Amicus Curiae Brief — John Sturgeon, Petitioner v. Bert Frost, in His Official Capacity as Alaska Regional Director of the National Park Service, et al.
Supreme Court briefAug 14, 2018
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No. 17-949
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In The
Supreme Court of the United States
-----------------------------------------------------------------JOHN STURGEON,
Petitioner,
v.
BERT FROST, in His Official Capacity as Alaska
Regional Director of the National Park Service, et al.,
Respondents.
-----------------------------------------------------------------On Writ Of Certiorari To The
United States Court Of Appeals
For The Ninth Circuit
-----------------------------------------------------------------AMICUS CURIAE BRIEF
FOR AHTNA, INCORPORATED
IN SUPPORT OF NEITHER PARTY
-----------------------------------------------------------------NICHOLAS OSTROVSKY
AHTNA, INCORPORATED
110 W. 38th Avenue,
Suite 100
Anchorage, Alaska 99501
(907) 868-8265
nostrovsky@ahtna.net
JONATHAN W. KATCHEN
Counsel of Record
SARAH C. BORDELON
BRYSON C. SMITH
HOLLAND & HART LLP
1029 W. Third Avenue,
Suite 550
Anchorage, Alaska 99501
(907) 865-2600
jwkatchen@
hollandhart.com
Counsel for Ahtna, Inc.
================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................
iii
INTEREST OF AMICUS CURIAE ........................
1
SUMMARY OF ARGUMENT ................................
4
BACKGROUND......................................................
7
Federal Oversight of Alaska: 1867 to 1958 ........
8
Native Alaskans’ Socio-Economic Struggle........
13
Statehood Act Preserves the Status Quo ...........
14
ANCSA Settles Land Claims & Extinguishes
Aboriginal Fishing Rights .................................. 16
ANILCA Restores and Codifies Subsistence
Rights .................................................................. 18
The Battle Over State and Federal Management of Subsistence Rights .............................. 21
Katie John and the Resolution of the Subsistence Wars............................................................. 23
ARGUMENT ...........................................................
27
A. ANILCA Struck a Balance Between Competing Interests ............................................ 27
B.
The Katie John Doctrine Effectuates the
ANILCA Balance and Should Not Be Disturbed ........................................................... 30
1. No Party Seeks to Overturn Katie John
and its Progeny ...................................... 30
2. The Katie John Doctrine is Restricted to
ANILCA’s Subsistence Preference ........ 31
ii
TABLE OF CONTENTS – Continued
Page
3. ANILCA’s Use of “Public Lands” Was
Employed in Different Parts of the Act
with Different Intent ............................. 32
CONCLUSION..................................................... 36
iii
TABLE OF AUTHORITIES
Page
CASES
Alaska Pacific Fisheries v. United States, 248
U.S. 78 (1918) ..........................................................12
Amoco Production Company v. Village of Gambell, Alaska, 480 U.S. 531 (1987) ...................... 20, 21
Chugach Natives, Inc. v. Doyon, Ltd., 588 F.2d
723 (9th Cir. 1978) ...................................................17
City of Angoon v. Marsh 749 F.2d 1413 (9th Cir.
1984) ...................................................... 18, 21, 28, 29
Environmental Defense v. Duke Energy Corporation, 549 U.S. 561 (2007) .........................................33
FDA v. Brown & Williamson Tobacco Corp., 529
U.S. 120 (2000) ........................................................34
John v. United States, 1994 WL 487830 (D.
Alaska March 30, 1994) ..........................................15
John v. United States, 247 F.3d 1032 (9th Cir.
2001) ................................................................ passim
John v. United States, 720 F.3d 1214 (9th Cir.
2013) ................................................................ passim
Katie John v. State of Alaska, No. A85–0698–CV
(D. Alaska) ...............................................................24
Kenaitze Indian Tribe v. State of Alaska, 860
F.2d 312 (9th Cir. 1988) ..................................... 22, 29
King v. Burwell, 135 S. Ct. 2480 (2015) ............. 6, 7, 34
Koniag, Inc. v. Koncor Forest Resource, 39 F.3d
991 (9th Cir. 1994) ...................................................17
iv
TABLE OF AUTHORITIES – Continued
Page
Madison v. Alaska Dep’t of Fish & Game, 696
P.2d 168 (Alaska 1985)............................................21
McDowell v. State, 785 P.2d 1 (Alaska 1989) ....... 22, 23
Metlakatla Indian Cmty., Annette Islands Reserve v. Egan, 369 U.S. 45 (1962) ............................12
Native Village of Quinhagak v. United States, 35
F.3d 388 (9th Cir. 1994) ..................................... 21, 22
Ninilchik Traditional Council v. United States,
227 F.3d 1186 (9th Cir. 2000) ................ 19, 22, 29, 35
Organized Village of Kake v. Egan, 369 U.S. 60
(1962) ................................................................. 14, 15
State of Alaska v. Babbitt, 72 F.3d 698 (9th Cir.
1995) ................................................................ passim
State of Alaska v. Udall, 420 F.2d 938 (9th Cir.
1969) ........................................................................15
Sturgeon v. Frost, 136 S. Ct. 1061 (2016) ........... passim
Sturgeon v. Frost, 872 F.3d 927 (9th Cir. 2017) ............7
Tlingit and Haida Indians of Alaska v. United
States, 177 F. Supp. 452 (Fed. Cl. 1959).......... 8, 9, 10
United States v. Alexander, 938 F.2d 942 (9th
Cir. 1991) .................................................................19
United States v. Atlantic Richfield Co., 435
F. Supp. 1009 (D. Alaska 1977) ............. 10, 12, 15, 16
v
TABLE OF AUTHORITIES – Continued
Page
United States v. Libby, McNeil & Libby, 107
F. Supp. 697 (D. Alaska 1952) .................................12
Util. Air Regulatory Grp. v. EPA, 134 S. Ct. 2427
(2014) ....................................................... 6, 32, 33, 34
STATUTES
Alaska National Interest Lands Conservation Act,
16 U.S.C. §§ 3101 et seq. .................................. passim
16 U.S.C. § 3101(b) ......................................................20
16 U.S.C. § 3101(c) ......................................................19
16 U.S.C. § 3102(4) ........................................................1
16 U.S.C. § 3111 ..........................................................19
16 U.S.C. § 3111(1) ............................................ 3, 19, 35
16 U.S.C. § 3111(2) ......................................................19
16 U.S.C. § 3111(3) ......................................................18
16 U.S.C. § 3111(4) ......................................................32
16 U.S.C. § 3112 ..........................................................19
16 U.S.C. § 3113 .................................................... 21, 30
16 U.S.C. § 3114 .............................................. 19, 20, 21
Alaska Native Claims Settlement Act,
43 U.S.C. §§ 1601-1629 .................................... passim
43 U.S.C. § 1603(b) ......................................................17
43 U.S.C. § 1606 ..........................................................17
15 Stat. 539 ...................................................................8
23 Stat. 24 .....................................................................9
vi
TABLE OF AUTHORITIES – Continued
Page
34 Stat. 197 .................................................................11
35 Stat. 102 .................................................................12
43 Stat. 253 .................................................................12
72 Stat. 39 ...................................................................15
OTHER AUTHORITIES
57 Interior Dec. 461 (Feb. 13, 1942) ...........................12
Alaska Native Subsistence and Fishing Rights,
Committee on Indian Affairs United States
Senate, 107th Congress, S. HRG. 107–456
(April 17, 2002) ........................................................22
B.A. Potter, Exploratory Models of Intersite Variability in Mid and Late Holocene Central
Alaska, 61(4) ARCTIC (Dec. 2008) ...........................1
David S. Case & David A. Voluck, Alaska Natives
and American Laws (University of Alaska
Press, 3d ed. 2012)................................... 9, 18, 20, 22
Ernest Gruening, The State of Alaska (Random
House 1968) ..................................................... passim
H.R.Rep. No. 1045, 95th Cong., 2d Sess. (1978).........19
Hearings Before the Committee on Interior and Insular Affairs, United States Senate on S. 2906,
90th Cong. 31 (Feb. 8-10, 1968) (statement of
Emil Notti, President, Alaska Federation of Natives) ............................................................................ 16
vii
TABLE OF AUTHORITIES – Continued
Page
Miranda Strong, Alaska National Interest Lands
Conservation Act Compliance & Nonsubsistence Areas: How Can Alaska Thaw Out Rural
& Alaska Native Subsistence Rights?, 30 Alaska
Law Review 71 (2013) .............................................19
Morgan Sherwood, Big Game in Alaska: A History of Wildlife and People 143 (Yale University Press 1981) .........................................................2
President’s Annual Message, 39 Cong. Rec. 10 (Dec.
6, 1904) (President Theodore Roosevelt) ............. 10, 11
Thomas A. Morehouse and Marybeth Holleman,
When Values Conflict: Accommodating Native
Subsistence 1 (1994) ................................................23
Thomas Parran et al., Alaska’s Health: A Survey
Report to the United States Department of
the Interior 143 (1954) ............................................13
W.E. Simeone, Ph.D. & J. Fall, Patterns and
Trends in the Subsistence Salmon Fisher of
the Upper Copper River (2003) .................................2
W.E. Simeone, Ph.D., Ahtna, The People and
Their History (Ahtna, Inc. 2018) ........................... 2, 3
1
INTEREST OF AMICUS CURIAE1
This brief is submitted on behalf of amicus curiae
Ahtna, Incorporated (“Ahtna”), which is an Alaska Native Regional Corporation created pursuant to the
Alaska Native Claims Settlement Act (“ANCSA”), 43
U.S.C. §§ 1601-1629.
Ahtna represents the interests of 2,021 Alaska
Native shareholders and owns lands and resources
located within conservation system units (“CSUs”)2
managed by various federal agencies. Ahtna is charged
with advancing the interests of its shareholders, many
of whom have limited incomes and live in remote locations. But Ahtna represents more than just a corporation.
The Ahtna Athabascan people have occupied eastcentral Alaska for more than 5,000 years. B.A. Potter,
Exploratory Models of Intersite Variability in Mid and
Late Holocene Central Alaska, 61(4) ARCTIC 407-25
(Dec. 2008). They thrived in this bountiful region by
following the rhythm of the seasons: fishing in the
lakes in the spring, fishing the mighty Copper River
1
The parties have consented to the filing of this brief. No
counsel for a party authored this brief and no counsel or party
made a monetary contribution intended to fund the preparation
or submission of this brief. No person other than the amicus curiae, its shareholders, or its counsel made a monetary contribution to its preparation or submission.
2
Conservation system units, or “CSUs,” are defined to mean
“any unit in Alaska of the National Park System, National Wildlife Refuge System, National Wild and Scenic Rivers Systems, National Trails System, National Wilderness Preservation System,
or a National Forest Monument[.]” 16 U.S.C. § 3102(4).
2
(or “Atna” in the Ahtna language) for salmon in the
summer, harvesting berries in the late summer and
fall, and hunting for moose and caribou in the fall. Due
to the long, cold winters, successful fishing, hunting,
and gathering were crucial for survival. But it was
not just about survival; these activities were the very
fabric of the Ahtnans’ social, political, and religious
identity. What the federal government defines as “subsistence,” is their customary and traditional way of life.
Unfortunately, since the 1898 Klondike Gold Rush,
this customary and traditional way of life has been under constant threat. W.E. Simeone, Ph.D., Ahtna, The
People and Their History 206 (Ahtna, Inc. 2018). Population booms, and the development of road access into
the heart of the Ahtna region after World War II, created significant competition for hunting and fishing resources.3 The competition over limited fish and game
resources increased when the State of Alaska gained
regulatory control over fish and game and arbitrarily
restricted subsistence fishing in the region without
consulting the Ahtna people. The results were disastrous. The State’s restrictions eliminated traditional
Ahtna fishing sites, eviscerated a crucial food source,
3
Notably, there were 9,000 resident hunting licenses sold in
1946. By 1955/56, that number had increased to 31,500. Morgan
Sherwood, Big Game in Alaska: A History of Wildlife and People
143 (Yale University Press 1981). Between 1960 and 1970,
Salmon fishing permits on the Copper River increased a staggering 96 percent. W.E. Simeone, Ph.D. & J. Fall, Patterns and Trends
in the Subsistence Salmon Fisher of the Upper Copper River 21-32
(2003).
3
and made it difficult to dry fish in the traditional manner. Simeone 206-07.
Since that time the Ahtna people have been forced
to spend tremendous resources and energy litigating
to protect their customary and traditional way of life.
Even after the promises made in ANCSA and the
Alaska National Interest Lands Conservation Act
(“ANILCA”), 16 U.S.C. §§ 3101 et seq., where Congress
enacted a law designed to protect “the continuation of
the opportunity for subsistence uses by rural residents
of Alaska [because it] is essential to Native physical,
economic, traditional, and cultural existence. . . .”, id.
at § 3111(1), the State of Alaska continued to unduly
restrict access to Ahtna’s fish and game resources. It
was only with the landmark Katie John4 decision that
the Ahtna people began to secure meaningful protection for their customary and traditional way of life.
This case has extraordinary importance to Ahtna
and its shareholders for two reasons.
First, a decision that undermines, directly or indirectly, subsistence rights will violate ANILCA and
have devastating repercussions for Ahtna’s customary
and traditional way of life. Preservation of this way of
life is of the utmost importance to Ahtna.
Second, a decision from this Court that expands
federal authority beyond the powers granted to federal
land management agencies (like the National Park
4
State of Alaska v. Babbitt, 72 F.3d 698 (9th Cir. 1995) (“Katie
John I ”).
4
Service (“NPS”)) will have deleterious effects on
Ahtna’s ability to develop its lands and resources for
the benefit of its shareholders as promised in ANCSA
and ANILCA.
Ahtna, therefore, asks this Court to strike a careful balance. Fortunately, this can be accomplished by
harmonizing the relevant provisions of ANILCA.
------------------------------------------------------------------
SUMMARY OF ARGUMENT
Although the instant case does not involve Title
VIII of ANILCA, the Ninth Circuit Court of Appeals
implicated the subsistence priority by relying on Katie
John, which is a decision that interpreted Title VIII, to
construe the meaning of separate and distinct provisions of ANILCA. This Court should not follow the
Ninth Circuit’s lead but should, instead, issue a decision that acknowledges that (i) the extent of federal
authority under Title VIII is separate and distinct from
federal authority under the rest of ANILCA and (ii) case
law applying Article VIII should not be relied on to define the scope of federal land management agencies’
conservation-based regulations within CSUs.
In 1995, the Ninth Circuit adjudicated a case regarding the scope of “public lands” under Title VIII—
specifically, whether the term “public lands” encompasses navigable waterways for purposes of the subsistence priority. Katie John I, 72 F.3d 698. Correctly
recognizing the clear congressional intent to maintain
a priority for subsistence fishing—most of which occurs
5
on navigable waterways—the Ninth Circuit held that
navigable waterways in which the United States holds
a reserved water right are “public lands” for purposes
of Title VIII, and that the subsistence priority therefore applies to such waterways. Id. at 704; see also id.
at 702 (“[W]e have no doubt that Congress intended
that public lands include at least some navigable waters.”). That decision was upheld by an en banc panel
in 2001, John v. United States, 247 F.3d 1032 (9th Cir.
2001) (“Katie John II”), and the application of the subsistence priority to specific waters was finally resolved
in a related suit decided in 2013, John v. United States,
720 F.3d 1214, 1218 (9th Cir. 2013) (“Katie John III”).
In short, the Katie John trilogy resolved the hotly
contested issue of which Alaskan waters qualify for the
subsistence priority and who gets to manage subsistence rights over these waters.
Unfortunately, in the opinion below the Ninth Circuit failed to appreciate the uniqueness of Title VIII.
Instead of acknowledging Congress’s special emphasis
on the subsistence priority, the court bootstrapped the
Katie John decisions onto the instant dispute—even
though the present litigation does not involve subsistence priority issues. In doing so, the Ninth Circuit
simply assumed that “public lands” has the same
meaning under Title VIII as it does throughout the rest
of ANILCA.
This reasoning is erroneous. As a threshold matter, it ignores the Katie John I court’s explanation that
its interpretation of the “definition of public lands is
6
necessary to give meaning to [Title VIII’s] purpose of
providing an opportunity for a subsistence way of life”
and that its “interpretation of the term public lands in
this case will not allow the United States to usurp
state power over navigable waters elsewhere.” Katie
John I, 72 F.3d at 702 n.9.
More importantly, the opinion below violates “the
fundamental canon of statutory construction that the
words of a statute must be read in their context and
with a view to their place in the overall statutory
scheme.” King v. Burwell, 135 S. Ct. 2480, 2492 (2015)
(quotation omitted). Even though ANILCA does not define “public lands” differently in Title VIII as compared
to the rest of the statute, this Court has recognized
that the “ordinar[y]” presumption that “identical words
used in different parts of the same [statute] are intended to have the same meaning” “readily yields to
context, and a statutory term—even one defined in the
statute—may take on distinct characters from association with distinct statutory objects calling for different implementation strategies.” Util. Air Regulatory
Grp. v. EPA, 134 S. Ct. 2427, 2441 (2014) (quotation
omitted).
Thus, an analysis of the meaning of “public lands”
under various provisions of ANILCA is incomplete if it
fails to consider that Congress exercised different authority to achieve the subsistence priority than it did
to achieve the rest of ANILCA’s goals. Regardless of
how this Court interprets “public lands” for purposes
of adjudicating whether the NPS has the authority
to enforce a hovercraft ban on navigable waterways,
7
“public lands” should not be deemed to categorically
exclude navigable waterways for purposes of Title VIII.
A ruling to the contrary would run afoul of congressional intent and established principles of statutory
interpretation, see Burwell, 135 S. Ct. at 2492, and disturb the hard fought compromise that gave meaning to
Title VIII.
------------------------------------------------------------------
BACKGROUND
The Ninth Circuit’s decision below found that the
NPS can exercise regulatory control over the water column flowing over private lands (i.e., the State and
Alaska Native Corporation owned lands) located
within the boundaries of the National Park System in
Alaska. Sturgeon v. Frost, 872 F.3d 927, 934-35 (9th Cir.
2017). The court empowered the NPS to control access
and use of navigable waters in Alaska by extending the
reach of Katie John I, which is grounded in Title VIII
of ANILCA and addresses distinct issues related to
subsistence rights. The outcome of this case may, therefore, turn on how this Court construes Katie John. But
to properly understand Katie John, it is necessary to
discuss (i) the historic relationship between the United
States, Alaska, and Alaska Natives, and (ii) how Congress resolved Native land claims and aboriginal
rights.
8
Federal Oversight of Alaska: 1867 to 1958
The Russian Governor of Alaska, Alexander Baranof, reportedly said that “God is in Heaven and St. Petersburg is far away.” Substitute Washington, D.C. for
St. Petersburg and this is largely the epitome of the
United States’ relationship to Alaska and Alaskans
until Statehood.
The United States purchased Alaska from Russia
on March 30, 1867. Sturgeon v. Frost, 136 S. Ct. 1061,
1064 (2016). The 1867 Treaty of Cession did little to
create a functioning government and provided scant
guidance on what rights Alaska Natives retained; the
Treaty merely provides that “[t]he uncivilized tribes
will be subject to such laws and regulations as the
United States may, from time to time, adopt in regard
to the aboriginal tribes of that country.” Treaty Concerning the Cession of the Russian Possessions in
North America, Mar. 30, 1867, 15 Stat. 539.
After acquiring Alaska, the federal government
exhibited little interest in the new territory for the
first 17 years. Ernest Gruening, The State of Alaska 3343 (Random House 1968). Federal oversight essentially amounted to an “era of total neglect” for citizens
and Alaska Natives alike. Gruening at 33-43. Natives,
“who constituted an overwhelming majority of its approximately thirty thousand souls, were as devoid of
attention, or even mention, as was the population as a
whole.” Gruening at 355; see also Tlingit and Haida
Indians of Alaska v. United States, 177 F. Supp. 452,
456-59, 464-67 (Fed. Cl. 1959).
9
The passage of the Organic Act of Alaska, 23 Stat.
24 (“Organic Act”) in 1884 nudged the federal government’s oversight from “total neglect” to “flagrant neglect.” Gruening at 47-78. The Organic Act created a
civil government and provided some governing authority by making Alaska a civil and judicial district controlled by the general laws of the State of Oregon “so
far as they may be applicable,” and also “not in conflict
with the provisions of this act or the laws of the United
States.” 23 Stat. 24, 26.
With respect to Alaska Natives, the Organic Act
was the first effort by Congress to enact laws intended
to protect them “in the possession of any lands actually
in their use or occupation.” David S. Case & David A.
Voluck, Alaska Natives and American Laws 24 (University of Alaska Press, 3d ed. 2012); id. at 114-15
(based on this law, judicial decisions upheld possessory
rights and expanded the scope of Native title). The Organic Act specifically provided “[t]hat the Indians or
other persons in said district shall not be disturbed in
the possession of any lands actually in their use or occupation or now claimed by them but the terms under
which such persons may acquire title to such lands is
reserved for future legislation by Congress.”5 23 Stat.
5
Section 12 also provided that the Secretary of the Interior
should investigate “the condition of the Indians of the Territory
and for the making of a report on them and what lands, if any,
were to be reserved for their use[.]” Tlingit and Haida Indians of
Alaska, 177 F. Supp. at 465. In 1885, the Secretary issued a report
and recommended that Natives “should have deeds to the land
they actually used and occupied and that they should be secured
in the use of their fishing sites. The Report also recommended that
10
24, 26. But ultimately during this period little effort
was expended on resolving aboriginal rights. Gruening
353-56.
Alaska finally gained attention when, prompted
by the first major discovery of gold in the 1880s, Congress enacted a series of laws to cope with the gold
rush. Gruening at 63-75. The issue of aboriginal rights,
however, continued to be largely ignored. See United
States v. Atlantic Richfield Co., 435 F. Supp. 1009, 1015
(D. Alaska 1977) (“Under these laws, appropriate administrative officials authorized entries on, and disposition of, Alaska lands without regard to aboriginal
title claims of Natives.”); Gruening at 355-63.
This state of neglect did not significantly change
until 1904, when President Roosevelt acknowledged
the need for the federal government to take on a more
energetic role in Alaska. In his State of the Union address, President Roosevelt observed that Alaska had
“outgrown its present laws, while in others those laws
have been found to be inadequate.” President’s Annual
Message, 39 Cong. Rec. 10, 18 (Dec. 6, 1904) (President
Theodore Roosevelt). President Roosevelt specifically
stated that the federal government must do more to
address the issues facing Alaska Natives. He remarked
that for Alaska Natives “[t]heir country is being overrun by strangers, the game slaughtered and driven
away, the streams depleted of fish, and hitherto unknown and fatal diseases brought to them, all of which
the [Natives] be given the same right to acquire land as the white
people had.” Id. at 465-66.
11
combine to produce a state of abject poverty and want
which must result in their extinction. Action in their
interest is demanded by every consideration of justice
and humanity.” Id.
To address the deprivations and injustice facing
Native Alaskans, President Roosevelt asked Congress
to establish hospitals “so that contagious diseases that
are brought to them continually by incoming whites
may be localized and not allowed to become epidemic,
to spread death and destitution over great areas.”
Id. And President Roosevelt requested that Alaska’s
Governor be provided “with the means and the power
to protect and advise the native people, to furnish medical treatment in time of epidemics, and to extend
material relief in periods of famine and extreme destitution.” Id.
Most importantly for the instant case, President
Roosevelt requested that the “Alaskan natives should
be given the right to acquire, hold, and dispose of property upon the same conditions as given other inhabitants; and the privilege of citizenship should be given to
such as may be able to meet certain definite requirements.” Id.
Consistent with President Roosevelt’s State of the
Union address, the legislative and executive branches
of the federal government undertook periodic efforts to
protect Native hunting and fishing rights and allowed
for the acquisition of property: In 1906, Congress enacted the Alaska Native Allotment Act, which was
intended to significantly increase Native land ownership. 34 Stat. 197. In 1908, Congress amended Alaska’s
12
first game law, 35 Stat. 102, allowing for Natives to
take game animals. And in 1942, the Department of
the Interior issued an opinion concluding that Natives
have broad aboriginal fishing rights, which have “been
construed to include the occupancy of water and land
under water as well as land above water.” Aboriginal
Fishing Rights in Alaska, 57 Interior Dec. 461, 474
(Feb. 13, 1942).6
Efforts were also made to provide Alaska Natives
with civil rights. For example, in 1915, the Territorial
legislature granted some Alaska Natives the right to
become citizens and, in 1924, Congress passed legislation, 43 Stat. 253, extending citizenship to all Natives.
Gruening at 363; see also Atlantic Richfield Co., 435
F. Supp. at 1013-18 (providing overview of federal
treatment of Natives prior to Statehood).
But Alaska Natives would have to wait until 1971
for Congress to address their aboriginal rights in a
more meaningful manner.
6
See generally Alaska Pacific Fisheries v. United States, 248
U.S. 78 (1918) (United States filed suit to enjoin a commercial
fishing operation from operating in a reservation established to
protect Natives’ fishing rights); United States v. Libby, McNeil &
Libby, 107 F. Supp. 697 (D. Alaska 1952) (discussing the federal
efforts to reserve fishing rights for Natives); Tlingit and Haida
Indians of Alaska v. United States, 177 F. Supp. 452 (Fed. Cl. 1959)
(discussing Native land claims and federal efforts to protect hunting and fishing); Metlakatla Indian Cmty., Annette Islands Reserve v. Egan, 369 U.S. 45 (1962) (discussing federal efforts to
protect Native fishing rights).
13
Native Alaskans’ Socio-Economic Struggle
The failure to adequately address aboriginal
rights, including fishing and hunting rights, had dire
consequences for many Alaska Natives. A 1954 health
survey report on Alaska Natives prepared for the Department of the Interior (“Parran Report”) noted that
“the indigenous peoples of Native Alaska are the victims of sickness, crippling conditions and premature
death to a degree exceeded in very few parts of the
world.” Thomas Parran et al., Alaska’s Health: A Survey Report to the United States Department of the Interior 143 (1954), available at http://www.dhss.alaska.
gov/Commissioner/Documents/PDF/Parran_Report.pdf.
“It is easy to understand why these people, once among
the hardiest of the northern races, now are noticeably
depressed in the autumn and dread the winter—not
because of the coming of the long twilight and the
harsh cold, but because of the certain lack of food[.]” Id.
at 49. The Parran Report stated that approximately
35,000 Natives lived at a “marginal or sub-marginal
subsistence level.” Id. at 16. And at Statehood, the infant mortality rate for Natives was among the highest
in the world and life expectancy was 34.7 years, “while
his fellow Alaskan who happened to be white could expect to live for 70 years.” Gruening at 544.
The Parran Report concluded that the deplorable
conditions facing Alaska Natives were caused by three
main factors: (i) the federal government’s mismanagement of Alaska; (ii) “the great proportion of its industry
owned by non-residents uninterested in the development of the Territory”; and (iii) the country’s indifference
14
to the plight of Native Alaskans.7 Id. at 12-15, 22-23.
The Parran Report advised that the conditions could
be remedied if the federal government addressed,
among other things, unemployment and protected
hunting and fishing rights. Id. at 16-17, 22-23, 49.
Statehood Act Preserves the Status Quo
During the debates over Alaska Statehood, Congress considered Native fishing to be “of vital importance to Indians in Alaska” and noted that the
“existence of aboriginal fishing rights was affirmed by
the Interior Department’s Solicitor in 1942.” Organized Village of Kake v. Egan, 369 U.S. 60, 66 (1962).
Yet, consistent with the long history of neglecting
aboriginal rights, Congress failed to settle the Native
land claims in the Alaska Statehood Act. Instead, Congress opted to preserve the status quo. Section 4 of the
Statehood Act provides:
As a compact with the United States said
State [Alaska] and its people do agree and
declare that they forever disclaim all right
and title to any lands or other property not
7
“It seems incongruous that Americans, who have been critical during the past hundred years of the deficiencies in colonial
policies of other nations, have been oblivious of the destitution,
demoralization and death among the native peoples of Alaska,
which has been an American responsibility since 1867. . . . Every
good American should applaud the action of the Congress in authorizing $300 million for famine relief in other countries. But, in
all honor, this charity should begin with the relief of native Americans in our own Territory.” Parran Report at 49, 312.
15
granted or confirmed to the State . . . under
the authority of this Act, the right or title to
which is held by the United States . . . and to
any lands or other property (including fishing
rights), the right or title to which may be held
by any Indians, Eskimos, or Aleuts (hereinafter called natives) or held by the United
States in trust for said natives. . . .”
72 Stat. 39 § 4 (emphasis added). Thus, Section 4 requires the State to disclaim right and title to Native
property; the United States retains “absolute jurisdiction and control” over it for the benefit of Alaska Natives; and the State may not tax it. Organized Village
of Kake v. Egan, 369 U.S. 60, 62 (1962).
After Statehood, tensions rose over the State’s decision to select lands occupied and used by Alaska Natives. See, e.g., State of Alaska v. Udall, 420 F.2d 938
(9th Cir. 1969); Atlantic Richfield Co., 435 F. Supp. at
1015-18. The conflict was intensified by the State of
Alaska’s management of fish and game. Upon assuming responsibility for fish and wildlife, the State enacted laws that did not provide any preference for
subsistence fishing and closed traditional subsistence
fisheries, including in the Ahtna region where Katie
John and her ancestors had fished for generations.
Katie John I, 72 F.3d at 701; John v. United States,
1994 WL 487830 at *10 (D. Alaska March 30, 1994).
The failure to address aboriginal rights after
Statehood exacerbated the haunting plight of Alaska
Natives. In 1968, the President of the Alaska Federation of Natives, Emil Notti, testified before Congress
16
that “the human needs, the suffering and deprivations
that exist in the villages are beyond description and
are as bad as the worst conditions anywhere in the
world. The native people in many areas face a daily crisis just to exist.” Hearings Before the Committee on Interior and Insular Affairs, United States Senate on S.
2906, 90th Cong. 31 (Feb. 8-10, 1968) (statement of
Emil Notti, President, AFN). Notti added: “Controls by
the Federal agencies over the resources and lives of native people in Alaska has not met with any success
though the reasons can always be rationalized away by
those responsible for the failures.” Id. at 33.
As Notti explained, there was “a strong feeling
among the native people in Alaska that they want to
have control of their own destiny.” Id. To do so, Natives
needed title to their lands and resources. “We feel we
have the ability to make our own way and once we get
a fair settlement for our lands, it will enable us to operate our businesses. . . . [I]f we had title to the land
we would no longer be a starving people; we would
have an economy.” Id. at 50-51.
ANCSA Settles Land Claims &
Extinguishes Aboriginal Fishing Rights
Attempts to resolve Native land claims did not
gain traction until the discovery of the Prudhoe Bay oil
field in the late 1960s. Just as the gold rush prompted
Congress to establish land laws, the rush for oil forced
Congress to resolve the Native land claims. See United
States v. Atlantic Richfield Co., 435 F. Supp. 1009,
1017-18 (D. Alaska 1977).
17
In 1971, Congress enacted the Alaska Native
Claims Settlement Act (ANCSA), 43 U.S.C. §§ 1601 et
seq., to settle, through grants of a combination of land
and money, all “claims by Natives of Alaska.” To administer this land and money, Alaska was divided into
twelve geographic regions, and the Natives within
each region became shareholders in a regional corporation organized under Alaska law. 43 U.S.C. § 1606.
Congress contemplated that land granted under
ANCSA would be put primarily to three uses: subsistence, village expansion, and economic development.
See Koniag, Inc. v. Koncor Forest Resource, 39 F.3d 991,
996 (9th Cir. 1994). “Of these potential uses, Congress
clearly expected economic development would be the
most significant” and expected that most of the lands
selected by Natives would create opportunities and
jobs. Id.
But ANCSA also extinguished “any aboriginal
hunting or fishing rights that may exist.” 43 U.S.C.
§ 1603(b). Natives gave up these rights because they
were led to believe that these rights would be protected
by the State and federal agencies. Indeed, Congress
also believed that there would be little incentive for
Natives to select lands for subsistence use because it
was believed that Natives would continue their present subsistence uses regardless of whether the lands
were in Federal or State ownership. Id.; see also Chugach Natives, Inc. v. Doyon, Ltd., 588 F.2d 723, 731 (9th
Cir. 1978); Katie John I at 700 (“Congress expected that
18
the state and the federal agencies would protect subsistence hunting and fishing.”).
These uncodified promises were, however, unfulfilled.8
ANILCA Restores and
Codifies Subsistence Rights
After ANCSA, it became evident that two major
issues still needed resolution: federal protection for
subsistence and classifying the federal government’s
massive land holdings.9
ANILCA, therefore, has three overarching objectives: (i) establish land classifications for federal lands;
(ii) preserve economic development rights on State and
Native lands located within conservation system units;
8
“In the conference report, accompanying ANCSA . . . Congress expressed the clear intention that Alaska Native subsistence interests . . . should be protected by the Secretary of the
Interior and the state of Alaska. Neither the Secretary nor the
state lived up to these expectations, so it became increasingly obvious that other steps were necessary to protect Alaska Native
subsistence.” Case & Voluck, Alaska Natives and American Laws
291.
9
See Katie John I, 72 F.3d at 700 (discussing subsistence issues as a driving force behind ANILCA); City of Angoon v. Marsh
749 F.2d 1413, 1415 (9th Cir. 1984) (“Sometime after the passage
of ANCSA, Congress became aware of the need for a legislative
means of maintaining the proper balance between the designation of national conservation areas and the necessary disposition
of public lands for more intensive private use.”).
19
and (iii) protect subsistence rights. See Sturgeon, 136
S. Ct. at 1065; Katie John III, 720 F.3d at 1218.
Regarding subsistence, Congress found that Alaska
Natives’ ability to continue engaging in customary and
traditional use of resources was being threatened by
Alaska’s increasing population. 16 U.S.C. § 3111(3).
Congress also acknowledged that “in most cases, no
practical alternative means are available to replace
the . . . fish and wildlife which supply rural residents
dependent on subsistence uses[.]”10 16 U.S.C. § 3111(2).11
Thus, one of Congress’ primary aims in passing
ANILCA was to codify the promises made during
ANCSA that Native subsistence rights would be protected. Specifically, Congress sought to ensure “the
continuation of the opportunity for subsistence uses by
rural residents of Alaska.” Id. § 3111(1). As is evident
throughout ANILCA, “Congress places great emphasis
on providing rural residents of Alaska with the opportunity to maintain a subsistence way of life.” Ninilchik
Traditional Council v. United States, 227 F.3d 1186,
1192 (9th Cir. 2000) (citing 16 U.S.C. §§ 3101(c), 3111–
3112, 3114); id. at 1189 (ANILCA was enacted “to protect the viability of subsistence living”); United States
10
“[Fifty] percent of the food for three-quarters of the Native
families in Alaska’s small and medium villages is acquired
through subsistence uses, and 40 percent of such families spend
an average of 6 to 7 months of the year in subsistence activities.”
H.R.Rep. No. 1045, 95th Cong., 2d Sess., at 181 (1978).
11
See generally Miranda Strong, Alaska National Interest
Lands Conservation Act Compliance & Nonsubsistence Areas:
How Can Alaska Thaw Out Rural & Alaska Native Subsistence
Rights?, 30 Alaska Law Review 71-94 (2013).
20
v. Alexander, 938 F.2d 942, 945 (9th Cir. 1991) (“Many
Alaska natives who are not fully part of the modern
economy rely on fishing for subsistence. If their right
to fish is destroyed, so too is their traditional way of
life.”).
To effectuate these objectives, Title VIII of ANILCA
requires that ‘‘subsistence uses’’ be given priority
over the taking of fish and wildlife for other purposes.
16 U.S.C. § 3114; Case & Voluck, Alaska Natives and
American Laws 296-301 (providing a comprehensive
overview of Title VIII and discussing how it “is intended to carry out the subsistence-related policies
and fulfill the purposes of ANCSA”).
But, of course, Congress had additional reasons for
enacting ANILCA. See Sturgeon, 136 S. Ct. at 1065;
Amoco Production Company v. Village of Gambell,
Alaska, 480 U.S. 531, 549 (1987) (ANILCA’s “primary
purpose [was] to complete the allocation of federal
lands in the State of Alaska.”). In ANILCA’s statement
of purpose Congress declares as a goal to “preserve wilderness resource values and related recreational opportunities[.]” 16 U.S.C. § 3101(b). Conservation is
another goal: “It is the intent of Congress in this Act
. . . to provide for the maintenance of sound populations of, and habitat for, wildlife species of inestimable
value to the citizens of Alaska and the Nation[.]” Id.
Finally, Congress was also aware of the need to
safeguard State and Native lands located within conservation system units or CSUs. Thus, Congress
wanted to ensure that federal agencies would not use
21
their new powers to stifle economic development on
lands conveyed to the State in the Statehood Act, and
Native Corporations in ANCSA. See Sturgeon, 136
S. Ct. at 1066; City of Angoon v. Marsh, 749 F.2d 1413,
1417 (9th Cir. 1984) (“the drafters of ANILCA never intended the mere location of boundary lines on maps
delineating the overall conservation system to indicate
that private lands conveyed to Native Corporations
were to be treated as public lands”).
The Battle Over State and Federal
Management of Subsistence Rights
Title VIII of ANILCA required that rural Alaska
residents be accorded a priority for subsistence hunting and fishing on public lands. 16 U.S.C. §§ 3113,
3114. Pursuant to § 805(d) of ANILCA, Congress gave
the State authority to implement the rural subsistence
preference by enacting laws of general applicability
consistent with ANILCA’s operative provisions. In anticipation of ANILCA’s passage, the State enacted laws
consistent with Title VIII which gave rural residents a
subsistence priority. In 1982, after Congress enacted
ANILCA, the Secretary of the Interior certified the
State to manage subsistence hunting and fishing on
public lands.
Once the State began managing for subsistence,
Alaskans spent years fighting over the subsistence
preference.12 In Native Village of Quinhagak v. United
12
See, e.g., Madison v. Alaska Dep’t of Fish & Game, 696 P.2d
168 (Alaska 1985); Amoco Production Co. v. Village of Gambell,
22
States, 35 F.3d 388 (9th Cir. 1994), tribes filed suit challenging the State’s decision to prohibit subsistence
fishing in and around subsistence fishing villages. Under the State’s regulations, tribal members—in one of
the poorest regions in the country—were subject to an
absolute ban on taking rainbow trout for subsistence
uses and could be prosecuted for subsistence fishing in
navigable waters. Meanwhile, the State authorized
sport rainbow trout fishers in these same rivers. Id. at
390.
The battle reached a new level when, in 1989, the
Alaska Supreme Court ruled that Alaska’s subsistence
program violated the Alaska constitution because, as
required by ANILCA, it provided for a rural preference
while the Alaska constitution forbids residency requirements. McDowell v. State, 785 P.2d 1 (Alaska
1989). The State’s inability to comply with ANILCA
required the federal government to take over the subsistence program. And, despite repeated efforts throughout the 1990s, the State was never able to come into
compliance with ANILCA.13
480 U.S. 531 (1987); Kenaitze Indian Tribe v. State of Alaska, 860
F.2d 312 (9th Cir. 1988); Ninilchik Traditional Council v. United
States, 227 F.3d 1186 (9th Cir. 2000). See generally Case & Voluck,
Alaska Natives and American Laws 291-310 (collecting cases).
13
Alaska Native Subsistence and Fishing Rights, Committee on
Indian Affairs United States Senate, 107th Congress, S. HRG.
107–456 (April 17, 2002) (discussing at length the subsistence
battles and the State’s inability to comply with ANILCA).
23
By 1994, it was widely believed that the conflict
between equal access to Alaska’s fish and game versus
preserving the subsistence priority was “likely to continue indefinitely, no matter what courts or legislators
may do to resolve the subsistence preference issue.”
Thomas A. Morehouse and Marybeth Holleman, When
Values Conflict: Accommodating Native Subsistence 1
(1994).
Perhaps worse, the subsistence wars in the 1980s
and 1990s were ugly. Writing in the Anchorage Times
immediately after McDowell, one political activist
“compared the Alaska Supreme Court not only to
southern segregationist judges of another era but also
to George Armstrong Custer.” When Values Conflict:
Accommodating Native Subsistence 4. On the other
side of the debate, a former official of the Alaska Department of Fish and Game wrote in the Anchorage
Daily News in 1990 that he was “not interested . . . in
having the equal protection articles of either the U.S.
or Alaska’s constitution abridged in order to preserve
elements of a ‘Stone Age culture.’ ” When Values Conflict: Accommodating Native Subsistence 6.
Katie John and the Resolution
of the Subsistence Wars
The most significant litigation over subsistence
rights involved the State’s failure to provide Ahtna
shareholders, including Katie John, with an opportunity to pursue their traditional fishing activities at
a site known in Athabascan as Nataełde, or “Roasted
24
Salmon Place.”14 In 1985, Katie John filed suit in
federal court, seeking enforcement of her subsistence
rights.15 She prevailed.
On appeal, the Ninth Circuit considered the scope
of ANILCA’s Title VIII in a trilogy of cases between
1995 and 2013. In Katie John I, the court grappled with
the definition of “public lands” to which the Title VIII
subsistence priority applies. 72 F.3d at 701-04. Rejecting the district court’s holding that the subsistence priority applies to all Alaskan waters subject to the
federal navigational servitude, the Ninth Circuit held
that the subsistence priority applies only to “navigable
waters in which the United States has reserved water
rights.” Id. at 700. As for identifying the waters in
which the United States has reserved water rights, the
court held that that task belongs to the federal agencies that administer the subsistence priority. Id.
After the district court entered its judgment pursuant to the Ninth Circuit’s mandate in Katie John I,
the judgment was appealed. The Ninth Circuit heard
the appeal en banc and issued a per curiam opinion
14
In 1984, Katie John and Doris Charles submitted a proposal to the Alaska State Board of Fisheries requesting that the
Nataełde, or Batzulnetas, area be opened to subsistence fishing.
The proposal was denied.
15
Katie John v. State of Alaska, No. A85–0698–CV (D. Alaska).
Congress expressly provided for federal jurisdiction over the State
regarding its implementation of ANILCA. ANILCA Section
807(a). Katie John was forced to repeatedly return to court because the State failed to abide by its obligations. For instance, in
1989, Katie John sought preliminary relief from the regulation
that limited fishing. Order, June 6, 1989 (No. A85–0698–CV).
25
affirming the district court’s judgment, thereby leaving Katie John I in place. John v. United States, 247
F.3d 1032 (9th Cir. 2001) (“Katie John II”).
In a concurring opinion, three judges argued for
a broader definition of “public lands” than that set
forth in Katie John I. Citing Title VIII’s emphasis on
subsistence fishing—most of which takes place on navigable waters—the concurrence argued that “Congress
clearly established a subsistence priority that applies
to all navigable waters in the State of Alaska, not just
those waters in which the United States has a reserved
water right.” Id. at 1044 (Tallman, J., concurring).
Judge Tallman explained:
Given the crucial role that navigable waters
play in traditional subsistence fishing, it defies common sense to conclude that, when
Congress indicated an intent to protect traditional subsistence fishing, it meant only the
limited subsistence fishing that occurs in nonnavigable waters. Reading the statute to exclude navigable waters frustrates Congress’s
express purpose of protecting traditional subsistence fishing for all rural Alaskans by establishing subsistence fishing as a priority
use of Alaska’s natural resources. We must
not interpret federal statutes to negate their
own stated purposes. . . . [W]e cannot presume
that Congress intended to protect traditional
subsistence fishing with one hand, while reducing it to a veritable nullity with the other.
Id. at 1036-37 (quotations and citations omitted) (emphasis added).
26
Following Katie John I, the Secretary of the Interior and the Secretary of Agriculture in 1999 issued
regulations (“1999 Rules”) identifying which navigable
waters in Alaska qualify as “public lands” to which Title VIII’s subsistence priority applies. See Katie John
III, 720 F.3d at 1218. Litigation again ensued. A number of environmental and tribal organizations argued
that the 1999 Rules fell short by failing to properly designate certain waters for the subsistence priority. Id.
The State of Alaska argued that the 1999 Rules went
too far by applying a subsistence priority to waters
that are not “public lands.” Id. Applying the reserved
water rights doctrine set forth in Katie John I and preserved in Katie John II, the Ninth Circuit rejected both
sets of arguments and held that the federal agencies
had properly designated each of the waters at issue. Id.
at 1245.
After Katie John, the subsistence wars largely
subsided. A fragile equilibrium was finally established
among the United States, the State of Alaska, and
Alaska Natives regarding the scope of Title VIII’s subsistence priority. Decades of turmoil and uncertainty
have been replaced with some stability. And because
the instant suit does not involve Title VIII’s subsistence priority, there is no basis for disrupting this equilibrium. See Katie John I, 72 F.3d at 702 n.9 (limiting
its holding to those portions of ANILCA “necessary to
give meaning to [ANILCA’s] purpose of providing an
opportunity for a subsistence way of life”); State Brief
at 17 n.3 (“Alaska supports the subsistence regulations.”).
------------------------------------------------------------------
27
ARGUMENT
The Ninth Circuit’s decision to justify the NPS’s
regulatory authority—using a doctrine established
specifically to interpret and apply ANILCA’s Title VIII
subsistence priority—pulled subsistence interests and
the fragile equilibrium crafted by the Katie John trilogy into the present case. Thus, this Court’s decision
will have broad implications not only for the scope of
federal authority within CSUs, but for the Alaska Natives who depend on the subsistence priority for their
livelihoods.
Alaskans endured over twenty years of bitter acrimony before achieving the relative calm on subsistence
rights made possible by the Katie John decisions. If
those decisions are disturbed, Alaskans will be forced
to relitigate the ugly subsistence wars of the 1980s and
1990s.
A. ANILCA Struck a Balance Between Competing Interests.
In ANILCA, Congress struck a balance between
three competing concerns: (i) conserving large land areas; (ii) vindicating the promises the federal government made in the Statehood Act and ANCSA to enable
the State and Alaska Natives to manage, control, and
use their lands within CSUs; and (iii) preserving a subsistence priority for rural Alaskans. These goals are in
tension, and there has been substantial litigation to
define the scope of the second two goals with respect to
the first.
28
Despite ANCSA’s clear intent that the land conveyed to Alaska Native corporations should be used for
economic development, Native corporations were
nonetheless forced to litigate to defend their ability to
put their inholdings within CSUs to economic use. In
City of Angoon v. Marsh, the Ninth Circuit rejected an
attempt by environmentalists to block a Native corporation from harvesting timber on its lands within a National Forest Monument included in one of the CSUs.
749 F.2d 1413 (1984). Shee Atika, the Native corporation seeking to exercise its timber rights in that case,
obtained the land at issue under ANCSA “in order to
settle and extinguish their aboriginal claims with certainty and in conformity with the real economic and
social needs of the Natives.” Id. at 1418. Notwithstanding ANILCA’s general prohibition on logging within
National Forest Monuments, the court explained that,
given the “stated purpose” of ANCSA’s land conveyance to Shee Atika, “it is inconceivable that Congress
would have extinguished their aboriginal claims and
insured their economic wellbeing by forbidding the
only real economic use of the lands so conveyed.” Id.
The Court concluded that when the pertinent sections
of ANILCA are read “harmoniously,” “it becomes clear
that Congress intended that the private status of the
lands conveyed to Shee Atika is to remain unaffected
by their inclusion within the exterior boundaries of the
conservation system unit.” Id.
Alaska Natives have had to fight even harder to
defend their subsistence rights. In addition to the Katie
John trilogy discussed above, Native groups were
29
forced to litigate frequently to protect their customary
and traditional way of life. See, e.g., Ninilchik Traditional Council, 227 F.3d at 1193 (holding that rural
subsistence users must be given a “meaningful use
preference”); Kenaitze Indian Tribe, 860 F.2d at 318
(holding that Alaska’s definition of “rural” violated
ANILCA’s subsistence preference).
As evidenced by the extensive litigation ANILCA
has spawned, the balance Congress struck in ANILCA
is difficult to manage. Nevertheless, when the provisions of ANILCA are properly understood and harmonized, all three of ANILCA’s goals can be achieved. To
wit, the Act balances federal authority and economic
development by providing federal land managers with
regulatory authority over public lands—lands to which
the federal government has title—and cannot use this
authority to interfere with activities on State or Native
corporation lands. In 1984 the Ninth Circuit recognized and explained this limitation on federal authority: “section 103(c) was added to ANILCA . . . for the
express purpose of specifying that only public lands
(and not State owned or private lands) are to be subject
to the conservation system unit regulations applying
to public lands and to make clear that other particular
provisions of the bill apply only to public lands.” Angoon, 749 F.2d at 1417 (quotations omitted)).
Yet the balance between federal authority and economic development must also accommodate subsistence. Consistent with the State of Alaska’s sovereign
rights, Congress intended that the State manage the
30
subsistence preference and established standards in
Title VIII that the State must achieve to take on the
responsibility. When the State could not comply, federal land managers properly assumed the authority,
which in turn diminished State authority over fish and
game. And, in Katie John I, the Ninth Circuit clarified
that federal authority to enforce the subsistence priority extended to some navigable waters. This was necessary, as the Ninth Circuit recognized, because the
subsistence priority would be effectively meaningless
if it did not apply to fishing in navigable streams, 72
F.3d at 702, given that (i) “ANILCA’s language and legislative history . . . clearly indicate that subsistence
uses include fishing” (16 U.S.C. § 3113) and (ii) subsistence fishing has traditionally taken place in navigable
waters. Id. Accordingly, there can be no debate that
federal management authority over navigable waters
must extend as far as necessary to effectuate the subsistence preference in Title VIII.
B. The Katie John Doctrine Effectuates the
ANILCA Balance and Should Not Be Disturbed.
1. No Party Seeks to Overturn Katie John
and its Progeny.
Critically, no party to the instant litigation seeks
to overturn the Katie John trilogy. The Federal Respondents, of course, maintain that it is good law that
supports the NPS’s broader regulatory authority. Br. in
Opp. 16. Sturgeon explains, however, that Katie John
and its progeny are specific to Title VIII, a title not
31
implicated by the NPS’s hovercraft ban, and one with
markedly different statutory authority. See Sturgeon
Br. at 19, 44. Thus, because it is not at issue in this
appeal, any decision by this Court should leave undisturbed the subsistence priority established by the
Katie John decisions.
2. The Katie John Doctrine is Restricted to
ANILCA’s Subsistence Preference.
The Katie John cases were specifically restricted
to interpreting the application of the Title VIII rural
subsistence priority. See Katie John I, 72 F.3d at 700
(“Specifically, the parties dispute whether navigable
waters fall within the statutory definition of public
lands and are thus subject to federal management to
implement ANILCA’s subsistence priority.”) (emphasis
added); Katie John II, 247 F.3d at 1035-37; Katie John
III, 720 F.3d at 1218. They did not address the extent
of federal control over navigable waters for purposes
separate from the subsistence priority. Thus, if this
Court reverses the Ninth Circuit’s decision on appeal,
it need not vacate the Katie John decisions—the holding in Katie John has not been challenged and the underlying rationale for the decisions should be left in
place.
32
3. ANILCA’s Use of “Public Lands” Was Employed in Different Parts of the Act with
Different Intent.
The Ninth Circuit reasoned in the decision on appeal that “ANILCA’s definition of ‘public lands’ applies
throughout the statute” and found that it would be
“anomalous” to treat the definition of “public lands”
used in the Katie John decisions as using a “different
construction of ‘public lands’ than applicable elsewhere in ANILCA.” Pet.App.13a.
What the Ninth Circuit failed to consider, however,
is that the provision of ANILCA interpreted in the
Katie John decisions stands apart from the rest of
ANILCA. As noted by Sturgeon (Pet. Br. 43-44), Congress invoked its Commerce Clause authority only for
Title VIII. 16 U.S.C. § 3111(4). This separate and distinct constitutional authority should have prompted
the Ninth Circuit to examine why Congress intended
to exercise its authority over navigable waters only in
Title VIII (but not to effectuate the other goals of the
Act), and whether it was proper to leverage the subsistence authority to justify broader federal control.
Moreover, because ANILCA “is far from a chef
d’oeuvre of legislative draftsmanship” no court should
presume that “identical words used in different parts
of the same statute are intended to have the same
meaning[.]” Util. Air Regulatory Grp. v. EPA, 134 S. Ct.
2427, 2441-42 (2014). This Court has recognized that
this presumption “readily yields to context, and a statutory term—even one defined in the statute—may
33
take on distinct characteristics from association with
distinct statutory objects calling for different implementation strategies.” Id. at 2441 (quotations omitted).
After all—
Although we presume that the same term has
the same meaning when it occurs here and
there in a single statute. . . . We also understand that most words have different shades
of meaning and consequently may be variously construed, not only when they occur in
different statutes, but when used more than
once in the same statute or even in the same
section. Thus, the natural presumption that
identical words used in different parts of the
same act are intended to have the same meaning is not rigid and readily yields whenever
there is such variation in the connection in
which the words are used as reasonably to
warrant the conclusion that they were employed in different parts of the act with different intent. A given term in the same statute
may take on distinct characters from association with distinct statutory objects calling for
different implementation strategies. The
point is the same even when the terms share
a common statutory definition. . . .
Environmental Defense v. Duke Energy Corporation,
549 U.S. 561, 574 (2007) (quotations and citations
omitted).
Put simply, courts “must do [their] best, bearing in
mind the ‘fundamental canon of statutory construction
that the words of a statute must be read in their
34
context and with a view to their place in the overall
statutory scheme.’ ” Util. Air Regulatory Group, 134
S. Ct. at 2441 (quoting FDA v. Brown & Williamson Tobacco Corp., 529 U.S. 120, 133 (2000)).
For example, in King v. Burwell, 135 S. Ct. 2480
(2015), this Court held that tax credits are available in
each state regardless of whether the state creates its
own insurance exchange or has a federal exchange. Notably, a straightforward reading of the critical text
pointed toward a conclusion that the credits are available only for state exchanges. As Justice Scalia explained in his dissent: “The Court holds that when the
Patient Protection and Affordable Care Act says ‘Exchange established by the State’ it means ‘Exchange
established by the State or the Federal Government.’ ”
Id. at 2496. Although Justice Scalia viewed this outcome as “quite absurd,” id., the majority relied on “the
fundamental canon of statutory construction that the
words of a statute must be read in their context and
with a view to their place in the overall statutory
scheme,” id. at 2492 (emphasis added). After concluding that the phrase “[e]xchange established by the
State” was ambiguous, the Court “turn[ed] to the
broader structure of the Act.” Because limiting tax
credits to state exchanges “would destabilize the individual insurance market in any State with a Federal
Exchange”—which would run counter to the ACA’s
purpose—the Court held that tax credits are available
for both state and federal exchanges. Id.
Similarly, the title-based definition of “public
lands” applicable elsewhere in ANILCA must yield
to Title VIII’s unequivocal purpose of codifying the
35
promises made to Alaska Natives that their customary
and traditional way of life would be protected in exchange for the elimination of their aboriginal hunting
and fishing rights.16 Applying a consistent definition of
“public lands” would render an entire section of
ANILCA effectively meaningless. Katie John I, 72 F.3d
at 704 (“If we were to adopt the state’s position, that
public lands exclude navigable waters, we would give
meaning to the term ‘title’ in the definition of the
phrase ‘public lands.’ But we would undermine congressional intent to protect and provide the opportunity for subsistence fishing.”); Katie John II, 247 F.3d
at 1036 (reading “public lands” in Title VIII “to exclude
navigable waters frustrates Congress’s express purpose of protecting traditional subsistence fishing for all
rural Alaskans”) (Tallman, J., concurring).
Finally, even if the term “public lands” is interpreted the same way throughout the Act, it does not
follow that federal general regulatory authority should
be co-extensive with federal authority to enforce the
subsistence priority. Given Congress’s clear desire to
protect subsistence rights and the obvious reality that
the protection would be substantially diminished if
federal land managers did not have the authority to
16
The entire purpose of Title VIII is to protect the subsistence preference. “[T]he continuation of the opportunity for subsistence uses by rural residents of Alaska . . . is essential to Native
physical, economic, traditional, and cultural existence. . . .” 16
U.S.C. § 3111(1) (emphasis added); Ninilchik Traditional Council,
227 F.3d at 1192 (“As is evident throughout ANILCA, Congress
places great emphasis on providing rural residents of Alaska with
the opportunity to maintain a subsistence way of life.”).
36
enforce the subsistence priority in navigable waters, it
is reasonable to interpret federal authority to achieve
that end, as the Ninth Circuit did in the Katie John
decisions. However, the same concerns about preserving federal control over navigable waters are not present in other sections of ANILCA. To the contrary, the
legislative history clearly demonstrates that Section
103(a) was added specifically to preserve State, Native,
and private control over lands within areas included in
CSUs. The decision on appeal failed to address the
clear differences in Congress’s intentions for federal
regulation of navigable waters vis-à-vis the subsistence priority as opposed to the conservation goals
within the broadly defined CSUs. This failure is a critical error because, by invoking the Katie John doctrine
without addressing these significant differences in
statutory context, the Ninth Circuit did not give effect
to the most important purpose of ANILCA—the careful
balance it crafted among competing goals.
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CONCLUSION
Consistent with ANILCA’s goal of balancing competing interests, Ahtna urges the Court to be mindful
of the impacts a decision adjudicating the conservation
and sovereign interests raised below would have on
Congress’s undisputed goal of protecting Ahtna shareholders’ subsistence priority. A decision that eliminated all federal control over navigable waters—
without recognizing Congress’s special attention to meaningfully preserving Native customary and traditional
37
ways of life—would defeat the plain purposes of
ANCSA and ANILCA and plunge Alaska back into
the subsistence wars.
Respectfully submitted,
JONATHAN W. KATCHEN
Counsel of Record
SARAH C. BORDELON
BRYSON C. SMITH
HOLLAND & HART LLP
1029 W. Third Avenue, Suite 550
Anchorage, Alaska 99501
(907) 865-2600
jwkatchen@hollandhart.com
NICHOLAS OSTROVSKY
AHTNA, INCORPORATED
110 W. 38th Avenue, Suite 100
Anchorage, Alaska 99501
(907) 868-8265
nostrovsky@ahtna.net
Counsel for Ahtna, Inc.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.