Petition for Writ of Certiorari — In Re Susan Rose, Petitioner
Supreme Court briefMay 21, 2018
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Case No
IN THE SUPREME COURT OF THE
UNITED STATES
IN RE SUSAN ROSE, Petitioner.
On Petition for a Writ of Mandamus/Prohibition to the
United States Court of Appeals for the Tenth Circuit Court
PETITION FOR A WRIT OF MANDAMUS OR ALTERNATIVE
PROHIBITION
TO THE TENTH CIRCUIT COURT AND
UNITED STATES DISTRICT COURT OF UTAH
Respondent
The Tenth Circuit Court
do Clerk of the Court for the
United State Court of Appeals
for the Tenth Circuit
1823 Stout Street
Denver, Colorado 80257-1823
303-844-3157
https://www.calO.uscourts.gov/contact/clerk
Petitioner
Susan Rose, pro Se, filing
in forma pauperis
9553 s. Indian Ridge Drive
Sandy, Utah 84092
385-888-1637
susan rose@comcast.net
Utah United States District Court
Mr. D. Mark Jones
Clerk of the Court
351 South West Temple #1.100
Salt Lake City, Utah 84101
801-524-6100
utdeefclerk@utd.uscourts.gov
1
TABLE OF CONTENTS
1
4
6
INTRODUCTION
RELIEF REQUESTED
QUESTIONS PRESENTED
Should this Court issue an order mandating that the Tenth
Circuit Court adopt and issue an order to all U.S. District Courts
within the Tenth Circuit, to reciprocally recognize or enforce
only those state attorney discipline orders that are
grounded in United States Supreme Court-defined
Constitutional standards;
only those state attorney discipline orders that are
not relitigating exclusive federal questions in the
guise of lawyer discipline; or,
not relitigating U.S. Court orders governing U.S.
Court Bar members 'in-court" conduct?
Should this Court issue an mandamus order to Mr. D. Mark
Jones, Court clerk for the United States District Court of Utah, to
reinstate this lawyer as a U.S. Court Bar member?
PARTIES AND CORPORATION STATEMENT
6
RELEVANT LEGAL PROVISIONS
6
JURISDICTION
6
OTHER RELEVANT PETITIONS
7
STATEMENT
7
REASONS FOR GRANTING THE PETITION
19
Why there is no other place to obtain relief
Uniform Constitutional Protections will be
afforded all U.S. Court Bar members
Protection of this Court's Appeal authority
and exclusive rule-making jurisdiction
1
20
21
22
D
All the foregoing facts show a bizarre pattern of the
extraordinary circumstance of a state eliminating U.S.
Constitutional protections
24
for all Utah citizens and lawyers.
The Relief sought is well within this Court's Appeal
and Supervisory authority.
24
There is no state interest involved in this Petition
25
Judicial economy.
25
25
CONCLUSION
APPENDIX TABLE OF EXHIBITS
Ia
APPENDIX
March 7, 2018
lOth Cir. Order of Reciprocal Disbarment
la
Nov. 3, 2017 Order lifting stay and imposing disbarment
3a
Sept. 6, 2017 Order denying discretionary review
4a
Aug. 15, 2017 Utah Supreme Court Opinion disbarment
5a
Aug. 15, 2011 U.S. District Court Order refusing to enforce
U.S. Court orders
44a
June 27, 2011 transcript relevant parts, jurisdiction hearing
50a
Affidavit of Lawyer Denver Snuffer as to no rule defined
pretrial screening panel
63a
Prosecutor's formal complaint, relevant parts
68a
U.S. District Court clerk denying license renewal
79a
11
TABLE OF CASES AND AUTHORITIES
cases
Caperton v. A. T. Massey Goal Co., 556 U.S. 868 (2009)
14
Gohens v. Virginia, 6 Wheat. 264, 404, 5 L.Ed. 257 (1821)
5
Helveringv. Mitchell, 303 U. S. 391, 399 (1938)
18
Hicks Feiock v. Feiock, 485 U.S. 624, 108 S.Ct. 1423,
99 L.Ed.2d 721 (1988)
19
Hollingsworth v. Peny,
---
U.S.
---,
130 S.Ct. 705, 709-10 (2010)
20
In re Discipline of Brian Steffensen, 2016 UT 18 ¶9-10
2,4
In re Gault, 387 U.S. 1, 48 fn. 79 (1967)
12
In re Integration & Governance of the Utah State Bar,
632 P.2d 845 (Utah 1981)
15
In re MacFarlane, 350 P.2d 631,636 (Utah, 1960)
11
In re Ruffalo, 390 U.S. 544, 551 (1968)
passim
Indian Tribe of the Uintah & Ouray Reservation v. Utah.
790 F.3d 1000. 1003 (10th Cir., 2015)
11
Liljeberg v. Health Services Acquisition Corp, 486 U.S. 847,
860, 108 S.Ct. 2194, 100 L.Ed.2d 855 (1987)
14
MacArthur et al v. San Juan County,
395 F. Supp. 2d 891 (D. Utah 2005)
10
McCarthy v. Arndstein, 266 U. S. 34, 266 U. S. 40 (1924)
12
McClellan v. Garland, 217 U.S. 268, 280 (1910)
7
Middlesex v County Ethics Comm. v. Bar Assn.,
457 U.S. 423, 424 (1982)
Pj
II'
North Carolina v. Pearce, 395 U. S. 711 (1969)
18
Pennoyer v. Neff, 95 U.S. 714, 732-733 (1878)
24
Pub. Serv. Co. ofNM. v. Barboan, 857 F.3d 1101 (10th Cir., 2017)
10
Randall i' Brigham, 7 Wall. 523, 528-529,
19 L.Ed, 285, 74 U.S. 523 (1868)
13
Razatos v. Colorado Supreme Court,
746 F.2d 1429, 1436 (C.A.10 (Cob.), 1984)
passim
Roche v. Evaporated Milk Assn., 319 U.S. 21, 26 (1943)
7
Spevack v. Klein, 385 U.S. 511, 87 S.Ct. 625, 17 L.Ed.2d 574 (1967)
12
State v. Briggs 199 P.3d. 935 26 (Utah 2008)
20
Swisher v. Brady, 438 U.S. 204, 222 (1978)
19
United States v. Dixon, 509 U.S. 688, 696 (199 3)
18
Ute Indian Tribe of the Uinth & Ouray Reservation v. Myton
(10th Cir. No. 15-4080, August 9, 2016)
11
Ward v. Village ofMonroeville, 409 U.S. 57 (1972)
13
(1995) (slip op., at 6)
18
World-Wide Volkwagen Coip. v. Woodson, 444 U.S. 286 (1980)
1
Witte v. United States, 515 U. S.
__,
Constitutional provisions
U.S. Constitution Article III
6
U.S. Constitution Pt Amendment
passim
U.S. Constitution 511, Amendment
passim
lv
3
Utah Constitution Article I sec. 3
Statutes
25 U.S.C. 1321-1326
23,24
28 U.S.C. 1651
6
28 U.S.C. 2071 and 2072
6
Judiciary Act of 1879 sec. 13
6
Treatises
AMERICAN BAR FOUNDATION RESEARCH JOURNAL,
1983, Vol. 1, pp. 1-108
APPENDIX A
V
15
a,
INTRODUCTION
Recently prisoners returning from North Korea displayed their great
happiness at returning to United States soil. Their relief of arriving where
the United States Constitution protects them, their speech, their liberty and
property interests, was palpable.
This case demonstrates how a lawyer's Navajo Court and U.S. Court,
and even state court's, opposing counsel, highly favored by the Utah
Supreme Court or its appointed Prosecutor, can target any Utah lawyer for
their in-court speech, and civilly disbar them by "civil" burden shifting rules,
by default. ...unheard of in federal courts...yet upheld, validated by the
Tenth Circuit and U.S. District Court without a hearing, reciprocally.
Looking at those prisoners, I wondered why I, also a United States
citizen, for over ten years, as with all Utah lawyers, at least since 1985,
could not secure United States Supreme Court-defined U.S. Constitutional
protections 1) for my own liberty and property interests in my heavily vested
professional law license, 2) against patently unconstitutional state invasions
3) by the Utah Supreme Court, not the Utah State Bar, 4) resulting now, in
a reciprocal disbarment by the Tenth Circuit Court without a requested
hearing. World- Wide Voikwagen Coip. v. Woodson, 444 U.S. 286 (1980)("A
judgment rendered in violation of due process is void in the rendering State
I
FP
and is not entitled to full faith and credit elsewhere. Pennoyer v. Neil,' 95
U.S. 714, 732-733 (1878).")
The answer is so simple. This Petitioner and all Utah lawyers have no
where to go for U.S. Constitutional protections for their liberty and property
interests in their professional licenses, for three simple reasons. First, like
it or not, it is true, the Utah Supreme Court and its Prosecutor and its
appointees, not elected Bar Commissioners, have initiated, adopted,
interpreted and applied their own patently unconstitutional lawyer discipline
rules.
Second, the Utah Supreme Court disallows and refuses to rule
on United States Constitutional challenges to its rules during litigation, and
refers any challenges to their appointed ad hoc committee outside of
litigation. In re Discipline of Brian Steffensen, 2016 UT 18 ¶9-10.
Third, the
United States Courts 1) refuse to enforce their own jurisdiction and their own
lawyer regulation orders in behalf of state targeted U.S. Court Bar members,
and 2) refuse to hear any U.S. Constitutional challenges, and 3) will prohibit
lawyers from petitioning the U.S. Courts, by relying Middlesex v Gounty
Ethics Gornrn. v. Bar-Assn., 457 U.S. 423, 424 (1982) preemption doctrine,
interpreted as no interference at any time with state discipline proceedings.
Now here is the greatest slight of hand before this Gourt. It's a blame
game. Its simply not the targeted lawyer's responsibility to make the Utah
Supreme Court give U.S. Constitutional protections to Utah Bar members.
The Utah Supreme Court's order identifies, in error, about 35 times that this
lawyer "failed to" raise, "failed to" support, "failed to" argue.. .etc. to get
around not applying U.S. Constitutional standards to protect her from the
state. Here, the victim of the Utah Supreme Court's design is faulted for the
Utah Supreme Court not fulfilling their affirmative duty and oaths to uphold
the U.S. Constitution as the Supreme Law of the Land (Utah Art. I sec. 3)...
an affirmative Utah Supreme Court duty independent of a victim lawyers'
arguments, evidence or filings... No lawyer has successfully challenged
Utah's rules unconstitutionality in any court since 1960. Why?
Because the Utah Supreme Court has sole inherent and Constitutional
power over ALL aspects of lawyer discipline including rule initiating, rule
adoption, rule interpretation, and rule application. The Utah Supreme Court
boasts of this omnipotent power independent of any Legislative or Executive
regulation. ¶60 at 024a. Targeted lawyers arguments or lack of
arguments do not alleviate the UTSCT of its responsibility to initiate,
adopt, interpret, and apply this Court's defined U.S. Constitutional
protections to this lawyer and all Utah/U.S. Court Bar members.
Therefore, it is impossible for the Utah Supreme Court to impartially
adjudge any U.S. Constitutional challenges to themselves, who are de facto
the law makers, judges, and prosecutors. Now Justice Lee, writing for the
3
majority, admits the Utah Supreme Court will not hear U.S. Constitutional
challenges to their rules during litigation. Steffensen, supra.
Who has deprived this Petitioner and all Utah lawyers of her U.S.
Supreme Court-defined, U.S. Constitutional rights? Utah's most brilliant
minds, the Utah Supreme Court, who, since 1960, has been on public notice
of U.S. Constitutional standards and rejected, and violated them, knowingly,
willfully, and with unlimited state power. Further, the Utah Supreme
Court-designed system infects every system where a Utah Bar member has a
tandem license in any other jurisdiction. The Utah Supreme Court boldly
goes where no other courts have gone, to adjudge the "in court" filings,
pleadings, conduct of Utah Bar members working in jurisdictions outside
state jurisdiction, where no discipline in the non state jurisdiction has issued.
It is the Utah Supreme Court who says they will determine- in Utah state
courts- what is and what is not, "professional misconduct", for all Utah
lawyers, for all speech, filings, conduct, in all jurisdictions, ¶70 029a, where
there is no prior discipline, and here, where U.S. Court judges have denied
sanctions numerous times that Utah is relitigating. 46a, 58a 1. 1-5.
RELIEF REQUESTED
This Petition is not appealing the Utah Supreme Court's order. It is
simply requesting that this Court issue proposed orders, a) that will promote
uniformity and predictability in the U.S. Courts' Bar members protections,
11
within the lO" Circuit jurisdiction, b) that will aid the Court's appellate
jurisdiction, c) based on very exceptional circumstances of a state supreme
court willfully violating U.S. Constitutional standards, warranting protection
of all Utah/U.S. Court Bar members, c) that is fully within the exercise of the
Court's discretionary and supervisory powers, d) where no adequate relief
can be obtained in any other form or from any other court.
This Court is well justified to order the Tenth Circuit Court to
withdraw its reciprocal discipline order, and issue an order reinstating this
Petitioner to both U.S. District Court and Tenth Circuit Court Bar
membership roles. This bad faith, harassing, malicious prosecution is
politically motivated to protect Utah majoritarian interests, and lacks any
legal foundation for its initiation or U.S. Constitutional Due Process, void ab
initio. It is punishment for the Petitioner's exercise of 1 amendment speech
in petitions for redress for minority clients, in two underlying Navajo courtrooted cases. As Chief Justice Marshall stated in Cohens v. Virginia, 6
Wheat. 264, 404, 5 L.Ed. 257 (1821), is clear: ("Questions may occur which
we would gladly avoid; but we cannot avoid them. All we can do is, to exercise
our best judgment, and conscientiously to perform our duty.").
There is no state interest offended by such an order to the Tenth
Circuit Court and/or U.S. District Courts. Petitioner requests any other relief
for this Petitioner the Court finds is fair equity and just under the law.
5
QUESTIONS PRESENTED
Should this Court issue an order mandating that the Tenth Circuit
Court adopt and issue an order to all U.S. District Courts within the
Tenth Circuit, to reciprocally recognize or enforce
only those state attorney discipline orders that are grounded in
United States Supreme Court-defined Constitutional
standards;
only those state attorney discipline orders that are
not relitigating exclusive federal questions in the guise of
lawyer discipline; or,
not relitigating U.S. Court orders governing U.S. Court
Bar members "in-court" conduct?
Should this Court issue an mandamus order to Mr. D. Mark Jones,
Court clerk for the United States District Court of Utah, to reinstate
this lawyer as a U.S. Court Bar member?
PARTIES AND CORPORATION STATEMENT
Parties are as captioned.
By Supreme Court rule 29.6, Petitioner states no corporations are involved.
RELEVANT LEGAL PROVISIONS
All Writs Act 28 U.S.C. 1651
(a)The Supreme Court and all courts established by Act of Congress may
issue all writs necessary or appropriate in aid of their respective jurisdictions
and agreeable to the usages and principles of law.
JURISDICTION
This Court has the authority and power to issue the requested relief
pursuant to: United States Constitution Article III, the Judiciary Act of 1789
sec. 13, Congress' Rules Enabling Act 28 U.S.C. 2071 and 2072, and U.S.
6
Supreme Court Rule 20. This Court has authority under the All Writs Act,
28 U.S.C. § 1651, to issue writs of mandamus/prohibition to the lesser court
of appeals and all U.S. Courts, in order to prevent its appellate jurisdiction
from being thwarted, to prevent is U.S. Constitutional standards being
undermined, and "to compel" a lower court "to exercise its authority when it
is its duty to do so." Roche v. Evaporated MilkA ssn., 319 U.S. 21, 26 (1943);
McClellan v. Garland, 217 U.S. 268, 280 (1910).
OTHER RELEVANT PETITIONS
In Re Rose, 17-8557, Petition for a Writ of Certiorari to the Tenth Circuit
Court. Susan Rose v Office ofProfessional Conduct, 17-7003 petition for a
Writ of Certiorari to the Utah Supreme Court. Denied.
STATEMENT
A.
Non state nature of the Prosecutor's underlying original cases.
Both of the Prosecutor's underlying cases are based upon the underlying
Navajo Court jurisdiction controversy. U.S. Judge Jenkins identifies this
issue and the unfairness of prosecution by "snippets" taken out of the context
of the whole.
Any State court examination of an attorney's handling of federal
court litigation without benefit of the essential context of the
complete record invites error.....
How many motions are "too many" can only be determined in the
full context of the case in which they were filed. Any State court
examination of an attorney's handling of federal court litigation
7
without benefit of the essential context of the complete record
invites error.
See 47a.
Most importantly, Judge Jenkins' reasoning applies to ALL non Utah
litigation- based prosecutions by a Utah state prosecutor, for Utah lawyers
working in non-Utah jurisdictions, as in Alaska or other states, or in U.S. tax
law, social security law, military tribunals, Indian courts, international
courts, even regulating political activity of Utah lawyers for an undefined
"professional misconduct" that the UTSCT claims to have regulatory power
over. See, 1[70. The Utah Supreme Court boasts of such almighty omnipotent
authority under Rule of Professional Conduct 8.5a, while eliminating 8.5(b)'s
restraints on Utah's state courts... the UTSCT reading the rule liberally for
the state, and strictly against the targeted victim lawyer, a common practice.
B.
Cascading chain of events explaining the case:
On March 7, 2018, the Tenth Circuit Court issued a reciprocal
disbarment order (Appendix "001a") -based upon; (State Court events)
a November 3, 2017 Utah state district court order lifting a stay on a
disbarment order (003a)- based upon; 3) a September 6, 2017 Utah Supreme
Court ("UTSCT") disbarment order, (004a) -based upon; 4) the UTSCT
Prosecutor (not state Bar) and Utah state courts prosecution by filing a 2007
state court complaint (068a)- based upon; 5)
the Prosecutor's jurisdictional
statement that a prior "screening panel" (as rule defined and plainly read),
had held a "hearing" that in fact was non existent (063-067a)- based upon;
(Exclusive United States Court and Navajo Court issues)
6)
the U.S. Court opposing counsel' and UTSCT Prosecutor using the
state system to relitigate United States District Court Judge Jenkins' and
Tenth Circuit Court orders (044a) denying sanctions against Petitioner, that
became non appealable final orders, for the "same issues" (058a) Judge
Jenkins ruled upon, of how this Petitioner zealously advocated for Navajo
Nation civil authority over non Indians for acts arising in the Navajo Nation-and also based upon, 7) Petitioner's zealous advocacy for resident Navajo
mother and child, against a state court trying to define Navajo court
jurisdiction as not existing over non Indian alleged grandparents who never
gave proof of their alleged legal relationship with the child. (011a ¶18-19).
(U.S. District Court Clerk event)
8)
In 2015, while the original state court disbarment order was on a stay,
the U.S. District court, without a hearing, based on its own ex parte
communication with the prosecutor, determined it would not renew this
Petitioner's membership in the U.S. Court's Bar until the state Bar status
was resolved. 079a
'Opposing counsel Carolyn Cox faxed an unnotorized complaint to the Prosecutor. The Prosecutor
brought the informal complaint in the Office of Professional conduct's name so her identity was
hidden from the Petitioner and screening panel for pretrial witness questioning.
9
Three absolute proofs this Petitioner's filings in the two
B.
underlying Navajo Court-rooted cases did not warrant "state"
prosecution.
First, Judge Bruce S. Jenkins of the United States District Court,
having the full record of the state's underlying federal case, ruled 4 times,
and the lOthi Circuit Court 1 time, refusing opposing counsel's sanctions
motions, that the opposing counsel did not appeal. 045a-046a, 053a 1. 20 [loth
cir. denying sanctions]. Opposing counsel just went into a more favorable
venue to destroy an opposing counsel's most valued possession, her name and
reputation.
Second, compare this Petitioner's pro Navajo Nation civil jurisdiction
arguments memorialized in Judge Jenkins monumental order in MacArthur
et a] v. San Juan County et a], 391 F. Supp. 2d 895, 962 D. Utah 2005) (not
attached, 250 pages or so) with Pub. Serv. Co. of NM. v. Barboan, 857 F.3d
1101 (10th Cir., 2017) now adopting them. This Petitioner's reasoning that
Congress trumps judicial doctrines, that Executive Bureau of Indian Affairs
Self Determination Act judicial program contracts that eliminate state
authority in the Navajo Nation altogether, are not frivolous..... albeit they run
Utah's now proven disregard of the Indian Nations within its borders.
Third, the Tenth. Circuit Court, Judge, now Justice Gorsuch, identifies
in 2016, that Utah has a 40 year record of disregarding Indian Nation
10
sovereignty and disregarding and relitigating federal court orders. Ute Indian
Tribe of the Uintah & Ouray Reservation v. Myton (10th Cir., 2016, and Ute
Indian Tribe of the Uintah & Ouray Reservation v. Utah, 790 F. 3d 1000 (10th
Cir., 2015) and Barboan, supra.
The UTSCT has knowingly and willfully initiated and adopted
C.
patently unconstitutional rules of lawyer discipline eliminating
innocence as a defense.
This Petition will identify the U.S. Constitutional standards and law
that the UTSCT was on notice of, and then, identify how the UTSCT has
step-by-step eliminated them from this Petitioner and all Utah lawyers. It
will address a. No Utah Prosecutor Burden of Proof; b. No Utah
5th
Amendment privileges or client privilege defenses; c. No Utah quasi criminal
protections; d. No Utah Impartial Triers; e. the Utah State Bar is a silenced
victim; f. No Utah clear and convincing evidence standards; g. No Utah
prosecutorial misconduct defenses; h. no Utah double jeopardy protections.
a.
No Utah Prosecutor Burden of Proof
In 1960, UTSCT Justice Wade identified that the UTSCT's adoption of a
mere civil standard eliminates the Prosecutor's burden of proof, eliminating
even a preponderance of evidence standard, as here, by civil burden shifting
rules.
In re MacFarlane, 350 P.2d 631,636 (Utah, 1960)(J. Wade dissent
11
If the presumption shifts the burden of proof in a disciplinary
proceeding the same as in a civil action, then neither clear and
convincing proof, nor a preponderance of the evidence or even
substantial evidence is required to disbar an attorney where such
a presumption is involved.
No Utah U.S. 5TH Amendment privileges or client privilege
defenses.
In 1967, Spevack v. Klein, 385 U.S. 511, 87 S.Ct. 625, 17 L.Ed.2d 574 (1967)
this highest of Courts put the UTSCT on notice that any lawyer seeking
protection of the 50 Amendment, as this Petitioner did, (See, ¶30 15a)
while also refusing to violate her clients' privileges, had a right to do so where
a sanction would be "costly". This Petitioner has paid the ultimate
professional price for so doing by "civil" default.
1967's In re Gault, 387 U.S. 1, 48 fn. 79 (1967); McCarthy v. Arndstein, 266
U. S. 34, 266 U. S. 40 (1924). (applying the privilege civilly.) put the TJTSCT
on notice that quasi criminal cases, civil cases, administrative and criminal
cases allow the 5th Amendment privilege to be exercised.
No Utah quasi criminal protections.
In 1968, this Court could not more explicitly inform all states that lawyers'
licenses deserve "quasi criminal" U.S. Constitutional 51h Amendment Due
Process. In re Ruffalo, 390 U.S. 544, 551 (1968) ("These are adversary
proceedings of a quasi-criminal nature. Cf. In re Gault, 387 U.S. 1, 33, 87
12
S.Ct. 1428, 1446, 18 L.Ed.2d 527.") Additionally, knowledge of the
punishment being sought prior to answering was essential.
i.
In 1980, the UTSCT knowing of Ruffalo, abolished adversarial
trials for lawyers altogether. In re Strong, 616 P.2d 583, 585 (Utah
1980)("Thus, the preservation of the integrity of the Courts and the
safety of the public must rise above the strict technical rules of
evidence that govern the usual adversary proceeding between
individuals. This is not a proceeding to determine conflicting claims of
right where one party prevails over the other. This proceeding is
commenced by an accusation being made of misconduct where no
specific relief is demanded or requested.")
ii.
UTSCT rule 14-5 Rule 14-501(c) reads: "(c)
....
Formal
disciplinary and disability proceedings are civil in nature."
d.
No Utah Impartial Triers
In 1868, the Utah territory was on notice that impartial triers were essential
to constitutional conformity. Randall v. Brigham, 7 Wall. 523, 528-529, 19
L.Ed. 285, 74 U.S. 523 (1868).
In 1972, this Court put the UTSCT on notice that U.S. Constitutional Due
Process of having impartial triers begins at the beginning, any trial de novo
not withstanding. Ward v. Village ofMonroeviile, 409 U.S. 57 (1972) ("A
statutory provision for the disqualification of interested or biased judges did
13
not accord petitioner sufficient safeguard, and it is of no constitutional
relevance that petitioner could later be tried de novo in another court, as he
was entitled to an impartial judge in the first instance"). 2
UTSCT Rule 14-506 eliminates any impartial judges by making
them consider their post-judgeship professional livelihood or
prosecution.
UTSCT rule 14-506(a) provides for the Prosecutor to prosecute all Utah
Bar members as he subjectively believes has committed professional
misconduct.
14-506(c) puts all state judges on notice that if they rule against
Prosecutor -favored law firms, their professional future is at risk.
(c) Former judges. A former judge who has resumed the status of
a lawyer is subject to the jurisdiction of the Supreme Court not
only for conduct as a lawyer but also for misconduct that
occurred while the lawyer was a judge and would have
been grounds for lawyer discipline provided that the
Li1jeberg v. Health Services Acquisition Corp, 486 U.S. 847, 860, 108 S.Ct.
2194, 100 L.Ed.2d 855 (1987)(" to promote public confidence in the integrity
of the judicial process does not depend upon whether or not the judge actually
knew of facts creating an appearance of impropriety, so long as the public
might reasonably believe that he or she knew.")
Caperton v. A. T. Massey Coal Co., 556 U.S. 868 (2009)("The proper
constitutional inquiry was not "whether in fact [the justice] was influenced,"
Id., at 825, 106 S.Ct. 1580, but "whether sitting on [that] case '"would offer
judge to lead him not to hold the
a possible temptation to the average
balance nice, clear and true," ibid. While the "degree or kind of interest
sufficient to disqualify a judge '[could not] be defined with precision,'" Id.,
at 822, 106 S.Ct 1580, the test did have an objective component.")
2
...
...
'"
...
14
...
misconduct was not the subject of a judicial disciplinary
proceeding as to which there has been a final determination by
the Supreme Court.
the UTSCT cannot impartially adjudge its own prosecution's
design;
Rule 14-503(i) provides for the Prosecutor to meet with the
UTSCT exparte.
The chair and senior counsel shall annually consult with the
Board and the Supreme Court regarding the level of activity
and general standing of disciplinary matters and
procedures.
e.
The Utah State Bar is a silenced victim
In 1981, the UTSCT silenced the Utah Bar's ability to challenge the
Prosecutor or the UTSCT's lawyer discipline actions via integration of the
Bar. In re Integration & Governance of the Utah State Bar, 632 P.2d 845
(LTtah 1981).
In 1983, the American Bar Association put the UTSCT on notice that an
integrated Bar silenced lawyers who have an "great claim of freedom from
government intervention." AMERICAN BAR FOUNDATION RESEARCH JOURNAL,
1983, Vol. 1, pp. 1-108). It discovered the three problems every Utah lawyer
faces: 1) the Utah State Bar is a private non profit organization so any Utah
public records requests fall on deaf ears with the Prosecutor refusing to
15
disclose the initial screening panel records, 2) it operates as a public agency
in that the UTSCT says it is "integrated" with it, and 3) it is a compulsory
membership organization. This article concluded that 'integrated' bars
should be terminated. That they can be replaced with a private voluntary
association, and administrative agencies that are independent of the
organized bar. The entire Court system has a strong interest in maintaining
freedom of speech, argumentation, and client relations.
The UTSCT ignored the Utah legislature's brief in opposition to
integration and in opposition to eliminating legislative and Executive
involvement in lawyer discipline.
f.
No Utah Clear and Convincing Evidence standard
In 1984, the Tenth Circuit Court identified to all state courts that the clear
and convincing evidence standard of Gault applies to state invasions of
lawyers license interests, in Razatos v. Colorado Supreme Court, 746 F. 2d
1429, 1436 (C.A.1O (Cob.), 1984)
Finally, a disciplinary proceeding requires clear and convincing
evidence to sustain a finding of fact. See Rule 251 A. Razatos
asserts that this fact indicates a weightier liberty interest than
that at stake in Raddatz, where the suppression hearing required
only a preponderance of the evidence. We agree, and we believe
that the clear and convincing evidence test functions to safeguard
that interest.
16
a.
The UTSCT Rule 14-517(b) uses a "preponderance of evidence"
standard, that in reality the UTSCT knows does not exist, see
MacFarlanci, supra.
g.
Utah eliminates prosecutorial misconduct as a defense
The UTSCT -by rule- has A. not delegated any authority over the
Prosecutor and his processes to lower Utah courts, or the Bar's
Commissioners; B. has no rule for pre deprivation writ relief; C. no
rule mandating the UTSCT rule on Due Process or Jurisdictional issues
prior to final judgment, and even not then (Steffensen, supra: D. no
rules provide for interlocutory appeals when the Prosecutor or lower
court judges or pre trial screening panels violate the UTSCT rules; E.
no rules providing the UTSCT will be read strictly as plainly written
for the lawyer, and instead are read liberally for the Prosecutor and
strictly against the lawyer under a civil standard; F. no rules for relief
from improperly constituted pretrial screening panels; G. no relief
from screening panels who make no findings of fact or identify
supporting evidence (as here) allowing the Prosecutor to file a
complaint of his own drafting, in the name only of the screening panel
of which he was the secretary and administrator and potential
prosecutor of its lawyer members; H. No rules for a state lower court to
prosecute a prosecutor for subornation of perjury.
17
h.
No Utah Double Jeopardy protections
The Double Jeopardy Clause provides: "[N]or shall any person be subject
for the same offence to be twice put in jeopardy of life or limb." U. S. Const.,
Amdt. 5. The Clause serves the function of preventing both "successive
punishments and.
.
.
successive prosecutions." United States v. Dixon, 509 U.
S. 688, 696 (1993), citing North Carolina v. Pearce, 395 U. S. 711 (1969). The
protection against multiple punishments prohibits the Government from
"punishing twice, or attempting a second time to punish criminally for the
same offense."' Witte v. United States, 515 U. S.
(1995) (slip op., at 6)
(emphasis omitted), quoting Helveringv. Mitchell, 303 U. S. 391, 399 (1938).
There is no question that U.S. District Court Judge Jenkins ruled
multiple times, and the Tenth Circuit Court one time, "acquitting" this
Petitioner of charges of misconduct, in final non appealable orders, that the
Prosecutor's counsel admitted the state was retrying for the "same issues."
57a 1. 24-25 to 58a 1. 1-5.
Ruffalo and Razatos, understood lawyer discipline, as punishment
requiring quasi criminal protections. Utah refuses to do so.
In 1978, this Court ruled a "civil" label doesn't get around the double
jeopardy clause of the 5th Amendment.
the State has engaged in a novel redefinition of trial and
appellate functions in a quasi-criminal proceeding,
intentionally designed to avoid the constraints of the
18
Double Jeopardy Clause. .... our Constitution is not so fragile an
instrument that its substantive prohibitions may be evaded
by formal designations that fail to correspond with the
actual functions performed.
Swisher v. Brady, 438 U.S. 204, 222 (1978)(J. Marshall dissent)
For the purposes of applying the Due Process Clause to a
State's proceedings, state law provides strong guidance, but
is not dispositive, as to the classification of the proceeding
or the relief imposed as civil or criminal. The critical
features are the substance of the proceeding and the character of
the relief that the proceeding will afford.
Hicks Feiock v. Feiock, 485 U.S. 624, 108 S.Ct. 1423, 99 L.Ed.2d 721
(1988)
WHY THIS PETITION SHOULD BE ACCEPTED
Accepting this Petition is well justified for the following reasons: A) no other
place to obtain the requested relief, B) the requested relief fosters uniform
U.S. Supreme Court-defined U.S. Constitutional protections of U.S. Courts
and U.S. Bar members from arbitrary and unconstitutional state invasions of
U.S. Court Bar members, when opposing counsel disagrees with federal
judges or Navajo judges denying opposing counsel sanctions who gets the
same relief in a state court; C) will protect the United States Court's appeal
authority and exclusive Congressionally assigned U.S. Court jurisdictional
authority [here, Navajo Nation jurisdiction definitions and exclusive U.S.
Court lawyer regulation authority], and D) addresses an very extraordinary
circumstance of federal courts reciprocally endorsing such intentional state
19
void unconstitutional processes; E) is all within this Court's supervisory
powers.
A.
Why there is no other place to obtain the requested relief.
a.
In Utah, the Legislature and Executive branches have no
authority over lawyer discipline to enforce standards on the UTSCT or
prosecutor. See, ¶60 at 24a. b.
The UTSCT has not delegated any
authority over their prosecutor and his processes to anyone, to any office, to
any agency, to any other appointees. c. The U.S. Courts were told the lie
that Due Process (the only Due Process is U.S. Constitutionally compliant3)
would be afforded to the Petitioner prior to any discipline, and the Court
relied upon this false and quite impossible assurance by counsel claiming to
represent the Utah State Bar; without divulging to the federal courts that the
Bar was never involved in the prosecution, and only the UTSCT could
possibly be the party of interest as having all inherent and constitutional
power (60 at 24a). See. 48a. The UTSCT willfully affords no adversarial
trial for Utah lawyers to have a"full opportunity" to know of the instances of
State v. Briggs, 199 P.3d. 935 (Utah 2008)(" ¶ 26 Nevertheless, the protections
in the federal Constitution provide a constitutional floor, which, if Utah's
Constitution or laws provide a lesser level of protection, renders interpretation of
Utah Constitution unnecessary.26 In other words, if the challenged state action
violates the federal Constitution, we need not reach the question of whether the
Utah Constitution provides additional protection; we may instead resolve the case
with reference only to the federal Constitution."
20
specific conduct to support the initial charges, based on snippets of negative
comments made without prior notice or hearings by Judges Kimball and
Judge Anderson, much less know the specific punishment or discipline the
Prosecutor seeks, or know what supports the appropriate mens rea for
discipline, much less prepare a "full opportunity" defense. 74a- 78a, Strong,
supra.
d.
The U.S. District Court would not allow me to renew my
membership in 2015, based on the disbarment order that was on a stay. 79a.
e.
The U.S. Courts read Middlesex as meaning absolutely no interference
with states regulating lawyers, under any circumstances that could possibly
cause Utah's Supreme Court embarrassment, even when the state supreme
court, unlike New Jersey in Middlesex, repeatedly refuses to entertain U.S.
Constitutional challenges to its proceedings.
Uniform Constitutional Protections will be afforded all U.S. Court
Bar members. The Tenth Circuit Court rejects its own ruling in Razatos,
supra, with its reciprocal discipline here, made without a requested hearing.
U.S. Court Bar members cannot rely on Razatos protections from state
invasions in Congressionally identified non-state jurisdiction issues.
Protection of this Court's appeal authority and exclusive rule
making jurisdiction.
US. Court Judge Jenkins identifies important federalism questions.
21
a.
Who regulates U.S. Court lawyers, particularly in behalf of U.S.
Court opposing counsel disappointed in- repeated sanctions motions being
rejected in federal courts.
4 Well, who gets to say as to the conduct before the
5 federal court? Does the state court act as some kind of
6 appellate body? We have reciprocal devices where, if
7 someone loses the power to practice in federal court for an
8 appropriate reason, there's an automatic loss in stake.
9 There's a similar process if somebody loses the right to
10 practice in state court. There's an automatic loss of the
11 opportunity to practice here.
52a
3 THE COURT: Well, okay. But just think about it.
4 The effort of the parties in federal court were to seek
5 sanctions. That was denied.
6 MR. SAUNDERS: That's true.
7 THE COURT: They failed to appeal that particular
8 determination.
9 MR. SAUNDERS: That's true.
10 THE COURT: They made an effort on the appellate
11 level to seek monetary sanctions, which was denied
23 THE COURT: The State Bar is not an appellate
24 court.
25 MR. SAUNDERS: That's correct
56a
1 THE COURT: And the propriety of somebody
2 practicing in the federal system is separate and apart-3 MR. SAUNDERS: That's right.
4 THE COURT: --from practicing in the state system.
9 THE COURT: You see, we have here--as I mentioned
10 earlier, if the State Bar is concerned about conduct here,
11 there's a method in our local rules for having that matter
12 referred to a court committee.
22
24 THE COURT: Oh, but where the--where the question
25 of sanctions--where the question of sanctions has been
57a
1 raised and passed upon-2 MR. SAUNDERS: Yes, sir. Yes, sir. But not the
3 question-4 THE COURT: --for the same conduct kind of
5 complaint to a state--the arm of the state?
6 MR. SAUNDERS: Our answer is yes, because it
7 reflects on the fitness to practice in Utah courts. The
8 decision-9 THE COURT: Well, it also--it also reflects on the
10 fitness to practice in the federal court.
58a
K The UTSCT via its prosecutor, not the Utah State Bar, is using
lawyer discipline as a means of usurping and silencing lawyers, in litigating
Indian law issues, that are prohibited to states by Congress (25 U.S.C. 13211326) unless certain conditions are met, non applicable here. And by using
an unconstitutional process to boot. Judge, now Justice Gorsuch, has
identified as settled facts and law, that the UTSCT and its courts have been
illegally hailing Indians into state court in (as in the UTSCT's claimed "state
court" matter Petitioner was seeking to protect her Navajo clients from) by
harassing, void, bad faith attempts to define Indian Nation jurisdiction that
relitigates federal court orders, and is usurping U.S. Courts' and Indian
Nation exclusive jurisdiction to define Indian Nation jurisdiction over non
Indians for FORTY years. Ute and Myton, supra. Now the UTSCT uses
lawyer discipline to destroy this Petitioner's name, reputation and honor
23
without a specific clear instance of misconduct identified warranting
the complaint, rather than uphold Congress' prohibitions to Utah acting
within Indian Nations. 25 U.S.C. 1321-1326. Pennoyer v. Neff95 US 714, 24
L ed 565 (1877)(cases lacking jurisdictional authority are void.)
All the foregoing facts show a bizarre pattern of the
extraordinary circumstance of a state eliminating U.S.
Constitutional protections for all Utah citizens and lawyers. ALL
Utah lawyer prosecutions are illegal, unconstitutional, and legally void, by
intent and design of the UTSCT since 1960. Reciprocal discipline validates
Utah's supremacy in interpreting law in place of this Court's and Congress'
Supremacy and express designs the UTSCT is violating. Pennoyer, supra.
The relief sought is well within this Court's appeal and
supervisory authority. See, Hollingsworth v. Pen
---
U.S.
---,
130 S.Ct.
705, 709-10 (2010). This Petition warrants this United States Supreme
Court exercising its supervisory authority though a) the Tenth Circuit Court
issued no decision that can be strictly analyzed as in Hollingsworth, and b)
that this Court's ability to analyze the Circuit Court's order is limited.
a.
The public interest in finding lawyers protected in the use of the
1 amendment for redress of grievances is essential to all U.S. Court
operations. b. This lawyer and all U.S. Court Bar members, within the
Tenth Circuit Court, have a great claim of interest in having uniform U.S.
24
Constitutional standards by which their professional licenses can be
protected from state unconstitutional processes.
There is no state interest involved in this Petition.
Judicial economy. Uniformity and predictability in the law, reduces
Court dockets, fosters freedom in advocacy, and prevents Courts creating
tribunals of men/women, instead of tribunals of the law.
All the foregoing identifies why Utah lawyers in U.S. Courts have no
U.S. Constitutional protections that result in punishments of economic
imprisonment of an undeterminable length of time, and destruction of
persons' names, reputations, and honor, without justification. Sounds
similar to North Korea at least three prisoners escaped from.
CONCLUSION
For all the foregoing reasons, the relief respectfully requested should be
granted.
So signed this 171h day of May, 2018.
Is! Susan Rose
CERTIFICATION OF WORD COUNT
I certify to this Court that the above document contains
5801 words by ms word count in Century Schoolbook 13 pt. font.
Is! Susan Rose May 17, 2018.
25
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.