enough to prevail on a Title
VII claim; the abuse must be “discriminat[ion] . . . because of . . . sex.” 42 U.S.C. § 2000e-2(a)(1); Oncale, 523
U.S. at 80, 118 S.Ct. 998. On this record, there is no
evidence of workplace sexual abuse, cf. Little, 301 F.3d
at 968, no evidence of supervisors’ addressing Fuller in
any manner evincing hostility or sexual desire, cf. Oncale, 523 U.S. at 80, 118 S.Ct. 998, and no evidence that
“members of one sex [were] exposed to disadvantageous terms or conditions of employment to which
members of the other sex [were] not exposed,” id. The
IDOC did not give Fuller everything she wanted, but it
applied facially neutral policies in denying some of her
requests, and therefore did not discriminate against
her because she is a woman. Rather, the only conclusion supported by this record is that the IDOC accommodated Fuller’s situation while respecting Cruz’s
App. 52
rights. In other words, this is the story of an employer
that worked hard to do the right thing by effectively
removing a potential threat from the workplace immediately and permanently, without smearing any employee’s reputation before an investigation had been
completed. That it may nevertheless find itself liable is
a testament not to its missteps, but to our failure to
heed Oncale’s central lesson.
Because there was no “discriminat[ion] . . . because of . . . sex” on this record, Title VII’s text and our
precedents compel the conclusion that Fuller’s claim
fails. 42 U.S.C. § 2000e-2(a)(1). I would therefore affirm
the IDOC’s judgment in full, and I dissent from the
majority’s contrary disposition.
App. 53
NOT FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
CYNTHIA FULLER,
Plaintiff-Appellant,
v.
No. 14-36110
D.C. No.
1:13-cv-00035-JLQ
MEMORANDUM*
IDAHO DEPARTMENT OF
(Filed Jul. 31, 2017)
CORRECTIONS; BRENT
REINKE; HENRY ATENCIO,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Idaho
Justin L. Quackenbush, District Judge, Presiding
Argued and Submitted March 6, 2017
Seattle, Washington
Before: GRABER, IKUTA, and HURWITZ, Circuit
Judges.
Cynthia Fuller was raped by an Idaho Department of Corrections (“IDOC”) co-worker, Herbt Cruz,
whom she had been dating. She sued the IDOC and
several supervisors, alleging violations of Title VII of
the Civil Rights Act of 1964, the Equal Protection
Clause, and Idaho tort law. The district court granted
summary judgment to the defendants on all claims. In
* This disposition is not appropriate for publication and is
not precedent except as provided by Ninth Circuit Rule 36-3.
App. 54
an opinion filed today, we vacate that summary judgment insofar as it involved Fuller’s claim that a hostile
work environment was caused by the IDOC’s actions
after she was raped. We affirm the summary judgment
with respect to Fuller’s other claims.
1. Fuller argues that her rapes created a hostile
work environment. But, the rapes occurred outside the
workplace, and after the IDOC had placed Cruz on
leave because of a criminal investigation into other
non-workplace conduct. Because Fuller does not claim
that Cruz sexually harassed her in the workplace or a
related environment, or that he returned to work after
the rapes, the district court properly granted summary
judgment to the IDOC on this claim. See Fuller v. City
of Oakland, 47 F.3d 1522, 1527 (9th Cir. 1995) (requiring workplace conduct “sufficiently severe or pervasive
to alter the conditions of the victim’s employment” (internal quotation marks omitted)).1
2. Fuller claims that she was constructively
discharged because IDOC supervisors declined her
1
The Ninth Circuit cases Fuller cites for the proposition that
off-site conduct can contribute to a hostile work environment involve partial workplace conduct or conduct related to job performance. See Galdamez v. Potter, 415 F.3d 1015, 1023-24 (9th Cir.
2005); Little v. Windermere Relocation, Inc., 301 F.3d 958, 967
(9th Cir. 2002); Fuller, 47 F.3d at 1525-28. Similarly, the out-ofcircuit cases that she cites all involve environments akin to the
workplace, where the employer controlled how employees spend
their off-duty time. See Lapka v. Chertoff, 517 F.3d 974, 983 (7th
Cir. 2008); Doe v. Oberweis Dairy, 456 F.3d 704, 715-16 (7th Cir.
2006); Ferris v. Delta Air Lines, Inc., 277 F.3d 128, 134-35 (2d
Cir. 2001); Parrish v. Sollecito, 249 F. Supp. 2d 342, 345-46, 352
(S.D.N.Y. 2003).
App. 55
request to inform the staff about a sealed protective
order she had obtained against Cruz. But, even putting
aside the sealed nature of the order, the IDOC had already removed Cruz from the workplace and responded to Fuller’s request by informing staff that he
was not permitted on the premises, directing them to
call a supervisor if he should appear. These actions did
not create working conditions “so intolerable that a
reasonable person in [Fuller’s] position would have felt
compelled to resign.” Poland v. Chertoff, 494 F.3d 1174,
1184 (9th Cir. 2007) (internal quotation marks omitted).
3. Fuller argues that she was denied paid administrative leave because of her gender. But, it is undisputed that, for budgetary reasons, the IDOC has not
approved any request for paid administrative leave
since 2008 under an administrative rule applicable to
“unusual” situations. Fuller has not demonstrated that
the IDOC’s continued refusal to approve leave for her
“unusual situation” – as opposed to leave granted to
other employees under provisions governing investigations or disciplinary actions – was on account of her
gender. See Hishon v. King & Spalding, 467 U.S. 69, 7576 (1984) (requiring that denial of a “privilege” of employment be discriminatory to violate Title VII); Hawn
v. Exec. Jet Mgmt., Inc., 615 F.3d 1151, 1156-59 (9th Cir.
2010) (requiring evidence that similarly situated
males were treated more favorably).2
2
Fuller’s equal protection claim against her supervisors fails
for the same reasons. See Keyser v. Sacramento City Unified Sch.
App. 56
4. Fuller argues that her supervisor’s actions after she reported her rapes amounted to negligent infliction of emotional distress under Idaho law. Because
she alleges only “a series of ongoing, discrete events or
conduct,” rather than a “continuing tort,” any claim
arising before November 16, 2011, is time-barred. Cobbley v. City of Challis, 59 P.3d 959, 962-64 (Idaho 2002)
(citing IDAHO CODE § 6-905). And, the district court
properly concluded that the actions she alleges that occurred during the limitations period were not unreasonable. Frogley v. Meridian Joint Sch. Dist. No. 2, 314
P.3d 613, 624 (Idaho 2013).
AFFIRMED.
Dist., 265 F.3d 741, 754 (9th Cir. 2001) (requiring proof of gender
discrimination for equal protection claim under 42 U.S.C. § 1983).
App. 57
UNITED STATES DISTRICT COURT
DISTRICT OF IDAHO
CYNTHIA FULLER,
) No. CV-13-035-JLQ
) MEMORANDUM
Plaintiff,
) OPINION AND ORDER
vs.
) RE: SUMMARY
STATE OF IDAHO, DEPT. ) JUDGMENT
)
OF CORRECTIONS,
) (Filed Dec. 2, 2014)
BRENT REINKE, and
)
HENRY ATENCIO,
)
Defendants.
)
BEFORE THE COURT are Defendants’ Motion
for Summary Judgment (ECF No. 39), Plaintiff ’s Motion for Partial Summary Judgment (ECF No. 40), and
the parties various Motions to Strike supporting evidentiary materials (ECF No. 56, 57, and 71). The court
heard oral argument on the matters in Boise, Idaho
on September 22, 2014. Kathryn Harstad and Erika
Birch appeared for the Plaintiff, who was present. Phillip Collaer and Tracy Crane argued on behalf of Defendants. The court allowed the parties to submit supplemental briefs, which the court has received an
considered.
I.
Introduction/Procedural History
This action was filed on January 22, 2013. Defendants filed an early Motion for Partial Summary Judgment (ECF No. 6) on March 13, 2013. The court
granted in part the Motion for Partial Summary
App. 58
Judgment. (ECF No. 19). As a result of that ruling, the
following claims remained:
1. The Title VII claims in Counts I and II against
IDOC (“Idaho Department of Corrections”);
2. The 42 U.S.C. § 1983 claims in Count III
against Defendants Atencio and Reinke in their official
capacities;
3. The claim in Count VI against Atencio in his
individual capacity for negligent/intentional infliction
of emotional distress.
II. Factual Background
The court herein recites the basic undisputed Factual Background and will reference the applicable
facts in its discussion of the individual claims.
Plaintiff, Cynthia Fuller, (hereafter “Plaintiff ” or
“Fuller”) is a former employee of the Idaho Department of Corrections (“IDOC”). She resigned on November 16, 2011. Plaintiff began working for IDOC as a
correctional officer in 2004 and was promoted to Sergeant. In October 2010, she became a probation and
parole officer. In 2011, she requested, and received, a
transfer to the Caldwell Division III Probation and Parole Office (“D-3 Office”). In March or April 2011,
Fuller began a sexual relationship with a co-worker,
Herbt Cruz. Plaintiff was aware of a Department of
Corrections policy requiring that employees disclose
romantic relationships with co-employees, but neither
App. 59
Plaintiff or Cruz disclosed their ongoing relationship
to supervisors until sometime after August 15, 2011.
On or about August 1, 2011, a criminal investigation of Cruz was opened in Idaho for allegedly raping
another woman (not Plaintiff ). On August 15, 2011,
IDOC placed Cruz on administrative leave pending the
investigation. Plaintiff continued her romantic relationship with Cruz. Plaintiff alleges that thereafter
she was assaulted and raped by Cruz on three occasions, the first of which was August 22, 2011. Fuller did
not immediately report that alleged assault to her employer or law enforcement and resumed her relationship with Cruz. Plaintiff alleges she was also assaulted
by Cruz on August 30, 2011, but that alleged assault
was also not reported until September 6, 2011. Despite
the assaults, Plaintiff testified that she continued to be
“romantically involved” with Cruz, and continued the
sexual relationship, until on or about September 3,
2011 when she was allegedly assaulted again by Cruz.
(See Fuller Depo. p. 122-125; 140-141)1. Fuller reported
the Cruz assaults to law enforcement on September 6,
2011. On September 7, 2011, Plaintiff obtained an Order of Protection and took leave from work.
Plaintiff was not allowed paid administrative
leave, but was allowed to use her sick leave and vacation time while she was at home. Plaintiff was also offered intermittent leave under the Family Medical
1
Fuller and Cruz also continued to communicate extensively
via text message during this time period. The texts were submitted in the record as Fuller deposition exhibit 72 at ECF No. 45-16
and 45-17.
App. 60
Leave Act (“FMLA”). Fuller makes no claim under
FMLA. She returned to work on October 19, 2011.
Plaintiff alleges that although Cruz was on administrative leave while being investigated concerning the
alleged assault on the third-party and she had an Order of Protection, she felt unsafe at work, although
Cruz at no time returned to the work place. Fuller
claims the IDOC did not take adequate remedial
measures to protect her from further contact by Cruz
even though no such contact occurred.
On November 10, 2011, Plaintiff attended a meeting with Henry Atencio, Kim Harvey, and Roberta
Hartz, supervisors, to discuss further notice to other
employees that Cruz was not allowed on the IDOC
premises and Plaintiff ’s request for paid leave. Plaintiff secretly recorded that meeting and a transcript of
the meeting is part of the record. (at ECF No. 47-26).
At the November 10, 2011, meeting, Fuller told her
supervisors that she felt ostracized because her coworkers did not know the full story as to why she had
been on leave and had missed POST training. Fuller
also stated, “and I believe the supervisors have been
very supportive, absolutely.” Fuller further stated that
although she was now in an “uncomfortable situation,”
that “the whole thing – I mean, granted, you know, it’s
not your guys’ fault that I – you know, I got into that
kind of relationship.” (Tr. p. 32). At the conclusion of
the meeting, Atencio stated: “Well, I think the two
things we need to do, we’ll talk to one of our AG’s [Assistant Attorney Generals] about how we can, you
know, announce Cruz’s not being allowed to be by the
App. 61
building, or in the building, how we can do that legally.
And then the other thing is looking at it, again, with
paid leave options in the future for you.” (Tr. p. 39).
On November 16, 2011, Kim Harvey sent a notice
to all District 3 employees informing them that Cruz is
“on leave pending an investigation” and that he is “not
allowed in the D-3 offices” and that “if anyone sees him,
they are to notify a supervisor.” (ECF No. 47-40). That
very same day, after receiving the e-mail, Plaintiff submitted her “Resignation Memo”. (ECF No. ECF No. 4741). Plaintiff later filed for unemployment benefits.
The IDOC contested the claim. An Idaho Department
of Labor hearing was held on January 27, 2012, and
benefits were denied.
III. The Remaining Claims
The Title VII claims in Count I allege hostile work
environment and constructive discharge. (ECF No. 1,
p. 9). Plaintiff claims that IDOC “failed to take adequate remedial measures to prevent [Cruz’s] on-going
sexual harassment within the workplace” and that
IDOC’s failures to take such measures led to Ms.
Fuller’s constructive discharge. (ECF No. 1, ¶¶ 48-53).
Count II alleges gender discrimination and disparate
treatment leading to constructive discharge. Plaintiff
complains that she was not offered paid administrative
leave, and that Cruz was on paid administrative leave.
Count III alleges violation of Equal Protection under
the Fourteenth Amendment. Count VI against Atencio
alleges that Atencio caused Plaintiff emotional
App. 62
distress by not offering her paid administrative leave,
inadequately protecting her in the workplace, and contesting her unemployment application after she was
constructively discharged. (ECF No. 1, p. 15). Defendants deny these allegations.
Defendants’ instant Motion for Summary Judgment
seeks judgment in Defendants favor on the remaining
claims. Plaintiff ’s Motion for Partial Summary Judgment seeks judgment in her favor on Counts I and II.
IV. Standard of Review
The purpose of summary judgment is to avoid unnecessary trials when there is no dispute as to the material facts before the court. Northwest Motorcycle
Ass’n v. U.S. Dept. of Agriculture, 18 F.3d 1468, 1471
(9th Cir. 1994). The moving party is entitled to summary judgment when, viewing the evidence and the
inferences arising therefrom in the light most favorable to the nonmoving party, there are no genuine issues of material fact in dispute. Fed. R. Civ. P. 56;
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 252
(1986). While the moving party does not have to disprove matters on which the opponent bears the burden
of proof at trial, they nonetheless bear the burden of
producing evidence that negates an essential element
of the opposing party’s claim and the ultimate burden
of persuading the court that no genuine issue of material fact exists. Nissan Fire & Marine Ins. Co. v. Fritz
Companies, 210 F.3d 1099, 1102 (9th Cir. 2000). When
the nonmoving party has the burden of proof at trial,
App. 63
the moving party need only point out that there is an
absence of evidence to support the nonmoving party’s
case. Devereaux v. Abbey, 263 F.3d 1070, 1076 (9th Cir.
2001).
Once the moving party has carried its burden, the
opponent must do more than simply show there is
some metaphysical doubt as to the material facts.
Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475
U.S. 574, 586 (1986). Rather, the opposing party must
come forward with specific facts showing that there is
a genuine issue for trial. Id.
Although a summary judgment motion is to be
granted with caution, it is not a disfavored remedy:
“Summary judgment procedure is properly regarded
not as a disfavored procedural shortcut, but rather as
an integral part of the Federal Rules as a whole, which
are designed to secure the just, speedy and inexpensive
determination of every action.” Celotex Corp. v. Catrett,
477 U.S. 317, 327 (1986) (citations and quotations
omitted).
V.
Discussion
A. Count I – Hostile Work Environment
and Constructive Discharge
Plaintiff brings her claims in Counts I and II under Title VII which is codified at 42 U.S.C. 2000e-2,
which provides in pertinent part:
App. 64
(a)
Employer practices
It shall be an unlawful employment practice
for an employer –
(1) to fail or refuse to hire or to discharge
any individual, or otherwise to discriminate
against any individual with respect to his
compensation, terms, conditions, or privileges
of employment, because of such individual’s
race, color, religion, sex, or national origin; or
(2) to limit, segregate, or classify his employees or applicants for employment in any way
which would deprive or tend to deprive any
individual of employment opportunities or
otherwise adversely affect his status as an
employee, because of such individual’s race,
color, religion, sex, or national origin.
Plaintiff contends she was subjected to a hostile work
environment, and ultimately constructively discharged.
This claim is without factual and legal merit. When
considering a claim of sexual harassment based on a
hostile work environment, there are two primary considerations: “whether the plaintiff has established that
she or he was subjected to a hostile work environment,
and whether the employer is liable for the harassment
that caused the environment.” Little v. Windermere Relocation, Inc., 301 F.3d 958, 966 (9th Cir. 2002). Title
VII is “not a general civility code.” Manatt v. Bank
of America, 339 F.3d 792, 798 (9th Cir. 2003) citing
Faragher v. City of Boca Raton, 524 U.S. 775 (1998).
To establish a prima facie hostile work environment
claim, Plaintiff must show: 1) she was subjected to
App. 65
verbal or physical conduct because of her sex, 2) the
conduct was unwelcome, and 3) the conduct was sufficiently severe or pervasive to alter the conditions
of her employment and create an abusive work environment. Manatt, 339 F.3d at 798. Although Title VII
“evinces a congressional intent to strike at the
entire spectrum of disparate treatment of men and
women in employment,” to be actionable, the offending
conduct must be “sufficiently severe or pervasive to
alter the conditions of the victim’s employment and
create an abusive working environment.” Oncale v.
Sundowner Offshore Serv., 523 U.S. 75, 78 (1998).
Plaintiff has not demonstrated that she was subject to a hostile work environment, or that her employer is responsible for the alleged harassment.
Plaintiff admits that what she considers the sexual
harassment – Cruz’ alleged assaultive behavior – occurred outside the workplace. Further, it occurred
while Cruz was suspended. Both parties rely upon Little v. Windermere Relocation, Inc., 301 F.3d 958, 966
(9th Cir. 2002), but the case does not aid Fuller. In Little, the plaintiff was employed as a “Corporate Services
Manager”, and she worked with corporate clients
providing relocation services for those employees. Little attended a business dinner with a client, and after
dinner became ill, passed out, and was raped by the
client. When Little told a co-worker, the co-worker advised her not to tell management. When Little told a
vice-president of operations of the assault, she advised
that she “wished there was something she could do,”
and would not tell the president, Gayle Glew, unless
App. 66
Little was going to pursue legal action. When Plaintiff
told Glew, he told her to speak to his attorneys, and
immediately lowered her pay. He then told Little that
if the pay cut was not acceptable, “it would be best if
she moved on and that she should clean out her desk.”
Id. at 965.
The Ninth Circuit Court of Appeals noted that the
“rape occurred at a business meeting with a business
client” and that “having out-of-office meetings with potential clients was a required part of the job.” Id. at
967. The Circuit also stated that, “being raped by a
business associate, while on the job, irrevocably alters
the conditions of the victim’s work environment.” Id. at
967-68. The court also observed that Little’s employer
had demoted her and terminated her when she reported the rape. The employer had also failed to take
steps to prevent contact between Little and the client.
The court found that a jury could find the employer liable for a hostile work environment after the rape “if a
jury finds that [the employer] ratified or acquiesced in
the rape by failing to take immediate corrective action
once it knew or should have known of the rape.” Id. at
969.
The facts of this case are in stark contrast to Little.
Here, Fuller was not sexually harassed while performing the functions of her job. Rather, viewing the facts
in a light most favorable to her, she was sexually assaulted by her co-worker, Herbt Cruz, whom she had
been having a consensual sexual relationship with
App. 67
for four-to-six months2. These assaults all occurred outside the workplace, and after Cruz had been suspended
from work. Fuller testified that she had no conflicts
with her direct supervisor, Orestes Alambra. (Fuller
Depo. p. 46). Further, she could not identify any specific
individual she had a conflict with at work, either before or after she was assaulted by Cruz. (Id. at p. 47).
When she was assaulted on August 22, 2011, Cruz was
already suspended from work. Unlike in Little, Fuller’s
employer took steps to prevent contact between Fuller
and Cruz. The IDOC notified employees that Cruz was
not to be on the premises. The IDOC conducted an investigation into Cruz’ conduct and recommended his
termination. Cruz resigned in lieu of termination. Unlike in Little, no adverse employment action was taken
against Fuller. Fuller was not demoted, her salary was
not decreased, and she was not terminated.
Plaintiff has not produced evidence to establish
that the alleged sexually assaultive conduct by Cruz
created a hostile work environment. Fuller was in a
longstanding romantic relationship with Cruz. The alleged assaultive conduct occurred between August 22,
2011 and early-September 2011. The alleged assaults
occurred outside of the workplace and after Cruz was
2
For the purposes of summary judgment, the court views the
facts in a light most favorable to Fuller and accepts that a jury
could find the alleged sexual assaults occurred. The parties informed the court at oral argument that no criminal charges were
ever brought against Cruz for these alleged assaults, and Cruz’s
affidavit states the same. The court makes no finding that the
assaults did occur, but viewing the facts in a light most favorable
to Fuller, finds that a jury could so conclude.
App. 68
suspended from the workplace. To succeed on a hostile
work environment claim, the “plaintiff must show that
the work environment was so pervaded by discrimination that the terms and conditions of employment were
altered.” Vance v. Ball State University, 133 S.Ct. 2434,
2441 (2013). Plaintiff has not established that her employer, IDOC, is liable. “[G]enerally an employer is not
liable for the harassment or other unlawful conduct
perpetrated by a non-supervisory employee after work
hours and away from a workplace setting.” Duggins v.
Steak ’n Shake, Inc., 3 Fed.Appx. 302 (6th Cir. 2001)
citing Candelore v. Clark County, 975 F.2d 588, 590
(9th Cir. 1992).
Plaintiff has also not demonstrated that IDOC
failed to take appropriate remedial action. Cruz was
suspended. Other employees were advised he was not
to be on the premises. He did not return to the premises or have further contact with Fuller. Termination
was recommended, and he resigned in lieu of termination. The Seventh Circuit has stated that when a sexual assault has occurred, “the emphasis of Title VII in
this context is not on redress but on the prevention of
future harm.” Lapka v. Chertoff, 517 F.3d 974, 984 (7th
Cir. 2008). Stated otherwise, “the emphasis is on the
prevention of future harassment” Id. The court further
stated: “we have noted that taking effective steps to
physically separate employees and limit contact between them can make it “distinctly improbable” that
there will be further harassment.” Id. at 985. In Lapka,
the court found the employer had taken effective steps
to separate the co-workers, and in fact the alleged
App. 69
harasser never entered Lapka’s workplace again. However, Lapka complained that more could have been
done – Federal Protective Services should have been
notified and the employer should have specifically notified the harasser of the protective order. The Seventh
Circuit stated: “it is not availing to say that the employer should have taken even more aggressive
measures. The measures taken by employers often will
not meet the plaintiff ’s expectations.” Id. at 985. The
court concluded the employer “took reasonable steps in
this case; that is enough to justify denial of Lapka’s
claims.” Id.
Plaintiff ’s hostile work environment claim fails
for several reasons. Plaintiff has not established severe
or pervasive conduct in the workplace. Plaintiff complains of no sexually harassing or assaultive conduct
that occurred in the workplace. Rather, Plaintiff complains that Cruz, a suspended employee, whom she
had been voluntarily seeing outside of the workplace,
and whom Fuller had been engaged in a several month
consensual sexual relationship with, assaulted her.
Fuller’s only complaint concerning the work environment is that some of her co-workers were not talkative
after her leave of absence because they did not understand the circumstances of it. Title VII is not a civility
code for the workplace, and the Ninth Circuit has repeatedly held that “ostracism by coworkers does not
constitute an adverse employment action, at least
where it does not have an effect on the employee’s ability to perform her job.” Hellman v. Weisberg, 360
Fed.Appx. 776 (9th Cir. 2009) citing Brooks v. City of
App. 70
San Mateo, 229 F.3d 917, 929 (9th Cir. 2000). The IDOC
took effective remedial action against Cruz. Cruz was
suspended and IDOC notified co-workers and supervisors that Cruz was not to be on the premises. He did
not return to the premises. Any future harassment in
the workplace was prevented, and Cruz was forced to
resign. Defendants’ Motion for Summary Judgment on
the hostile work environment claim is GRANTED.
1. Constructive Discharge – Plaintiff alleges
she was constructively discharged from her employment because she no longer felt safe at work. Plaintiff
left her employment with IDOC on November 16, 2011.
“Constructive discharge occurs when, looking at the totality of circumstances, a reasonable person would
have felt that he was forced to quit because of intolerable and discriminatory working conditions.” Watson
v. Nationwide, Ins. Co., 823 F.2d 360, 361 (9th Cir.
1987). The test is an objective standard. The plaintiff
“need not show that the employer subjectively intended to force the employee to resign.” Id. The Ninth
Circuit Court of Appeals has further stated that “a
plaintiff alleging constructive discharge must show
some aggravating factors, such as a continuous pattern
of discriminatory conduct.” Id. The determination of
whether conditions were so intolerable and discriminatory as to justify a reasonable employee’s decision to
resign is normally, but not always, a question of fact for
the jury. Thomas v. Douglas, 877 F.2d 1428, 1434 (9th
Cir. 1989). In Thomas, the court found “insufficient evidence . . . from which a rational trier of fact could conclude” that his working conditions were such that a
App. 71
reasonable person would have been compelled to quit.
Id. The Ninth Circuit further observed: “It was not unreasonable for [plaintiff ] to feel uncomfortable in his
situation. His subjective personal discomfort, however,
was most likely not the product of any action by [defendants] but, rather, the product of human nature.”
Id.
As stated, supra, after reporting the non-work assaults by Cruz, and taking leave in early-September,
Fuller returned to work on October 19, 2011. On November 10, 2011, Fuller met with her supervisors
Henry Atencio, Kim Harvey, and Roberta Hartz to discuss the issues of Fuller taking additional leave, and
again notifying employees that Cruz was not to be on
premises. Shortly after Cruz was suspended on August
15, 2011, Kim Harvey had called a staff meeting and
“advised everyone that Cruz had been placed on administrative leave because of an ongoing investigation
. . . the details of which were confidential.” (ECF No.
44-9, Harvey Depo. p. 100). Harvey additionally informed employees that Cruz “was not authorized to be
on the premises that if he was seen, that a supervisor
was to be contacted immediately.” (Id.). At the November 10, 2011, meeting, Fuller stated that her supervisors had been supportive: “I believe the supervisors
have been very supportive, absolutely.” (ECF No. 4726, p. 22). Just six days later, on November 16, 2011,
Kim Harvey sent out a notice to all District 3 employees informing them that Cruz was “on leave pending
an investigation” and that he is “not allowed in the D3 offices” and that if anyone sees him, they are to notify
App. 72
a supervisor. (ECF No. 47-40). Fuller submitted a “resignation memo” later that same day, after receiving the
e-mail notice.
Plaintiff was not constructively discharged. A reasonable person would not have felt that she was forced
to quit because of intolerable and discriminatory working conditions. IDOC provided notice to all employees
that Cruz was not to be on site. Plaintiff admits that
Cruz surrendered his service weapon at the time of
suspension and had not returned to the premises after
being suspended on August 15, 2011. (Resp. to St. Of
Facts, ECF No. 60, ¶ 5 & 6). Plaintiff describes a work
environment where her supervisors were supportive
and where she had no specific conflicts with any coworkers – other than Cruz – who was already suspended. Plaintiff has not shown a pattern of discriminatory conduct, nor a workplace situation in which a
reasonable person would have felt that she was forced
to quit because of intolerable and discriminatory working conditions created by the Defendants. Plaintiff has
not met the “high bar” necessary to establish that she
was constructively discharged. See Poland v. Chertoff,
494 F.3d 1174, 1185 (9th Cir. 2007) (“We set the bar
high for a claim of constructive discharge because federal antidiscrimination policies are better served when
the employee and employer attack discrimination
within their existing employment relationship, rather
than when the employee walks away and then later litigates whether his employment situation was intolerable.”). Defendants’ Motion for Summary Judgment on
the constructive discharge claim is GRANTED.
App. 73
B. Count II – Gender Discrimination
Plaintiff ’s gender discrimination claim pertains to
what she sees as unequal treatment between her and
Cruz in the provision of administrative leave. She contends that he was given paid administrative leave
while under investigation, and that she was “initially
promised” paid administrative leave, but then paid administrative leave was denied. (Complaint ¶ 55-63).
A disparate treatment claim under Title VII is
analyzed under the burden-shifting framework of McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973).
Hawn v. Executive Jet Management, 615 F.3d 1151,
1155 (9th Cir. 2010). Under McDonnell Douglas, a
plaintiff must first establish a prima facie case of discrimination. The burden then shifts to the employer to
articulate a legitimate, nondiscriminatory reason for
the challenged action, and if the defendant meets that
burden, the plaintiff must then raise a triable issue of
material fact as to whether the defendant’s proffered
reasons are pretextual. To establish a prima facie case,
Plaintiff must show: 1) membership in a protected
class; 2) qualified for and performing satisfactorily in
her employment; 3) that she experienced an adverse
employment action; 4) that similarly situated individuals outside the protected class were treated more
favorably, or other circumstances surrounding the adverse employment action give rise to an inference of
discrimination. Id. at 1156. A plaintiff is not required
to rely on comparison to similarly situated individuals,
but may rely on “other circumstances surrounding the
App. 74
adverse employment action that give rise to an inference of discrimination.” Id.
Plaintiff has failed to make a prima facie showing.
Plaintiff is a member of a protected class. The court
also assumes the second element is met, that Plaintiff
was performing satisfactorily, although Plaintiff did
admit to violating workplace policy by not disclosing
her relationship with Cruz. As to the third element,
Plaintiff did not suffer an adverse employment action.
As set forth supra, she was not constructively discharged. Plaintiff was not demoted, nor were her pay
or benefits reduced. Plaintiff was not legally entitled
to paid administrative leave, and not providing her
with such was not an adverse action. Even if the court
assumes that not providing Fuller with paid administrative leave was an adverse action, Fuller has not
provided evidence giving rise to an inference of discrimination.3 At oral argument, Plaintiff ’s counsel
argued that the inference was established because
different IDOC supervisors gave different reasons as
to why the administrative leave was not provided, and
because Plaintiff claims she was initially told she
would qualify, but then was told she did not. The court
disagrees. No evidence was provided giving rise to an
inference of discrimination. The decision whether to
put an employee on paid administrative leave was
3
The Ninth Circuit has found that placing an employee on
administrative leave can constitute an adverse employment action. See Dahlia v. Rodriguez, 735 F.3d 1060, 1078 (9th Cir. 2013)
(“We conclude that, under some circumstances, placement on administrative leave can constitute adverse employment action.”).
App. 75
discretionary, and no evidence has been provided that
such discretion was exercised in a discriminatory manner.
Even if the court assumes Plaintiff has made a
prima facie showing, or that such showing was made
merely because Cruz and Fuller were co-workers in a
sexual relationship, and Cruz received paid administrative leave and Fuller did not, Defendants offered legitimate non-discriminatory reasons for the decision.
Fuller has not created a triable issue that such reasons
were pretextual.
The IDOC administrative leave policy provided in
pertinent part:
Paid Administrative Leave
The Director of the IDOC, in consultation
with the director of HRS and the applicable
division chief, may grant paid administrative
leave under the following conditions:
1) When the employee is being investigated;
2) When the employee is in the due process
procedure of a disciplinary action;
3) [n/a]
4) When a manager (or designee) deems it
necessary due to an unusual situation, emergency, or critical incident that could jeopardize IDOC operations, the safety of others, or
could create a liability situation for the IDOC; or
5) [n/a]
(emphasis added) (P’s Ex. QQ at ECF No. 47-29).
App. 76
Cruz was put on paid administrative leave because
he was being investigated with termination contemplated – implicating subsections 1 and 2 of the Policy.
The investigation was initiated after IDOC found out
that Cruz was under investigation by the Canyon
County Sheriff ’s office for an allegation of assault
made by another woman, J.W. He was not suspended
on August 15, 2011, for having an undisclosed relationship with his co-worker, Fuller. Fuller argues she
should have received leave under subsection 4, “unusual situation”. However, any such leave was entirely
discretionary – it “may” be granted, if deemed necessary. Plaintiff was allowed to take vacation and sick
time and expended approximately 4 weeks of such
time. She was also given intermittent leave under the
Family Medical Leave Act.
Brent Reinke, the Director of IDOC, has averred
that where an employee is being investigated and suspended concerning possible disciplinary action, an
“employee is not allowed to be at work,” and therefore
“continue[s] to receive all pay and benefits during the
time they are not allowed to be at work.” (ECF No.
394). He further averred that he had received instruction, prior to September 2011, from the State Board of
Examiners to be restrictive in exercising his discretion
to put employees on paid administrative leave.
The record suggests that there may have been
some miscommunication in September, 2011 regarding Fuller’s eligibility for paid administrative leave.
Plaintiff contends she was initially told by a supervisor
that he “did not believe that would be a problem.” (P’s
App. 77
St. of Facts, ECF No. 44, ¶ 66). Atencio shortly thereafter communicated to Harvey that Fuller would not receive paid administrative leave “because she does not
have any personnel action pending against her.” (Id. at
¶ 67). This was communicated to Fuller no later than
September 19, 2011. (Id. at ¶ 70); see also Harvey and
Atencio e-mails at ECF No. 47-19 & 47-23). Assuming
that Fuller was told she “may” or “might” qualify for
paid leave, or that a supervisor “believed” she qualified, such statements are not inconsistent with a discretionary policy and such statements do not evidence
a discriminatory intent or motive. The record also reflects that her supervisors continued to evaluate various leave options, and provided Fuller with unpaid
leave options, such as FMLA, up through November 16,
2011, when Fuller resigned. The record does not support a conclusion that there was any discriminatory intent or motive behind not providing Fuller with paid
administrative leave. Employers are not legally required to always provide paid administrative leave to
an employee who makes allegations of misconduct
against another employee.
Plaintiff has not provided evidence to support her
claim that the decision to provide Cruz paid administrative leave, and not to provide her paid administrative leave was impermissibly based on gender.
Defendants’ Motion for Summary Judgment on Count
II is GRANTED.
App. 78
C. Count III – Plaintiff ’s Section 1983 claims
against Atencio and Reinke
In this Count, Plaintiff repeats the same factual
allegations that underlie Counts I and II and argues
that Defendants’ conduct amounts to a violation of the
Equal Protection Clause. Defendants argue that in
order to establish a violation of equal protection, a
plaintiff must prove discriminatory intent or motive.
Defendants argue that the discretionary decision of
Atencio and Reinke to deny Fuller paid administrative
leave does not implicate the Equal Protection Clause.
Defendants argue that Fuller was treated the same as
other similarly situated employees. At her deposition,
Fuller testified that she could not identify anyone that
had requested voluntary paid administrative leave
and had the request granted. (Fuller Depo. p. 180).
For the same reasons discussed, supra, in regard
to Plaintiff ’s Title VII claims, this § 1983 claim also
fails. Although the analysis under Title VII is not identical to the analysis of an Equal Protection claim under
Section 1983, “because both disparate treatment and
§ 1983 claims require a showing of intentional discrimination, it is unsurprising that summary judgment decisions with regard to § 1983 claims are remarkably
similar to their Title VII counterparts.” Keyser v. Sacramento City School Dist., 265 F.3d 741, 754 (9th Cir.
2001). Defendants’ Motion for Summary Judgment on
Count III is GRANTED.
App. 79
D. Count VI – Infliction of Emotional Distress against Atencio
The Complaint, in Count VI, alleges “Intentional
and/or Negligent Infliction of Emotional Distress” (Complaint ¶ 91-96). These are distinct torts and should not
be combined in one count. Plaintiff alleges that Atencio
“revoked a promise,” “refused” to act, and “contested”
her unemployment benefits – acts which appear to be
intentional. The crux of the allegation is that after the
reported assaults by Cruz, Atencio told Plaintiff she
could take “as much paid leave as she needed,” but
then revoked this promise. (Id. at ¶ 92). Plaintiff appears to claim she was entitled to indefinite paid leave
because she made an allegation of sexual assault
against a co-worker, one she had been sexually involved with for several months. Cruz was suspended
from the workplace, so Fuller was not required to return to work and work with him. IDOC provided Fuller
leave from work. IDOC allowed Fuller to use vacation
and sick leave to be absent from work from earlySeptember to mid-October, and then offered her intermittent Family Medical Leave Act (“FMLA”) leave.
In Defendant’s earlier Motion for Partial Summary Judgment (ECF No. 6), Defendants had claimed
that they were entitled to summary judgment on this
Count because Plaintiff did not file a timely notice of
claim under Idaho Code § 9-605. This Count VI claim
is asserted against only Defendant Atencio in his individual capacity. The court set forth in its prior Order
(ECF No. 19) a timeline of the relevant events:
App. 80
– March/April 2011 Plaintiff began a relationship with Cruz;
– August 15, 2011 Cruz was placed on administrative leave;
– August 30, 2011, Plaintiff was allegedly assaulted by Cruz;
– September 15, 2011, Plaintiff was informed
orally that she would not receive paid administrative
leave;
– September 19, 2011, Plaintiff received written
notification from Atencio that she would not receive
paid administrative leave;
– October 19, 2011, Plaintiff returned to work;
– November 7, 2011, Plaintiff challenged the denial of leave in writing;
– November 10, 2011, Plaintiff met with IDOC
administrators including Atencio and requested reinstatement of sick time and vacation leave that she had
used;
– November 17, 2011, Plaintiff ceased her employment; and
– May 14, 2012, Plaintiff filed a Notice of Claim
with the Idaho Secretary of State’s Office.
These dates are still essentially accurate, but the
evidence presented with the current summary judgment motions has provided more information. For
App. 81
example, Fuller alleges she was first assaulted by Cruz
on August 22, 2011. Also, Fuller’s resignation was submitted the evening of November 16, 2011, not November 17, 2011. Idaho Code § 6-905 provides that all
claims against the state or against an employee of the
state for any act or omission of the employee within the
course and scope of his employment shall be presented
to the Secretary of State within 180 days “from the
date the claim arose or reasonably should have been
discovered, whichever is later.” Plaintiff ’s Notice of
Claim was submitted to the Secretary of State 180days after her last day of employment. Pursuant to
Idaho Code 6-905 and 6-908, no claim shall be allowed
that has not been timely presented and the “notice of
claim requirement is a mandatory condition precedent
to bringing suit against the state or its employee.”
Overman v. Klein, 103 Idaho 795, 797 (1982).
Fuller had argued in the prior briefing that the infliction of emotional distress was a continuing tort that
continued at least until November 16, 2011, the day
she claims she was constructively discharged due to
what she alleged was an unsafe working environment.
She therefore asserted her claim is timely. Although
compliance with the ITCA’s notice requirements is
mandatory and failure to comply “is fatal to the claim,
no matter how legitimate,” Idaho courts have extended
the time in cases of continuing torts. See Cobbley v.
City of Challis, 138 Idaho 154 (2002) citing favorably
to Farber v. State, 102 Idaho 398 (1981) (in suit alleging
damages from negligent planning, construction, and
design, ITCA notice period began when the project was
App. 82
complete rather than when the project or damage began). Thus, in cases of continuing torts, the Idaho
courts have held that the 180-day time period is tolled
until the tortious behavior has ceased. However, the
Idaho Supreme Court also stated in Cobbley that,
“upon filing their notice of claim, the [Plaintiffs] could
seek damages that resulted during the 180-day period
preceding their notice.” Id. at 159.
In this case, the only acts which occurred within
180-days of the Notice of Claim were the November 16,
2011 e-mail from Mr. Harvey informing employees that
Cruz was “on leave pending an investigation” and “not
allowed in D-3 offices”; and Plaintiff ’s alleged constructive discharge on November 16, 2011. (Complaint,
¶ 39, 44). Plaintiff also complains of IDOC contesting
her application for unemployment benefits (Complaint, ¶ 93), which would have occurred during the
180-day period. However, Plaintiff has previously admitted that her claim concerning unemployment benefits was not included in her tort claim notice. See
Plaintiff ’s Response to Defendant’s Motion for Partial
Summary Judgment (ECF No. 16, p. 12) (“It is true
that Ms. Fuller did not state in her notice of claim that
she was injured because Defendants contested her request for unemployment benefits.”).
Defendants have renewed the argument that the
claim is untimely. (ECF No. 39-1, p. 19). Defendants
also argue that Atencio’s conduct was not extreme and
outrageous. Defendants argue that Fuller was asked at
deposition to describe the actions of Atencio that were
wrongful and she stated: “denying paid administrative
App. 83
leave, refusing to disclose the protection order, and
denying me unemployment benefits.” (Fuller depo, p.
208).
Under Idaho law, intentional infliction of emotional distress requires a plaintiff to show: 1) defendant’s
conduct was intentional or reckless; 2) the conduct was
extreme and outrageous; 3) there was a causal connection between the wrongful conduct and plaintiff ’s emotional distress; and 4) the emotional distress was
severe. Spence v. Howell, 126 Idaho 763, 774 (1995). “It
is for the court to determine, in the first instance,
whether the defendant’s conduct may reasonably be
regarded as so extreme and outrageous to permit recovery.” Edmondson v. Shearer Lumber Products, 139
Idaho 172, 180 (2003) citing Restatement (Second) of
Torts § 46. “Although a plaintiff may in fact have suffered extreme emotional distress . . . no damages are
awarded in the absence of extreme and outrageous
conduct by a defendant.” Id. at 179. The Idaho Supreme Court has said that “very extreme conduct” is
required before awarding damages for intentional infliction of emotional distress. Id. The conduct must go
“beyond all possible bounds of decency that would
cause an average member of the community to believe
it was outrageous.” Id. at 180. None of Atencio’s alleged
wrongful conduct could be found to have been so extreme and outrageous as to go beyond all bounds of decency. Even if the claim is timely, Defendants are
entitled to summary judgment on the Intentional Infliction of Emotional Distress claim.
App. 84
Negligent Infliction of Emotional Distress requires a showing of: 1) a legally recognized duty, 2) a
breach of that duty, 3) a causal connection between the
defendant’s conduct and the breach, and 4) actual loss
or damage. Bollinger v. Fall River Rural Elec. Co., 152
Idaho 632, 642 (2012). A plaintiff must demonstrate
“physical manifestation of the alleged emotional injury.” Id. An employer does not breach a legal duty to
an at-will employee simply by terminating her, even if
such termination is without cause. Id.
As this court has stated, supra, the only acts which
occurred within 180-days of the Notice of Claim were
the November 16, 2011 e-mail from Mr. Harvey informing employees that Cruz was “on leave pending an
investigation” and “not allowed in D-3 offices”; and
Plaintiff ’s alleged constructive discharge on November
16, 2011 when she resigned. The court has determined,
as a matter of law, that Fuller was not constructively
discharged. The November 16, 2011 e-mail does not
support a claim of negligent infliction of emotional distress, and certainly the e-mail sent by Mr. Harvey does
not support such claim against Mr. Atencio.
Defendants also argued that Atencio had immunity from the tort claim Count VI by virtue of Idaho
Code § 6-904, which provides in pertinent part: “A
governmental entity and its employees while acting
within the course and scope of their employment and
without malice or criminal intent shall not be liable for
any claim . . . based upon the exercise or performance
or the failure to exercise or perform a discretionary
function or duty on the part of a governmental entity
App. 85
or employee thereof, whether or not the discretion be
abused.” I.C. § 6-904(1). It appears that this section
could foreclose an emotional distress claim based on
Fuller’s claim that IDOC should have exercised its
discretion to provide her paid administrative leave.
There has been no evidence produced of “malice or
criminal intent” on the part of Atencio.4 However,
Plaintiff argues that Atencio’s decisions were routine
operational decisions not entitled to immunity. Defendants have presented valid argument that Count VI is
time-barred and that I.C. § 6-904 provides immunity.
However, the court has, for the purposes of these Motions, resolved those close questions in favor of Plaintiff, and proceeded to the merits of the claims. The
court has addressed the legal sufficiency of this claim
and Defendants’ Motion for Summary Judgment on
Count VI is GRANTED.
E. Plaintiff ’s Motion for Partial Summary
Judgment
For the reasons stated, supra, in granting Defendant’s Motion for Summary Judgment on Counts I and
II, Plaintiff ’s Motion is DENIED.
4
Idaho Code 6-903(5) provides “a rebuttable presumption
that any act or omission of an employee within the time and at
the place of his employment is within the course and scope of his
employment and without malice or criminal intent.”
App. 86
F. Motions to Strike
Defendants have filed a Motion to Strike (ECF No.
56) portions of the Affidavits of Aleshea Boals, Kim
Harvey, and Patty Booth. Defendants contend the affidavits contain inadmissible hearsay and statements
that are speculative, conclusory, and/or about which
the affiant lacks personal knowledge. The court has reviewed the affidavits and given them their appropriate
evidentiary weight, if any. The Affidavits need not be
stricken from the record and the Motion is DENIED.
Plaintiff has filed a Motion to Strike the affidavits
of Catherine Gates and Mark Kubinski. (ECF No. 57).
As to Ms. Gates, Plaintiff argues that she was not disclosed on Defendants’ witness list and therefore cannot
offer an affidavit. However, Plaintiff admits that she
identified Ms. Gates in Interrogatory responses as
someone Mr. Cruz allegedly harassed. Defendants
point out that Ms. Gates was listed on Plaintiff ’s initial
witness list, but removed when Plaintiff filed an
amended list. Mr. Kubinski is an attorney in the Idaho
Attorney General’s Office, and Plaintiff complains he
was not earlier disclosed. Mr. Kubinski’s affidavit offers no substantive testimony about the facts at issue
but merely states that the IDOC has adopted certain
workplace policies. There is no prejudice to Plaintiff. In
fact Plaintiff states, “the subject matter of Mr. Kubinski’s affidavit, Defendant’s relevant policies, is not a
newly discovered issue.” (ECF No. 57-1, p. 4). Plaintiff ’s Motion to Strike is DENIED.
App. 87
Plaintiff filed a Second Motion to Strike (ECF No.
71) the affidavit of Ms. Dickinson (ECF No. 55-4) that
Defendants submitted with their summary judgment
response. Plaintiff states that “Ms. Dickinson presents
testimony including purportedly sending information
to Ms. Fuller regarding disability benefits.” Ms. Dickinson’s testimony concerning the mailing of a disability claim form to Fuller on October 12, 2011 is not
material to the facts at issue and has not affected the
court’s judgment herein. The Motion to Strike is DENIED.
IT IS HEREBY ORDERED:
1. Defendants’ Motion for Summary Judgment
(ECF No. 39) is GRANTED.
2. Plaintiff ’s Motion for Partial Summary Judgment (ECF No. 40) is DENIED.
3. Plaintiff ’s Motions to Strike (ECF No. 57 &
71) are DENIED.
4. Defendant’s Motion to Strike (ECF No. 56) is
DENIED.
The Clerk is directed to enter Judgment in favor
of Defendants dismissing the Complaint and the
claims therein with prejudice.
IT IS SO ORDERED. The Clerk shall file this Order, enter Judgment in favor of Defendants as directed
herein, furnish copies to counsel, and close this file.
App. 88
Dated this 2nd day of December, 2014.
s/ Justin L. Quackenbush
JUSTIN L. QUACKENBUSH
SENIOR UNITED
STATES DISTRICT JUDGE
App. 89
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
CYNTHIA FULLER,
Plaintiff-Appellant,
v.
IDAHO DEPARTMENT OF
CORRECTIONS; et al.,
Defendants-Appellees.
No. 14-36110
D.C. No.
1:13-cv-00035-JLQ
District of Idaho,
Boise
ORDER
(Filed Oct. 5, 2017)
Before: GRABER, IKUTA, and HURWITZ, Circuit
Judges.
The panel has voted to deny the petition for panel
rehearing. Judge Ikuta voted to grant the petition.
Judges Graber and Hurwitz voted to deny the petition for rehearing en banc. Judge Ikuta voted to grant
the petition.
The full court has been advised of the petition for
rehearing or rehearing en banc, and no judge has requested a vote on whether to rehear the matter en
banc. Fed. R. App. P. 35.
The petition for panel rehearing and rehearing en
banc, Dkt. 45, is DENIED.
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